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Network Working Group                                           B. PatelRequest for Comments: 3456                                    Intel CorpCategory: Standards Track                                       B. Aboba                                                               Microsoft                                                                S. Kelly                                                               Airespace                                                                V. Gupta                                                  Sun Microsystems, Inc.                                                            January 2003Dynamic Host Configuration Protocol (DHCPv4)Configuration of IPsec Tunnel ModeStatus of this Memo   This document specifies an Internet standards track protocol for the   Internet community, and requests discussion and suggestions for   improvements.  Please refer to the current edition of the "Internet   Official Protocol Standards" (STD 1) for the standardization state   and status of this protocol.  Distribution of this memo is unlimited.Copyright Notice   Copyright (C) The Internet Society (2003).  All Rights Reserved.Abstract   This memo explores the requirements for host configuration in IPsec   tunnel mode, and describes how the Dynamic Host Configuration   Protocol (DHCPv4) may be leveraged for configuration.  In many remote   access scenarios, a mechanism for making the remote host appear to be   present on the local corporate network is quite useful.  This may be   accomplished by assigning the host a "virtual" address from the   corporate network, and then tunneling traffic via IPsec from the   host's ISP-assigned address to the corporate security gateway.  In   IPv4, DHCP provides for such remote host configuration.Patel, et. al.              Standards Track                     [Page 1]

RFC 3456          DHCPv4 Config. of IPsec Tunnel Mode       January 2003Table of Contents1. Introduction...................................................21.1 Terminology.................................................21.2 Requirements Language.......................................32. IPsec tunnel mode configuration requirements...................32.1 DHCP configuration evaluation...............................32.2 Summary.....................................................43. Scenario overview..............................................43.1 Configuration walk-through..................................54. Detailed description...........................................64.1 DHCPDISCOVER message processing.............................64.2 DHCP Relay behavior.........................................94.3 DHCPREQUEST message processing..............................104.4 DHCPACK message processing..................................104.5 Configuration policy........................................115. Security Considerations........................................116. IANA Considerations............................................127. Intellectual Property Statement................................128. References.....................................................138.1 Normative References........................................138.2 Informative References......................................139. Acknowledgments................................................14   Appendix - IKECFG evaluation......................................15   Authors' Addresses................................................17   Full Copyright Statement .........................................181.  Introduction   In many remote access scenarios, a mechanism for making the remote   host appear to be present on the local corporate network is quite   useful.  This may be accomplished by assigning the host a "virtual"   address from the corporate network, and then tunneling traffic via   IPsec from the host's ISP-assigned address to the corporate security   gateway.  In IPv4, Dynamic Host Configuration Protocol (DHCP) [3]   provides for such remote host configuration. This document explores   the requirements for host configuration in IPsec tunnel mode, and   describes how DHCPv4 may be leveraged for configuration.1.1.  Terminology   This document uses the following terms:   DHCP client         A DHCP client or "client" is an Internet host using DHCP to         obtain configuration parameters such as a network address.Patel, et. al.              Standards Track                     [Page 2]

RFC 3456          DHCPv4 Config. of IPsec Tunnel Mode       January 2003   DHCP server         A DHCP server or "server" is an Internet host that returns         configuration parameters to DHCP clients.1.2.  Requirements language   In this document, the key words "MAY", "MUST, "MUST NOT", "optional",   "recommended", "SHOULD", and "SHOULD NOT", are to be interpreted as   described in [1].2.  IPsec tunnel mode configuration requirements   As described in [21], the configuration requirements of a host with   an IPsec tunnel mode interface include the need to obtain an IPv4   address and other configuration parameters appropriate to the class   of host.  In addition to meeting the basic requirements [21], the   following additional capabilities may be desirable:      a. integration with existing IPv4 address management facilities      b. support for address pool management      c. reconfiguration when required      d. support for fail-over      e. maintaining security and simplicity in the IKE implementation.      f. authentication where required2.1.  DHCP configuration evaluation   Leveraging DHCP for configuration of IPsec tunnel mode meets the   basic requirements described in [21].  It also provides the   additional capabilities described above.   Basic configuration         In IPv4, leveraging DHCPv4 [3] for the configuration of IPsec         tunnel mode satisfies the basic requirements described in [21].         Since the required configuration parameters described in [21]         are a subset of those already supported in DHCPv4 options [4],         no new DHCPv4 options are required, and no modifications to         DHCPv4 [3] are required.   Address management integration         Since DHCPv4 is widely deployed for address management today,         reuse of DHCPv4 for IPsec tunnel mode address management         enables compatibility and integration with existing addressing         implementations and IPv4 address management software.Patel, et. al.              Standards Track                     [Page 3]

RFC 3456          DHCPv4 Config. of IPsec Tunnel Mode       January 2003   Address pool management         As described in [18], DHCPv4 implementations support         conditional behavior so that the address and configuration         parameters assigned can be dependent on parameters included in         the DHCPDISCOVER.  This makes it possible for the security         gateway to ensure that the remote host receives an IP address         assignment from the appropriate address pool, such as via the         User Class option, described in [16].   Reconfiguration         DHCP supports the concept of configuration leases, and there is         a proposal for handling forced reconfiguration [14].   Fail-over support         When leveraging DHCPv4, configuration and addressing state is         kept on the DHCP server, not within the IKE implementation.  As         a result, the loss of a tunnel server does not result in the         loss of configuration and addressing state, thus making it         easier to support fail-over [12].   Security and simplicity         Leveraging DHCPv4 also makes it easier to maintain security in         the IKE implementation since no IKE modifications are required         to support configuration.   Authentication         Where DHCPv4 authentication [5] is required, this can be         supported on an IPsec tunnel mode interface as it would be on         any other interface.2.2.  Summary   As described, DHCPv4 [3] meets the IPsec tunnel mode configuration   requirements [21], as well as providing additional capabilities.  As   described in the Appendix, IKECFG [13] does not meet the basic   requirements, nor does it provide the additional capabilities.  As a   result, DHCPv4 is the superior alternative for IPsec tunnel mode   configuration.3.  Scenario overview   IPsec [2], [6]-[9] is a protocol suite defined to secure   communication at the network layer between communicating peers.   Among many applications enabled by IPsec, a useful application is to   connect a remote host to a corporate intranet via a security gateway,   using IPsec tunnel mode.  This host is then configured in such a   manner so as to provide it with a virtual presence on the internal   network.  This is accomplished in the following manner:Patel, et. al.              Standards Track                     [Page 4]

RFC 3456          DHCPv4 Config. of IPsec Tunnel Mode       January 2003   A remote host on the Internet will connect to the security gateway   and then establish an IPsec tunnel to it.  The remote host then   interacts via the IPsec tunnel with a DHCPv4 server which provides   the remote host with an address from the corporate network address   space.  The remote host subsequently uses this as the source address   for all interactions with corporate resources.  Note that this   implies that the corporate security gateway continues to recognize   the host's original, routable IP address as the tunnel endpoint.  The   virtual identity assumed by the remote host when using the assigned   address appears to the corporate network as though it were situated   behind a security gateway bearing the original routable IP address.   All the traffic between the remote host and the intranet will be   carried over the IPsec tunnel via the security gateway as shown   below:                                          corporate net    +------------------+                      |    |    externally    |        +--------+    |   !~~~~~~~~~~!    |+-------+ visible |        |        |    |   ! rmt host !    ||virtual| host    |        |security|    |---! virtual  !    || host  |         |--------|gateway/|    |   ! presence !    ||       |<================>|  DHCP  |----|   !~~~~~~~~~~!    |+-------+         |--------| Relay  |    |    +------------------+   ^    +--------+    |   +--------+                           |                  |---| DHCPv4 |                         IPsec tunnel         |   | server |                         with encapsulated    |   +--------+                         traffic inside   This scenario assumes that the remote host already has Internet   connectivity and the host Internet interface is appropriately   configured.  The mechanisms for configuration of the remote host's   address for the Internet interface are well defined; i.e., PPP IP   control protocol (IPCP), described in [10], DHCPv4, described in [3],   and static addressing.  The mechanisms for auto-configuration of the   intranet are also standardized.  It is also assumed that the remote   host has knowledge of the location of the security gateway.  This can   be accomplished via DNS, using either A, KX [23], or SRV [24]   records.   A typical configuration of the remote host in this application would   use two addresses: 1) an interface to connect to the Internet   (Internet interface), and 2) a virtual interface to connect to the   intranet (intranet interface).  The IP address of the Internet and   intranet interfaces are used in the outer and inner headers of the   IPsec tunnel mode packet, respectively.Patel, et. al.              Standards Track                     [Page 5]

RFC 3456          DHCPv4 Config. of IPsec Tunnel Mode       January 20033.1.  Configuration walk-through   The configuration of the intranet interface of the IPsec tunnel mode   host is accomplished in the following steps:   a. The remote host establishes an IKE security association with the      security gateway in a main mode or aggressive mode exchange.  This      IKE SA then serves to secure additional quick mode IPsec SAs.   b. The remote host establishes a DHCP SA with the IPsec tunnel mode      server in a quick mode exchange.  The DHCP SA is an IPsec tunnel      mode SA established to protect initial DHCPv4 traffic between the      security gateway and the remote host.  The DHCP SA MUST only be      used for DHCP traffic.  The details of how this SA is set up are      described inSection 4.1.   c. DHCP messages are sent back and forth between the remote host and      the DHCPv4 server.  The traffic is protected between the remote      host and the security gateway using the DHCP SA established in      step b.  After the DHCP conversation completes, the remote host's      intranet interface obtains an IP address as well as other      configuration parameters.   d. The remote host MAY request deletion of the DHCP SA since future      DHCP messages will be carried over a new IPsec tunnel.      Alternatively, the remote host and the security gateway MAY      continue to use the same SA for all subsequent traffic by adding      temporary SPD selectors in the same manner as is provided for name      ID types in [2].   e. If a new IPsec tunnel is required, the remote host establishes a      tunnel mode SA to the security gateway in a quick mode exchange.      In this case, the new address assigned via DHCPv4 SHOULD be used      in the quick mode ID.   At the end of the last step, the remote host is ready to communicate   with the intranet using an IPsec tunnel.  All the IP traffic   (including future DHCPv4 messages) between the remote host and the   intranet are now tunneled over this IPsec tunnel mode SA.   Since the security parameters used for different SAs are based on the   unique requirements of the remote host and the security gateway, they   are not described in this document.  The mechanisms described here   work best when the VPN is implemented using a virtual interface.Patel, et. al.              Standards Track                     [Page 6]

RFC 3456          DHCPv4 Config. of IPsec Tunnel Mode       January 20034.  Detailed description   This section provides details relating to the messages exchanged   during the setup and teardown of the DHCP SAs.4.1.  DHCPDISCOVER message processing   The events begin with the remote host intranet interface generating a   DHCPDISCOVER message.  Details are described below:   FIELD      OCTETS       DESCRIPTION   op            1  Message op code / message type.                    1 = BOOTREQUEST, 2 = BOOTREPLY   htype         1  Hardware address type.  Set to value 31.                    signifying an IPsec tunnel mode virtual interface.   hlen          1  Hardware address length   hops          1  Client sets to zero, optionally used by relay agents                    when booting via a relay agent.   xid           4  Transaction ID, a random number chosen by the                    client, used by the client and server to associate                    messages and responses between a client and a                    server.   secs          2  Filled in by client, seconds elapsed since client                    began address acquisition or renewal process.   flags         2  Flags.  Broadcast bit MUST be set to zero.   ciaddr        4  Client IP address; only filled in if client is in                    BOUND, RENEW or REBINDING state.   yiaddr        4  'your' (client) IP address.   siaddr        4  IP address of next server to use in bootstrap;                    returned in DHCPOFFER, DHCPACK by server.   giaddr        4  Security gateway interface IPv4 address, used in                    booting via a relay agent.   chaddr       16  Client hardware address.  Should be unique.   sname        64  Optional server host name, null terminated string.   file        128  Boot file name, null terminated string; "generic"                    name or null in DHCPDISCOVER, fully qualified                    directory-path name in DHCPOFFER.   options     var  Optional parameters field.         Table 1:  Description of fields in the DHCP message   The htype value is set to the value 31, signifying a virtual IPsec   tunnel mode interface, in order to enable the DHCP server to   differentiate VPN from non-VPN requests.  The chaddr field of the   DHCPDISCOVER MUST include an identifier unique to the virtual subnet.   The client MUST use the same chaddr field in all subsequent messages   within the same DHCPv4 exchange.  In addition, the chaddr SHOULD bePatel, et. al.              Standards Track                     [Page 7]

RFC 3456          DHCPv4 Config. of IPsec Tunnel Mode       January 2003   persistent between reboots so that the DHCP server will be able to   re-assign the same address if desired.   The hlen and chaddr fields SHOULD be determined as follows:   a. If one or more LAN interfaces are available, the hlen and chaddr      fields SHOULD be determined from the active LAN interface with the      lowest interface number.  If no active LAN interface is available,      then the parameters SHOULD be determined from the LAN interface      with the lowest interface number.  This enables the chaddr to be      persistent between reboots, as long as the LAN interface hardware      is not removed.   b. If there is no LAN interface, the chaddr field SHOULD be      determined by concatenating x'4000', the IPv4 address of the      interface supplying network connectivity, and an additional octet.      The x'4000' value indicates a locally administered unicast MAC      address, thus guaranteeing that the constructed chaddr value will      not conflict with a globally assigned value.      The additional octet (which MAY represent an interface number)      SHOULD be persistent between reboots, so that the chaddr value      will be persistent across reboots if the assigned IPv4 address      remains consistent.   If the above prescription is followed, then the chaddr will always be   unique on the virtual subnet provided that the remote host only   brings up a single tunnel to the security gateway.  Where a LAN   interface is available, the chaddr will be globally unique.  When a   non-LAN interface is available and a unique Internet address is   assigned to the remote host, the chaddr will also be globally unique.   Where a private IP address [22] is assigned to a non-LAN interface,   it will not be globally unique.  However, in this case packets will   not be routed back and forth between the remote host and the security   gateway unless the external network and corporate network have a   consistent addressing plan.  In this case the private IP address   assigned to the remote host will be unique on the virtual subnet.   For use in DHCPv4 configuration of IPsec tunnel mode, the client-   identifier option MUST be included, MUST be unique within the virtual   subnet and SHOULD be persistent across reboots.  Possibilities   include:   a. The htype/chaddr combination.  If assigned as described above,      this will be unique on the virtual subnet.  It will be persistent      across reboots for a LAN interface.  If a non-LAN interface is      used, it may not be persistent across reboots if the assigned IP      address changes.Patel, et. al.              Standards Track                     [Page 8]

RFC 3456          DHCPv4 Config. of IPsec Tunnel Mode       January 2003   b. The machine FQDN concatenated with an interface number.  Assuming      that the machine FQDN does not conflict with that of another      machine, this will be unique on the virtual subnet as well as      persistent across reboots.   c. The user NAI concatenated with an interface number.  Assuming that      the user is only connected to the VPN at one location, this will      be unique on the subnet as well as persistent across reboots.   In order to deliver the DHCPDISCOVER packet from the intranet   interface to the security gateway, an IKE Phase 1 SA is established   between the Internet interface and the security gateway.  A phase 2   (quick mode) DHCP SA tunnel mode SA is then established.  The key   lifetime for the DHCP SA SHOULD be on the order of minutes since it   will only be temporary.  The remote host SHOULD  use an IDci payload   of 0.0.0.0/UDP/port 68 in the quick mode exchange.  The security   gateway will use an IDcr payload of its own Internet address/UDP/port   67.  The DHCP SA is established as a tunnel mode SA with filters set   as follows:      From remote host to security gateway: Any to Any, destination: UDP      port 67      From security gateway to remote host: Any to Any, destination: UDP      port 68   Note that these filters will work not only for a client without   configuration, but also with a client that has previously obtained a   configuration lease, and is attempting to renew it.  In the latter   case, the DHCP SA will initially be used to send a DHCPREQUEST rather   than a DHCPDISCOVER message.  The initial DHCPv4 message   (DHCPDISCOVER or DHCPREQUEST) is then tunneled to the security   gateway using the tunnel mode SA.  Note that since the DHCPDISCOVER   packet has a broadcast address destination, the IPsec implementations   on both the remote host and the security gateway must be capable of   handling this.4.2.  DHCP Relay behavior   While other configurations are possible, typically the DHCPv4 server   will not reside on the same machine as the security gateway, which   will act as a DHCPv4 relay, inserting its address in the "giaddr"   field.  In this case, the security gateway relays packets between the   client and the DHCPv4 server, but does not request or renew addresses   on the client's behalf.  While acting as a DHCP Relay, the security   gateway MAY implement DHCP Relay load balancing as described in [19].Patel, et. al.              Standards Track                     [Page 9]

RFC 3456          DHCPv4 Config. of IPsec Tunnel Mode       January 2003   Since DHCP Relays are stateless, the security gateway SHOULD insert   appropriate information in the DHCP message prior to forwarding to   one or more DHCP servers.  This enables the security gateway to route   the corresponding DHCPOFFER message(s) back to the remote host on the   correct IPsec tunnel, without having to keep state gleaned from the   DISCOVER, such as a table of the xid, chaddr and tunnel.   If the security gateway maintains a separate subnet for each IPsec   tunnel, then this can be accomplished by inserting the appropriate   interface address in the giaddr field.  Alternatively, the security   gateway can utilize the DHCP Relay Agent Information Option [17].  In   this case, the virtual port number of the tunnel is inserted in the   Agent Circuit ID Sub-option (sub-option code 1).   To learn the internal IP address of the client in order to route   packets to it, the security gateway will typically snoop the yiaddr   field within the DHCPACK and plumb a corresponding route as part of   DHCP Relay processing.   Where allocating a separate subnet for each tunnel is not feasible,   and the DHCP server does not support the Relay Agent Information   Option, stateless Relay Agent behavior will not be possible.  In such   cases, implementations MAY devise a mapping between the xid, chaddr,   and tunnel in order to route the DHCP server response to the   appropriate tunnel endpoint.  Note that this is particularly   undesirable in large VPN servers where the resulting state will be   substantial.4.3.  DHCPREQUEST message processing   After the Internet interface has received the DHCPOFFER message, it   forwards this to the intranet interface after IPsec processing.  The   intranet interface then responds by creating a DHCPREQUEST message,   which is tunneled to security gateway using the DHCP SA.4.4.  DHCPACK message processing   The DHCPv4 server then replies with a DHCPACK or DHCPNAK message,   which is forwarded down the DHCP SA by the security gateway.  The   remote host Internet interface then forwards the DHCPACK or DHCPNAK   message to the intranet interface after IPsec processing.   After processing of the DHCPACK, the intranet interface is configured   and the Internet interface can establish a new IPsec tunnel mode SA   to the security gateway.  The remote host may now delete the DHCP   tunnel mode SA.  All future DHCP messages sent by the client,   including DHCPREQUEST, DHCPINFORM, DHCPDECLINE, and DHCPRELEASE   messages will use the newly established VPN SA.  Similarly, all DHCPPatel, et. al.              Standards Track                    [Page 10]

RFC 3456          DHCPv4 Config. of IPsec Tunnel Mode       January 2003   messages subsequently sent by the DHCPv4 server will be forwarded by   the security gateway (acting as a DHCP Relay) using the IPsec tunnel   mode SA, including DHCPOFFER, DHCPACK, and DHCPNAK messages.   It SHOULD be possible to configure the remote host to forward all   Internet-bound traffic through the tunnel.  While this adds overhead   to round-trips between the remote host and the Internet, it provides   some added security in return for this, in that the corporate   security gateway may now filter traffic as it would if the remote   host were physically located on the corporate network.4.5.  Configuration policy   Several mechanisms can be used to enable remote hosts to be assigned   different configurations.  For example, clients may use the User   Class Option [16] to request various configuration profiles.  The   DHCPv4 server may also take a number of other variables into account,   including the htype/chaddr; the host name option; the client-   identifier option; the DHCP Relay Agent Information option [17]; the   vendor-class-identifier option; the vendor-specific information   option; or the subnet selection option [15].   Conditional configuration of clients, described in [18], can be used   to solve a number of problems, including assignment of options based   on the client operating system; assignment of groups of clients to   address ranges subsequently used to determine quality of service;   allocation of special address ranges for remote hosts; assignment of   static routes to clients [20], etc.  As noted in the security   considerations, these mechanisms, while useful, do not enhance   security since they can be evaded by a remote host choosing its own   IP address.5.  Security Considerations   This protocol is secured using IPsec, and as a result the DHCP   packets flowing between the remote host and the security gateway are   authenticated and integrity protected.   However, since the security gateway acts as a DHCP Relay, no   protection is afforded the DHCP packets in the portion of the path   between the security gateway and the DHCP server, unless DHCP   authentication is used.   Note that authenticated DHCP cannot be used as an access control   mechanism.  This is because a remote host can always set its own IP   address and thus evade any  security measures based on DHCP   authentication.Patel, et. al.              Standards Track                    [Page 11]

RFC 3456          DHCPv4 Config. of IPsec Tunnel Mode       January 2003   As a result, the assigned address MUST NOT be depended upon for   security.  Instead, the security gateway can use other techniques   such as instantiating packet filters or quick mode selectors on a   per-tunnel basis.   As described in [17], a number of issues arise when forwarding DHCP   client requests from untrusted sources.  These include DHCP   exhaustion attacks, and spoofing of the client identifier option or   client MAC address.  These issues can be partially addressed through   use of the DHCP Relay Information Option [17].6.  IANA Considerations   This document requires that an htype value be allocated for use with   IPsec tunnel mode, as described insection 4.1.  Note that DHCP   relies on the arp-parameters registry for definition of both the hrd   parameter in ARP and the htype parameter in BOOTP/DHCP.  As a result,   an assignment in the arp-parameters registry is required, even though   IPsec-DHCP will never use that parameter for ARP purposes, since   conceptually BOOTP/DHCP and ARP share the arp-parameters registry.   This document does not create any new number spaces for IANA   administration.7.  Intellectual Property Statement   The IETF takes no position regarding the validity or scope of any   intellectual property or other rights that might be claimed to   pertain to the implementation or use of the technology described in   this document or the extent to which any license under such rights   might or might not be available; neither does it represent that it   has made any effort to identify any such rights.  Information on the   IETF's procedures with respect to rights in standards-track and   standards-related documentation can be found inBCP-11.  Copies of   claims of rights made available for publication and any assurances of   licenses to be made available, or the result of an attempt made to   obtain a general license or permission for the use of such   proprietary rights by implementors or users of this specification can   be obtained from the IETF Secretariat.   The IETF invites any interested party to bring to its attention any   copyrights, patents or patent applications, or other proprietary   rights which may cover technology that may be required to practice   this standard.  Please address the information to the IETF Executive   Director.Patel, et. al.              Standards Track                    [Page 12]

RFC 3456          DHCPv4 Config. of IPsec Tunnel Mode       January 20038.  References8.1  Normative References   [1]  Bradner, S., "Key words for use in RFCs to Indicate Requirement        Levels",BCP 14,RFC 2119, March 1997.   [2]  Atkinson, R. and S. Kent, "Security Architecture for the        Internet Protocol",RFC 2401, November 1998.   [3]  Droms, R., "Dynamic Host Configuration Protocol",RFC 2131,        March 1997.   [4]  Alexander, S. and R. Droms, "DHCP Options and BOOTP Vendor        Extensions",RFC 2132, March 1997.   [5]  Droms, R. and W. Arbaugh, "Authentication for DHCP Messages",RFC 3118, June 2001.   [6]  Kent, S. and R. Atkinson, "IP Authentication Header",RFC 2402,        November 1998.   [7]  Kent, S. and R. Atkinson, "IP Encapsulating Security Payload        (ESP)",RFC 2406, November 1998.   [8]  Piper, D., "The Internet IP Security Domain of Interpretation of        ISAKMP",RFC 2407, November 1998.   [9]  Harkins, D. and D. Carrel, "The Internet Key Exchange (IKE)",RFC 2409, November 1998.8.2  Informative References   [10] McGregor, G., "The PPP Internet Protocol Control Protocol        (IPCP)",RFC 1332, May 1992.   [11] Cobb, S., "PPP Internet Protocol Control Protocol Extensions for        Name Server Addresses",RFC 1877, December 1995.   [12] Droms, R., Kinnear, K., Stapp, M., Volz, B., Gonczi, S., Rabil,        G., Dooley, M. and A. Kapur, "DHCP Failover Protocol", Work in        Progress.   [13] Dukes, D. and R. Pereira,"The ISAKMP Configuration Method",        Work in Progress.   [14] T'Joens, Y., Hublet, C. and P. De Schrijver, "DHCP reconfigure        extension",RFC 3203, December 2001.Patel, et. al.              Standards Track                    [Page 13]

RFC 3456          DHCPv4 Config. of IPsec Tunnel Mode       January 2003   [15] Waters, G., "The IPv4 Subnet Selection Option for DHCP",RFC3011, November 2000.   [16] Stump, G., Droms, R., Gu, Y., Vyaghrapuri, R., Demirtjis, A.,        Beser, B. and J. Privat, "The User Class Option for DHCP",RFC3004, November 2000.   [17] Patrick, M., "DHCP Relay Agent Information Option",RFC 3046,        January 2001.   [18] Droms, R., and Lemon, T., The DHCP Handbook, Macmillan,        Indianapolis, Indiana, 1999.   [19] Volz, B., Gonczi, S., Lemon, T. and R. Stevens, "DHC Load        Balancing Algorithm",RFC 3074, February 2001.   [20] Lemon, T., Cheshire, S. and B. Volz, "The Classless Static Route        Option for Dynamic Host Configuration Protocol (DHCP)",RFC3442, December 2002.   [21] Kelly, S. and S. Ramamoorthi, "Requirements for IPsec Remote        Access Scenarios",RFC 3457, January 2003.   [22] Rekhter, Y., Moskowitz, B., Karrenberg, D., G. de Groot, and E.        Lear, "Address Allocation for Private Internets",BCP 5,RFC1918, February 1996.   [23] Atkinson, R., "Key Exchange Delegation Record for the DNS",RFC2230, November 1997.   [24] Gulbrandsen, A., Vixie, P. and L. Esibov, "A DNS RR for        specifying the location of services (DNS SRV)",RFC 2782,        February 2000.9.  Acknowledgments   This document has been enriched by comments from John Richardson and   Prakash Iyer of Intel, Gurdeep Pall and Peter Ford of Microsoft.Patel, et. al.              Standards Track                    [Page 14]

RFC 3456          DHCPv4 Config. of IPsec Tunnel Mode       January 2003Appendix - IKECFG evaluation   Alternatives to DHCPv4, such as ISAKMP CFG, described in [13], do not   meet the basic requirements described in [21], nor do they provide   the additional capabilities of DHCPv4.   Basic configuration         While ISAKMP CFG can provide for IP address assignment as well         as configuration of a few additional parameters such as the DNS         server and WINS server addresses, the rich configuration         facilities of DHCPv4 are not supported.  Past experience with         similar configuration mechanisms within PPP IPCP [11] has         taught us that it is not viable merely to support minimal         configuration.  Eventually, either much of the functionality         embodied in the DHCPv4 options [4] is duplicated or support for         DHCPINFORM [3] will be required.   Address management integration         Since IKECFG is not integrated with existing IP address         management facilities, it is difficult to integrate it with         policy management services that may be dependent on the user to         IP address binding.   Address pool management         IKECFG does not provide a mechanism for the remote host to         indicate a preference for a particular address pool.  This         makes it difficult to support address pool management.   Reconfiguration         IKECFG does not support the concept of configuration leases or         reconfiguration.   Fail-over support         Since IKECFG creates a separate pool of address state, it         complicates the provisioning of network utility-class         reliability, both in the IP address management system and in         the security gateways themselves.   Security and simplicity         As past history with PPP IPCP demonstrates, once it is decided         to provide non-integrated address management and configuration         facilities within IKE, it will be difficult to limit the         duplication of effort to address assignment.  Instead, it will         be tempting to also duplicate the configuration, authentication         and fail-over facilities of DHCPv4.  This duplication will         greatly increase the scope of work, eventually compromising the         security of IKE.Patel, et. al.              Standards Track                    [Page 15]

RFC 3456          DHCPv4 Config. of IPsec Tunnel Mode       January 2003   Authentication         While IKECFG can support mutual authentication of the IPsec         tunnel endpoints, it is difficult to integrate IKECFG with         DHCPv4 authentication [5].  This is because the security         gateway will not typically have access to the client         credentials necessary to issue an DHCPv4 authentication option         on the client's behalf.   As a result, security gateways implementing IKECFG typically request   allocation of an IP address on their own behalf, and then assign this   to the client via IKECFG.  Since IKECFG does not support the concept   of an address lease, the security gateway will need to do the renewal   itself.  This complicates the renewal process.   SinceRFC 2131 [3] assumes that a DHCPREQUEST will not contain a   filled in giaddr field when generated during RENEWING state, the   DHCPACK will be sent directly to the client, which will not be   expecting it.  As a result, it is either necessary for the security   gateway to add special code to avoid forwarding such packets, or to   wait until REBINDING state.  Since [3] does not specify that the   giaddr field cannot be filled in when in the REBINDING state, the   security gateway may put its own address in the giaddr field when in   REBINDING state, thereby ensuring that it can receive the renewal   response without treating it as a special case.Patel, et. al.              Standards Track                    [Page 16]

RFC 3456          DHCPv4 Config. of IPsec Tunnel Mode       January 2003Authors' Addresses   Baiju V. Patel   Intel Corp   2511 NE 25th Ave   Hillsboro, OR 97124   Phone: +1 503 712 2303   EMail: baiju.v.patel@intel.com   Bernard Aboba   Microsoft Corporation   One Microsoft Way   Redmond, WA 98052   Phone: +1 425 706 6605   EMail: bernarda@microsoft.com   Scott Kelly   Airespace   110 Nortech Pkwy   San Jose CA 95134 USA   Phone: +1 (408) 941-0500   EMail: scott@hyperthought.com   Vipul Gupta   Sun Microsystems, Inc.   MS UMTV29-235   2600 Casey Avenue   Mountain View, CA 94303   Phone: +1 650 336 1681   EMail: vipul.gupta@sun.comPatel, et. al.              Standards Track                    [Page 17]

RFC 3456          DHCPv4 Config. of IPsec Tunnel Mode       January 2003Full Copyright Statement   Copyright (C) The Internet Society (2003).  All Rights Reserved.   This document and translations of it may be copied and furnished to   others, and derivative works that comment on or otherwise explain it   or assist in its implementation may be prepared, copied, published   and distributed, in whole or in part, without restriction of any   kind, provided that the above copyright notice and this paragraph are   included on all such copies and derivative works.  However, this   document itself may not be modified in any way, such as by removing   the copyright notice or references to the Internet Society or other   Internet organizations, except as needed for the purpose of   developing Internet standards in which case the procedures for   copyrights defined in the Internet Standards process must be   followed, or as required to translate it into languages other than   English.   The limited permissions granted above are perpetual and will not be   revoked by the Internet Society or its successors or assigns.   This document and the information contained herein is provided on an   "AS IS" basis and THE INTERNET SOCIETY AND THE INTERNET ENGINEERING   TASK FORCE DISCLAIMS ALL WARRANTIES, EXPRESS OR IMPLIED, INCLUDING   BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE INFORMATION   HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED WARRANTIES OF   MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.Acknowledgement   Funding for the RFC Editor function is currently provided by the   Internet Society.Patel, et. al.              Standards Track                    [Page 18]

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