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PROPOSED STANDARD
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Network Working Group                                       J. RosenbergRequest for Comments: 3263                                   dynamicsoftObsoletes:2543                                           H. SchulzrinneCategory: Standards Track                                    Columbia U.                                                               June 2002Session Initiation Protocol (SIP): Locating SIP ServersStatus of this Memo   This document specifies an Internet standards track protocol for the   Internet community, and requests discussion and suggestions for   improvements.  Please refer to the current edition of the "Internet   Official Protocol Standards" (STD 1) for the standardization state   and status of this protocol.  Distribution of this memo is unlimited.Copyright Notice   Copyright (C) The Internet Society (2002).  All Rights Reserved.Abstract   The Session Initiation Protocol (SIP) uses DNS procedures to allow a   client to resolve a SIP Uniform Resource Identifier (URI) into the IP   address, port, and transport protocol of the next hop to contact.  It   also uses DNS to allow a server to send a response to a backup client   if the primary client has failed.  This document describes those DNS   procedures in detail.Table of Contents1          Introduction ........................................22          Problems DNS is Needed to Solve .....................23          Terminology .........................................54          Client Usage ........................................54.1        Selecting a Transport Protocol ......................64.2        Determining Port and IP Address .....................84.3        Details ofRFC 2782 Process .........................94.4        Consideration for Stateless Proxies .................105          Server Usage ........................................116          Constructing SIP URIs ...............................127          Security Considerations .............................128          The Transport Determination Application .............139          IANA Considerations .................................1410         Acknowledgements ....................................1411         Normative References ................................1512         Informative References ..............................15Rosenberg & Schulzrinne     Standards Track                     [Page 1]

RFC 3263               SIP: Locating SIP Servers               June 200213         Authors' Addresses ..................................1614         Full Copyright Statement ............................171 Introduction   The Session Initiation Protocol (SIP) (RFC 3261 [1]) is a client-   server protocol used for the initiation and management of   communications sessions between users.  SIP end systems are called   user agents, and intermediate elements are known as proxy servers.  A   typical SIP configuration, referred to as the SIP "trapezoid", is   shown in Figure 1.  In this diagram, a caller in domain A (UA1)   wishes to call Joe in domain B (joe@B).  To do so, it communicates   with proxy 1 in its domain (domain A).  Proxy 1 forwards the request   to the proxy for the domain of the called party (domain B), which is   proxy 2.  Proxy 2 forwards the call to the called party, UA 2.   As part of this call flow, proxy 1 needs to determine a SIP server   for domain B.  To do this, proxy 1 makes use of DNS procedures, using   both SRV [2] and NAPTR [3] records.  This document describes the   specific problems that SIP uses DNS to help solve, and provides a   solution.2 Problems DNS is Needed to Solve   DNS is needed to help solve two aspects of the general call flow   described in the Introduction.  The first is for proxy 1 to discover   the SIP server in domain B, in order to forward the call for joe@B.   The second is for proxy 2 to identify a backup for proxy 1 in the   event it fails after forwarding the request.   For the first aspect, proxy 1 specifically needs to determine the IP   address, port, and transport protocol for the server in domain B.   The choice of transport protocol is particularly noteworthy.  Unlike   many other protocols, SIP can run over a variety of transport   protocols, including TCP, UDP, and SCTP.  SIP can also use TLS.   Currently, use of TLS is defined for TCP only.  Thus, clients need to   be able to automatically determine which transport protocols are   available.  The proxy sending the request has a particular set of   transport protocols it supports and a preference for using those   transport protocols.  Proxy 2 has its own set of transport protocols   it supports, and relative preferences for those transport protocols.   All proxies must implement both UDP and TCP, along with TLS over TCP,   so that there is always an intersection of capabilities.  Some form   of DNS procedures are needed for proxy 1 to discover the available   transport protocols for SIP services at domain B, and the relative   preferences of those transport protocols.  Proxy 1 intersects its   list of supported transport protocols with those of proxy 2 and then   chooses the protocol preferred by proxy 2.Rosenberg & Schulzrinne     Standards Track                     [Page 2]

RFC 3263               SIP: Locating SIP Servers               June 2002    ............................          ..............................    .                          .          .                            .    .                +-------+ .          . +-------+                  .    .                |       | .          . |       |                  .    .                | Proxy |------------- | Proxy |                  .    .                |   1   | .          . |  2    |                  .    .                |       | .          . |       |                  .    .              / +-------+ .          . +-------+ \                .    .             /            .          .            \               .    .            /             .          .             \              .    .           /              .          .              \             .    .          /               .          .               \            .    .         /                .          .                \           .    .        /                 .          .                 \          .    .       /                  .          .                  \         .    .   +-------+              .          .                +-------+   .    .   |       |              .          .                |       |   .    .   |       |              .          .                |       |   .    .   | UA 1  |              .          .                | UA 2  |   .    .   |       |              .          .                |       |   .    .   +-------+              .          .                +-------+   .    .              Domain A    .          .   Domain B                 .    ............................          ..............................                        Figure 1: The SIP trapezoid   It is important to note that DNS lookups can be used multiple times   throughout the processing of a call.  In general, an element that   wishes to send a request (called a client) may need to perform DNS   processing to determine the IP address, port, and transport protocol   of a next hop element, called a server (it can be a proxy or a user   agent).  Such processing could, in principle, occur at every hop   between elements.   Since SIP is used for the establishment of interactive communications   services, the time it takes to complete a transaction between a   caller and called party is important.  Typically, the time from when   the caller initiates a call until the time the called party is   alerted should be no more than a few seconds.  Given that there can   be multiple hops, each of which is doing DNS lookups in addition to   other potentially time-intensive operations, the amount of time   available for DNS lookups at each hop is limited.   Scalability and high availability are important in SIP. SIP services   scale up through clustering techniques.  Typically, in a realistic   version of the network in Figure 1, proxy 2 would be a cluster of   homogeneously configured proxies.  DNS needs to provide the abilityRosenberg & Schulzrinne     Standards Track                     [Page 3]

RFC 3263               SIP: Locating SIP Servers               June 2002   for domain B to configure a set of servers, along with prioritization   and weights, in order to provide a crude level of capacity-based load   balancing.   SIP assures high availability by having upstream elements detect   failures.  For example, assume that proxy 2 is implemented as a   cluster of two proxies, proxy 2.1 and proxy 2.2.  If proxy 1 sends a   request to proxy 2.1 and the request fails, it retries the request by   sending it to proxy 2.2.  In many cases, proxy 1 will not know which   domains it will ultimately communicate with.  That information would   be known when a user actually makes a call to another user in that   domain.  Proxy 1 may never communicate with that domain again after   the call completes.  Proxy 1 may communicate with thousands of   different domains within a few minutes, and proxy 2 could receive   requests from thousands of different domains within a few minutes.   Because of this "many-to-many" relationship, and the possibly long   intervals between communications between a pair of domains, it is not   generally possible for an element to maintain dynamic availability   state for the proxies it will communicate with.  When a proxy gets   its first call with a particular domain, it will try the servers in   that domain in some order until it finds one that is available.  The   identity of the available server would ideally be cached for some   amount of time in order to reduce call setup delays of subsequent   calls.  The client cannot query a failed server continuously to   determine when it becomes available again, since this does not scale.   Furthermore, the availability state must eventually be flushed in   order to redistribute load to recovered elements when they come back   online.   It is possible for elements to fail in the middle of a transaction.   For example, after proxy 2 forwards the request to UA 2, proxy 1   fails.  UA 2 sends its response to proxy 2, which tries to forward it   to proxy 1, which is no longer available.  The second aspect of the   flow in the introduction for which DNS is needed, is for proxy 2 to   identify a backup for proxy 1 that it can send the response to.  This   problem is more realistic in SIP than it is in other transactional   protocols.  The reason is that some SIP responses can take a long   time to be generated, because a human user frequently needs to be   consulted in order to generate that response.  As such, it is not   uncommon for tens of seconds to elapse between a call request and its   acceptance.Rosenberg & Schulzrinne     Standards Track                     [Page 4]

RFC 3263               SIP: Locating SIP Servers               June 20023 Terminology   In this document, the key words "MUST", "MUST NOT", "REQUIRED",   "SHALL", "SHALL NOT", "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY",   and "OPTIONAL" are to be interpreted as described inRFC 2119 [4] and   indicate requirement levels for compliant SIP implementations.4 Client Usage   Usage of DNS differs for clients and for servers.  This section   discusses client usage.  We assume that the client is stateful   (either a User Agent Client (UAC) or a stateful proxy).  Stateless   proxies are discussed inSection 4.4.   The procedures here are invoked when a client needs to send a request   to a resource identified by a SIP or SIPS (secure SIP) URI.  This URI   can identify the desired resource to which the request is targeted   (in which case, the URI is found in the Request-URI), or it can   identify an intermediate hop towards that resource (in which case,   the URI is found in the Route header).  The procedures defined here   in no way affect this URI (i.e., the URI is not rewritten with the   result of the DNS lookup), they only result in an IP address, port   and transport protocol where the request can be sent.RFC 3261 [1]   provides guidelines on determining which URI needs to be resolved in   DNS to determine the host that the request needs to be sent to.  In   some cases, also documented in [1], the request can be sent to a   specific intermediate proxy not identified by a SIP URI, but rather,   by a hostname or numeric IP address.  In that case, a temporary URI,   used for purposes of this specification, is constructed.  That URI is   of the form sip:<proxy>, where <proxy> is the FQDN or numeric IP   address of the next-hop proxy.  As a result, in all cases, the   problem boils down to resolution of a SIP or SIPS URI in DNS to   determine the IP address, port, and transport of the host to which   the request is to be sent.   The procedures here MUST be done exactly once per transaction, where   transaction is as defined in [1].  That is, once a SIP server has   successfully been contacted (success is defined below), all   retransmissions of the SIP request and the ACK for non-2xx SIP   responses to INVITE MUST be sent to the same host.  Furthermore, a   CANCEL for a particular SIP request MUST be sent to the same SIP   server that the SIP request was delivered to.   Because the ACK request for 2xx responses to INVITE constitutes a   different transaction, there is no requirement that it be delivered   to the same server that received the original request (indeed, if   that server did not record-route, it will not get the ACK).Rosenberg & Schulzrinne     Standards Track                     [Page 5]

RFC 3263               SIP: Locating SIP Servers               June 2002   We define TARGET as the value of the maddr parameter of the URI, if   present, otherwise, the host value of the hostport component of the   URI.  It identifies the domain to be contacted.  A description of the   SIP and SIPS URIs and a definition of these parameters can be found   in [1].   We determine the transport protocol, port and IP address of a   suitable instance of TARGET in Sections4.1 and4.2.4.1 Selecting a Transport Protocol   First, the client selects a transport protocol.   If the URI specifies a transport protocol in the transport parameter,   that transport protocol SHOULD be used.   Otherwise, if no transport protocol is specified, but the TARGET is a   numeric IP address, the client SHOULD use UDP for a SIP URI, and TCP   for a SIPS URI.  Similarly, if no transport protocol is specified,   and the TARGET is not numeric, but an explicit port is provided, the   client SHOULD use UDP for a SIP URI, and TCP for a SIPS URI.  This is   because UDP is the only mandatory transport inRFC 2543 [6], and thus   the only one guaranteed to be interoperable for a SIP URI.  It was   also specified as the default transport inRFC 2543 when no transport   was present in the SIP URI.  However, another transport, such as TCP,   MAY be used if the guidelines of SIP mandate it for this particular   request.  That is the case, for example, for requests that exceed the   path MTU.   Otherwise, if no transport protocol or port is specified, and the   target is not a numeric IP address, the client SHOULD perform a NAPTR   query for the domain in the URI.  The services relevant for the task   of transport protocol selection are those with NAPTR service fields   with values "SIP+D2X" and "SIPS+D2X", where X is a letter that   corresponds to a transport protocol supported by the domain.  This   specification defines D2U for UDP, D2T for TCP, and D2S for SCTP.  We   also establish an IANA registry for NAPTR service name to transport   protocol mappings.   These NAPTR records provide a mapping from a domain to the SRV record   for contacting a server with the specific transport protocol in the   NAPTR services field.  The resource record will contain an empty   regular expression and a replacement value, which is the SRV record   for that particular transport protocol.  If the server supports   multiple transport protocols, there will be multiple NAPTR records,   each with a different service value.  As perRFC 2915 [3], the client   discards any records whose services fields are not applicable.  For   the purposes of this specification, several rules are defined.Rosenberg & Schulzrinne     Standards Track                     [Page 6]

RFC 3263               SIP: Locating SIP Servers               June 2002   First, a client resolving a SIPS URI MUST discard any services that   do not contain "SIPS" as the protocol in the service field.  The   converse is not true, however.  A client resolving a SIP URI SHOULD   retain records with "SIPS" as the protocol, if the client supports   TLS.  Second, a client MUST discard any service fields that identify   a resolution service whose value is not "D2X", for values of X that   indicate transport protocols supported by the client.  The NAPTR   processing as described inRFC 2915 will result in the discovery of   the most preferred transport protocol of the server that is supported   by the client, as well as an SRV record for the server.  It will also   allow the client to discover if TLS is available and its preference   for its usage.   As an example, consider a client that wishes to resolve   sip:user@example.com.  The client performs a NAPTR query for that   domain, and the following NAPTR records are returned:   ;          order pref flags service      regexp  replacement      IN NAPTR 50   50  "s"  "SIPS+D2T"     ""  _sips._tcp.example.com.      IN NAPTR 90   50  "s"  "SIP+D2T"      ""  _sip._tcp.example.com      IN NAPTR 100  50  "s"  "SIP+D2U"      ""  _sip._udp.example.com.   This indicates that the server supports TLS over TCP, TCP, and UDP,   in that order of preference.  Since the client supports TCP and UDP,   TCP will be used, targeted to a host determined by an SRV lookup of   _sip._tcp.example.com.  That lookup would return:   ;;          Priority Weight Port   Target       IN SRV  0        1      5060   server1.example.com       IN SRV  0        2      5060   server2.example.com   If a SIP proxy, redirect server, or registrar is to be contacted   through the lookup of NAPTR records, there MUST be at least three   records - one with a "SIP+D2T" service field, one with a "SIP+D2U"   service field, and one with a "SIPS+D2T" service field.  The records   with SIPS as the protocol in the service field SHOULD be preferred   (i.e., have a lower value of the order field) above records with SIP   as the protocol in the service field.  A record with a "SIPS+D2U"   service field SHOULD NOT be placed into the DNS, since it is not   possible to use TLS over UDP.   It is not necessary for the domain suffixes in the NAPTR replacement   field to match the domain of the original query (i.e., example.com   above).  However, for backwards compatibility withRFC 2543, a domain   MUST maintain SRV records for the domain of the original query, even   if the NAPTR record is in a different domain.  As an example, even   though the SRV record for TCP is _sip._tcp.school.edu, there MUST   also be an SRV record at _sip._tcp.example.com.Rosenberg & Schulzrinne     Standards Track                     [Page 7]

RFC 3263               SIP: Locating SIP Servers               June 2002RFC 2543 will look up the SRV records for the domain directly.  If      these do not exist because the NAPTR replacement points to a      different domain, the client will fail.   For NAPTR records with SIPS protocol fields, (if the server is using   a site certificate), the domain name in the query and the domain name   in the replacement field MUST both be valid based on the site   certificate handed out by the server in the TLS exchange.  Similarly,   the domain name in the SRV query and the domain name in the target in   the SRV record MUST both be valid based on the same site certificate.   Otherwise, an attacker could modify the DNS records to contain   replacement values in a different domain, and the client could not   validate that this was the desired behavior or the result of an   attack.   If no NAPTR records are found, the client constructs SRV queries for   those transport protocols it supports, and does a query for each.   Queries are done using the service identifier "_sip" for SIP URIs and   "_sips" for SIPS URIs.  A particular transport is supported if the   query is successful.  The client MAY use any transport protocol it   desires which is supported by the server.      This is a change fromRFC 2543.  It specified that a client would      lookup SRV records for all transports it supported, and merge the      priority values across those records.  Then, it would choose the      most preferred record.   If no SRV records are found, the client SHOULD use TCP for a SIPS   URI, and UDP for a SIP URI.  However, another transport protocol,   such as TCP, MAY be used if the guidelines of SIP mandate it for this   particular request.  That is the case, for example, for requests that   exceed the path MTU.4.2 Determining Port and IP Address   Once the transport protocol has been determined, the next step is to   determine the IP address and port.   If TARGET is a numeric IP address, the client uses that address.  If   the URI also contains a port, it uses that port.  If no port is   specified, it uses the default port for the particular transport   protocol.   If the TARGET was not a numeric IP address, but a port is present in   the URI, the client performs an A or AAAA record lookup of the domain   name.  The result will be a list of IP addresses, each of which can   be contacted at the specific port from the URI and transport protocolRosenberg & Schulzrinne     Standards Track                     [Page 8]

RFC 3263               SIP: Locating SIP Servers               June 2002   determined previously.  The client SHOULD try the first record.  If   an attempt should fail, based on the definition of failure inSection4.3, the next SHOULD be tried, and if that should fail, the next   SHOULD be tried, and so on.      This is a change fromRFC 2543.  Previously, if the port was      explicit, but with a value of 5060, SRV records were used.  Now, A      or AAAA records will be used.   If the TARGET was not a numeric IP address, and no port was present   in the URI, the client performs an SRV query on the record returned   from the NAPTR processing ofSection 4.1, if such processing was   performed.  If it was not, because a transport was specified   explicitly, the client performs an SRV query for that specific   transport, using the service identifier "_sips" for SIPS URIs.  For a   SIP URI, if the client wishes to use TLS, it also uses the service   identifier "_sips" for that specific transport, otherwise, it uses   "_sip".  If the NAPTR processing was not done because no NAPTR   records were found, but an SRV query for a supported transport   protocol was successful, those SRV records are selected. Irregardless   of how the SRV records were determined, the procedures ofRFC 2782,   as described in the section titled "Usage rules" are followed,   augmented by the additional procedures ofSection 4.3 of this   document.   If no SRV records were found, the client performs an A or AAAA record   lookup of the domain name.  The result will be a list of IP   addresses, each of which can be contacted using the transport   protocol determined previously, at the default port for that   transport.  Processing then proceeds as described above for an   explicit port once the A or AAAA records have been looked up.4.3 Details ofRFC 2782 ProcessRFC 2782 spells out the details of how a set of SRV records are   sorted and then tried.  However, it only states that the client   should "try to connect to the (protocol, address, service)" without   giving any details on what happens in the event of failure.  Those   details are described here for SIP.   For SIP requests, failure occurs if the transaction layer reports a   503 error response or a transport failure of some sort (generally,   due to fatal ICMP errors in UDP or connection failures in TCP).   Failure also occurs if the transaction layer times out without ever   having received any response, provisional or final (i.e., timer B or   timer F inRFC 3261 [1] fires).  If a failure occurs, the client   SHOULD create a new request, which is identical to the previous, butRosenberg & Schulzrinne     Standards Track                     [Page 9]

RFC 3263               SIP: Locating SIP Servers               June 2002   has a different value of the Via branch ID than the previous (and   therefore constitutes a new SIP transaction).  That request is sent   to the next element in the list as specified byRFC 2782.4.4 Consideration for Stateless Proxies   The process of the previous sections is highly stateful.  When a   server is contacted successfully, all retransmissions of the request   for the transaction, as well as ACK for a non-2xx final response, and   CANCEL requests for that transaction, MUST go to the same server.   The identity of the successfully contacted server is a form of   transaction state.  This presents a challenge for stateless proxies,   which still need to meet the requirement for sending all requests in   the transaction to the same server.   The problem is similar, but different, to the problem of HTTP   transactions within a cookie session getting routed to different   servers based on DNS randomization.  There, such distribution is not   a problem.  Farms of servers generally have common back-end data   stores, where the session data is stored.  Whenever a server in the   farm receives an HTTP request, it takes the session identifier, if   present, and extracts the needed state to process the request.  A   request without a session identifier creates a new one.  The problem   with stateless proxies is at a lower layer; it is retransmitted   requests within a transaction that are being potentially spread   across servers.  Since none of these retransmissions carries a   "session identifier" (a complete dialog identifier in SIP terms), a   new dialog would be created identically at each server.  This could,   for example result in multiple phone calls to be made to the same   phone.  Therefore, it is critical to prevent such a thing from   happening in the first place.   The requirement is not difficult to meet in the simple case where   there were no failures when attempting to contact a server.  Whenever   the stateless proxy receives the request, it performs the appropriate   DNS queries as described above.  However, the procedures ofRFC 2782   are not guaranteed to be deterministic.  This is because records that   contain the same priority have no specified order.  The stateless   proxy MUST define a deterministic order to the records in that case,   using any algorithm at its disposal.  One suggestion is to   alphabetize them, or, more generally, sort them by ASCII-compatible   encoding.  To make processing easier for stateless proxies, it is   RECOMMENDED that domain administrators make the weights of SRV   records with equal priority different (for example, using weights of   1000 and 1001 if two servers are equivalent, rather than assigning   both a weight of 1000), and similarly for NAPTR records.  If the   first server is contacted successfully, the proxy can remainRosenberg & Schulzrinne     Standards Track                    [Page 10]

RFC 3263               SIP: Locating SIP Servers               June 2002   stateless.  However, if the first server is not contacted   successfully, and a subsequent server is, the proxy cannot remain   stateless for this transaction.  If it were stateless, a   retransmission could very well go to a different server if the failed   one recovers between retransmissions.  As such, whenever a proxy does   not successfully contact the first server, it SHOULD act as a   stateful proxy.   Unfortunately, it is still possible for a stateless proxy to deliver   retransmissions to different servers, even if it follows the   recommendations above.  This can happen if the DNS TTLs expire in the   middle of a transaction, and the entries had changed.  This is   unavoidable.  Network implementors should be aware of this   limitation, and not use stateless proxies that access DNS if this   error is deemed critical.5 Server UsageRFC 3261 [1] defines procedures for sending responses from a server   back to the client.  Typically, for unicast UDP requests, the   response is sent back to the source IP address where the request came   from, using the port contained in the Via header.  For reliable   transport protocols, the response is sent over the connection the   request arrived on.  However, it is important to provide failover   support when the client element fails between sending the request and   receiving the response.   A server, according toRFC 3261 [1], will send a response on the   connection it arrived on (in the case of reliable transport   protocols), and for unreliable transport protocols, to the source   address of the request, and the port in the Via header field.  The   procedures here are invoked when a server attempts to send to that   location and that response fails (the specific conditions are   detailed inRFC 3261). "Fails" is defined as any closure of the   transport connection the request came in on before the response can   be sent, or communication of a fatal error from the transport layer.   In these cases, the server examines the value of the sent-by   construction in the topmost Via header.  If it contains a numeric IP   address, the server attempts to send the response to that address,   using the transport protocol from the Via header, and the port from   sent-by, if present, else the default for that transport protocol.   The transport protocol in the Via header can indicate "TLS", which   refers to TLS over TCP.  When this value is present, the server MUST   use TLS over TCP to send the response.Rosenberg & Schulzrinne     Standards Track                    [Page 11]

RFC 3263               SIP: Locating SIP Servers               June 2002   If, however, the sent-by field contained a domain name and a port   number, the server queries for A or AAAA records with that name.  It   tries to send the response to each element on the resulting list of   IP addresses, using the port from the Via, and the transport protocol   from the Via (again, a value of TLS refers to TLS over TCP).  As in   the client processing, the next entry in the list is tried if the one   before it results in a failure.   If, however, the sent-by field contained a domain name and no port,   the server queries for SRV records at that domain name using the   service identifier "_sips" if the Via transport is "TLS", "_sip"   otherwise, and the transport from the topmost Via header ("TLS"   implies that the transport protocol in the SRV query is TCP).  The   resulting list is sorted as described in [2], and the response is   sent to the topmost element on the new list described there.  If that   results in a failure, the next entry on the list is tried.6 Constructing SIP URIs   In many cases, an element needs to construct a SIP URI for inclusion   in a Contact header in a REGISTER, or in a Record-Route header in an   INVITE.  According toRFC 3261 [1], these URIs have to have the   property that they resolve to the specific element that inserted   them.  However, if they are constructed with just an IP address, for   example:   sip:1.2.3.4   then should the element fail, there is no way to route the request or   response through a backup.   SRV provides a way to fix this.  Instead of using an IP address, a   domain name that resolves to an SRV record can be used:   sip:server23.provider.com   The SRV records for a particular target can be set up so that there   is a single record with a low value for the priority field   (indicating the preferred choice), and this record points to the   specific element that constructed the URI.  However, there are   additional records with higher values of the priority field that   point to backup elements that would be used in the event of failure.   This allows the constraint ofRFC 3261 [1] to be met while allowing   for robust operation.Rosenberg & Schulzrinne     Standards Track                    [Page 12]

RFC 3263               SIP: Locating SIP Servers               June 20027 Security Considerations   DNS NAPTR records are used to allow a client to discover that the   server supports TLS.  An attacker could potentially modify these   records, resulting in a client using a non-secure transport when TLS   is in fact available and preferred.   This is partially mitigated by the presence of the sips URI scheme,   which is always sent only over TLS.  An attacker cannot force a bid   down through deletion or modification of DNS records.  In the worst   case, they can prevent communication from occurring by deleting all   records.  A sips URI itself is generally exchanged within a secure   context, frequently on a business card or secure web page, or within   a SIP message which has already been secured with TLS.  SeeRFC 3261   [1] for details.  The sips URI is therefore preferred when security   is truly needed, but we allow TLS to be used for requests resolved by   a SIP URI to allow security that is better than no TLS at all.   The bid down attack can also be mitigated through caching.  A client   which frequently contacts the same domain SHOULD cache whether or not   its NAPTR records contain SIPS in the services field.  If such   records were present, but in later queries cease to appear, it is a   sign of a potential attack.  In this case, the client SHOULD generate   some kind of alert or alarm, and MAY reject the request.   An additional problem is that proxies, which are intermediaries   between the users of the system, are frequently the clients that   perform the NAPTR queries.  It is therefore possible for a proxy to   ignore SIPS entries even though they are present, resulting in   downgraded security.  There is very little that can be done to   prevent such attacks.  Clients are simply dependent on proxy servers   for call completion, and must trust that they implement the protocol   properly in order for security to be provided.  Falsifying DNS   records can be done by tampering with wire traffic (in the absence of   DNSSEC), whereas compromising and commandeering a proxy server   requires a break-in, and is seen as the considerably less likely   downgrade threat.8 The Transport Determination Application   This section more formally defines the NAPTR usage of this   specification, using the Dynamic Delegation Discovery System (DDDS)   framework as a guide [7].  DDDS represents the evolution of the NAPTR   resource record.  DDDS defines applications, which can make use of   the NAPTR record for specific resolution services.  This application   is called the Transport Determination Application, and its goal is to   map an incoming SIP or SIPS URI to a set of SRV records for the   various servers that can handle the URI.Rosenberg & Schulzrinne     Standards Track                    [Page 13]

RFC 3263               SIP: Locating SIP Servers               June 2002   The following is the information that DDDS requests an application to   provide:      Application Unique String: The Application Unique String (AUS) is         the input to the resolution service.  For this application, it         is the URI to resolve.      First Well Known Rule: The first well known rule extracts a key         from the AUS.  For this application, the first well known rule         extracts the host portion of the SIP or SIPS URI.      Valid Databases: The key resulting from the first well known rule         is looked up in a single database, the DNS [8].      Expected Output: The result of the application is an SRV record         for the server to contact.9 IANA Considerations   The usage of NAPTR records described here requires well known values   for the service fields for each transport supported by SIP.  The   table of mappings from service field values to transport protocols is   to be maintained by IANA.  New entries in the table MAY be added   through the publication of standards track RFCs, as described inRFC2434 [5].   The registration in the RFC MUST include the following information:      Service Field: The service field being registered.  An example for         a new fictitious transport protocol called NCTP might be         "SIP+D2N".      Protocol: The specific transport protocol associated with that         service field.  This MUST include the name and acronym for the         protocol, along with reference to a document that describes the         transport protocol.  For example - "New Connectionless         Transport Protocol (NCTP),RFC 5766".      Name and Contact Information: The name, address, email address and         telephone number for the person performing the registration.   The following values have been placed into the registry:   Services Field               Protocol   SIP+D2T                       TCP   SIPS+D2T                      TCP   SIP+D2U                       UDP   SIP+D2S                       SCTP (RFC 2960)Rosenberg & Schulzrinne     Standards Track                    [Page 14]

RFC 3263               SIP: Locating SIP Servers               June 200210 Acknowledgements   The authors would like to thank Randy Bush, Leslie Daigle, Patrik   Faltstrom, Jo Hornsby, Rohan Mahy, Allison Mankin, Michael Mealling,   Thomas Narten, and Jon Peterson for their useful comments.11 Normative References   [1]   Rosenberg, J., Schulzrinne, H., Camarillo, G., Johnston, A.,         Peterson, J., Sparks, R., Handley, M. and E. Schooler, "SIP:         Session Initiation Protocol",RFC 3261, June 2002.   [2]   Gulbrandsen, A., Vixie, P. and L. Esibov, "A DNS RR for         Specifying the Location of Services (DNS SRV)",RFC 2782,         February 2000.   [3]   Mealling, M. and R. Daniel, "The Naming Authority Pointer         (NAPTR) DNS Resource Record",RFC 2915, September 2000.   [4]   Bradner, S., "Key Words for Use in RFCs to Indicate Requirement         Levels",BCP 14,RFC 2119, March 1997.   [5]   Narten, T. and H. Alvestrand, "Guidelines for Writing an IANA         Considerations Section in RFCs",BCP 26,RFC 2434, October         1998.12 Informative References   [6]   Handley, M., Schulzrinne, H., Schooler, E. and J. Rosenberg,         "SIP: Session Initiation Protocol",RFC 2543, March 1999.   [7]   Mealling, M., "Dynamic Delegation Discovery System (DDDS) Part         One: The Comprehensive DDDS Standard", Work in Progress.   [8]   Mealling, M., "Dynamic Delegation Discovery System (DDDS) Part         Three: The DNS Database", Work in Progress.Rosenberg & Schulzrinne     Standards Track                    [Page 15]

RFC 3263               SIP: Locating SIP Servers               June 200213 Authors' Addresses   Jonathan Rosenberg   dynamicsoft   72 Eagle Rock Avenue   First Floor   East Hanover, NJ 07936   EMail: jdrosen@dynamicsoft.com   Henning Schulzrinne   Columbia University   M/S 0401   1214 Amsterdam Ave.   New York, NY 10027-7003   EMail: schulzrinne@cs.columbia.eduRosenberg & Schulzrinne     Standards Track                    [Page 16]

RFC 3263               SIP: Locating SIP Servers               June 200214  Full Copyright Statement   Copyright (C) The Internet Society (2002).  All Rights Reserved.   This document and translations of it may be copied and furnished to   others, and derivative works that comment on or otherwise explain it   or assist in its implementation may be prepared, copied, published   and distributed, in whole or in part, without restriction of any   kind, provided that the above copyright notice and this paragraph are   included on all such copies and derivative works.  However, this   document itself may not be modified in any way, such as by removing   the copyright notice or references to the Internet Society or other   Internet organizations, except as needed for the purpose of   developing Internet standards in which case the procedures for   copyrights defined in the Internet Standards process must be   followed, or as required to translate it into languages other than   English.   The limited permissions granted above are perpetual and will not be   revoked by the Internet Society or its successors or assigns.   This document and the information contained herein is provided on an   "AS IS" basis and THE INTERNET SOCIETY AND THE INTERNET ENGINEERING   TASK FORCE DISCLAIMS ALL WARRANTIES, EXPRESS OR IMPLIED, INCLUDING   BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE INFORMATION   HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED WARRANTIES OF   MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.Acknowledgement   Funding for the RFC Editor function is currently provided by the   Internet Society.Rosenberg & Schulzrinne     Standards Track                    [Page 17]

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