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INFORMATIONAL
Network Working Group                                      A. WesterinenRequest for Comments: 3198                                 J. SchnizleinCategory: Informational                                    Cisco Systems                                                            J. Strassner                                                  Intelliden Corporation                                                            M. Scherling                                                                   xCert                                                                B. Quinn                                                          Celox Networks                                                               S. Herzog                                                        PolicyConsulting                                                                A. Huynh                                                     Lucent Technologies                                                              M. Carlson                                                        Sun Microsystems                                                                J. Perry                                                       Network Appliance                                                           S. Waldbusser                                                           November 2001Terminology for Policy-Based ManagementStatus of this Memo   This memo provides information for the Internet community.  It does   not specify an Internet standard of any kind.  Distribution of this   memo is unlimited.Copyright Notice   Copyright (C) The Internet Society (2001).  All Rights Reserved.Abstract   This document is a glossary of policy-related terms.  It provides   abbreviations, explanations, and recommendations for use of these   terms.  The document takes the approach and format ofRFC 2828, which   defines an Internet Security Glossary. The intent is to improve the   comprehensibility and consistency of writing that deals with network   policy, particularly Internet Standards documents (ISDs).Westerinen, et al.           Informational                      [Page 1]

RFC 3198        Terminology for Policy-Based Management    November 2001Table of Contents1. Introduction...................................................22. Explanation of Paragraph Markings..............................33. Terms..........................................................34. Intellectual Property..........................................165. Acknowledgements...............................................176. Security Considerations........................................177. References.....................................................178. Authors' Addresses.............................................199. Full Copyright Statement.......................................211. Introduction   This document provides abbreviations, definitions, and explanations   of terms related to network policy.  All definitions are provided inSection 3, with the terms listed in alphabetical order.   The intent is to improve the comprehensibility and consistency of   Internet Standards documents (ISDs) -- i.e., RFCs, Internet-Drafts,   and other material produced as part of the Internet Standards Process   [RFC2026].  Benefits across the ISDs are well-stated in the   Introduction toRFC 2828 [RFC2828]:   o  "Clear, Concise, and Easily Understood Documentation" - Requires      that the set of terms and definitions be consistent, self-      supporting and uniform across all ISDs.   o  Technical Excellence - Where all ISDs use terminology accurately,      precisely, and unambiguously.   o  Prior Implementation and Testing - Requires that terms are used in      their plainest form, that private and "made-up" terms are avoided      in ISDs, and that new definitions are not created that conflict      with established ones.   o  "Openness, Fairness, and Timeliness" - Where ISDs avoid terms that      are proprietary or otherwise favor a particular vendor, or that      create a bias toward a particular technology or mechanism.   Common and/or controversial policy terms are defined.  These terms   are directly related and specific to network policy.   Wherever possible, this document takes definitions from existing   ISDs.  It should be noted that:   o  Expired Internet-Drafts are not referenced, nor are their      terminology and definitions used in this document.Westerinen, et al.           Informational                      [Page 2]

RFC 3198        Terminology for Policy-Based Management    November 2001   o  Multiple definitions may exist across the ISDs.  Each definition      is listed, with its source.2. Explanation of Paragraph MarkingsSection 3 marks terms and definitions as follows:   o  Capitalization: Only terms that are proper nouns are capitalized.   o  Paragraph Marking: Definitions and explanations are stated in      paragraphs that are marked as follows:      -  "P" identifies basic policy-related terms.      -  "T" identifies various techniques to create or convey policy-         related information in a network.  For example, COPS and an         "Information Model" are two techniques for communicating and         describing policy-related data.  SNMP and MIBs are another.      -  "A" identifies specific Work Groups and general "areas of use"         of policy.  For example, AAA and QoS are two "areas of use"         where policy concepts are extremely important to their function         and operation.3. Terms   Note:  In providing policy definitions, other "technology specific"   terms (for example, related to Differentiated Services) may be used   and referenced.  These non-policy terms will not be defined in this   document, and the reader is requested to go to the referenced ISD for   additional detail.   $ AAA      See "Authentication, Authorization, Accounting".   $ abstraction levels      See "policy abstraction".   $ action      See "policy action".   $ Authentication, Authorization, Accounting (AAA)      (A) AAA deals with control, authentication, authorization and          accounting of systems and environments based on policies set          by the administrators and users of the systems.  The use of          policy may be implicit - as defined by RADIUS [RFC2138]. In          RADIUS, a network access server sends dial-user credentials to          an AAA server, and receives authentication that the user isWesterinen, et al.           Informational                      [Page 3]

RFC 3198        Terminology for Policy-Based Management    November 2001          who he/she claims, along with a set of attribute-value pairs          authorizing various service features. Policy is implied in          both the authentication, which can be restricted by time of          day, number of sessions, calling number, etc., and the          attribute-values authorized.   $ CIM      See "Common Information Model".   $ Common Information Model (CIM)      (T) An object-oriented information model published by the DMTF          (Distributed Management Task Force) [DMTF].  It consists of a          Specification detailing the abstract modeling constructs and          principles of the Information Model, and a textual language          definition to represent the Model.  CIM's schemas are defined          as a set of files, written in the language of the          Specification, with graphical renderings using UML [UML].          Sets of classes and associations represent CIM's Core and          Common Models, defining an information model for the          "enterprise" - addressing general concepts (in Core), and          systems, devices, users, software distribution, the physical          environment, networks and policy (in the Common Models).  (See          also "information model".)   $ Common Open Policy Service (COPS)      (T) A simple query and response TCP-based protocol that can be          used to exchange policy information between a Policy Decision          Point (PDP) and its clients (Policy Enforcement Points, PEPs)          [RFC2748].  The COPS protocol is used to provide for the          outsourcing of policy decisions for RSVP [RFC2749]. Another          usage is for the provisioning of policy [RFC3084]. (See also          "Policy Decision Point" and "Policy Enforcement Point".)   $ condition      See "policy condition".   $ configuration      (P) "Configuration" can be defined from two perspectives:          -  The set of parameters in network elements and other systems             that determine their function and operation. Some             parameters are static, such as packet queue assignment and             can be predefined and downloaded to a network element.             Others are more dynamic, such as the actions taken by a             network device upon the occurrence of some event.  The             distinction between static (predefined) "configuration" and             the dynamic state of network elements blurs as setting             parameters becomes more responsive, and signaling controls             greater degrees of a network device's behavior.Westerinen, et al.           Informational                      [Page 4]

RFC 3198        Terminology for Policy-Based Management    November 2001          -  A static setup of a network element, done before shipment             to a customer and which cannot be modified by the customer.          The first is the accepted usage in the Internet community.   $ COPS      See "Common Open Policy Service".   $ data model      (T) A mapping of the contents of an information model into a form          that is specific to a particular type of data store or          repository.  A "data model" is basically the rendering of an          information model according to a specific set of mechanisms          for representing, organizing, storing and handling data.  It          has three parts [DecSupp]:          -  A collection of data structures such as lists, tables,             relations, etc.          -  A collection of operations that can be applied to the             structures such as retrieval, update, summation, etc.          -  A collection of integrity rules that define the legal             states (set of values) or changes of state (operations on             values).          (See also "information model".)   $ DEN      See "Directory Enabled Networks".   $ Differentiated Services (DS)      (T) The IP header field, called the DS-field.  In IPv4, it defines          the layout of the ToS (Type of Service) octet; in IPv6, it is          the Traffic Class octet [RFC2474].      (A) "Differentiated Services" is also an "area of use" for QoS          policies.  It requires policy to define the correspondence          between codepoints in the packet's DS-field and individual          per-hop behaviors (to achieve a specified per-domain          behavior).  In addition, policy can be used to specify the          routing of packets based on various classification criteria.          (See also "Quality of Service" and "filter".)   $ diffserv      See "Differentiated Services".   $ Directory Enabled Networks (DEN)      (T) A data model that is the LDAP mapping of CIM (the Common          Information Model).  Its goals are to enable the deployment          and use of policy by starting with common service and user          concepts (defined in the information model), specifying theirWesterinen, et al.           Informational                      [Page 5]

RFC 3198        Terminology for Policy-Based Management    November 2001          mapping/storage in an LDAP-based repository, and using these          concepts in vendor/device-independent policy rules [DMTF].          (See also "Common Information Model" and "data model".)   $ domain      (P) A collection of elements and services, administered in a          coordinated fashion.  (See also "policy domain".)   $ DS      See "Differentiated Services".   $ filter      (T) A set of terms and/or criteria used for the purpose of          separating or categorizing.  This is accomplished via single-          or multi-field matching of traffic header and/or payload data.          "Filters" are often manipulated and used in network operation          and policy.  For example, packet filters specify the criteria          for matching a pattern (for example, IP or 802 criteria) to          distinguish separable classes of traffic.   $ goal      See "policy goal".   $ information model      (T) An abstraction and representation of the entities in a managed          environment, their properties, attributes and operations, and          the way that they relate to each other.  It is independent of          any specific repository, software usage, protocol, or          platform.   $ Management Information Base (MIB)      (T) A collection of information that can be accessed via the          Simple Network Management Protocol.  Management information is          defined in MIB modules using the rules contained in SNMP's          Structure of Management Information (SMI) specifications          [RFC2570].  Management information is an abstract concept, and          definitions can be created for high level policy          specifications, low level policy, as well as technology and          vendor specific configurations, status and statistics.  (See          also "Simple Network Management Protocol" and "Structure of          Management Information".)   $ MIB      See "Management Information Base".Westerinen, et al.           Informational                      [Page 6]

RFC 3198        Terminology for Policy-Based Management    November 2001   $ MPLS      See "Multiprotocol Label Switching".  (Also, MPLS may refer to      Multi-Protocol Lambda Switching in optical networks.  But, this is      unrelated to policy and not discussed further in this document.)   $ Multiprotocol Label Switching (MPLS)      (T) Integrates a label swapping and switching framework with          network layer routing [RFC2702].  The basic idea involves          assigning short fixed length labels to packets at the ingress          to an MPLS cloud.  Throughout the interior of the MPLS domain,          the labels attached to packets are used to make forwarding          decisions (usually without recourse to the original packet          headers).   $ outsourced policy      (P) An execution model where a policy enforcement device issues a          query to delegate a decision for a specific policy event to          another component, external to it.  For example, in RSVP, the          arrival of a new RSVP message to a PEP requires a fast policy          decision (not to delay the end-to-end setup). The PEP may use          COPS-RSVP to send a query to the PDP, asking for a policy          decision [RFC2205,RFC2748].  "Outsourced policy" is          contrasted with "provisioned policy", but they are not          mutually exclusive and operational systems may combine the          two.   $ PCIM      See "Policy Core Information Model".   $ PDP      See "Policy Decision Point".   $ PEP      See "Policy Enforcement Point".   $ PIB      See "Policy Information Base".   $ policy      (P) "Policy" can be defined from two perspectives:          -  A definite goal, course or method of action to guide and             determine present and future decisions.  "Policies" are             implemented or executed within a particular context (such             as policies defined within a business unit).          -  Policies as a set of rules to administer, manage, and             control access to network resources [RFC3060].Westerinen, et al.           Informational                      [Page 7]

RFC 3198        Terminology for Policy-Based Management    November 2001          Note that these two views are not contradictory since          individual rules may be defined in support of business goals.          (See also "policy goal", "policy abstraction" and "policy          rule".)   $ policy abstraction      (P) Policy can be represented at different levels, ranging from          business goals to device-specific configuration parameters.          Translation between different levels of "abstraction" may          require information other than policy, such as network and          host parameter configuration and capabilities.  Various          documents and implementations may specify explicit levels of          abstraction.  However, these do not necessarily correspond to          distinct processing entities or the complete set of levels in          all environments.  (See also "configuration" and "policy          translation".)   $ policy action      (P) Definition of what is to be done to enforce a policy rule,          when the conditions of the rule are met.  Policy actions may          result in the execution of one or more operations to affect          and/or configure network traffic and network resources.          -  In [RFC3060], a rule's actions may be ordered.   $ policy condition      (P) A representation of the necessary state and/or prerequisites          that define whether a policy rule's actions should be          performed.  This representation need not be completely          specified, but may be implicitly provided in an implementation          or protocol.  When the policy condition(s) associated with a          policy rule evaluate to TRUE, then (subject to other          considerations such as rule priorities and decision          strategies) the rule should be enforced.      (T) In [RFC3060], a rule's conditions can be expressed as either          an ORed set of ANDed sets of statements (disjunctive normal          form), or an ANDed set of ORed sets of statements (conjunctive          normal form).  Individual condition statements can also be          negated.   $ policy conflict      (P) Occurs when the actions of two rules (that are both satisfied          simultaneously) contradict each other.  The entity          implementing the policy would not be able to determine which          action to perform.  The implementers of policy systems must          provide conflict detection and avoidance or resolution          mechanisms to prevent this situation.  "Policy conflict" is          contrasted with "policy error".Westerinen, et al.           Informational                      [Page 8]

RFC 3198        Terminology for Policy-Based Management    November 2001   $ policy conversion      See "policy translation".   $ Policy Core Information Model (PCIM) [RFC3060]      (T) An information model describing the basic concepts of policy          groups, rules, conditions, actions, repositories and their          relationships.  This model is described as a "core" model          since it cannot be applied without domain-specific extensions          (for example, extensions for QoS or IPsec).  PCIM is "core"          with respect to the area of policy.  However, it is a "Common          Model," with respect to CIM - in that it extends the basic CIM          concepts for policy.  (See also "Common Information Model".)   $ policy decision      (P) Two perspectives of "policy decision" exist:          -  A "process" perspective that deals with the evaluation of a             policy rule's conditions          -  A "result" perspective that deals with the actions for             enforcement, when the conditions of a policy rule are TRUE   $ Policy Decision Point (PDP)      (P) A logical entity that makes policy decisions for itself or for          other network elements that request such decisions [RFC2753].          (See also "policy decision".)   $ policy domain      (P) A collection of elements and services, and/or a portion of an          Internet over which a common and consistent set of policies          are administered in a coordinated fashion [RFC2474]. This          definition of a policy domain does not preclude multiple          sources of policy creation within an organization, but does          require that the resultant policies be coordinated.          -  Policies defined in the context of one domain may need to             be communicated or negotiated outside of that domain. (See             also "policy negotiation".)   $ policy enforcement      (P) The execution of a policy decision.   $ Policy Enforcement Point (PEP)      (P) A logical entity that enforces policy decisions [RFC2753].          (See also "policy enforcement".)   $ policy error      (P) "Policy errors" occur when attempts to enforce policy actions          fail, whether due to temporary state or permanent mismatch          between the policy actions and the device enforcement          capabilities.  This is contrasted with "policy conflict".Westerinen, et al.           Informational                      [Page 9]

RFC 3198        Terminology for Policy-Based Management    November 2001   $ policy goal      (P) Goals are the business objectives or desired state intended to          be maintained by a policy system.  As the highest level of          abstraction of policy, these goals are most directly described          in business rather than technical terms.  For example, a goal          might state that a particular application operate on a network          as though it had its own dedicated network, despite using a          shared infrastructure. 'Policy goals' can include the          objectives of a service level agreement, as well as the          assignment of resources to applications or individuals.  A          policy system may be created that automatically strives to          achieve a goal through feedback regarding whether the goal          (such as a service level) is being met.   $ Policy Information Base (PIB)      (T) Collections of related PRovisioning Classes (PRCs), defined as          a module.  (See also "PRovisioning Class".)   $ policy mapping      See "policy translation".   $ policy negotiation      (P) Exposing the desired or appropriate part of a policy to          another domain.  This is necessary to support partial          interconnection between domains, which are operating with          different sets of policies.   $ policy repository      (P) "Policy repository" can be defined from three perspectives:          -  A specific data store that holds policy rules, their             conditions and actions, and related policy data.  A             database or directory would be an example of such a store.          -  A logical container representing the administrative scope             and naming of policy rules, their conditions and actions,             and related policy data.  A "QoS policy" domain would be an             example of such a container.          -  In [RFC3060], a more restrictive definition than the prior             one exists.  A PolicyRepository is a model abstraction             representing an administratively defined, logical container             for reusable policy elements.   $ policy request      (P) A message requesting a policy-related service.  This may refer          to a request to retrieve a specific set of policy rules, to          determine the actions to enforce, or other policy requests.          When sent by a PEP to a PDP, it is more accurately qualified          as a "policy decision request" [RFC2753].  (See also "policy          decision".)Westerinen, et al.           Informational                     [Page 10]

RFC 3198        Terminology for Policy-Based Management    November 2001   $ policy rule      (P) A basic building block of a policy-based system.  It is the          binding of a set of actions to a set of conditions - where the          conditions are evaluated to determine whether the actions are          performed [RFC3060].   $ policy server      (P) A marketing term whose definition is imprecise. Originally,          [RFC2753] referenced a "policy server".  As the RFC evolved,          this term became more precise and known as the Policy Decision          Point (PDP).  Today, the term is used in marketing and other          literature to refer specifically to a PDP, or for any entity          that uses/services policy.   $ policy translation      (P) The transformation of a policy from a representation and/or          level of abstraction, to another representation or level of          abstraction.  For example, it may be necessary to convert PIB          data to a command line format.  In this "conversion," the          translation to the new representation is likely to require a          change in the level of abstraction (becoming more or less          specific).  Although these are logically distinct tasks, they          are (in most cases) blurred in the act of          translating/converting/mapping.  Therefore, this is also known          as "policy conversion" or "policy mapping".   $ PolicyGroup      (T) An abstraction in the Policy Core Information Model [RFC3060].          It is a class representing a container, aggregating either          policy rules or other policy groups.  It allows the grouping          of rules into a Policy, and the refinement of high-level          Policies to lower-level or different (i.e., converted or          translated) peer groups.   $ PRC      See "PRovisioning Class".   $ PRI      See "PRovisioning Instance".   $ provisioned policy      (P) An execution model where network elements are pre-configured,          based on policy, prior to processing events. Configuration is          pushed to the network device, e.g., based on time of day or at          initial booting of the device.  The focus of this model is on          the distribution of configuration information, and is          exemplified by Differentiated Services [RFC2475].  Based on          events received, devices use downloaded (pre-provisioned)Westerinen, et al.           Informational                     [Page 11]

RFC 3198        Terminology for Policy-Based Management    November 2001          mechanisms to implement policy. "Provisioned policy" is          contrasted with "outsourced policy".   $ PRovisioning Class (PRC)      (T) An ordered set of attributes representing a type of policy          data.  PRCs are defined in PIB modules (encoded using SPPI)          and registered in the Object Identifier tree.  Instances of          each PRC are organized in tables, similar to conceptual tables          in SMIv2.  (See also "Structure of Policy Provisioning          Information" and "Policy Information Base".)          The acronym, PRC, has evolved from "policy rule class" to          "provisioning class".  The reason for the change is that a          discrepancy existed between the use of the words, "policy          rule" in the PRC context versus other uses in PCIM and the          industry.  In the latter, rules are If/Then statements - a          binding of conditions to actions.  PRCs are not "rules" by          this definition, but the encoding of (network-wide)          configuration information for a device.   $ PRovisioning Instance (PRI)      (T) An instantiation of a PRovisioning Class.  (See also          "PRovisioning Class".)   $ QoS      See "Quality of Service".   $ Quality of Service (QoS)      (A) At a high level of abstraction, "Quality of Service" refers to          the ability to deliver network services according to the          parameters specified in a Service Level Agreement. "Quality"          is characterized by service availability, delay, jitter,          throughput and packet loss ratio.  At a network resource          level, "Quality of Service" refers to a set of capabilities          that allow a service provider to prioritize traffic, control          bandwidth, and network latency.  There are two different          approaches to "Quality of Service" on IP networks: Integrated          Services [RFC1633], and Differentiated Service [RFC2475].          Integrated Services require policy control over the creation          of signaled reservations, which provide specific quantitative          end-to-end behavior for a (set of) flow(s).  In contrast,          Differentiated Services require policy to define the          correspondence between codepoints in the packet's DS-field and          individual per-hop behaviors (to achieve a specified per-          domain behavior).  A maximum of 64 per-hop behaviors limit the          number of classes of service traffic that can be marked at any          point in a domain.  These classes of service signal the          treatment of the packets with respect to various QoS aspects,          such as flow priority and packet drop precedence.  InWesterinen, et al.           Informational                     [Page 12]

RFC 3198        Terminology for Policy-Based Management    November 2001          addition, policy can be used to specify the routing of packets          based on various classification criteria.  Policy controls the          set of configuration parameters and routing for each class in          Differentiated Service, and the admission conditions for          reservations in Integrated Services.  (See also "policy          abstraction" and "Service Level Agreement".)   $ Resource reSerVation Protocol (RSVP)      (T) A setup protocol designed for an Integrated Services Internet,          to reserve network resources for a path [RFC2205]. And, a          signaling mechanism for managing application traffic's QoS in          a Differentiated Service network.   $ role      (P) "Role" is defined from three perspectives:          -  A business position or function, to which people and             logical entities are assigned [X.500]          -  The labeled endpoints of a UML (Unified Modeling Language)             association.  Quoting from [UML], "When a class             participates in an association, it has a specific role that             it plays in that relationship; a role is just the face the             class at the near end of the association presents to the             class at the other end of the association".  The Policy             Core Information Model [RFC3060] uses UML to depict its             class hierarchy. Relationships/associations are significant             in the model.          -  An administratively specified characteristic of a managed             element (for example, an interface).  It is a selector for             policy rules and PRovisioning Classes (PRCs), to determine             the applicability of the rule/PRC to a particular managed             element [RFC3060].          Only the third definition (roles as selectors of policy) is          directly related to the management of network policy. However,          the first definition (roles as business positions and          functions) may be referenced in policy conditions and actions.   $ role combination      (P) A lexicographically ordered set of roles that characterize          managed elements and indicate the applicability of policy          rules and PRovisioning Classes (PRCs).  A policy system uses          the set of roles reported by the managed element to determine          the correct rules/PRCs to be sent for enforcement.  That          determination may examine all applicable policy rules          identified by the role combination, its sub-combinations and          the individual roles in the combination [RFC3060].  In the          case of PRCs, a PRC must explicitly match the role combination          of the managed element in order to be applicable and/or          enforced.  (The comparison is typically case-sensitive.)  TheWesterinen, et al.           Informational                     [Page 13]

RFC 3198        Terminology for Policy-Based Management    November 2001          final set of rules/PRCs for enforcement are defined by the          policy system, as appropriate for the specified role          combination of the managed element.   $ RSVP      See "Resource reSerVation Protocol".   $ rule      See "policy rule".   $ rule based engine      (T) A rule based engine is able to evaluate policy condition(s)          and trigger appropriate policy actions.  A particular rule          based engine may only be capable of acting upon policy rules          that are formatted in a specified way or adhere to a specific          language.   $ schema      (T) Two different perspectives of schema are defined:          -  A set of rules that determines what data can be stored in a             database or directory service [DirServs]          -  A collection of data models that are each bound to the same             type of repository.          The latter is the preferred and recommended one for Internet          Standards documents.  (See also "data model".)   $ service      (P) The behavior or functionality provided by a network, network          element or host [DMTF,RFC2216].  Quoting fromRFC 2216          [RFC2216], in order to completely specify a "service", one          must define the "functions to be performed ..., the          information required ... to perform these functions, and the          information made available by the element to other elements of          the system".  Policy can be used to configure a "service" in a          network or on a network element/host, invoke its          functionality, and/or coordinate services in an interdomain or          end-to-end environment.   $ Service Level Agreement (SLA)      (P) The documented result of a negotiation between a          customer/consumer and a provider of a service, that specifies          the levels of availability, serviceability, performance,          operation or other attributes of the service [RFC2475]. (See          also "Service Level Objective".)Westerinen, et al.           Informational                     [Page 14]

RFC 3198        Terminology for Policy-Based Management    November 2001   $ Service Level Objective (SLO)      (P) Partitions an SLA into individual metrics and operational          information to enforce and/or monitor the SLA.  "Service Level          Objectives" may be defined as part of an SLA, an SLS, or in a          separate document.  It is a set of parameters and their          values.  The actions of enforcing and reporting monitored          compliance can be implemented as one or more policies.  (See          also "Service Level Agreement".)   $ Service Level Specification (SLS)      (P) Specifies handling of customer's traffic by a network          provider.  It is negotiated between a customer and the          provider, and (for example) in a DiffServ environment, defines          parameters such as specific Code Points and the Per-Hop-          Behavior, profile characteristics and treatment of the traffic          for those Code Points.  An SLS is a specific SLA (a negotiated          agreement) and its SLOs (the individual metrics and          operational data to enforce) to guarantee quality of service          for network traffic.  (See also "Service Level Agreement" and          "Service Level Objective".)   $ Simple Network Management Protocol (SNMP)      (T) SNMP is a framework (including a protocol) for managing          systems in a network environment [RFC2570].  It can be used          for policy-based configuration and control using a specific          MIB Module designed to execute policies on managed elements          via scripts.  The elements (instances) in a network device are          evaluated using a policy filter, to determine where policy          will be applied.   $ SLA      See "Service Level Agreement".   $ SLO      See "Service Level Objective".   $ SLS      See "Service Level Specification".   $ SMIv2      See "Structure of Management Information".   $ SNMP      See "Simple Network Management Protocol".   $ SPPI      See "Structure of Policy Provisioning Information".Westerinen, et al.           Informational                     [Page 15]

RFC 3198        Terminology for Policy-Based Management    November 2001   $ Structure of Policy Provisioning Information (SPPI)      (T) An adapted subset of SNMP's Structure of Management          Information (SMIv2) that is used to encode collections of          related PRovisioning Classes as a PIB [RFC3159]. (See also          "Policy Information Base" and "PRovisioning Class".)   $ Structure of Management Information, version 2 (SMIv2)      (T) An adapted subset of OSI's Abstract Syntax Notation One, ASN.1          (1988) used to encode collections of related objects as SNMP          Management Information Base (MIB) modules [RFC2578].   $ subject      (P) An entity, or collection of entities, which originates a          request, and is verified as authorized/not authorized to          perform that request.   $ target      (P) An entity, or collection of entities, which is affected by a          policy.  For example, the "targets" of a policy to reconfigure          a network device are the individual services that are updated          and configured.4. Intellectual Property   The IETF takes no position regarding the validity or scope of any   intellectual property or other rights that might be claimed to   pertain to the implementation or use of the technology described in   this document or the extent to which any license under such rights   might or might not be available; neither does it represent that it   has made any effort to identify any such rights.  Information on the   IETF's procedures with respect to rights in standards-track and   standards-related documentation can be found inBCP-11.   Copies of claims of rights made available for publication and any   assurances of licenses to be made available, or the result of an   attempt made to obtain a general license or permission for the use of   such proprietary rights by implementers or users of this   specification can be obtained from the IETF Secretariat.   The IETF invites any interested party to bring to its attention any   copyrights, patents or patent applications, or other proprietary   rights which may cover technology that may be required to practice   this standard.  Please address the information to the IETF Executive   Director.Westerinen, et al.           Informational                     [Page 16]

RFC 3198        Terminology for Policy-Based Management    November 20015. Acknowledgements   This document builds on the work of previous terminology drafts. The   authors of these documents were Fran Reichmeyer, Dan Grossman, John   Strassner, Ed Ellesson and Matthew Condell.  Also, definitions for   the general concepts of policy and policy rule include input from   Predrag Spasic.  Very helpful comments and suggestions were received   from Juergen Schoenwaelder, Joe Salowey, Jon Saperia, Ravi Sahita,   Bob Moore, Guus Sliepen, T.H. Jonatan and Dave Perkins.6. Security Considerations   This document only defines policy-related terms.  It does not   describe in detail the vulnerabilities of, threats to, or mechanisms   that protect specific policy implementations or policy-related   Internet protocols.7. References   [DecSupp]    Building Effective Decision Support Systems.  R.                Sprague, and E. Carleson.  Prentice Hall, 1982.   [DirServs]   Understanding and Deploying LDAP Directory Services. T.                Howes, M. Smith, and G. Good.  MacMillan Technical                Publications, 1999.   [DMTF]       Common Information Model (CIM) Schema, version 2.x.                Distributed Management Task Force, Inc. The components                of the CIM v2.x schema are available via links on the                following DMTF web page:http://www.dmtf.org/standards/standard_cim.php.   [RFC1633]    Braden, R., Clark, D. and S. Shenker, "Integrated                Services in the Internet Architecture: An Overview",RFC1633, June 1994.   [RFC2026]    Bradner, S., "The Internet Standards Process -- Revision                3",BCP 9,RFC 2026, October 1996.   [RFC2138]    Rigney, C., Rubens, A., Simpson, W. and S. Willens,                "Remote Authentication Dial In User Service (RADIUS)",RFC 2138, April 1997.   [RFC2205]    Braden, R., Zhang, L., Berson, S., Herzog, S. and S.                Jamin, "Resource ReSerVation Protocol (RSVP) -- Version                1 Functional Specification",RFC 2205, September 1997.Westerinen, et al.           Informational                     [Page 17]

RFC 3198        Terminology for Policy-Based Management    November 2001   [RFC2216]    Shenker, S. and J. Wroclawski, "Network Element Service                Specification Template", September 1997.   [RFC2474]    Nichols, K., Blake, S., Baker, F. and D. Black,                "Definition of the Differentiated Services Field (DS                Field) in the IPv4 and IPv6 Headers",RFC 2474, December                1998.   [RFC2475]    Blake, S., Black, D., Carlson, M., Davies, E., Wang, Z.                and W. Weiss, "An Architecture for Differentiated                Service",RFC 2475, December 1998.   [RFC2570]    Case, J., Mundy, R., Partain, D. and B. Stewart,                "Introduction to Version 3 of the Internet-standard                Network Management Framework",RFC 2570, April 1999.   [RFC2578]    McCloghrie, K., Perkins, D., Schoenwaelder, J., Case,                J., Rose, M. and S.Waldbusser, "Structure of Management                Information Version 2 (SMIv2)",RFC 2578, April 1999.   [RFC2702]    Awduche, D., Malcolm, J., Agogbua, J., O'Dell, M. and J.                McManus, "Requirements for Traffic Engineering Over                MPLS",RFC 2702, September 1999.   [RFC2748]    Durham, D., Boyle, J., Cohen, R., Herzog, S., Rajan, R.                and A. Sastry, "The COPS (Common Open Policy Service)                Protocol",RFC 2748, January 2000.   [RFC2749]    Herzog, S., Boyle, J., Cohen, R., Durham, D., Rajan, R.                and A. Sastry, "COPS Usage for RSVP",RFC 2749, January                2000.   [RFC2753]    Yavatkar, R., Pendarakis, D. and R. Guerin, "A Framework                for Policy-based Admission Control",RFC 2753, January                2000.   [RFC2828]    Shirey, R., "Internet Security Glossary", FYI 36,RFC2828, May 2000.   [RFC3060]    Moore, B., Ellesson, E., Strassner, J. and A.                Westerinen, "Policy Core Information Model -- Version 1                Specification",RFC 3060, February 2001.   [RFC3084]    Chan, K., Seligson, J., Durham, D., Gai, S., McCloghrie,                K., Herzog, S., Reichmeyer, F., Yavatkar, R. and A.                Smith, "COPS Usage for Policy Provisioning (COPS-PR)",RFC 3084, February 2001.Westerinen, et al.           Informational                     [Page 18]

RFC 3198        Terminology for Policy-Based Management    November 2001   [RFC3159]    McCloghrie, K., Fine, M., Seligson, J., Chan, K., Hahn,                S., Sahita, R., Smith, A. and F. Reichmeyer, "Structure                of Policy Provisioning Information,"RFC 3159, August                2001.   [UML]        The Unified Modeling Language User Guide.  G. Booch, J.                Rumbaugh, and I. Jacobson.  Addison-Wesley, 1999.   [X.500]      Data Communications Networks Directory, Recommendations                X.500-X.521, Volume VIII - Fascicle VIII.8.  CCITT, IXth                Plenary Assembly, Melbourne.  November 1988.8. Authors' Addresses   Andrea Westerinen   Cisco Systems, Bldg 20   725 Alder Drive   Milpitas, CA 95035   EMail: andreaw@cisco.com   John Schnizlein   Cisco Systems   9123 Loughran Road   Fort Washington, MD  20744   EMail: john.schnizlein@cisco.com   John Strassner   Intelliden Corporation   90 South Cascade Avenue   Colorado Springs, CO  80903   Phone:   +1-719-785-0648   EMail:   john.strassner@intelliden.com   Mark Scherling   Xcert International Inc.   Suite 300   505 Burrard Street   Vancouver, BC   V7X 1M3   EMail: mscherling@xcert.comWesterinen, et al.           Informational                     [Page 19]

RFC 3198        Terminology for Policy-Based Management    November 2001   Bob Quinn   Celox Networks   2 Park Central Drive   Southborough, MA 01772   EMail: bquinn@celoxnetworks.com   Jay Perry   Network Appliance   495 East Java Drive   Sunnyvale, CA 94089   EMail: jay.perry@netapp.com   Shai Herzog   PolicyConsulting.com   200 Clove Rd.   New Rochelle, NY 10801   EMail: herzog@PolicyConsulting.com   An-Ni Huynh   Lucent Technologies   2139 Route 35   Holmdel, NJ 07733   Mark Carlson   Sun Microsystems, Inc.   500 Eldorado Boulevard   Broomfield, CO 80021   EMail: mark.carlson@sun.com   Steve Waldbusser   Phone: +1-650-948-6500   Fax:   +1-650-745-0671   EMail: waldbusser@nextbeacon.comWesterinen, et al.           Informational                     [Page 20]

RFC 3198        Terminology for Policy-Based Management    November 20019. Full Copyright Statement   Copyright (C) The Internet Society (2001).  All Rights Reserved.   This document and translations of it may be copied and furnished to   others, and derivative works that comment on or otherwise explain it   or assist in its implementation may be prepared, copied, published   and distributed, in whole or in part, without restriction of any   kind, provided that the above copyright notice and this paragraph are   included on all such copies and derivative works.  However, this   document itself may not be modified in any way, such as by removing   the copyright notice or references to the Internet Society or other   Internet organizations, except as needed for the purpose of   developing Internet standards in which case the procedures for   copyrights defined in the Internet Standards process must be   followed, or as required to translate it into languages other than   English.   The limited permissions granted above are perpetual and will not be   revoked by the Internet Society or its successors or assigns.   This document and the information contained herein is provided on an   "AS IS" basis and THE INTERNET SOCIETY AND THE INTERNET ENGINEERING   TASK FORCE DISCLAIMS ALL WARRANTIES, EXPRESS OR IMPLIED, INCLUDING   BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE INFORMATION   HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED WARRANTIES OF   MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.Acknowledgement   Funding for the RFC Editor function is currently provided by the   Internet Society.Westerinen, et al.           Informational                     [Page 21]

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