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Network Working Group                                  M. St. Johns, Ed.Request for Comments: 2669                                 @Home NetworkCategory: Proposed Standard                                  August 1999DOCSIS Cable Device MIBCable Device Management Information Basefor DOCSIS compliant Cable Modems and                    Cable Modem Termination SystemsStatus of this Memo   This document specifies an Internet standards track protocol for the   Internet community, and requests discussion and suggestions for   improvements.  Please refer to the current edition of the "Internet   Official Protocol Standards" (STD 1) for the standardization state   and status of this protocol.  Distribution of this memo is unlimited.Copyright Notice   Copyright (C) The Internet Society (1999).  All Rights Reserved.Abstract   This memo defines a portion of the Management Information Base (MIB)   for use with network management protocols in the Internet community.   In particular, it defines a basic set of managed objects for SNMP-   based management of DOCSIS 1.0 compliant Cable Modems and Cable Modem   Termination Systems.   This memo specifies a MIB module in a manner that is compliant to the   SNMP SMIv2 [5][6][7].  The set of objects is consistent with the SNMP   framework and existing SNMP standards.   This memo is a product of the IPCDN working group within the Internet   Engineering Task Force.  Comments are solicited and should be   addressed to the working group's mailing list at ipcdn@terayon.com   and/or the author.Table of Contents1 The SNMP Management Framework ...................................22 Glossary ........................................................32.1 CATV ..........................................................32.2 CM ............................................................32.3 CMTS ..........................................................42.4 DOCSIS ........................................................4St. Johns                      Standards                        [Page 1]

RFC 2669                DOCSIS Cable Device MIB              August 19992.5 Downstream ....................................................42.6 Head-end ......................................................42.7 MAC Packet ....................................................42.8 MCNS ..........................................................42.9 RF ............................................................42.10 Upstream .....................................................43 Overview ........................................................43.1 Structure of the MIB ..........................................53.2 Management requirements .......................................63.2.1 Handling of Software upgrades ...............................63.2.2 Events and Traps ............................................63.2.3 Trap Throttling .............................................83.2.3.1 Trap rate throttling ......................................83.2.3.2 Limiting the trap rate ....................................83.3 Protocol Filters ..............................................93.3.1 Inbound LLC Filters - docsDevFilterLLCTable ................103.3.2 Special Filters ............................................103.3.2.1 IP Spoofing Filters - docsDevCpeTable ....................103.3.2.2 SNMP Access Filters - docsDevNmAccessTable ...............103.3.3 IP Filtering - docsDevIpFilterTable ........................113.3.4 Outbound LLC Filters .......................................134 Definitions ....................................................135 Acknowledgments ................................................516 References .....................................................517 Security Considerations ........................................528 Intellectual Property ..........................................549 Author's Address ...............................................5410 Full Copyright Statement ......................................551.  The SNMP Management Framework   The SNMP Management Framework presently consists of five major   components:   o   An overall architecture, described inRFC 2571 [1].   o   Mechanisms for describing and naming objects and events for the       purpose of management. The first version of this Structure of       Management Information (SMI) is called SMIv1 and described in STD       16,RFC 1155 [2], STD 16,RFC 1212 [3] andRFC 1215 [4].  The       second version, called SMIv2, is described in STD 58,RFC 2578       [5], STD 58,RFC 2579 [6] and STD 58,RFC 2580 [7].   o   Message protocols for transferring management information. The       first version of the SNMP message protocol is called SNMPv1 and       described in STD 15,RFC 1157 [8]. A second version of the SNMP       message protocol, which is not an Internet standards track       protocol, is called SNMPv2c and described inRFC 1901 [9] and RFCSt. Johns                      Standards                        [Page 2]

RFC 2669                DOCSIS Cable Device MIB              August 1999       1906 [10].  The third version of the message protocol is called       SNMPv3 and described inRFC 1906 [10],RFC 2572 [11] andRFC 2574       [12].   o   Protocol operations for accessing management information. The       first set of protocol operations and associated PDU formats is       described in STD 15,RFC 1157 [8]. A second set of protocol       operations and associated PDU formats is described inRFC 1905       [13].   o   A set of fundamental applications described inRFC 2573 [14] and       the view-based access control mechanism described inRFC 2575       [15].   Managed objects are accessed via a virtual information store, termed   the Management Information Base or MIB.  Objects in the MIB are   defined using the mechanisms defined in the SMI.   This memo specifies a MIB module that is compliant to the SMIv2. A   MIB conforming to the SMIv1 can be produced through the appropriate   translations. The resulting translated MIB must be semantically   equivalent, except where objects or events are omitted because no   translation is possible (use of Counter64). Some machine readable   information in SMIv2 will be converted into textual descriptions in   SMIv1 during the translation process. However, this loss of machine   readable information is not considered to change the semantics of the   MIB.2.  Glossary   The terms in this document are derived either from normal cable   system usage, or from the documents associated with the Data Over   Cable Service Interface Specification process.2.1.  CATV   Originally "Community Antenna Television", now used to refer to any   cable or hybrid fiber and cable system used to deliver video signals   to a community.2.2.  CM Cable Modem.   A CM acts as a "slave" station in a DOCSIS compliant cable data   system.St. Johns                      Standards                        [Page 3]

RFC 2669                DOCSIS Cable Device MIB              August 19992.3.  CMTS Cable Modem Termination System.   A generic term covering a cable bridge or cable router in a head-end.   A CMTS acts as the master station in a DOCSIS compliant cable data   system.  It is the only station that transmits downstream, and it   controls the scheduling of upstream transmissions by its associated   CMs.2.4.  DOCSIS   "Data Over Cable Interface Specification".  A term referring to the   ITU-T J.112 Annex B standard for cable modem systems [20].2.5.  Downstream   The direction from the head-end towards the subscriber.2.6.  Head-end   The origination point in most cable systems of the subscriber video   signals. Generally also the location of the CMTS equipment.2.7.  MAC Packet   A DOCSIS PDU.2.8.  MCNS   "Multimedia Cable Network System".  Generally replaced in usage by   DOCSIS.2.9.  RF   Radio Frequency.2.10.  Upstream   The direction from the subscriber towards the head-end.3.  Overview   This MIB provides a set of objects required for the management of   DOCSIS compliant Cable Modems (CM) and Cable Modem Termination   Systems (CMTS).  The specification is derived from the DOCSIS Radio   Frequency Interface specification [16].   Please note that the DOCSIS   1.0 standard only requires Cable Modems to implement SNMPv1 and toSt. Johns                      Standards                        [Page 4]

RFC 2669                DOCSIS Cable Device MIB              August 1999   process IPv4 customer traffic. Design choices in this MIB reflect   those requirements.  Future versions of the DOCSIS standard are   expected to require support for SNMPv3 and IPv6 as well.   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",   "SHOULD", "SHOULD NOT", "RECOMMENDED",  "MAY", and "OPTIONAL" in this   document are to be interpreted as described in [19].3.1.  Structure of the MIB   This MIB is structured into seven groups:      o    The docsDevBase group extends the MIB-II 'system' group with           objects needed for cable device system management.      o    The docsDevNmAccessGroup provides a minimum level of SNMP           access security (see Section 3 of [18]).      o    The docsDevSoftware group provides information for network-           downloadable software upgrades.  See "Handling of Software           Upgrades" below..      o    The docsDevServer group provides information about the           progress of the interaction between the CM or CMTS and           various provisioning servers.      o    The docsDevEvent group provides control and logging for event           reporting.      o    The docsDevFilter group configures filters at link layer and           IP layer for bridged data traffic.  This group consists of a           link-layer filter table, docsDevFilterLLCTable, which is used           to manage the processing and forwarding of non-IP traffic; an           IP packet classifier table, docsDevFilterIpTable, which is           used to map classes of packets to specific policy actions; a           policy table, docsDevFilterPolicyTable, which maps zero or           more policy actions onto a specific packet classification,           and one or more policy action tables.           At this time, this MIB specifies only one policy action           table, docsDevFilterTosTable, which allows the manipulation           of the type of services bits in an IP packet based on           matching some criteria.  The working group may add additional           policy types and action tables in the future, for example to           allow QOS to modem service identifier assignment based on           destination.St. Johns                      Standards                        [Page 5]

RFC 2669                DOCSIS Cable Device MIB              August 1999      o    The docsDevCpe group provides control over which IP addresses           may be used by customer premises equipment (e.g. PCs)           serviced by a given cable modem.  This provides anti-spoofing           control at the point of origin for a large cable modem           system.  This group is separate from docsDevFilter primarily           as this group is only implemented on the Cable Modem (CM) and           MUST NOT be implemented on the Cable Modem Termination System           (CMTS).3.2.  Management requirements3.2.1.  Handling of Software upgrades   The Cable Modem software upgrade process is documented in [16].  From   a network management station, the operator:      o    sets docsDevSwServer to the address of the TFTP server for           software upgrades      o    sets docsDevSwFilename to the file pathname of the software           upgrade image      o    sets docsDevSwAdminStatus to upgrade-from-mgt   One reason for the SNMP-initiated upgrade is to allow loading of a   temporary software image (e.g., special diagnostic software) that   differs from the software normally used on that device without   changing the provisioning database.   Note that software upgrades should not be accepted blindly by the   cable device. The cable device may refuse an upgrade if:      o    The download is incomplete.      o    The file contents are incomplete or damaged.      o    The software is not intended for that hardware device (may           include the case of a feature set that has not been purchased           for this device).3.2.2.  Events and Traps   This MIB provides control facilities for reporting events through   syslog, traps, and non-volatile logging.  If events are reported   through traps, the specified conventions must be followed.  Other   means of event reporting are outside the scope of this document.St. Johns                      Standards                        [Page 6]

RFC 2669                DOCSIS Cable Device MIB              August 1999   The definition and coding of events is vendor-specific.  In deference   to the network operator who must troubleshoot multi-vendor networks,   the circumstances and meaning of each event should be reported as   human-readable text.  Vendors SHOULD provide time-of-day clocks in   CMs to provide useful timestamping of events.   For each vendor-specific event that is reportable via TRAP, the   vendor must create an enterprise-specific trap definition.  Trap   definitions MUST include the event reason encoded as DisplayString   and should be defined as:   trapName NOTIFICATION-TYPE           OBJECTS {               ifIndex,               eventReason,               other useful objects           }           STATUS      current           DESCRIPTION               "trap description"           ::= Object Id   Note that ifIndex is only included if the event or trap is interface   related.   An example (fake) vendor defined trap might be:   xyzVendorModemDropout NOTIFICATION-TYPE           OBJECTS {               eventReason,               xyzModemHighWatermarkCount           }           STATUS  current           DESCRIPTION              "Sent by a CMTS when a configurable number of modems           (xyzModemHysteresis) de-register or become unreachable during           the sampling period (5 minutes).  Used to warn a management           station about a catastrophic cable plant outage."           ::= { xyzTraps 23 }   In this example eventReason is  a DisplayString providing a human   readable error message, and xyzModemHighWatermarkCount is a Gauge32   which indicates the maximum number of modems during the epoch.St. Johns                      Standards                        [Page 7]

RFC 2669                DOCSIS Cable Device MIB              August 1999   The last digit of the trap OID for enterprise-specific traps must   match docsDevEvId.  For SNMPv1-capable Network Management systems,   this is necessary to correlate the event type to the trap type.  Many   Network Management systems are only capable of trap filtering on an   enterprise and single-last-digit basis.3.2.3.  Trap Throttling   The CM and CMTS MUST provide support for trap message throttling as   described below.  The network operator can employ message rate   throttling or trap limiting by manipulating the appropriate MIB   variables.3.2.3.1.  Trap rate throttling   Network operators may employ either of two rate control methods.  In   the first method, the device ceases to send traps when the rate   exceeds the specified maximum message rate.  It resumes sending traps   only if reactivated by a network management station request.   In the second method, the device resumes sending traps when the rate   falls below the specified maximum message rate.   The network operator configures the specified maximum message rate by   setting the measurement interval (in seconds), and the maximum number   of traps to be transmitted within the measurement interval.  The   operator can query the operational throttling state (to determine   whether traps are enabled or blocked by throttling) of the device, as   well as query and set the administrative throttling state (to manage   the rate control method) of the device.3.2.3.2.  Limiting the trap rate   Network operators may wish to limit the number of traps sent by a   device over a specified time period.  The device ceases to send traps   when the number of traps exceeds the specified threshold.  It resumes   sending traps only when the measurement interval has passed.   The network operator defines the maximum number of traps he is   willing to handle and sets the measurement interval to a large number   (in hundredths of a second).  For this case, the administrative   throttling state is set to stop at threshold which is the maximum   number of traps.   See "Techniques for Managing Asynchronously Generated Alerts" [17]   for further information.St. Johns                      Standards                        [Page 8]

RFC 2669                DOCSIS Cable Device MIB              August 19993.3.  Protocol Filters   The Cable Device MIB provides objects for both LLC and IP protocol   filters.  The LLC protocol filter entries can be used to limit CM   forwarding to a restricted set of network-layer protocols (such as   IP, IPX, NetBIOS, and Appletalk).   The IP protocol filter entries can be used to restrict upstream or   downstream traffic based on source and destination IP addresses,   transport-layer protocols (such as TCP, UDP, and ICMP), and source   and destination TCP/UDP port numbers.   In general, a cable modem applies filters (or more properly,   classifiers) in an order appropriate to the layering model.   Specifically, the inbound MAC (or LLC) layer filters are applied   first, then the "special" filters, then the IP layer inbound filters,   then the IP layer outbound filters, then any final LLC outbound   filters.  Since the cable modem does not generally do any IP   processing (other than that specified by the filters) the processing   of the IP in filters and IP out filters can usually be combined into   a single step.                 ***************                 * LLC Filters *                 ***************                 |      |      |                 v      |      v           ************ |  ***************           * IP Spoof * |  * SNMP Access *           ************ |  ***************                 |      |      |                 v      v      v                ****************                * IP Filter In *                ****************                        |                        v                *****************                * IP Filter Out *                *****************                        |                        v                   ***********                   * LLC Out *                   ***********St. Johns                      Standards                        [Page 9]

RFC 2669                DOCSIS Cable Device MIB              August 19993.3.1.  Inbound LLC Filters - docsDevFilterLLCTable   The inbound LLC (or MAC or level-2) filters are contained in the   docsDevFilterLLCTable and are applied to level-2 frames entering the   cable modem from either the RF MAC interface or from one of the CPE   (ethernet or other) interfaces.  These filters are used to prohibit   the processing and forwarding of certain types of level-2 traffic   that may be disruptive to the network.  The filters, as currently   specified, can be set to cause the modem to either drop frames which   match at least one filter, or to process a frame which matches at   least filter.  Some examples of possible configurations would be to   only permit IP (and ARP) traffic, or to drop NETBUEI traffic.3.3.2.  Special Filters   Special filters are applied after the packet is accepted from the MAC   layer by the IP module, but before any other processing is done.   They are filters that apply only to a very specific class of traffic.3.3.2.1.  IP Spoofing Filters - docsDevCpeTable   IP spoofing filters are applied to packets entering the modem from   one of the CPE interfaces and are intended to prevent a subscriber   from stealing or mis-using IP addresses that were not assigned to the   subscriber.  If the filters are active (enabled), the source address   of the IP packet must match at least one IP address in this table or   it is discarded without further processing.   The table can be automatically populated where the first N different   IP addresses seen from the CPE side of the cable modem are used to   automatically populate the table.  The spoofing filters are specified   in the docsDevCpeTable and the policy for automatically creating   filters in that table is controlled by docsDevCpeEnroll and   docsDevCpeMax as well as the network management agent.3.3.2.2.  SNMP Access Filters - docsDevNmAccessTable   The SNMP access filters are applied to SNMP packets entering from any   interface and destined for the cable modem.  If the packets enter   from a CPE interface, the SNMP filters are applied after the IP   spoofing filters.  The filters only apply to SNMPv1 or SNMPv2c   traffic, and are not consulted for SNMPv3 traffic (and need not be   implemented by a v3 only agent).  SNMPv3 access control is specified   in the User Security Model MIB in [12].St. Johns                      Standards                       [Page 10]

RFC 2669                DOCSIS Cable Device MIB              August 19993.3.3.  IP Filtering - docsDevIpFilterTable   The IP Filtering table acts as a classifier table.  Each row in the   table describes a template against which IP packets are compared.   The template includes source and destination addresses (and their   associated masks), upper level protocol (e.g. TCP, UDP), source and   destination port ranges, TOS and TOS mask. A row also contains   interface and traffic direction match values which have to be   considered in combination.  All columns of a particular row must   match the appropriate fields in the packet, and must match the   interface and direction items for the packet to result in a match to   the packet.   When classifying a packet, the table is scanned beginning with the   lowest number filter.  If the agent finds a match, it applies the   group of policies specified.  If the matched filter has the continue   bit set, the agent continues the scan possibly matching additional   filters and applying additional policies.  This allows the agent to   take one set of actions for the 24.0.16/255.255.255.0 group and one   set of actions for telnet packets to/from 24.0.16.30 and these sets   of actions may not be mutually exclusive.   Once a packet is matched, one of three actions happen based on the   setting of docsDevFilterIpControl in the row.  The packet may be   dropped, in which case no further processing is required.  The packet   may be accepted and processing of the packet continues.  Lastly, the   packet may have a set of policy actions applied to it.  If   docsDevFilterIpContinue is set to true, scanning of the table   continues and additional matches may result.   When a packet matches, and docsDevFilterIpControl in the filter   matched is set to 'policy', the value of docsDevFilterIpPolicyId is   used as a selector into the docsDevFilterPolicyTable.  The first   level of indirection may result in zero or more actions being taken   based on the match.  The docsDevFilterPolicyTable is scanned in row   order and all rows where docsDevFilterPolicyId equals   docsDevFilterIpPolicyId have the action specified by   docsDevFilterPolicyValue 'executed'.  For example, a value pointing   to an entry in the docsDevFilterTosTable may result in the re-writing   of the TOS bits in the IP packet which was matched.  Another   possibility may be to assign an output packet to a specific output   upstream queue.  An even more complex action might be to re-write the   TOS value, assign the packet to an upstream service ID, and drop it   into a particular IPSEC tunnel.St. Johns                      Standards                       [Page 11]

RFC 2669                DOCSIS Cable Device MIB              August 1999   Example:   docsDevFilterIpTable   #  Index,  SrcIP/Mask, DstIP/Mask,ULP, SrcPts,DstPts,Tos/Mask,   # Int/Dir,  Pgroup, [continue]   # drop any netbios traffic   10, 0/0, 0/0, TCP, any, 137-139, 0/0, any/any, drop   # traffic to the proxy gets better service - other matches possible   20, 0/0, proxy/32, TCP, any,any, 0/0, cpe/in, 10, continue   # Traffic from CPE 1 gets 'Gold' service, other matches possible   30, cpe1/32, 0/0, any, any,any, 0/0, cpe/in, 20, continue   # Traffic from CPE2 to work goes, other traffic dropped   40, cpe2/32, workIPs/24, any, 0/0, cpe/in, accept   45, cpe2/32, 0/0, any, any,ayn, 0/0, cpe/in, drop   # Traffic with TOS=4 gets queued on the "silver" queue.   50, 0/0, 0/0, any, any,any, 4/255, cpe/in, 30   # Inbound "server" traffic to low numbered ports gets dropped.   60, 0/0, 0/0, TCP, any,1-1023, 0/0, cpe/out, drop   65, 0/0, 0/0, UDP, any,1-1023, 0/0, cpe/out, drop   docsDevFilterIpPolicyTable   #   # index, policy group, policy   10, 10, queueEntry.20   -- special queue for traffic to proxy   15, 20, queueEntry.15   -- Gold Service queue   20, 20, docsDevFilterTosStatus.10 -- Mark this packet with TOS 5   25, 30, queueEntry.10   -- Silver service queue   This table describes some special processing for packets originating   from either the first or second CPE device which results in their   queuing on to special upstream traffic queues and for the "gold"   service results in having the packets marked with a TOS of 5.  The   10, 20, 60 and 65 entries are generic entries that would generally be   applied to all traffic to this CM.  The 30, 40 and 45 entries are   specific to a particular CPE's service assignments.  The ordering   here is a bit contrived, but is close to what may actually be   required by the operator to control various classes of customers.St. Johns                      Standards                       [Page 12]

RFC 2669                DOCSIS Cable Device MIB              August 19993.3.4.  Outbound LLC Filters   Lastly, any outbound LLC filters are applied to the packet just prior   to it being emitted on the appropriate interface.  This MIB does not   specify any outbound LLC filters, but it is anticipated that the QOS   additions to the DOCSIS standard may include some outbound LLC   filtering requirements.  If so, those filters would be applied as   described here.4.  DefinitionsDOCS-CABLE-DEVICE-MIB DEFINITIONS ::= BEGINIMPORTS        MODULE-IDENTITY,        OBJECT-TYPE,-- do not import        BITS,        IpAddress,        Unsigned32,        Counter32,        Integer32,        zeroDotZero,        mib-2                FROM SNMPv2-SMI        RowStatus,        RowPointer,        DateAndTime,        TruthValue                FROM SNMPv2-TC        OBJECT-GROUP,        MODULE-COMPLIANCE                FROM SNMPv2-CONF        SnmpAdminString                FROM SNMP-FRAMEWORK-MIB        InterfaceIndexOrZero                FROM IF-MIB;  --RFC2233docsDev MODULE-IDENTITY        LAST-UPDATED    "9908190000Z" -- August 19, 1999        ORGANIZATION    "IETF IPCDN Working Group"        CONTACT-INFO            "        Michael StJohns             Postal: @Home Network                     425 Broadway                     Redwood City, CA 94063                     U.S.A.             Phone:  +1 650 569 5368             E-mail: stjohns@corp.home.net"St. Johns                      Standards                       [Page 13]

RFC 2669                DOCSIS Cable Device MIB              August 1999        DESCRIPTION            "This is the MIB Module for MCNS-compliant cable modems and             cable-modem termination systems."        REVISION "9908190000Z"        DESCRIPTION            "Initial Version, published asRFC 2669.             Modified by Mike StJohns to add/revise filtering, TOS             support, software version information objects."        ::= { mib-2 69 }docsDevMIBObjects  OBJECT IDENTIFIER ::= { docsDev 1 }docsDevBase OBJECT IDENTIFIER ::= { docsDevMIBObjects 1 }---- For the following object, there is no concept in the-- RFI specification corresponding to a backup CMTS. The-- enumeration is provided here in case someone is able-- to define such a role or device.--docsDevRole OBJECT-TYPE        SYNTAX INTEGER {            cm(1),            cmtsActive(2),            cmtsBackup(3)        }        MAX-ACCESS  read-only        STATUS      current        DESCRIPTION             "Defines the current role of this device.  cm (1) is             a Cable Modem, cmtsActive(2) is a Cable Modem Termination             System which is controlling the system of cable modems,             and cmtsBackup(3) is a CMTS which is currently connected,             but not controlling the system (not currently used).             In general, if this device is a 'cm', its role will not             change during operation or between reboots.  If the             device is a 'cmts' it may change between cmtsActive and             cmtsBackup and back again during normal operation.  NB:             At this time, the DOCSIS standards do not support the             concept of a backup CMTS, cmtsBackup is included for             completeness."        ::= { docsDevBase 1 }docsDevDateTime OBJECT-TYPE        SYNTAX      DateAndTime        MAX-ACCESS  read-write        STATUS      currentSt. Johns                      Standards                       [Page 14]

RFC 2669                DOCSIS Cable Device MIB              August 1999        DESCRIPTION            "The date and time, with optional timezone             information."        ::= { docsDevBase 2 }docsDevResetNow OBJECT-TYPE        SYNTAX      TruthValue        MAX-ACCESS  read-write        STATUS      current        DESCRIPTION            "Setting this object to true(1) causes the device to reset.             Reading this object always returns false(2)."        ::= { docsDevBase 3 }docsDevSerialNumber OBJECT-TYPE        SYNTAX      SnmpAdminString        MAX-ACCESS  read-only        STATUS      current        DESCRIPTION            "The manufacturer's serial number for this device."        ::= { docsDevBase 4 }docsDevSTPControl OBJECT-TYPE        SYNTAX INTEGER {            stEnabled(1),            noStFilterBpdu(2),            noStPassBpdu(3)        }        MAX-ACCESS  read-write        STATUS      current        DESCRIPTION            "This object controls operation of the spanning tree             protocol (as distinguished from transparent bridging).             If set to stEnabled(1) then the spanning tree protocol             is enabled, subject to bridging constraints. If             noStFilterBpdu(2), then spanning tree is not active,             and Bridge PDUs received are discarded.             If noStPassBpdu(3) then spanning tree is not active             and Bridge PDUs are transparently forwarded. Note that             a device need not implement all of these options,             but that noStFilterBpdu(2) is required."        ::= { docsDevBase 5 }---- The following table provides one level of security for access-- to the device by network management stations.-- Note that access is also constrained by the-- community strings and any vendor-specific security.St. Johns                      Standards                       [Page 15]

RFC 2669                DOCSIS Cable Device MIB              August 1999--docsDevNmAccessTable OBJECT-TYPE        SYNTAX      SEQUENCE OF DocsDevNmAccessEntry        MAX-ACCESS  not-accessible        STATUS      current        DESCRIPTION            "This table controls access to SNMP objects by network             management stations. If the table is empty, access             to SNMP objects is unrestricted.  This table exists only             on SNMPv1 or v2c agents and does not exist on SNMPv3             agents. See the conformance section for details.             Specifically, for v3 agents, the appropriate MIBs and             security models apply in lieu of this table."        ::= { docsDevMIBObjects 2 }docsDevNmAccessEntry OBJECT-TYPE        SYNTAX      DocsDevNmAccessEntry        MAX-ACCESS  not-accessible        STATUS      current        DESCRIPTION            "An entry describing  access to SNMP objects by a             particular network management station. An entry in             this table is not readable unless the management station             has read-write permission (either implicit if the table             is empty, or explicit through an entry in this table.             Entries are ordered by docsDevNmAccessIndex.  The first             matching entry (e.g. matching IP address and community             string) is used to derive access."        INDEX { docsDevNmAccessIndex  }        ::= {  docsDevNmAccessTable 1 }DocsDevNmAccessEntry ::= SEQUENCE {            docsDevNmAccessIndex         Integer32,            docsDevNmAccessIp            IpAddress,            docsDevNmAccessIpMask        IpAddress,            docsDevNmAccessCommunity     OCTET STRING,            docsDevNmAccessControl       INTEGER,            docsDevNmAccessInterfaces    OCTET STRING,            docsDevNmAccessStatus        RowStatus        }docsDevNmAccessIndex OBJECT-TYPE        SYNTAX      Integer32 (1..2147483647)        MAX-ACCESS  not-accessible        STATUS      current        DESCRIPTION            "Index used to order the application of accessSt. Johns                      Standards                       [Page 16]

RFC 2669                DOCSIS Cable Device MIB              August 1999             entries."        ::= { docsDevNmAccessEntry 1 }docsDevNmAccessIp OBJECT-TYPE        SYNTAX      IpAddress        MAX-ACCESS  read-create        STATUS      current        DESCRIPTION            "The IP address (or subnet) of the network management             station. The address 255.255.255.255 is defined to mean             any NMS. If traps are enabled for this entry, then the             value must be the address of a specific device."        DEFVAL { 'ffffffff'h }        ::= { docsDevNmAccessEntry 2 }docsDevNmAccessIpMask OBJECT-TYPE        SYNTAX      IpAddress        MAX-ACCESS  read-create        STATUS      current        DESCRIPTION            "The IP subnet mask of the network management stations.             If traps are enabled for this entry, then the value must             be 255.255.255.255."        DEFVAL { 'ffffffff'h }        ::= { docsDevNmAccessEntry 3 }docsDevNmAccessCommunity OBJECT-TYPE        SYNTAX      OCTET STRING        MAX-ACCESS  read-create        STATUS      current        DESCRIPTION            "The community string to be matched for access by this             entry. If set to a zero length string then any community             string will match.  When read, this object SHOULD return             a zero length string."        DEFVAL { "public" }        ::= { docsDevNmAccessEntry 4 }docsDevNmAccessControl OBJECT-TYPE        SYNTAX         INTEGER {            none(1),            read(2),            readWrite(3),            roWithTraps(4),            rwWithTraps(5),            trapsOnly(6)        }        MAX-ACCESS  read-createSt. Johns                      Standards                       [Page 17]

RFC 2669                DOCSIS Cable Device MIB              August 1999        STATUS      current        DESCRIPTION            "Specifies the type of access allowed to this NMS. Setting             this object to none(1) causes the table entry to be             destroyed. Read(2) allows access by 'get' and 'get-next'             PDUs. ReadWrite(3) allows access by 'set' as well.             RoWithtraps(4), rwWithTraps(5), and trapsOnly(6)             control distribution of Trap PDUs transmitted by this             device."        DEFVAL { read }        ::= { docsDevNmAccessEntry 5 }-- The syntax of the following object was copied fromRFC1493,-- dot1dStaticAllowedToGoTo.docsDevNmAccessInterfaces OBJECT-TYPE        SYNTAX      OCTET STRING        MAX-ACCESS  read-create        STATUS      current        DESCRIPTION            "Specifies the set of interfaces from which requests from             this NMS will be accepted.             Each octet within the value of this object specifies a set             of eight interfaces, with the first octet specifying ports             1 through 8, the second octet specifying interfaces 9             through 16, etc.  Within each octet, the most significant             bit represents the lowest numbered interface, and the least             significant bit represents the highest numbered interface.             Thus, each interface is represented by a single bit within             the value of this object. If that bit has a value of '1'             then that interface is included in the set.             Note that entries in this table apply only to link-layer             interfaces (e.g., Ethernet and CATV MAC). Upstream and             downstream channel interfaces must not be specified."--         DEFVAL is the bitmask corresponding to all interfaces        ::= { docsDevNmAccessEntry 6 }docsDevNmAccessStatus OBJECT-TYPE        SYNTAX      RowStatus        MAX-ACCESS  read-create        STATUS      current        DESCRIPTION            "Controls and reflects the status of rows in this             table. Rows in this table may be created by either the             create-and-go or create-and-wait paradigms.  There is no             restriction on changing values in a row of this table while             the row is active."St. Johns                      Standards                       [Page 18]

RFC 2669                DOCSIS Cable Device MIB              August 1999        ::= { docsDevNmAccessEntry 7 }----  Procedures for using the following group are described in section--  3.2.1 of the DOCSIS Radio Frequence Interface Specification--docsDevSoftware OBJECT IDENTIFIER ::= { docsDevMIBObjects 3 }docsDevSwServer OBJECT-TYPE        SYNTAX      IpAddress        MAX-ACCESS  read-write        STATUS      current        DESCRIPTION            "The address of the TFTP server used for software upgrades.             If the TFTP server is unknown, return 0.0.0.0."        ::= { docsDevSoftware 1 }docsDevSwFilename OBJECT-TYPE        SYNTAX      SnmpAdminString (SIZE (0..64))        MAX-ACCESS  read-write        STATUS      current        DESCRIPTION            "The file name of the software image to be loaded into this             device. Unless set via SNMP, this is the file name             specified by the provisioning server that corresponds to             the software version that is desired for this device.             If unknown, the string '(unknown)' is returned."        ::= { docsDevSoftware 2 }docsDevSwAdminStatus OBJECT-TYPE        SYNTAX INTEGER {            upgradeFromMgt(1),            allowProvisioningUpgrade(2),            ignoreProvisioningUpgrade(3)        }        MAX-ACCESS  read-write        STATUS      current        DESCRIPTION            "If set to upgradeFromMgt(1), the device will initiate a             TFTP software image download using docsDevSwFilename.             After successfully receiving an image, the device will             set its state to ignoreProvisioningUpgrade(3) and reboot.             If the download process is interrupted by a reset or             power failure, the device will load the previous image             and, after re-initialization, continue to attempt loading             the image specified in docsDevSwFilename.St. Johns                      Standards                       [Page 19]

RFC 2669                DOCSIS Cable Device MIB              August 1999             If set to allowProvisioningUpgrade(2), the device will             use the software version information supplied by the             provisioning server when next rebooting (this does not             cause a reboot).             When set to ignoreProvisioningUpgrade(3), the device             will disregard software image upgrade information from the             provisioning server.             Note that reading this object can return upgradeFromMgt(1).             This indicates that a software download is currently in             progress, and that the device will reboot after             successfully receiving an image.             At initial startup, this object has the default value of             allowProvisioningUpgrade(2)."        ::= { docsDevSoftware 3 }docsDevSwOperStatus OBJECT-TYPE        SYNTAX INTEGER {            inProgress(1),            completeFromProvisioning(2),            completeFromMgt(3),            failed(4),            other(5)        }        MAX-ACCESS  read-only        STATUS      current        DESCRIPTION            "InProgress(1) indicates that a TFTP download is underway,             either as a result of a version mismatch at provisioning             or as a result of a upgradeFromMgt request.             CompleteFromProvisioning(2) indicates that the last             software upgrade was a result of version mismatch at             provisioning. CompleteFromMgt(3) indicates that the last             software upgrade was a result of setting             docsDevSwAdminStatus to upgradeFromMgt.             Failed(4) indicates that the last attempted download             failed, ordinarily due to TFTP timeout."        REFERENCE             "DOCSIS Radio Frequency Interface Specification,Section8.2, Downloading Cable Modem Operating Software."        ::= { docsDevSoftware 4 }docsDevSwCurrentVers OBJECT-TYPE    SYNTAX      SnmpAdminString    MAX-ACCESS  read-only    STATUS      currentSt. Johns                      Standards                       [Page 20]

RFC 2669                DOCSIS Cable Device MIB              August 1999    DESCRIPTION            "The software version currently operating in this device.             This object should be in the syntax used by the individual             vendor to identify software versions.  Any CM MUST return a             string descriptive of the current software load.  For a             CMTS, this object SHOULD contain either a human readable             representation of the vendor specific designation of the             software for the chassis, or of the software for the             control processor. If neither of these is  applicable,             this MUST contain an empty string."    ::= { docsDevSoftware 5 }---- The following group describes server access and parameters used for-- initial provisioning and bootstrapping.--docsDevServer OBJECT IDENTIFIER ::= { docsDevMIBObjects 4 }docsDevServerBootState OBJECT-TYPE        SYNTAX INTEGER {            operational(1),            disabled(2),            waitingForDhcpOffer(3),            waitingForDhcpResponse(4),            waitingForTimeServer(5),            waitingForTftp(6),            refusedByCmts(7),            forwardingDenied(8),            other(9),            unknown(10)        }        MAX-ACCESS  read-only        STATUS      current        DESCRIPTION            "If operational(1), the device has completed loading and             processing of configuration parameters and the CMTS has             completed the Registration exchange.             If disabled(2) then the device was administratively             disabled, possibly by being refused network access in the             configuration file.             If waitingForDhcpOffer(3) then a DHCP Discover has been             transmitted and no offer has yet been received.             If waitingForDhcpResponse(4) then a DHCP Request has been             transmitted and no response has yet been received.             If waitingForTimeServer(5) then a Time Request has been             transmitted and no response has yet been received.St. Johns                      Standards                       [Page 21]

RFC 2669                DOCSIS Cable Device MIB              August 1999             If waitingForTftp(6) then a request to the TFTP parameter             server has been made and no response received.             If refusedByCmts(7) then the Registration Request/Response             exchange with the CMTS failed.             If forwardingDenied(8) then the registration process             completed, but the network access option in the received             configuration file prohibits forwarding. "        REFERENCE             "DOCSIS Radio Frequency Interface Specification, Figure             7-1, CM Initialization Overview."        ::= { docsDevServer 1 }docsDevServerDhcp OBJECT-TYPE        SYNTAX      IpAddress        MAX-ACCESS  read-only        STATUS      current        DESCRIPTION            "The IP address of the DHCP server that assigned an IP             address to this device. Returns 0.0.0.0 if DHCP was not             used for IP address assignment."        ::= { docsDevServer 2 }docsDevServerTime OBJECT-TYPE        SYNTAX      IpAddress        MAX-ACCESS  read-only        STATUS      current        DESCRIPTION            "The IP address of the Time server (RFC-868). Returns             0.0.0.0 if the time server IP address is unknown."        ::= { docsDevServer 3 }docsDevServerTftp OBJECT-TYPE        SYNTAX      IpAddress        MAX-ACCESS  read-only        STATUS      current        DESCRIPTION            "The IP address of the TFTP server responsible for             downloading provisioning and configuration parameters             to this device. Returns 0.0.0.0 if the TFTP server             address is unknown."        ::= { docsDevServer 4 }docsDevServerConfigFile OBJECT-TYPE        SYNTAX      SnmpAdminString        MAX-ACCESS  read-only        STATUS      current        DESCRIPTION            "The name of the device configuration file read from theSt. Johns                      Standards                       [Page 22]

RFC 2669                DOCSIS Cable Device MIB              August 1999             TFTP server. Returns an empty string if the configuration             file name is unknown."        ::= { docsDevServer 5 }----  Event Reporting--docsDevEvent OBJECT IDENTIFIER ::= { docsDevMIBObjects 5 }docsDevEvControl OBJECT-TYPE        SYNTAX INTEGER {            resetLog(1),            useDefaultReporting(2)        }        MAX-ACCESS  read-write        STATUS      current        DESCRIPTION            "Setting this object to resetLog(1) empties the event log.             All data is deleted. Setting it to useDefaultReporting(2)             returns all event priorities to their factory-default             reporting. Reading this object always returns             useDefaultReporting(2)."        ::= { docsDevEvent 1 }docsDevEvSyslog OBJECT-TYPE        SYNTAX      IpAddress        MAX-ACCESS  read-write        STATUS      current        DESCRIPTION            "The IP address of the Syslog server. If 0.0.0.0, syslog             transmission is inhibited."        ::= { docsDevEvent 2 }docsDevEvThrottleAdminStatus OBJECT-TYPE        SYNTAX INTEGER {            unconstrained(1),            maintainBelowThreshold(2),            stopAtThreshold(3),            inhibited(4)        }        MAX-ACCESS  read-write        STATUS      current        DESCRIPTION            "Controls the transmission of traps and syslog messages             with respect to the trap pacing threshold.             unconstrained(1) causes traps and syslog messages to be             transmitted without regard to the threshold settings.St. Johns                      Standards                       [Page 23]

RFC 2669                DOCSIS Cable Device MIB              August 1999             maintainBelowThreshold(2) causes trap transmission and             syslog messages to be suppressed if the number of traps             would otherwise exceed the threshold.             stopAtThreshold(3) causes trap transmission to cease             at the threshold, and not resume until directed to do so.             inhibited(4) causes all trap transmission and syslog             messages to be suppressed.             A single event is always treated as a single event for             threshold counting. That is, an event causing both a trap             and a syslog message is still treated as a single event.             Writing to this object resets the thresholding state.             At initial startup, this object has a default value of             unconstrained(1)."        ::= { docsDevEvent 3 }docsDevEvThrottleInhibited OBJECT-TYPE        SYNTAX      TruthValue        MAX-ACCESS  read-only        STATUS      current        DESCRIPTION            "If true(1), trap and syslog transmission is currently             inhibited due to thresholds and/or the current setting of             docsDevEvThrottleAdminStatus. In addition, this is set to             true(1) if transmission is inhibited due to no             syslog (docsDevEvSyslog) or trap (docsDevNmAccessEntry)             destinations having been set."        ::= { docsDevEvent 4 }docsDevEvThrottleThreshold OBJECT-TYPE        SYNTAX      Unsigned32        MAX-ACCESS  read-write        STATUS      current        DESCRIPTION            "Number of trap/syslog events per docsDevEvThrottleInterval             to be transmitted before throttling.             A single event is always treated as a single event for             threshold counting. That is, an event causing both a trap             and a syslog message is still treated as a single event.             At initial startup, this object returns 0."        ::= { docsDevEvent 5 }docsDevEvThrottleInterval OBJECT-TYPE        SYNTAX      Integer32 (1..2147483647)St. Johns                      Standards                       [Page 24]

RFC 2669                DOCSIS Cable Device MIB              August 1999        UNITS       "seconds"        MAX-ACCESS  read-write        STATUS      current        DESCRIPTION            "The interval over which the trap threshold applies.             At initial startup, this object has a value of 1."        ::= { docsDevEvent 6 }---- The following table controls the reporting of the various classes of-- events.--docsDevEvControlTable OBJECT-TYPE        SYNTAX      SEQUENCE OF DocsDevEvControlEntry        MAX-ACCESS  not-accessible        STATUS      current        DESCRIPTION            "This table allows control of the reporting of event classes.        For each event priority, a combination of logging and        reporting mechanisms may be chosen. The mapping of event types        to priorities is vendor-dependent. Vendors may also choose to        allow the user to control that mapping through proprietary        means."        ::= {  docsDevEvent 7 }docsDevEvControlEntry OBJECT-TYPE        SYNTAX      DocsDevEvControlEntry        MAX-ACCESS  not-accessible        STATUS      current        DESCRIPTION            "Allows configuration of the reporting mechanisms for a             particular event priority."        INDEX { docsDevEvPriority }        ::= { docsDevEvControlTable 1 }DocsDevEvControlEntry ::= SEQUENCE {            docsDevEvPriority        INTEGER,            docsDevEvReporting       BITS        }docsDevEvPriority OBJECT-TYPE        SYNTAX INTEGER {            emergency(1),            alert(2),            critical(3),St. Johns                      Standards                       [Page 25]

RFC 2669                DOCSIS Cable Device MIB              August 1999            error(4),            warning(5),            notice(6),            information(7),            debug(8)        }        MAX-ACCESS  not-accessible        STATUS      current        DESCRIPTION            "The priority level that is controlled by this             entry. These are ordered from most (emergency) to least             (debug) critical.  Each event with a CM or CMTS has a             particular priority level associated with it (as defined             by the vendor). During normal operation no event more             critical than notice(6) should be generated. Events between             warning and emergency should be generated at appropriate             levels of problems (e.g. emergency when the box is about to             crash)."        ::= { docsDevEvControlEntry 1 }docsDevEvReporting OBJECT-TYPE        SYNTAX BITS {            local(0),            traps(1),            syslog(2)        }        MAX-ACCESS  read-write        STATUS      current        DESCRIPTION            "Defines the action to be taken on occurrence of this             event class. Implementations may not necessarily support             all options for all event classes, but at minimum must             allow traps and syslogging to be disabled. If the             local(0) bit is set, then log to the internal log, if the             traps(1) bit is set, then generate a trap, if the             syslog(2) bit is set, then send a syslog message             (assuming the syslog address is set)."        ::= { docsDevEvControlEntry 2 }docsDevEventTable OBJECT-TYPE        SYNTAX      SEQUENCE OF DocsDevEventEntry        MAX-ACCESS  not-accessible        STATUS      current        DESCRIPTION            "Contains a log of network and device events that may be             of interest in fault isolation and troubleshooting."        ::= {  docsDevEvent 8 }St. Johns                      Standards                       [Page 26]

RFC 2669                DOCSIS Cable Device MIB              August 1999docsDevEventEntry OBJECT-TYPE        SYNTAX      DocsDevEventEntry        MAX-ACCESS  not-accessible        STATUS      current        DESCRIPTION            "Describes a network or device event that may be of             interest in fault isolation and troubleshooting. Multiple             sequential identical events are represented by             incrementing docsDevEvCounts and setting             docsDevEvLastTime to the current time rather than creating             multiple rows.             Entries are created with the first occurrance of an event.             docsDevEvControl can be used to clear the table.             Individual events can not be deleted."        INDEX { docsDevEvIndex }        ::= { docsDevEventTable 1 }DocsDevEventEntry ::= SEQUENCE {            docsDevEvIndex           Integer32,            docsDevEvFirstTime       DateAndTime,            docsDevEvLastTime        DateAndTime,            docsDevEvCounts          Counter32,            docsDevEvLevel           INTEGER,            docsDevEvId              Unsigned32,            docsDevEvText            SnmpAdminString        }docsDevEvIndex OBJECT-TYPE        SYNTAX      Integer32 (1..2147483647)        MAX-ACCESS  not-accessible        STATUS      current        DESCRIPTION            "Provides relative ordering of the objects in the event             log. This object will always increase except when             (a) the log is reset via docsDevEvControl,             (b) the device reboots and does not implement non-volatile             storage for this log, or (c) it reaches the value 2^31.             The next entry for all the above cases is 1."        ::= { docsDevEventEntry 1 }docsDevEvFirstTime OBJECT-TYPE        SYNTAX      DateAndTime        MAX-ACCESS  read-only        STATUS      current        DESCRIPTION            "The time that this entry was created."St. Johns                      Standards                       [Page 27]

RFC 2669                DOCSIS Cable Device MIB              August 1999        ::= { docsDevEventEntry 2 }docsDevEvLastTime OBJECT-TYPE        SYNTAX      DateAndTime        MAX-ACCESS  read-only        STATUS      current        DESCRIPTION            "If multiple events are reported via the same entry, the             time that the last event for this entry occurred,             otherwise this should have the same value as             docsDevEvFirstTime. "        ::= { docsDevEventEntry 3 }-- This object was renamed from docsDevEvCount to meet naming-- requirements for Counter32docsDevEvCounts OBJECT-TYPE        SYNTAX      Counter32        MAX-ACCESS  read-only        STATUS      current        DESCRIPTION            "The number of consecutive event instances reported by             this entry.  This starts at 1 with the creation of this             row and increments by 1 for each subsequent duplicate             event."        ::= { docsDevEventEntry 4 }docsDevEvLevel OBJECT-TYPE        SYNTAX INTEGER {            emergency(1),            alert(2),            critical(3),            error(4),            warning(5),            notice(6),            information(7),            debug(8)        }        MAX-ACCESS  read-only        STATUS      current        DESCRIPTION            "The priority level of this event as defined by the             vendor.  These are ordered from most serious (emergency)             to least serious (debug)."        ::= { docsDevEventEntry 5 }---- Vendors will provide their own enumerations for the following.-- The interpretation of the enumeration is unambiguous for aSt. Johns                      Standards                       [Page 28]

RFC 2669                DOCSIS Cable Device MIB              August 1999-- particular value of the vendor's enterprise number in sysObjectID.--docsDevEvId OBJECT-TYPE        SYNTAX      Unsigned32        MAX-ACCESS  read-only        STATUS      current        DESCRIPTION            "For this product, uniquely identifies the type of event             that is reported by this entry."        ::= { docsDevEventEntry 6 }docsDevEvText OBJECT-TYPE        SYNTAX      SnmpAdminString        MAX-ACCESS  read-only        STATUS      current        DESCRIPTION            "Provides a human-readable description of the event,             including all relevant context (interface numbers,             etc.)."        ::= { docsDevEventEntry 7 }docsDevFilter OBJECT IDENTIFIER ::= { docsDevMIBObjects 6 }---- Link Level Control Filtering---- docsDevFilterLLCDefault renamed to docsDevFilterLLCUnmatchedActiondocsDevFilterLLCUnmatchedAction OBJECT-TYPE        SYNTAX INTEGER {            discard(1),            accept(2)        }        MAX-ACCESS  read-write        STATUS      current        DESCRIPTION            "LLC (Link Level Control) filters can be defined on an             inclusive or exclusive basis: CMs can be configured to             forward only packets matching a set of layer three             protocols, or to drop packets matching a set of layer             three protocols.  Typical use of these filters is to             filter out possibly harmful (given the context of a large             metropolitan LAN) protocols.             If set to discard(1), any L2 packet which does not match atSt. Johns                      Standards                       [Page 29]

RFC 2669                DOCSIS Cable Device MIB              August 1999             least one filter in the docsDevFilterLLCTable will be             discarded. If set to accept(2), any L2 packet which does not             match at least one filter in the docsDevFilterLLCTable             will be accepted for further processing (e.g., bridging).             At initial system startup, this object returns accept(2)."        ::= { docsDevFilter 1 }docsDevFilterLLCTable OBJECT-TYPE        SYNTAX      SEQUENCE OF DocsDevFilterLLCEntry        MAX-ACCESS  not-accessible        STATUS      current        DESCRIPTION            "A list of filters to apply to (bridged) LLC             traffic. The filters in this table are applied to             incoming traffic on the appropriate interface(s)  prior             to any further processing (e.g. before handing the packet             off for level 3 processing, or for bridging).  The             specific action taken when no filter is matched is             controlled by docsDevFilterLLCUnmatchedAction."        ::= { docsDevFilter 2 }docsDevFilterLLCEntry OBJECT-TYPE        SYNTAX      DocsDevFilterLLCEntry        MAX-ACCESS  not-accessible        STATUS      current        DESCRIPTION            "Describes a single filter to apply to (bridged) LLC traffic             received on a specified interface. "        INDEX { docsDevFilterLLCIndex }        ::= { docsDevFilterLLCTable 1 }DocsDevFilterLLCEntry ::= SEQUENCE {            docsDevFilterLLCIndex               Integer32,            docsDevFilterLLCStatus              RowStatus,            docsDevFilterLLCIfIndex             InterfaceIndexOrZero,            docsDevFilterLLCProtocolType        INTEGER,            docsDevFilterLLCProtocol            Integer32,            docsDevFilterLLCMatches             Counter32        }docsDevFilterLLCIndex OBJECT-TYPE        SYNTAX      Integer32 (1..2147483647)        MAX-ACCESS  not-accessible        STATUS      current        DESCRIPTION            "Index used for the identification of filters (note that LLC             filter order is irrelevant)."        ::= { docsDevFilterLLCEntry 1 }St. Johns                      Standards                       [Page 30]

RFC 2669                DOCSIS Cable Device MIB              August 1999docsDevFilterLLCStatus OBJECT-TYPE        SYNTAX      RowStatus        MAX-ACCESS  read-create        STATUS      current        DESCRIPTION            "Controls and reflects the status of rows in this             table. There is no restriction on changing any of the             associated columns for this row while this object is set             to active."        ::= { docsDevFilterLLCEntry 2}docsDevFilterLLCIfIndex OBJECT-TYPE        SYNTAX      InterfaceIndexOrZero        MAX-ACCESS  read-create        STATUS      current        DESCRIPTION            "The entry interface to which this filter applies.             The value corresponds to ifIndex for either a CATV MAC             or another network interface. If the value is zero, the             filter applies to all interfaces. In Cable Modems, the             default value is the customer side interface. In Cable             Modem Termination Systems, this object has to be             specified to create a row in this table."        ::= { docsDevFilterLLCEntry 3 }docsDevFilterLLCProtocolType OBJECT-TYPE        SYNTAX INTEGER {            ethertype(1),            dsap(2)        }        MAX-ACCESS  read-create        STATUS      current        DESCRIPTION            "The format of the value in docsDevFilterLLCProtocol:             either a two-byte Ethernet Ethertype, or a one-byte             802.2 SAP value. EtherType(1) also applies to SNAP-             encapsulated frames."        DEFVAL { ethertype }        ::= { docsDevFilterLLCEntry 4 }docsDevFilterLLCProtocol OBJECT-TYPE        SYNTAX      Integer32 (0..65535)        MAX-ACCESS  read-create        STATUS      current        DESCRIPTION            "The layer three protocol for which this filter applies.             The protocol value format depends onSt. Johns                      Standards                       [Page 31]

RFC 2669                DOCSIS Cable Device MIB              August 1999             docsDevFilterLLCProtocolType. Note that for SNAP frames,             etherType filtering is performed rather than DSAP=0xAA."        DEFVAL { 0 }        ::= { docsDevFilterLLCEntry 5 }docsDevFilterLLCMatches OBJECT-TYPE        SYNTAX      Counter32        MAX-ACCESS  read-only        STATUS      current        DESCRIPTION            "Counts the number of times this filter was matched."        ::= { docsDevFilterLLCEntry 6 }-- The default behavior for (bridged) packets that do not match IP-- filters is defined by-- docsDevFilterIpDefault.docsDevFilterIpDefault OBJECT-TYPE        SYNTAX INTEGER {            discard(1),            accept(2)        }        MAX-ACCESS  read-write        STATUS      current        DESCRIPTION            "If set to discard(1), all packets not matching an IP filter             will be discarded. If set to accept(2), all packets not             matching an IP filter will be accepted for further             processing (e.g., bridging).             At initial system startup, this object returns accept(2)."        ::= { docsDevFilter 3 }docsDevFilterIpTable OBJECT-TYPE        SYNTAX      SEQUENCE OF DocsDevFilterIpEntry        MAX-ACCESS  not-accessible        STATUS      current        DESCRIPTION            "An ordered list of filters or classifiers to apply to             IP traffic. Filter application is ordered by the filter             index, rather than by a best match algorithm (Note that             this implies that the filter table may have gaps in the             index values). Packets which match no filters will have             policy 0 in the docsDevFilterPolicyTable applied to them if             it exists. Otherwise, Packets which match no filters             are discarded or forwarded according to the setting of             docsDevFilterIpDefault.             Any IP packet can theoretically match multiple rows ofSt. Johns                      Standards                       [Page 32]

RFC 2669                DOCSIS Cable Device MIB              August 1999             this table.  When considering a packet, the table is             scanned in row index order (e.g. filter 10 is checked             before filter 20).  If the packet matches that filter             (which means that it matches ALL criteria for that row),             actions appropriate to docsDevFilterIpControl and             docsDevFilterPolicyId are taken.  If the packet was             discarded processing is complete.  If             docsDevFilterIpContinue is set to true, the filter             comparison continues with the next row in the table             looking for additional matches.             If the packet matches no filter in the table, the packet             is accepted or dropped for further processing based on             the setting of docsDevFilterIpDefault. If the packet is             accepted, the actions specified by policy group 0             (e.g. the rows in docsDevFilterPolicyTable which have a             value of 0 for docsDevFilterPolicyId) are taken if that             policy group exists.             Logically, this table is consulted twice during the             processing of any IP packet - once upon its acceptance             from the L2 entity, and once upon its transmission to the             L2 entity.  In actuality, for cable modems, IP filtering             is generally the only IP processing done for transit             traffic.  This means that inbound and outbound filtering             can generally be done at the same time with one pass             through the filter table."        ::= { docsDevFilter 4 }docsDevFilterIpEntry OBJECT-TYPE        SYNTAX      DocsDevFilterIpEntry        MAX-ACCESS  not-accessible        STATUS      current        DESCRIPTION            "Describes a filter to apply to IP traffic received on a             specified interface.  All identity objects in this table             (e.g. source and destination address/mask, protocol,             source/dest port, TOS/mask, interface and direction) must             match their respective fields in the packet for any given             filter to match.             To create an entry in this table, docsDevFilterIpIfIndex             must be specified."        INDEX { docsDevFilterIpIndex }        ::= { docsDevFilterIpTable 1 }DocsDevFilterIpEntry ::= SEQUENCE {            docsDevFilterIpIndex             Integer32,St. Johns                      Standards                       [Page 33]

RFC 2669                DOCSIS Cable Device MIB              August 1999            docsDevFilterIpStatus            RowStatus,            docsDevFilterIpControl           INTEGER,            docsDevFilterIpIfIndex           InterfaceIndexOrZero,            docsDevFilterIpDirection         INTEGER,            docsDevFilterIpBroadcast         TruthValue,            docsDevFilterIpSaddr             IpAddress,            docsDevFilterIpSmask             IpAddress,            docsDevFilterIpDaddr             IpAddress,            docsDevFilterIpDmask             IpAddress,            docsDevFilterIpProtocol          Integer32,            docsDevFilterIpSourcePortLow     Integer32,            docsDevFilterIpSourcePortHigh    Integer32,            docsDevFilterIpDestPortLow       Integer32,            docsDevFilterIpDestPortHigh      Integer32,            docsDevFilterIpMatches           Counter32,            docsDevFilterIpTos               OCTET STRING,            docsDevFilterIpTosMask           OCTET STRING,            docsDevFilterIpContinue          TruthValue,            docsDevFilterIpPolicyId          Integer32        }docsDevFilterIpIndex OBJECT-TYPE        SYNTAX      Integer32 (1..2147483647)        MAX-ACCESS  not-accessible        STATUS      current        DESCRIPTION            "Index used to order the application of filters.             The filter with the lowest index is always applied             first."        ::= { docsDevFilterIpEntry 1 }docsDevFilterIpStatus OBJECT-TYPE        SYNTAX      RowStatus        MAX-ACCESS  read-create        STATUS      current        DESCRIPTION            "Controls and reflects the status of rows in this             table. Specifying only this object (with the appropriate             index) on a CM is sufficient to create a filter row which             matches all inbound packets on the ethernet interface,             and results in the packets being             discarded. docsDevFilterIpIfIndex (at least) must be             specified on a CMTS to create a row.  Creation of the             rows may be done via either create-and-wait or             create-and-go, but the filter is not applied until this             object is set to (or changes to) active. There is no             restriction in changing any object in a row while this             object is set to active."St. Johns                      Standards                       [Page 34]

RFC 2669                DOCSIS Cable Device MIB              August 1999        ::= { docsDevFilterIpEntry 2 }docsDevFilterIpControl OBJECT-TYPE        SYNTAX INTEGER {            discard(1),            accept(2),            policy(3)        }        MAX-ACCESS  read-create        STATUS      current        DESCRIPTION            "If set to discard(1), all packets matching this filter             will be discarded and scanning of the remainder of the             filter list will be aborted. If set to accept(2), all             packets matching this filter will be accepted for further             processing (e.g., bridging). If docsDevFilterIpContinue             is set to true, see if there are other matches, otherwise             done. If set to policy (3), execute the policy entries             matched by docsDevIpFilterPolicyId in             docsDevIpFilterPolicyTable.             If is docsDevFilterIpContinue is set to true, continue             scanning the table for other matches, otherwise done."        DEFVAL { discard }        ::= { docsDevFilterIpEntry 3 }docsDevFilterIpIfIndex OBJECT-TYPE        SYNTAX      InterfaceIndexOrZero        MAX-ACCESS  read-create        STATUS      current        DESCRIPTION            "The entry interface to which this filter applies. The             value corresponds to ifIndex for either a CATV MAC or             another network interface. If the value is zero, the             filter applies to all interfaces. Default value in Cable             Modems is the index of the customer-side (e.g. ethernet)             interface. In Cable Modem Termination Systems, this             object MUST be specified to create a row in this table."        ::= { docsDevFilterIpEntry 4 }docsDevFilterIpDirection OBJECT-TYPE        SYNTAX INTEGER {            inbound(1),            outbound(2),            both(3)        }        MAX-ACCESS  read-create        STATUS      currentSt. Johns                      Standards                       [Page 35]

RFC 2669                DOCSIS Cable Device MIB              August 1999        DESCRIPTION            "Determines whether the filter is applied to inbound(1)             traffic, outbound(2) traffic, or traffic in both(3)             directions."        DEFVAL { inbound }        ::= { docsDevFilterIpEntry 5 }docsDevFilterIpBroadcast OBJECT-TYPE        SYNTAX      TruthValue        MAX-ACCESS  read-create        STATUS      current        DESCRIPTION            "If set to true(1), the filter only applies to multicast             and broadcast traffic. If set to false(2), the filter             applies to all traffic."        DEFVAL { false }        ::= { docsDevFilterIpEntry 6 }docsDevFilterIpSaddr OBJECT-TYPE        SYNTAX      IpAddress        MAX-ACCESS  read-create        STATUS      current        DESCRIPTION            "The source IP address, or portion thereof, that is to be             matched for this filter.  The source address is first             masked (and'ed) against docsDevFilterIpSmask before being             compared  to this value.  A value of 0 for this object             and 0 for the mask matches all IP addresses."        DEFVAL { '00000000'h }        ::= { docsDevFilterIpEntry 7 }docsDevFilterIpSmask OBJECT-TYPE        SYNTAX      IpAddress        MAX-ACCESS  read-create        STATUS      current        DESCRIPTION            "A bit mask that is to be applied to the source address             prior to matching. This mask is not necessarily the same             as a subnet mask, but 1's bits must be leftmost and             contiguous."        DEFVAL { '00000000'h }        ::= { docsDevFilterIpEntry 8 }docsDevFilterIpDaddr OBJECT-TYPE        SYNTAX      IpAddress        MAX-ACCESS  read-create        STATUS      current        DESCRIPTIONSt. Johns                      Standards                       [Page 36]

RFC 2669                DOCSIS Cable Device MIB              August 1999            "The destination IP address, or portion thereof, that is             to be matched for this filter. The destination address is             first masked (and'ed) against docsDevFilterIpDmask before             being compared  to this value.  A value of 0 for this             object and 0 for the mask matches all IP addresses."        DEFVAL { '00000000'h }        ::= { docsDevFilterIpEntry 9 }docsDevFilterIpDmask OBJECT-TYPE        SYNTAX      IpAddress        MAX-ACCESS  read-create        STATUS      current        DESCRIPTION            "A bit mask that is to be applied to the destination             address prior to matching. This mask is not necessarily             the same as a subnet mask, but 1's bits must be leftmost             and contiguous."        DEFVAL { '00000000'h }        ::= { docsDevFilterIpEntry 10 }docsDevFilterIpProtocol OBJECT-TYPE        SYNTAX Integer32 (0..256)        MAX-ACCESS  read-create        STATUS      current        DESCRIPTION            "The IP protocol value that is to be matched. For example:             icmp is 1, tcp is 6, udp is 17. A value of 256 matches             ANY protocol."        DEFVAL { 256 }        ::= { docsDevFilterIpEntry 11 }docsDevFilterIpSourcePortLow OBJECT-TYPE        SYNTAX      Integer32 (0..65535)        MAX-ACCESS  read-create        STATUS      current        DESCRIPTION            "If docsDevFilterIpProtocol is udp or tcp, this is the             inclusive lower bound of the transport-layer source port             range that is to be matched, otherwise it is ignored             during matching."        DEFVAL { 0 }        ::= { docsDevFilterIpEntry 12 }docsDevFilterIpSourcePortHigh OBJECT-TYPE        SYNTAX      Integer32 (0..65535)        MAX-ACCESS  read-create        STATUS      current        DESCRIPTIONSt. Johns                      Standards                       [Page 37]

RFC 2669                DOCSIS Cable Device MIB              August 1999            "If docsDevFilterIpProtocol is udp or tcp, this is the             inclusive upper bound of the transport-layer source port             range that is to be matched, otherwise it is ignored             during matching."        DEFVAL { 65535 }        ::= { docsDevFilterIpEntry 13 }docsDevFilterIpDestPortLow OBJECT-TYPE        SYNTAX      Integer32 (0..65535)        MAX-ACCESS  read-create        STATUS      current        DESCRIPTION            "If docsDevFilterIpProtocol is udp or tcp, this is the             inclusive lower bound of the transport-layer destination             port range that is to be matched, otherwise it is ignored             during matching."        DEFVAL { 0 }        ::= { docsDevFilterIpEntry 14 }docsDevFilterIpDestPortHigh OBJECT-TYPE        SYNTAX      Integer32 (0..65535)        MAX-ACCESS  read-create        STATUS      current        DESCRIPTION            "If docsDevFilterIpProtocol is udp or tcp, this is the             inclusive upper bound of the transport-layer destination             port range that is to be matched, otherwise it is ignored             during matching."        DEFVAL { 65535 }        ::= { docsDevFilterIpEntry 15 }docsDevFilterIpMatches OBJECT-TYPE        SYNTAX      Counter32        MAX-ACCESS  read-only        STATUS      current        DESCRIPTION            "Counts the number of times this filter was matched.             This object is initialized to 0 at boot, or at row             creation, and is reset only upon reboot."        ::= { docsDevFilterIpEntry 16 }docsDevFilterIpTos  OBJECT-TYPE        SYNTAX      OCTET STRING ( SIZE (1))        MAX-ACCESS  read-create        STATUS      current        DESCRIPTION            "This is the value to be matched to the packet's             TOS (Type of Service) value (after the TOS valueSt. Johns                      Standards                       [Page 38]

RFC 2669                DOCSIS Cable Device MIB              August 1999             is AND'd with docsDevFilterIpTosMask).  A value for this             object of 0 and a mask of 0 matches all TOS values."        DEFVAL { '00'h }        ::= { docsDevFilterIpEntry 17 }docsDevFilterIpTosMask OBJECT-TYPE        SYNTAX      OCTET STRING ( SIZE (1) )        MAX-ACCESS  read-create        STATUS      current        DESCRIPTION            "The mask to be applied to the packet's TOS value before             matching."        DEFVAL { '00'h }        ::= { docsDevFilterIpEntry 18 }docsDevFilterIpContinue OBJECT-TYPE        SYNTAX      TruthValue        MAX-ACCESS  read-create        STATUS      current        DESCRIPTION            "If this value is set to true, and docsDevFilterIpControl             is anything but discard (1), continue scanning and             applying policies."        DEFVAL { false }        ::= { docsDevFilterIpEntry 19 }docsDevFilterIpPolicyId OBJECT-TYPE        SYNTAX      Integer32 (0..2147483647)        MAX-ACCESS  read-create        STATUS      current        DESCRIPTION            "This object points to an entry in docsDevFilterPolicyTable.             If docsDevFilterIpControl is set to policy (3), execute             all matching policies in docsDevFilterPolicyTable.             If no matching policy exists, treat as if             docsDevFilterIpControl were set to accept (1).             If this object is set to the value of 0, there is no             matching policy, and docsDevFilterPolicyTable MUST NOT be             consulted."        DEFVAL { 0 }        ::= { docsDevFilterIpEntry 20 }----docsDevFilterPolicyTable OBJECT-TYPE        SYNTAX      SEQUENCE OF DocsDevFilterPolicyEntry        MAX-ACCESS  not-accessibleSt. Johns                      Standards                       [Page 39]

RFC 2669                DOCSIS Cable Device MIB              August 1999        STATUS      current        DESCRIPTION            "A Table which maps between a policy group ID and a set of             policies to be applied.  All rows with the same             docsDevFilterPolicyId are part of the same policy group             and are applied in the order in which they are in this             table.             docsDevFilterPolicyTable exists to allow multiple policy             actions to be applied to any given classified packet. The             policy actions are applied in index order For example:             Index   ID    Type    Action              1      1      TOS     1              9      5      TOS     1              12     1      IPSEC   3             This says that a packet which matches a filter with             policy id 1, first has TOS policy 1 applied (which might             set the TOS bits to enable a higher priority), and next             has the IPSEC policy 3 applied (which may result in the             packet being dumped into a secure VPN to a remote             encryptor).             Policy ID 0 is reserved for default actions and is             applied only to packets which match no filters in             docsDevIpFilterTable."        ::= { docsDevFilter 5 }docsDevFilterPolicyEntry OBJECT-TYPE        SYNTAX      DocsDevFilterPolicyEntry        MAX-ACCESS  not-accessible        STATUS      current        DESCRIPTION            "An entry in the docsDevFilterPolicyTable. Entries are             created by Network Management. To create an entry,             docsDevFilterPolicyId and docsDevFilterPolicyAction             must be specified."        INDEX { docsDevFilterPolicyIndex }        ::= { docsDevFilterPolicyTable 1 }DocsDevFilterPolicyEntry ::= SEQUENCE {            docsDevFilterPolicyIndex   Integer32,            docsDevFilterPolicyId      Integer32,--            docsDevFilterPolicyType    INTEGER,--            docsDevFilterPolicyAction  Integer32,            docsDevFilterPolicyStatus  RowStatus,            docsDevFilterPolicyPtr     RowPointerSt. Johns                      Standards                       [Page 40]

RFC 2669                DOCSIS Cable Device MIB              August 1999        }docsDevFilterPolicyIndex OBJECT-TYPE        SYNTAX      Integer32 (1..2147483647)        MAX-ACCESS  not-accessible        STATUS      current        DESCRIPTION "Index value for the table."        ::= { docsDevFilterPolicyEntry 1 }docsDevFilterPolicyId OBJECT-TYPE        SYNTAX      Integer32 (0..2147483647)        MAX-ACCESS  read-create        STATUS      current        DESCRIPTION             "Policy ID for this entry. A policy ID can apply to              multiple rows of this table, all relevant policies are              executed. Policy 0 (if populated) is applied to all              packets which do not match any of the filters. N.B. If              docsDevFilterIpPolicyId is set to 0, it DOES NOT match              policy 0 of this table. "        ::= { docsDevFilterPolicyEntry 2 }-- docsDevFilterPolicyType ::= { docsDevFilterPolicyEntry 3} Removed-- docsDevFilterPolicyAction ::= { docsDevFilterPolicyEntry 4 } removeddocsDevFilterPolicyStatus OBJECT-TYPE        SYNTAX      RowStatus        MAX-ACCESS  read-create        STATUS      current        DESCRIPTION            "Object used to create an entry in this table."        ::= { docsDevFilterPolicyEntry 5 }docsDevFilterPolicyPtr OBJECT-TYPE        SYNTAX      RowPointer        MAX-ACCESS  read-create        STATUS      current        DESCRIPTION            "This object points to a row in an applicable filter policy             table.  Currently, the only standard policy table is             docsDevFilterTosTable. Per the textual convention, this             object points to the first accessible object in the row.             E.g. to point to a row in docsDevFilterTosTable with an             index of 21, the value of this object would be the object             identifier docsDevTosStatus.21.             Vendors must adhere to the same convention when addingSt. Johns                      Standards                       [Page 41]

RFC 2669                DOCSIS Cable Device MIB              August 1999             vendor specific policy table extensions.             The default upon row creation is a null pointer which             results in no policy action being taken."        DEFVAL { zeroDotZero }        ::= { docsDevFilterPolicyEntry 6 }---- TOS Policy action table--docsDevFilterTosTable OBJECT-TYPE        SYNTAX      SEQUENCE OF DocsDevFilterTosEntry        MAX-ACCESS  not-accessible        STATUS      current        DESCRIPTION             "Table used to describe Type of Service (TOS) bits             processing.             This table is an adjunct to the docsDevFilterIpTable, and             the docsDevFilterPolicy table.  Entries in the latter             table can point to specific rows in this (and other)             tables and cause specific actions to be taken.  This table             permits the manipulation of the value of the Type of             Service bits in the IP header of the matched packet as             follows:             Set the tosBits of the packet to                (tosBits & docsDevFilterTosAndMask) |                                                 docsDevFilterTosOrMask             This construct allows you to do a clear and set of all             the TOS bits in a flexible manner."        ::= { docsDevFilter 6 }docsDevFilterTosEntry OBJECT-TYPE        SYNTAX      DocsDevFilterTosEntry        MAX-ACCESS  not-accessible        STATUS      current        DESCRIPTION             "A TOS policy entry."        INDEX { docsDevFilterTosIndex }        ::= { docsDevFilterTosTable 1 }DocsDevFilterTosEntry ::= SEQUENCE {            docsDevFilterTosIndex   Integer32,            docsDevFilterTosStatus  RowStatus,            docsDevFilterTosAndMask OCTET STRING (SIZE (1)),            docsDevFilterTosOrMask  OCTET STRING (SIZE (1))St. Johns                      Standards                       [Page 42]

RFC 2669                DOCSIS Cable Device MIB              August 1999        }docsDevFilterTosIndex OBJECT-TYPE        SYNTAX      Integer32 (1..2147483647)        MAX-ACCESS  not-accessible        STATUS      current        DESCRIPTION            "The unique index for this row.  There are no ordering             requirements for this table and any valid index may be             specified."        ::= { docsDevFilterTosEntry 1 }docsDevFilterTosStatus OBJECT-TYPE        SYNTAX      RowStatus        MAX-ACCESS  read-create        STATUS      current        DESCRIPTION            "The object used to create and delete entries in this             table. A row created by specifying just this object             results in a row which specifies no change to the TOS             bits.   A row may be created using either the create-and-go             or create-and-wait paradigms. There is no restriction on             the ability to change values in this row while the row is             active."        ::= { docsDevFilterTosEntry 2 }docsDevFilterTosAndMask OBJECT-TYPE        SYNTAX      OCTET STRING (SIZE (1))        MAX-ACCESS  read-create        STATUS      current        DESCRIPTION            "This value is bitwise AND'd with the matched  packet's        TOS bits."        DEFVAL { 'ff'h }        ::= { docsDevFilterTosEntry 3 }docsDevFilterTosOrMask OBJECT-TYPE        SYNTAX      OCTET STRING (SIZE (1))        MAX-ACCESS  read-create        STATUS      current        DESCRIPTION            "After bitwise AND'ing with the above bits, the packet's             TOS bits are bitwise OR'd with these bits."        DEFVAL { '00'h }        ::= { docsDevFilterTosEntry 4 }St. Johns                      Standards                       [Page 43]

RFC 2669                DOCSIS Cable Device MIB              August 1999---- CPE IP Management and anti spoofing group.  Only implemented on-- Cable Modems.--docsDevCpe OBJECT IDENTIFIER ::= { docsDevMIBObjects 7}docsDevCpeEnroll OBJECT-TYPE        SYNTAX      INTEGER {            none(1),            any(2)        }        MAX-ACCESS  read-write        STATUS      current        DESCRIPTION            "This object controls the population of docsDevFilterCpeTable.             If set to none, the filters must be set manually.             If set to any, the CM wiretaps the packets originating             from the ethernet and enrolls up to docsDevCpeIpMax             addresses based on the source IP addresses of those             packets. At initial system startup, default value for this             object is any(2)."        ::= { docsDevCpe 1 }docsDevCpeIpMax OBJECT-TYPE        SYNTAX      Integer32 (-1..2147483647)        MAX-ACCESS  read-write        STATUS      current        DESCRIPTION            "This object controls the maximum number of CPEs allowed to             connect behind this device. If set to zero, any number of             CPEs may connect up to the maximum permitted for the device.             If set to -1, no filtering is done on CPE source addresses,             and no entries are made in the docsDevFilterCpeTable. If an             attempt is made to set this to a number greater than that             permitted for the device, it is set to that maximum.             At iniitial system startup, default value for this object             is 1."        ::= { docsDevCpe 2 }docsDevCpeTable OBJECT-TYPE        SYNTAX      SEQUENCE OF DocsDevCpeEntry        MAX-ACCESS  not-accessible        STATUS      current        DESCRIPTION            "This table lists the IP addresses seen (or permitted)  as             source addresses in packets originating from the customer             interface on this device. In addition, this table can beSt. Johns                      Standards                       [Page 44]

RFC 2669                DOCSIS Cable Device MIB              August 1999             provisioned with the specific addresses permitted for the             CPEs via the normal row creation mechanisms."        ::= { docsDevCpe 3 }docsDevCpeEntry OBJECT-TYPE        SYNTAX      DocsDevCpeEntry        MAX-ACCESS  not-accessible        STATUS      current        DESCRIPTION            "An entry in the docsDevFilterCpeTable. There is one entry             for each IP CPE seen or provisioned. If docsDevCpeIpMax             is set to -1, this table is ignored, otherwise: Upon receipt             of an IP  packet from the customer interface of the CM, the             source IP address is checked against this table. If the             address is in the table, packet processing continues.             If the address is not in the table, but docsDevCpeEnroll             is set to any and the table size is less than             docsDevCpeIpMax, the address is added to the table and             packet processing continues. Otherwise, the packet is             dropped.             The filtering actions specified by this table occur after             any LLC filtering (docsDevFilterLLCTable), but prior             to any IP filtering (docsDevFilterIpTable,             docsDevNmAccessTable)."        INDEX   { docsDevCpeIp }        ::= {docsDevCpeTable 1 }DocsDevCpeEntry ::= SEQUENCE {            docsDevCpeIp      IpAddress,            docsDevCpeSource  INTEGER,            docsDevCpeStatus  RowStatus        }docsDevCpeIp OBJECT-TYPE        SYNTAX      IpAddress        MAX-ACCESS  not-accessible        STATUS      current        DESCRIPTION            "The IP address to which this entry applies."        ::= { docsDevCpeEntry 1 }docsDevCpeSource OBJECT-TYPE        SYNTAX      INTEGER {            other(1),            manual(2),            learned(3)        }St. Johns                      Standards                       [Page 45]

RFC 2669                DOCSIS Cable Device MIB              August 1999        MAX-ACCESS  read-only        STATUS      current        DESCRIPTION            "This object describes how this entry was created. If the             value is manual(2), this row was created by a network             management action (either configuration, or SNMP set).             If set to learned(3), then it was found via             looking at the source IP address of a received packet."        ::= { docsDevCpeEntry 2 }docsDevCpeStatus OBJECT-TYPE        SYNTAX  RowStatus        MAX-ACCESS  read-create        STATUS  current        DESCRIPTION            "Standard object to manipulate rows. To create a row in this             table, you only need to specify this object. Management             stations SHOULD use the create-and-go mechanism for             creating rows in this table."        ::= { docsDevCpeEntry 3 }---- Placeholder for notifications/traps.--docsDevNotification OBJECT IDENTIFIER   ::= { docsDev 2 }---- Conformance definitions--docsDevConformance  OBJECT IDENTIFIER   ::= { docsDev 3 }docsDevGroups       OBJECT IDENTIFIER   ::= { docsDevConformance 1 }docsDevCompliances  OBJECT IDENTIFIER   ::= { docsDevConformance 2 }docsDevBasicCompliance MODULE-COMPLIANCE        STATUS  current        DESCRIPTION            "The compliance statement for MCNS Cable Modems and             Cable Modem Termination Systems."MODULE  -- docsDev-- conditionally mandatory groupsGROUP docsDevBaseGroup        DESCRIPTION            "Mandatory in Cable Modems, optional in Cable Modem             Termination Systems."St. Johns                      Standards                       [Page 46]

RFC 2669                DOCSIS Cable Device MIB              August 1999GROUP docsDevEventGroup        DESCRIPTION            "Mandatory in Cable Modems, optional in Cable Modem             Termination Systems."GROUP docsDevFilterGroup        DESCRIPTION            "Mandatory in Cable Modems, optional in Cable Modem             Termination Systems."GROUP docsDevNmAccessGroup        DESCRIPTION            "This group is only implemented in devices which do not             implement SNMPv3 User Security Model.  It SHOULD NOT be             implemented by SNMPv3 conformant devices.             For devices which do not implement SNMPv3 or later, this             group is Mandatory in Cable Modems and is optional             in Cable Modem Termination Systems."GROUP docsDevServerGroup        DESCRIPTION            "This group is implemented only in Cable Modems and is             not implemented in Cable Modem Termination Systems."GROUP docsDevSoftwareGroup        DESCRIPTION            "This group is Mandatory in Cable Modems and  optional in             Cable Modem Termination Systems."GROUP docsDevCpeGroup        DESCRIPTION            "This group is Mandatory in Cable Modems, and is             not implemented in Cable Modem Termination Systems.  A             similar capability for CMTS devices may be proposed later             after study."OBJECT docsDevSTPControl        MIN-ACCESS read-only        DESCRIPTION            "It is compliant to implement this object as read-only.             Devices need only support noStFilterBpdu(2)."OBJECT docsDevEvReporting         MIN-ACCESS read-only         DESCRIPTION             "It is compliant to implement this object as read-only.              Devices need only support local(0)."St. Johns                      Standards                       [Page 47]

RFC 2669                DOCSIS Cable Device MIB              August 1999         ::= { docsDevCompliances 1 }docsDevBaseGroup OBJECT-GROUP        OBJECTS {             docsDevRole,             docsDevDateTime,             docsDevResetNow,             docsDevSerialNumber,             docsDevSTPControl        }        STATUS      current        DESCRIPTION            "A collection of objects providing device status and             control."        ::= { docsDevGroups 1 }docsDevNmAccessGroup OBJECT-GROUP        OBJECTS {             docsDevNmAccessIp,             docsDevNmAccessIpMask,             docsDevNmAccessCommunity,             docsDevNmAccessControl,             docsDevNmAccessInterfaces,             docsDevNmAccessStatus        }        STATUS      current        DESCRIPTION            "A collection of objects for controlling access to SNMP             objects."        ::= { docsDevGroups 2 }docsDevSoftwareGroup OBJECT-GROUP        OBJECTS {            docsDevSwServer,            docsDevSwFilename,            docsDevSwAdminStatus,            docsDevSwOperStatus,            docsDevSwCurrentVers        }        STATUS      current        DESCRIPTION            "A collection of objects for controlling software             downloads."        ::= { docsDevGroups 3 }docsDevServerGroup OBJECT-GROUP        OBJECTS {            docsDevServerBootState,St. Johns                      Standards                       [Page 48]

RFC 2669                DOCSIS Cable Device MIB              August 1999            docsDevServerDhcp,            docsDevServerTime,            docsDevServerTftp,            docsDevServerConfigFile        }        STATUS      current        DESCRIPTION            "A collection of objects providing status about server             provisioning."        ::= { docsDevGroups 4 }docsDevEventGroup OBJECT-GROUP        OBJECTS {            docsDevEvControl,            docsDevEvSyslog,            docsDevEvThrottleAdminStatus,            docsDevEvThrottleInhibited,            docsDevEvThrottleThreshold,            docsDevEvThrottleInterval,            docsDevEvReporting,            docsDevEvFirstTime,            docsDevEvLastTime,            docsDevEvCounts,            docsDevEvLevel,            docsDevEvId,            docsDevEvText        }        STATUS      current        DESCRIPTION            "A collection of objects used to control and monitor             events."        ::= { docsDevGroups 5 }docsDevFilterGroup OBJECT-GROUP        OBJECTS {            docsDevFilterLLCUnmatchedAction,            docsDevFilterIpDefault,            docsDevFilterLLCStatus,            docsDevFilterLLCIfIndex,            docsDevFilterLLCProtocolType,            docsDevFilterLLCProtocol,            docsDevFilterLLCMatches,            docsDevFilterIpControl,            docsDevFilterIpIfIndex,            docsDevFilterIpStatus,            docsDevFilterIpDirection,            docsDevFilterIpBroadcast,            docsDevFilterIpSaddr,St. Johns                      Standards                       [Page 49]

RFC 2669                DOCSIS Cable Device MIB              August 1999            docsDevFilterIpSmask,            docsDevFilterIpDaddr,            docsDevFilterIpDmask,            docsDevFilterIpProtocol,            docsDevFilterIpSourcePortLow,            docsDevFilterIpSourcePortHigh,            docsDevFilterIpDestPortLow,            docsDevFilterIpDestPortHigh,            docsDevFilterIpMatches,            docsDevFilterIpTos,            docsDevFilterIpTosMask,            docsDevFilterIpContinue,            docsDevFilterIpPolicyId,            docsDevFilterPolicyId,            docsDevFilterPolicyStatus,            docsDevFilterPolicyPtr,            docsDevFilterTosStatus,            docsDevFilterTosAndMask,            docsDevFilterTosOrMask        }        STATUS      current        DESCRIPTION            "A collection of objects to specify filters at link layer             and IP layer."        ::= { docsDevGroups 6 }docsDevCpeGroup OBJECT-GROUP        OBJECTS {           docsDevCpeEnroll,           docsDevCpeIpMax,           docsDevCpeSource,           docsDevCpeStatus        }        STATUS      current        DESCRIPTION            "A collection of objects used to control the number             and specific values of IP addresses allowed for             associated Customer Premises Equipment (CPE)."        ::= { docsDevGroups 7 }ENDSt. Johns                      Standards                       [Page 50]

RFC 2669                DOCSIS Cable Device MIB              August 19995.  Acknowledgments   This document was produced by the IPCDN Working Group.  It is based   on a document written by Pam Anderson from CableLabs, Wilson Sawyer   from BayNetworks, and Rich Woundy from Continental Cablevision.  The   original working group editor, Guenter Roeck of cisco Systems, did   much of the grunt work of putting the document into its current form.   Special thanks is also due to Azlina Palmer, who helped a lot   reviewing the document.6.  References   [1]  Harrington, D., Presuhn, R. and B. Wijnen, "An Architecture for        Describing SNMP Management Frameworks",RFC 2571, April 1999.   [2]  Rose, M. and K. McCloghrie, "Structure and Identification of        Management Information for TCP/IP-based Internets", STD 16,RFC1155, May 1990.   [3]  Rose, M. and K. McCloghrie, "Concise MIB Definitions", STD 16,RFC 1212, March 1991.   [4]  Rose, M., "A Convention for Defining Traps for use with the        SNMP",RFC 1215, March 1991.   [5]  McCloghrie, K., Perkins, D. and J. Schoenwaelder, "Structure of        Management Information for Version 2 (SMIv2)", STD 58,RFC 2578,        April 1999.   [6]  McCloghrie, K., Perkins, D. and J. Schoenwaelder, "Textual        Conventions for SMIv2", STD 58,RFC 2579, April 1999.   [7]  McCloghrie, K., Perkins, D. and J. Schoenwaelder, "Conformance        Statements for SMIv2", STD 58,RFC 2580, April 1999.   [8]  Case, J., Fedor, M., Schoffstall, M. and J. Davin, "Simple        Network Management Protocol", STD 15,RFC 1157, May 1990.   [9]  Case, J., McCloghrie, K., Rose, M. and S. Waldbusser,        "Introduction to Community-based SNMPv2",RFC 1901, January        1996.   [10] Case, J., McCloghrie, K., Rose, M. and S. Waldbusser, "Transport        Mappings for Version 2 of the Simple Network Management Protocol        (SNMPv2)",RFC 1906, January 1996.St. Johns                      Standards                       [Page 51]

RFC 2669                DOCSIS Cable Device MIB              August 1999   [11] Case, J., Harrington D., Presuhn R. and B. Wijnen, "Message        Processing and Dispatching for the Simple Network Management        Protocol (SNMP)",RFC 2572, April 1999.   [12] Blumenthal, U. and B. Wijnen, "User-based Security Model (USM)        for version 3 of the Simple Network Management Protocol        (SNMPv3)",RFC 2574, April 1999.   [13] Case, J., McCloghrie, K., Rose, M. and S. Waldbusser, "Protocol        Operations for Version 2 of the Simple Network Management        Protocol (SNMPv2)",RFC 1905, January 1996.   [14] Levi, D., Meyer, P. and B. Stewart, "SNMP Applications",RFC2573, April 1999.   [15] Wijnen, B., Presuhn, R. and K. McCloghrie, "View-based Access        Control Model (VACM) for the Simple Network Management Protocol        (SNMP)",RFC 2575, April 1999.   [16] "Data-Over-Cable Service Interface Specifications: Cable Modem        Radio Frequency Interface Specification SP-RFI-I04-980724",        DOCSIS, July 1998,http://www.cablemodem.com/public/pubtechspec/SP-RFI-I04-980724.pdf.   [17] Steinberg, L., "Techniques for Managing Asynchronously Generated        Alerts",RFC 1224, May 1991.   [18] "Data-Over-Cable Service Interface Specifications: Operations        Support System Interface Specification RF Interface SP-OSSI-RF-        I02-980410", DOCSIS, April 1998,http://www.cablemodem.com/public/pubtechspec/ossi/sp-ossi.PDF.   [19] Bradner, S., "Key words for use in RFCs to Indicate Requirement        Levels",BCP 14,RFC 2119, March 1997.   [20] "Data-Over-Cable Service Interface Specifications: Baseline        Privacy Interface Specification SP-BPI-I01-970922", DOCSIS,        September 1977,http://www.cablemodem.com/public/pubtechspec/ss/SP-BPI-I01-970922.pdf7.  Security Considerations   This MIB relates to a system which will provide metropolitan public   internet access.  As such, improper manipulation of the objects   represented by this MIB may result in denial of service to a large   number of end-users.  In addition, manipulation of theSt. Johns                      Standards                       [Page 52]

RFC 2669                DOCSIS Cable Device MIB              August 1999   docsDevNmAccessTable, docsDevFilterLLCTable, docsDevFilterIpTable and   the elements of the docsDevCpe group may allow an end-user to   increase their service levels, spoof their IP addresses, change the   permitted management stations, or affect other end-users in either a   positive or negative manner.   There are a number of management objects defined in this MIB that   have a MAX-ACCESS clause of read-write and/or read-create.  Such   objects may be considered sensitive or vulnerable in some network   environments.  The support for SET operations in a non-secure   environment without proper protection can have a negative effect on   network operations.  In addition to those mentioned above:   o    The use of docsDevNmAccessTable to specify management stations        is considered to be only limited protection and does not protect        against attacks which spoof the management station's IP address.        The use of stronger mechanisms such as SNMPv3 security should be        considered where possible.  Specifically, SNMPv3 VACM and USM        MUST be used with any v3 agent which implements this MIB.        Administrators may also wish to consider whether even read        access to docsDevNmAccessTable may be undesirable under certain        circumstances.   o    The CM may have its software changed by the actions of the        management system.  An improper software load may result in        substantial vulnerabilities and the loss of the ability of the        management system to control the cable modem.   o    The device may be reset by setting docsDevResetNow = true(1).        This causes the device to reload its configuration files as well        as eliminating all previous non-persistent network management        settings. As such, this may provide a vector for attacking the        system.   o    Setting docsDevEvThrottleAdminStatus = unconstrained(1) (which        is also the DEFVAL) may cause flooding of traps, which can        disrupt network service.   This MIB does not affect confidentiality of services on a cable modem   system.  [20] specifies the implementation of the DOCSIS Baseline   privacy mechanism.  The working group expects to issue a MIB for the   management of this mechanism at a later time.   SNMPv1 by itself is not a secure environment.  Even if the network   itself is secure (for example by using IPSec), even then, there is no   control as to who on the secure network is allowed to access and   GET/SET (read/change/create/delete) the objects in this MIB.St. Johns                      Standards                       [Page 53]

RFC 2669                DOCSIS Cable Device MIB              August 1999   It is recommended that the implementers consider the security   features as provided by the SNMPv3 framework.  Specifically, the use   of the User-based Security Model [12]  and the View-based Access   Control Model [15] is recommended.   It is then a customer/user responsibility to ensure that the SNMP   entity giving access to an instance of this MIB, is properly   configured to give access to the objects only to those principals   (users) that have legitimate rights to indeed GET or SET   (change/create/delete) them.8.  Intellectual Property   The IETF takes no position regarding the validity or scope of any   intellectual property or other rights that might be claimed to   pertain to the implementation or use of the technology described in   this document or the extent to which any license under such rights   might or might not be available; neither does it represent that it   has made any effort to identify any such rights.  Information on the   IETF's procedures with respect to rights in standards-track and   standards-related documentation can be found inBCP-11.  Copies of   claims of rights made available for publication and any assurances of   licenses to be made available, or the result of an attempt made to   obtain a general license or permission for the use of such   proprietary rights by implementors or users of this specification can   be obtained from the IETF Secretariat.   The IETF invites any interested party to bring to its attention any   copyrights, patents or patent applications, or other proprietary   rights which may cover technology that may be required to practice   this standard.  Please address the information to the IETF Executive   Director.9.  Author's Address   Michael StJohns   @Home Network   425 Broadway   Redwood City, CA 94063   U.S.A   Phone: +1 650 569 5368   EMail: stjohns@corp.home.netSt. Johns                      Standards                       [Page 54]

RFC 2669                DOCSIS Cable Device MIB              August 199910.  Full Copyright Statement   Copyright (C) The Internet Society (1999).  All Rights Reserved.   This document and translations of it may be copied and furnished to   others, and derivative works that comment on or otherwise explain it   or assist in its implementation may be prepared, copied, published   and distributed, in whole or in part, without restriction of any   kind, provided that the above copyright notice and this paragraph are   included on all such copies and derivative works.  However, this   document itself may not be modified in any way, such as by removing   the copyright notice or references to the Internet Society or other   Internet organizations, except as needed for the purpose of   developing Internet standards in which case the procedures for   copyrights defined in the Internet Standards process must be   followed, or as required to translate it into languages other than   English.   The limited permissions granted above are perpetual and will not be   revoked by the Internet Society or its successors or assigns.   This document and the information contained herein is provided on an   "AS IS" basis and THE INTERNET SOCIETY AND THE INTERNET ENGINEERING   TASK FORCE DISCLAIMS ALL WARRANTIES, EXPRESS OR IMPLIED, INCLUDING   BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE INFORMATION   HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED WARRANTIES OF   MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.Acknowledgement   Funding for the RFC Editor function is currently provided by the   Internet Society.St. Johns                      Standards                       [Page 55]

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