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INFORMATIONAL
Errata Exist
Network Working Group                                           H. OrmanRequest for Comments: 2412                Department of Computer ScienceCategory: Informational                            University of Arizona                                                           November 1998The OAKLEY Key Determination ProtocolStatus of this Memo   This memo provides information for the Internet community.  It does   not specify an Internet standard of any kind.  Distribution of this   memo is unlimited.Copyright Notice   Copyright (C) The Internet Society (1998).  All Rights Reserved.Abstract   This document describes a protocol, named OAKLEY, by which two   authenticated parties can agree on secure and secret keying material.   The basic mechanism is the Diffie-Hellman key exchange algorithm.   The OAKLEY protocol supports Perfect Forward Secrecy, compatibility   with the ISAKMP protocol for managing security associations, user-   defined abstract group structures for use with the Diffie-Hellman   algorithm, key updates, and incorporation of keys distributed via   out-of-band mechanisms.1. INTRODUCTION   Key establishment is the heart of data protection that relies on   cryptography, and it is an essential component of the packet   protection mechanisms described in [RFC2401], for example.  A   scalable and secure key distribution mechanism for the Internet is a   necessity.  The goal of this protocol is to provide that mechanism,   coupled with a great deal of cryptographic strength.   The Diffie-Hellman key exchange algorithm provides such a mechanism.   It allows two parties to agree on a shared value without requiring   encryption.  The shared value is immediately available for use in   encrypting subsequent conversation, e.g. data transmission and/or   authentication.  The STS protocol [STS] provides a demonstration of   how to embed the algorithm in a secure protocol, one that ensures   that in addition to securely sharing a secret, the two parties can be   sure of each other's identities, even when an active attacker exists.Orman                        Informational                      [Page 1]

RFC 2412         The OAKLEY Key Determination Protocol     November 1998   Because OAKLEY is a generic key exchange protocol, and because the   keys that it generates might be used for encrypting data with a long   privacy lifetime, 20 years or more, it is important that the   algorithms underlying the protocol be able to ensure the security of   the keys for that period of time, based on the best prediction   capabilities available for seeing into the mathematical future.  The   protocol therefore has two options for adding to the difficulties   faced by an attacker who has a large amount of recorded key exchange   traffic at his disposal (a passive attacker).  These options are   useful for deriving keys which will be used for encryption.   The OAKLEY protocol is related to STS, sharing the similarity of   authenticating the Diffie-Hellman exponentials and using them for   determining a shared key, and also of achieving Perfect Forward   Secrecy for the shared key, but it differs from the STS protocol in   several ways.      The first is the addition of a weak address validation mechanism      ("cookies", described by Phil Karn in the Photuris key exchange      protocol work in progress) to help avoid denial of service      attacks.      The second extension is to allow the two parties to select      mutually agreeable supporting algorithms for the protocol: the      encryption method, the key derivation method, and the      authentication method.      Thirdly, the authentication does not depend on encryption using      the Diffie-Hellman exponentials; instead, the authentication      validates the binding of the exponentials to the identities of the      parties.      The protocol does not require the two parties compute the shared      exponentials prior to authentication.      This protocol adds additional security to the derivation of keys      meant for use with encryption (as opposed to authentication) by      including a dependence on an additional algorithm.  The derivation      of keys for encryption is made to depend not only on the Diffie-      Hellman algorithm, but also on the cryptographic method used to      securely authenticate the communicating parties to each other.      Finally, this protocol explicitly defines how the two parties can      select the mathematical structures (group representation and      operation) for performing the Diffie-Hellman algorithm; they can      use standard groups or define their own.  User-defined groups      provide an additional degree of long-term security.Orman                        Informational                      [Page 2]

RFC 2412         The OAKLEY Key Determination Protocol     November 1998   OAKLEY has several options for distributing keys.  In addition to the   classic Diffie-Hellman exchange, this protocol can be used to derive   a new key from an existing key and to distribute an externally   derived key by encrypting it.   The protocol allows two parties to use all or some of the anti-   clogging and perfect forward secrecy features.  It also permits the   use of authentication based on symmetric encryption or non-encryption   algorithms.  This flexibility is included in order to allow the   parties to use the features that are best suited to their security   and performance requirements.   This document draws extensively in spirit and approach from the   Photuris work in progress by Karn and Simpson (and from discussions   with the authors), specifics of the ISAKMP document by Schertler et   al. the ISAKMP protocol document, and it was also influenced by   papers by Paul van Oorschot and Hugo Krawcyzk.2. The Protocol Outline2.1  General Remarks   The OAKLEY protocol is used to establish a shared key with an   assigned identifier and associated authenticated identities for the   two parties.  The name of the key can be used later to derive   security associations for theRFC 2402 andRFC 2406 protocols (AH and   ESP) or to achieve other network security goals.   Each key is associated with algorithms that are used for   authentication, privacy, and one-way functions.  These are ancillary   algorithms for OAKLEY; their appearance in subsequent security   association definitions derived with other protocols is neither   required nor prohibited.   The specification of the details of how to apply an algorithm to data   is called a transform.  This document does not supply the transform   definitions; they will be in separate RFC's.   The anti-clogging tokens, or "cookies", provide a weak form of source   address identification for both parties; the cookie exchange can be   completed before they perform the computationally expensive part of   the protocol (large integer exponentiations).   It is important to note that OAKLEY uses the cookies for two   purposes:  anti-clogging and key naming.  The two parties to the   protocol each contribute one cookie at the initiation of key   establishment; the pair of cookies becomes the key identifier   (KEYID), a reusable name for the keying material.  Because of thisOrman                        Informational                      [Page 3]

RFC 2412         The OAKLEY Key Determination Protocol     November 1998   dual role, we will use the notation for the concatenation of the   cookies ("COOKIE-I, COOKIE-R") interchangeably with the symbol   "KEYID".   OAKLEY is designed to be a compatible component of the ISAKMP   protocol [ISAKMP], which runs over the UDP protocol using a well-   known port (see the RFC on port assignments, STD02-RFC-1700).  The   only technical requirement for the protocol environment is that the   underlying protocol stack must be able to supply the Internet address   of the remote party for each message.  Thus, OAKLEY could, in theory,   be used directly over the IP protocol or over UDP, if suitable   protocol or port number assignments were available.   The machine running OAKLEY must provide a good random number   generator, as described in [RANDOM], as the source of random numbers   required in this protocol description.  Any mention of a "nonce"   implies that the nonce value is generated by such a generator.  The   same is true for "pseudorandom" values.2.2  Notation   The section describes the notation used in this document for message   sequences and content.2.2.1  Message descriptions   The protocol exchanges below are written in an abbreviated notation   that is intended to convey the essential elements of the exchange in   a clear manner.  A brief guide to the notation follows.  The detailed   formats and assigned values are given in the appendices.   In order to represent message exchanges succinctly, this document   uses an abbreviated notation that describes each message in terms of   its source and destination and relevant fields.   Arrows ("->") indicate whether the message is sent from the initiator   to the responder, or vice versa ("<-").   The fields in the message are named and comma separated.  The   protocol uses the convention that the first several fields constitute   a fixed header format for all messages.   For example, consider a HYPOTHETICAL exchange of messages involving a   fixed format message, the four fixed fields being two "cookies", the   third field being a message type name, the fourth field being a   multi-precision integer representing a power of a number:Orman                        Informational                      [Page 4]

RFC 2412         The OAKLEY Key Determination Protocol     November 1998        Initiator                                       Responder            ->    Cookie-I, 0, OK_KEYX, g^x                    ->            <-    Cookie-R, Cookie-I, OK_KEYX, g^y            <-   The notation describes a two message sequence.  The initiator begins   by sending a message with 4 fields to the responder; the first field   has the unspecified value "Cookie-I", second field has the numeric   value 0, the third field indicates the message type is OK_KEYX, the   fourth value is an abstract group element g to the x'th power.   The second line indicates that the responder replies with value   "Cookie-R" in the first field, a copy of the "Cookie-I" value in the   second field, message type OK_KEYX, and the number g raised to the   y'th power.   The value OK_KEYX is in capitals to indicate that it is a unique   constant (constants are defined in the appendices).   Variable precision integers with length zero are null values for the   protocol.   Sometimes the protocol will indicate that an entire payload (usually   the Key Exchange Payload) has null values.  The payload is still   present in the message, for the purpose of simplifying parsing.2.2.2 Guide to symbols   Cookie-I and Cookie-R (or CKY-I and CKY-R) are 64-bit pseudo-random   numbers.  The generation method must ensure with high probability   that the numbers used for each IP remote address are unique over some   time period, such as one hour.   KEYID is the concatenation of the initiator and responder cookies and   the domain of interpretation; it is the name of keying material.   sKEYID is used to denote the keying material named by the KEYID.  It   is never transmitted, but it is used in various calculations   performed by the two parties.   OK_KEYX and OK_NEWGRP are distinct message types.   IDP is a bit indicating whether or not material after the encryption   boundary (seeappendix B), is encrypted.  NIDP means not encrypted.   g^x and g^y are encodings of group elements, where g is a special   group element indicated in the group description (seeAppendix A) and   g^x indicates that element raised to the x'th power.  The type of the   encoding is either a variable precision integer or a pair of suchOrman                        Informational                      [Page 5]

RFC 2412         The OAKLEY Key Determination Protocol     November 1998   integers, as indicated in the group operation in the group   description.  Note that we will write g^xy as a short-hand for   g^(xy).  SeeAppendix F for references that describe implementing   large integer computations and the relationship between various group   definitions and basic arithmetic operations.   EHAO is a list of encryption/hash/authentication choices.  Each item   is a pair of values: a class name and an algorithm name.   EHAS is a set of three items selected from the EHAO list, one from   each of the classes for encryption, hash, authentication.   GRP is a name (32-bit value) for the group and its relevant   parameters: the size of the integers, the arithmetic operation, and   the generator element.  There are a few pre-defined GRP's (for 768   bit modular exponentiation groups, 1024 bit modexp, 2048 bit modexp,   155-bit and 210-bit elliptic curves, seeAppendix E), but   participants can share other group descriptions in a later protocol   stage (see the section NEW GROUP).  It is important to separate   notion of the GRP from the group descriptor (Appendix A); the former   is a name for the latter.   The symbol vertical bar "|" is used to denote concatenation of bit   strings.  Fields are concatenated using their encoded form as they   appear in their payload.   Ni and Nr are nonces selected by the initiator and responder,   respectively.   ID(I) and ID(R) are the identities to be used in authenticating the   initiator and responder respectively.   E{x}Ki indicates the encryption of x using the public key of the   initiator.  Encryption is done using the algorithm associated with   the authentication method; usually this will be RSA.   S{x}Ki indicates the signature over x using the private key (signing   key) of the initiator.  Signing is done using the algorithm   associated with the authentication method; usually this will be RSA   or DSS.   prf(a, b) denotes the result of applying pseudo-random function "a"   to data "b".  One may think of "a" as a key or as a value that   characterizes the function prf; in the latter case it is the index   into a family of functions.  Each function in the family provides a   "hash" or one-way mixing of the input.   prf(0, b) denotes the application of a one-way function to data "b".Orman                        Informational                      [Page 6]

RFC 2412         The OAKLEY Key Determination Protocol     November 1998   The similarity with the previous notation is deliberate and indicates   that a single algorithm, e.g. MD5, might will used for both purposes.   In the first case a "keyed" MD5 transform would be used with key "a";   in the second case the transform would have the fixed key value zero,   resulting in a one-way function.   The term "transform" is used to refer to functions defined in   auxiliary RFC's.  The transform RFC's will be drawn from those   defined for IPSEC AH and ESP (seeRFC 2401 for the overall   architecture encompassing these protocols).2.3 The Key Exchange Message Overview   The goal of key exchange processing is the secure establishment of   common keying information state in the two parties.  This state   information is a key name, secret keying material, the identification   of the two parties, and three algorithms for use during   authentication: encryption (for privacy of the identities of the two   parties), hashing (a pseudorandom function for protecting the   integrity of the messages and for authenticating message fields), and   authentication (the algorithm on which the mutual authentication of   the two parties is based).  The encodings and meanings for these   choices are presented inAppendix B.   The main mode exchange has five optional features: stateless cookie   exchange, perfect forward secrecy for the keying material, secrecy   for the identities, perfect forward secrecy for identity secrecy, use   of signatures (for non-repudiation).  The two parties can use any   combination of these features.   The general outline of processing is that the Initiator of the   exchange begins by specifying as much information as he wishes in his   first message.  The Responder replies, supplying as much information   as he wishes.  The two sides exchange messages, supplying more   information each time, until their requirements are satisfied.   The choice of how much information to include in each message depends   on which options are desirable.  For example, if stateless cookies   are not a requirement, and identity secrecy and perfect forward   secrecy for the keying material are not requirements, and if non-   repudiatable signatures are acceptable, then the exchange can be   completed in three messages.   Additional features may increase the number of roundtrips needed for   the keying material determination.   ISAKMP provides fields for specifying the security association   parameters for use with the AH and ESP protocols.  These securityOrman                        Informational                      [Page 7]

RFC 2412         The OAKLEY Key Determination Protocol     November 1998   association payload types are specified in the ISAKMP memo; the   payload types can be protected with OAKLEY keying material and   algorithms, but this document does not discuss their use.2.3.1 The Essential Key Exchange Message Fields   There are 12 fields in an OAKLEY key exchange message.  Not all the   fields are relevant in every message; if a field is not relevant it   can have a null value or not be present (no payload).      CKY-I            originator cookie.      CKY-R            responder cookie.      MSGTYPE          for key exchange, will be ISA_KE&AUTH_REQ or                       ISA_KE&AUTH_REP; for new group definitions,                       will be ISA_NEW_GROUP_REQ or ISA_NEW_GROUP_REP      GRP              the name of the Diffie-Hellman group used for                       the exchange      g^x (or g^y)     variable length integer representing a power of                       group generator      EHAO or EHAS     encryption, hash, authentication functions,                       offered and selectedj, respectively      IDP              an indicator as to whether or not encryption with                       g^xy follows (perfect forward secrecy for ID's)      ID(I)            the identity for the Initiator      ID(R)            the identity for the Responder      Ni               nonce supplied by the Initiator      Nr               nonce supplied by the Responder   The construction of the cookies is implementation dependent.  Phil   Karn has recommended making them the result of a one-way function   applied to a secret value (changed periodically), the local and   remote IP address, and the local and remote UDP port.  In this way,   the cookies remain stateless and expire periodically.  Note that with   OAKLEY, this would cause the KEYID's derived from the secret value to   also expire, necessitating the removal of any state information   associated with it.   In order to support pre-distributed keys, we recommend that   implementations reserve some portion of their cookie space to   permanent keys.  The encoding of these depends only on the local   implementation.   The encryption functions used with OAKLEY must be cryptographic   transforms which guarantee privacy and integrity for the message   data.  Merely using DES in CBC mode is not permissible.  The   MANDATORY and OPTIONAL transforms will include any that satisfy this   criteria and are defined for use withRFC 2406 (ESP).Orman                        Informational                      [Page 8]

RFC 2412         The OAKLEY Key Determination Protocol     November 1998   The one-way (hash) functions used with OAKLEY must be cryptographic   transforms which can be used as either keyed hash (pseudo-random) or   non-keyed transforms.  The MANDATORY and OPTIONAL transforms will   include any that are defined for use withRFC 2406 (AH).   Where nonces are indicated, they will be variable precision integers   with an entropy value that matches the "strength" attribute of the   GRP used with the exchange.  If no GRP is indicated, the nonces must   be at least 90 bits long.  The pseudo-random generator for the nonce   material should start with initial data that has at least 90 bits of   entropy; seeRFC 1750.2.3.1.1 Exponent Advice   Ideally, the exponents will have at least 180 bits of entropy for   every key exchange.  This ensures complete independence of keying   material between two exchanges (note that this applies if only one of   the parties chooses a random exponent).  In practice, implementors   may wish to base several key exchanges on a single base value with   180 bits of entropy and use one-way hash functions to guarantee that   exposure of one key will not compromise others.  In this case, a good   recommendation is to keep the base values for nonces and cookies   separate from the base value for exponents, and to replace the base   value with a full 180 bits of entropy as frequently as possible.   The values 0 and p-1 should not be used as exponent values;   implementors should be sure to check for these values, and they   should also refuse to accept the values 1 and p-1 from remote parties   (where p is the prime used to define a modular exponentiation group).2.3.2 Mapping to ISAKMP Message Structures   All the OAKLEY message fields correspond to ISAKMP message payloads   or payload components.  The relevant payload fields are the SA   payload, the AUTH payload, the Certificate Payload, the Key Exchange   Payload.  The ISAKMP protocol framwork is a work in progress at this   time, and the exact mapping of Oakley message fields to ISAKMP   payloads is also in progress (to be known as the Resolution   document).   Some of the ISAKMP header and payload fields will have constant   values when used with OAKLEY.  The exact values to be used will be   published in a Domain of Interpretation document accompanying the   Resolution document.   In the following we indicate where each OAKLEY field appears in the   ISAKMP message structure.  These are recommended only; the Resolution   document will be the final authority on this mapping.Orman                        Informational                      [Page 9]

RFC 2412         The OAKLEY Key Determination Protocol     November 1998      CKY-I            ISAKMP header      CKY-R            ISAKMP header      MSGTYPE          Message Type in ISAKMP header      GRP              SA payload, Proposal section      g^x (or g^y)     Key Exchange Payload, encoded as a variable                       precision integer      EHAO and EHAS    SA payload, Proposal section      IDP              A bit in the RESERVED field in the AUTH header      ID(I)            AUTH payload, Identity field      ID(R)            AUTH payload, Identity field      Ni               AUTH payload, Nonce Field      Nr               AUTH payload, Nonce Field      S{...}Kx         AUTH payload, Data Field      prf{K,...}       AUTH payload, Data Field2.4 The Key Exchange Protocol   The exact number and content of messages exchanged during an OAKLEY   key exchange depends on which options the Initiator and Responder   want to use.  A key exchange can be completed with three or more   messages, depending on those options.   The three components of the key determination protocol are the      1. cookie exchange (optionally stateless)      2. Diffie-Hellman half-key exchange (optional, but essential for         perfect forward secrecy)      3. authentication (options: privacy for ID's, privacy for ID's         with PFS, non-repudiatable)   The initiator can supply as little information as a bare exchange   request, carrying no additional information.  On the other hand the   initiator can begin by supplying all of the information necessary for   the responder to authenticate the request and complete the key   determination quickly, if the responder chooses to accept this   method.  If not, the responder can reply with a minimal amount of   information (at the minimum, a cookie).   The method of authentication can be digital signatures, public key   encryption, or an out-of-band symmetric key.  The three different   methods lead to slight variations in the messages, and the variations   are illustrated by examples in this section.   The Initiator is responsible for retransmitting messages if the   protocol does not terminate in a timely fashion.  The Responder must   therefore avoid discarding reply information until it is acknowledged   by Initiator in the course of continuing the protocol.Orman                        Informational                     [Page 10]

RFC 2412         The OAKLEY Key Determination Protocol     November 1998   The remainder of this section contains examples demonstrating how to   use OAKLEY options.2.4.1 An Aggressive Example   The following example indicates how two parties can complete a key   exchange in three messages.  The identities are not secret, the   derived keying material is protected by PFS.   By using digital signatures, the two parties will have a proof of   communication that can be recorded and presented later to a third   party.   The keying material implied by the group exponentials is not needed   for completing the exchange.  If it is desirable to defer the   computation, the implementation can save the "x" and "g^y" values and   mark the keying material as "uncomputed".  It can be computed from   this information later.   Initiator                                                   Responder   ---------                                                   ---------     -> CKY-I, 0,     OK_KEYX, GRP, g^x, EHAO, NIDP,               ->        ID(I), ID(R), Ni, 0,        S{ID(I) | ID(R) | Ni | 0 | GRP | g^x | 0 | EHAO}Ki    <-  CKY-R, CKY-I, OK_KEYX, GRP, g^y, EHAS, NIDP,        ID(R), ID(I), Nr, Ni,        S{ID(R) | ID(I) | Nr | Ni | GRP | g^y | g^x | EHAS}Kr      <-     -> CKY-I, CKY-R, OK_KEYX, GRP, g^x, EHAS, NIDP,               ->        ID(I), ID(R), Ni, Nr,        S{ID(I) | ID(R) | Ni | Nr | GRP | g^x | g^y | EHAS}Ki   NB "NIDP" means that the PFS option for hiding identities is not used.      i.e., the identities are not encrypted using a key based on g^xy   NB Fields are shown separated by commas in this document; they are   concatenated in the actual protocol messages using their encoded   forms as specified in the ISAKMP/Oakley Resolution document.   The result of this exchange is a key with KEYID = CKY-I|CKY-R and   value   sKEYID = prf(Ni | Nr, g^xy | CKY-I | CKY-R).   The processing outline for this exchange is as follows:Orman                        Informational                     [Page 11]

RFC 2412         The OAKLEY Key Determination Protocol     November 1998   Initiation      The Initiator generates a unique cookie and associates it with the      expected IP address of the responder, and its chosen state      information: GRP (the group identifier), a pseudo-randomly      selected exponent x, g^x, EHAO list, nonce, identities.  The first      authentication choice in the EHAO list is an algorithm that      supports digital signatures, and this is used to sign the ID's and      the nonce and group id.  The Initiator further      notes that the key is in the initial state of "unauthenticated",      and      sets a timer for possible retransmission and/or termination of the      request.   When the Responder receives the message, he may choose to ignore all   the information and treat it as merely a request for a cookie,   creating no state.  If CKY-I is not already in use by the source   address in the IP header, the responder generates a unique cookie,   CKY-R.  The next steps depend on the Responder's preferences.  The   minimal required response is to reply with the first cookie field set   to zero and CKY-R in the second field.  For this example we will   assume that the responder is more aggressive (for the alternatives,   seesection 6) and accepts the following:      group with identifier GRP,      first authentication choice (which must be the digital signature      method used to sign the Initiator message),      lack of perfect forward secrecy for protecting the identities,      identity ID(I) and identity ID(R)   In this example the Responder decides to accept all the information   offered by the initiator.  It validates the signature over the signed   portion of the message, and associate the pair (CKY-I, CKY-R) with   the following state information:      the source and destination network addresses of the message      key state of "unauthenticated"      the first algorithm from the authentication offer      group GRP, a "y" exponent value in group GRP, and g^x from the      message      the nonce Ni and a pseudorandomly selected value NrOrman                        Informational                     [Page 12]

RFC 2412         The OAKLEY Key Determination Protocol     November 1998      a timer for possible destruction of the state.   The Responder computes g^y, forms the reply message, and then signs   the ID and nonce information with the private key of ID(R) and sends   it to the Initiator.  In all exchanges, each party should make sure   that he neither offers nor accepts 1 or g^(p-1) as an exponential.   In this example, to expedite the protocol, the Responder implicitly   accepts the first algorithm in the Authentication class of the EHAO   list.  This because he cannot validate the Initiator signature   without accepting the algorithm for doing the signature.  The   Responder's EHAS list will also reflect his acceptance.   The Initiator receives the reply message and      validates that CKY-I is a valid association for the network      address of the incoming message,      adds the CKY-R value to the state for the pair (CKY-I, network      address), and associates all state information with the pair      (CKY-I, CKY-R),      validates the signature of the responder over the state      information (should validation fail, the message is discarded)      adds g^y to its state information,      saves the EHA selections in the state,      optionally computes (g^y)^x (= g^xy) (this can be deferred until      after sending the reply message),      sends the reply message, signed with the public key of ID(I),      marks the KEYID (CKY-I|CKY-R) as authenticated,      and composes the reply message and signature.   When the Responder receives the Initiator message, and if the   signature is valid, it marks the key as being in the authenticated   state.  It should compute g^xy and associate it with the KEYID.   Note that although PFS for identity protection is not used, PFS for   the derived keying material is still present because the Diffie-   Hellman half-keys g^x and g^y are exchanged.   Even if the Responder only accepts some of the Initiator information,   the Initiator will consider the protocol to be progressing.  The   Initiator should assume that fields that were not accepted by theOrman                        Informational                     [Page 13]

RFC 2412         The OAKLEY Key Determination Protocol     November 1998   Responder were not recorded by the Responder.   If the Responder does not accept the aggressive exchange and selects   another algorithm for the A function, then the protocol will not   continue using the signature algorithm or the signature value from   the first message.2.4.1.1 Fields Not Present   If the Responder does not accept all the fields offered by the   Initiator, he should include null values for those fields in his   response.Section 6 has guidelines on how to select fields in a   "left-to-right" manner.  If a field is not accepted, then it and all   following fields must have null values.   The Responder should not record any information that it does not   accept.  If the ID's and nonces have null values, there will not be a   signature over these null values.2.4.1.2 Signature via Pseudo-Random Functions   The aggressive example is written to suggest that public key   technology is used for the signatures.  However, a pseudorandom   function can be used, if the parties have previously agreed to such a   scheme and have a shared key.   If the first proposal in the EHAO list is an "existing key" method,   then the KEYID named in that proposal will supply the keying material   for the "signature" which is computed using the "H" algorithm   associated with the KEYID.   Suppose the first proposal in EHAO is      EXISTING-KEY, 32   and the "H" algorithm for KEYID 32 is MD5-HMAC, by prior negotiation.   The keying material is some string of bits, call it sK32.  Then in   the first message in the aggressive exchange, where the signature           S{ID(I), ID(R), Ni, 0, GRP, g^x, EHAO}Ki   is indicated, the signature computation would be performed by       MD5-HMAC_func(KEY=sK32, DATA = ID(I) | ID(R) | Ni | 0 | GRP | g^x      | g^y | EHAO) (The exact definition of the algorithm corresponding   to "MD5-HMAC- func" will appear in the RFC defining that transform).   The result of this computation appears in the Authentication payload.Orman                        Informational                     [Page 14]

RFC 2412         The OAKLEY Key Determination Protocol     November 19982.4.2 An Aggressive Example With Hidden Identities   The following example indicates how two parties can complete a key   exchange without using digital signatures.  Public key cryptography   hides the identities during authentication.  The group exponentials   are exchanged and authenticated, but the implied keying material   (g^xy) is not needed during the exchange.   This exchange has an important difference from the previous signature   scheme --- in the first message, an identity for the responder is   indicated as cleartext: ID(R').  However, the identity hidden with   the public key cryptography is different: ID(R).  This happens   because the Initiator must somehow tell the Responder which   public/private key pair to use for the decryption, but at the same   time, the identity is hidden by encryption with that public key.   The Initiator might elect to forgo secrecy of the Responder identity,   but this is undesirable.  Instead, if there is a well-known identity   for the Responder node, the public key for that identity can be used   to encrypt the actual Responder identity.   Initiator                                                   Responder   ---------                                                   ---------     -> CKY-I, 0,     OK_KEYX, GRP, g^x, EHAO, NIDP,                ->        ID(R'), E{ID(I), ID(R), E{Ni}Kr}Kr'    <-  CKY-R, CKY-I, OK_KEYX, GRP, g^y, EHAS, NIDP,        E{ID(R), ID(I), Nr}Ki,        prf(Kir, ID(R) | ID(I) | GRP | g^y | g^x | EHAS) <-     -> CKY-I, CKY-R, OK_KEYX, GRP, 0, 0, NIDP,        prf(Kir, ID(I) | ID(R) | GRP | g^x | g^y | EHAS)    ->   Kir = prf(0, Ni | Nr)   NB "NIDP" means that the PFS option for hiding identities is not used.   NB  The ID(R') value is included in the Authentication payload as       described inAppendix B.   The result of this exchange is a key with KEYID = CKY-I|CKY-R and   value sKEYID = prf(Ni | Nr, g^xy | CKY-I | CKY-R).   The processing outline for this exchange is as follows:   Initiation      The Initiator generates a unique cookie and associates it with the      expected IP address of the responder, and its chosen state      information: GRP, g^x, EHAO list.  The first authentication choice      in the EHAO list is an algorithm that supports public keyOrman                        Informational                     [Page 15]

RFC 2412         The OAKLEY Key Determination Protocol     November 1998      encryption.  The Initiator also names the two identities to be      used for the connection and enters these into the state.  A well-      known identity for the responder machine is also chosen, and the      public key for this identity is used to encrypt the nonce Ni and      the two connection identities.  The Initiator further      notes that the key is in the initial state of "unauthenticated",      and      sets a timer for possible retransmission and/or termination of the      request.   When the Responder receives the message, he may choose to ignore all   the information and treat it as merely a request for a cookie,   creating no state.   If CKY-I is not already in use by the source address in the IP   header, the Responder generates a unique cookie, CKY-R.  As before,   the next steps depend on the responder's preferences.  The minimal   required response is a message with the first cookie field set to   zero and CKY-R in the second field.  For this example we will assume   that responder is more aggressive and accepts the following:      group GRP, first authentication choice (which must be the public      key encryption algorithm used to encrypt the payload), lack of      perfect forward secrecy for protecting the identities, identity      ID(I), identity ID(R)   The Responder must decrypt the ID and nonce information, using the   private key for the R' ID.  After this, the private key for the R ID   will be used to decrypt the nonce field.   The Responder now associates the pair (CKY-I, CKY-R) with the   following state information:      the source and destination network addresses of the message      key state of "unauthenticated"      the first algorithm from each class in the EHAO (encryption-hash-      authentication algorithm offers) list      group GRP and a y and g^y value in group GRP      the nonce Ni and a pseudorandomly selected value Nr      a timer for possible destruction of the state.Orman                        Informational                     [Page 16]

RFC 2412         The OAKLEY Key Determination Protocol     November 1998   The Responder then encrypts the state information with the public key   of ID(I), forms the prf value, and sends it to the Initiator.   The Initiator receives the reply message and      validates that CKY-I is a valid association for the network      address of the incoming message,      adds the CKY-R value to the state for the pair (CKY-I, network      address), and associates all state information with the pair      (CKY-I, CKY-R),      decrypts the ID and nonce information      checks the prf calculation (should this fail, the message is      discarded)      adds g^y to its state information,      saves the EHA selections in the state,      optionally computes (g^x)^y (= g^xy) (this may be deferred), and      sends the reply message, encrypted with the public key of ID(R),      and marks the KEYID (CKY-I|CKY-R) as authenticated.   When the Responder receives this message, it marks the key as being   in the authenticated state.  If it has not already done so, it should   compute g^xy and associate it with the KEYID.   The secret keying material sKEYID = prf(Ni | Nr,  g^xy | CKY-I |   CKY-R)   Note that although PFS for identity protection is not used, PFS for   the derived keying material is still present because the Diffie-   Hellman half-keys g^x and g^y are exchanged.2.4.3 An Aggressive Example With Private Identities and Without Diffie-      Hellman   Considerable computational expense can be avoided if perfect forward   secrecy is not a requirement for the session key derivation.  The two   parties can exchange nonces and secret key parts to achieve the   authentication and derive keying material.  The long-term privacy of   data protected with derived keying material is dependent on the   private keys of each of the parties.Orman                        Informational                     [Page 17]

RFC 2412         The OAKLEY Key Determination Protocol     November 1998   In this exchange, the GRP has the value 0 and the field for the group   exponential is used to hold a nonce value instead.   As in the previous section, the first proposed algorithm must be a   public key encryption system; by responding with a cookie and a non-   zero exponential field, the Responder implicitly accepts the first   proposal and the lack of perfect forward secrecy for the identities   and derived keying material.   Initiator                                                   Responder   ---------                                                   ---------     -> CKY-I, 0,     OK_KEYX, 0, 0, EHAO, NIDP,                  ->        ID(R'), E{ID(I), ID(R), sKi}Kr', Ni    <-  CKY-R, CKY-I, OK_KEYX, 0, 0, EHAS, NIDP,        E{ID(R), ID(I), sKr}Ki, Nr,        prf(Kir, ID(R) | ID(I) | Nr | Ni | EHAS)                 <-     -> CKY-I, CKY-R, OK_KEYX, EHAS, NIDP,        prf(Kir, ID(I) | ID(R) | Ni | Nr | EHAS)                  ->   Kir = prf(0, sKi | sKr)   NB  The sKi and sKr values go into the nonce fields.  The change in   notation is meant to emphasize that their entropy is critical to   setting the keying material.   NB "NIDP" means that the PFS option for hiding identities is not   used.   The result of this exchange is a key with KEYID = CKY-I|CKY-R and   value sKEYID = prf(Kir, CKY-I | CKY-R).2.4.3 A Conservative Example   In this example the two parties are minimally aggressive; they use   the cookie exchange to delay creation of state, and they use perfect   forward secrecy to protect the identities.  For this example, they   use public key encryption for authentication; digital signatures or   pre-shared keys can also be used, as illustrated previously.  The   conservative example here does not change the use of nonces, prf's,   etc., but it does change how much information is transmitted in each   message.   The responder considers the ability of the initiator to repeat CKY-R   as weak evidence that the message originates from a "live"   correspondent on the network and the correspondent is associated with   the initiator's network address.  The initiator makes similar   assumptions when CKY-I is repeated to the initiator.Orman                        Informational                     [Page 18]

RFC 2412         The OAKLEY Key Determination Protocol     November 1998   All messages must have either valid cookies or at least one zero   cookie. If both cookies are zero, this indicates a request for a   cookie; if only the initiator cookie is zero, it is a response to a   cookie request.   Information in messages violating the cookie rules cannot be used for   any OAKLEY operations.   Note that the Initiator and Responder must agree on one set of EHA   algorithms; there is not one set for the Responder and one for the   Initiator.  The Initiator must include at least MD5 and DES in the   initial offer.   Fields not indicated have null values.   Initiator                                                   Responder   ---------                                                   ---------     ->     0, 0, OK_KEYX                                          ->    <-      0, CKY-R, OK_KEYX                                     <-     ->     CKY-I, CKY-R, OK_KEYX, GRP, g^x, EHAO                  ->    <-      CKY-R, CKY-I, OK_KEYX, GRP, g^y, EHAS                 <-     ->     CKY-I, CKY-R, OK_KEYX, GRP, g^x, IDP*,            ID(I), ID(R), E{Ni}Kr,                                 ->    <-      CKY-R, CKY-I, OK_KEYX, GRP, 0  , 0, IDP,              <-            E{Nr, Ni}Ki, ID(R), ID(I),            prf(Kir, ID(R) | ID(I) | GRP | g^y | g^x | EHAS )     ->     CKY-I, CKY-R, OK_KEYX, GRP, 0  , 0, IDP,            prf(Kir, ID(I) | ID(R) | GRP | g^x | g^y | EHAS ) ->   Kir = prf(0, Ni | Nr)   * when IDP is in effect, authentication payloads are encrypted with     the selected encryption algorithm using the keying material prf(0,     g^xy).  (The transform defining the encryption algorithm will     define how to select key bits from the keying material.) This     encryption is in addition to and after any  public key encryption.     SeeAppendix B.     Note that in the first messages, several fields are omitted from     the description.  These fields are present as null values.   The first exchange allows the Responder to use stateless cookies; if   the responder generates cookies in a manner that allows him to   validate them without saving them, as in Photuris, then this is   possible.  Even if the Initiator includes a cookie in his initial   request, the responder can still use stateless cookies by merely   omitting the CKY-I from his reply and by declining to record the   Initiator cookie until it appears in a later message.Orman                        Informational                     [Page 19]

RFC 2412         The OAKLEY Key Determination Protocol     November 1998   After the exchange is complete, both parties compute the shared key   material sKEYID as prf(Ni | Nr, g^xy | CKY-I | CKY-R) where "prf" is   the pseudo-random function in class "hash" selected in the EHA list.   As with the cookies, each party considers the ability of the remote   side to repeat the Ni or Nr value as a proof that Ka, the public key   of party a, speaks for the remote party and establishes its identity.   In analyzing this exchange, it is important to note that although the   IDP option ensures that the identities are protected with an   ephemeral key g^xy, the authentication itself does not depend on   g^xy.  It is essential that the authentication steps validate the g^x   and g^y values, and it is thus imperative that the authentication not   involve a circular dependency on them.  A third party could intervene   with a "man-in-middle" scheme to convince the initiator and responder   to use different g^xy values; although such an attack might result in   revealing the identities to the eavesdropper, the authentication   would fail.2.4.4 Extra Strength for Protection of Encryption Keys   The nonces Ni and Nr are used to provide an extra dimension of   secrecy in deriving session keys.  This makes the secrecy of the key   depend on two different problems: the discrete logarithm problem in   the group G, and the problem of breaking the nonce encryption scheme.   If RSA encryption is used, then this second problem is roughly   equivalent to factoring the RSA public keys of both the initiator and   responder.   For authentication, the key type, the validation method, and the   certification requirement must be indicated.2.5 Identity and Authentication2.5.1 Identity   In OAKLEY exchanges the Initiator offers Initiator and Responder ID's   -- the former is the claimed identity for the Initiator, and the   latter is the requested ID for the Responder.   If neither ID is specified, the ID's are taken from the IP header   source and destination addresses.   If the Initiator doesn't supply a responder ID, the Responder can   reply by naming any identity that the local policy allows.  The   Initiator can refuse acceptance by terminating the exchange.Orman                        Informational                     [Page 20]

RFC 2412         The OAKLEY Key Determination Protocol     November 1998   The Responder can also reply with a different ID than the Initiator   suggested; the Initiator can accept this implicitly by continuing the   exchange or refuse it by terminating (not replying).2.5.2 Authentication   The authentication of principals to one another is at the heart of   any key exchange scheme.  The Internet community must decide on a   scalable standard for solving this problem, and OAKLEY must make use   of that standard.  At the time of this writing, there is no such   standard, though several are emerging.  This document attempts to   describe how a handful of standards could be incorporated into   OAKLEY, without attempting to pick and choose among them.   The following methods can appear in OAKLEY offers:   a. Pre-shared Keys      When two parties have arranged for a trusted method of      distributing secret keys for their mutual authentication, they can      be used for authentication.  This has obvious scaling problems for      large systems, but it is an acceptable interim solution for some      situations.  Support for pre-shared keys is REQUIRED.      The encryption, hash, and authentication algorithm for use with a      pre-shared key must be part of the state information distributed      with the key itself.      The pre-shared keys have a KEYID and keying material sKEYID; the      KEYID is used in a pre-shared key authentication option offer.      There can be more than one pre-shared key offer in a list.      Because the KEYID persists over different invocations of OAKLEY      (after a crash, etc.), it must occupy a reserved part of the KEYID      space for the two parties.  A few bits can be set aside in each      party's "cookie space" to accommodate this.      There is no certification authority for pre-shared keys.  When a      pre-shared key is used to generate an authentication payload, the      certification authority is "None", the Authentication Type is      "Preshared", and the payload contains         the KEYID, encoded as two 64-bit quantities, and the result of         applying the pseudorandom hash function to the message body         with the sKEYID forming the key for the functionOrman                        Informational                     [Page 21]

RFC 2412         The OAKLEY Key Determination Protocol     November 1998   b. DNS public keys      Security extensions to the DNS protocol [DNSSEC] provide a      convenient way to access public key information, especially for      public keys associated with hosts.  RSA keys are a requirement for      secure DNS implementations; extensions to allow optional DSS keys      are a near-term possibility.      DNS KEY records have associated SIG records that are signed by a      zone authority, and a hierarchy of signatures back to the root      server establishes a foundation for trust.  The SIG records      indicate the algorithm used for forming the signature.      OAKLEY implementations must support the use of DNS KEY and SIG      records for authenticating with respect to IPv4 and IPv6 addresses      and fully qualified domain names.  However, implementations are      not required to support any particular algorithm (RSA, DSS, etc.).   c. RSA public keys w/o certification authority signature PGP      [Zimmerman] uses public keys with an informal method for      establishing trust.  The format of PGP public keys and naming      methods will be described in a separate RFC.  The RSA algorithm      can be used with PGP keys for either signing or encryption; the      authentication option should indicate either RSA-SIG or RSA-ENC,      respectively.  Support for this is OPTIONAL.   d.1 RSA public keys w/ certificates There are various formats and      naming conventions for public keys that are signed by one or more      certification authorities.  The Public Key Interchange Protocol      discusses X.509 encodings and validation.  Support for this is      OPTIONAL.   d.2 DSS keys w/ certificates Encoding for the Digital Signature      Standard with X.509 is described indraft-ietf-ipsec-dss-cert-00.txt.  Support for this is OPTIONAL; an ISAKMP Authentication      Type will be assigned.2.5.3 Validating Authentication Keys   The combination of the Authentication algorithm, the Authentication   Authority, the Authentication Type, and a key (usually public) define   how to validate the messages with respect to the claimed identity.   The key information will be available either from a pre-shared key,   or from some kind of certification authority.   Generally the certification authority produces a certificate binding   the entity name to a public key.  OAKLEY implementations must be   prepared to fetch and validate certificates before using the public   key for OAKLEY authentication purposes.Orman                        Informational                     [Page 22]

RFC 2412         The OAKLEY Key Determination Protocol     November 1998   The ISAKMP Authentication Payload defines the Authentication   Authority field for specifying the authority that must be apparent in   the trust hierarchy for authentication.   Once an appropriate certificate is obtained (see 2.4.3), the   validation method will depend on the Authentication Type; if it is   PGP then the PGP signature validation routines can be called to   satisfy the local web-of-trust predicates; if it is RSA with X.509   certificates, the certificate must be examined to see if the   certification authority signature can be validated, and if the   hierarchy is recognized by the local policy.2.5.4 Fetching Identity Objects   In addition to interpreting the certificate or other data structure   that contains an identity, users of OAKLEY must face the task of   retrieving certificates that bind a public key to an identifier and   also retrieving auxiliary certificates for certifying authorities or   co-signers (as in the PGP web of trust).   The ISAKMP Credentials Payload can be used to attach useful   certificates to OAKLEY messages.  The Credentials Payload is defined   inAppendix B.   Support for accessing and revoking public key certificates via the   Secure DNS protocol [SECDNS] is MANDATORY for OAKLEY implementations.   Other retrieval methods can be used when the AUTH class indicates a   preference.   The Public Key Interchange Protocol discusses a full protocol that   might be used with X.509 encoded certificates.2.6 Interface to Cryptographic Transforms   The keying material computed by the key exchange should have at least   90 bits of entropy, which means that it must be at least 90 bits in   length.  This may be more or less than is required for keying the   encryption and/or pseudorandom function transforms.   The transforms used with OAKLEY should have auxiliary algorithms   which take a variable precision integer and turn it into keying   material of the appropriate length.  For example, a DES algorithm   could take the low order 56 bits, a triple DES algorithm might use   the following:              K1 = low 56 bits of md5(0|sKEYID)              K2 = low 56 bits of md5(1|sKEYID)              K3 = low 56 bits of md5(2|sKEYID)Orman                        Informational                     [Page 23]

RFC 2412         The OAKLEY Key Determination Protocol     November 1998   The transforms will be called with the keying material encoded as a   variable precision integer, the length of the data, and the block of   memory with the data.  Conversion of the keying material to a   transform key is the responsibility of the transform.2.7 Retransmission, Timeouts, and Error Messages   If a response from the Responder is not elicited in an appropriate   amount of time, the message should be retransmitted by the Initiator.   These retransmissions must be handled gracefully by both parties; the   Responder must retain information for retransmitting until the   Initiator moves to the next message in the protocol or completes the   exchange.   Informational error messages present a problem because they cannot be   authenticated using only the information present in an incomplete   exchange; for this reason, the parties may wish to establish a   default key for OAKLEY error messages.  A possible method for   establishing such a key is described inAppendix B, under the use of   ISA_INIT message types.   In the following the message type is OAKLEY Error, the KEYID supplies   the H algorithm and key for authenticating the message contents; this   value is carried in the Sig/Prf payload.   The Error payload contains the error code and the contents of the   rejected message.Orman                        Informational                     [Page 24]

RFC 2412         The OAKLEY Key Determination Protocol     November 1998                             1                   2                   3         0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1        +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+        !                                                               !        ~                       Initiator-Cookie                        ~     /  !                                                               !KEYID   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+    \  !                                                               !        ~                       Responder-Cookie                        ~        !                                                               !        +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+        !                  Domain of Interpretation                     !        +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+        ! Message Type  ! Exch  ! Vers  !          Length               !        +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+        !                 SPI (unused)                                  !        +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+        !                 SPI (unused)                                  !        +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+        !                 Error Payload                                 !        ~                                                               ~        +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+        !                 Sig/prf Payload        ~                                                               ~        +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   The error message will contain the cookies as presented in the   offending message, the message type OAKLEY_ERROR, and the reason for   the error, followed by the rejected message.   Error messages are informational only, and the correctness of the   protocol does not depend on them.   Error reasons:   TIMEOUT                   exchange has taken too long, state destroyed   AEH_ERROR                 an unknown algorithm appears in an offer   GROUP_NOT_SUPPORTED       GRP named is not supported   EXPONENTIAL_UNACCEPTABLE  exponential too large/small or is +-1   SELECTION_NOT_OFFERED     selection does not occur in offer   NO_ACCEPTABLE_OFFERS      no offer meets host requirements   AUTHENTICATION_FAILURE    signature or hash function fails   RESOURCE_EXCEEDED         too many exchanges or too much state info   NO_EXCHANGE_IN_PROGRESS   a reply received with no request in progressOrman                        Informational                     [Page 25]

RFC 2412         The OAKLEY Key Determination Protocol     November 19982.8 Additional Security for Privacy Keys: Private Groups   If the two parties have need to use a Diffie-Hellman key   determination scheme that does not depend on the standard group   definitions, they have the option of establishing a private group.   The authentication need not be repeated, because this stage of the   protocol will be protected by a pre-existing authentication key.  As   an extra security measure, the two parties will establish a private   name for the shared keying material, so even if they use exactly the   same group to communicate with other parties, the re-use will not be   apparent to passive attackers.   Private groups have the advantage of making a widespread passive   attack much harder by increasing the number of groups that would have   to be exhaustively analyzed in order to recover a large number of   session keys.  This contrasts with the case when only one or two   groups are ever used; in that case, one would expect that years and   years of session keys would be compromised.   There are two technical challenges to face: how can a particular user   create a unique and appropriate group, and how can a second party   assure himself that the proposed group is reasonably secure?   The security of a modular exponentiation group depends on the largest   prime factor of the group size.  In order to maximize this, one can   choose "strong" or Sophie Germaine primes, P = 2Q + 1, where P and Q   are prime.  However, if P = kQ + 1, where k is small, then the   strength of the group is still considerable.  These groups are known   as Schnorr subgroups, and they can be found with much less   computational effort than Sophie-Germaine primes.   Schnorr subgroups can also be validated efficiently by using probable   prime tests.   It is also fairly easy to find P, k, and Q such that the largest   prime factor can be easily proven to be Q.   We estimate that it would take about 10 minutes to find a new group   of about 2^1024 elements, and this could be done once a day by a   scheduled process; validating a group proposed by a remote party   would take perhaps a minute on a 25 MHz RISC machine or a 66 MHz CISC   machine.   We note that validation is done only between previously mutually   authenticated parties, and that a new group definition always follows   and is protected by a key established using a well-known group.   There are five points to keep in mind:Orman                        Informational                     [Page 26]

RFC 2412         The OAKLEY Key Determination Protocol     November 1998      a. The description and public identifier for the new group are      protected by the well-known group.      b. The responder can reject the attempt to establish the new      group, either because he is too busy or because he cannot validate      the largest prime factor as being sufficiently large.      c. The new modulus and generator can be cached for long periods of      time; they are not security critical and need not be associated      with ongoing activity.      d. Generating a new g^x value periodically will be more expensive      if there are many groups cached; however, the importance of      frequently generating new g^x values is reduced, so the time      period can be lengthened correspondingly.      e. All modular exponentiation groups have subgroups that are      weaker than the main group.  For Sophie Germain primes, if the      generator is a square, then there are only two elements in the      subgroup: 1 and g^(-1) (same as g^(p-1)) which we have already      recommended avoiding.  For Schnorr subgroups with k not equal to      2, the subgroup can be avoided by checking that the exponential is      not a kth root of 1 (e^k != 1 mod p).2.8.1 Defining a New Group   This section describes how to define a new group.  The description of   the group is hidden from eavesdroppers, and the identifier assigned   to the group is unique to the two parties.  Use of the new group for   Diffie-Hellman key exchanges is described in the next section.   The secrecy of the description and the identifier increases the   difficulty of a passive attack, because if the group descriptor is   not known to the attacker, there is no straightforward and efficient   way to gain information about keys calculated using the group.   Only the description of the new group need be encrypted in this   exchange.  The hash algorithm is implied by the OAKLEY session named   by the group.  The encryption is the encryption function of the   OAKLEY session.   The descriptor of the new group is encoded in the new group payload.   The nonces are encoded in the Authentication Payload.   Data beyond the encryption boundary is encrypted using the transform   named by the KEYID.Orman                        Informational                     [Page 27]

RFC 2412         The OAKLEY Key Determination Protocol     November 1998   The following messages use the ISAKMP Key Exchange Identifier OAKLEY   New Group.   To define a new modular exponentiation group:     Initiator                                        Responder     ---------                                       ----------      ->   KEYID,                                        ->           INEWGRP,           Desc(New Group), Na           prf(sKEYID, Desc(New Group) | Na)      <-   KEYID,           INEWGRPRS,           Na, Nb           prf(sKEYID, Na | Nb | Desc(New Group))       <-       ->  KEYID,           INEWGRPACK           prf(sKEYID, Nb | Na | Desc(New Group))        ->   These messages are encrypted at the encryption boundary using the key   indicated.  The hash value is placed in the "digital signature" field   (seeAppendix B).      New GRP identifier = trunc16(Na) | trunc16(Nb)      (trunc16 indicates truncation to 16 bits; the initiator and      responder must use nonces that have distinct upper bits from any      used for current GRPID's)      Desc(G) is the encoding of the descriptor for the group descriptor      (seeAppendix A for the format of a group descriptor)   The two parties must store the mapping between the new group   identifier GRP and the group descriptor Desc(New Group).  They must   also note the identities used for the KEYID and copy these to the   state for the new group.   Note that one could have the same group descriptor associated with   several KEYID's.   Pre-calculation of g^x values may be done based   only on the group descriptor, not the private group name.2.8.2 Deriving a Key Using a Private Group   Once a private group has been established, its group id can be used   in the key exchange messages in the GRP position.  No changes to the   protocol are required.Orman                        Informational                     [Page 28]

RFC 2412         The OAKLEY Key Determination Protocol     November 19982.9 Quick Mode: New Keys From Old,   When an authenticated KEYID and associated keying material sKEYID   already exist, it is easy to derive additional KEYID's and keys   sharing similar attributes (GRP, EHA, etc.)  using only hashing   functions.  The KEYID might be one that was derived in Main Mode, for   example.   On the other hand, the authenticated key may be a manually   distributed key, one that is shared by the initiator and responder   via some means external to OAKLEY.  If the distribution method has   formed the KEYID using appropriately unique values for the two halves   (CKY-I and CKY-R), then this method is applicable.   In the following, the Key Exchange Identifier is OAKLEY Quick Mode.   The nonces are carried in the Authentication Payload, and the prf   value is carried in the Authentication Payload; the Authentication   Authority is "None" and the type is "Pre-Shared".   The protocol is:     Initiator                                           Responder     ---------                                           ---------     -> KEYID, INEWKRQ, Ni, prf(sKEYID, Ni)                ->    <-  KEYID, INEWKRS, Nr, prf(sKEYID, 1 | Nr | Ni)      <-     -> KEYID, INEWKRP, 0, prf(sKEYID,  0 | Ni | Nr)       ->   The New KEYID, NKEYID, is Ni | Nr   sNKEYID = prf(sKEYID, Ni | Nr )   The identities and EHA values associated with NKEYID are the same as   those associated with KEYID.   Each party must validate the hash values before using the new key for   any purpose.2.10 Defining and Using Pre-Distributed Keys   If a key and an associated key identifier and state information have   been distributed manually, then the key can be used for any OAKLEY   purpose.  The key must be associated with the usual state   information:  ID's and EHA algorithms.   Local policy dictates when a manual key can be included in the OAKLEY   database.  For example, only privileged users would be permitted to   introduce keys associated with privileged ID's, an unprivileged user   could only introduce keys associated with her own ID.Orman                        Informational                     [Page 29]

RFC 2412         The OAKLEY Key Determination Protocol     November 19982.11 Distribution of an External Key   Once an OAKLEY session key and ancillary algorithms are established,   the keying material and the "H" algorithm can be used to distribute   an externally generated key and to assign a KEYID to it.   In the following, KEYID represents an existing, authenticated OAKLEY   session key, and sNEWKEYID represents the externally generated keying   material.   In the following, the Key Exchange Identifier is OAKLEY External   Mode.  The Key Exchange Payload contains the new key, which is   protected  Initiator                                                     Responder  ---------                                                     ---------  -> KEYID, IEXTKEY, Ni, prf(sKEYID, Ni)                               -> <-  KEYID, IEXTKEY, Nr, prf(sKEYID, 1 | Nr | Ni)                     <-  -> KEYID, IEXTKEY, Kir xor sNEWKEYID*, prf(Kir, sNEWKEYID | Ni | Nr) ->   Kir = prf(sKEYID, Ni | Nr)   * this field is carried in the Key Exchange Payload.   Each party must validate the hash values using the "H" function in   the KEYID state before changing any key state information.   The new key is recovered by the Responder by calculating the xor of   the field in the Authentication Payload with the Kir value.   The new key identifier, naming the keying material sNEWKEYID, is   prf(sKEYID, 1 | Ni | Nr).   Note that this exchange does not require encryption.  Hugo Krawcyzk   suggested the method and noted its advantage.2.11.1 Cryptographic Strength Considerations   The strength of the key used to distribute the external key must be   at least equal to the strength of the external key.  Generally, this   means that the length of the sKEYID material must be greater than or   equal to the length of the sNEWKEYID material.   The derivation of the external key, its strength or intended use are   not addressed by this protocol; the parties using the key must have   some other method for determining these properties.Orman                        Informational                     [Page 30]

RFC 2412         The OAKLEY Key Determination Protocol     November 1998   As of early 1996, it appears that for 90 bits of cryptographic   strength, one should use a modular exponentiation group modulus of   2000 bits.  For 128 bits of strength, a 3000 bit modulus is required.3. Specifying and Deriving Security Associations   When a security association is defined, only the KEYID need be given.   The responder should be able to look up the state associated with the   KEYID value and find the appropriate keying material, sKEYID.   Deriving keys for use with IPSEC protocols such as ESP or AH is a   subject covered in the ISAKMP/Oakley Resolution document.  That   document also describes how to negotiate acceptable parameter sets   and identifiers for ESP and AH, and how to exactly calculate the   keying material for each instance of the protocols.  Because the   basic keying material defined here (g^xy) may be used to derive keys   for several instances of ESP and AH, the exact mechanics of using   one-way functions to turn g^xy into several unique keys is essential   to correct usage.4. ISAKMP Compatibility   OAKLEY uses ISAKMP header and payload formats, as described in the   text and inAppendix B.  There are particular noteworthy extensions   beyond the version 4 draft.4.1 Authentication with Existing Keys   In the case that two parties do not have suitable public key   mechanisms in place for authenticating each other, they can use keys   that were distributed manually.  After establishment of these keys   and their associated state in OAKLEY, they can be used for   authentication modes that depend on signatures, e.g. Aggressive Mode.   When an existing key is to appear in an offer list, it should be   indicated with an Authentication Algorithm of ISAKMP_EXISTING.  This   value will be assigned in the ISAKMP RFC.   When the authentication method is ISAKMP_EXISTING, the authentication   authority will have the value ISAKMP_AUTH_EXISTING; the value for   this field must not conflict with any authentication authority   registered with IANA and is defined in the ISAKMP RFC.Orman                        Informational                     [Page 31]

RFC 2412         The OAKLEY Key Determination Protocol     November 1998   The authentication payload will have two parts:       the KEYID for the pre-existing key       the identifier for the party to be authenticated by the pre-       existing key.   The pseudo-random function "H" in the state information for that   KEYID will be the signature algorithm, and it will use the keying   material for that key (sKEYID) when generating or checking the   validity of message data.   E.g. if the existing key has an KEYID denoted by KID and 128 bits of   keying material denoted by sKID and "H" algorithm a transform named   HMAC, then to generate a "signature" for a data block, the output of   HMAC(sKID, data) will be the corresponding signature payload.   The KEYID state will have the identities of the local and remote   parties for which the KEYID was assigned; it is up to the local   policy implementation to decide when it is appropriate to use such a   key for authenticating other parties.  For example, a key distributed   for use between two Internet hosts A and B may be suitable for   authenticating all identities of the form "alice@A" and "bob@B".4.2 Third Party Authentication   A local security policy might restrict key negotiation to trusted   parties.  For example, two OAKLEY daemons running with equal   sensitivity labels on two machines might wish to be the sole arbiters   of key exchanges between users with that same sensitivity label.  In   this case, some way of authenticating the provenance of key exchange   requests is needed.  I.e., the identities of the two daemons should   be bound to a key, and that key will be used to form a "signature"   for the key exchange messages.   The Signature Payload, inAppendix B, is for this purpose.  This   payload names a KEYID that is in existence before the start of the   current exchange.  The "H" transform for that KEYID is used to   calculate an integrity/authentication value for all payloads   preceding the signature.   Local policy can dictate which KEYID's are appropriate for signing   further exchanges.Orman                        Informational                     [Page 32]

RFC 2412         The OAKLEY Key Determination Protocol     November 19984.3 New Group Mode   OAKLEY uses a new KEI for the exchange that defines a new group.5. Security Implementation Notes   Timing attacks that are capable of recovering the exponent value used   in Diffie-Hellman calculations have been described by Paul Kocher   [Kocher].  In order to nullify the attack, implementors must take   pains to obscure the sequence of operations involved in carrying out   modular exponentiations.   A "blinding factor" can accomplish this goal.  A group element, r, is   chosen at random.  When an exponent x is chosen, the value r^(-x) is   also calculated.  Then, when calculating (g^y)^x, the implementation   will calculate this sequence:           A = (rg^y)           B = A^x = (rg^y)^x = (r^x)(g^(xy))           C = B*r^(-x) = (r^x)(r^-(x))(g^(xy)) = g^(xy)   The blinding factor is only necessary if the exponent x is used more   than 100 times (estimate by Richard Schroeppel).6. OAKLEY Parsing and State Machine   There are many pathways through OAKLEY, but they follow a left-to-   right parsing pattern of the message fields.   The initiator decides on an initial message in the following order:      1. Offer a cookie.  This is not necessary but it helps with      aggressive exchanges.      2. Pick a group.  The choices are the well-known groups or any      private groups that may have been negotiated.  The very first      exchange between two Oakley daemons with no common state must      involve a well-known group (0, meaning no group, is a well-known      group).  Note that the group identifier, not the group descriptor,      is used in the message.      If a non-null group will be used, it must be included with the      first message specifying EHAO.  It need not be specified until      then.      3. If PFS will be used, pick an exponent x and present g^x.      4. Offer Encryption, Hash, and Authentication lists.Orman                        Informational                     [Page 33]

RFC 2412         The OAKLEY Key Determination Protocol     November 1998      5. Use PFS for hiding the identities      If identity hiding is not used, then the initiator has this      option:      6. Name the identities and include authentication information   The information in the authentication section depends on the first   authentication offer.  In this aggressive exchange, the Initiator   hopes that the Responder will accept all the offered information and   the first authentication method.  The authentication method   determines the authentication payload as follows:      1. Signing method.  The signature will be applied to all the      offered information.      2. A public key encryption method.  The algorithm will be used to      encrypt a nonce in the public key of the requested Responder      identity.  There are two cases possible, depending on whether or      not identity hiding is used:         a. No identity hiding.  The ID's will appear as plaintext.         b. Identity hiding.  A well-known ID, call it R', will appear         as plaintext in the authentication payload.  It will be         followed by two ID's and a nonce; these will be encrypted using         the public key for R'.      3. A pre-existing key method.  The pre-existing key will be used      to encrypt a nonce.  If identity hiding is used, the ID's will be      encrypted in place in the payload, using the "E" algorithm      associated with the pre-existing key.   The Responder can accept all, part or none of the initial message.   The Responder accepts as many of the fields as he wishes, using the   same decision order as the initiator.  At any step he can stop,   implicitly rejecting further fields (which will have null values in   his response message).  The minimum response is a cookie and the GRP.      1. Accept cookie.  The Responder may elect to record no state      information until the Initiator successfully replies with a cookie      chosen by the responder.  If so, the Responder replies with a      cookie, the GRP, and no other information.      2. Accept GRP.  If the group is not acceptable, the Responder will      not reply.  The Responder may send an error message indicating the      the group is not acceptable (modulus too small, unknown      identifier, etc.)  Note that "no group" has two meanings duringOrman                        Informational                     [Page 34]

RFC 2412         The OAKLEY Key Determination Protocol     November 1998      the protocol: it may mean the group is not yet specified, or it      may mean that no group will be used (and thus PFS is not      possible).      3. Accept the g^x value.  The Responder indicates his acceptance      of the g^x value by including his own g^y value in his reply.  He      can postpone this by ignoring g^x and putting a zero length g^y      value in his reply.  He can also reject the g^x value with an      error message.      4. Accept one element from each of the EHA lists.  The acceptance      is indicated by a non-zero proposal.      5. If PFS for identity hiding is requested, then no further data      will follow.      6. If the authentication payload is present, and if the first item      in the offered authentication class is acceptable, then the      Responder must validate/decrypt the information in the      authentication payload and signature payload, if present. The      Responder should choose a nonce and reply using the same      authentication/hash algorithm as the Initiator used.   The Initiator notes which information the Responder has accepted,   validates/decrypts any signed, hashed, or encrypted fields, and if   the data is acceptable, replies in accordance to the EHA methods   selected by the Responder.  The Initiator replies are distinguished   from his initial message by the presence of the non-zero value for   the Responder cookie.   The output of the signature or prf function will be encoded as a   variable precision integer as described inAppendix C.  The KEYID   will indicate KEYID that names keying material and the Hash or   Signature function.7. The Credential Payload   Useful certificates with public key information can be attached to   OAKLEY messages using Credential Payloads as defined in the ISAKMP   document.  It should be noted that the identity protection option   applies to the credentials as well as the identities.Security Considerations   The focus of this document is security; hence security considerations   permeate this memo.Orman                        Informational                     [Page 35]

RFC 2412         The OAKLEY Key Determination Protocol     November 1998Author's Address   Hilarie K. Orman   Department of Computer Science   University of Arizona   EMail: ho@darpa.milOrman                        Informational                     [Page 36]

RFC 2412         The OAKLEY Key Determination Protocol     November 1998APPENDIX A Group Descriptors   Three distinct group representations can be used with OAKLEY.  Each   group is defined by its group operation and the kind of underlying   field used to represent group elements.  The three types are modular   exponentiation groups (named MODP herein), elliptic curve groups over   the field GF[2^N] (named EC2N herein), and elliptic curve groups over   GF[P] (named ECP herein) For each representation, many distinct   realizations are possible, depending on parameter selection.   With a few exceptions, all the parameters are transmitted as if they   were non-negative multi-precision integers, using the format defined   in this appendix (note, this is distinct from the encoding inAppendix C).  Every multi-precision integer has a prefixed length   field, even where this information is redundant.   For the group type EC2N, the parameters are more properly thought of   as very long bit fields, but they are represented as multi-precision   integers, (with length fields, and right-justified).  This is the   natural encoding.   MODP means the classical modular exponentiation group, where the   operation is to calculate G^X (mod P).  The group is defined by the   numeric parameters P and G.  P must be a prime.  G is often 2, but   may be a larger number.  2 <= G <= P-2.   ECP is an elliptic curve group, modulo a prime number P.  The   defining equation for this kind of group is    Y^2 = X^3 + AX + B The group operation is taking a multiple of an   elliptic-curve point.  The group is defined by 5 numeric parameters:   The prime P, two curve parameters A and B, and a generator (X,Y).   A,B,X,Y are all interpreted mod P, and must be (non-negative)   integers less than P.  They must satisfy the defining equation,   modulo P.   EC2N is an elliptic curve group, over the finite field F[2^N].  The   defining equation for this kind of group is    Y^2 + XY = X^3 + AX^2 + B (This equation differs slightly from the   mod P case:  it has an XY term, and an AX^2 term instead of an AX   term.)   We must specify the field representation, and then the elliptic   curve.  The field is specified by giving an irreducible polynomial   (mod 2) of degree N.  This polynomial is represented as an integer of   size between 2^N and 2^(N+1), as if the defining polynomial were   evaluated at the value U=2.Orman                        Informational                     [Page 37]

RFC 2412         The OAKLEY Key Determination Protocol     November 1998   For example, the field defined by the polynomial U^155 + U^62 + 1 is   represented by the integer 2^155 + 2^62 + 1.  The group is defined by   4 more parameters, A,B,X,Y.  These parameters are elements of the   field GF[2^N], and can be thought of as polynomials of degree < N,   with (mod 2) coefficients.  They fit in N-bit fields, and are   represented as integers < 2^N, as if the polynomial were evaluated at   U=2.  For example, the field element U^2 + 1 would be represented by   the integer 2^2+1, which is 5.  The two parameters A and B define the   curve.  A is frequently 0.  B must not be 0.  The parameters X and Y   select a point on the curve.  The parameters A,B,X,Y must satisfy the   defining equation, modulo the defining polynomial, and mod 2.   Group descriptor formats:   Type of group: A two-byte field,           assigned values for the types "MODP", "ECP", "EC2N"           will be defined (see ISAKMP-04).   Size of a field element, in bits.  This is either Ceiling(log2 P)      or the degree of the irreducible polynomial: a 32-bit integer.   The prime P or the irreducible field polynomial: a multi-precision      integer.   The generator: 1 or 2 values, multi-precision integers.   EC only:  The parameters of the curve:  2 values, multi-precision      integers.   The following parameters are Optional (each of these may appear   independently):     a value of 0 may be used as a place-holder to represent an unspecified     parameter; any number of the parameters may be sent, from 0 to 3.   The largest prime factor: the encoded value that is the LPF of the     group size, a multi-precision integer.   EC only:  The order of the group: multi-precision integer.     (The group size for MODP is always P-1.)   Strength of group: 32-bit integer.     The strength of the group is approximately the number of key-bits     protected.        It is determined by the log2 of the effort to attack the group.        It may change as we learn more about cryptography.   This is a generic example for a "classic" modular exponentiation group:     Group type: "MODP"     Size of a field element in bits:  Log2 (P) rounded *up*.  A 32bit        integer.     Defining prime P: a multi-precision integer.     Generator G: a multi-precision integer.  2 <= G <= P-2.Orman                        Informational                     [Page 38]

RFC 2412         The OAKLEY Key Determination Protocol     November 1998     <optional>     Largest prime factor of P-1: the multi-precision integer Q     Strength of group: a 32-bit integer.  We will specify a formula       for calculating this number (TBD).   This is a generic example for an elliptic curve group, mod P:      Group type: "ECP"      Size of a field element in bits:  Log2 (P) rounded *up*,          a 32 bit integer.      Defining prime P: a multi-precision integer.      Generator (X,Y): 2 multi-precision integers, each < P.      Parameters of the curve A,B: 2 multi-precision integers, each < P.      <optional>      Largest prime factor of the group order: a multi-precision integer.      Order of the group: a multi-precision integer.      Strength of group:  a 32-bit integer.  Formula TBD.   This is a specific example for an elliptic curve group:      Group type: "EC2N"      Degree of the irreducible polynomial: 155      Irreducible polynomial:  U^155 + U^62 + 1, represented as the        multi-precision integer 2^155 + 2^62 + 1.      Generator (X,Y) : represented as 2 multi-precision integers, each        < 2^155.      For our present curve, these are (decimal) 123 and 456.  Each is        represented as a multi-precision integer.      Parameters of the curve A,B: represented as 2 multi-precision        integers,  each < 2^155.      For our present curve these are 0 and (decimal) 471951, represented        as two multi-precision integers.      <optional>      Largest prime factor of the group order:       3805993847215893016155463826195386266397436443,      represented as a multi-precision integer.      The order of the group:        45671926166590716193865565914344635196769237316      represented as a multi-precision integer.      Strength of group: 76, represented as a 32-bit integer.   The variable precision integer encoding for group descriptor fields   is the following.  This is a slight variation on the format defined   inAppendix C in that a fixed 16-bit value is used first, and theOrman                        Informational                     [Page 39]

RFC 2412         The OAKLEY Key Determination Protocol     November 1998   length is limited to 16 bits.  However, the interpretation is   otherwise identical.                             1                   2                   3     0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+    !   Fixed value (TBD)           !             Length            !    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+    .                                                               .    .                  Integer                                      .    .                                                               .    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   The format of a group descriptor is:                             1                   2                   3    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   !1!1!     Group Description     !             MODP              !   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   !1!0!        Field Size         !            Length             !   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   !                              MPI                              !   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   !1!0!          Prime            !            Length             !   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   !                              MPI                              !   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   !1!0!       Generator1          !            Length             !   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   !                              MPI                              !   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   !1!0!       Generator2          !            Length             !   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   !                              MPI                              !   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   !1!0!         Curve-p1          !            Length             !   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   !                              MPI                              !   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   !1!0!         Curve-p2          !            Length             !   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   !                              MPI                              !   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   !1!0!   Largest Prime Factor    !            Length             !   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   !                              MPI                              !   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+Orman                        Informational                     [Page 40]

RFC 2412         The OAKLEY Key Determination Protocol     November 1998   !1!0!      Order of Group       !            Length             !   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   !                              MPI                              !   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   !0!0!    Strength of Group      !            Length             !   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   !                              MPI                              !   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+Orman                        Informational                     [Page 41]

RFC 2412         The OAKLEY Key Determination Protocol     November 1998APPENDIX B  Message formats   The encodings of Oakley messages into ISAKMP payloads is deferred to   the ISAKMP/Oakley Resolution document.Orman                        Informational                     [Page 42]

RFC 2412         The OAKLEY Key Determination Protocol     November 1998APPENDIX C Encoding a variable precision integer.   Variable precision integers will be encoded as a 32-bit length field   followed by one or more 32-bit quantities containing the   representation of the integer, aligned with the most significant bit   in the first 32-bit item.                           1                   2                   3       0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      !    length                                                     !      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      !    first value word (most significant bits)                   !      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      !                                                               !      ~     additional value words                                    ~      !                                                               !      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   An example of such an encoding is given below, for a number with 51   bits of significance.  The length field indicates that 2 32-bit   quantities follow.  The most significant non-zero bit of the number   is in bit 13 of the first 32-bit quantity, the low order bits are in   the second 32-bit quantity.                            1                   2                   3        0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+       !                                                            1 0!       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+       !0 0 0 0 0 0 0 0 0 0 0 0 0 1 x x x x x x x x x x x x x x x x x x!       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+       !x x x x x x x x x x x x x x x x x x x x x x x x x x x x x x x x!       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+Orman                        Informational                     [Page 43]

RFC 2412         The OAKLEY Key Determination Protocol     November 1998APPENDIX D Cryptographic strengths   The Diffie-Hellman algorithm is used to compute keys that will be   used with symmetric algorithms.  It should be no easier to break the   Diffie-Hellman computation than it is to do an exhaustive search over   the symmetric key space.  A recent recommendation by an group of   cryptographers [Blaze] has recommended a symmetric key size of 75   bits for a practical level of security.  For 20 year security, they   recommend 90 bits.   Based on that report, a conservative strategy for OAKLEY users would   be to ensure that their Diffie-Hellman computations were as secure as   at least a 90-bit key space.  In order to accomplish this for modular   exponentiation groups, the size of the largest prime factor of the   modulus should be at least 180 bits, and the size of the modulus   should be at least 1400 bits.  For elliptic curve groups, the LPF   should be at least 180 bits.   If long-term secrecy of the encryption key is not an issue, then the   following parameters may be used for the modular exponentiation   group: 150 bits for the LPF, 980 bits for the modulus size.   The modulus size alone does not determine the strength of the   Diffie-Hellman calculation; the size of the exponent used in   computing powers within the group is also important.  The size of the   exponent in bits should be at least twice the size of any symmetric   key that will be derived from it.  We recommend that ISAKMP   implementors use at least 180 bits of exponent (twice the size of a   20-year symmetric key).   The mathematical justification for these estimates can be found in   texts that estimate the effort for solving the discrete log problem,   a task that is strongly related to the efficiency of using the Number   Field Sieve for factoring large integers.  Readers are referred to   [Stinson] and [Schneier].Orman                        Informational                     [Page 44]

RFC 2412         The OAKLEY Key Determination Protocol     November 1998APPENDIX E The Well-Known Groups   The group identifiers:      0   No group (used as a placeholder and for non-DH exchanges)      1   A modular exponentiation group with a 768 bit modulus      2   A modular exponentiation group with a 1024 bit modulus      3   A modular exponentiation group with a 1536 bit modulus (TBD)      4   An elliptic curve group over GF[2^155]      5   An elliptic curve group over GF[2^185]      values 2^31 and higher are used for private group identifiers   Richard Schroeppel performed all the mathematical and computational   work for this appendix.   Classical Diffie-Hellman Modular Exponentiation Groups   The primes for groups 1 and 2 were selected to have certain   properties.  The high order 64 bits are forced to 1.  This helps the   classical remainder algorithm, because the trial quotient digit can   always be taken as the high order word of the dividend, possibly +1.   The low order 64 bits are forced to 1.  This helps the Montgomery-   style remainder algorithms, because the multiplier digit can always   be taken to be the low order word of the dividend.  The middle bits   are taken from the binary expansion of pi.  This guarantees that they   are effectively random, while avoiding any suspicion that the primes   have secretly been selected to be weak.   Because both primes are based on pi, there is a large section of   overlap in the hexadecimal representations of the two primes.  The   primes are chosen to be Sophie Germain primes (i.e., (P-1)/2 is also   prime), to have the maximum strength against the square-root attack   on the discrete logarithm problem.   The starting trial numbers were repeatedly incremented by 2^64 until   suitable primes were located.   Because these two primes are congruent to 7 (mod 8), 2 is a quadratic   residue of each prime.  All powers of 2 will also be quadratic   residues.  This prevents an opponent from learning the low order bit   of the Diffie-Hellman exponent (AKA the subgroup confinement   problem).  Using 2 as a generator is efficient for some modular   exponentiation algorithms.  [Note that 2 is technically not a   generator in the number theory sense, because it omits half of the   possible residues mod P.  From a cryptographic viewpoint, this is a   virtue.]Orman                        Informational                     [Page 45]

RFC 2412         The OAKLEY Key Determination Protocol     November 1998E.1. Well-Known Group 1:  A 768 bit prime   The prime is 2^768 - 2^704 - 1 + 2^64 * { [2^638 pi] + 149686 }.  Its   decimal value is          155251809230070893513091813125848175563133404943451431320235          119490296623994910210725866945387659164244291000768028886422          915080371891804634263272761303128298374438082089019628850917          0691316593175367469551763119843371637221007210577919   This has been rigorously verified as a prime.   The representation of the group in OAKLEY is      Type of group:                    "MODP"      Size of field element (bits):      768      Prime modulus:                     21 (decimal)         Length (32 bit words):          24         Data (hex):            FFFFFFFF FFFFFFFF C90FDAA2 2168C234 C4C6628B 80DC1CD1            29024E08 8A67CC74 020BBEA6 3B139B22 514A0879 8E3404DD            EF9519B3 CD3A431B 302B0A6D F25F1437 4FE1356D 6D51C245            E485B576 625E7EC6 F44C42E9 A63A3620 FFFFFFFF FFFFFFFF      Generator:                         22 (decimal)         Length (32 bit words):          1         Data (hex):                     2      Optional Parameters:      Group order largest prime factor:  24 (decimal)         Length (32 bit words):          24         Data (hex):            7FFFFFFF FFFFFFFF E487ED51 10B4611A 62633145 C06E0E68            94812704 4533E63A 0105DF53 1D89CD91 28A5043C C71A026E            F7CA8CD9 E69D218D 98158536 F92F8A1B A7F09AB6 B6A8E122            F242DABB 312F3F63 7A262174 D31D1B10 7FFFFFFF FFFFFFFF      Strength of group:                 26 (decimal)         Length (32 bit words)            1         Data (hex):            00000042E.2. Well-Known Group 2:  A 1024 bit prime   The prime is 2^1024 - 2^960 - 1 + 2^64 * { [2^894 pi] + 129093 }.   Its decimal value is         179769313486231590770839156793787453197860296048756011706444         423684197180216158519368947833795864925541502180565485980503         646440548199239100050792877003355816639229553136239076508735         759914822574862575007425302077447712589550957937778424442426         617334727629299387668709205606050270810842907692932019128194Orman                        Informational                     [Page 46]

RFC 2412         The OAKLEY Key Determination Protocol     November 1998         467627007   The primality of the number has been rigorously proven.   The representation of the group in OAKLEY is      Type of group:                    "MODP"      Size of field element (bits):      1024      Prime modulus:                     21 (decimal)         Length (32 bit words):          32         Data (hex):            FFFFFFFF FFFFFFFF C90FDAA2 2168C234 C4C6628B 80DC1CD1            29024E08 8A67CC74 020BBEA6 3B139B22 514A0879 8E3404DD            EF9519B3 CD3A431B 302B0A6D F25F1437 4FE1356D 6D51C245            E485B576 625E7EC6 F44C42E9 A637ED6B 0BFF5CB6 F406B7ED            EE386BFB 5A899FA5 AE9F2411 7C4B1FE6 49286651 ECE65381            FFFFFFFF FFFFFFFF      Generator:                         22 (decimal)         Length (32 bit words):          1         Data (hex):                     2      Optional Parameters:      Group order largest prime factor:  24 (decimal)         Length (32 bit words):          32         Data (hex):            7FFFFFFF FFFFFFFF E487ED51 10B4611A 62633145 C06E0E68            94812704 4533E63A 0105DF53 1D89CD91 28A5043C C71A026E            F7CA8CD9 E69D218D 98158536 F92F8A1B A7F09AB6 B6A8E122            F242DABB 312F3F63 7A262174 D31BF6B5 85FFAE5B 7A035BF6            F71C35FD AD44CFD2 D74F9208 BE258FF3 24943328 F67329C0            FFFFFFFF FFFFFFFF      Strength of group:                 26 (decimal)         Length (32 bit words)            1         Data (hex):            0000004DE.3. Well-Known Group 3:  An Elliptic Curve Group Definition   The curve is based on the Galois field GF[2^155] with 2^155 field   elements.  The irreducible polynomial for the field is u^155 + u^62 +   1.  The equation for the elliptic curve is   Y^2 + X Y = X^3 + A X + B   X, Y, A, B are elements of the field.   For the curve specified, A = 0 and    B = u^18 + u^17 + u^16 + u^13 + u^12 + u^9 + u^8 + u^7 + u^3 + u^2 +Orman                        Informational                     [Page 47]

RFC 2412         The OAKLEY Key Determination Protocol     November 1998   u + 1.   B is represented in binary as the bit string 1110011001110001111; in   decimal this is 471951, and in hex 7338F.   The generator is a point (X,Y) on the curve (satisfying the curve   equation, mod 2 and modulo the field polynomial).   X = u^6 + u^5 + u^4 + u^3 + u + 1   and   Y = u^8 + u^7 + u^6 + u^3.   The binary bit strings for X and Y are 1111011 and 111001000; in   decimal they are 123 and 456.   The group order (the number of curve points) is        45671926166590716193865565914344635196769237316   which is 12 times the prime         3805993847215893016155463826195386266397436443.   (This prime has been rigorously proven.)  The generating point (X,Y)   has order 4 times the prime; the generator is the triple of some   curve point.   OAKLEY representation of this group:      Type of group:                    "EC2N"      Size of field element (bits):      155      Irreducible field polynomial:      21 (decimal)         Length (32 bit words):          5         Data (hex):            08000000 00000000 00000000 40000000 00000001      Generator:         X coordinate:                   22 (decimal)             Length (32 bit words):      1             Data (hex):                 7B         Y coordinate:                   22 (decimal)             Length (32 bit words):      1             Data (hex):                 1C8      Elliptic curve parameters:         A parameter:                    23 (decimal)             Length (32 bit words):      1             Data (hex):                 0         B parameter:                    23 (decimal)             Length (32 bit words):      1             Data (hex):                 7338FOrman                        Informational                     [Page 48]

RFC 2412         The OAKLEY Key Determination Protocol     November 1998      Optional Parameters:      Group order largest prime factor:  24 (decimal)         Length (32 bit words):          5         Data (hex):            00AAAAAA AAAAAAAA AAAAB1FC F1E206F4 21A3EA1B      Group order:                       25 (decimal)         Length (32 bit words):          5         Data (hex):            08000000 00000000 000057DB 56985371 93AEF944      Strength of group:                 26 (decimal)         Length (32 bit words)            1         Data (hex):            0000004CE.4. Well-Known Group 4:  A Large Elliptic Curve Group Definition   This curve is based on the Galois field GF[2^185] with 2^185 field   elements.  The irreducible polynomial for the field is   u^185 + u^69 + 1.   The equation for the elliptic curve is   Y^2 + X Y = X^3 + A X + B.   X, Y, A, B are elements of the field.  For the curve specified, A = 0   and   B = u^12 + u^11 + u^10 + u^9 + u^7 + u^6 + u^5 + u^3 + 1.   B is represented in binary as the bit string 1111011101001; in   decimal this is 7913, and in hex 1EE9.   The generator is a point (X,Y) on the curve (satisfying the curve   equation, mod 2 and modulo the field polynomial);   X = u^4 + u^3 and Y = u^3 + u^2 + 1.   The binary bit strings for X and Y are 11000 and 1101; in decimal   they are 24 and 13.  The group order (the number of curve points) is        49039857307708443467467104857652682248052385001045053116,   which is 4 times the prime        12259964326927110866866776214413170562013096250261263279.   (This prime has been rigorously proven.)Orman                        Informational                     [Page 49]

RFC 2412         The OAKLEY Key Determination Protocol     November 1998   The generating point (X,Y) has order 2 times the prime; the generator   is the double of some curve point.   OAKLEY representation of this group:      Type of group:                    "EC2N"      Size of field element (bits):      185      Irreducible field polynomial:      21 (decimal)         Length (32 bit words):          6         Data (hex):            02000000 00000000 00000000 00000020 00000000 00000001      Generator:         X coordinate:                   22 (decimal)             Length (32 bit words):      1             Data (hex):                 18         Y coordinate:                   22 (decimal)             Length (32 bit words):      1             Data (hex):                 D      Elliptic curve parameters:         A parameter:                    23 (decimal)             Length (32 bit words):      1             Data (hex):                 0         B parameter:                    23 (decimal)             Length (32 bit words):      1             Data (hex):                 1EE9      Optional parameters:      Group order largest prime factor:  24 (decimal)         Length (32 bit words):          6         Data (hex):            007FFFFF FFFFFFFF FFFFFFFF F6FCBE22 6DCF9210 5D7E53AF      Group order:                       25 (decimal)         Length (32 bit words):          6         Data (hex):            01FFFFFF FFFFFFFF FFFFFFFF DBF2F889 B73E4841 75F94EBC      Strength of group:                 26 (decimal)         Length (32 bit words)            1         Data (hex):            0000005BE.5. Well-Known Group 5:  A 1536 bit prime      The prime is 2^1536 - 2^1472 - 1 + 2^64 * { [2^1406 pi] +  741804   }.      Its decimal value is            241031242692103258855207602219756607485695054850245994265411            694195810883168261222889009385826134161467322714147790401219            650364895705058263194273070680500922306273474534107340669624Orman                        Informational                     [Page 50]

RFC 2412         The OAKLEY Key Determination Protocol     November 1998            601458936165977404102716924945320037872943417032584377865919            814376319377685986952408894019557734611984354530154704374720            774996976375008430892633929555996888245787241299381012913029            459299994792636526405928464720973038494721168143446471443848            8520940127459844288859336526896320919633919      The primality of the number has been rigorously proven.      The representation of the group in OAKLEY is         Type of group:                    "MODP"         Size of field element (bits):      1536         Prime modulus:                     21 (decimal)            Length (32 bit words):          48            Data (hex):               FFFFFFFF FFFFFFFF C90FDAA2 2168C234 C4C6628B 80DC1CD1               29024E08 8A67CC74 020BBEA6 3B139B22 514A0879 8E3404DD               EF9519B3 CD3A431B 302B0A6D F25F1437 4FE1356D 6D51C245               E485B576 625E7EC6 F44C42E9 A637ED6B 0BFF5CB6 F406B7ED               EE386BFB 5A899FA5 AE9F2411 7C4B1FE6 49286651 ECE45B3D               C2007CB8 A163BF05 98DA4836 1C55D39A 69163FA8 FD24CF5F               83655D23 DCA3AD96 1C62F356 208552BB 9ED52907 7096966D               670C354E 4ABC9804 F1746C08 CA237327 FFFFFFFF FFFFFFFF         Generator:                         22 (decimal)            Length (32 bit words):          1            Data (hex):                     2         Optional Parameters:         Group order largest prime factor:  24 (decimal)            Length (32 bit words):          48            Data (hex):               7FFFFFFF FFFFFFFF E487ED51 10B4611A 62633145 C06E0E68               94812704 4533E63A 0105DF53 1D89CD91 28A5043C C71A026E               F7CA8CD9 E69D218D 98158536 F92F8A1B A7F09AB6 B6A8E122               F242DABB 312F3F63 7A262174 D31BF6B5 85FFAE5B 7A035BF6               F71C35FD AD44CFD2 D74F9208 BE258FF3 24943328 F6722D9E               E1003E5C 50B1DF82 CC6D241B 0E2AE9CD 348B1FD4 7E9267AF               C1B2AE91 EE51D6CB 0E3179AB 1042A95D CF6A9483 B84B4B36               B3861AA7 255E4C02 78BA3604 6511B993 FFFFFFFF FFFFFFFF         Strength of group:                 26 (decimal)            Length (32 bit words)            1            Data (hex):               0000005BOrman                        Informational                     [Page 51]

RFC 2412         The OAKLEY Key Determination Protocol     November 1998Appendix F  Implementing Group Operations   The group operation must be implemented as a sequence of arithmetic   operations; the exact operations depend on the type of group.  For   modular exponentiation groups, the operation is multi-precision   integer multiplication and remainders by the group modulus.  See   Knuth Vol. 2 [Knuth] for a discussion of how to implement these for   large integers.  Implementation recommendations for elliptic curve   group operations over GF[2^N] are described in [Schroeppel].Orman                        Informational                     [Page 52]

RFC 2412         The OAKLEY Key Determination Protocol     November 1998BIBLIOGRAPHY   [RFC2401]    Atkinson, R., "Security Architecture for the                Internet Protocol",RFC 2401, November 1998.   [RFC2406]    Atkinson, R., "IP Encapsulating Security Payload (ESP)",RFC 2406, November 1998.   [RFC2402]    Atkinson, R., "IP Authentication Header",RFC 2402,                November 1998.   [Blaze]      Blaze, Matt et al., MINIMAL KEY LENGTHS FOR SYMMETRIC                CIPHERS TO PROVIDE ADEQUATE COMMERCIAL SECURITY. A                REPORT BY AN AD HOC GROUP OF CRYPTOGRAPHERS AND COMPUTER                SCIENTISTS...  --http://www.bsa.org/policy/encryption/cryptographers.html   [STS]        W. Diffie, P.C. Van Oorschot, and M.J. Wiener,                "Authentication and Authenticated Key Exchanges," in                Designs, Codes and Cryptography, Kluwer Academic                Publishers, 1992, pp. 107   [SECDNS]     Eastlake, D. and C. Kaufman, "Domain Name System                Security Extensions",RFC 2065, January 1997.   [Random]     Eastlake, D., Crocker, S. and J. Schiller, "Randomness                Recommendations for Security",RFC 1750, December 1994.   [Kocher]     Kocher, Paul, Timing Attack,http://www.cryptography.com/timingattack.old/timingattack.html   [Knuth]      Knuth, Donald E., The Art of Computer Programming, Vol.                2, Seminumerical Algorithms, Addison Wesley, 1969.   [Krawcyzk]   Krawcyzk, Hugo, SKEME: A Versatile Secure Key Exchange                Mechanism for Internet, ISOC Secure Networks and                Distributed Systems Symposium, San Diego, 1996   [Schneier]   Schneier, Bruce, Applied cryptography: protocols,                algorithms, and source code in C, Second edition, John                Wiley & Sons, Inc. 1995, ISBN 0-471-12845-7, hardcover.                ISBN 0-471-11709-9, softcover.   [Schroeppel] Schroeppel, Richard, et al.; Fast Key Exchange with                Elliptic Curve Systems, Crypto '95, Santa Barbara, 1995.                Available on-line asftp://ftp.cs.arizona.edu/reports/1995/TR95-03.ps (and                .Z).Orman                        Informational                     [Page 53]

RFC 2412         The OAKLEY Key Determination Protocol     November 1998   [Stinson]    Stinson, Douglas, Cryptography Theory and Practice. CRC                Press, Inc., 2000, Corporate Blvd., Boca Raton, FL,                33431-9868, ISBN 0-8493-8521-0, 1995   [Zimmerman]  Philip Zimmermann, The Official Pgp User's Guide,                Published by MIT Press Trade, Publication date: June                1995, ISBN: 0262740176Orman                        Informational                     [Page 54]

RFC 2412         The OAKLEY Key Determination Protocol     November 1998Full Copyright Statement   Copyright (C) The Internet Society (1998).  All Rights Reserved.   This document and translations of it may be copied and furnished to   others, and derivative works that comment on or otherwise explain it   or assist in its implementation may be prepared, copied, published   and distributed, in whole or in part, without restriction of any   kind, provided that the above copyright notice and this paragraph are   included on all such copies and derivative works.  However, this   document itself may not be modified in any way, such as by removing   the copyright notice or references to the Internet Society or other   Internet organizations, except as needed for the purpose of   developing Internet standards in which case the procedures for   copyrights defined in the Internet Standards process must be   followed, or as required to translate it into languages other than   English.   The limited permissions granted above are perpetual and will not be   revoked by the Internet Society or its successors or assigns.   This document and the information contained herein is provided on an   "AS IS" basis and THE INTERNET SOCIETY AND THE INTERNET ENGINEERING   TASK FORCE DISCLAIMS ALL WARRANTIES, EXPRESS OR IMPLIED, INCLUDING   BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE INFORMATION   HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED WARRANTIES OF   MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.Orman                        Informational                     [Page 55]

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