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PROPOSED STANDARD
Network Working Group                                           G. GrossRequest for Comments: 2363                           Lucent TechnologiesCategory: Standards Track                                      M. Kaycee                                                                Paradyne                                                                   A. Li                                                         Shasta Networks                                                                A. Malis                                                   Ascend Communications                                                             J. Stephens                                                          Cayman Systems                                                               July 1998PPP Over FUNIStatus of this Memo   This document specifies an Internet standards track protocol for the   Internet community, and requests discussion and suggestions for   improvements.  Please refer to the current edition of the "Internet   Official Protocol Standards" (STD 1) for the standardization state   and status of this protocol.  Distribution of this memo is unlimited.Copyright Notice   Copyright (C) The Internet Society (1998).  All Rights Reserved.Abstract   The Point-to-Point Protocol (PPP) [1] provides a standard method for   transporting multi-protocol datagrams over point-to-point links.   This document describes the use of ATM Frame User Network Interface   (FUNI)  for framing PPP encapsulated packets.Applicability   This specification is intended for those implementations which desire   to use the facilities which are defined for PPP, such as the Link   Control Protocol, Network-layer Control Protocols, authentication,   and compression.  These capabilities require a point-to-point   relationship between the peers, and are not designed for the multi-   point relationships which are available in ATM and other multi-access   environments.Gross, et. al.              Standards Track                     [Page 1]

RFC 2363                     PPP Over FUNI                     July 19981. Introduction   ATM FUNI protocol is designed to provide virtual connections between   end stations attached to the same network.  These connections offer a   packet delivery service that includes error detection, but does not   do error correction.   Most existing implementations of PPP use ISO 3309 HDLC as a basis for   their framing [3].   When an ATM network is configured with point-to-point connections,   PPP can use FUNI as a framing mechanism.2. Conventions   The keywords MUST, MUST NOT, REQUIRED, SHALL, SHALL NOT, SHOULD,   SHOULD NOT, RECOMMENDED, MAY, and OPTIONAL, when they appear in this   document, are to be interpreted as described in [10].3. FUNI Layer Service Interface   The PPP layer treats the underlying ATM FUNI layer service as a bit-   synchronous point-to-point link.  In this context, the PPP link   corresponds to an ATM FUNI virtual connection.  The virtual   connection MUST be full-duplex, point to point, and it MAY be either   dedicated (i.e. permanent, set up by provisioning) or switched (set   up on demand).  In addition, the PPP/FUNI service interface boundary   MUST meet the following requirements:        Interface Format - The PPP/FUNI layer boundary presents an octet        service interface to the FUNI layer.  There is no provision for        sub-octets to be supplied or accepted.        Transmission Rate - The PPP layer does not impose any        restrictions regarding transmission rate or the underlying ATM        layer traffic descriptor parameters.        Control Signals - The FUNI layer MUST provide control signals to        the PPP layer which indicate when the virtual connection link        has become connected or disconnected.  These provide the "Up"        and        "Down" events to the LCP state machine [1] within the PPP layer.Gross, et. al.              Standards Track                     [Page 2]

RFC 2363                     PPP Over FUNI                     July 19984. Multi-Protocol Encapsulation   This specification uses the principles, terminology, and frame   structure described in "Multiprotocol Encapsulation over ATM   Adaptation Layer 5" [4].   The purpose of this specification is not to document what is already   standardized in [4], but to specify how the mechanisms described in   [4] are to be used to map PPP onto a FUNI-based  ATM network.Section 1 within [4] defines the two mechanisms for identifying the   Protocol Data Unit (PDU) payload field's protocol type: virtual   circuit based multiplexing, and Logical Link Control (LLC)   encapsulation.  In the former technique, the payload's protocol type   is implicitly agreed to by the end points for each virtual circuit   using provisioning or control plane procedures.  When using the LLC   encapsulation technique, the payload's protocol type is explicitly   identified on a per PDU basis by an in-band LLC header, followed by   the payload data.   When transporting a PPP payload over FUNI, an implementation:        1. MUST support virtual circuit multiplexed PPP payloads as        described insection 5 below by mutual configuration or        negotiation of both end points.  This technique is referred to        as "VC-multiplexed PPP".        2. MUST support LLC encapsulated PPP payloads on PVCs as        described insection 6 below by mutual configuration or        negotiation of both end points.  This technique is referred to        as "LLC encapsulated PPP".        3. For SVC set up, an implementation MUST negotiate using the        Q.2931 [9] Annex C procedure, encoding the Broadband Lower Layer        Interface (B-LLI) information element to signal either VC-        multiplexed PPP or LLC encapsulated PPP.  The details of this        control plane procedure are described insection 7.If an implementation is connecting through a Frame Relay/ATM FRF.8 [7]        service inter-working unit to anRFC 1973 [6] end point, then it        MUST use LLC encapsulated PPP payloads.  Frame Relay/ATM FRF.8        inter-working units are exempted from the requirement to support        VC-multiplexed PPP.  This exemption allows the FR/ATM IWU to        remain compliant with FRF.8 when the PPP over FUNI end point is        inter-operating with anRFC 1973 end point.5. Virtual Circuit Multiplexed PPP Over FUNI        The FUNI protocol data unit (PDU) format [2] is as follows:Gross, et. al.              Standards Track                     [Page 3]

RFC 2363                     PPP Over FUNI                     July 1998                   +-------------------------------+                   |              Flag             |                   +-------------------------------+---------                   |           FUNI Header         |    ^                   +-------------------------------+    |                   |                               |    |                   |                               |    |                   |            User SDU           | FUNI PDU                   |                               |    |                   |                               |    |                   +-------------------------------+    |                   |   FUNI FCS (2 or 4 octets)    |    v                   +-------------------------------+---------                   |              Flag             |                   +-------------------------------+                                Figure 1   The FUNI Header includes a 10-bit or 24-bit Frame Address (a.k.a.   VPI/VCI bits), a Congestion Notification bit, a Congestion Loss   Priority bit, and four Reserved bits.   The User SDU field contains user information up to 4096 (optionally   up to 64K) octets.   The FCS field protects the entire FUNI PDU except for the FCS field   itself.   A VC-multiplexed PPP frame SHALL constitute the User Service Data   Unit (SDU) field and is defined as shown in figure 2:               +-------------+-------------+---------+               | Protocol ID | Information | Padding |               |  8/16 bits  |             |         |               +-------------+-------------+---------+                                Figure 2   Each of these fields are specifically defined in [1].6. LLC Encapsulated PPP Over FUNI   LLC encapsulated PPP over FUNI is the alternative technique to VC-   multiplexed PPP over FUNI.   The FUNI SDU payload  field is encoded as shown in figure 3.  The   pertinent fields in that diagram are:Gross, et. al.              Standards Track                     [Page 4]

RFC 2363                     PPP Over FUNI                     July 1998        1. LLC header: 2 bytes encoded to specify a source SAP and        destination SAP of routed OSI PDU (values 0xFE 0xFE), followed        by an Un-numbered Information (UI) frame type (value 0x03).        2. Network Layer Protocol IDentifier (NLPID) representing PPP,        (value 0xCF).        3. the PPP protocol identifier field, which can be either 1 or 2        octets long.  See reference [1].        4. followed by the PPP information field as per Figure 2.                  +-------------------------+ --------                  |  Destination SAP (0xFE) |     ^                  +-------------------------+     |                  |  Source SAP (0xFE)      | LLC header                  +-------------------------+     |                  |  Frame Type = UI (0x03) |     V                  +-------------------------+ --------                  |  NLPID = PPP (0xCF)     |                  +-------------------------+ --------                  |   Protocol Identifier   |     ^                  |     (8 or 16 bits)      |     |                  +-------------------------+ PPP payload                  |          .              |     |                  |          .              |     |                  |  PPP information field  |     |                  |          .              |     |                  |          .              |     |                  +-------------------------+     |                  |        padding          |     V                  +-------------------------+ --------                  | FUNI FCS (2 or 4 octets)| FUNI trailer                  +-------------------------+---------                                   Figure 3        The end points MAY be bi-laterally provisioned to send other        LLC-encapsulated protocols besides PPP across the same virtual        connection.  However, they MUST NOT send packets belonging to        any protocol that has an active NCP within the PPP session.        Implementations SHOULD do packet scheduling that minimizes the        performance impact on the quality of service commitments        associated with both the LLC-encapsulated PPP and non-PPP        protocol flows.Gross, et. al.              Standards Track                     [Page 5]

RFC 2363                     PPP Over FUNI                     July 19987. Out-Of-Band Control Plane Signaling        When originating a switched virtual circuit FUNI connection, the        caller MUST request in the SETUP message either VC-multiplexed        PPP, LLC-encapsulated PPP, or else both VC-multiplexed and LLC-        encapsulated PPP.  When a caller is offering both techniques,        the two B-LLI IEs are encoded within a Broadband Repeat        Indicator IE in the order of their preference.  The called        implementation MUST be able to accept an incoming call that        offers LLC-encapsulated PPP in the caller's request.  The called        implementation MUST reject a call set up request that only        offers an encapsulation that it does not support.        Implementations originating a call offering both protocol        encapsulation techniques MUST be able to negotiate the use of        LLC-encapsulated PPP.        When originating a virtual circuit multiplexed call that is to        carry a PPP payload, the ITU Q.2931 [9] B-LLI element user        information layer 3 protocol field is encoded to select ISO/IEC        TR 9577 [5] in octet 7.  The extension octets specify an IPI        value of PPP (0xCF).  By definition, the first bytes of the FUNI        frame's payload field will always contain a PPP header followed        by a packet.        When originating an LLC encapsulated call that is to carry a PPP        payload, the ITU Q.2931 B-LLI element user information layer 2        protocol field is encoded to select LAN Logical Link Control        (ISO/IEC8802-2) in octet 6.  SeeRFC 1755 [8]appendix A for an        example.  By definition, the first bytes of the FUNI frame's        payload field will contain an LLC header, followed by a NLPID        and the PPP payload.8. Detection And Recovery From Unsolicited PPP Encapsulation Transitions        When the virtual connection loses state, the PPP encapsulation        technique may uni-laterally and unexpectedly change across such        transitions.  Detection and recovery procedures are defined for        the following state transitions:        VC-multiplexed PPP changing to LLC encapsulated PPP        LLC encapsulated PPP changing to VC-multiplexed PPP   When LLC-encapsulated PPP is being used, the inital 6 octets of the   LCP packets contain the sequence: fe-fe-03-cf-c0-21.  This sequence   constitutes the first 6 octets of the FUNI frame.  In the case of   VC-multiplexed PPP, initial LCP packets contain the sequence c0-21.Gross, et. al.              Standards Track                     [Page 6]

RFC 2363                     PPP Over FUNI                     July 1998   In the case of FUNI, this sequence follows the FUNI Header.   When a   LCP Configure-Request packet is received and recognized, the PPP link   enters Link Establishment phase.   Once PPP has entered the Network-layer Protocol phase, and   successfully negotiated a particular NCP for a PPP Protocol, if a   frame arrives using an alternate but equivalent data encapsulation as   defined in [4], then the PPP Link MUST:        For a SVC, immediately clear the call with the cause value 111,        "protocol error, unspecified".        For a PVC: tear down the active NCPs, SHOULD generate an error        message, enter the Termination state, and silently drop all        received packets.   These policies prevent "black-holes" that occur when the peer loses   state.  An implementation which requires PPP link configuration, and   other PPP negotiated features (such as authentication), MAY enter   Termination state when configuration fails.9. LCP Configuration Options   The Magic Number LCP configuration option is RECOMMENDED, and the   Protocol Field Compression (PFC) option is NOT RECOMMENDED.  An   implementation MUST NOT request any of the following options, and   MUST reject a request for such an option:        Field Check Sequence (FCS) Alternatives,        Address-and-Control-Field-Compression (ACFC),        Asynchronous-Control-Character-Map (ACCM)   The Maximum-Receive-Unit (MRU) option MUST NOT be negotiated to a   larger size than the maximum CPCS-SDU size specified in the   associated direction for the virtual connection's traffic contract.   When viewed peer to peer, a PPP link may be bridged over multiple   physical layer sections.  For each such FUNI section, the LCP framing   options MUST be actively negotiated by the bridging convertors   independently of the LCP framing options in use by other physical   layer sections.Gross, et. al.              Standards Track                     [Page 7]

RFC 2363                     PPP Over FUNI                     July 1998   Implementation Note:        When an ATM FUNI PVC is in the "Stopped" state, it is        RECOMMENDED that the implementation wait for Configure-Requests.        See the implementation option in reference [1]section 4.2, the        "Stopped State" sub-section.10. Security Considerations   Generally, ATM networks are virtual circuit based, and security is   implicit in the public data networking service provider's   administration of Permanent Virtual Circuits (PVCs) between the   network boundaries.  The probability of a security breach caused by   mis-routed ATM cells is considered to be negligible.   When a public ATM network supports Switched Virtual Circuits, the   protocol model becomes analogous to traditional voice band modem dial   up over the Public Telephone Switched Network (PTSN).  The same   PAP/CHAP authentication protocols that are already widely in use for   Internet dial up access are leveraged.  As a consequence, PPP over   FUNI security is at parity with those practices already established   by the existing Internet infrastructure.   Those applications that require stronger security are encouraged to   use authentication headers, or encrypted payloads, and/or ATM-layer   security services.   When using LLC-encapsulated PPP over a virtual connection, an end   point can not assume that the PPP session authentication and related   security mechanisms also secure the other LLC encapsulated flows on   that same virtual connection.11. Acknowledgments   This design is based on work performed in ADSL Forum's Packet Mode   Working Group.  It is inspired by "PPP in Frame Relay",RFC 1973, by   William Simpson.  Special thanks to Phil Rakity of Flowpoint, Tim   Kwok of Microsoft, and David Allan of Nortel for their constructive   review and commentary.Gross, et. al.              Standards Track                     [Page 8]

RFC 2363                     PPP Over FUNI                     July 199812. References   [1]   Simpson, W., Editor, "The Point-to-Point Protocol (PPP)", STD         51,RFC 1661, July 1994.   [2]   The ATM Forum, "Frame based User-to-Network Interface (FUNI)         Specification v2", af-saa-0088.000, May 1997.   [3]   Simpson, W., Editor, "PPP in HDLC-like Framing", STD 51,RFC1662, July 1994.   [4]   Heinanen, J., "Multiprotocol Interconnect over AAL5",RFC 1483,         July 1993.   [5]   ISO/IEC DTR 9577.2, "Information technology -         Telecommunications and Information exchange between systems -         Protocol Identification in the network layer", 1995-08-16.   [6]   Simpson, W., "PPP in Frame Relay",RFC 1973, June 1996.   [7]   The Frame Relay Forum, "Frame Relay/ATM PVC Service Inter-         working Implementation Agreement", FRF.8, April 1995.   [8]   Perez, M., Liaw, F., Mankin, A., Hoffman, E., Grossman, D., and         A. Malis, "ATM Signaling Support for IP over ATM",RFC 1755,         February 1995.   [9]   International Telecommunication Union, "Broadband Integrated         Service Digital Network (B-ISDN) Digital Subscriber Signaling         System No.2 (DSS2) User Network Interface Layer 3 Specification         for Basic Call/Connection Control", ITU-T Recommendation         Q.2931, (International Telecommunication Union: Geneva, 2/95)   [10]  Bradner, S., "Key words for use in RFCs to Indicate Requirement         Levels",BCP 14,RFC 2119, March 1997.Gross, et. al.              Standards Track                     [Page 9]

RFC 2363                     PPP Over FUNI                     July 1998Chair's Address   The working group can be contacted via the current chair:   Karl Fox   Ascend Communications   3518 Riverside Drive, Suite 101   Columbus, Ohio 43221   EMail: karl@ascend.comAuthors' Addresses   Questions about this memo can also be directed to:   George Gross   Lucent Technologies, Inc   184 Liberty Corner Road   Warren, NJ 07059   Phone: +1.908.580.4589   EMail: gmgross@lucent.com   Manu Kaycee   Paradyne Corporation   21 Bear Meadow Road   Londonderry, NH 03053-2168   Phone: +1.603.434.6088   EMail: mjk@nj.paradyne.com   Arthur Lin   Shasta Networks Inc.   249 Humboldt Court   Sunnyvale, CA 94089-1300   Phone: +1.408.747.5051   EMail: alin@shastanets.comGross, et. al.              Standards Track                    [Page 10]

RFC 2363                     PPP Over FUNI                     July 1998   Andrew Malis   Ascend Communications, Inc.   1 Robbins Road   Westford, MA 01886   Phone: +1.978.952.7414   EMail: malis@ascend.com   John Stephens   Cayman Systems, Inc.   100 Maple Street   Stoneham, MA 02180   Phone:   +1.617.279.1101   EMail: john@cayman.comGross, et. al.              Standards Track                    [Page 11]

RFC 2363                     PPP Over FUNI                     July 1998Full Copyright Statement   Copyright (C) The Internet Society (1998).  All Rights Reserved.   This document and translations of it may be copied and furnished to   others, and derivative works that comment on or otherwise explain it   or assist in its implementation may be prepared, copied, published   and distributed, in whole or in part, without restriction of any   kind, provided that the above copyright notice and this paragraph are   included on all such copies and derivative works.  However, this   document itself may not be modified in any way, such as by removing   the copyright notice or references to the Internet Society or other   Internet organizations, except as needed for the purpose of   developing Internet standards in which case the procedures for   copyrights defined in the Internet Standards process must be   followed, or as required to translate it into languages other than   English.   The limited permissions granted above are perpetual and will not be   revoked by the Internet Society or its successors or assigns.   This document and the information contained herein is provided on an   "AS IS" basis and THE INTERNET SOCIETY AND THE INTERNET ENGINEERING   TASK FORCE DISCLAIMS ALL WARRANTIES, EXPRESS OR IMPLIED, INCLUDING   BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE INFORMATION   HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED WARRANTIES OF   MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.Gross, et. al.              Standards Track                    [Page 12]

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