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Network Working Group                                       A. BallardieRequest for Comments: 2189                                    ConsultantCategory: Experimental                                    September 1997Core Based Trees (CBT version 2) Multicast Routing                      -- Protocol Specification --Status of this Memo   This memo defines an Experimental Protocol for the Internet   community.  It does not specify an Internet standard of any kind.   Discussion and suggestions for improvement are requested.   Distribution of this memo is unlimited.Abstract   This document describes the Core Based Tree (CBT version 2) network   layer multicast routing protocol. CBT builds a shared multicast   distribution tree per group, and is suited to inter- and intra-domain   multicast routing.   CBT may use a separate multicast routing table, or it may use that of   underlying unicast routing, to establish paths between senders and   receivers. The CBT architecture is described in [1].   This document is progressing through the IDMR working group of the   IETF.  CBT related documents include [1,5,6]. For all IDMR-related   documents, seehttp://www.cs.ucl.ac.uk/ietf/idmr.TABLE OF CONTENTS1. Changes Since Previous version.............................22. Introduction & Terminology.................................33. CBT Functional Overview....................................34. CBT Protocol Specificiation Details........................64.1 CBT HELLO Protocol.....................................64.1.1 Sending HELLOs...................................74.1.2 Receiving HELLOs.................................74.2 JOIN_REQUEST Processing................................84.2.1 Sending JOIN_REQUESTs............................84.2.2 Receiving JOIN_REQUESTs..........................84.3 JOIN_ACK Processing....................................94.3.1 Sending JOIN_ACKs................................94.3.2 Receiving JOIN_ACKs..............................9Ballardie                     Experimental                      [Page 1]

RFC 2189              CBTv2 Protocl Specification         September 19974.4 QUIT_NOTIFICATION Processing...........................104.4.1 Sending QUIT_NOTIFICATIONs.......................104.4.2 Receiving QUIT_NOTIFICATIONs.....................104.5 CBT ECHO_REQUEST Processing............................114.5.1 Sending ECHO_REQUESTs............................114.5.2 Receiving ECHO_REQUESTs..........................124.6 ECHO_REPLY Processing..................................124.6.1 Sending ECHO_REPLYs..............................124.6.2 Receiving ECHO_REPLYs............................124.7 FLUSH_TREE Processing..................................134.7.1 Sending FLUSH_TREE Messages......................134.7.2 Receiving FLUSH_TREE Messages....................135. Non-Member Sending.........................................136. Timers and Default Values..................................137. CBT Packet Formats and Message Types.......................147.1 CBT Common Control Packet Header.......................147.2 HELLO Packet Format....................................157.3 JOIN_REQUEST Packet Format.............................167.4 JOIN_ACK Packet Format.................................167.5 QUIT_NOTIFICATION Packet Format........................177.6 ECHO_REQUEST Packet Format.............................187.7 ECHO_REPLY Packet Format...............................187.8 FLUSH_TREE Packet Format...............................198. Core Router Discovery......................................198.1  "Bootstrap" Mechanism Overview........................208.2  Bootstrap Message Format..............................218.3  Candidate Core Advertisement Message Format...........219. Interoperability Issues....................................2110.  Security Considerations..................................21  Acknowledgements..............................................22  References....................................................22  Author Information............................................231.  Changes from CBT version 1   This version of the CBT protocol specification differs significantly   from the previous version. Consequently, this version represents   version 2 of the CBT protocol.  CBT version 2 is not, and was not,   intended to be backwards compatible with version 1; we do not expect   this to cause extensive compatibility problems because we do not   believe CBT is at all widely deployed at this stage. However, any   future versions of CBT can be expected to be backwards compatible   with this version.Ballardie                     Experimental                      [Page 2]

RFC 2189              CBTv2 Protocl Specification         September 1997   The most significant changes to version 2 compared to version 1   include:   o new LAN mechanisms, including the incorporation of an HELLO     protocol.   o new simplified packet formats, with the definition of a common CBT     control packet header.   o each group shared tree has only one active core router.     This specification revision is a complete re-write of the previous     revision.2.  Introduction & Terminology   In CBT, a "core router" (or just "core") is a router which acts as a   "meeting point" between a sender and group receivers. The term   "rendezvous point (RP)" is used equivalently in some contexts [2]. A   core router need not be configured to know it is a core router.   A router that is part of a CBT distribution tree is known as an "on-   tree" router. An on-tree router maintains active state for the group.   We refer to a broadcast interface as any interface that supports   multicast transmission.   An "upstream" interface (or router) is one which is on the path   towards the group's core router with respect to this interface (or   router). A "downstream" interface (or router) is one which is on the   path away from the group's core router with respect to this interface   (or router).   Other terminology is introduced in its context throughout the text.3.  CBT Functional Overview   The CBT protocol is designed to build and maintain a shared multicast   distribution tree that spans only those networks and links leading to   interested receivers.   To achieve this, a host first expresses its interest in joining a   group by multicasting an IGMP host membership report [3] across its   attached link. On receiving this report, a local CBT aware router   invokes the tree joining process (unless it has already) by   generating a JOIN_REQUEST message, which is sent to the next hop on   the path towards the group's core router (how the local router   discovers which core to join is discussed insection 8). This joinBallardie                     Experimental                      [Page 3]

RFC 2189              CBTv2 Protocl Specification         September 1997   message must be explicitly acknowledged (JOIN_ACK) either by the core   router itself, or by another router that is on the path between the   sending router and the core, which itself has already successfully   joined the tree.   The join message sets up transient join state in the routers it   traverses, and this state consists of <group, incoming interface,   outgoing interface>. "Incoming interface" and "outgoing interface"   may be "previous hop" and "next hop", respectively, if the   corresponding links do not support multicast transmission. "Previous   hop" is taken from the incoming control packet's IP source address,   and "next hop" is gleaned from the routing table - the next hop to   the specified core address. This transient state eventually times out   unless it is "confirmed" with a join acknowledgement (JOIN_ACK) from   upstream. The JOIN_ACK traverses the reverse path of the   corresponding join message, which is possible due to the presence of   the transient join state. Once the acknowledgement reaches the router   that originated the join message, the new receiver can receive   traffic sent to the group.   Loops cannot be created in a CBT tree because a) there is only one   active core per group, and b) tree building/maintenance scenarios   which may lead to the creation of tree loops are avoided.  For   example, if a router's upstream neighbour becomes unreachable, the   router immediately "flushes" all of its downstream branches, allowing   them to individually rejoin if necessary.  Transient unicast loops do   not pose a threat because a new join message that loops back on   itself will never get acknowledged, and thus eventually times out.   The state created in routers by the sending or receiving of a   JOIN_ACK is bi-directional - data can flow either way along a tree   "branch", and the state is group specific - it consists of the group   address and a list of local interfaces over which join messages for   the group have previously been acknowledged. There is no concept of   "incoming" or "outgoing" interfaces, though it is necessary to be   able to distinguish the upstream interface from any downstream   interfaces. In CBT, these interfaces are known as the "parent" and   "child" interfaces, respectively. A router is not considered "on-   tree" until it has received a JOIN_ACK for a previously sent   JOIN_REQUEST.   With regards to the information contained in the multicast forwarding   cache, on link types not supporting native multicast transmission an   on-tree router must store the address of a parent and any children.   On links supporting multicast however, parent and any child   information is represented with local interface addresses (or similar   identifying information, such as an interface "index") over which the   parent or child is reachable.Ballardie                     Experimental                      [Page 4]

RFC 2189              CBTv2 Protocl Specification         September 1997   Data from non-member senders must be encapsulated (IP-in-IP) by the   first-hop router, and is unicast to the group's core router.   Consequently, no group state is required in the network between the   first hop router and the group's core. On arriving at the core   router, the data packet's outer encapsulating header is removed and   the packet is disemminated over the group shared tree as described   below.   When a multicast data packet arrives at a router, the router uses the   group address as an index into the multicast forwarding cache. A copy   of the incoming multicast data packet is forwarded over each   interface (or to each address) listed in the entry except the   incoming interface.   Each router that comprises a CBT multicast tree, except the core   router, is responsible for maintaining its upstream link, provided it   has interested downstream receivers, i.e. the child interface list is   not NULL. A child interface is one over which a member host is   directly attached, or one over which a downstream on-tree router is   attached.  This "tree maintenance" is achieved by each downstream   router periodically sending a CBT "keepalive" message (ECHO_REQUEST)   to its upstream neighbour, i.e. its parent router on the tree. One   keepalive message is sent to represent entries with the same parent,   thereby improving scalability on links which are shared by many   groups.  On multicast capable links, a keepalive is multicast to the   "all-cbt-routers" group (IANA assigned as 224.0.0.15); this has a   suppressing effect on any other router for which the link is its   parent link.  If a parent link does not support multicast   transmission, keepalives are unicast.   The receipt of a keepalive message over a valid child interface   prompts a response (ECHO_REPLY), which is either unicast or   multicast, as appropriate.  The ECHO_REPLY message carries a list of   groups for which the corresponding interface is a child interface.   It cannot be assumed all of the routers on a multi-access link have a   uniform view of unicast routing; this is particularly the case when a   multi-access link spans two or more unicast routing domains. This   could lead to multiple upstream tree branches being formed (an error   condition) unless steps are taken to ensure all routers on the link   agree which is the upstream router for a particular group. CBT   routers attached to a multi-access link participate in an explicit   election mechanism that elects a single router, the designated router   (DR), as the link's upstream router for all groups. Since the DR   might not be the link's best next-hop for a particular core router,   this may result in join messages being re-directed back across a   multi-access link. If this happens, the re-directed join message is   unicast across the link by the DR to the best next-hop, therebyBallardie                     Experimental                      [Page 5]

RFC 2189              CBTv2 Protocl Specification         September 1997   preventing a looping scenario. This re-direction only ever applies to   join messages.  Whilst this is suboptimal for join messages, which   are generated infrequently, multicast data never traverses a link   more than once (either natively, or encapsulated).   In all but the exception case described above, all CBT control   messages are multicast over multicast supporting links to the "all-   cbt- routers" group, with IP TTL 1. The IP source address of CBT   control messages is the outgoing interface of the sending router. The   IP destination address of CBT control messages is either the "all-   cbt- routers" group address, or a unicast address, as appropriate.   All the necessary addressing information is obtained by on-tree   routers as part of tree set up.   If CBT is implemented over a tunnelled topology, when sending a CBT   control packet over a tunnel interface, the sending router uses as   the packet's IP source address the local tunnel end point address,   and the remote tunnel end point address as the packet's IP   destination address.4.  Protocol Specification Details   Details of the CBT protocol are presented in the context of a single   router implementation.4.1.  CBT HELLO Protocol   The HELLO protocol is used to elect a designated router (DR) on   broadcast-type links. It is also used to elect a designated border   router (BR) when interconnecting a CBT domain with other domains (see   [5]). Alternatively, the designated BR may be elected as a matter of   local policy.   A router represents its status as a link's DR by setting the DR-flag   on that interface; a DR flag is associated with each of a router's   broadcast interfaces. This flag can only assume one of two values:   TRUE or FALSE. By default, this flag is FALSE.   A network manager can preference a router's DR eligibility by   optionally configuring an HELLO preference, which is included in the   router's HELLO messages.  Valid configuration values range from 1 to   254 (decimal), 1 representing the "most eligible" value. In the   absence of explicit configuration, a router assumes the default HELLO   preference value of 255. The elected DR uses HELLO preference zero   (0) in HELLO advertisements, irrespective of any configured   preference.  The DR continues to use preference zero for as long as   it is running.Ballardie                     Experimental                      [Page 6]

RFC 2189              CBTv2 Protocl Specification         September 1997   HELLO messages are multicast periodically to the all-cbt-routers   group, 224.0.0.15, using IP TTL 1. The advertisement period is   [HELLO_INTERVAL] seconds.   HELLO messages have a suppressing effect on those routers which would   advertise a "lesser preference" in their HELLO messages; a router   resets its [HELLO_INTERVAL] if the received HELLO is "better" than   its own. Thus, in steady state, the HELLO protocol incurs very little   traffic overhead.   The DR election winner is that which advertises the lowest HELLO   preference, or the lowest-addressed in the event of a tie.   The situation where two or more routers attached to the same   broadcast link areadvertising HELLO preference 0 should never arise.   However, should this situation arise, all but the lowest addressed   zero advertising router relinquishes its claim as DR immediately by   unsetting the DR flag on the corresponding interface. The   relinquishing router(s) subsequently advertise their previously used   preference value in HELLO advertisements.4.1.1.  Sending HELLOs   When a router starts up, it multicasts two HELLO messages over each   of its broadcast interfaces in successsion. The DR flag is initially   unset (FALSE) on each broadcast interface.  This avoids the situation   in which each router on a multi-access subnet believes it is the DR,   thus preventing the multiple forwarding of join-requests should they   arrive during this start up period.  If no "better" HELLO message is   received after HOLDTIME seconds, the router assumes the role of DR on   the corresponding interface.   A router sends an HELLO message whenever its [HELLO_INTERVAL]   expires.  Whenever a router sends an HELLO message, it resets its   hello timer.4.1.2.  Receiving HELLOs   A router does not respond to an HELLO message if the received HELLO   is "better" than its own, or equally preferenced but lower addressed.   A router must respond to an HELLO message if that received is lesser   preferenced (or equally preferenced but higher addressed) than would   be sent by this router over the same interface. This response is sent   on expiry of an interval timer which is set between zero (0) and   [HOLDTIME] seconds when the lesser preferenced HELLO message is   received.Ballardie                     Experimental                      [Page 7]

RFC 2189              CBTv2 Protocl Specification         September 19974.2.  JOIN_REQUEST Processing   A JOIN_REQUEST is the CBT control message used to register a member   host's interest in joining the distribution tree for the group.4.2.1.  Sending JOIN_REQUESTs   A JOIN_REQUEST can only ever be originated by a leaf router, i.e. a   router with directly attached member hosts. This join message is sent   hop-by-hop towards the core router for the group (seesection 8).   The originating router caches <group, NULL, upstream interface> state   for each join it originates. This state is known as "transient join   state".  The absence of a "downstream interface" (NULL) indicates   that this router is the join message originator, and is therefore   responsible for any retransmissions of this message if a response is   not received within [RTX_INTERVAL].  It is an error if no response is   received after [JOIN_TIMEOUT] seconds.  If this error condition   occurs, the joining process may be re-invoked by the receipt of the   next IGMP host membership report from a locally attached member host.   Note that if the interface over which a JOIN_REQUEST is to be sent   supports multicast, the JOIN_REQUEST is multicast to the all-cbt-   routers group, using IP TTL 1.  If the link does not support   multicast, the JOIN_REQUEST is unicast to the next hop on the unicast   path to the group's core.4.2.2.  Receiving JOIN_REQUESTs   On broadcast links, JOIN_REQUESTs which are multicast may only be   forwarded by the link's DR. Other routers attached to the link may   process the join (see below). JOIN_REQUESTs which are multicast over   a point-to-point link are only processed by the router on the link   which does not have a local interface corresponding to the join's   network layer (IP) source address. Unicast JOIN_REQUESTs may only be   processed by the router which has a local interface corresponding to   the join's network layer (IP) destination address.   With regard to forwarding a received JOIN_REQUEST, if the receiving   router is not on-tree for the group, and is not the group's core   router, and has not already forwarded a join for the same group, the   join is forwarded to the next hop on the path towards the core. The   join is multicast, or unicast, according to whether the outgoing   interface supports multicast.  The router caches the following   information with respect to the forwarded join: <group, downstream   interface, upstream interface>. Subsequent JOIN_REQUESTs received for   the same group are cached until this router has received a JOIN_ACK   for the previously sent join, at which time any cached joins can also   be acknowledged.Ballardie                     Experimental                      [Page 8]

RFC 2189              CBTv2 Protocl Specification         September 1997   If this transient join state is not "confirmed" with a join   acknowledgement (JOIN_ACK) message from upstream, the state is timed   out after [TRANSIENT_TIMEOUT] seconds.   If the receiving router is the group's core router, the join is   "terminated" and acknowledged by means of a JOIN_ACK. Similarly, if   the router is on-tree and the JOIN_REQUEST arrives over an interface   that is not the upstream interface for the group, the join is   acknowledged.   If a JOIN_REQUEST for the same group is scheduled to be sent over the   corresponding interface (i.e. awaiting a timer expiry), the   JOIN_REQUEST is unscheduled.   If this router has a cache-deletion-timer [CACHE_DEL_TIMER] running   on the arrival interface for the group specified in a multicast join,   the timer is cancelled.4.3.  JOIN_ACK Processing   A JOIN_ACK is the mechanism by which an interface is added to a   router's multicast forwarding cache; thus, the interface becomes part   of the group distribution tree.4.3.1.  Sending JOIN_ACKs   The JOIN_ACK is sent over the same interface as the corresponding   JOIN_REQUEST was received. The sending of the acknowledgement causes   the router to add the interface to its child interface list in its   forwarding cache for the group, if it is not already.   A JOIN_ACK is multicast or unicast, according to whether the outgoing   interface supports multicast transmission or not.4.3.2.  Receiving JOIN_ACKs   The group and arrival interface must be matched to a <group, ....,   upstream interface> from the router's cached transient state. If no   match is found, the JOIN_ACK is discarded.  If a match is found, a   CBT forwarding cache entry for the group is created, with "upstream   interface" marked as the group's parent interface.   If "downstream interface" in the cached transient state is NULL, the   JOIN_ACK has reached the originator of the corresponding   JOIN_REQUEST; the JOIN_ACK is not forwarded downstream.  If   "downstream interface" is non-NULL, a JOIN_ACK for the group is sentBallardie                     Experimental                      [Page 9]

RFC 2189              CBTv2 Protocl Specification         September 1997   over the "downstream interface" (multicast or unicast, accordingly).   This interface is installed in the child interface list of the   group's forwarding cache entry.   Once transient state has been confirmed by transferring it to the   forwarding cache, the transient state is deleted.4.4.  QUIT_NOTIFICATION Processing   A CBT tree is "pruned" in the direction downstream-to-upstream   whenever a CBT router's child interface list for a group becomes   NULL.4.4.1.  Sending QUIT_NOTIFICATIONs   A QUIT_NOTIFICATION is sent to a router's parent router on the tree   whenever the router's child interface list becomes NULL. If the link   over which the quit is to be sent supports multicast transmission, if   the sending router is the link's DR the quit is unicast, otherwise it   is multicast.   A QUIT_NOTIFICATION is not acknowledged; once sent, all information   pertaining to the group it represents is deleted from the forwarding   cache immediately.   To help ensure consistency between a child and parent router given   the potential for loss of a QUIT_NOTIFICATION, a total of [MAX_RTX]   QUIT_NOTIFICATIONs are sent, each HOLDTIME seconds after the previous   one.   The sending of a quit (the first) also invokes the sending of a   FLUSH_TREE message over each downstream interface for the   corresponding group.4.4.2.  Receiving QUIT_NOTIFICATIONs   The group reported in the QUIT_NOTIFICATION must be matched with a   forwarding cache entry. If no match is found, the QUIT_NOTIFICATION   is ignored and discarded.  If a match is found, if the arrival   interface is a valid child interface in the group entry, how the   router proceeds depends on whether the QUIT_NOTIFICATION was   multicast or unicast.   If the QUIT_NOTIFICATION was unicast, the corresponding child   interface is deleted from the group's forwarding cache entry, and no   further processing is required.Ballardie                     Experimental                     [Page 10]

RFC 2189              CBTv2 Protocl Specification         September 1997   If the QUIT_NOTIFICATION was multicast, and the arrival interface is   a valid child interface for the specified group, the router sets a   cache-deletion-timer [CACHE_DEL_TIMER].   Because this router might be acting as a parent router for multiple   downstream routers attached to the arrival link, [CACHE_DEL_TIMER]   interval gives those routers that did not send the  QUIT_NOTIFICA-   TION, but received it over their parent interface, the opportunity to   ensure that the parent router does not remove the link from its child   interface list.  Therefore, on receipt of a multicast   QUIT_NOTIFICATION over a parent interface, a receiving router   schedules a JOIN_REQUEST for the group for sending at a random   interval between 0 (zero) and HOLDTIME seconds.  If a multicast   JOIN_REQUEST is received over the corresponding interface (parent)   for the same group before this router sends its own scheduled   JOIN_REQUEST, it unschedules the multicasting of its own   JOIN_REQUEST.4.5.  ECHO_REQUEST Processing   The ECHO_REQUEST message allows a child to monitor reachability to   its parent router for a group (or range of groups if the parent   router is the parent for multiple groups). Group information is not   carried in ECHO_REQUEST messages.4.5.1.  Sending ECHO_REQUESTs   Whenever a router creates a forwarding cache entry due to the receipt   of a JOIN_ACK, the router begins the periodic sending of ECHO_REQUEST   messages over its parent interface. The ECHO_REQUEST is multicast to   the "all-cbt-routers" group over multicast-capable interfaces, unless   the sending router is the DR on the interface over which the   ECHO_REQUEST is being sent, in which case it is unicast (as is the   corresponding ECHO_REPLY).   ECHO_REQUEST messages are sent at [ECHO_INTERVAL] second intervals.   Whenever an ECHO_REQUEST is sent, [ECHO_INTERVAL] is reset.   If no response is forthcoming, any groups present on the parent   interface will eventually expire [GROUP_EXPIRE_TIME]. This results in   the sending of a QUIT_NOTIFICATION upstream, and sends a FLUSH_TREE   message downstream for each group for which the upstream interface   was the parent interface.Ballardie                     Experimental                     [Page 11]

RFC 2189              CBTv2 Protocl Specification         September 19974.5.2.  Receiving ECHO_REQUESTs   If an ECHO_REQUEST is received over any valid child interface, the   receiving router schedules an ECHO_REPLY message for sending over the   same interface; the scheduled interval is between 0 (zero) and   HOLDTIME seconds. This message is multicast to the "all-cbt-routers"   group over multicast-capable interfaces, and unicast otherwise.   If a multicast ECHO_REQUEST message arrives via any valid parent   interface, the router resets its [ECHO_INTERVAL] timer for that   upstream interface, thereby suppressing the sending of its own   ECHO_REQUEST over that upstream interface.4.6.  ECHO_REPLY Processing   ECHO_REPLY messages allow a child to monitor the reachability of its   parent, and help ensure the group state information is consistent   between them.4.6.1.  Sending ECHO_REPLY messages   An ECHO_REPLY message is sent in response to receiving an   ECHO_REQUEST message, provided the ECHO_REQUEST is received over any   one of this router's valid child interfaces. An ECHO_REPLY reports   all groups for which the link is its child.   ECHO_REPLY messages are unicast or multicast, as appropriate.4.6.2.  Receiving ECHO_REPLY messages   An ECHO_REPLY message must be received via a valid parent interface.   For each group reported in an ECHO_REPLY, the downstream router   attempts to match the group with one in its forwarding cache for   which the arrival interface is the group's parent interface. For each   successful match, the entry is "refreshed". If however, after   [GROUP_EXPIRE_TIME] seconds a group has not been "refreshed", a   QUIT_NOTIFICATION is sent upstream, and a FLUSH_TREE message is sent   downstream, for the group.   If this router has directly attached members for any of the flushed   groups, the receipt of an IGMP host membership report for any of   those groups will prompt this router to rejoin the corresponding   tree(s).Ballardie                     Experimental                     [Page 12]

RFC 2189              CBTv2 Protocl Specification         September 19974.7.  FLUSH_TREE Processing   The FLUSH_TREE (flush) message is the mechanism by which a router   invokes the tearing down of all its downstream branches for a   particular group. The flush message is multicast to the "all-cbt-   routers" group when sent over multicast-capable interfaces, and   unicast otherwise.4.7.1.  Sending FLUSH_TREE messages   A FLUSH_TREE message is sent over each downstream (child) interface   when a router has lost reachability with its parent router for the   group (detected via ECHO_REQUEST and ECHO_REPLY messages). All group   state is removed from an interface over which a flush message is   sent.  A flush can specify a single group, or all groups   (INADDR_ANY).4.7.2.  Receiving FLUSH_TREE messages   A FLUSH_TREE message must be received over the parent interface for   the specified group, otherwise the message is discarded.   The flush message must be forwarded over each child interface for the   specified group.   Once the flush message has been forwarded, all state for the group is   removed from the router's forwarding cache.5.  Non-Member Sending   Data can be sent to a CBT tree by a sender not attached to the group   tree.  The sending host originates native multicast data, which is   promiscuously received by a local router, which must be CBT capable.   It is assumed the local CBT router knows about the relevant <core,   group> mapping, and thus can encapsulate (IP-in-IP) the data packet   and unicast it to the corresponding core router. On arriving at the   core router, the data packet is decapsulated and disemminated over   the group tree in the manner already described.6.  Timers and Default Values   This section provides a summary of the timers described above,   together with their recommended default values. Other values may be   configured; if so, the values used should be consistent across all   CBT routers attached to the same network.   o    [HELLO_INTERVAL]: the interval between sending an HELLO message.        Default: 60 seconds.Ballardie                     Experimental                     [Page 13]

RFC 2189              CBTv2 Protocl Specification         September 1997   o    [HELLO_PREFERENCE]: Default: 255.   o    [HOLDTIME]: generic response interval. Default: 3 seconds.   o    [MAX_RTX]: default maximum number of retransmissions. Default 3.   o    [RTX_INTERVAL]: message retransmission time. Default: 5 seconds.   o    [JOIN_TIMEOUT]: raise exception due to tree join failure.        Default: 3.5 times [RTX_INTERVAL].   o    [TRANSIENT_TIMEOUT]: delete (unconfirmed) transient state.        Default: (1.5*RTX_INTERVAL) seconds.   o    [CACHE_DEL_TIMER]: remove child interface from forwarding cache.        Default: (1.5*HOLDTIME) seconds.   o    [GROUP_EXPIRE_TIME]: time to send a QUIT_NOTIFICATION to our        non-responding parent.  Default: (1.5*ECHO_INTERVAL).   o    [ECHO_INTERVAL]: interval between sending ECHO_REQUEST to parent        routers.  Default: 60 seconds.   o    [EXPECTED_REPLY_TIME]: consider parent unreachable. Default: 70        seconds.7. CBT Packet Formats and Message Types   CBT control packets are encapsulated in IP. CBT has been assigned IP   protocol number 7 by IANA [4].7.1.  CBT Common Control Packet Header   All CBT control messages have a common fixed length header.       0               1               2               3       0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      |  vers | type  |  addr len     |         checksum              |      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+                  Figure 1. CBT Common Control Packet Header   This CBT specification is version 2.Ballardie                     Experimental                     [Page 14]

RFC 2189              CBTv2 Protocl Specification         September 1997   CBT packet types are:   o    type 0: HELLO   o    type 1: JOIN_REQUEST   o    type 2: JOIN_ACK   o    type 3: QUIT_NOTIFICATION   o    type 4: ECHO_REQUEST   o    type 5: ECHO_REPLY   o    type 6: FLUSH_TREE   o    type 7: Bootstrap Message (optional)   o    type 8: Candidate Core Advertisement (optional)   o    Addr Length: address length in bytes of unicast or multicast        addresses carried in the control packet.   o    Checksum: the 16-bit one's complement of the one's complement        sum of the entire CBT control packet.7.2.  HELLO Packet Format    0               1               2               3    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   |                    CBT Control Packet Header                  |   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   |  Preference   |  option type  |  option len   |  option value |   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+                     Figure 2. HELLO Packet Format   HELLO Packet Field Definitions:   o    preference: sender's HELLO preference.   o    option type: the type of option present in the "option value"        field.  One option type is currently defined: option type 0        (zero) = BR_HELLO; option value 0 (zero); option length 0        (zero). This option type is used with HELLO messages sent by aBallardie                     Experimental                     [Page 15]

RFC 2189              CBTv2 Protocl Specification         September 1997        border router (BR) as part of designated BR election (see [5]).   o    option len: length of the "option value" field in bytes.   o    option value: variable length field carrying the option value.7.3.  JOIN_REQUEST Packet Format       0               1               2               3       0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      |                    CBT Control Packet Header                  |      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      |                          group address                        |      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      |                          target router                        |      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      |                        originating router                     |      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      |  option type  |  option len   |        option value           |      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+                     Figure 3. JOIN_REQUEST Packet Format      JOIN_REQUEST Field Definitions   o    group address: multicast group address of the group being joined.        For a "wildcard" join (see [5]), this field contains the value of        INADDR_ANY.   o    target router: target (core) router for the group.   o    originating router: router that originated this JOIN_REQUEST.   o    option type, option len, option value: see HELLO packet format,section 7.2.7.4.  JOIN_ACK Packet Format      JOIN_ACK Field Definitions   o    group address: multicast group address of the group being joined.   o    target router: router (DR) that originated the corresponding        JOIN_REQUEST.Ballardie                     Experimental                     [Page 16]

RFC 2189              CBTv2 Protocl Specification         September 1997       0               1               2               3       0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      |                    CBT Control Packet Header                  |      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      |                          group address                        |      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      |                           target router                       |      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      |  option type  |  option len   |         option value          |      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+                       Figure 4. JOIN_ACK Packet Format   o    option type, option len, option value: see HELLO packet format,section 7.2.7.5.  QUIT_NOTIFICATION Packet Format       0               1               2               3       0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      |                    CBT Control Packet Header                  |      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      |                          group address                        |      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      |                    originating child router                   |      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+                  Figure 5. QUIT_NOTIFICATION Packet Format      QUIT_NOTIFICATION Field Definitions   o    group address: multicast group address of the group being joined.   o    originating child router: address of the router that        originates the QUIT_NOTIFICATION.Ballardie                     Experimental                     [Page 17]

RFC 2189              CBTv2 Protocl Specification         September 19977.6.  ECHO_REQUEST Packet Format       0               1               2               3       0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      |                    CBT Control Packet Header                  |      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      |                    originating child router                   |      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+                     Figure 6. ECHO_REQUEST Packet Format      ECHO_REQUEST Field Definitions   o    originating child router: address of the router that        originates the ECHO_REQUEST.7.7.  ECHO_REPLY Packet Format       0               1               2               3       0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      |                    CBT Control Packet Header                  |      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      |                    originating parent router                  |      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      |                       group address #1                        |      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      |                       group address #2                        |      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      |                           ......                              |      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      |                       group address #n                        |      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+                      Figure 7. ECHO_REPLY Packet Format      ECHO_REPLY Field Definitions   o    oringinating parent router: address of the router originating        this ECHO_REPLY.   o    group address: a list of multicast group addresses for whichBallardie                     Experimental                     [Page 18]

RFC 2189              CBTv2 Protocl Specification         September 1997        this router considers itself a parent router w.r.t. the link        over which this message is sent.7.8.  FLUSH_TREE Packet Format       0               1               2               3       0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      |                    CBT Control Packet Header                  |      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      |                         group address                         |      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      |                           ......                              |      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      |                       group address #n                        |      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+                      Figure 8. FLUSH_TREE Packet Format      FLUSH_TREE Field Definitions   o    group address(es): multicast group address(es) of the group(s)        being "flushed".8.  Core Router Discovery   There are two available options for CBTv2 core discovery; the   "bootstrap" mechanism (as currently specified with the PIM sparse   mode protocol [2]) is applicable only to intra-domain core discovery,   and allows for a "plug & play" type operation with minimal   configuration.  The disadvantage of the bootstrap mechanism is that   it is much more difficult to affect the shape, and thus optimality,   of the resulting distribution tree.  Also, to be applicable, all CBT   routers within a domain must implement the bootstrap mechanism.   The other option is to manually configure leaf routers with <core,   group> mappings (note: leaf routers only); this imposes a degree of   administrative burden - the mapping for a particular group must be   coordinated across all leaf routers to ensure consistency. Hence,   this method does not scale particularly well. However, it is likely   that "better" trees will result from this method, and it is also the   only available option for inter-domain core discovery currently   available.Ballardie                     Experimental                     [Page 19]

RFC 2189              CBTv2 Protocl Specification         September 19978.1.  "Bootstrap" Mechanism Overview   It is unlikely that the bootstrap mechanism will be appended to a   well-known network layer protocol, such as IGMP [3], though this   would facilitate its ubiquitous (intra-domain) deployment. Therefore,   each multicast routing protocol requiring the bootstrap mechanism   must implement it as part of the multicast routing protocol itself.   A summary of the operation of the bootstrap mechanism follows   (details are provided in [7]). It is assumed that all routers within   the domain implement the "bootstrap" protocol, or at least forward   bootstrap protocol messages.   A subset of the domain's routers are configured to be CBT candidate   core routers. Each candidate core router periodically (default every   60 secs) advertises itself to the domain's Bootstrap Router (BSR),   using  "Core Advertisement" messages.  The BSR is itself elected   dynamically from all (or participating) routers in the domain.  The   domain's elected BSR collects "Core Advertisement" messages from   candidate core routers and periodically advertises a candidate core   set (CC-set) to each other router in the domain, using traditional   hop- by-hop unicast forwarding. The BSR uses "Bootstrap Messages" to   advertise the CC-set. Together, "Core Advertisements" and "Bootstrap   Messages" comprise the "bootstrap" protocol.   When a router receives an IGMP host membership report from one of its   directly attached hosts, the local router uses a hash function on the   reported group address, the result of which is used as an index into   the CC-set. This is how local routers discover which core to use for   a particular group.   Note the hash function is specifically tailored such that a small   number of consecutive groups always hash to the same core.   Furthermore, bootstrap messages can carry a "group mask", potentially   limiting a CC-set to a particular range of groups. This can help   reduce traffic concentration at the core.   If a BSR detects a particular core as being unreachable (it has not   announced its availability within some period), it deletes the   relevant core from the CC-set sent in its next bootstrap message.   This is how a local router discovers a group's core is unreachable;   the router must re-hash for each affected group and join the new core   after removing the old state. The removal of the "old" state follows   the sending of a QUIT_NOTIFICATION upstream, and a FLUSH_TREE message   downstream.Ballardie                     Experimental                     [Page 20]

RFC 2189              CBTv2 Protocl Specification         September 19978.2.  Bootstrap Message Format     0               1               2               3     0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+    |             CBT common control packet header                  |    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+    |      For full Bootstrap Message specification, see [7]        |    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+                   Figure 9. Bootstrap Message Format8.3.  Candidate Core Advertisement Message Format     0               1               2               3     0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+    |              CBT common control packet header                 |    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+    |   For full Candidate Core Adv. Message specification, see [7] |    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+         Figure 10. Candidate Core Advertisement Message Format9.  Interoperability Issues   Interoperability between CBT and DVMRP is specified in [5].   Interoperability with other multicast protocols will be fully   specified as the need arises.10.  Security Considerations   Security considerations are not addressed in this memo.   Whilst multicast security is a topic of ongoing research, multicast   applications (users) nevertheless have the ability to take advantage   of security services such as encryption or/and authentication   provided such services are supported by the applications.   RFCs 1949 and 2093/2094 discuss different ways of distributing   multicast key material, which can result in the provision of network   layer access control to a multicast distribution tree.   [9] offers a synopsis of multicast security threats and proposes some   possible counter measures.Ballardie                     Experimental                     [Page 21]

RFC 2189              CBTv2 Protocl Specification         September 1997   Beyond these, little published work exists on the topic of multicast   security.Acknowledgements   Special thanks goes to Paul Francis, NTT Japan, for the original   brainstorming sessions that brought about this work.   The emergence of CBTv2 owes much to Clay Shields and his work on   Ordered CBT (OCBT) [8]. Clay identified and proved several failure   modes of CBT as it was specified with multiple cores, and also   suggested using an unreliable quit mechanism, which appears in this   specification as the QUIT_NOTIFICATION. Clay has also provided more   general constructive comments on the CBT architecture and   specification.   Others that have contributed to the progress of CBT include Ken   Carlberg, Eric Crawley, Jon Crowcroft, Mark Handley, Ahmed Helmy,   Nitin Jain, Alan O'Neill, Steven Ostrowsksi, Radia Perlman, Scott   Reeve, Benny Rodrig, Martin Tatham, Dave Thaler, Sue Thompson, Paul   White, and other participants of the IETF IDMR working group.   Thanks also to 3Com Corporation and British Telecom Plc for funding   this work.References   [1] Core Based Trees (CBT) Multicast Routing Architecture; A.   Ballardie;RFC 2201, September 1997.   [2] Protocol Independent Multicast (PIM) Sparse Mode/Dense Mode; D.   Estrin et al;ftp://netweb.usc.edu/pim   Working drafts, 1996.   [3] Internet Group Management Protocol, version 2 (IGMPv2); W.   Fenner;ftp://ds.internic.net/internet-drafts/draft-ietf-idmr-igmp-   v2-**.txt.  Working draft, 1996.   [4] Reynolds, J., and J. Postel, "Assigned Numbers", STD 2,RFC 1700,   October 1994.   [5] CBT Border Router Specification for Interconnecting a CBT Stub   Region to a DVMRP Backbone; A. Ballardie;ftp://ds.internic.net/internet-drafts/draft-ietf-idmr-cbt-dm-   interop-**.txt.  Working draft,  March 1997.   [6] Ballardie, A., "Scalable Multicast Key Distribution",RFC 1949,   July 1996.Ballardie                     Experimental                     [Page 22]

RFC 2189              CBTv2 Protocl Specification         September 1997   [7] A Dynamic Bootstrap Mechanism for Rendezvous-based Multicast   Routing; D. Estrin et al.; Technical Report;ftp://catarina.usc.edu/pim   [8] The Ordered Core Based Tree Protocol; C. Shields and J.J. Garcia-   Luna-Aceves; In Proceedings of IEEE Infocom'97, Kobe, Japan, April   1997;http://www.cse.ucsc.edu/research/ccrg/publications/infocomm97ocbt.ps.gz   [9]  Multicast-Specific Security Threats and Counter-Measures; A.   Ballardie and J. Crowcroft; In Proceedings "Symposium on Network and   Distributed System Security", February 1995, pp.2-16.Author Information:   Tony Ballardie,   Research Consultant   EMail: ABallardie@acm.orgBallardie                     Experimental                     [Page 23]

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