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Network Working Group                                         S. ThomsonRequest for Comments: 1971                                      BellcoreCategory: Standards Track                                      T. Narten                                                                     IBM                                                             August 1996IPv6 Stateless Address AutoconfigurationStatus of this Memo   This document specifies an Internet standards track protocol for the   Internet community, and requests discussion and suggestions for   improvements.  Please refer to the current edition of the "Internet   Official Protocol Standards" (STD 1) for the standardization state   and status of this protocol.  Distribution of this memo is unlimited.Abstract   This document specifies the steps a host takes in deciding how to   autoconfigure its interfaces in IP version 6. The autoconfiguration   process includes creating a link-local address and verifying its   uniqueness on a link, determining what information should be   autoconfigured (addresses, other information, or both), and in the   case of addresses, whether they should be obtained through the   stateless mechanism, the stateful mechanism, or both.  This document   defines the process for generating a link-local address, the process   for generating site-local and global addresses via stateless address   autoconfiguration, and the Duplicate Address Detection procedure. The   details of autoconfiguration using the stateful protocol are   specified elsewhere.Table of Contents1.  INTRODUCTION.............................................22.  TERMINOLOGY..............................................42.1.  Requirements........................................73.  DESIGN GOALS.............................................84.  PROTOCOL OVERVIEW........................................94.1.  Site Renumbering....................................115.  PROTOCOL SPECIFICATION...................................115.1.  Node Configuration Variables........................125.2.  Autoconfiguration-Related Variables.................125.3.  Creation of Link-Local Addresses....................135.4.  Duplicate Address Detection.........................135.4.1.  Message Validation.............................155.4.2.  Sending Neighbor Solicitation Messages.........155.4.3.  Receiving Neighbor Solicitation Messages.......15Thomson & Narten            Standards Track                     [Page 1]

RFC 1971       IPv6 Stateless Address Autoconfiguration      August 19965.4.4.  Receiving Neighbor Advertisement Messages......165.4.5.  When Duplicate Address Detection Fails.........165.5.  Creation of Global and Site-Local Addresses.........175.5.1.  Soliciting Router Advertisements...............175.5.2.  Absence of Router Advertisements...............175.5.3.  Router Advertisement Processing................175.5.4.  Address Lifetime Expiry........................195.6.  Configuration Consistency...........................19   SECURITY CONSIDERATIONS......................................19   REFERENCES...................................................20   AUTHORS' ADDRESSES...........................................21   APPENDIX: LOOPBACK SUPPRESSION & DUPLICATE ADDRESS DETECTION.   221.  INTRODUCTION   This document specifies the steps a host takes in deciding how to   autoconfigure its interfaces in IP version 6. The autoconfiguration   process includes creating a link-local address and verifying its   uniqueness on a link, determining what information should be   autoconfigured (addresses, other information, or both), and in the   case of addresses, whether they should be obtained through the   stateless mechanism, the stateful mechanism, or both.  This document   defines the process for generating a link-local address, the process   for generating site-local and global addresses via stateless address   autoconfiguration, and the Duplicate Address Detection procedure. The   details of autoconfiguration using the stateful protocol are   specified elsewhere.   IPv6 defines both a stateful and stateless address autoconfiguration   mechanism. Stateless autoconfiguration requires no manual   configuration of hosts, minimal (if any) configuration of routers,   and no additional servers.  The stateless mechanism allows a host to   generate its own addresses using a combination of locally available   information and information advertised by routers. Routers advertise   prefixes that identify the subnet(s) associated with a link, while   hosts generate an "interface token" that uniquely identifies an   interface on a subnet. An address is formed by combining the two. In   the absence of routers, a host can only generate link-local   addresses. However, link-local addresses are sufficient for allowing   communication among nodes attached to the same link.   In the stateful autoconfiguration model, hosts obtain interface   addresses and/or configuration information and parameters from a   server.  Servers maintain a database that keeps track of which   addresses have been assigned to which hosts. The stateful   autoconfiguration protocol allows hosts to obtain addresses, other   configuration information or both from a server.  Stateless and   stateful autoconfiguration complement each other. For example, a hostThomson & Narten            Standards Track                     [Page 2]

RFC 1971       IPv6 Stateless Address Autoconfiguration      August 1996   can use stateless autoconfiguration to configure its own addresses,   but use stateful autoconfiguration to obtain other information.   Stateful autoconfiguration is described in [DHCPv6].   The stateless approach is used when a site is not particularly   concerned with the exact addresses hosts use, so long as they are   unique and properly routable. The stateful approach is used when a   site requires tighter control over exact address assignments.  Both   stateful and stateless address autoconfiguration may be used   simultaneously.  The site administrator specifies which type of   autoconfiguration to use through the setting of appropriate fields in   Router Advertisement messages [DISCOVERY].   IPv6 addresses are leased to an interface for a fixed (possibly   infinite) length of time. Each address has an associated lifetime   that indicates how long the address is bound to an interface. When a   lifetime expires, the binding (and address) become invalid and the   address may be reassigned to another interface elsewhere in the   Internet. To handle the expiration of address bindings gracefully, an   address goes through two distinct phases while assigned to an   interface. Initially, an address is "preferred", meaning that its use   in arbitrary communication is unrestricted. Later, an address becomes   "deprecated" in anticipation that its current interface binding will   become invalid. While in a deprecated state, the use of an address is   discouraged, but not strictly forbidden.  New communication (e.g.,   the opening of a new TCP connection) should use a preferred address   when possible.  A deprecated address should be used only by   applications that have been using it and would have difficulty   switching to another address without a service disruption.   To insure that all configured addresses are likely to be unique on a   given link, nodes run a "duplicate address detection" algorithm on   addresses before assigning them to an interface.  The Duplicate   Address Detection algorithm is performed on all addresses,   independent of whether they are obtained via stateless or stateful   autoconfiguration.  This document defines the Duplicate Address   Detection algorithm.   The autoconfiguration process specified in this document applies only   to hosts and not routers. Since host autoconfiguration uses   information advertised by routers, routers will need to be configured   by some other means. However, it is expected that routers will   generate link-local addresses using the mechanism described in this   document. In addition, routers are expected to successfully pass the   Duplicate Address Detection procedure described in this document on   all addresses prior to assigning them to an interface.Thomson & Narten            Standards Track                     [Page 3]

RFC 1971       IPv6 Stateless Address Autoconfiguration      August 1996Section 2 provides definitions for terminology used throughout this   document.Section 3 describes the design goals that lead to the   current autoconfiguration procedure.Section 4 provides an overview   of the protocol, whileSection 5 describes the protocol in detail.2.  TERMINOLOGY   IP          - Internet Protocol Version 6.  The terms IPv4 and IPv6                 are used only in contexts where necessary to avoid                 ambiguity.   node        - a device that implements IP.   router      - a node that forwards IP packets not explicitly                 addressed to itself.   host        - any node that is not a router.   upper layer - a protocol layer immediately above IP.  Examples are                 transport protocols such as TCP and UDP, control                 protocols such as ICMP, routing protocols such as OSPF,                 and internet or lower-layer protocols being "tunneled"                 over (i.e., encapsulated in) IP such as IPX, AppleTalk,                 or IP itself.   link        - a communication facility or medium over which nodes can                 communicate at the link layer, i.e., the layer                 immediately below IP.  Examples are Ethernets (simple                 or bridged); PPP links; X.25, Frame Relay, or ATM                 networks; and internet (or higher) layer "tunnels",                 such as tunnels over IPv4 or IPv6 itself.   interface   - a node's attachment to a link.   packet      - an IP header plus payload.   address     - an IP-layer identifier for an interface or a set of                 interfaces.   unicast address               - an identifier for a single interface. A packet sent to                 a unicast address is delivered to the interface                 identified by that address.   multicast address               - an identifier for a set of interfaces (typically                 belonging to different nodes). A packet sent to a                 multicast address is delivered to all interfacesThomson & Narten            Standards Track                     [Page 4]

RFC 1971       IPv6 Stateless Address Autoconfiguration      August 1996                 identified by that address.   anycast address               - an identifier for a set of interfaces (typically                 belonging to different nodes).  A packet sent to an                 anycast address is delivered to one of the interfaces                 identified by that address (the "nearest" one,                 according to the routing protocol's measure of                 distance).  See [ADDR-ARCH].   solicited-node multicast address               - a multicast address to which Neighbor Solicitation                 messages are sent. The algorithm for computing the                 address is given in [DISCOVERY].   link-layer address               - a link-layer identifier for an interface.  Examples                 include IEEE 802 addresses for Ethernet links and E.164                 addresses for ISDN links.   link-local address               - an address having link-only scope that can be used to                 reach neighboring nodes attached to the same link.  All                 interfaces have a link-local unicast address.   site-local address               - an address having scope that is limited to the local                 site.   global address               - an address with unlimited scope.   communication               - any packet exchange among nodes that requires that the                 address of each node used in the exchange remain the                 same for the duration of the packet exchange. Examples                 are a TCP connection or a UDP request-response.   tentative address               - an address whose uniqueness on a link is being                 verified, prior to its assignment to an interface.  A                 tentative address is not considered assigned to an                 interface in the usual sense. An interface discards                 received packets addressed to a tentative address, but                 accepts Neighbor Discovery packets related to Duplicate                 Address Detection for the tentative address.Thomson & Narten            Standards Track                     [Page 5]

RFC 1971       IPv6 Stateless Address Autoconfiguration      August 1996   preferred address               - an address assigned to an interface whose use by upper                 layer protocols is unrestricted. Preferred addresses                 may be used as the source (or destination) address of                 packets sent from (or to) the interface.   deprecated address               - An address assigned to an interface whose use is                 discouraged, but not forbidden.  A deprecated address                 should no longer be used as a source address in new                 communications, but packets sent to deprecated                 addresses are delivered as expected.  A deprecated                 address may continue to be used as a source address in                 communications where switching to a preferred address                 causes hardship to a specific upper-layer activity                 (e.g., an existing TCP connection).   valid address               - a preferred or deprecated address. A valid address may                 appear as the source or destination address of a                 packet, and the internet routing system is expected to                 deliver packets sent to a valid address.   invalid address               - an address that is not assigned to any interface. A                 valid address becomes invalid when its valid lifetime                 expires.  Invalid addresses should not appear as the                 destination or source address of a packet. In the                 former case, the internet routing system will be unable                 to deliver the packet, in the later case the recipient                 of the packet will be unable to respond to it.   preferred lifetime               - the length of time that a valid address is preferred                 (i.e., the time until deprecation). When the preferred                 lifetime expires, the address becomes deprecated.   valid lifetime               - the length of time an address remains in the valid                 state (i.e., the time until invalidation). The valid                 lifetime must be greater then or equal to the preferred                 lifetime.  When the valid lifetime expires, the address                 becomes invalid.   interface token               - a link-dependent identifier for an interface that is                 (at least) unique per link. Stateless address                 autoconfiguration combines an interface token with aThomson & Narten            Standards Track                     [Page 6]

RFC 1971       IPv6 Stateless Address Autoconfiguration      August 1996                 prefix to form an address. From address                 autoconfiguration's perspective, an interface token is                 a bit string of known length.  The exact length of an                 interface token and the way it is created is defined in                 a separate link-type specific document that covers                 issues related to the transmission of IP over a                 particular link type (e.g., [IPv6-ETHER]).  In many                 cases, the token will be the same as the interface's                 link-layer address.2.1.  Requirements   Throughout this document, the words that are used to define the   significance of the particular requirements are capitalized.  These   words are:MUST     This word or the adjective "REQUIRED" means that the item is an     absolute requirement of this specification.MUST NOT     This phrase means the item is an absolute prohibition of this     specification.SHOULD     This word or the adjective "RECOMMENDED" means that there may exist     valid reasons in particular circumstances to ignore this item, but     the full implications should be understood and the case carefully     weighed before choosing a different course.SHOULD NOT     This phrase means that there may exist valid reasons in particular     circumstances when the listed behavior is acceptable or even     useful, but the full implications should be understood and the case     carefully weighed before implementing any behavior described with     this label.MAY     This word or the adjective "OPTIONAL" means that this item is truly     optional.  One vendor may choose to include the item because a     particular marketplace requires it or because it enhances the     product, for example, another vendor may omit the same item.Thomson & Narten            Standards Track                     [Page 7]

RFC 1971       IPv6 Stateless Address Autoconfiguration      August 19963.  DESIGN GOALS   Stateless autoconfiguration is designed with the following goals in   mind:   o Manual configuration of individual machines before connecting them     to the network should not be required. Consequently, a mechanism is     needed that allows a host to obtain or create unique addresses for     each of its interfaces. Address autoconfiguration assumes that each     interface can provide a unique identifier for that interface (i.e.,     an "interface token").  In the simplest case, an interface token     consists of the interface's link-layer address. An interface token     can be combined with a prefix to form an address.   o Small sites consisting of a set of machines attached to a single     link should not require the presence of a stateful server or router     as a prerequisite for communicating.  Plug-and-play communication     is achieved through the use of link-local addresses.  Link-local     addresses have a well-known prefix that identifies the (single)     shared link to which a set of nodes attach. A host forms a link-     local address by appending its interface token to the link-local     prefix.   o A large site with multiple networks and routers should not require     the presence of a stateful address configuration server. In order     to generate site-local or global addresses, hosts must determine     the prefixes that identify the subnets to which they attach.     Routers generate periodic Router Advertisements that include     options listing the set of active prefixes on a link.   o Address configuration should facilitate the graceful renumbering of     a site's machines. For example, a site may wish to renumber all of     its nodes when it switches to a new network service provider.     Renumbering is achieved through the leasing of addresses to     interfaces and the assignment of multiple addresses to the same     interface.  Lease lifetimes provide the mechanism through which a     site phases out old prefixes.  The assignment of multiple addresses     to an interface provides for a transition period during which both     a new address and the one being phased out work simultaneously.   o System administrators need the ability to specify whether stateless     autoconfiguration, stateful autoconfiguration, or both should be     used.  Router Advertisements include flags specifying which     mechanisms a host should use.Thomson & Narten            Standards Track                     [Page 8]

RFC 1971       IPv6 Stateless Address Autoconfiguration      August 19964.  PROTOCOL OVERVIEW   This section provides an overview of the typical steps that take   place when an interface autoconfigures itself.  Autoconfiguration is   performed only on multicast-capable links and begins when a   multicast-capable interface is enabled, e.g., during system startup.   Nodes (both hosts and routers) begin the autoconfiguration process by   generating a link-local address for the interface. A link-local   address is formed by appending the interface's token to the well-   known link-local prefix.   Before the link-local address can be assigned to an interface and   used, however, a node must attempt to verify that this "tentative"   address is not already in use by another node on the link.   Specifically, it sends a Neighbor Solicitation message containing the   tentative address as the target. If another node is already using   that address, it will return a Neighbor Advertisement saying so. If   another node is also attempting to use the same address, it will send   a Neighbor Solicitation for the target as well. The exact number of   times the Neighbor Solicitation is (re)transmitted and the delay time   between consecutive solicitations is link-specific and may be set by   system management.   If a node determines that its tentative link-local address is not   unique, autoconfiguration stops and manual configuration of the   interface is required.  To simplify recovery in this case, it should   be possible for an administrator to supply an alternate interface   token that overrides the default token in such a way that the   autoconfiguration mechanism can then be applied using the new   (presumably unique) interface token.  Alternatively, link-local and   other addresses will need to be configured manually.   Once a node ascertains that its tentative link-local address is   unique, it assigns it to the interface. At this point, the node has   IP-level connectivity with neighboring nodes.  The remaining   autoconfiguration steps are performed only by hosts; the   (auto)configuration of routers is beyond the scope of this document.   The next phase of autoconfiguration involves obtaining a Router   Advertisement or determining that no routers are present. If routers   are present, they will send Router Advertisements that specify what   sort of autoconfiguration a host should do.  If no routers are   present, stateful autoconfiguration should be invoked.   Routers send Router Advertisements periodically, but the delay   between successive advertisements will generally be longer than a   host performing autoconfiguration will want to wait [DISCOVERY].  To   obtain an advertisement quickly, a host sends one or more RouterThomson & Narten            Standards Track                     [Page 9]

RFC 1971       IPv6 Stateless Address Autoconfiguration      August 1996   Solicitations to the all-routers multicast group.  Router   Advertisements contain two flags indicating what type of stateful   autoconfiguration (if any) should be performed. A "managed address   configuration" flag indicates whether hosts should use stateful   autoconfiguration to obtain addresses. An "other stateful   configuration" flag indicates whether hosts should use stateful   autoconfiguration to obtain additional information (excluding   addresses).   Router Advertisements also contain zero or more Prefix Information   options that contain information used by stateless address   autoconfiguration to generate site-local and global addresses.  It   should be noted that the stateless and stateful address   autoconfiguration fields in Router Advertisements are processed   independently of one another, and a host may use both stateful and   stateless address autoconfiguration simultaneously.  One Prefix   Information option field, the "autonomous address-configuration   flag", indicates whether or not the option even applies to stateless   autoconfiguration.  If it does, additional option fields contain a   subnet prefix together with lifetime values indicating how long   addresses created from the prefix remain preferred and valid.   Because routers generate Router Advertisements periodically, hosts   will continually receive new advertisements. Hosts process the   information contained in each advertisement as described above,   adding to and refreshing information received in previous   advertisements.   For safety, all addresses must be tested for uniqueness prior to   their assignment to an interface.  In the case of addresses created   through stateless autoconfig, however, the uniqueness of an address   is determined primarily by the portion of the address formed from an   interface token.  Thus, if a node has already verified the uniqueness   of a link-local address, additional addresses created from the same   interface token need not be tested individually. In contrast, all   addresses obtained manually or via stateful address autoconfiguration   should be tested for uniqueness individually. To accommodate sites   that believe the overhead of performing Duplicate Address Detection   outweighs its benefits, the use of Duplicate Address Detection can be   disabled through the administrative setting of a per-interface   configuration flag.   To speed the autoconfiguration process, a host may generate its   link-local address (and verify its uniqueness) in parallel with   waiting for a Router Advertisement. Because a router may delay   responding to a Router Solicitation for a few seconds, the total time   needed to complete autoconfiguration can be significantly longer if   the two steps are done serially.Thomson & Narten            Standards Track                    [Page 10]

RFC 1971       IPv6 Stateless Address Autoconfiguration      August 19964.1.  Site Renumbering   Address leasing facilitates site renumbering by providing a mechanism   to time-out addresses assigned to interfaces in hosts.  At present,   upper layer protocols such as TCP provide no support for changing   end-point addresses while a connection is open. If an end-point   address becomes invalid, existing connections break and all   communication to the invalid address fails.  Even when applications   use UDP as a transport protocol, addresses must generally remain the   same during a packet exchange.   Dividing valid addresses into preferred and deprecated categories   provides a way of indicating to upper layers that a valid address may   become invalid shortly and that future communication using the   address will fail, should the address's valid lifetime expire before   communication ends.  To avoid this scenario, higher layers should use   a preferred address (assuming one of sufficient scope exists) to   increase the likelihood that an address will remain valid for the   duration of the communication.  It is up to system administrators to   set appropriate prefix lifetimes in order to minimize the impact of   failed communication when renumbering takes place.  The deprecation   period should be long enough that most, if not all, communications   are using the new address at the time an address becomes invalid.   The IP layer is expected to provide a means for upper layers   (including applications) to select the most appropriate source   address given a particular destination and possibly other   constraints.  An application may choose to select the source address   itself before starting a new communication or may leave the address   unspecified, in which case the upper networking layers will use the   mechanism provided by the IP layer to choose a suitable address on   the application's behalf.   Detailed address selection rules are beyond the scope of this   document.5.  PROTOCOL SPECIFICATION   Autoconfiguration is performed on a per-interface basis on   multicast-capable interfaces.  For multihomed hosts,   autoconfiguration is performed independently on each interface.   Autoconfiguration applies primarily to hosts, with two exceptions.   Routers are expected to generate a link-local address using the   procedure outlined below.  In addition, routers perform Duplicate   Address Detection on all addresses prior to assigning them to an   interface.Thomson & Narten            Standards Track                    [Page 11]

RFC 1971       IPv6 Stateless Address Autoconfiguration      August 19965.1.  Node Configuration Variables   A node MUST allow the following autoconfiguration-related variable to   be configured by system management for each multicast interface:     DupAddrDetectTransmits                    The number of consecutive Neighbor Solicitation                    messages sent while performing Duplicate Address                    Detection on a tentative address. A value of zero                    indicates that Duplicate Address Detection is not                    performed on tentative addresses. A value of one                    indicates a single transmission with no follow up                    retransmissions.                    Default: 1, but may be overridden by a link-type                    specific value in the document that covers issues                    related to the transmission of IP over a particular                    link type (e.g., [IPv6-ETHER]).   Autoconfiguration also assumes the presence of the variable   RetransTimer as defined in [DISCOVERY]. For autoconfiguration   purposes, RetransTimer specifies the delay between consecutive   Neighbor Solicitation transmissions performed during Duplicate   Address Detection (if DupAddrDetectTransmits is greater than 1), as   well as the time a node waits  after sending the last Neighbor   Solicitation before ending the Duplicate Address Detection process.5.2.  Autoconfiguration-Related Variables   A host maintains a number of data structures and flags related to   autoconfiguration. In the following, we present conceptual variables   and show how they are used to perform autoconfiguration. The specific   variables are used for demonstration purposes only, and an   implementation is not required to have them, so long as its external   behavior is consistent with that described in this document.   Beyond the formation of a link-local address and using Duplicate   Address Detection, how routers (auto)configure their interfaces is   beyond the scope of this document.   Hosts maintain the following variables on a per-interface basis:   ManagedFlag      Copied from the M flag field (i.e., the "managed                    address configuration" flag) of the most recently                    received Router Advertisement message. The flag                    indicates whether or not addresses are to beThomson & Narten            Standards Track                    [Page 12]

RFC 1971       IPv6 Stateless Address Autoconfiguration      August 1996                    configured using the stateful autoconfiguration                    mechanism. It starts out in a FALSE state.   OtherConfigFlag  Copied from the O flag field (i.e., the "other                    stateful configuration" flag) of the most recently                    received Router Advertisement message.  The flag                    indicates whether or not information other than                    addresses are to be obtained using the stateful                    autoconfiguration mechanism. It starts out in a                    FALSE state.   A host also maintains a list of addresses together with their   corresponding lifetimes. The address list contains both   autoconfigured addresses and those configured manually.5.3.  Creation of Link-Local Addresses   A node forms a link-local address whenever an interface becomes   enabled.  An interface may become enabled after any of the following   events:   - The interface is initialized at system startup time.   - The interface is reinitialized after a temporary interface failure     or after being temporarily disabled by system management.   - The interface attaches to a link for the first time.   - The interface becomes enabled by system management after having     been administratively disabled.   A link-local address is formed by prepending the well-known link-   local prefix FE80::0 [ADDR-ARCH] (of appropriate length) to the   interface token. If the interface token has a length of N bits, the   interface token replaces the right-most N zero bits of the link-local   prefix.  If the interface token is more than 118 bits in length,   autoconfiguration fails and manual configuration is required.   A link-local address has an infinite preferred and valid lifetime; it   is never timed out.5.4.  Duplicate Address Detection   Duplicate Address Detection MUST be performed on unicast addresses   prior to assigning them to an interface whose DupAddrDetectTransmits   variable is greater than zero. Duplicate Address Detection takes   place on all unicast addresses, regardless of whether they are   obtained through stateful, stateless or manual configuration.Thomson & Narten            Standards Track                    [Page 13]

RFC 1971       IPv6 Stateless Address Autoconfiguration      August 1996   (Duplicate Address Detection MUST NOT be performed on anycast   addresses.) Each individual unicast address SHOULD be tested for   uniqueness. However, when stateless address autoconfiguration is   used, address uniqueness is determined solely by the interface token,   assuming that subnet prefixes are assigned correctly (i.e., if all of   an interface's addresses are generated from the same token, either   all addresses or none of them will be duplicates). Thus, for a set of   addresses formed from the same interface token, it is sufficient to   check that the link-local address generated from the token is unique   on the link. In such cases, the link-local address MUST be tested for   uniqueness before any of the other addresses formed from the token   can be assigned to an interface.   The procedure for detecting duplicate addresses uses Neighbor   Solicitation and Advertisement messages as described below. If a   duplicate address is discovered during the procedure, the address   cannot be assigned to the interface. If the address is derived from   an interface token, a new token will need to be assigned to the   interface, or all IP addresses for the interface will need to be   manually configured.  Note that the method for detecting duplicates   is not completely reliable, and it is possible that duplicate   addresses will still exist (e.g., if the link was partitioned while   Duplicate Address Detection was performed).   An address on which the duplicate Address Detection Procedure is   applied is said to be tentative until the procedure has completed   successfully.  A tentative address is not considered "assigned to an   interface" in the traditional sense. That is, the interface must   accept Neighbor Solicitation and Advertisement messages containing   the tentative address in the Target Address field, but processes such   packets differently from those whose Target Address matches an   address assigned to the interface.  Other packets addressed to the   tentative address should be silently discarded.   It should also be noted that Duplicate Address Detection must be   performed prior to assigning an address to an interface in order to   prevent multiple nodes from using the same address simultaneously.   If a node begins using an address in parallel with Duplicate Address   Detection, and another node is already using the address, the node   performing Duplicate Address Detection will erroneously process   traffic intended for the other node, resulting in such possible   negative consequences as the resetting of open TCP connections.   The following subsections describe specific tests a node performs to   verify an address's uniqueness.  An address is considered unique if   none of the tests indicate the presence of a duplicate address within   RetransTimer milliseconds after having sent DupAddrDetectTransmits   Neighbor Solicitations. Once an address is determined to be unique,Thomson & Narten            Standards Track                    [Page 14]

RFC 1971       IPv6 Stateless Address Autoconfiguration      August 1996   it may be assigned to an interface.5.4.1.  Message Validation   A node MUST silently discard any Neighbor Solicitation or   Advertisement message that does not pass the validity checks   specified in [DISCOVERY].  A solicitation that passes these validity   checks is called a valid solicitation or valid advertisement.5.4.2.  Sending Neighbor Solicitation Messages   Before sending a Neighbor Solicitation, an interface MUST join the   all-nodes multicast address and the solicited-node multicast address   of the tentative address.  The former insures that the node receives   Neighbor Advertisements from other nodes already using the address;   the latter insures that two nodes attempting to use the same address   simultaneously detect each other's presence.   To check an address, a node sends DupAddrDetectTransmits Neighbor   Solicitations, each separated by RetransTimer milliseconds. The   solicitation's Target Address is set to the address being checked,   the IP source is set to the unspecified address and the IP   destination is set to the solicited-node multicast address of the   target address.   If the Neighbor Solicitation is the first message to be sent from an   interface after interface (re)initialization, the node should delay   sending the message by a random delay between 0 and   MAX_RTR_SOLICITATION_DELAY as specified in [DISCOVERY].  This serves   to alleviate congestion when many nodes start up on the link at the   same time, such as after a power failure, and may help to avoid race   conditions when more than one node is trying to solicit for the same   address at the same time. In order to improve the robustness of the   Duplicate Address Detection algorithm, an interface MUST receive and   process datagrams sent to the all-nodes multicast address or   solicited-node multicast address of the tentative address while   delaying transmission of the initial Neighbor Solicitation.5.4.3.  Receiving Neighbor Solicitation Messages   On receipt of a valid Neighbor Solicitation message on an interface,   node behavior depends on whether the target address is tentative or   not.  If the target address is not tentative (i.e., it is assigned to   the receiving interface), the solicitation is processed as described   in [DISCOVERY].  If the target address is tentative, and the source   address is a unicast address, the solicitation's sender is performing   address resolution on the target; the solicitation should be silently   ignored.  Otherwise, processing takes place as described below. InThomson & Narten            Standards Track                    [Page 15]

RFC 1971       IPv6 Stateless Address Autoconfiguration      August 1996   all cases, a node MUST NOT respond to a Neighbor Solicitation for a   tentative address.   If the source address of the Neighbor Solicitation is the unspecified   address, the solicitation is from a node performing Duplicate Address   Detection. If the solicitation is from another node, the tentative   address is a duplicate and should not be used (by either node). If   the solicitation is from the node itself (because the node loops back   multicast packets), the solicitation does not indicate the presence   of a duplicate address.   Implementor's Note: many interfaces provide a way for upper layers to   selectively enable and disable the looping back of multicast packets.   The details of how such a facility is implemented may prevent   Duplicate Address Detection from working correctly.  See the Appendix   for further discussion.   The following tests identify conditions under which a tentative   address is not unique:   - If a Neighbor Solicitation for a tentative address is received     prior to having sent one, the tentative address is a duplicate.     This condition occurs when two nodes run Duplicate Address     Detection simultaneously, but transmit initial solicitations at     different times (e.g., by selecting different random delay values     before transmitting an initial solicitation).   - If the actual number of Neighbor Solicitations received exceeds the     number expected based on the loopback semantics (e.g., the     interface does not loopback packet, yet one or more solicitations     was received), the tentative address is a duplicate. This condition     occurs when two nodes run Duplicate Address Detection     simultaneously and transmit solicitations at roughly the same time.5.4.4.  Receiving Neighbor Advertisement Messages   On receipt of a valid Neighbor Advertisement message on an interface,   node behavior depends on whether the target address is tentative or   matches a unicast or anycast address assigned to the interface.  If   the target address is assigned to the receiving interface, the   solicitation is processed as described in [DISCOVERY]. If the target   address is tentative, the tentative address is not unique.5.4.5.  When Duplicate Address Detection Fails   A tentative address that is determined to be a duplicate as described   above, MUST NOT be assigned to an interface and the node SHOULD log a   system management error.  If the address is a link-local addressThomson & Narten            Standards Track                    [Page 16]

RFC 1971       IPv6 Stateless Address Autoconfiguration      August 1996   formed from an interface token, the interface SHOULD be disabled.5.5.  Creation of Global and Site-Local Addresses   Global and site-local addresses are formed by appending an interface   token to a prefix of appropriate length. Prefixes are obtained from   Prefix Information options contained in Router Advertisements.   Creation of global and site-local addresses and configuration of   other parameters as described in this section SHOULD be locally   configurable. However, the processing described below MUST be enabled   by default.5.5.1.  Soliciting Router Advertisements   Router Advertisements are sent periodically to the all-nodes   multicast address. To obtain an advertisement quickly, a host sends   out Router Solicitations as described in [DISCOVERY].5.5.2.  Absence of Router Advertisements   If a link has no routers, a host MUST attempt to use stateful   autoconfiguration to obtain addresses and other configuration   information. An implementation MAY provide a way to disable the   invocation of stateful autoconfiguration in this case, but the   default SHOULD be enabled.  From the perspective of   autoconfiguration, a link has no routers if no Router Advertisements   are received after having sent a small number of Router Solicitations   as described in [DISCOVERY].5.5.3.  Router Advertisement Processing   On receipt of a valid Router Advertisement (as defined in   [DISCOVERY]), a host copies the value of the advertisement's M bit   into ManagedFlag.  If the value of ManagedFlag changes from FALSE to   TRUE, the host should invoke the stateful address autoconfiguration   protocol, requesting address information.  If the value of the   ManagedFlag changes from TRUE to FALSE, the host should terminate the   stateful address autoconfiguration protocol (i.e., stop requesting   addresses and ignore subsequent responses to in-progress   transactions). If the value of the flag stays unchanged, no special   action takes place. In particular, a host MUST NOT reinvoke stateful   address configuration if it is already participating in the stateful   protocol as a result of an earlier advertisement.   An advertisement's O flag field is processed in an analogous manner.   A host copies the value of the O flag into OtherConfigFlag. If the   value of OtherConfigFlag changes from FALSE to TRUE, the host should   invoke the stateful autoconfiguration protocol, requestingThomson & Narten            Standards Track                    [Page 17]

RFC 1971       IPv6 Stateless Address Autoconfiguration      August 1996   information (excluding addresses).  If the value of the   OtherConfigFlag changes from TRUE to FALSE, any activity related to   stateful autoconfiguration for parameters other than addresses should   be halted. If the value of the flag stays unchanged, no special   action takes place. In particular, a host MUST NOT reinvoke stateful   configuration if it is already participating in the stateful protocol   as a result of an earlier advertisement.   For each Prefix-Information option in the Router Advertisement: a) If the Autonomous flag is not set, silently ignore the Prefix    Information option. b) If the prefix is the link-local prefix, silently ignore the Prefix    Information option. c) If the preferred lifetime is greater than the valid lifetime,    silently ignore the Prefix Information option. A node MAY wish to    log a system management error in this case. d) If the advertised prefix matches the prefix of an autoconfigured    address (i.e., obtained via stateless or stateful address    autoconfiguration) in the list of addresses associated with the    interface, set the preferred timer to that of the option's preferred    lifetime, and set the valid lifetime to that of the option's valid    lifetime. e) If the prefix advertised does not match the prefix of an address    already in the list, then form an address (and add it to the list)    by appending the interface token to the prefix as follows:    |            128 - N bits               |       N bits           |    +---------------------------------------+------------------------+    |            link prefix                |   interface token      |    +----------------------------------------------------------------+    If the sum of the prefix length and interface token length does not    equal 128 bits, the Prefix Information option MUST be ignored. An    implementation MAY wish to log a system management error in this    case. It is the responsibility of the system administrator to insure    that the lengths of prefixes contained in Router Advertisements are    consistent with the length of interface tokens for that link type.    In those cases where a site requires the use of longer prefixes than    can be accommodated by the interface token, stateful    autoconfiguration can be used.Thomson & Narten            Standards Track                    [Page 18]

RFC 1971       IPv6 Stateless Address Autoconfiguration      August 1996    If an address is formed successfully, the host adds it to the list    of addresses assigned to the interface, initializing its preferred    and valid lifetime values from the Prefix Information option.5.5.4.  Address Lifetime Expiry   A preferred address becomes deprecated when its preferred lifetime   expires.  A deprecated address SHOULD continue to be used as a source   address in existing communications, but SHOULD NOT be used in new   communications if an alternate (non-deprecated) address is available   and has sufficient scope.  The IP layer MUST continue to accept   datagrams destined to a deprecated address since a deprecated address   is still a valid address for the interface. An implementation MAY   prevent any new communication from using a deprecated address, but   system management MUST have the ability to disable such a facility.   An address (and its association with an interface) becomes invalid   when its valid lifetime expires.  An invalid address MUST NOT be used   as a source address in outgoing communications and MUST NOT be   recognized as a destination on a receiving interface.   Note that if a Prefix Information option is received with a preferred   lifetime of zero, any addresses generated from that prefix are   immediately deprecated. Similarly, if both the advertised deprecated   and valid lifetimes are zero, any addresses generated from that   prefix become invalid immediately.5.6.  Configuration Consistency   It is possible for hosts to obtain address information using both   stateless and stateful protocols since both may be enabled at the   same time.  It is also possible that the values of other   configuration parameters such as MTU size and hop limit will be   learned from both Router Advertisements and the stateful   autoconfiguration protocol.  If the same configuration information is   provided by multiple sources, the value of this information should be   consistent. However, it is not considered a fatal error if   information received from multiple sources is inconsistent. Hosts   accept the union of all information received via the stateless and   stateful protocols. If inconsistent information is learned from   different sources, the most recently obtained values always have   precedence over information learned earlier.SECURITY CONSIDERATIONS   Stateless address autoconfiguration allows a host to connect to a   network, configure an address and start communicating with other   nodes without ever registering or authenticating itself with theThomson & Narten            Standards Track                    [Page 19]

RFC 1971       IPv6 Stateless Address Autoconfiguration      August 1996   local site.  Although this allows unauthorized users to connect to   and use a network, the threat is inherently present in the Internet   architecture. Any node with a physical attachment to a network can   generate an address (using a variety of ad hoc techniques) that   provides connectivity.   The use of Duplicate Address Detection opens up the possibility of   denial of service attacks. Any node can respond to Neighbor   Solicitations for a tentative address, causing the other node to   reject the address as a duplicate. This attack is similar to other   attacks involving the spoofing of Neighbor Discovery messages and can   be addressed by requiring that Neighbor Discovery packets be   authenticated [RFC1826].REFERENCES   [RFC1826] Atkinson, R., "IP Authentication Header",RFC 1826, August             1995.   [IPv6-ETHER] Crawford, M., "A Method for the Transmission of IPv6             Packets over Ethernet Networks",RFC 1972, August 1996.   [RFC1112] Deering, S., "Host Extensions for IP Multicasting", STD 5,RFC 1112, August 1989.   [ADDR-ARCH] Hinden, R., and S. Deering, "Internet Protocol Version             (IPv6) Addressing Architecture",RFC 1884, December 1995.   [DHCPv6]  Work in Progress.   [DISCOVERY] Narten, T., Nordmark, E., and W. Simpson, "Neighbor             Discovery for IP Version 6 (IPv6)",RFC 1970, August 1996.Acknowledgements   The authors would like to thank the members of both the IPNG and   ADDRCONF working groups for their input. In particular, thanks to Jim   Bound, Steve Deering, and Erik Nordmark.Thomson & Narten            Standards Track                    [Page 20]

RFC 1971       IPv6 Stateless Address Autoconfiguration      August 1996AUTHORS' ADDRESSES   Susan Thomson   Bellcore   445 South Street   Morristown, NJ 07960   USA   Phone: +1 201-829-4514   EMail: set@thumper.bellcore.com   Thomas Narten   IBM Corporation   P.O. Box 12195   Research Triangle Park, NC 27709-2195   USA   Phone: +1 919 254 7798   EMail: narten@vnet.ibm.comThomson & Narten            Standards Track                    [Page 21]

RFC 1971       IPv6 Stateless Address Autoconfiguration      August 1996APPENDIX: LOOPBACK SUPPRESSION & DUPLICATE ADDRESS DETECTION   Determining whether a received multicast solicitation was looped back   to the sender or actually came from another node is implementation-   dependent.  A problematic case occurs when two interfaces attached to   the same link happen to have the same token and link-layer address,   and they both send out packets with identical contents at roughly the   same time (e.g., Neighbor Solicitations for a tentative address as   part of Duplicate Address Detection messages).  Although a receiver   will receive both packets, it cannot determine which packet was   looped back and which packet came from the other node by simply   comparing packet contents (i.e., the contents are identical). In this   particular case, it is not necessary to know precisely which packet   was looped back and which was sent by another node; if one receives   more solicitations than were sent, the tentative address is a   duplicate. However, the situation may not always be this   straightforward.   The IPv4 multicast specification [RFC1112] recommends that the   service interface provide a way for an upper-layer protocol to   inhibit local delivery of packets sent to a multicast group that the   sending host is a member of. Some applications know that there will   be no other group members on the same host, and suppressing loopback   prevents them from having to receive (and discard) the packets they   themselves send out.  A straightforward way to implement this   facility is to disable loopback at the hardware level (if supported   by the hardware), with packets looped back (if requested) by   software.  On interfaces in which the hardware itself suppresses   loopbacks, a node running Duplicate Address Detection simply counts   the number of Neighbor Solicitations received for a tentative address   and compares them with the number expected. If there is a mismatch,   the tentative address is a duplicate.   In those cases where the hardware cannot suppress loopbacks, however,   one possible software heuristic to filter out unwanted loopbacks is   to discard any received packet whose link-layer source address is the   same as the receiving interface's.  Unfortunately, use of that   criteria also results in the discarding of all packets sent by   another node using the same link-layer address. Duplicate Address   Detection will fail on interfaces that filter received packets in   this manner:   o If a node performing Duplicate Address Detection discards received     packets having the same source link-layer address as the receiving     interface, it will also discard packets from other nodes also using     the same link-layer address, including Neighbor Advertisement and     Neighbor Solicitation messages required to make Duplicate Address     Detection work correctly.  This particular problem can be avoidedThomson & Narten            Standards Track                    [Page 22]

RFC 1971       IPv6 Stateless Address Autoconfiguration      August 1996     by temporarily disabling the software suppression of loopbacks     while a node performs Duplicate Address Detection.   o If a node that is already using a particular IP address discards     received packets having the same link-layer source address as the     interface, it will also discard Duplicate Address Detection-related     Neighbor Solicitation messages sent by another node also using the     same link-layer address.  Consequently, Duplicate Address Detection     will fail, and the other node will configure a non-unique address.     Since it is generally impossible to know when another node is     performing Duplicate Address Detection, this scenario can be     avoided only if software suppression of loopback is permanently     disabled.   Thus, to perform Duplicate Address Detection correctly in the case   where two interfaces are using the same link-layer address, an   implementation must have a good understanding of the interface's   multicast loopback semantics, and the interface cannot discard   received packets simply because the source link-layer address is the   same as the interfaces.Thomson & Narten            Standards Track                    [Page 23]

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