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Network Working Group                                         P. McMahonRequest for Comments: 1961                                           ICLCategory: Standards Track                                      June 1996GSS-API Authentication Method for SOCKS Version 5Status of this Memo   This document specifies an Internet standards track protocol for the   Internet community, and requests discussion and suggestions for   improvements.  Please refer to the current edition of the "Internet   Official Protocol Standards" (STD 1) for the standardization state   and status of this protocol.  Distribution of this memo is unlimited.Table of Contents1. Purpose ............................................12. Introduction .......................................13. GSS-API Security Context Establishment .............24. GSS-API Protection-level Options ...................55. GSS-API Per-message Protection .....................76. GSS-API Security Context Termination ...............87. References .........................................88. Acknowledgments ....................................89. Security Considerations ............................810. Author's Address ..................................91. Purpose   The protocol specification for SOCKS Version 5 specifies a   generalized framework for the use of arbitrary authentication   protocols in the initial SOCKS connection setup.  This document   provides the specification for the SOCKS V5 GSS-API authentication   protocol, and defines a GSS-API-based encapsulation for provision of   integrity, authentication and optional confidentiality.2. Introduction   GSS-API provides an abstract interface which provides security   services for use in distributed applications, but isolates callers   from specific security mechanisms and implementations.   GSS-API peers achieve interoperability by establishing a common   security mechanism for security context establishment - either   through administrative action, or through negotiation.  GSS-API is   specified in [RFC 1508], and [RFC 1509].  This specification is   intended for use with implementations of GSS-API, and the emergingMcMahon                     Standards Track                     [Page 1]

RFC 1961          GSS-API Authentication for SOCKS V5          June 1996   GSS-API V2 specification.   The approach for use of GSS-API in SOCKS V5 is to authenticate the   client and server by successfully establishing a GSS-API security   context - such that the GSS-API encapsulates any negotiation protocol   for mechanism selection, and the agreement of security service   options.   The GSS-API enables the context initiator to know what security   services the target supports for the chosen mechanism.  The required   level of protection is then agreed by negotiation.   The GSS-API per-message protection calls are subsequently used to   encapsulate any further TCP and UDP traffic between client and   server.3. GSS-API Security Context Establishment3.1 Preparation   Prior to use of GSS-API primitives, the client and server should be   locally authenticated, and have established default GSS-API   credentials.   The client should call gss_import_name to obtain an internal   representation of the server name.  For maximal portability the   default name_type GSS_C_NULL_OID should be used to specify the   default name space, and the input name_string should treated by the   client's code as an opaque name-space specific input.   For example, when using Kerberos V5 naming, the imported name may be   of the form "SERVICE:socks@socks_server_hostname" where   "socks_server_hostname" is the fully qualified host name of the   server with all letters in lower case. Other mechanisms may, however,   have different name forms, so the client should not make assumptions   about the name syntax.3.2 Client Context Establishment   The client should then call gss_init_sec_context, typically passing:         GSS_C_NO_CREDENTIAL into cred_handle to specify the default         credential (for initiator usage),         GSS_C_NULL_OID into mech_type to specify the default         mechanism,McMahon                     Standards Track                     [Page 2]

RFC 1961          GSS-API Authentication for SOCKS V5          June 1996         GSS_C_NO_CONTEXT into context_handle to specify a NULL         context (initially), and,         the previously imported server name into target_name.   The client must also specify its requirements for replay protection,   delegation, and sequence protection via the gss_init_sec_context   req_flags parameter.  It is required by this specification that the   client always requests these service options (i.e. passes   GSS_C_MUTUAL_FLAG | GSS_C_REPLAY_FLAG | GSS_C_DELEG_FLAG |   GSS_C_SEQUENCE_FLAG into req_flags).   However, GSS_C_SEQUENCE_FLAG should only be passed in for TCP-based   clients, not for UDP-based clients.3.3 Client Context Establishment Major Status codes   The gss_init_sec_context returned status code can take two different   success values:    - If gss_init_sec_context returns GSS_S_CONTINUE_NEEDED, then the      client should expect the server to issue a token in the      subsequent subnegotiation response.  The client must pass the      token to another call to gss_init_sec_context, and repeat this      procedure until "continue" operations are complete.    - If gss_init_sec_context returns GSS_S_COMPLETE, then the client      should respond to the server with any resulting output_token.      If there is no output_token, the client should proceed to send      the protected request details, including any required message      protection subnegotiation as specified in sections4 and5      below.3.4 Client initial token   The client's GSS-API implementation then typically responds with the   resulting output_token which the client sends in a message to the   server.    +------+------+------+.......................+    + ver  | mtyp | len  |       token           |    +------+------+------+.......................+    + 0x01 | 0x01 | 0x02 | up to 2^16 - 1 octets |    +------+------+------+.......................+McMahon                     Standards Track                     [Page 3]

RFC 1961          GSS-API Authentication for SOCKS V5          June 1996    Where:    - "ver" is the protocol version number, here 1 to represent the      first version of the SOCKS/GSS-API protocol    - "mtyp" is the message type, here 1 to represent an      authentication message    - "len" is the length of the "token" field in octets    - "token" is the opaque authentication token emitted by GSS-API3.5 Client GSS-API Initialisation Failure   If, however, the client's GSS-API implementation failed during   gss_init_sec_context, the client must close its connection to the   server.3.6 Server Context Establishment   For the case where a client successfully sends a token emitted by   gss_init_sec_context() to the server, the server must pass the   client-supplied token to gss_accept_sec_context as input_token.   When calling gss_accept_sec_context() for the first time, the   context_handle argument is initially set to GSS_C_NO_CONTEXT.   For portability, verifier_cred_handle is set to GSS_C_NO_CREDENTIAL   to specify default credentials (for acceptor usage).   If gss_accept_sec_context returns GSS_CONTINUE_NEEDED, the server   should return the generated output_token to the client, and   subsequently pass the resulting client supplied token to another call   to gss_accept_sec_context.   If gss_accept_sec_context returns GSS_S_COMPLETE, then, if an   output_token is returned, the server should return it to the client.   If no token is returned, a zero length token should be sent by the   server to signal to the client that it is ready to receive the   client's request.McMahon                     Standards Track                     [Page 4]

RFC 1961          GSS-API Authentication for SOCKS V5          June 19963.7 Server Reply   In all continue/confirmation cases, the server uses the same message   type as for the client -> server interaction.    +------+------+------+.......................+    + ver  | mtyp | len  |       token           |    +------+------+------+.......................+    + 0x01 | 0x01 | 0x02 | up to 2^16 - 1 octets |    +------+------+------+.......................+3.8 Security Context Failure   If the server refuses the client's connection for any reason (GSS-API   authentication failure or otherwise), it will return:    +------+------+    + ver  | mtyp |    +------+------+    + 0x01 | 0xff |    +------+------+    Where:    - "ver" is the protocol version number, here 1 to represent the      first version of the SOCKS/GSS-API protocol    - "mtyp" is the message type, here 0xff to represent an abort      message4. GSS-API Protection-level Options4.1 Message protection   Establishment of a GSS-API security context enables comunicating   peers to determine which per-message protection services are   available to them through the gss_init_sec_context() and   gss_accept_sec_context() ret_flags GSS_C_INTEG_FLAG and   GSS_C_CONF_FLAG which respectively indicate message integrity and   confidentiality services.   It is necessary to ensure that the message protection applied to the   traffic is appropriate to the sensitivity of the data, and the   severity of the threats.McMahon                     Standards Track                     [Page 5]

RFC 1961          GSS-API Authentication for SOCKS V5          June 19964.2 Message Protection Subnegotiation   For TCP and UDP clients and servers, different levels of protection   are possible in the SOCKS V5 protocol, so an additional   subnegotiation stage is needed to agree the message protection level.   After successful completion of this subnegotiation, TCP and UDP   clients and servers use GSS-API encapsulation as defined insection5.1.   After successful establishment of a GSS-API security context, the   client's GSS-API implementation sends its required security context   protection level to the server.  The server then returns the security   context protection level which it agrees to - which may or may not   take the the client's request into account.   The security context protection level sent by client and server must   be one of the following values:         1 required per-message integrity         2 required per-message integrity and confidentiality         3 selective per-message integrity or confidentiality based on           local client and server configurations   It is anticipated that most implementations will agree on level 1 or   2 due to the practical difficulties in applying selective controls to   messages passed through a socks library.4.3 Message Protection Subnegotiation Message Format   The security context protection level is sent from client to server   and vice versa using the following protected message format:    +------+------+------+.......................+    + ver  | mtyp | len  |   token               |    +------+------+------+.......................+    + 0x01 | 0x02 | 0x02 | up to 2^16 - 1 octets |    +------+------+------+.......................+    Where:    - "ver" is the protocol version number, here 1 to represent the      first version of the SOCKS/GSS-API protocol    - "mtyp" is the message type, here 2 to represent a protection      -level negotiation message    - "len" is the length of the "token" field in octetsMcMahon                     Standards Track                     [Page 6]

RFC 1961          GSS-API Authentication for SOCKS V5          June 1996    - "token" is the GSS-API encapsulated protection level4.4 Message Protection Subnegotiation Message Generation   The token is produced by encapsulating an octet containing the   required protection level using gss_seal()/gss_wrap() with conf_req   set to FALSE.  The token is verified using gss_unseal()/   gss_unwrap().   If the server's choice of protection level is unacceptable to the   client, then the client must close its connection to the server5. GSS-API Per-message Protection   For TCP and UDP clients and servers, the GSS-API functions for   encapsulation and de-encapsulation shall be used by implementations -   i.e. gss_seal()/gss_wrap(), and gss_unseal()/ gss_unwrap().   The default value of quality of protection shall be specified, and   the use of conf_req_flag shall be as determined by the previous   subnegotiation step.  If protection level 1 is agreed then   conf_req_flag MUST always be FALSE; if protection level 2 is agreed   then conf_req_flag MUST always be TRUE; and if protection level 3 is   agreed then conf_req is determined on a per-message basis by client   and server using local configuration.   All encapsulated messages are prefixed by the following framing:    +------+------+------+.......................+    + ver  | mtyp | len  |       token           |    +------+------+------+.......................+    + 0x01 | 0x03 | 0x02 | up to 2^16 - 1 octets |    +------+------+------+.......................+    Where:    - "ver" is the protocol version number, here 1 to represent the      first version of the SOCKS/GSS-API protocol    - "mtyp" is the message type, here 3 to represent encapulated user      data    - "len" is the length of the "token" field in octets    - "token" is the user data encapsulated by GSS-APIMcMahon                     Standards Track                     [Page 7]

RFC 1961          GSS-API Authentication for SOCKS V5          June 19966. GSS-API Security Context Termination   The GSS-API context termination message (emitted by   gss_delete_sec_context) is not used by this protocol.   When the connection is closed, each peer invokes   gss_delete_sec_context() passing GSS_C_NO_BUFFER into the   output_token argument.7. References    [RFC 1508] Linn, J., "Generic Security Service API",               September 1993.    [RFC 1509] Wray, J., "Generic Security Service API : C-bindings",               September 1993.    [SOCKS V5] Leech, M., Ganis, M., Lee, Y., Kuris, R., Koblas, D.,               and L. Jones, "SOCKS Protocol V5",RFC 1928, April               1996.8. Acknowledgment   This document builds from a previous memo produced by Marcus Leech   (BNR) - whose comments are gratefully acknowleged.  It also reflects   input from the AFT WG, and comments arising from implementation   experience by Xavier Gosselin (IUT Lyons).9. Security Considerations   The security services provided through the GSS-API are entirely   dependent on the effectiveness of the underlying security mechanisms,   and the correctness of the implementation of the underlying   algorithms and protocols.   The user of a GSS-API service must ensure that the quality of   protection provided by the mechanism implementation is consistent   with their security policy.   In addition, where negotiation is supported under the GSS-API,   constraints on acceptable mechanisms may be imposed to ensure   suitability for application to authenticated firewall traversal.McMahon                     Standards Track                     [Page 8]

RFC 1961          GSS-API Authentication for SOCKS V5          June 199610. Author's Address   P. V. McMahon   ICL Enterprises   Kings House   33 Kings Road   Reading, RG1 3PX   UK   EMail: p.v.mcmahon@rea0803.wins.icl.co.uk   Phone: +44 1734 634882   Fax:   +44 1734 855106McMahon                     Standards Track                     [Page 9]

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