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PROPOSED STANDARD
Network Working Group                                           M. PerezRequest for Comments: 1755                                           ISICategory: Standards Track                                        F. Liaw                                                      FORE Systems, Inc.                                                               A. Mankin                                                              E. Hoffman                                                                     ISI                                                             D. Grossman                                                          Motorola Codex                                                                A. Malis                                                    Ascom Timeplex, Inc.                                                           February 1995ATM Signaling Support for IP over ATMStatus of this Memo   This document specifies an Internet standards track protocol for the   Internet community, and requests discussion and suggestions for   improvements.  Please refer to the current edition of the "Internet   Official Protocol Standards" (STD 1) for the standardization state   and status of this protocol.  Distribution of this memo is unlimited.Abstract   This memo describes the ATM call control signaling exchanges needed   to support Classical IP over ATM implementations as described inRFC1577 [LAUB94]. ATM endpoints will incorporate ATM signaling services   as specified in the ATM Forum User-Network Interface (UNI)   Specification Version 3.1 [ATMF94]. IP over ATM implementations   utilize the services of local ATM signaling entities to establish and   release ATM connections. This memo should be used to define the   support required by IP over ATM implementations from their local ATM   signaling entities.   This document is an implementors guide intended to foster   interoperability amongRFC 1577,RFC 1483, and UNI ATM signaling.  It   applies to IP hosts and routers which are also ATM endsystems and   assumes ATM networks that completely implement the ATM Forum UNI   Specification Version 3.1. Unless explicitly stated, no distinction   is made between the Private and Public UNI.Perez, Liaw, Mankin, Hoffman, Grossman & Malis                  [Page 1]

RFC 1755         ATM Signaling Support for IP over ATM     February 1995   UNI 3.1 is considered an erratum to the UNI 3.0 specification. It has   been produced by the ATM Forum, largely for reasons of alignment with   Recommendation Q.2931. Although UNI 3.1 is based on UNI 3.0 there are   several changes that make the two versions incompatible. A   description of how to support IP over ATM using UNI 3.0 is found inAppendix B.Table of Contents1.  Conventions ...............................................32.  Overview ..................................................33.  Use of Protocol Procedures ................................43.1  VC Establishment .....................................43.2  Multiprotocol Support on VCs  ........................43.3  Support for Multiple VCs .............................53.4  VC Teardown...........................................64.  Overview of UNI Call Setup Signaling ......................65.  Overview of Call Establishment Message Content ............76.  Information Elements with Endpoint Significance ...........86.1  ATM Adaptation Layer Parameters ......................86.2  Broadband Low Layer Information  .....................86.2.1  Framework for Protocol Layering ...............9     7.  Information Elements with Significance to the ATM Network .  117.1  ATM Traffic Descriptor ...............................117.2  Broadband Bearer Capability ..........................157.3  QoS Parameter.........................................167.4  ATM Addressing Information ...........................168.  Dealing with Failure of Call Establishment.................189. Security Considerations ....................................1810. Open Issues ...............................................1911. Acknowledgements...........................................1912. References ................................................1913. Authors' Addresses ........................................20Appendix A  Sample Signaling Messages .........................22Appendix B  IP over ATM using UNI 3.0 Signaling ...............25Appendix C  Combinations of Traffic Related Parameters ........27Appendix D  Frame Relay Interworking ..........................28Perez, Liaw, Mankin, Hoffman, Grossman & Malis                  [Page 2]

RFC 1755         ATM Signaling Support for IP over ATM     February 19951.  ConventionsThe following language conventions are used in the items ofspecification in this document:   o   MUST, SHALL, or MANDATORY -- the item is an absolute requirement       of the specification.   o   SHOULD or RECOMMEND -- this item SHOULD generally be followed for       all but exceptional circumstances.   o   MAY or OPTIONAL -- the item is truly optional and MAY be followed       or ignored according to the needs of the implementor.2.  Overview   In a Switched Virtual Connection (SVC) environment, ATM virtual   channel connections (VCCs) are dynamically established and released   as needed. This is accomplished using the ATM call/connection control   signaling protocol, which operates between ATM endsystems and the ATM   network.  The signaling entities use the signaling protocol to   establish and release calls (association between ATM endpoints) and   connections (VCCs).  Signaling procedures include the use of   addressing to locate ATM endpoints and allocation of resource in the   network for the connection.  It also provides indication and   negotiation between ATM endpoints for selection of end-to-end   protocols and their parameters.  This memo describes how the   signaling protocol is used in support of IP over ATM, and, in   particular, the information exchanged in the signaling protocol to   effect this support.   IP address to ATM address resolution and routing issues are not in   the scope of this memo, and are treated as part of IP in figure 1.              +--------------+     +------+     +----------+              |              |     |      |<--->| IP / ARP |              |              |<--->| This |     |RFC 1577 |              |    ATM       |     | Memo |     +----------+              |  signaling   |     |      |<--->|RFC 1483 |              |              |     +------+     +----------+              |              |   -------------> |  AAL 5   |              |              |                  +----------+              |              |   -------------> |   ATM    |              +--------------+                  +----------+                                  Figure 1.                 Relationship of this memo to IP,RFC 1483,                         ATM signaling, ATM and AAL5Perez, Liaw, Mankin, Hoffman, Grossman & Malis                  [Page 3]

RFC 1755         ATM Signaling Support for IP over ATM     February 19953.  Use of Protocol Procedures   The following requirements are motivated to provide implementation   guidelines on how multiple ATM connections between peer systems   SHOULD be managed, to prevent connection thrashing and related   problems.3.1.  VC Establishment   The owner of an existing VCC is defined to be the entity within the   ATM endsystem that establishes the connection.  An ATM endsystem MAY   establish an ATM call when it has a datagram to send and either there   is no existing VCC that it can use for this purpose, it chooses not   to use an existing VCC, (e.g., for reasons of route optimization or   quality of service), or the VCC owner does not allow sharing.   To reduce the latency of the address resolution procedure at the   called station, the following procedure MAY be used:   If a VCC is established using the LLC/SNAP encapsulation, the calling   endstation of the VCC MAY send an InARP_REQUEST to the called   endstation after the connection is established (i.e. received a   CONNECT message) and before the calling endstation sends the first   data packet.  In addition, the calling endstation MAY send its data   packets without waiting for the InARP_REPLY. An endstation MAY   respond, generate, and manage its ATMARP table according to the   procedures specified inRFC1293 [BRAD92], Section 7, "Protocol   Operation", during the life time of the VCC.   To avoid establishing multiple VCCs to the same endstation, a called   endstation MAY associate the calling party number in the SETUP   message with the established VCC. This VCC MAY be used to transmit   data packets destined to a endstation whose ATMARP resolution results   in an ATM address that is the same as the associated calling party   number.  Sharing of VCCs is subject to the policies configured at the   endstation as described insection 4.3 of this recommendation.3.2.  Multiprotocol Support on VCs   When two ATM endsystems run multiple protocols, an ATM connection MAY   be shared among two or more datagram protocol entities, as long as   the VCC owner allows sharing and if the encapsulation allows proper   multiplexing and demultiplexing (i.e. the LLC/SNAP encapsulation).   This indication of sharing a VCC MAY be by configuration or via an   API.  Similarly, the Internet layer supports multiplexing of multiple   end-to-end transport sessions.  To properly detect idle connections   while sharing a VCC among more than one higher layer protocol   entities, the ATM endsystem MUST monitor the traffic at the lowestPerez, Liaw, Mankin, Hoffman, Grossman & Malis                  [Page 4]

RFC 1755         ATM Signaling Support for IP over ATM     February 1995   multiplexing layer.3.3.  Support for Multiple VCs   An ATMARP server or client MAY establish an ATM call when it has a   datagram to send and either there is no existing VCC that it can use   for this purpose, it chooses not to use an existing VCC, or the owner   of the VCC does not allow sharing. Note that there might be VCCs to   the destination which are used for IP, but an ARP server might prefer   to use a separate VCC for ARP only. The ATMARP server or client MAY   maintain or release the call as specified inRFC 1577. However, if   the VCC is shared among several protocol entities, the ATMARP client   or server SHALL NOT disconnect the call as suggested inRFC 1577.   Systems MUST be able to support multiple connections between peer   systems (without regard to which peer system initiated each   connection).  They MAY be configured to only allow one such   connection at a time.   If a receiver accepts more than one call from a single source, that   receiver MUST then accept incoming PDUs on the additional   connection(s), and MAY transmit on the additional connections.   Receivers SHOULD NOT accept the incoming call, only to close the   connection or ignore PDUs from the connection.   Because opening multiple connections is specifically allowed,   algorithms to prevent connection call collision, such as the one   found insection 8.4.3.5 of ISO/IEC 8473 [ISO8473], MUST NOT be   implemented.   While allowing multiple connections is specifically desired and   allowed, implementations MAY choose (by configuration) to permit only   a single connection to some destinations.  Only in such a case, if a   colliding incoming call is received while a call request is pending,   the incoming call MUST be rejected.  Note that this MAY result in a   failure to establish a connection.  In such a case, each system MUST   wait at least a configurable collision retry time in the range 1 to   10 seconds before retrying.  Systems MUST add a random increment,   with exponential backoff.Perez, Liaw, Mankin, Hoffman, Grossman & Malis                  [Page 5]

RFC 1755         ATM Signaling Support for IP over ATM     February 19953.4.  VC Teardown   Either endsystem MAY close a connection. If the connection is closed   or reset while a datagram is being transmitted, the datagram is lost.   Systems SHOULD be able to configure a minimum holding time for   connections to remain open as long as the endpoints are up.  (Note   that holding time, the time the connection has been open, differs   from idle time.)  A suggested default value for the minimum holding   time is 60 seconds.   Because some public networks MAY charge for connection holding time,   and connections MAY be a scarce resource in some networks or   endsystems, each system implementing a Public ATM UNI interface MUST   support the use of a configurable inactivity timer to clear   connections that are idle for some period of time.  The timer's range   SHOULD include a range from a small number of minutes to "infinite".   A default value of 20 minutes is RECOMMENDED. Systems which only   implement a Private ATM UNI interface SHOULD support the inactivity   timer.  If implemented, the inactivity timer MUST monitor traffic in   both directions of the connection.4.  Brief Overview of UNI Call Setup Signaling Procedures and Messages   This section provides a summary of point-to-point signaling   procedures. Readers are referred to [ATMF93].   UNI signaling messages used for point-to-point call/connection   control are the following:               Call Setup                       Call Release               ----------                       ------------                 SETUP                             RELEASE                 CALL PROCEEDING                   RELEASE COMPLETE                 CONNECT                 CONNECT ACKNOWLEDGE   An ATM endpoint initiates a call request by sending a SETUP message   to the network. The network processes the call request to determine   if the call can be progressed. If so, the network indicates the value   of the newly allocated VPCI/VCI in its first response to the the   SETUP message, which is either a CALL PROCEEDING or CONNECT message.   If a call cannot be accepted, by the network or destination ATM end-   point, a RELEASE COMPLETE is sent.  At the destination ATM endpoint,   the network offers the call using the SETUP message.  If the   destination endpoint is able to accept the call, it responds with a   CONNECT message (which MAY be preceded by a CALL PROCEEDING);   otherwise, it sends a RELEASE COMPLETE message.  SeeAppendix A,Section 2 for guidance on the use of the CALL PROCEEDING message.Perez, Liaw, Mankin, Hoffman, Grossman & Malis                  [Page 6]

RFC 1755         ATM Signaling Support for IP over ATM     February 1995   Call release can be initiated by either endpoint or (rarely) by the   network.  When an endpoint wishes to release a call, it sends a   RELEASE message to the network. The network responds with a RELEASE   COMPLETE message, frees up resources associated with the call, and   initiates clearing toward the other endpoint. The network initiates   clearing by sending a RELEASE message to the ATM endpoint, which   reponds by sending a RELEASE COMPLETE message.  Upon receipt of the   RELEASE COMPLETE message, the network frees any resources associated   with the call.5.  Overview of Call Establishment Message Content   Signaling messages are structured to contain mandatory and optional   variable length information elements (IEs).  IEs are further   subdivided into octet groups, which in turn are divided into fields.   IEs contain information related to the call, which is relevant to the   network, the peer endpoint or both.  Selection of optional IEs and   the content of mandatory and optional IEs in a call establishment   message determines the parties to and nature of the communication   over the ATM connection. For example, the call establishment message   for a call which will be used for constant bitrate video over AAL 1   will have different contents than a call which will be used for IP   over AAL 5.   A SETUP message which establishes an ATM connection to be used for IP   and multiprotocol interconnection calls MUST contain the following   IEs:        AAL Parameters        ATM Traffic Descriptor        Broadband Bearer Capability        Broadband Low Layer Information        QoS Parameter        Called Party Number        Calling Party Number   and MAY, under certain circumstance contain the following IEs:        Calling Party Subaddress        Called Party Subaddress        Transit Network Selection   In UNI 3.1, the AAL Parameters and the Broadband Low Layer   Information IEs are optional in a SETUP message.  However, in support   of IP over ATM these two IEs MUST be included.Appendix A shows an   example SETUP message coded in the manner indicated in this memo.Perez, Liaw, Mankin, Hoffman, Grossman & Malis                  [Page 7]

RFC 1755         ATM Signaling Support for IP over ATM     February 19956.  Information Elements with Endpoint to Endpoint Significance   This section describes the coding of, and procedures surrounding,   information elements in a SETUP message with significance only to the   endpoints of an ATM call supporting IP.6.1.  ATM Adaptation Layer Parameters   The AAL Parameters IE (seesection 5.4.5.5 and Annex F of [ATMF93])   carries information about the ATM Adaptation Layer (AAL) to be used   on the connection.RFC 1483 specifies encapsulation of IP over AAL 5.   Thus, AAL 5 MUST be indicated in the "AAL type" field.   Coding and procedure related to the 'Forward and Backward Maximum   CPCS-SDU Size' fields are discussed in [ATKI94]. Values may range   from zero to 65,535. Although the default IP over AAL 5/ATM is 9188   bytes, endstations are encouraged to support MTU sizes up to and   including 64k.   Ordinarily, no Service Specific Convergence Sublayer (SSCS) will be   used for multiprotocol interconnect over AAL5.  Therefore, the SSCS   'type' field SHOULD be absent or, if present, coded to Null SSCS.          Format and field values of AAL Parameters IE          ----------------------------------------------------------          | aal_parameters                                         |          ----------------------------------------------------------          |  aal_type                    5        (AAL 5)          |          |  fwd_max_sdu_size_identifier 140                       |          |  fwd_max_sdu_size            65,535   (desired IP MTU) |          |  bkw_max_sdu_size_identifier 129                       |          |  bkw_max_sdu_size            65,535   (desired IP MTU) |          |  sscs_type identifier        132                       |          |  sscs_type                   0        (null SSCS)      |          ----------------------------------------------------------6.2.  Broadband Low Layer Information   Selection of an encapsulation to support IP over an ATM VCC is done   using the Broadband Low Layer Information (B-LLI) IE, along with the   AAL Parameters IE, and the B-LLI negotiation procedure.RFC 1577 specifies LLC/SNAP as the default encapsulation.  This   encapsulation MUST be implemented by all endstations.  LLC   encapsulation MUST be signaled in the B-LLI as shown below.   Signaling indication of other encapsulations is discussed inAppendixD,Section 4.  Note that only LLC is indicated in the B-LLI. It is upPerez, Liaw, Mankin, Hoffman, Grossman & Malis                  [Page 8]

RFC 1755         ATM Signaling Support for IP over ATM     February 1995   to the LLC layer to look into the encapsulation header of the packets   following call setup. A B-LLI specifying both LLC and a layer_3_id   SNAP layer is not recommended.  If in those packets, the SNAP header   indicates IP, it is the LLC layer's job to hand the packets up to IP.          Format of B-LLI IE indicating LLC/SNAP encapsulation          ----------------------------------------------------------          | bb_low_layer_information                               |          ----------------------------------------------------------          |  layer_2_id                 2                          |          |  user_information_layer     12  (lan_llc - ISO 8802/2) |          ----------------------------------------------------------6.2.1.  Framework for Protocol Layering   The support of connectionless services from a connection oriented   link layer exposes general problems of connection management,   specifically the problems of connection acceptance, assignment of   quality of service, and connection shutdown. For a connection to be   associated with the correct protocol on the called host, it is   necessary for information about one or more layers of protocol   identification to be associated with a connection "management entity"   or "endpoint".  This association is what we call a binding in this   memo.  In this section we attempt to describe a framework for a   usable binding or service architecture given the available IEs in the   ATM call control messages.   It is important to distinguish between two basic uses of protocol   identification elements present in the UNI setup message. The first   is the description of the protocol encapsulation that will be used on   the data packet over the virtual connection, the second is the entity   that will be responsible for managing the call. All protocols present   in various IEs MUST be used to encapsulate the call, but the most   specific, or highest, layer specified SHOULD manage the call. This   defines a hierarchy of services and provides a framework for   applications, including LLC and IP, to terminate calls. This   hierarchy provides a clear mechanism for support of higher level   protocol and application bindings, when their use and specification   is defined in the appropriate standards bodies.   In general, it would be desirable to allow data packets to be stored   directly into an application's address space after connection is   established.  This is possible only if we have both encapsulation and   managing entity indications in the signaling message.Perez, Liaw, Mankin, Hoffman, Grossman & Malis                  [Page 9]

RFC 1755         ATM Signaling Support for IP over ATM     February 1995   The B-LLI is the only information element currently available in UNI   3.1 for designating protocol endpoints. It contains codepoints that   describe layer 2 and layer 3 protocol entities associated with the   call. There are other information elements under consideration in the   ATM Forum and ITU, which could come to play a significant role in the   description of application to connection binding, but their use is   not yet defined, and they are not part of the framework described byRFC 1577. They include B-HLI, for containing information for a higher   layer protocol, Network Layer Information (NLI) to contain   information for the network layer, and UUI, which is meant to carry   information for use by the top level application.   The following figure shows a B-LLI that MAY be used for specifying in   call setup that IP will manage the call and that this VC will be used   only for IP traffic. Called parties MUST accept this B-LLI.  The   caller using VC MUST use LLC-SNAP encapsulation on all IP datagrams,   despite the fact that the caller views the VC as dedicated to IP.   The reason for this requirement is that while we require receivers to   accept this form of call setup, they may choose whether or not to   multiplex the call through LLC, in other words to ignore the Layer 3   information.  This choice is dependent on the receiver's   implementation's  protocol architecture and is local to the receiver.           Format of B-LLI IE indicating VC ownership by IP             (NOTE: LLC/SNAP encapsulation is still used)          ----------------------------------------------------------          | bb_low_layer_information                               |          ----------------------------------------------------------          |  layer_2_id                 2                          |          |  user_information_layer     12  (lan_llc - ISO 8802/2) |          |  layer_3_id                 3                          |          |  ISO/IEC TR 9577 IPI        204 (0xCC)                 |          ----------------------------------------------------------   Null-encapsulated VCs are described inRFC 1483. Such a VC would   result in the most direct form of binding a VC to IP.  However, the   method of signaling for this type of VC has not yet been integrated   into the IP over ATM context.  For completeness, we mention that the   signaling would use a B-LLI containing the layer 3 identifier with   the ISO/IEC TR-9577 protocol codepoint and omitting the layer 2   identifier [ATMF93].  Since no layer 2 is specified, frames produced   by AAL processing would be given directly to IP.  Processing of this   B-LLI is not required at this time.Perez, Liaw, Mankin, Hoffman, Grossman & Malis                 [Page 10]

RFC 1755         ATM Signaling Support for IP over ATM     February 19957.  Information Elements with Significance to the ATM Network   This section describes the coding of, and procedures surrounding,   information elements with significance to the ATM network, as well as   the endpoints of an ATM call supporting multiprotocol operation.   The standards, implementation agreements, research and experience   surrounding such issues as traffic management, quality of service and   bearer service description are still evolving.  Much of this material   is cast to give the greatest possible latitude to ATM network   implementation and service offerings.  ATM endsystems need to match   the traffic contract and bearer service they request from the network   to the capabilities offered by the network.  Therefore, this memo can   only offer what, at the present time, are the most appropriate and   efficient coding rules to follow for setting up IP and ATMARP VCCs.   Future revisions of this memo may take advantage of ATM services and   capabilities that are not yet available.7.1.  ATM Traffic Descriptor   The ATM traffic descriptor characterizes the ATM virtual connection   in terms of peak cell rate (PCR), sustainable cell rate (SCR), and   maximum burst size.  This information is used to allocate resources   (e.g., bandwidth, buffering) in the network.  In general, the ATM   traffic descriptor for supporting multiprotocol interconnection over   ATM will be driven by factors such as the capacity of the network,   conformance definition supported by the network, performance of the   ATM endsystem and (for public networks) cost of services.   The most convenient model of IP behavior corresponds to the Best   Effort Capability (see section 3.6.2.4 of [ATMF93]). If this   capability is offered by the ATM network(s), it MAY be requested by   including the Best Effort Indicator, the peak cell rate forward   (CLP=0+1) and peak cell rate backward (CLP=0+1) fields in the ATM   Traffic Descriptor IE. When the Best Effort Capability is used, no   guarantees are provided by the network, and in fact, throughput may   be zero at any time.  This type of behavior is also described byRFC1633 [BRAD94].Perez, Liaw, Mankin, Hoffman, Grossman & Malis                 [Page 11]

RFC 1755         ATM Signaling Support for IP over ATM     February 1995          Format and field values of ATM Traffic Descriptor IE          ----------------------------------------------------------          | traffic_descriptor                                     |          ----------------------------------------------------------          |  fwd_peak_cell_rate_0+1_identifier    132              |          |  fwd_peak_cell_rate_0+1               (link rate)      |          |  bkw_peak_cell_rate_0+1_identifier    133              |          |  bkw_peak_cell_rate_0+1               (link rate)      |          |  best_effort_indication               190              |          ----------------------------------------------------------   When the network does not support Best Effort Capability or more   predictable ATM service is desired for IP, more specific traffic   parameters MAY be specified and the Best Effort capability not used.   Doing so includes use of two other traffic-related IEs and is   discussed in the following paragraphs and sections.   The Traffic Descriptor IE is accompanied by the Broadband Bearer   Capability IE and the QoS Parameter IE.  Together these define the   signaling view of ATM traffic management.  In this memo, we present   an agreed-on, required subset of traffic management capabilities, as   specified by using the three IEs. The figure immediately below shows   the set of the allowable combinations of traffic parameters which all   IP over ATM endsystems MUST support in their ATM signaling.  The   subset includes Best Effort in the form of a non-guaranteed bitrate   combination (the rightmost column of the table below); a type of   traffic description that is intended for ATM "pipes", for example   between two routers (the middle column); and a type of traffic   description that will allow initial use of token-bucket style   characterizations of the source, as presented inRFC 1363 [PART92]   andRFC 1633, for example (the leftmost column).Perez, Liaw, Mankin, Hoffman, Grossman & Malis                 [Page 12]

RFC 1755         ATM Signaling Support for IP over ATM     February 1995                 Combinations of Traffic Related Paramenters                 that MUST be supported in the SETUP message                   |---------------------------------|                   |Broadband Bearer                 |                   |Capability                       |                   |---------------------------------|                   |Broadband Bearer     | C | X | X |                   |---------------------|---|---|---|                   |Traffic Type         |   |   |   |                   |(CBR,VBR)            |   |CBR| & |                   |---------------------|---|---|---|                   |Timing Required      |   |YES| &&|                   |---------------------------------|                   |Traffic Descriptor               |                   |Parameter                        |                   |---------------------------------|                   |PCR (CLP=0)          |   |   |   |                   |---------------------|---|---|---|                   |PCR (CLP=0+1)        | S | S | S |                   |---------------------|---|---|---|                   |SCR (CLP=0)          |   |   |   |                   |---------------------|---|---|---|                   |SCR (CLP=0+1)        | S |   |   |                   |---------------------|---|---|---|                   |MBS (CLP=0)          |   |   |   |                   |---------------------|---|---|---|                   |MBS (CLP=0+1)        | S |   |   |                   |---------------------|---|---|---|                   |Best Effort          |   |   | S |                   |---------------------|---|---|---|                   |Tagging              | NO| NO| NO|                   |---------------------------------|                   |---------------------------------|                   |QOS Classes          | 0 | 0 | 0 |                   -----------------------------------   S = Specified   & = Parameter is coded to either "no indication" or VBR or octet 5a       (Traffic Type/Timing Required) is absent; these three codings are       treated as equivalent   && = Parameter is coded to either "no indication" or "No" or octet 5a        is absent; these three codings are treated as equivalent   Use of other allowable combinations of traffic parameters listed in   the large table inAppendix C may work, since they are allowed by   [ATMF94], but this will depend on the the calling endsystem, the   network, and the called endsystem.Perez, Liaw, Mankin, Hoffman, Grossman & Malis                 [Page 13]

RFC 1755         ATM Signaling Support for IP over ATM     February 1995   If Best Effort service is not use, link rate SHOULD not be requested   as the peak cell rate. Without any knowledge of the application, it   is RECOMMENDED that a fraction, such as 1/10th, of the the link   bandwidth be requested.   [ATMF93] does not provide any capability for negotiation of the ATM   traffic descriptor paramenters.  This means that:     a) the calling endsystem SHOULD have some prior knowledge as to        the traffic contract that will be acceptable to both the        called endsystem and the network.     b) if, in response to a SETUP message, a calling endsystem        receive a RELEASE COMPLETE message, or a CALL PROCEEDING        message followed by a RELEASE COMPLETE message, with cause        #37, User Cell Rate Unavailable, it MAY examine the        diagnostic field of the Cause IE and reattempt the call after        selecting smaller values for the parameter(s) indicated.  If        the RELEASE COMPLETE or RELEASE message is received with cause        #73, Unsupported combination of traffic parameter, it MAY        try other combinations from table 5-7 and 5-8 of [ATMF93].     c) the called endsystem SHOULD examine the ATM traffic descriptor        IE in the SETUP message.  If it is unable to process cells at        the Forward PCR indicated, it SHOULD clear the call with cause        #37, User Cell Rate Unavailable.Perez, Liaw, Mankin, Hoffman, Grossman & Malis                 [Page 14]

RFC 1755         ATM Signaling Support for IP over ATM     February 19957.2.  Broadband Bearer Capability   Broadband Bearer Connection Oriented Service Type X (BCOB-X) or Type   C (BCOB-C) are both applicable for multiprotocol interconnection,   depending on the service(s) provided by the ATM network and the   capabilities (e.g., for traffic shaping) of the ATM endsystem. The   table in the previous section showed the use of BCOB-X and BCOB-C   with other parameters.  The figure below shows format and field   values for a BCOB-X when the Traffic Descriptor IE indicates Best   Effort.          Format and field values of Broadband Bearer Capability IE          ----------------------------------------------------------          | bb_bearer_capability                                   |          ----------------------------------------------------------          |  spare                       0                         |          |  bearer_class                16      (BCOC-X)          |          |  spare                       0                         |          |  traffic_type                0       (no indication)   |          |  timing_reqs                 0       (no indication)   |          |  susceptibility_to_clipping  0       (not suscept)     |          |  spare                       0                         |          |  user_plane_configuration    0       (point_to_point)  |          ----------------------------------------------------------   IP over ATM signaling MUST permit BCOB-C and BCOB-X, in the   combinations shown in the previous section.  It MAY also permit one   of the allowable combinations shown inAppendix C.   Currently, there is no capability for negotiation of the broadband   bearer capability.  This means that:     a) the calling endsystem SHOULD have some prior knowledge as to        the broadband bearer capability that will be acceptable to        both the called endsystem and the network.     b) if, in response to a SETUP message, a calling endsystem        receives a RELEASE COMPLETE message, or a CALL PROCEEDING        message followed by a RELEASE COMPLETE message, with cause        #57, bearer capability not authorized or #58 bearer capability        not presently available, it MAY reattempt the call after        selecting another bearer capability.Perez, Liaw, Mankin, Hoffman, Grossman & Malis                 [Page 15]

RFC 1755         ATM Signaling Support for IP over ATM     February 19957.3.  QoS Parameter   The Unspecified QoS class (Class 0) is the only QoS class that must   be supported by all networks and the only QoS class allowed when   using the Best Effort service. The Specified QoS Class for Connection   Oriented Data Transfer (Class 3) or the Specified QoS Class for   Connectionless Data Transfer (Class 4) may be applicable to   multiprotocol over ATM, but their use has to be negotiated with the   network provider.  The combinations of QoS parameters with the ATM   Traffic Descriptor and the Broadband Bearer Capability are detailed   in the Traffic Descriptor section and inAppendix C.          Format and field values of QoS Parameters IE          ----------------------------------------------------------          | qos_parameter                                          |          ----------------------------------------------------------          |  qos_class_fwd              0         (class 0)        |          |  qos_class_bkw              0         (class 0)        |          ----------------------------------------------------------   [ATMF93] does not provide any capability for negotiation of Quality   of Service parameters.  This means that:     a) the calling endsystem SHOULD have some prior knowledge as to        the QoS classes offered by the ATM network in conjunction with        the requested Broadband Bearer Service and Traffic Descriptor.     b) if, in response to a SETUP message, a calling endsystem        receives a RELEASE COMPLETE message, or a CALL PROCEEDING        message followed by a RELEASE COMPLETE message, with cause        #49, Quality of Service Unavailable, it MAY reattempt the call        after selecting another QoS class.   Note: The two-bit 'coding standard' field of the General Information   octet in the IE header, SHOULD be set to '00' now that the ITU-T has   standardized QoS class 0. Endsystems SHOULD treat either value ('11'   or '00') as requesting the ITU-T QoS class.7.4.  ATM Addressing Information   ATM addressing information is carried in the Called Party Number,   Calling Party Number, and, under certain circumstance, Called Party   Subaddress, and Calling Party Subaddress IE. Section 5.8 of [ATMF93]   provides the procedure for an ATM endsystem to learn its own ATM   address from the ATM network, for use in populating the Calling Party   Number IE.Section 5.4.5.14 [ATMF94] describes the syntax and   semantics of the calling party subaddress IE.Perez, Liaw, Mankin, Hoffman, Grossman & Malis                 [Page 16]

RFC 1755         ATM Signaling Support for IP over ATM     February 1995RFC 1577 RECOMMENDS that a router be able to provide multiple LIS   support with a single physical ATM interface that may have one or   more individual ATM endsystem addresses.  Use of the Selector field   in the NSAPAs and E.164 addresses (in the NSAP format) is identified   as a way to differentiate up to 256 different LISs for the same ESI.   Therefore, an IP router MAY associate the IP addresses of the various   LISs it supports with distinct ATM addresses differentiated only by   the SEL field. If an IP router does this association, then its   signaling entity MUST carry in the SETUP message the ATM addresses   corresponding to the particular IP entity requesting the call, and   the IP entity it is requesting a call to. These ATM addresses are   carried in the Calling and Called Party Number IEs respectively.   Native E.164 addresses do not support a SEL field.  For IP routers   residing in a Public UNI where native E.164 addresses are used it is   RECOMMENDED that multiple E.164 addresses be used to support multiple   LISs.  Note: multiple LIS support is the only recommended use of the   SEL field. Use of this field is not recommended for selection of   higher level applications.   Resolution of IP addresses to ATM addresses is required of hosts and   routers which are ATM endsystems that use ATM SVCs.RFC 1577 provides   a mechanism for doing IP to ATM address resolution in the classical   IP model.          Format and field values of Called and Calling Party Number IE          ----------------------------------------------------------          | called_party_number                                    |          ----------------------------------------------------------          |  type_of_number      (international number / unknown)  |          |  addr_plan_ident     (ISDN / ATM Endsystem Address)    |          |  addr_number         (E.164 / ATM Endsystem Address)   |          ----------------------------------------------------------          ----------------------------------------------------------          | calling_party_number                                   |          ----------------------------------------------------------          |  type_of_number      (international number / unknown)  |          |  addr_plan_ident     (ISDN / ATM Endsystem Address)    |          |  presentation_indic  (presentation allowed)            |          |  spare               0                                 |          |  screening_indic     (user provided verified & passed) |          |  addr_number         (E.164 / ATM Endsystem Address    |          ----------------------------------------------------------Perez, Liaw, Mankin, Hoffman, Grossman & Malis                 [Page 17]

RFC 1755         ATM Signaling Support for IP over ATM     February 19958.  Dealing with Failure of Call Establishment   If an ATM call attempt fails with any of the following causes, the   situation SHOULD be treated as Network Unreachable (if the called ATM   endsystem is a router) or Host Unreachable (if the called ATM   endsystem is a host).  See the treatment of Network and Host   Unreachable conditions inRFC 1122 [BRAD89].        #  1  unallocated (unassigned) number        #  3  no route to destination        # 17  user busy        # 18  no user reponding        # 27  destination out of order        # 38  network out of order        # 41  temporary failure        # 47  resource unavailable, unspecified   If an ATM call attempt fails with any of the following causes, the   ATM endsystem MAY retry the call, changing (or adding) the IE(s)   indicated by the cause code and diagnostic.           #  2  no route to specified transit network           # 21  call rejected           # 22  number changed           # 23  user rejects call with CLIR           # 37  user cell rate unavailable           # 49  quality of service unavailable           # 57  bearer capability not authorized           # 58  bearer capability not presently available           # 65  bearer capability not implemented           # 73  unsupported combination of traffic parameter           # 88  incompatible destination           # 91  invalid transmit network selection           # 78  AAL parameter cannot be supported9.  Security Considerations   Not all of the security issues relating to IP over ATM are clearly   understood at this time, due to the fluid state of ATM   specifications, newness of the technology, and other factors.  Future   revisions of this specification will address the security   capabilities that future signaling standards may offer to IP over ATM   signaling.Perez, Liaw, Mankin, Hoffman, Grossman & Malis                 [Page 18]

RFC 1755         ATM Signaling Support for IP over ATM     February 199510.  Open Issues   o   This document version is specifically anRFC 1577/RFC 1483       implementation document. AlthoughRFC 1577 andRFC 1483       specify an LLC/SNAP encapsulation, which is inherently a       multiprotocol encapsulation, it is beyond to scope of this       document to go into any multiprotocol specifications other than       to point out some examples (seeAppendix D for an example of       NLPID encapsulation).11.  Acknowledgments   The authors wish to thank the work of their colleagues who attend the   IP over ATM working group; the ATM Forum Technical Committee; the ATM   Signaling Subworking Group in ANSI-Accredited Technical Subcommittee   T1S1; the ATM Access Signaling experts in ITU-T (formerly CCITT)   Study Group 11. Rao Cherukuri (IBM) and Jeff Kiel (formerly with   Bellcore, presently with BellSouth) were particularly valuable in   coordinating among T1S1, ITU-T and the ATM Forum to make sure that   the needs of multiprotocol over ATM could be expressed in the ATM   signaling protocol.REFERENCES   [ATKI94] Atkinson, R., "Default IP MTU over ATM AAL5",RFC 1626,       Naval Research Laboratory, May 1994.   [ATMF94] ATM Forum, "ATM User-Network Interface Specification Version       3.1", 1994.   [ATMF93] ATM Forum, "ATM User-Network Interface Specification Version       3.0", (Englewood Cliffs, NJ: Prentice Hall, 1993).   [BRAD89] Braden, R., Editor, "Requirements for Internet Hosts --       Communication Layers", STD 3,RFC 1122, USC/Information Science       Institute, October 1989.   [BRAD94] Braden, R., Clark, D., and S. Shenker, "Integrated Service       in the Internet Architecture:  An Overview",RFC 1633,       USC/Information Science Institute, June 1994.   [BRAD92] Bradley, T., and C. Brown, "Inverse Address Resolution       Protocol",RFC 1293, Wellfleet Communications, Inc., January       1992.   [HEIN93] Heinanen, J., "Multiprotocol Encapsulation over ATM       Adaptation Layer 5",RFC 1483, Telecom Finland, July 1993.Perez, Liaw, Mankin, Hoffman, Grossman & Malis                 [Page 19]

RFC 1755         ATM Signaling Support for IP over ATM     February 1995   [ISO8473] ISO/IEC 8473, Information processing systems - Data       communications - Protocol for providing the connectionless-mode       network service, 1988.   [ISO9577] Information Technology - Telecommunication and information       exchange between systems - Protocol identification in the network       layer ISO/IEC TR9577 (International Standards Organization:       Geneva, 1990).   [LAUB93] Laubach, M., "Classical IP and ARP over ATM",RFC 1577,       Hewlett-Packard Laboratories, December 1993.   [PART92] Partridge, C., "A Proposed Flow Specification",RFC 1363,       BBN, September 1992.   [Q.2931] Broadband Integrated Service Digital Network (B-ISDN)       Digital Subscriber Signaling System No.2 (DSS2) User Network       Interface Layer 3 Specification for Basic Call/Connection Control       ITU-T Recommendation Q.2931, (International Telecommunication       Union: Geneva, 1994)Authors' Addresses   Maryann Perez Maher   USC/Information Sciences Institute   4350 N. Fairfax Drive Suite 400   Arlington, VA 22203   Phone: 703-807-0132   EMail: perez@isi.edu   Fong-Ching Liaw   FORE Systems, Inc.   174 Thorn Hill Road   Warrendale, PA 15086-7535   Phone: (412) 772-8668   EMail: fong@fore.com   Allison Mankin   USC/Information Sciences Institute   4350 N. Fairfax Drive Suite 400   Arlington, VA 22203   Phone:  703-807-0132   EMail: mankin@isi.eduPerez, Liaw, Mankin, Hoffman, Grossman & Malis                 [Page 20]

RFC 1755         ATM Signaling Support for IP over ATM     February 1995   Eric Hoffman   USC/Information Sciences Institute   4350 N. Fairfax Drive Suite 400   Arlington, VA 22203   Phone:  703-807-0132   EMail: hoffman@isi.edu   Dan Grossman   Motorola Codex   Phone: 617-821-7333   EMail: dan@merlin.dev.cdx.mot.com   Andrew G. Malis   Ascom Timeplex, Inc.   Advanced Products Business Unit   289 Great Road   Suite 205   Acton, MA  01720   Phone: (508) 266-4522   EMail: malis@maelstrom.timeplex.comPerez, Liaw, Mankin, Hoffman, Grossman & Malis                 [Page 21]

RFC 1755         ATM Signaling Support for IP over ATM     February 1995Appendix A. Sample Signaling Messages1. SETUP and CONNECT messages   This appendix shows sample codings of the SETUP and CONNECT signaling   messages. The fields in the IE header are not shown.  +--------------------------------------------------------------------+                                SETUP    Information Elements/      Fields                         Value/(Meaning)    --------------------             ---------------    aal_parameters      aal_type                       5        (AAL 5)      fwd_max_sdu_size_ident         140      fwd_max_sdu_size               (send IP MTU value)      bkw_max_sdu_size_ident         129      bkw_max_sdu_size               (recv IP MTU value)      sscs_type identifier           132      sscs_type                      0        (null SSCS)    user_cell_rate      fwd_peak_cell_rate_0_1_ident   132      fwd_peak_cell_rate_0_1         (link rate)      bkw_peak_cell_rate_0_1_ident   133      bkw_peak_cell_rate_0_1         (link rate)      best_effort_indication         190    bb_bearer_capability      spare                          0      bearer_class                   16       (BCOC-X)      spare                          0      traffic_type                   0        (no indication)      timing_reqs                    0        (no indication)      susceptibility_to_clipping     0        (not susceptible to                                              clipping)      spare                          0      user_plane_configuration       0        (point_to_point)    bb_low_layer_information      layer_2_id                     2      user_information_layer         12       (lan_llc (ISO 8802/2)    qos_parameter      qos_class_fwd                  0        (class 0)      qos_class_bkw                  0        (class 0)Perez, Liaw, Mankin, Hoffman, Grossman & Malis                 [Page 22]

RFC 1755         ATM Signaling Support for IP over ATM     February 1995    called_party_number      type_of_number                 (international number / unknown)      addr_plan_ident                (ISDN / ATM Endsystem Address)      number                         (E.164 / ATM Endsystem Address)    calling_party_number      type_of_number                 (international number / unknown)      addr_plan_ident                (ISDN / ATM Endsystem Address)      presentation_indic             (presentation allowed)      spare                          0      screening_indic                (user_provided verified and passed)      number                         (E.164 / ATM Endsystem Address)  +--------------------------------------------------------------------+                              Figure 1.                      Sample contents of SETUP message  [* : optional, ignored if present]Perez, Liaw, Mankin, Hoffman, Grossman & Malis                 [Page 23]

RFC 1755         ATM Signaling Support for IP over ATM     February 1995   In IP over ATM environments the inclusion of the "AAL parameters" IE   is *mandatory* to allow for MTU size negotiation between the source   and destination. The "Broadband Low Layer Information" IE is also   mandatory for specifying the IP encapsulation scheme.  +--------------------------------------------------------------------+                                CONNECT    Information Elements/      Fields                         Value    --------------------             -----    aal_parameters      aal_type                       5        (AAL 5)      fwd_max_sdu_size_ident         140      fwd_max_sdu_size               (send IP MTU value)      bkw_max_sdu_size_ident         129      bkw_max_sdu_size               (recv IP MTU value)      sscs_type identifier           132      sscs_type                      0        (null SSCS)    bb_low_layer_information      layer_2_id                     2      user_information_layer         12       (lan_llc (ISO 8802/2)    connection identifier      spare                          0      vp_assoc_signaling             1        (explicit indication of VPCI)      preferred_exclusive            0        (exclusive vpci/vci)      vpci                           (assigned by network)      vci                            (assigned by network)  +--------------------------------------------------------------------+                               Figure 2.                    Sample contents of CONNECT message   As in the SETUP message, IP over ATM environments demand the   inclusion of the "AAL parameters" IE so that the destination may   specify the MTU size that it is willing to receive.   2.  Hints on Use of CALL PROCEEDING Message   Use of the CALL PROCEEDING message is beneficial in implementations   where the called party's ATM signaling entity and AAL Users are   decoupled. An arriving SETUP may result in an immediate CALL   PROCEEDING response from the called party's ATM signaling entity,   while it locally queries the called IP-ATM entity to see if the   SETUP's conditions are acceptable. The acceptance of the SETUP's   conditions would then cause the ATM signaling entity to issue a   CONNECT back to the switch. The two possible refusal modes at thePerez, Liaw, Mankin, Hoffman, Grossman & Malis                 [Page 24]

RFC 1755         ATM Signaling Support for IP over ATM     February 1995   called party then become:           a) Called party has no IP-ATM entity resident. Issue RELEASE              COMPLETE in response to SETUP.           b) Called party has a resident IP-ATM entity, so CALL PROCEEDING              was issued. The IP-ATM entity rejects the call request, so a              RELEASE is issued instead (to be acknowledged by the network              with RELEASE COMPLETE).Appendix B. IP over ATM using UNI 3.0 Signaling   This appendix describes how to support IP over ATM using UNI 3.0   signalling.  Differences in the coding or semantics of each relevant   IE is given.   1. AAL parameter   Values for maximum SDU size may range from one (not zero) to 64K.   A 'mode' field is an allowable field in UNI 3.0. Nevertheless, this   'mode' field SHOULD be omitted from the AAL Parameters IE and MUST be   ignored by the destination endsystem.   2. Traffic Management Related IEs   In UNI 3.0 issues of traffic management were less understood than in   UNI 3.1. UNI 3.0 does not contain a guide to coordinating the use of   the User Cell Rate IE (Traffic Descriptor IE in UNI 3.1), Broadband   Bearer Capability IE, and QoS parameters IE. Therefore, the   recommendation for specifying parameters in these IEs is the same as   that given above when using UNI 3.1.  The following section merely   describes relevant differences in names and code values.   2.1 ATM User Cell Rate (instead of ATM Traffic Descriptor)   The ATM Traffic Descriptor IE is refered to as 'ATM User Cell Rate'   IE in UNI 3.0. Also, the value for the cause 'user cell rate   unavailable' is #51.   2.3 QoS parameters   The two-bit 'coding standard' field of the General Information octet   in the IE header, should be set to '11' inidicating that the IE is a   standard defined for the network (as opposed to an ITU-TS standard)   present on the network side of the interface.Perez, Liaw, Mankin, Hoffman, Grossman & Malis                 [Page 25]

RFC 1755         ATM Signaling Support for IP over ATM     February 1995   3. ATM Addressing Information   In UNI 3.1, the 'ATM Endsystem Address' type was introduced to   differentiate ATM addresses from OSI NSAPs. In UNI 3.0, 'ATM   Endsystem Address' is not a valid type. Therefore, in the called and   calling party subaddress IEs the three-bit 'type of subaddress' field   MUST specify 'NSAP' (value = 001) when using the subaddress IE to   carry ATM addresses.   4. Dealing with Failure of Call Establishment   In UNI 3.0 the there are certain cause values which are different   than UNI 3.1. Two relevant differences are the following:      'AAL Parameter Cannot Be Supported' is #93 (#78 in UNI 3.1), and      'User Cell Rate Unavailable' is #51 (#37 in UNI 3.1).Perez, Liaw, Mankin, Hoffman, Grossman & Malis                 [Page 26]

RFC 1755         ATM Signaling Support for IP over ATM     February 1995Appendix C.                 Combinations of Traffic Related Parameters                 tha MAY be supported in the SETUP message    |-----------------------------------------------------------------|    |Broadband Bearer                                                 |    |Capability                                                       |    |-----------------------------------------------------------------|    |Broadband Bearer     |A,C| X |X  |C  | X |C| X |A,C| X | X |C| X |    |---------------------|---|---|---|---|---|-|---|---|---|---|-|---|    |Traffic Type         |   |   |   |   |   | |   |   |   |   | |   |    |(CBR,VBR)            |   |CBR| & |   |&  | |&  |   |CBR|&  |&| & |    |---------------------|---|---|---|---|---|-|---|---|---|---|-|---|    |Timing Required      |   | Y |&& |   |&& | |&& |   | Y |&& | |&& |    |-----------------------------------------------------------------|    |Traffic Descriptor                                               |    |Parameter                                                        |    |-----------------------------------------------------------------|    |PCR (CLP=0)          | S | S | S |   |   | |   |   |   |   | |   |    |---------------------|---|---|---|---|---|-|---|---|---|---|-|---|    |PCR (CLP=0+1)        | S | S | S | S | S |S| S | S | S | S |S| S |    |---------------------|---|---|---|---|---|-|---|---|---|---|-|---|    |SCR (CLP=0)          |   |   |   |   | S |S|   |   |   |   | |   |    |---------------------|---|---|---|---|---|-|---|---|---|---|-|---|    |SCR (CLP=0+1)        |   |   |   |   |   | | S | S |   |   | |   |    |---------------------|---|---|---|---|---|-|---|---|---|---|-|---|    |MBS (CLP=0)          |   |   |   |   | S |S|   |   |   |   | |   |    |---------------------|---|---|---|---|---|-|---|---|---|---|-|---|    |MBS (CLP=0+1)        |   |   |   |   |   | | S | S |   |   | |   |    |---------------------|---|---|---|---|---|-|---|---|---|---|-|---|    |Best Effort          |   |   |   |   |   | |   |   |   |   |S| S |    |---------------------|---|---|---|---|---|-|---|---|---|---|-|---|    |Tagging              |Y/N|Y/N|Y/N|Y/N|Y/N|N| N | N | N | N |N| N |    |-----------------------------------------------------------------|    |-----------------------------------------------------------------|    |QOS Classes          | * | * | * | * | * |*| * | * | * | * |0| 0 |    |-----------------------------------------------------------------|    (Table 2 is a reproduction of Table F-1 ofAppendix F in [ATMF 94].)    PCR = Peak Cell Rate, SCR = Sustainable Cell Rate,    MBS = Maximum Burst Size    Y = Yes, N = No, S = Specified    Y/N = either "Yes" or "No" is allowedPerez, Liaw, Mankin, Hoffman, Grossman & Malis                 [Page 27]

RFC 1755         ATM Signaling Support for IP over ATM     February 1995    * = allowed QoS class values are a network option. Class 0 is        always supported for alignment with ITU-T    & = parameter is coded to either "no indication" or VBR or        octet 5a(Traffic Type/Timing Required) is absent; these three        codings are treated as equivalent    && = parameter is coded to either "no indication" or "No" or        octet 5a(Traffic Type/Timing Required) is absent; these three        codings are treated as equivalent    A blank entry in the table indicates that the parameter is not    present.Appendix D.  Frame Relay Interworking1.RFC 1490 over FR-SSCS vs.RFC 1483 over null-SSCS   Procedures for Frame Relay to ATM signaling interworking have not yet   been specified by ITU-T, the ATM Forum, or the Frame Relay Forum. If   an ATM endsystem wishes to use FR-SSCS, FR-SSCS andRFC 1490   encapsulation must both be be specified in the SETUP message.   Nevertheless, since neither LLC encapsulation nor VC-multiplexing   will interoperate when used over FR-SSCS, these two encapsulations   cannot be negotiated as alternatives toRFC 1490 encapsulation (seeSection 4, Encapsulation Negotiation).   In ATM environments the SSCS layer is part of the AAL functionality.   The SSCS serves to coordinate the needs of a protocol above with the   requirements of next lower layer, the Common Part Convergence   Sublayer (CPCS). For example, the UNI ATM signaling protocol runs on   top of a signaling SSCS which among other things provides an assured   transfer service for signaling messages. Since the SSCS is considered   part of the AAL, the SSCS type is specified as one of the parameters   in the AAL Parameters IE.  To date there has not been an SSCS defined   for data transmission in ATM and this type field is usually set to   'null'.   The exception occurs when doing FR interworking where an ATM   endsystem may choose to use the FR-SSCS over AAL 5 in order to   communicate with a FR endsystem.  In that case the SSCS type in the   AAL Parameters IE of the SETUP message is set to 'FR-SSCS'.   Also included in a SETUP message is an indication in the B-LLI IE of   the protocol layers to be used above the AAL. In particular, ATM   connections established to carry connectionless network interconnect   traffic require a layer above the AAL for multiplexing multiple   protocols over a single VC [HEIN 93]. As mentioned above,RFC 1577Perez, Liaw, Mankin, Hoffman, Grossman & Malis                 [Page 28]

RFC 1755         ATM Signaling Support for IP over ATM     February 1995   defines LLC as default multiplexing layer for IP over AAL5.   Specification of the SSCS restricts the encapsulation protocol used   over it, sinceRFC 1483 (in addition to applicable ITU standards)   defines the use ofRFC 1490 encapsulation over the FR-SSCS, and LLC   or null encapsulation otherwise.  The fact that it is not possible,   in the UNI 3.0 signaling specification, to negotiate between the FR-   SSCS and null-SSCS can result in interoperability restrictions   between stations that implement and wish to use the FR-SSCS and those   that do not, even though they both are using IP. The guidelines in   the following section were developed to decrease the chance that such   interoperability restrictions occur.2.  Scenarios for Interworking   The following discussion uses the terms "network interworking" and   "service interworking".  "Network interworking" uses FR-SSCS over   AAL5 between the InterWorking Unit (IWU) and the ATM endsystem, and   the ATM endsystem is aware that the other endpoint is a FR/ATM   Network IWU.  "Service interworking" aims to make the operation   transparent to the ATM endsystem by adding encapsulation translation   and other payload processing in the FR/ATM Service IWU to allow the   ATM endsystem to operate as if it were talking to another ATM   endsystem.   The most common scenario where FR-SSCS could be negotiated is between   an ATM endsystem and a FR/ATM network IWU to allow connectivity among   an ATM endsystem and a FR endsystem residing behind a FR/ATM network   IWU.                     --------        --------      -------       |        |      |        |       -------     |   A   |      | FR/ATM |      |   ATM  |      |   B   |     |  (FR) |----->|  IWU   |----->| switch |----->| (ATM) |      -------       |        |      |        |       -------                     --------        --------             |      |        |                      |              ----->          --------------------->             FR call                 ATM call   A network IWU can place a call to an ATM host (on behalf of a FR   host) by signaling for FR-SSCS and assuming that the ATM endsystem   supports FR-SSCS. The B-LLI IE SHALL be encoded to indicateRFC 1490   encapsulation and the SSCS type field of the AAL Parameters IE SHALL   be coded to indicate FR-SSCS.  If the FR-SSCS negotiation fails   because the called ATM host does not support FR-SSCS, the IWU can   retry the call negotiating for LLC encapsulation or VC-multiplexing.Perez, Liaw, Mankin, Hoffman, Grossman & Malis                 [Page 29]

RFC 1755         ATM Signaling Support for IP over ATM     February 1995   However, the IWU can only attempt the retry if it is able to do FR-   ATM service interworking. Such service interworking adds extra   processing overhead during the call.   The even more problematic case occurs when a call is requested in the   opposite direction, i.e. when an ATM host places a call to a host   residing behind an IWU.                     --------        --------      -------       |        |      |        |       -------     |   B   |      | FR/ATM |      |   ATM  |      |   A   |     |  (FR) |<-----|  IWU   |<-----| switch |<-----| (ATM) |      -------       |        |      |        |       -------                     --------        --------             |      |        |                      |              <-----          <---------------------             FR call                 ATM call   Not knowing that the destination resides behind an IWU, the calling   host will negotiate for the default LLC encapsulation (possibly   requesting VC-multiplexing as an alternative).  In this situation the   IWU can accept the call and do the necessary service interworking or   reject the call specifying 'AAL Parameters not supported'. If the IWU   rejects the call it risks the possibility that calling host does not   support FR-SSCS or simply does not retry and the call will never be   established.3.  Possible Alternatives   While Frame Relay interworking is possible, it is not possible to   negotiate FR-SSCS with LLC encapsulation or VC-multiplexing, which   decreases the chances of completing an ATM call.  However,   interoperability can be increased using the following alternatives:   1. Maintaining external knowledge that a particular destination uses   FR-SSCS.  This knowledge can be configured, or in the future added to   some network host database.   2. In the absence of such external knowledge, an ATM endsystem is   required to negotiate for the default LLC encapsulation (possibly   requesting VC-multiplexing as an alternative).  There are three sub-   cases:   2a. The IWU supports service interworking and network interworking,   and prefers service interworking.  The IWU simply accepts the call   using LLC encapsulation.Perez, Liaw, Mankin, Hoffman, Grossman & Malis                 [Page 30]

RFC 1755         ATM Signaling Support for IP over ATM     February 1995   2b. The IWU supports service interworking and network interworking,   and prefers network interworking.  The IWU simply accepts the call,   but attempts to open a parallel connection back to the original ATM   endsystem negotiating the FR-SSCS use.  If the connection is   accepted, the IWU closes the service interworking connection.   2c. The IWU supports network interworking only.  The IWU rejects the   call specifying 'AAL Parameters not supported', and then attempts to   open a connection back to the original ATM endsystem negotiating the   FR-SSCS use.4.  Encapsulation negotiation   The call/connection control signaling protocol includes a mechanism   to support negotiation of encapsulation for endsystems that support   more than one. This section describes the procedures for negotiation   of an encapsulation.   The B-LLI negotiation procedures (see Annex C of [ATMF93]) are   initiated by the calling ATM endsystem by including up to three   instances of the B-LLI IE in the SETUP message in descending order of   preference (following the rule for repeating IE in section 5.4.5.1 of   [ATMF93]).   The following is the list of the three possible combinations that B-   LLI IE instances MAY be included in the SETUP message.  Each instance   is referred to by its encapsulation name as it appears inRFC 1483,   and corresponding section labels fromAppendix D of the ATM Forum UNI   3.0 specification.     a) LLC/SNAP encapsulation (D.3.1)   In this case, the calling ATM endsystem can only send and receive   packets preceded by an LLC/SNAP identification. This memo requires   that hosts and routers which are ATM endsystems implement LLC/SNAP   encapsulation.     b) VC-multiplexing (D.3.2) and LLC/SNAP (D.3.1)   The calling ATM endsystem prefers to use VC multiplexing, but is   willing to agree to use LLC/SNAP encapsulation instead, if the called   ATM endsytem only supports LLC/SNAP.     c)RFC 1490 encapsulation (NLPID multiplexing) over FRSSCS       (D.3.3, omitting octets 7a and 7b and MUST have FR-SSCS in SSCS       type of AAL Parameters IE.)Perez, Liaw, Mankin, Hoffman, Grossman & Malis                 [Page 31]

RFC 1755         ATM Signaling Support for IP over ATM     February 1995   The calling ATM endsystem can only send and receive packets usingRFC1490 encapsulation (NLPID multiplexing) over FRSSCS.  Use ofRFC 1490   encapsulation presently cannot be negotiated as an alternative to LLC   encapsulation or VC-multiplexing.  If the B-LLI IE is encoded to   indicateRFC 1490 encapsulation, the SSCS type field of the AAL   Parameters IE SHALL coded to indicate FRSSCS.  Note that the AAL   Parameters IE can not be coded to indicate both NULL and FR-SSCS and   neither LLC encapsulation nor VC-multiplexing will be interoperable   when used over FR-SSCS.   The called ATM endsystem SHALL select the encapsulation method it is   able to support from the B-LLI IE present in SETUP message.  If it   supports more than one of the encapsulations indicated in the SETUP   message, it MUST select the one which appears first in the SETUP   message.  The called ATM endsystem then includes the B-LLI IE content   corresponding to the selected encapsulation in the CONNECT message.   If the called endsystem does not support any encapsulation indicated   in the incoming SETUP message, it SHALL clear the call with cause   #88, incompatible destination.  If the received SETUP message does   not include the B-LLI IE, the call SHALL be cleared with cause #21,   "call rejected", with diagnostics indicating rejection reason =   information element missing and the B-LLI IE identifier.  As   described in Annex C of [ATMF93], if the calling ATM endpoint   receives a CONNECT message that does not contain a B-LLI IE, it SHALL   assume the encapsulation indicated in the first BLLI IE that it   included in the SETUP message.Perez, Liaw, Mankin, Hoffman, Grossman & Malis                 [Page 32]

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