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Network Working Group                                            J. LinnRequest for Comments: 1508                         Geer Zolot Associates                                                          September 1993Generic Security Service Application Program InterfaceStatus of this Memo   This RFC specifies an Internet standards track protocol for the   Internet community, and requests discussion and suggestions for   improvements.  Please refer to the current edition of the "Internet   Official Protocol Standards" for the standardization state and status   of this protocol.  Distribution of this memo is unlimited.Abstract   This Generic Security Service Application Program Interface (GSS-API)   definition provides security services to callers in a generic   fashion, supportable with a range of underlying mechanisms and   technologies and hence allowing source-level portability of   applications to different environments. This specification defines   GSS-API services and primitives at a level independent of underlying   mechanism and programming language environment, and is to be   complemented by other, related specifications:        documents defining specific parameter bindings for particular        language environments        documents defining token formats, protocols, and procedures to        be implemented in order to realize GSS-API services atop        particular security mechanismsTable of Contents1. GSS-API Characteristics and Concepts .......................21.1. GSS-API Constructs .......................................51.1.1.  Credentials ...........................................51.1.2.  Tokens ................................................61.1.3.  Security Contexts .....................................71.1.4.  Mechanism Types .......................................81.1.5.  Naming ................................................91.1.6.  Channel Bindings ......................................101.2.  GSS-API Features and Issues .............................111.2.1.  Status Reporting ......................................111.2.2.  Per-Message Security Service Availability .............121.2.3.  Per-Message Replay Detection and Sequencing ...........131.2.4.  Quality of Protection .................................15Linn                                                            [Page 1]

RFC 1508               Generic Security Interface         September 19932. Interface Descriptions .....................................152.1.  Credential management calls .............................172.1.1.  GSS_Acquire_cred call .................................172.1.2.  GSS_Release_cred call .................................192.1.3.  GSS_Inquire_cred call .................................202.2.  Context-level calls .....................................212.2.1.  GSS_Init_sec_context call .............................212.2.2.  GSS_Accept_sec_context call ...........................262.2.3.  GSS_Delete_sec_context call ...........................292.2.4.  GSS_Process_context_token call ........................302.2.5.  GSS_Context_time call .................................312.3.  Per-message calls .......................................322.3.1.  GSS_Sign call .........................................322.3.2.  GSS_Verify call .......................................332.3.3.  GSS_Seal call .........................................352.3.4.  GSS_Unseal call .......................................362.4.  Support calls ...........................................372.4.1.  GSS_Display_status call ...............................372.4.2.  GSS_Indicate_mechs call ...............................382.4.3.  GSS_Compare_name call .................................382.4.4.  GSS_Display_name call .................................392.4.5.  GSS_Import_name call ..................................402.4.6.  GSS_Release_name call .................................412.4.7.  GSS_Release_buffer call ...............................412.4.8.  GSS_Release_oid_set call ..............................423. Mechanism-Specific Example Scenarios .......................423.1.  Kerberos V5, single-TGT .................................433.2.  Kerberos V5, double-TGT .................................433.3.  X.509 Authentication Framework ..........................444. Related Activities .........................................455. Acknowledgments ............................................466. Security Considerations ....................................467. Author's Address ...........................................46Appendix A ....................................................47Appendix B ....................................................48Appendix C ....................................................491. GSS-API Characteristics and Concepts   The operational paradigm in which GSS-API operates is as follows. A   typical GSS-API caller is itself a communications protocol, calling   on GSS-API in order to protect its communications with   authentication, integrity, and/or confidentiality security services.   A GSS-API caller accepts tokens provided to it by its local GSS-API   implementation and transfers the tokens to a peer on a remote system;   that peer passes the received tokens to its local GSS-API   implementation for processing. The security services available   through GSS-API in this fashion are implementable (and have beenLinn                                                            [Page 2]

RFC 1508               Generic Security Interface         September 1993   implemented) over a range of underlying mechanisms based on secret-   key and public-key cryptographic technologies.   The GSS-API separates the operations of initializing a security   context between peers, achieving peer entity authentication (This   security service definition, and other definitions used in this   document, corresponds to that provided in International Standard ISO   7498-2-1988(E), Security Architecture.) (GSS_Init_sec_context() and   GSS_Accept_sec_context() calls), from the operations of providing   per-message data origin authentication and data integrity protection   (GSS_Sign() and GSS_Verify() calls) for messages subsequently   transferred in conjunction with that context. Per-message GSS_Seal()   and GSS_Unseal() calls provide the data origin authentication and   data integrity services which GSS_Sign() and GSS_Verify() offer, and   also support selection of confidentiality services as a caller   option.  Additional calls provide supportive functions to the GSS-   API's users.   The following paragraphs provide an example illustrating the   dataflows involved in use of the GSS-API by a client and server in a   mechanism-independent fashion, establishing a security context and   transferring a protected message. The example assumes that credential   acquisition has already been completed.  The example assumes that the   underlying authentication technology is capable of authenticating a   client to a server using elements carried within a single token, and   of authenticating the server to the client (mutual authentication)   with a single returned token; this assumption holds for presently-   documented CAT mechanisms but is not necessarily true for other   cryptographic technologies and associated protocols.   The client calls GSS_Init_sec_context()  to establish a security   context to the server identified by targ_name, and elects to set the   mutual_req_flag so that mutual authentication is performed in the   course of context establishment. GSS_Init_sec_context()  returns an   output_token to be passed to the server, and indicates   GSS_CONTINUE_NEEDED status pending completion of the mutual   authentication sequence. Had mutual_req_flag not been set, the   initial call to GSS_Init_sec_context()  would have returned   GSS_COMPLETE status. The client sends the output_token to the server.   The server passes the received token as the input_token parameter to   GSS_Accept_sec_context().  GSS_Accept_sec_context indicates   GSS_COMPLETE status, provides the client's authenticated identity in   the src_name result, and provides an output_token to be passed to the   client. The server sends the output_token to the client.   The client passes the received token as the input_token parameter to   a successor call to GSS_Init_sec_context(),  which processes dataLinn                                                            [Page 3]

RFC 1508               Generic Security Interface         September 1993   included in the token in order to achieve mutual authentication from   the client's viewpoint. This call to GSS_Init_sec_context()  returns   GSS_COMPLETE status, indicating successful mutual authentication and   the completion of context establishment for this example.   The client generates a data message and passes it to GSS_Seal().   GSS_Seal() performs data origin authentication, data integrity, and   (optionally) confidentiality processing on the message and   encapsulates the result into output_message, indicating GSS_COMPLETE   status. The client sends the output_message to the server.   The server passes the received message to GSS_Unseal().  GSS_Unseal   inverts the encapsulation performed by GSS_Seal(),  deciphers the   message if the optional confidentiality feature was applied, and   validates the data origin authentication and data integrity checking   quantities. GSS_Unseal()  indicates successful validation by   returning GSS_COMPLETE status along with the resultant   output_message.   For purposes of this example, we assume that the server knows by   out-of-band means that this context will have no further use after   one protected message is transferred from client to server. Given   this premise, the server now calls GSS_Delete_sec_context() to flush   context-level information. GSS_Delete_sec_context() returns a   context_token for the server to pass to the client.   The client passes the returned context_token to   GSS_Process_context_token(),  which returns GSS_COMPLETE status after   deleting context-level information at the client system.   The GSS-API design assumes and addresses several basic goals,   including:      Mechanism independence: The GSS-API defines an interface to      cryptographically implemented strong authentication and other      security services at a generic level which is independent of      particular underlying mechanisms. For example, GSS-API-provided      services can be implemented by secret-key technologies (e.g.,      Kerberos) or public-key approaches (e.g., X.509).      Protocol environment independence: The GSS-API is independent of      the communications protocol suites with which it is employed,      permitting use in a broad range of protocol environments. In      appropriate environments, an intermediate implementation "veneer"      which is oriented to a particular communication protocol (e.g.,      Remote Procedure Call (RPC)) may be interposed between      applications which call that protocol and the GSS-API, thereby      invoking GSS-API facilities in conjunction with that protocol'sLinn                                                            [Page 4]

RFC 1508               Generic Security Interface         September 1993      communications invocations.      Protocol association independence: The GSS-API's security context      construct is independent of communications protocol association      constructs. This characteristic allows a single GSS-API      implementation to be utilized by a variety of invoking protocol      modules on behalf of those modules' calling applications. GSS-API      services can also be invoked directly by applications, wholly      independent of protocol associations.      Suitability to a range of implementation placements: GSS-API      clients are not constrained to reside within any Trusted Computing      Base (TCB) perimeter defined on a system where the GSS-API is      implemented; security services are specified in a manner suitable      to both intra-TCB and extra-TCB callers.1.1. GSS-API Constructs   This section describes the basic elements comprising the GSS-API.1.1.1.  Credentials   Credentials structures provide the prerequisites enabling peers to   establish security contexts with each other. A caller may designate   that its default credential be used for context establishment calls   without presenting an explicit handle to that credential.   Alternately, those GSS-API callers which need to make explicit   selection of particular credentials structures may make references to   those credentials through GSS-API-provided credential handles   ("cred_handles").   A single credential structure may be used for initiation of outbound   contexts and acceptance of inbound contexts. Callers needing to   operate in only one of these modes may designate this fact when   credentials are acquired for use, allowing underlying mechanisms to   optimize their processing and storage requirements. The credential   elements defined by a particular mechanism may contain multiple   cryptographic keys, e.g., to enable authentication and message   encryption to be performed with different algorithms.   A single credential structure may accommodate credential information   associated with multiple underlying mechanisms (mech_types); a   credential structure's contents will vary depending on the set of   mech_types supported by a particular GSS-API implementation.   Commonly, a single mech_type will be used for all security contexts   established by a particular initiator to a particular target; the   primary motivation for supporting credential sets representing   multiple mech_types is to allow initiators on systems which areLinn                                                            [Page 5]

RFC 1508               Generic Security Interface         September 1993   equipped to handle multiple types to initiate contexts to targets on   other systems which can accommodate only a subset of the set   supported at the initiator's system.   It is the responsibility of underlying system-specific mechanisms and   OS functions below the GSS-API to ensure that the ability to acquire   and use credentials associated with a given identity is constrained   to appropriate processes within a system. This responsibility should   be taken seriously by implementors, as the ability for an entity to   utilize a principal's credentials is equivalent to the entity's   ability to successfully assert that principal's identity.   Once a set of GSS-API credentials is established, the transferability   of that credentials set to other processes or analogous constructs   within a system is a local matter, not defined by the GSS-API. An   example local policy would be one in which any credentials received   as a result of login to a given user account, or of delegation of   rights to that account, are accessible by, or transferable to,   processes running under that account.   The credential establishment process (particularly when performed on   behalf of users rather than server processes) is likely to require   access to passwords or other quantities which should be protected   locally and exposed for the shortest time possible. As a result, it   will often be appropriate for preliminary credential establishment to   be performed through local means at user login time, with the   result(s) cached for subsequent reference. These preliminary   credentials would be set aside (in a system-specific fashion) for   subsequent use, either:      to be accessed by an invocation of the GSS-API GSS_Acquire_cred()      call, returning an explicit handle to reference that credential      as the default credentials installed on behalf of a process1.1.2. Tokens   Tokens are data elements transferred between GSS-API callers, and are   divided into two classes. Context-level tokens are exchanged in order   to establish and manage a security context between peers. Per-message   tokens are exchanged in conjunction with an established context to   provide protective security services for corresponding data messages.   The internal contents of both classes of tokens are specific to the   particular underlying mechanism used to support the GSS-API;AppendixB of this document provides a uniform recommendation for designers of   GSS-API support mechanisms, encapsulating mechanism-specific   information along with a globally-interpretable mechanism identifier.Linn                                                            [Page 6]

RFC 1508               Generic Security Interface         September 1993   Tokens are opaque from the viewpoint of GSS-API callers. They are   generated within the GSS-API implementation at an end system,   provided to a GSS-API caller to be transferred to the peer GSS-API   caller at a remote end system, and processed by the GSS-API   implementation at that remote end system. Tokens may be output by   GSS-API primitives (and are to be transferred to GSS-API peers)   independent of the status indications which those primitives   indicate. Token transfer may take place in an in-band manner,   integrated into the same protocol stream used by the GSS-API callers   for other data transfers, or in an out-of-band manner across a   logically separate channel.   Development of GSS-API support primitives based on a particular   underlying cryptographic technique and protocol does not necessarily   imply that GSS-API callers invoking that GSS-API mechanism type will   be able to interoperate with peers invoking the same technique and   protocol outside the GSS-API paradigm.  For example, the format of   GSS-API tokens defined in conjunction with a particular mechanism,   and the techniques used to integrate those tokens into callers'   protocols, may not be the same as those used by non-GSS-API callers   of the same underlying technique.1.1.3.  Security Contexts   Security contexts are established between peers, using credentials   established locally in conjunction with each peer or received by   peers via delegation. Multiple contexts may exist simultaneously   between a pair of peers, using the same or different sets of   credentials. Coexistence of multiple contexts using different   credentials allows graceful rollover when credentials expire.   Distinction among multiple contexts based on the same credentials   serves applications by distinguishing different message streams in a   security sense.   The GSS-API is independent of underlying protocols and addressing   structure, and depends on its callers to transport GSS-API-provided   data elements. As a result of these factors, it is a caller   responsibility to parse communicated messages, separating GSS-API-   related data elements from caller-provided data.  The GSS-API is   independent of connection vs. connectionless orientation of the   underlying communications service.   No correlation between security context and communications protocol   association is dictated. (The optional channel binding facility,   discussed inSection 1.1.6 of this document, represents an   intentional exception to this rule, supporting additional protection   features within GSS-API supporting mechanisms.) This separation   allows the GSS-API to be used in a wide range of communicationsLinn                                                            [Page 7]

RFC 1508               Generic Security Interface         September 1993   environments, and also simplifies the calling sequences of the   individual calls. In many cases (depending on underlying security   protocol, associated mechanism, and availability of cached   information), the state information required for context setup can be   sent concurrently with initial signed user data, without interposing   additional message exchanges.1.1.4.  Mechanism Types   In order to successfully establish a security context with a target   peer, it is necessary to identify an appropriate underlying mechanism   type (mech_type) which both initiator and target peers support. The   definition of a mechanism embodies not only the use of a particular   cryptographic technology (or a hybrid or choice among alternative   cryptographic technologies), but also definition of the syntax and   semantics of data element exchanges which that mechanism will employ   in order to support security services.   It is recommended that callers initiating contexts specify the   "default" mech_type value, allowing system-specific functions within   or invoked by the GSS-API implementation to select the appropriate   mech_type, but callers may direct that a particular mech_type be   employed when necessary.   The means for identifying a shared mech_type to establish a security   context with a peer will vary in different environments and   circumstances; examples include (but are not limited to):      use of a fixed mech_type, defined by configuration, within an      environment      syntactic convention on a target-specific basis, through      examination of a target's name      lookup of a target's name in a naming service or other database in      order to identify mech_types supported by that target      explicit negotiation between GSS-API callers in advance of      security context setup   When transferred between GSS-API peers, mech_type specifiers (perAppendix B, represented as Object Identifiers (OIDs)) serve to   qualify the interpretation of associated tokens. (The structure and   encoding of Object Identifiers is defined in ISO/IEC 8824,   "Specification of Abstract Syntax Notation One (ASN.1)" and in   ISO/IEC 8825, "Specification of Basic Encoding Rules for Abstract   Syntax Notation One (ASN.1)".) Use of hierarchically structured OIDs   serves to preclude ambiguous interpretation of mech_type specifiers.Linn                                                            [Page 8]

RFC 1508               Generic Security Interface         September 1993   The OID representing the DASS MechType, for example, is   1.3.12.2.1011.7.5.1.1.5.  Naming   The GSS-API avoids prescription of naming structures, treating the   names transferred across the interface in order to initiate and   accept security contexts as opaque octet string quantities.  This   approach supports the GSS-API's goal of implementability atop a range   of underlying security mechanisms, recognizing the fact that   different mechanisms process and authenticate names which are   presented in different forms. Generalized services offering   translation functions among arbitrary sets of naming environments are   outside the scope of the GSS-API; availability and use of local   conversion functions to translate among the naming formats supported   within a given end system is anticipated.   Two distinct classes of name representations are used in conjunction   with different GSS-API parameters:      a printable form (denoted by OCTET STRING), for acceptance from      and presentation to users; printable name forms are accompanied by      OID tags identifying the namespace to which they correspond      an internal form (denoted by INTERNAL NAME), opaque to callers and      defined by individual GSS-API implementations; GSS-API      implementations supporting multiple namespace types are      responsible for maintaining internal tags to disambiguate the      interpretation of particular names      Tagging of printable names allows GSS-API callers and underlying      GSS-API mechanisms to disambiguate name types and to determine      whether an associated name's type is one which they are capable of      processing, avoiding aliasing problems which could result from      misinterpreting a name of one type as a name of another type.   In addition to providing means for names to be tagged with types,   this specification defines primitives to support a level of naming   environment independence for certain calling applications. To provide   basic services oriented towards the requirements of callers which   need not themselves interpret the internal syntax and semantics of   names, GSS-API calls for name comparison (GSS_Compare_name()),   human-readable display (GSS_Display_name()),  input conversion   (GSS_Import_name()), and internal name deallocation   (GSS_Release_name())  functions are defined. (It is anticipated that   these proposed GSS-API calls will be implemented in many end systems   based on system-specific name manipulation primitives already extant   within those end systems; inclusion within the GSS-API is intended toLinn                                                            [Page 9]

RFC 1508               Generic Security Interface         September 1993   offer GSS-API callers a portable means to perform specific   operations, supportive of authorization and audit requirements, on   authenticated names.)   GSS_Import_name()  implementations can, where appropriate, support   more than one printable syntax corresponding to a given namespace   (e.g., alternative printable representations for X.500 Distinguished   Names), allowing flexibility for their callers to select among   alternative representations. GSS_Display_name() implementations   output a printable syntax selected as appropriate to their   operational environments; this selection is a local matter. Callers   desiring portability across alternative printable syntaxes should   refrain from implementing comparisons based on printable name forms   and should instead use the GSS_Compare_name()  call to determine   whether or not one internal-format name matches another.1.1.6.  Channel Bindings   The GSS-API accommodates the concept of caller-provided channel   binding ("chan_binding") information, used by GSS-API callers to bind   the establishment of a security context to relevant characteristics   (e.g., addresses, transformed representations of encryption keys) of   the underlying communications channel and of protection mechanisms   applied to that communications channel.  Verification by one peer of   chan_binding information provided by the other peer to a context   serves to protect against various active attacks. The caller   initiating a security context must determine the chan_binding values   before making the GSS_Init_sec_context()  call, and consistent values   must be provided by both peers to a context. Callers should not   assume that underlying mechanisms provide confidentiality protection   for channel binding information.   Use or non-use of the GSS-API channel binding facility is a caller   option, and GSS-API supporting mechanisms can support operation in an   environment where NULL channel bindings are presented. When non-NULL   channel bindings are used, certain mechanisms will offer enhanced   security value by interpreting the bindings' content (rather than   simply representing those bindings, or signatures computed on them,   within tokens) and will therefore depend on presentation of specific   data in a defined format. To this end, agreements among mechanism   implementors are defining conventional interpretations for the   contents of channel binding arguments, including address specifiers   (with content dependent on communications protocol environment) for   context initiators and acceptors. (These conventions are being   incorporated into related documents.) In order for GSS-API callers to   be portable across multiple mechanisms and achieve the full security   functionality available from each mechanism, it is strongly   recommended that GSS-API callers provide channel bindings consistentLinn                                                           [Page 10]

RFC 1508               Generic Security Interface         September 1993   with these conventions and those of the networking environment in   which they operate.1.2.  GSS-API Features and Issues   This section describes aspects of GSS-API operations, of the security   services which the GSS-API provides, and provides commentary on   design issues.1.2.1.  Status Reporting   Each GSS-API call provides two status return values. Major_status   values provide a mechanism-independent indication of call status   (e.g., GSS_COMPLETE, GSS_FAILURE, GSS_CONTINUE_NEEDED), sufficient to   drive normal control flow within the caller in a generic fashion.   Table 1 summarizes the defined major_status return codes in tabular   fashion.   Table 1: GSS-API Major Status Codes      FATAL ERROR CODES      GSS_BAD_BINDINGS             channel binding mismatch      GSS_BAD_MECH                 unsupported mechanism requested      GSS_BAD_NAME                 invalid name provided      GSS_BAD_NAMETYPE             name of unsupported type provided      GSS_BAD_STATUS               invalid input status selector      GSS_BAD_SIG                  token had invalid signature      GSS_CONTEXT_EXPIRED          specified security context expired      GSS_CREDENTIALS_EXPIRED      expired credentials detected      GSS_DEFECTIVE_CREDENTIAL     defective credential detected      GSS_DEFECTIVE_TOKEN          defective token detected      GSS_FAILURE                  failure, unspecified at GSS-API                                   level      GSS_NO_CONTEXT               no valid security context specified      GSS_NO_CRED                  no valid credentials provided      INFORMATORY STATUS CODES      GSS_COMPLETE                 normal completion      GSS_CONTINUE_NEEDED          continuation call to routine                                   required      GSS_DUPLICATE_TOKEN          duplicate per-message token                                   detected      GSS_OLD_TOKEN                timed-out per-message token                                   detected      GSS_UNSEQ_TOKEN              out-of-order per-message token                                   detectedLinn                                                           [Page 11]

RFC 1508               Generic Security Interface         September 1993   Minor_status provides more detailed status information which may   include status codes specific to the underlying security mechanism.   Minor_status values are not specified in this document.   GSS_CONTINUE_NEEDED major_status returns, and optional message   outputs, are provided in GSS_Init_sec_context()  and   GSS_Accept_sec_context()  calls so that different mechanisms'   employment of different numbers of messages within their   authentication sequences need not be reflected in separate code paths   within calling applications. Instead, such cases are accomodated with   sequences of continuation calls to GSS_Init_sec_context()  and   GSS_Accept_sec_context().  The same mechanism is used to encapsulate   mutual authentication within the GSS-API's context initiation calls.   For mech_types which require interactions with third-party servers in   order to establish a security context, GSS-API context establishment   calls may block pending completion of such third-party interactions.   On the other hand, no GSS-API calls pend on serialized interactions   with GSS-API peer entities.  As a result, local GSS-API status   returns cannot reflect unpredictable or asynchronous exceptions   occurring at remote peers, and reflection of such status information   is a caller responsibility outside the GSS-API.1.2.2. Per-Message Security Service Availability   When a context is established, two flags are returned to indicate the   set of per-message protection security services which will be   available on the context:      the integ_avail flag indicates whether per-message integrity and      data origin authentication services are available      the conf_avail flag indicates whether per-message confidentiality      services are available, and will never be returned TRUE unless the      integ_avail flag is also returned TRUE      GSS-API callers desiring per-message security services should      check the values of these flags at context establishment time, and      must be aware that a returned FALSE value for integ_avail means      that invocation of GSS_Sign()  or GSS_Seal() primitives on the      associated context will apply no cryptographic protection to user      data messages.   The GSS-API per-message protection service primitives, as the   category name implies, are oriented to operation at the granularity   of protocol data units. They perform cryptographic operations on the   data units, transfer cryptographic control information in tokens,   and, in the case of GSS_Seal(), encapsulate the protected data unit.Linn                                                           [Page 12]

RFC 1508               Generic Security Interface         September 1993   As such, these primitives are not oriented to efficient data   protection for stream-paradigm protocols (e.g., Telnet) if   cryptography must be applied on an octet-by-octet basis.1.2.3. Per-Message Replay Detection and Sequencing   Certain underlying mech_types are expected to offer support for   replay detection and/or sequencing of messages transferred on the   contexts they support. These optionally-selectable protection   features are distinct from replay detection and sequencing features   applied to the context establishment operation itself; the presence   or absence of context-level replay or sequencing features is wholly a   function of the underlying mech_type's capabilities, and is not   selected or omitted as a caller option.   The caller initiating a context provides flags (replay_det_req_flag   and sequence_req_flag) to specify whether the use of per-message   replay detection and sequencing features is desired on the context   being established. The GSS-API implementation at the initiator system   can determine whether these features are supported (and whether they   are optionally selectable) as a function of mech_type, without need   for bilateral negotiation with the target. When enabled, these   features provide recipients with indicators as a result of GSS-API   processing of incoming messages, identifying whether those messages   were detected as duplicates or out-of-sequence. Detection of such   events does not prevent a suspect message from being provided to a   recipient; the appropriate course of action on a suspect message is a   matter of caller policy.   The semantics of the replay detection and sequencing services applied   to received messages, as visible across the interface which the GSS-   API provides to its clients, are as follows:   When replay_det_state is TRUE, the possible major_status returns for   well-formed and correctly signed messages are as follows:      1. GSS_COMPLETE indicates that the message was within the window      (of time or sequence space) allowing replay events to be detected,      and that the message was not a replay of a previously-processed      message within that window.      2. GSS_DUPLICATE_TOKEN indicates that the signature on the      received message was correct, but that the message was recognized      as a duplicate of a previously-processed message.      3. GSS_OLD_TOKEN indicates that the signature on the received      message was correct, but that the message is too old to be checked      for duplication.Linn                                                           [Page 13]

RFC 1508               Generic Security Interface         September 1993   When sequence_state is TRUE, the possible major_status returns for   well-formed and correctly signed messages are as follows:      1. GSS_COMPLETE indicates that the message was within the window      (of time or sequence space) allowing replay events to be detected,      and that the message was not a replay of a previously-processed      message within that window.      2. GSS_DUPLICATE_TOKEN indicates that the signature on the      received message was correct, but that the message was recognized      as a duplicate of a previously-processed message.      3. GSS_OLD_TOKEN indicates that the signature on the received      message was correct, but that the token is too old to be checked      for duplication.      4. GSS_UNSEQ_TOKEN indicates that the signature on the received      message was correct, but that it is earlier in a sequenced stream      than a message already processed on the context.  [Note:      Mechanisms can be architected to provide a stricter form of      sequencing service, delivering particular messages to recipients      only after all predecessor messages in an ordered stream have been      delivered.  This type of support is incompatible with the GSS-API      paradigm in which recipients receive all messages, whether in      order or not, and provide them (one at a time, without intra-GSS-      API message buffering) to GSS-API routines for validation.  GSS-      API facilities provide supportive functions, aiding clients to      achieve strict message stream integrity in an efficient manner in      conjunction with sequencing provisions in communications      protocols, but the GSS-API does not offer this level of message      stream integrity service by itself.]   As the message stream integrity features (especially sequencing) may   interfere with certain applications' intended communications   paradigms, and since support for such features is likely to be   resource intensive, it is highly recommended that mech_types   supporting these features allow them to be activated selectively on   initiator request when a context is established. A context initiator   and target are provided with corresponding indicators   (replay_det_state and sequence_state), signifying whether these   features are active on a given context.   An example mech_type supporting per-message replay detection could   (when replay_det_state is TRUE) implement the feature as follows: The   underlying mechanism would insert timestamps in data elements output   by GSS_Sign() and GSS_Seal(), and would maintain (within a time-   limited window) a cache (qualified by originator-recipient pair)   identifying received data elements processed by GSS_Verify() andLinn                                                           [Page 14]

RFC 1508               Generic Security Interface         September 1993   GSS_Unseal(). When this feature is active, exception status returns   (GSS_DUPLICATE_TOKEN, GSS_ OLD_TOKEN) will be provided when   GSS_Verify() or GSS_Unseal() is presented with a message which is   either a detected duplicate of a prior message or which is too old to   validate against a cache of recently received messages.1.2.4.  Quality of Protection   Some mech_types will provide their users with fine granularity   control over the means used to provide per-message protection,   allowing callers to trade off security processing overhead   dynamically against the protection requirements of particular   messages. A per-message quality-of-protection parameter (analogous to   quality-of-service, or QOS) selects among different QOP options   supported by that mechanism. On context establishment for a multi-QOP   mech_type, context-level data provides the prerequisite data for a   range of protection qualities.   It is expected that the majority of callers will not wish to exert   explicit mechanism-specific QOP control and will therefore request   selection of a default QOP. Definitions of, and choices among, non-   default QOP values are mechanism-specific, and no ordered sequences   of QOP values can be assumed equivalent across different mechanisms.   Meaningful use of non-default QOP values demands that callers be   familiar with the QOP definitions of an underlying mechanism or   mechanisms, and is therefore a non-portable construct.2.  Interface Descriptions   This section describes the GSS-API's service interface, dividing the   set of calls offered into four groups. Credential management calls   are related to the acquisition and release of credentials by   principals. Context-level calls are related to the management of   security contexts between principals. Per-message calls are related   to the protection of individual messages on established security   contexts. Support calls provide ancillary functions useful to GSS-API   callers. Table 2 groups and summarizes the calls in tabular fashion.Linn                                                           [Page 15]

RFC 1508               Generic Security Interface         September 1993      Table 2:  GSS-API Calls      CREDENTIAL MANAGEMENT      GSS_Acquire_cred             acquire credentials for use      GSS_Release_cred             release credentials after use      GSS_Inquire_cred             display information about                                   credentials      CONTEXT-LEVEL CALLS      GSS_Init_sec_context         initiate outbound security context      GSS_Accept_sec_context       accept inbound security context      GSS_Delete_sec_context       flush context when no longer needed      GSS_Process_context_token    process received control token on                                   context      GSS_Context_time             indicate validity time remaining on                                   context      PER-MESSAGE CALLS      GSS_Sign                     apply signature, receive as token                                   separate from message      GSS_Verify                   validate signature token along with                                   message      GSS_Seal                     sign, optionally encrypt,                                   encapsulate      GSS_Unseal                   decapsulate, decrypt if needed,                                   validate signature      SUPPORT CALLS      GSS_Display_status           translate status codes to printable                                   form      GSS_Indicate_mechs           indicate mech_types supported on                                   local system      GSS_Compare_name             compare two names for equality      GSS_Display_name             translate name to printable form      GSS_Import_name              convert printable name to                                   normalized form      GSS_Release_name             free storage of normalized-form                                   name      GSS_Release_buffer           free storage of printable name      GSS_Release_oid_set          free storage of OID set objectLinn                                                           [Page 16]

RFC 1508               Generic Security Interface         September 19932.1.  Credential management calls   These GSS-API calls provide functions related to the management of   credentials. Their characterization with regard to whether or not   they may block pending exchanges with other network entities (e.g.,   directories or authentication servers) depends in part on OS-specific   (extra-GSS-API) issues, so is not specified in this document.   The GSS_Acquire_cred()  call is defined within the GSS-API in support   of application portability, with a particular orientation towards   support of portable server applications. It is recognized that (for   certain systems and mechanisms) credentials for interactive users may   be managed differently from credentials for server processes; in such   environments, it is the GSS-API implementation's responsibility to   distinguish these cases and the procedures for making this   distinction are a local matter. The GSS_Release_cred()  call provides   a means for callers to indicate to the GSS-API that use of a   credentials structure is no longer required. The GSS_Inquire_cred()   call allows callers to determine information about a credentials   structure.2.1.1.  GSS_Acquire_cred call   Inputs:   o  desired_name INTERNAL NAME, -NULL requests locally-determined      default   o  lifetime_req INTEGER,-in seconds; 0 requests default   o  desired_mechs SET OF OBJECT IDENTIFIER,-empty set requests      system-selected default   o  cred_usage INTEGER-0=INITIATE-AND-ACCEPT, 1=INITIATE-ONLY,      2=ACCEPT-ONLY   Outputs:   o  major_status INTEGER,   o  minor_status INTEGER,   o  output_cred_handle OCTET STRING,   o  actual_mechs SET OF OBJECT IDENTIFIER,   o  lifetime_rec INTEGER -in seconds, or reserved value for      INDEFINITELinn                                                           [Page 17]

RFC 1508               Generic Security Interface         September 1993   Return major_status codes:   o  GSS_COMPLETE indicates that requested credentials were      successfully established, for the duration indicated in      lifetime_rec, suitable for the usage requested in cred_usage, for      the set of mech_types indicated in actual_mechs, and that those      credentials can be referenced for subsequent use with the handle      returned in output_cred_handle.   o  GSS_BAD_MECH indicates that a mech_type unsupported by the GSS-API      implementation type was requested, causing the credential      establishment operation to fail.   o  GSS_BAD_NAMETYPE indicates that the provided desired_name is      uninterpretable or of a type unsupported by the supporting GSS-API      implementation, so no credentials could be established for the      accompanying desired_name.   o  GSS_BAD_NAME indicates that the provided desired_name is      inconsistent in terms of internally-incorporated type specifier      information, so no credentials could be established for the      accompanying desired_name.   o  GSS_FAILURE indicates that credential establishment failed for      reasons unspecified at the GSS-API level, including lack of      authorization to establish and use credentials associated with the      identity named in the input desired_name argument.   GSS_Acquire_cred()  is used to acquire credentials so that a   principal can (as a function of the input cred_usage parameter)   initiate and/or accept security contexts under the identity   represented by the desired_name input argument. On successful   completion, the returned output_cred_handle result provides a handle   for subsequent references to the acquired credentials.  Typically,   single-user client processes using only default credentials for   context establishment purposes will have no need to invoke this call.   A caller may provide the value NULL for desired_name, signifying a   request for credentials corresponding to a default principal   identity.  The procedures used by GSS-API implementations to select   the appropriate principal identity in response to this form of   request are local matters. It is possible that multiple pre-   established credentials may exist for the same principal identity   (for example, as a result of multiple user login sessions) when   GSS_Acquire_cred() is called; the means used in such cases to select   a specific credential are local matters.  The input lifetime_req   argument to GSS_Acquire_cred() may provide useful information for   local GSS-API implementations to employ in making this disambiguationLinn                                                           [Page 18]

RFC 1508               Generic Security Interface         September 1993   in a manner which will best satisfy a caller's intent.   The lifetime_rec result indicates the length of time for which the   acquired credentials will be valid, as an offset from the present. A   mechanism may return a reserved value indicating INDEFINITE if no   constraints on credential lifetime are imposed.  A caller of   GSS_Acquire_cred()  can request a length of time for which acquired   credentials are to be valid (lifetime_req argument), beginning at the   present, or can request credentials with a default validity interval.   (Requests for postdated credentials are not supported within the   GSS-API.) Certain mechanisms and implementations may bind in   credential validity period specifiers at a point preliminary to   invocation of the GSS_Acquire_cred() call (e.g., in conjunction with   user login procedures). As a result, callers requesting non-default   values for lifetime_req must recognize that such requests cannot   always be honored and must be prepared to accommodate the use of   returned credentials with different lifetimes as indicated in   lifetime_rec.   The caller of GSS_Acquire_cred() can explicitly specify a set of   mech_types which are to be accommodated in the returned credentials   (desired_mechs argument), or can request credentials for a system-   defined default set of mech_types. Selection of the system-specified   default set is recommended in the interests of application   portability. The actual_mechs return value may be interrogated by the   caller to determine the set of mechanisms with which the returned   credentials may be used.2.1.2.  GSS_Release_cred call   Input:   o  cred_handle OCTET STRING-NULL specifies default credentials   Outputs:   o  major_status INTEGER,   o  minor_status INTEGER   Return major_status codes:   o  GSS_COMPLETE indicates that the credentials referenced by the      input cred_handle were released for purposes of subsequent access      by the caller. The effect on other processes which may be      authorized shared access to such credentials is a local matter.Linn                                                           [Page 19]

RFC 1508               Generic Security Interface         September 1993   o  GSS_NO_CRED indicates that no release operation was performed,      either because the input cred_handle was invalid or because the      caller lacks authorization to access the referenced credentials.   o  GSS_FAILURE indicates that the release operation failed for      reasons unspecified at the GSS-API level.   Provides a means for a caller to explicitly request that credentials   be released when their use is no longer required. Note that system-   specific credential management functions are also likely to exist,   for example to assure that credentials shared among processes are   properly deleted when all affected processes terminate, even if no   explicit release requests are issued by those processes.  Given the   fact that multiple callers are not precluded from gaining authorized   access to the same credentials, invocation of GSS_Release_cred()   cannot be assumed to delete a particular set of credentials on a   system-wide basis.2.1.3.  GSS_Inquire_cred call      Input:      o  cred_handle OCTET STRING -NULL specifies default credentials      Outputs:      o  major_status INTEGER,      o  minor_status INTEGER,      o  cred_name INTERNAL NAME,      o  lifetime_rec INTEGER -in seconds, or reserved value for         INDEFINITE      o  cred_usage INTEGER, -0=INITIATE-AND-ACCEPT, 1=INITIATE-ONLY,         2=ACCEPT-ONLY      o  mech_set SET OF OBJECT IDENTIFIER      Return major_status codes:      o  GSS_COMPLETE indicates that the credentials referenced by the         input cred_handle argument were valid, and that the output         cred_name, lifetime_rec, and cred_usage values represent,         respectively, the credentials' associated principal name,         remaining lifetime, suitable usage modes, and supported         mechanism types.Linn                                                           [Page 20]

RFC 1508               Generic Security Interface         September 1993      o  GSS_NO_CRED indicates that no information could be returned         about the referenced credentials, either because the input         cred_handle was invalid or because the caller lacks         authorization to access the referenced credentials.      o  GSS_FAILURE indicates that the release operation failed for         reasons unspecified at the GSS-API level.   The GSS_Inquire_cred()  call is defined primarily for the use of   those callers which make use of default credentials rather than   acquiring credentials explicitly with GSS_Acquire_cred().  It enables   callers to determine a credential structure's associated principal   name, remaining validity period, usability for security context   initiation and/or acceptance, and supported mechanisms.2.2.  Context-level calls   This group of calls is devoted to the establishment and management of   security contexts between peers. A context's initiator calls   GSS_Init_sec_context(),  resulting in generation of a token which the   caller passes to the target. At the target, that token is passed to   GSS_Accept_sec_context().  Depending on the underlying mech_type and   specified options, additional token exchanges may be performed in the   course of context establishment; such exchanges are accommodated by   GSS_CONTINUE_NEEDED status returns from GSS_Init_sec_context()  and   GSS_Accept_sec_context().  Either party to an established context may   invoke GSS_Delete_sec_context()  to flush context information when a   context is no longer required. GSS_Process_context_token()  is used   to process received tokens carrying context-level control   information. GSS_Context_time()  allows a caller to determine the   length of time for which an established context will remain valid.2.2.1.  GSS_Init_sec_context call   Inputs:   o  claimant_cred_handle OCTET STRING, -NULL specifies "use      default"   o  input_context_handle INTEGER, -0 specifies "none assigned      yet"   o  targ_name INTERNAL NAME,   o  mech_type OBJECT IDENTIFIER, -NULL parameter specifies "use      default"   o  deleg_req_flag BOOLEAN,Linn                                                           [Page 21]

RFC 1508               Generic Security Interface         September 1993   o  mutual_req_flag BOOLEAN,   o  replay_det_req_flag BOOLEAN,   o  sequence_req_flag BOOLEAN,   o  lifetime_req INTEGER,-0 specifies default lifetime   o  chan_bindings OCTET STRING,   o  input_token OCTET STRING-NULL or token received from target   Outputs:   o  major_status INTEGER,   o  minor_status INTEGER,   o  output_context_handle INTEGER,   o  mech_type OBJECT IDENTIFIER, -actual mechanism always      indicated, never NULL   o  output_token OCTET STRING, -NULL or token to pass to context      target   o  deleg_state BOOLEAN,   o  mutual_state BOOLEAN,   o  replay_det_state BOOLEAN,   o  sequence_state BOOLEAN,   o  conf_avail BOOLEAN,   o  integ_avail BOOLEAN,   o  lifetime_rec INTEGER - in seconds, or reserved value for      INDEFINITE   This call may block pending network interactions for those mech_types   in which an authentication server or other network entity must be   consulted on behalf of a context initiator in order to generate an   output_token suitable for presentation to a specified target.   Return major_status codes:Linn                                                           [Page 22]

RFC 1508               Generic Security Interface         September 1993   o  GSS_COMPLETE indicates that context-level information was      successfully initialized, and that the returned output_token will      provide sufficient information for the target to perform per-      message processing on the newly-established context.   o  GSS_CONTINUE_NEEDED indicates that control information in the      returned output_token must be sent to the target, and that a reply      must be received and passed as the input_token argument to a      continuation call to GSS_Init_sec_context(),  before per-message      processing can be performed in conjunction with this context.   o  GSS_DEFECTIVE_TOKEN indicates that consistency checks performed on      the input_token failed, preventing further processing from being      performed based on that token.   o  GSS_DEFECTIVE_CREDENTIAL indicates that consistency checks      performed on the credential structure referenced by      claimant_cred_handle failed, preventing further processing from      being performed using that credential structure.   o  GSS_BAD_SIG indicates that the received input_token contains an      incorrect signature, so context setup cannot be accomplished.   o  GSS_NO_CRED indicates that no context was established, either      because the input cred_handle was invalid, because the referenced      credentials are valid for context acceptor use only, or because      the caller lacks authorization to access the referenced      credentials.   o  GSS_CREDENTIALS_EXPIRED indicates that the credentials provided      through the input claimant_cred_handle argument are no longer      valid, so context establishment cannot be completed.   o  GSS_BAD_BINDINGS indicates that a mismatch between the caller-      provided chan_bindings and those extracted from the input_token      was detected, signifying a security-relevant event and preventing      context establishment. (This result will be returned by      GSS_Init_sec_context only for contexts where mutual_state is      TRUE.)   o  GSS_NO_CONTEXT indicates that no valid context was recognized for      the input context_handle provided; this major status will be      returned only for successor calls following GSS_CONTINUE_NEEDED      status returns.   o  GSS_BAD_NAMETYPE indicates that the provided targ_name is of a      type uninterpretable or unsupported by the supporting GSS-API      implementation, so context establishment cannot be completed.Linn                                                           [Page 23]

RFC 1508               Generic Security Interface         September 1993   o  GSS_BAD_NAME indicates that the provided targ_name is inconsistent      in terms of internally-incorporated type specifier information, so      context establishment cannot be accomplished.   o  GSS_FAILURE indicates that context setup could not be accomplished      for reasons unspecified at the GSS-API level, and that no      interface-defined recovery action is available.   This routine is used by a context initiator, and ordinarily emits one   (or, for the case of a multi-step exchange, more than one)   output_token suitable for use by the target within the selected   mech_type's protocol. Using information in the credentials structure   referenced by claimant_cred_handle, GSS_Init_sec_context()   initializes the data structures required to establish a security   context with target targ_name. The claimant_cred_handle must   correspond to the same valid credentials structure on the initial   call to GSS_Init_sec_context()  and on any successor calls resulting   from GSS_CONTINUE_NEEDED status returns; different protocol sequences   modeled by the GSS_CONTINUE_NEEDED mechanism will require access to   credentials at different points in the context establishment   sequence.   The input_context_handle argument is 0, specifying "not yet   assigned", on the first GSS_Init_sec_context()  call relating to a   given context. That call returns an output_context_handle for future   references to this context. When continuation attempts to   GSS_Init_sec_context()  are needed to perform context establishment,   the previously-returned non-zero handle value is entered into the   input_context_handle argument and will be echoed in the returned   output_context_handle argument. On such continuation attempts (and   only on continuation attempts) the input_token value is used, to   provide the token returned from the context's target.   The chan_bindings argument is used by the caller to provide   information binding the security context to security-related   characteristics (e.g., addresses, cryptographic keys) of the   underlying communications channel. SeeSection 1.1.6 of this document   for more discussion of this argument's usage.   The input_token argument contains a message received from the target,   and is significant only on a call to GSS_Init_sec_context() which   follows a previous return indicating GSS_CONTINUE_NEEDED   major_status.   It is the caller's responsibility to establish a communications path   to the target, and to transmit any returned output_token (independent   of the accompanying returned major_status value) to the target over   that path. The output_token can, however, be transmitted along withLinn                                                           [Page 24]

RFC 1508               Generic Security Interface         September 1993   the first application-provided input message to be processed by   GSS_Sign() or GSS_Seal() in conjunction with a successfully-   established context.   The initiator may request various context-level functions through   input flags: the deleg_req_flag requests delegation of access rights,   the mutual_req_flag requests mutual authentication, the   replay_det_req_flag requests that replay detection features be   applied to messages transferred on the established context, and the   sequence_req_flag requests that sequencing be enforced. (SeeSection1.2.3 for more information on replay detection and sequencing   features.)   Not all of the optionally-requestable features will be available in   all underlying mech_types; the corresponding return state values   (deleg_state, mutual_state, replay_det_state, sequence_state)   indicate, as a function of mech_type processing capabilities and   initiator-provided input flags, the set of features which will be   active on the context. These state indicators' values are undefined   unless the routine's major_status indicates COMPLETE. Failure to   provide the precise set of features requested by the caller does not   cause context establishment to fail; it is the caller's prerogative   to delete the context if the feature set provided is unsuitable for   the caller's use.  The returned mech_type value indicates the   specific mechanism employed on the context, and will never indicate   the value for "default".   The conf_avail return value indicates whether the context supports   per-message confidentiality services, and so informs the caller   whether or not a request for encryption through the conf_req_flag   input to GSS_Seal() can be honored. In similar fashion, the   integ_avail return value indicates whether per-message integrity   services are available (through either GSS_Sign() or GSS_Seal()) on   the established context.   The lifetime_req input specifies a desired upper bound for the   lifetime of the context to be established, with a value of 0 used to   request a default lifetime. The lifetime_rec return value indicates   the length of time for which the context will be valid, expressed as   an offset from the present; depending on mechanism capabilities,   credential lifetimes, and local policy, it may not correspond to the   value requested in lifetime_req.  If no constraints on context   lifetime are imposed, this may be indicated by returning a reserved   value representing INDEFINITE lifetime_req. The values of conf_avail,   integ_avail, and lifetime_rec are undefined unless the routine's   major_status indicates COMPLETE.   If the mutual_state is TRUE, this fact will be reflected within theLinn                                                           [Page 25]

RFC 1508               Generic Security Interface         September 1993   output_token. A call to GSS_Accept_sec_context() at the target in   conjunction with such a context will return a token, to be processed   by a continuation call to GSS_Init_sec_context(), in order to achieve   mutual authentication.2.2.2.  GSS_Accept_sec_context call   Inputs:   o  acceptor_cred_handle OCTET STRING,-NULL specifies "use      default"   o  input_context_handle INTEGER, -0 specifies "not yet assigned"   o  chan_bindings OCTET STRING,   o  input_token OCTET STRING   Outputs:   o  major_status INTEGER,   o  minor_status INTEGER,   o  src_name INTERNAL NAME,   o  mech_type OBJECT IDENTIFIER,   o  output_context_handle INTEGER,   o  deleg_state BOOLEAN,   o  mutual_state BOOLEAN,   o  replay_det_state BOOLEAN,   o  sequence_state BOOLEAN,   o  conf_avail BOOLEAN,   o  integ_avail BOOLEAN,   o  lifetime_rec INTEGER, - in seconds, or reserved value for      INDEFINITE   o  delegated_cred_handle OCTET STRING,   o  output_token OCTET STRING -NULL or token to pass to contextLinn                                                           [Page 26]

RFC 1508               Generic Security Interface         September 1993      initiator   This call may block pending network interactions for those mech_types   in which a directory service or other network entity must be   consulted on behalf of a context acceptor in order to validate a   received input_token.   Return major_status codes:   o  GSS_COMPLETE indicates that context-level data structures were      successfully initialized, and that per-message processing can now      be performed in conjunction with this context.   o  GSS_CONTINUE_NEEDED indicates that control information in the      returned output_token must be sent to the initiator, and that a      response must be received and passed as the input_token argument      to a continuation call to GSS_Accept_sec_context(), before per-      message processing can be performed in conjunction with this      context.   o  GSS_DEFECTIVE_TOKEN indicates that consistency checks performed on      the input_token failed, preventing further processing from being      performed based on that token.   o  GSS_DEFECTIVE_CREDENTIAL indicates that consistency checks      performed on the credential structure referenced by      acceptor_cred_handle failed, preventing further processing from      being performed using that credential structure.   o  GSS_BAD_SIG indicates that the received input_token contains an      incorrect signature, so context setup cannot be accomplished.   o  GSS_DUPLICATE_TOKEN indicates that the signature on the received      input_token was correct, but that the input_token was recognized      as a duplicate of an input_token already processed. No new context      is established.   o  GSS_OLD_TOKEN indicates that the signature on the received      input_token was correct, but that the input_token is too old to be      checked for duplication against previously-processed input_tokens.      No new context is established.   o  GSS_NO_CRED indicates that no context was established, either      because the input cred_handle was invalid, because the referenced      credentials are valid for context initiator use only, or because      the caller lacks authorization to access the referenced      credentials.Linn                                                           [Page 27]

RFC 1508               Generic Security Interface         September 1993   o  GSS_CREDENTIALS_EXPIRED indicates that the credentials provided      through the input acceptor_cred_handle argument are no longer      valid, so context establishment cannot be completed.   o  GSS_BAD_BINDINGS indicates that a mismatch between the caller-      provided chan_bindings and those extracted from the input_token      was detected, signifying a security-relevant event and preventing      context establishment.   o GSS_NO_CONTEXT indicates that no valid context was recognized for      the input context_handle provided; this major status will be      returned only for successor calls following GSS_CONTINUE_NEEDED      status returns.   o  GSS_FAILURE indicates that context setup could not be accomplished      for reasons unspecified at the GSS-API level, and that no      interface-defined recovery action is available.   The GSS_Accept_sec_context()  routine is used by a context target.   Using information in the credentials structure referenced by the   input acceptor_cred_handle, it verifies the incoming input_token and   (following the successful completion of a context establishment   sequence) returns the authenticated src_name and the mech_type used.   The acceptor_cred_handle must correspond to the same valid   credentials structure on the initial call to GSS_Accept_sec_context()   and on any successor calls resulting from GSS_CONTINUE_NEEDED status   returns; different protocol sequences modeled by the   GSS_CONTINUE_NEEDED mechanism will require access to credentials at   different points in the context establishment sequence.   The input_context_handle argument is 0, specifying "not yet   assigned", on the first GSS_Accept_sec_context()  call relating to a   given context. That call returns an output_context_handle for future   references to this context; when continuation attempts to   GSS_Accept_sec_context()  are needed to perform context   establishment, that handle value will be entered into the   input_context_handle argument.   The chan_bindings argument is used by the caller to provide   information binding the security context to security-related   characteristics (e.g., addresses, cryptographic keys) of the   underlying communications channel. SeeSection 1.1.6 of this document   for more discussion of this argument's usage.   The returned state results (deleg_state, mutual_state,   replay_det_state, and sequence_state) reflect the same context state   values as returned to GSS_Init_sec_context()'s  caller at the   initiator system.Linn                                                           [Page 28]

RFC 1508               Generic Security Interface         September 1993   The conf_avail return value indicates whether the context supports   per-message confidentiality services, and so informs the caller   whether or not a request for encryption through the conf_req_flag   input to GSS_Seal()  can be honored. In similar fashion, the   integ_avail return value indicates whether per-message integrity   services are available (through either GSS_Sign()  or GSS_Seal())  on   the established context.   The lifetime_rec return value indicates the length of time for which   the context will be valid, expressed as an offset from the present.   The values of deleg_state, mutual_state, replay_det_state,   sequence_state, conf_avail, integ_avail, and lifetime_rec are   undefined unless the accompanying major_status indicates COMPLETE.   The delegated_cred_handle result is significant only when deleg_state   is TRUE, and provides a means for the target to reference the   delegated credentials. The output_token result, when non-NULL,   provides a context-level token to be returned to the context   initiator to continue a multi-step context establishment sequence. As   noted with GSS_Init_sec_context(),  any returned token should be   transferred to the context's peer (in this case, the context   initiator), independent of the value of the accompanying returned   major_status.   Note: A target must be able to distinguish a context-level   input_token, which is passed to GSS_Accept_sec_context(),  from the   per-message data elements passed to GSS_Verify()  or GSS_Unseal().   These data elements may arrive in a single application message, and   GSS_Accept_sec_context()  must be performed before per-message   processing can be performed successfully.2.2.3. GSS_Delete_sec_context call   Input:   o  context_handle INTEGER   Outputs:   o  major_status INTEGER,   o  minor_status INTEGER,   o  output_context_token OCTET STRING   Return major_status codes:Linn                                                           [Page 29]

RFC 1508               Generic Security Interface         September 1993   o  GSS_COMPLETE indicates that the context was recognized, that      relevant context-specific information was flushed, and that the      returned output_context_token is ready for transfer to the      context's peer.   o  GSS_NO_CONTEXT indicates that no valid context was recognized for      the input context_handle provide, so no deletion was performed.   o  GSS_FAILURE indicates that the context is recognized, but that the      GSS_Delete_sec_context()  operation could not be performed for      reasons unspecified at the GSS-API level.   This call may block pending network interactions for mech_types in   which active notification must be made to a central server when a   security context is to be deleted.   This call can be made by either peer in a security context, to flush   context-specific information and to return an output_context_token   which can be passed to the context's peer informing it that the   peer's corresponding context information can also be flushed. (Once a   context is established, the peers involved are expected to retain   cached credential and context-related information until the   information's expiration time is reached or until a   GSS_Delete_sec_context() call is made.) Attempts to perform per-   message processing on a deleted context will result in error returns.2.2.4.  GSS_Process_context_token call   Inputs:   o  context_handle INTEGER,   o  input_context_token OCTET STRING   Outputs:   o  major_status INTEGER,   o  minor_status INTEGER,   Return major_status codes:   o  GSS_COMPLETE indicates that the input_context_token was      successfully processed in conjunction with the context referenced      by context_handle.   o  GSS_DEFECTIVE_TOKEN indicates that consistency checks performed on      the received context_token failed, preventing further processingLinn                                                           [Page 30]

RFC 1508               Generic Security Interface         September 1993      from being performed with that token.   o  GSS_NO_CONTEXT indicates that no valid context was recognized for      the input context_handle provided.   o  GSS_FAILURE indicates that the context is recognized, but that the      GSS_Process_context_token()  operation could not be performed for      reasons unspecified at the GSS-API level.   This call is used to process context_tokens received from a peer once   a context has been established, with corresponding impact on   context-level state information. One use for this facility is   processing of the context_tokens generated by   GSS_Delete_sec_context();  GSS_Process_context_token() will not block   pending network interactions for that purpose. Another use is to   process tokens indicating remote-peer context establishment failures   after the point where the local GSS-API implementation has already   indicated GSS_COMPLETE status.2.2.5.  GSS_Context_time call   Input:   o  context_handle INTEGER,   Outputs:   o  major_status INTEGER,   o  minor_status INTEGER,   o  lifetime_rec INTEGER - in seconds, or reserved value for      INDEFINITE   Return major_status codes:   o  GSS_COMPLETE indicates that the referenced context is valid, and      will remain valid for the amount of time indicated in      lifetime_rec.   o  GSS_CONTEXT_EXPIRED indicates that data items related to the      referenced context have expired.   o  GSS_CREDENTIALS_EXPIRED indicates that the context is recognized,      but that its associated credentials have expired.   o  GSS_NO_CONTEXT indicates that no valid context was recognized for      the input context_handle provided.Linn                                                           [Page 31]

RFC 1508               Generic Security Interface         September 1993   o  GSS_FAILURE indicates that the requested operation failed for      reasons unspecified at the GSS-API level.   This call is used to determine the amount of time for which a   currently established context will remain valid.2.3.  Per-message calls   This group of calls is used to perform per-message protection   processing on an established security context. None of these calls   block pending network interactions. These calls may be invoked by a   context's initiator or by the context's target.  The four members of   this group should be considered as two pairs; the output from   GSS_Sign()  is properly input to GSS_Verify(),  and the output from   GSS_Seal() is properly input to GSS_Unseal().   GSS_Sign()  and GSS_Verify() support data origin authentication and   data integrity services. When GSS_Sign()  is invoked on an input   message, it yields a per-message token containing data items which   allow underlying mechanisms to provide the specified security   services. The original message, along with the generated per-message   token, is passed to the remote peer; these two data elements are   processed by GSS_Verify(),  which validates the message in   conjunction with the separate token.   GSS_Seal()  and GSS_Unseal() support caller-requested confidentiality   in addition to the data origin authentication and data integrity   services offered by GSS_Sign()  and GSS_Verify(). GSS_Seal()  outputs   a single data element, encapsulating optionally enciphered user data   as well as associated token data items.  The data element output from   GSS_Seal()  is passed to the remote peer and processed by   GSS_Unseal()  at that system. GSS_Unseal() combines decipherment (as   required) with validation of data items related to authentication and   integrity.2.3.1.  GSS_Sign call   Inputs:   o  context_handle INTEGER,   o  qop_req INTEGER,-0 specifies default QOP   o  message OCTET STRING   Outputs:   o  major_status INTEGER,Linn                                                           [Page 32]

RFC 1508               Generic Security Interface         September 1993   o  minor_status INTEGER,   o  per_msg_token OCTET STRING   Return major_status codes:   o  GSS_COMPLETE indicates that a signature, suitable for an      established security context, was successfully applied and that      the message and corresponding per_msg_token are ready for      transmission.   o  GSS_CONTEXT_EXPIRED indicates that context-related data items have      expired, so that the requested operation cannot be performed.   o  GSS_CREDENTIALS_EXPIRED indicates that the context is recognized,      but that its associated credentials have expired, so that the      requested operation cannot be performed.   o  GSS_NO_CONTEXT indicates that no valid context was recognized for      the input context_handle provided.   o  GSS_FAILURE indicates that the context is recognized, but that the      requested operation could not be performed for reasons unspecified      at the GSS-API level.   Using the security context referenced by context_handle, apply a   signature to the input message (along with timestamps and/or other   data included in support of mech_type-specific mechanisms) and return   the result in per_msg_token. The qop_req parameter allows quality-   of-protection control. The caller passes the message and the   per_msg_token to the target.   The GSS_Sign()  function completes before the message and   per_msg_token is sent to the peer; successful application of   GSS_Sign()  does not guarantee that a corresponding GSS_Verify() has   been (or can necessarily be) performed successfully when the message   arrives at the destination.2.3.2.  GSS_Verify call   Inputs:   o  context_handle INTEGER,   o  message OCTET STRING,   o  per_msg_token OCTET STRINGLinn                                                           [Page 33]

RFC 1508               Generic Security Interface         September 1993   Outputs:   o  qop_state INTEGER,   o  major_status INTEGER,   o  minor_status INTEGER,   Return major_status codes:   o  GSS_COMPLETE indicates that the message was successfully verified.   o  GSS_DEFECTIVE_TOKEN indicates that consistency checks performed on      the received per_msg_token failed, preventing further processing      from being performed with that token.   o  GSS_BAD_SIG indicates that the received per_msg_token contains an      incorrect signature for the message.   o  GSS_DUPLICATE_TOKEN, GSS_OLD_TOKEN, and GSS_UNSEQ_TOKEN values      appear in conjunction with the optional per-message replay      detection features described inSection 1.2.3; their semantics are      described in that section.   o  GSS_CONTEXT_EXPIRED indicates that context-related data items have      expired, so that the requested operation cannot be performed.   o  GSS_CREDENTIALS_EXPIRED indicates that the context is recognized,      but that its associated credentials have expired, so that the      requested operation cannot be performed.   o  GSS_NO_CONTEXT indicates that no valid context was recognized for      the input context_handle provided.   o  GSS_FAILURE indicates that the context is recognized, but that the      GSS_Verify()  operation could not be performed for reasons      unspecified at the GSS-API level.   Using the security context referenced by context_handle, verify that   the input per_msg_token contains an appropriate signature for the   input message, and apply any active replay detection or sequencing   features. Return an indication of the quality-of-protection applied   to the processed message in the qop_state result.Linn                                                           [Page 34]

RFC 1508               Generic Security Interface         September 19932.3.3. GSS_Seal call   Inputs:   o  context_handle INTEGER,   o  conf_req_flag BOOLEAN,   o  qop_req INTEGER,-0 specifies default QOP   o  input_message OCTET STRING   Outputs:   o  major_status INTEGER,   o  minor_status INTEGER,   o  conf_state BOOLEAN,   o  output_message OCTET STRING   Return major_status codes:   o  GSS_COMPLETE indicates that the input_message was successfully      processed and that the output_message is ready for transmission.   o  GSS_CONTEXT_EXPIRED indicates that context-related data items have      expired, so that the requested operation cannot be performed.   o  GSS_CREDENTIALS_EXPIRED indicates that the context is recognized,      but that its associated credentials have expired, so that the      requested operation cannot be performed.   o  GSS_NO_CONTEXT indicates that no valid context was recognized for      the input context_handle provided.   o  GSS_FAILURE indicates that the context is recognized, but that the      GSS_Seal()  operation could not be performed for reasons      unspecified at the GSS-API level.   Performs the data origin authentication and data integrity functions   of GSS_Sign().  If the input conf_req_flag is TRUE, requests that   confidentiality be applied to the input_message.  Confidentiality may   not be supported in all mech_types or by all implementations; the   returned conf_state flag indicates whether confidentiality was   provided for the input_message. The qop_req parameter allows   quality-of-protection control.Linn                                                           [Page 35]

RFC 1508               Generic Security Interface         September 1993   In all cases, the GSS_Seal()  call yields a single output_message   data element containing (optionally enciphered) user data as well as   control information.2.3.4. GSS_Unseal call   Inputs:   o  context_handle INTEGER,   o  input_message OCTET STRING   Outputs:   o  conf_state BOOLEAN,   o  qop_state INTEGER,   o  major_status INTEGER,   o  minor_status INTEGER,   o  output_message OCTET STRING   Return major_status codes:   o  GSS_COMPLETE indicates that the input_message was successfully      processed and that the resulting output_message is available.   o  GSS_DEFECTIVE_TOKEN indicates that consistency checks performed on      the per_msg_token extracted from the input_message failed,      preventing further processing from being performed.   o  GSS_BAD_SIG indicates that an incorrect signature was detected for      the message.   o  GSS_DUPLICATE_TOKEN, GSS_OLD_TOKEN, and GSS_UNSEQ_TOKEN values      appear in conjunction with the optional per-message replay      detection features described inSection 1.2.3; their semantics are      described in that section.   o  GSS_CONTEXT_EXPIRED indicates that context-related data items have      expired, so that the requested operation cannot be performed.   o  GSS_CREDENTIALS_EXPIRED indicates that the context is recognized,      but that its associated credentials have expired, so that the      requested operation cannot be performed.Linn                                                           [Page 36]

RFC 1508               Generic Security Interface         September 1993   o  GSS_NO_CONTEXT indicates that no valid context was recognized for      the input context_handle provided.   o  GSS_FAILURE indicates that the context is recognized, but that the      GSS_Unseal()  operation could not be performed for reasons      unspecified at the GSS-API level.   Processes a data element generated (and optionally enciphered) by   GSS_Seal(),  provided as input_message. The returned conf_state value   indicates whether confidentiality was applied to the input_message.   If conf_state is TRUE, GSS_Unseal()  deciphers the input_message.   Returns an indication of the quality-of-protection applied to the   processed message in the qop_state result. GSS_Seal()  performs the   data integrity and data origin authentication checking functions of   GSS_Verify()  on the plaintext data. Plaintext data is returned in   output_message.2.4.  Support calls   This group of calls provides support functions useful to GSS-API   callers, independent of the state of established contexts. Their   characterization with regard to blocking or non-blocking status in   terms of network interactions is unspecified.2.4.1.  GSS_Display_status call   Inputs:   o  status_value INTEGER,-GSS-API major_status or minor_status      return value   o  status_type INTEGER,-1 if major_status, 2 if minor_status   o  mech_type OBJECT IDENTIFIER-mech_type to be used for minor_      status translation   Outputs:   o  major_status INTEGER,   o  minor_status INTEGER,   o  status_string_set SET OF OCTET STRING   Return major_status codes:   o  GSS_COMPLETE indicates that a valid printable status      representation (possibly representing more than one status eventLinn                                                           [Page 37]

RFC 1508               Generic Security Interface         September 1993      encoded within the status_value) is available in the returned      status_string_set.   o  GSS_BAD_MECH indicates that translation in accordance with an      unsupported mech_type was requested, so translation could not be      performed.   o  GSS_BAD_STATUS indicates that the input status_value was invalid,      or that the input status_type carried a value other than 1 or 2,      so translation could not be performed.   o  GSS_FAILURE indicates that the requested operation could not be      performed for reasons unspecified at the GSS-API level.   Provides a means for callers to translate GSS-API-returned major and   minor status codes into printable string representations.2.4.2.  GSS_Indicate_mechs call   Input:   o  (none)   Outputs:   o  major_status INTEGER,   o  minor_status INTEGER,   o  mech_set SET OF OBJECT IDENTIFIER   Return major_status codes:   o  GSS_COMPLETE indicates that a set of available mechanisms has      been returned in mech_set.   o  GSS_FAILURE indicates that the requested operation could not      be performed for reasons unspecified at the GSS-API level.   Allows callers to determine the set of mechanism types available on   the local system. This call is intended for support of specialized   callers who need to request non-default mech_type sets from   GSS_Acquire_cred(),  and should not be needed by other callers.2.4.3.  GSS_Compare_name call   Inputs:Linn                                                           [Page 38]

RFC 1508               Generic Security Interface         September 1993   o  name1 INTERNAL NAME,   o  name2 INTERNAL NAME   Outputs:   o  major_status INTEGER,   o  minor_status INTEGER,   o  name_equal BOOLEAN   Return major_status codes:   o  GSS_COMPLETE indicates that name1 and name2 were comparable, and      that the name_equal result indicates whether name1 and name2 were      equal or unequal.   o  GSS_BAD_NAMETYPE indicates that one or both of name1 and name2      contained internal type specifiers uninterpretable by the      supporting GSS-API implementation, or that the two names' types      are different and incomparable, so the equality comparison could      not be completed.   o  GSS_BAD_NAME indicates that one or both of the input names was      ill-formed in terms of its internal type specifier, so the      equality comparison could not be completed.   o  GSS_FAILURE indicates that the requested operation could not be      performed for reasons unspecified at the GSS-API level.   Allows callers to compare two internal name representations for   equality.2.4.4.  GSS_Display_name call   Inputs:   o  name INTERNAL NAME   Outputs:   o  major_status INTEGER,   o  minor_status INTEGER,   o  name_string OCTET STRING,Linn                                                           [Page 39]

RFC 1508               Generic Security Interface         September 1993   o  name_type OBJECT IDENTIFIER   Return major_status codes:   o  GSS_COMPLETE indicates that a valid printable name representation      is available in the returned name_string.   o  GSS_BAD_NAMETYPE indicates that the provided name was of a type      uninterpretable by the supporting GSS-API implementation, so no      printable representation could be generated.   o  GSS_BAD_NAME indicates that the contents of the provided name were      inconsistent with the internally-indicated name type, so no      printable representation could be generated.   o  GSS_FAILURE indicates that the requested operation could not be      performed for reasons unspecified at the GSS-API level.   Allows callers to translate an internal name representation into a   printable form with associated namespace type descriptor. The syntax   of the printable form is a local matter.2.4.5.  GSS_Import_name call   Inputs:   o  input_name_string OCTET STRING,   o  input_name_type OBJECT IDENTIFIER   Outputs:   o  major_status INTEGER,   o  minor_status INTEGER,   o  output_name INTERNAL NAME   Return major_status codes:   o  GSS_COMPLETE indicates that a valid name representation is output      in output_name and described by the type value in      output_name_type.   o  GSS_BAD_NAMETYPE indicates that the input_name_type is unsupported      by the GSS-API implementation, so the import operation could not      be completed.Linn                                                           [Page 40]

RFC 1508               Generic Security Interface         September 1993   o  GSS_BAD_NAME indicates that the provided input_name_string is      ill-formed in terms of the input_name_type, so the import      operation could not be completed.   o  GSS_FAILURE indicates that the requested operation could not be      performed for reasons unspecified at the GSS-API level.   Allows callers to provide a printable name representation, designate   the type of namespace in conjunction with which it should be parsed,   and convert that printable representation to an internal form   suitable for input to other GSS-API routines.  The syntax of the   input_name is a local matter.2.4.6. GSS_Release_name call   Inputs:   o  name INTERNAL NAME   Outputs:   o  major_status INTEGER,   o  minor_status INTEGER   Return major_status codes:   o  GSS_COMPLETE indicates that the storage associated with the input      name was successfully released.   o  GSS_BAD_NAME indicates that the input name argument did not      contain a valid name.   o  GSS_FAILURE indicates that the requested operation could not be      performed for reasons unspecified at the GSS-API level.   Allows callers to release the storage associated with an internal   name representation.2.4.7. GSS_Release_buffer call   Inputs:   o  buffer OCTET STRING   Outputs:   o  major_status INTEGER,Linn                                                           [Page 41]

RFC 1508               Generic Security Interface         September 1993   o  minor_status INTEGER   Return major_status codes:   o  GSS_COMPLETE indicates that the storage associated with the input      buffer was successfully released.   o  GSS_FAILURE indicates that the requested operation could not be      performed for reasons unspecified at the GSS-API level.   Allows callers to release the storage associated with an OCTET STRING   buffer allocated by another GSS-API call.2.4.8. GSS_Release_oid_set call   Inputs:   o  buffer SET OF OBJECT IDENTIFIER   Outputs:   o  major_status INTEGER,   o  minor_status INTEGER   Return major_status codes:   o  GSS_COMPLETE indicates that the storage associated with the input      object identifier set was successfully released.   o  GSS_FAILURE indicates that the requested operation could not be      performed for reasons unspecified at the GSS-API level.   Allows callers to release the storage associated with an object   identifier set object allocated by another GSS-API call.3.  Mechanism-Specific Example Scenarios   This section provides illustrative overviews of the use of various   candidate mechanism types to support the GSS-API. These discussions   are intended primarily for readers familiar with specific security   technologies, demonstrating how GSS-API functions can be used and   implemented by candidate underlying mechanisms. They should not be   regarded as constrictive to implementations or as defining the only   means through which GSS-API functions can be realized with a   particular underlying technology, and do not demonstrate all GSS-API   features with each technology.Linn                                                           [Page 42]

RFC 1508               Generic Security Interface         September 19933.1. Kerberos V5, single-TGT   OS-specific login functions yield a TGT to the local realm Kerberos   server; TGT is placed in a credentials structure for the client.   Client calls GSS_Acquire_cred()  to acquire a cred_handle in order to   reference the credentials for use in establishing security contexts.   Client calls GSS_Init_sec_context().  If the requested service is   located in a different realm, GSS_Init_sec_context()  gets the   necessary TGT/key pairs needed to traverse the path from local to   target realm; these data are placed in the owner's TGT cache. After   any needed remote realm resolution, GSS_Init_sec_context()  yields a   service ticket to the requested service with a corresponding session   key; these data are stored in conjunction with the context. GSS-API   code sends KRB_TGS_REQ request(s) and receives KRB_TGS_REP   response(s) (in the successful case) or KRB_ERROR.   Assuming success, GSS_Init_sec_context()  builds a Kerberos-formatted   KRB_AP_REQ message, and returns it in output_token.  The client sends   the output_token to the service.   The service passes the received token as the input_token argument to   GSS_Accept_sec_context(),  which verifies the authenticator, provides   the service with the client's authenticated name, and returns an   output_context_handle.   Both parties now hold the session key associated with the service   ticket, and can use this key in subsequent GSS_Sign(), GSS_Verify(),   GSS_Seal(), and GSS_Unseal() operations.3.2. Kerberos V5, double-TGT   TGT acquisition as above.   Note: To avoid unnecessary frequent invocations of error paths when   implementing the GSS-API atop Kerberos V5, it seems appropriate to   represent "single-TGT K-V5" and "double-TGT K-V5" with separate   mech_types, and this discussion makes that assumption.   Based on the (specified or defaulted) mech_type,   GSS_Init_sec_context()  determines that the double-TGT protocol   should be employed for the specified target. GSS_Init_sec_context()   returns GSS_CONTINUE_NEEDED major_status, and its returned   output_token contains a request to the service for the service's TGT.   (If a service TGT with suitably long remaining lifetime already   exists in a cache, it may be usable, obviating the need for this   step.) The client passes the output_token to the service.  Note: this   scenario illustrates a different use for the GSS_CONTINUE_NEEDEDLinn                                                           [Page 43]

RFC 1508               Generic Security Interface         September 1993   status return facility than for support of mutual authentication;   note that both uses can coexist as successive operations within a   single context establishment operation.   The service passes the received token as the input_token argument to   GSS_Accept_sec_context(),  which recognizes it as a request for TGT.   (Note that current Kerberos V5 defines no intra-protocol mechanism to   represent such a request.) GSS_Accept_sec_context()  returns   GSS_CONTINUE_NEEDED major_status and provides the service's TGT in   its output_token. The service sends the output_token to the client.   The client passes the received token as the input_token argument to a   continuation of GSS_Init_sec_context(). GSS_Init_sec_context() caches   the received service TGT and uses it as part of a service ticket   request to the Kerberos authentication server, storing the returned   service ticket and session key in conjunction with the context.   GSS_Init_sec_context()  builds a Kerberos-formatted authenticator,   and returns it in output_token along with GSS_COMPLETE return   major_status. The client sends the output_token to the service.   Service passes the received token as the input_token argument to a   continuation call to GSS_Accept_sec_context().   GSS_Accept_sec_context()  verifies the authenticator, provides the   service with the client's authenticated name, and returns   major_status GSS_COMPLETE.   GSS_Sign(),  GSS_Verify(), GSS_Seal(), and GSS_Unseal()  as above.3.3.  X.509 Authentication Framework   This example illustrates use of the GSS-API in conjunction with   public-key mechanisms, consistent with the X.509 Directory   Authentication Framework.   The GSS_Acquire_cred()  call establishes a credentials structure,   making the client's private key accessible for use on behalf of the   client.   The client calls GSS_Init_sec_context(),  which interrogates the   Directory to acquire (and validate) a chain of public-key   certificates, thereby collecting the public key of the service.  The   certificate validation operation determines that suitable signatures   were applied by trusted authorities and that those certificates have   not expired. GSS_Init_sec_context()  generates a secret key for use   in per-message protection operations on the context, and enciphers   that secret key under the service's public key.   The enciphered secret key, along with an authenticator quantityLinn                                                           [Page 44]

RFC 1508               Generic Security Interface         September 1993   signed with the client's private key, is included in the output_token   from GSS_Init_sec_context().  The output_token also carries a   certification path, consisting of a certificate chain leading from   the service to the client; a variant approach would defer this path   resolution to be performed by the service instead of being asserted   by the client. The client application sends the output_token to the   service.   The service passes the received token as the input_token argument to   GSS_Accept_sec_context().  GSS_Accept_sec_context() validates the   certification path, and as a result determines a certified binding   between the client's distinguished name and the client's public key.   Given that public key, GSS_Accept_sec_context() can process the   input_token's authenticator quantity and verify that the client's   private key was used to sign the input_token. At this point, the   client is authenticated to the service. The service uses its private   key to decipher the enciphered secret key provided to it for per-   message protection operations on the context.   The client calls GSS_Sign()  or GSS_Seal() on a data message, which   causes per-message authentication, integrity, and (optional)   confidentiality facilities to be applied to that message. The service   uses the context's shared secret key to perform corresponding   GSS_Verify()  and GSS_Unseal() calls.4.  Related Activities   In order to implement the GSS-API atop existing, emerging, and future   security mechanisms:      object identifiers must be assigned to candidate GSS-API      mechanisms and the name types which they support      concrete data element formats must be defined for candidate      mechanisms   Calling applications must implement formatting conventions which will   enable them to distinguish GSS-API tokens from other data carried in   their application protocols.   Concrete language bindings are required for the programming   environments in which the GSS-API is to be employed; such bindings   for the C language are available in an associated RFC.Linn                                                           [Page 45]

RFC 1508               Generic Security Interface         September 19935.  Acknowledgments   This proposal is the result of a collaborative effort.   Acknowledgments are due to the many members of the IETF Security Area   Advisory Group (SAAG) and the Common Authentication Technology (CAT)   Working Group for their contributions at meetings and by electronic   mail. Acknowledgments are also due to Kannan Alagappan, Doug Barlow,   Bill Brown, Cliff Kahn, Charlie Kaufman, Butler Lampson, Richard   Pitkin, Joe Tardo, and John Wray of Digital Equipment Corporation,   and John Carr, John Kohl, Jon Rochlis, Jeff Schiller, and Ted T'so of   MIT and Project Athena.  Joe Pato and Bill Sommerfeld of HP/Apollo,   Walt Tuvell of OSF, and Bill Griffith and Mike Merritt of AT&T,   provided inputs which helped to focus and clarify directions.   Precursor work by Richard Pitkin, presented to meetings of the   Trusted Systems Interoperability Group (TSIG), helped to demonstrate   the value of a generic, mechanism-independent security service API.6. Security Considerations   Security issues are discussed throughout this memo.7. Author's Address   John Linn   Geer Zolot Associates   One Main St.   Cambridge, MA  02142  USA   Phone: +1 617.374.3700   Email: Linn@gza.comLinn                                                           [Page 46]

RFC 1508               Generic Security Interface         September 1993APPENDIX  APACS AND AUTHORIZATION SERVICES   Consideration has been given to modifying the GSS-API service   interface to recognize and manipulate Privilege Attribute   Certificates (PACs) as in ECMA 138, carrying authorization data as a   side effect of establishing a security context, but no such   modifications have been incorporated at this time. This appendix   provides rationale for this decision and discusses compatibility   alternatives between PACs and the GSS-API which do not require that   PACs be made visible to GSS-API callers.   Existing candidate mechanism types such as Kerberos and X.509 do not   incorporate PAC manipulation features, and exclusion of such   mechanisms from the set of candidates equipped to fully support the   GSS-API seems inappropriate. Inclusion (and GSS-API visibility) of a   feature supported by only a limited number of mechanisms could   encourage the development of ostensibly portable applications which   would in fact have only limited portability.   The status quo, in which PACs are not visible across the GSS-API   interface, does not preclude implementations in which PACs are   carried transparently, within the tokens defined and used for certain   mech_types, and stored within peers' credentials and context-level   data structures. While invisible to API callers, such PACs could be   used by operating system or other local functions as inputs in the   course of mediating access requests made by callers. This course of   action allows dynamic selection of PAC contents, if such selection is   administratively-directed rather than caller-directed.   In a distributed computing environment, authentication must span   different systems; the need for such authentication provides   motivation for GSS-API definition and usage. Heterogeneous systems in   a network can intercommunicate, with globally authenticated names   comprising the common bond between locally defined access control   policies. Access control policies to which authentication provides   inputs are often local, or specific to particular operating systems   or environments. If the GSS-API made particular authorization models   visible across its service interface, its scope of application would   become less general. The current GSS-API paradigm is consistent with   the precedent set by Kerberos, neither defining the interpretation of   authorization-related data nor enforcing access controls based on   such data.   The GSS-API is a general interface, whose callers may reside inside   or outside any defined TCB or NTCB boundaries. Given this   characteristic, it appears more realistic to provide facilities whichLinn                                                           [Page 47]

RFC 1508               Generic Security Interface         September 1993   provide "value-added" security services to its callers than to offer   facilities which enforce restrictions on those callers. Authorization   decisions must often be mediated below the GSS-API level in a local   manner against (or in spite of) applications, and cannot be   selectively invoked or omitted at those applications' discretion.   Given that the GSS-API's placement prevents it from providing a   comprehensive solution to the authorization issue, the value of a   partial contribution specific to particular authorization models is   debatable.APPENDIX  BMECHANISM-INDEPENDENT TOKEN FORMAT   This appendix specifies a mechanism-independent level of   encapsulating representation for the initial token of a GSS-API   context establishment sequence, incorporating an identifier of the   mechanism type to be used on that context. Use of this format (with   ASN.1-encoded data elements represented in BER, constrained in the   interests of parsing simplicity to the Distinguished Encoding Rule   (DER) BER subset defined in X.509, clause 8.7) is recommended to the   designers of GSS-API implementations based on various mechanisms, so   that tokens can be interpreted unambiguously at GSS-API peers. There   is no requirement that the mechanism-specific innerContextToken,   innerMsgToken, and sealedUserData data elements be encoded in ASN.1   BER.          -- optional top-level token definitions to          -- frame different mechanisms          GSS-API DEFINITIONS ::=          BEGIN          MechType ::= OBJECT IDENTIFIER          -- data structure definitions          -- callers must be able to distinguish among          -- InitialContextToken, SubsequentContextToken,          -- PerMsgToken, and SealedMessage data elements          -- based on the usage in which they occur          InitialContextToken ::=          -- option indication (delegation, etc.) indicated within          -- mechanism-specific token          [APPLICATION 0] IMPLICIT SEQUENCE {                  thisMech MechType,                  innerContextToken ANY DEFINED BY thisMechLinn                                                           [Page 48]

RFC 1508               Generic Security Interface         September 1993                     -- contents mechanism-specific                  }          SubsequentContextToken ::= innerContextToken ANY          -- interpretation based on predecessor InitialContextToken          PerMsgToken ::=          -- as emitted by GSS_Sign and processed by GSS_Verify                  innerMsgToken ANY          SealedMessage ::=          -- as emitted by GSS_Seal and processed by GSS_Unseal          -- includes internal, mechanism-defined indicator          -- of whether or not encrypted                  sealedUserData ANY          ENDAPPENDIX  CMECHANISM DESIGN CONSTRAINTS   The following constraints on GSS-API mechanism designs are adopted in   response to observed caller protocol requirements, and adherence   thereto is anticipated in subsequent descriptions of GSS-API   mechanisms to be documented in standards-track Internet   specifications.   Use of the approach defined inAppendix B of this specification,   applying a mechanism type tag to the InitialContextToken, is   required.   It is strongly recommended that mechanisms offering per-message   protection services also offer at least one of the replay detection   and sequencing services, as mechanisms offering neither of the latter   will fail to satisfy recognized requirements of certain candidate   caller protocols.Linn                                                           [Page 49]

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