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          Network Working Group                                  J. Case          Request for Comments: 1444                 SNMP Research, Inc.                                                           K. McCloghrie                                                      Hughes LAN Systems                                                                 M. Rose                                            Dover Beach Consulting, Inc.                                                           S. Waldbusser                                              Carnegie Mellon University                                                              April 1993Conformance Statementsfor version 2 of theSimple Network Management Protocol (SNMPv2)                              Status of this Memo                    This RFC specifes an IAB standards track protocol for the          Internet community, and requests discussion and suggestions          for improvements.  Please refer to the current edition of the          "IAB Official Protocol Standards" for the standardization          state and status of this protocol.  Distribution of this memo          is unlimited.                              Table of Contents1 Introduction ..........................................21.1 A Note on Terminology ...............................22 Definitions ...........................................33.1 The OBJECT-GROUP macro ..............................33.2 The MODULE-COMPLIANCE macro .........................43.3 The AGENT-CAPABILITIES macro ........................73 Mapping of the OBJECT-GROUP macro .....................103.1 Mapping of the OBJECTS clause .......................103.2 Mapping of the STATUS clause ........................103.3 Mapping of the DESCRIPTION clause ...................103.4 Mapping of the REFERENCE clause .....................113.5 Mapping of the OBJECT-GROUP value ...................113.6 Usage Example .......................................124 Mapping of the MODULE-COMPLIANCE macro ................134.1 Mapping of the STATUS clause ........................134.2 Mapping of the DESCRIPTION clause ...................134.3 Mapping of the REFERENCE clause .....................134.4 Mapping of the MODULE clause ........................134.4.1 Mapping of the MANDATORY-GROUPS clause ............144.4.2 Mapping of the GROUP clause .......................144.4.3 Mapping of the OBJECT clause ......................14                                                  Case, McCloghrie, Rose & Waldbusser                  [Page  i]

RFC 1444      Conformance Statements for SNMPv2     April 19934.4.3.1 Mapping of the SYNTAX clause ....................154.4.3.2 Mapping of the WRITE-SYNTAX clause ..............154.4.3.3 Mapping of the MIN-ACCESS clause ................154.4.3.4 Mapping of the DESCRIPTION clause ...............164.5 Mapping of the MODULE-COMPLIANCE value ..............164.6 Usage Example .......................................175 Mapping of the AGENT-CAPABILITIES macro ...............195.1 Mapping of the PRODUCT-RELEASE clause ...............205.2 Mapping of the STATUS clause ........................205.3 Mapping of the DESCRIPTION clause ...................205.4 Mapping of the REFERENCE clause .....................205.5 Mapping of the SUPPORTS clause ......................205.5.1 Mapping of the INCLUDES clause ....................215.5.2 Mapping of the VARIATION clause ...................215.5.2.1 Mapping of the SYNTAX clause ....................215.5.2.2 Mapping of the WRITE-SYNTAX clause ..............215.5.2.3 Mapping of the ACCESS clause ....................225.5.2.4 Mapping of the CREATION-REQUIRES clause .........225.5.2.5 Mapping of the DEFVAL clause ....................235.5.2.6 Mapping of the DESCRIPTION clause ...............235.6 Mapping of the AGENT-CAPABILITIES value .............235.7 Usage Example .......................................246 Extending an Information Module .......................266.1 Conformance Groups ..................................266.2 Compliance Definitions ..............................266.3 Capabilities Definitions ............................267 Acknowledgements ......................................278 References ............................................319 Security Considerations ...............................3210 Authors' Addresses ...................................32Case, McCloghrie, Rose & Waldbusser                   [Page 1]

RFC 1444      Conformance Statements for SNMPv2     April 19931.  Introduction                    A network management system contains: several (potentially          many) nodes, each with a processing entity, termed an agent,          which has access to management instrumentation; at least one          management station; and, a management protocol, used to convey          management information between the agents and management          stations.  Operations of the protocol are carried out under an          administrative framework which defines both authentication and          authorization policies.                    Network management stations execute management applications          which monitor and control network elements.  Network elements          are devices such as hosts, routers, terminal servers, etc.,          which are monitored and controlled through access to their          management information.                    Management information is viewed as a collection of managed          objects, residing in a virtual information store, termed the          Management Information Base (MIB).  Collections of related          objects are defined in MIB modules.  These modules are written          using a subset of OSI's Abstract Syntax Notation One (ASN.1)          [1], termed the Structure of Management Information (SMI) [2].                    It may be useful to define the acceptable lower-bounds of          implementation, along with the actual level of implementation          achieved.  It is the purpose of this document to define the          notation used for these purposes.1.1.  A Note on Terminology                    For the purpose of exposition, the original Internet-standard          Network Management Framework, as described in RFCs 1155, 1157,          and 1212, is termed the SNMP version 1 framework (SNMPv1).          The current framework is termed the SNMP version 2 framework          (SNMPv2).Case, McCloghrie, Rose & Waldbusser                   [Page 2]

RFC 1444      Conformance Statements for SNMPv2     April 19932.  Definitions                    SNMPv2-CONF DEFINITIONS ::= BEGIN                    -- definitions for conformance groups                    OBJECT-GROUP MACRO ::=          BEGIN              TYPE NOTATION ::=                            ObjectsPart                            "STATUS" Status                            "DESCRIPTION" Text                            ReferPart                        VALUE NOTATION ::=                            value(VALUE OBJECT IDENTIFIER)                        ObjectsPart ::=                            "OBJECTS" "{" Objects "}"              Objects ::=                            Object                          | Objects "," Object              Object ::=                            value(Name ObjectName)                        Status ::=                            "current"                          | "obsolete"                        ReferPart ::=                            "REFERENCE" Text                          | empty                        -- uses the NVT ASCII character set              Text ::= """" string """"          ENDCase, McCloghrie, Rose & Waldbusser                   [Page 3]

RFC 1444      Conformance Statements for SNMPv2     April 1993                              -- definitions for compliance statements                    MODULE-COMPLIANCE MACRO ::=          BEGIN              TYPE NOTATION ::=                            "STATUS" Status                            "DESCRIPTION" Text                            ReferPart                            ModulePart                        VALUE NOTATION ::=                            value(VALUE OBJECT IDENTIFIER)                        Status ::=                            "current"                          | "obsolete"                        ReferPart ::=                          "REFERENCE" Text                        | empty                        ModulePart ::=                            Modules                          | empty              Modules ::=                            Module                          | Modules Module              Module ::=                            -- name of module --                            "MODULE" ModuleName                            MandatoryPart                            CompliancePart                        ModuleName ::=                            modulereference ModuleIdentifier                          -- must not be empty unless contained                          -- in MIB Module                          | empty              ModuleIdentifier ::=                            value(ModuleID OBJECT IDENTIFIER)                          | empty                        MandatoryPart ::=                            "MANDATORY-GROUPS" "{" Groups "}"                          | emptyCase, McCloghrie, Rose & Waldbusser                   [Page 4]

RFC 1444      Conformance Statements for SNMPv2     April 1993                                  Groups ::=                            Group                          | Groups "," Group              Group ::=                            value(Group OBJECT IDENTIFIER)                        CompliancePart ::=                            Compliances                          | empty                        Compliances ::=                            Compliance                          | Compliances Compliance              Compliance ::=                            ComplianceGroup                          | Object                        ComplianceGroup ::=                            "GROUP" value(Name OBJECT IDENTIFIER)                            "DESCRIPTION" Text                        Object ::=                            "OBJECT" value(Name ObjectName)                            SyntaxPart                            WriteSyntaxPart                            AccessPart                            "DESCRIPTION" Text                        -- must be a refinement for object's SYNTAX clause              SyntaxPart ::=                            "SYNTAX" type(SYNTAX)                          | empty                        -- must be a refinement for object's SYNTAX clause              WriteSyntaxPart ::=                            "WRITE-SYNTAX" type(WriteSYNTAX)                          | empty                        AccessPart ::=                            "MIN-ACCESS" Access                          | empty              Access ::=                            "not-accessible"                          | "read-only"                          | "read-write"Case, McCloghrie, Rose & Waldbusser                   [Page 5]

RFC 1444      Conformance Statements for SNMPv2     April 1993                                              | "read-create"                        -- uses the NVT ASCII character set              Text ::= """" string """"          ENDCase, McCloghrie, Rose & Waldbusser                   [Page 6]

RFC 1444      Conformance Statements for SNMPv2     April 1993                              -- definitions for capabilities statements                    AGENT-CAPABILITIES MACRO ::=          BEGIN              TYPE NOTATION ::=                            "PRODUCT-RELEASE" Text                            "STATUS" Status                            "DESCRIPTION" Text                            ReferPart                            ModulePart                        VALUE NOTATION ::=                            -- agent's sysObjectID [3] or snmpORID [4]                            value(VALUE OBJECT IDENTIFIER)                        Status ::=                            "current"                          | "obsolete"                        ReferPart ::=                          "REFERENCE" Text                        | empty                        ModulePart ::=                            Modules                          | empty              Modules ::=                            Module                          | Modules Module              Module ::=                            -- name of module --                            "SUPPORTS" ModuleName                            "INCLUDES" "{" Groups "}"                            VariationPart                        ModuleName ::=                            identifier ModuleIdentifier              ModuleIdentifier ::=                            value(ModuleID OBJECT IDENTIFIER)                          | empty                        Groups ::=                            Group                          | Groups "," Group              Group ::=Case, McCloghrie, Rose & Waldbusser                   [Page 7]

RFC 1444      Conformance Statements for SNMPv2     April 1993                                                value(Name OBJECT IDENTIFIER)                        VariationPart ::=                            Variations                          | empty              Variations ::=                            Variation                          | Variations Variation                        Variation ::=                            "VARIATION" value(Name ObjectName)                            SyntaxPart                            WriteSyntaxPart                            AccessPart                            CreationPart                            DefValPart                            "DESCRIPTION" Text                        -- must be a refinement for object's SYNTAX clause              SyntaxPart ::=                            "SYNTAX" type(SYNTAX)                          | empty                        -- must be a refinement for object's SYNTAX clause              WriteSyntaxPart ::=                            "WRITE-SYNTAX" type(WriteSYNTAX)                          | empty                        AccessPart ::=                            "ACCESS" Access                          | empty                        Access ::=                            "not-implemented"                          | "read-only"                          | "read-write"                          | "read-create"                          -- following is for backward-compatibility only                          | "write-only"                        CreationPart ::=                            "CREATION-REQUIRES" "{" Cells "}"                          | empty                        Cells ::=Case, McCloghrie, Rose & Waldbusser                   [Page 8]

RFC 1444      Conformance Statements for SNMPv2     April 1993                                                Cell                          | Cells "," Cell                        Cell ::=                            value(Cell ObjectName)                        DefValPart ::=                            "DEFVAL" "{" value(Defval ObjectSyntax) "}"                          | empty                        -- uses the NVT ASCII character set              Text ::= """" string """"          END                              ENDCase, McCloghrie, Rose & Waldbusser                   [Page 9]

RFC 1444      Conformance Statements for SNMPv2     April 19933.  Mapping of the OBJECT-GROUP macro                    For conformance purposes, it is useful to define a collection          of related managed objects.  The OBJECT-GROUP macro is used to          define each such collection of related objects.  It should be          noted that the expansion of the OBJECT-GROUP macro is          something which conceptually happens during implementation and          not during run-time.                    To "implement" an object, a SNMPv2 entity acting in an agent          role must return a reasonably accurate value for management          protocol retrieval operations; similarly, if the object is          writable, then in response to a management protocol set          operation, a SNMPv2 entity must accordingly be able to          reasonably influence the underlying managed entity.  If a          SNMPv2 entity acting in an agent role can not implement an          object, the management protocol provides for the SNMPv2 entity          to return an exception or error, e.g, noSuchObject [6].  Under          no circumstances shall a SNMPv2 entity return a value for          objects which it does not implement -- it must always return          the appropriate exception or error, as described in the          protocol specification [6].3.1.  Mapping of the OBJECTS clause                    The OBJECTS clause which must be present, is used to name each          object contained in the conformance group.  Each of the named          objects must be defined in the same information module as the          OBJECT-GROUP macro appears, and must have a MAX-ACCESS clause          value of "read-only", "read-write", or "read-create".3.2.  Mapping of the STATUS clause                    The STATUS clause, which must be present, indicates whether          this definition is current or historic.                    The values "current", and "obsolete" are self-explanatory.3.3.  Mapping of the DESCRIPTION clause                    The DESCRIPTION clause, which must be present, contains a          textual definition of that group, along with a description ofCase, McCloghrie, Rose & Waldbusser                  [Page 10]

RFC 1444      Conformance Statements for SNMPv2     April 1993                              any relations to other groups.  Note that generic compliance          requirements should not be stated in this clause.  However,          implementation relationships between this group and other          groups may be defined in this clause.3.4.  Mapping of the REFERENCE clause                    The REFERENCE clause, which need not be present, contains a          textual cross-reference to a group  defined in some other          information module.  This is useful when de-osifying a MIB          module produced by some other organization.3.5.  Mapping of the OBJECT-GROUP value                    The value of an invocation of the OBJECT-GROUP macro is the          name of the group, which is an OBJECT IDENTIFIER, an          administratively assigned name.Case, McCloghrie, Rose & Waldbusser                  [Page 11]

RFC 1444      Conformance Statements for SNMPv2     April 19933.6.  Usage Example                    Consider how the system group from MIB-II [3] might be          described:                    systemGroup OBJECT-GROUP              OBJECTS     { sysDescr, sysObjectID, sysUpTime,                            sysContact, sysName, sysLocation,                            sysServices }              STATUS  current              DESCRIPTION                      "The system group defines objects which are common                      to all managed systems."              ::= { mibIIGroups 1 }                    According to this invocation, the conformance group named                         { mibIIGroups 1 }                    contains 7 objects.Case, McCloghrie, Rose & Waldbusser                  [Page 12]

RFC 1444      Conformance Statements for SNMPv2     April 19934.  Mapping of the MODULE-COMPLIANCE macro                    The MODULE-COMPLIANCE macro is used to convey a minimum set of          requirements with respect to implementation of one or more MIB          modules.  It should be noted that the expansion of the          MODULE-COMPLIANCE macro is something which conceptually          happens during implementation and not during run-time.                    A requirement on all "standard" MIB modules is that a          corresponding MODULE-COMPLIANCE specification is also defined,          either in the same information module or in a companion          information module.4.1.  Mapping of the STATUS clause                    The STATUS clause, which must be present, indicates whether          this definition is current or historic.                    The values "current", and "obsolete" are self-explanatory.          The "deprecated" value indicates that that object is obsolete,          but that an implementor may wish to support that object to          foster interoperability with older implementations.4.2.  Mapping of the DESCRIPTION clause                    The DESCRIPTION clause, which must be present, contains a          textual definition of this compliance statement and should          embody any information which would otherwise be communicated          in any ASN.1 commentary annotations associated with the          statement.4.3.  Mapping of the REFERENCE clause                    The REFERENCE clause, which need not be present, contains a          textual cross-reference to a compliance statement defined in          some other information module.4.4.  Mapping of the MODULE clause                    The MODULE clause, which must be present, is repeatedly used          to name each MIB module for which compliance requirements areCase, McCloghrie, Rose & Waldbusser                  [Page 13]

RFC 1444      Conformance Statements for SNMPv2     April 1993                              being specified.  Each MIB module is named by its module name,          and optionally, by its associated OBJECT IDENTIFIER as well.          The module name can be omitted when the MODULE-COMPLIANCE          invocation occurs inside a MIB module, to refer to the          encompassing MIB module.4.4.1.  Mapping of the MANDATORY-GROUPS clause                    The MANDATORY-GROUPS clause, which need not be present, names          the one or more groups within the correspondent MIB module          which are unconditionally mandatory for implementation.  If a          SNMPv2 entity acting in an agent role claims compliance to the          MIB module, then it must implement each and every object          within each conformance group listed.  That is, if a SNMPv2          entity returns a noSuchObject exception in response to a          management protocol get operation [5] for any object within          any mandatory conformance group for every MIB view, then that          SNMPv2 entity is not a conformant implementation of the MIB          module.4.4.2.  Mapping of the GROUP clause                    The GROUP clause which need not be present, is repeatedly used          to name each MIB group which is conditionally mandatory or          unconditionally optional for compliance to the MIB module.  A          MIB group named in a GROUP clause must be absent from the          correspondent MANDATORY-GROUPS clause.                    Conditionally mandatory groups include those which are          mandatory only if a particular protocol is implemented, or          only if another group is implemented.  A GROUP clause's          DESCRIPTION specifies the conditions under which the group is          conditionally mandatory.                    A MIB group which is named in neither a MANDATORY-GROUPS          clause nor a GROUP clause, is unconditionally optional for          compliance to the MIB module.4.4.3.  Mapping of the OBJECT clause                    The OBJECT clause which need not be present, is repeatedly          used to name each MIB object for which compliance has aCase, McCloghrie, Rose & Waldbusser                  [Page 14]

RFC 1444      Conformance Statements for SNMPv2     April 1993                              refined requirement with respect to the MIB module definition.          The MIB object must be present in one of the conformance          groups named in the correspondent MANDATORY-GROUPS clause or          GROUP clauses.4.4.3.1.  Mapping of the SYNTAX clause                    The SYNTAX clause, which need not be present, is used to          provide a refined SYNTAX for the object named in the          correspondent OBJECT clause.  Note that if this clause and a          WRITE-SYNTAX clause are both present, then this clause only          applies when instances of the object named in the          correspondent OBJECT clause are read.                    Consult Section 10 of [2] for more information on refined          syntax.4.4.3.2.  Mapping of the WRITE-SYNTAX clause                    The WRITE-SYNTAX clause, which need not be present, is used to          provide a refined SYNTAX for the object named in the          correspondent OBJECT clause when instances of that object are          written.                    Consult Section 10 of [2] for more information on refined          syntax.4.4.3.3.  Mapping of the MIN-ACCESS clause                    The MIN-ACCESS clause, which need not be present, is used to          define the minimal level of access for the object named in the          correspondent OBJECT clause.  If this clause is absent, the          minimal level of access is the same as the maximal level          specified in the correspondent invocation of the OBJECT-TYPE          macro.  If present, this clause must not specify a greater          level of access than is specified in the correspondent          invocation of the OBJECT-TYPE macro.                    The level of access for certain types of objects is fixed          according to their syntax definition.  These types are:          conceptual tables and rows, auxiliary objects, and objects          with the syntax of Counter32, Counter64, or certain types ofCase, McCloghrie, Rose & Waldbusser                  [Page 15]

RFC 1444      Conformance Statements for SNMPv2     April 1993                              textual conventions (e.g., RowStatus [6]).  A MIN-ACCESS          clause should not be present for such objects.                    An implementation is compliant if the level of access it          provides is greater or equal to the minimal level in the          MODULE-COMPLIANCE macro and less or equal to the maximal level          in the OBJECT-TYPE macro.4.4.3.4.  Mapping of the DESCRIPTION clause                    The DESCRIPTION clause must be present for each use of the          GROUP or OBJECT clause.  For an OBJECT clause, it contains a          textual description of the refined compliance requirement.          For a GROUP clause, it contains a textual description of the          conditions under which the group is conditionally mandatory or          unconditionally optional.4.5.  Mapping of the MODULE-COMPLIANCE value                    The value of an invocation of the MODULE-COMPLIANCE macro is          an OBJECT IDENTIFIER.  As such, this value may be          authoritatively used when referring to the compliance          statement embodied by that invocation of the macro.Case, McCloghrie, Rose & Waldbusser                  [Page 16]

RFC 1444      Conformance Statements for SNMPv2     April 19934.6.  Usage Example                    Consider how a compliance statement might be included at the          end of the MIB-II document [3], assuming that conformance          groups were defined therein:                    mibIICompliances                         OBJECT IDENTIFIER ::= { mibIIConformance 1 }          mibIIGroups    OBJECT IDENTIFIER ::= { mibIIConformance 2 }                    mibIICompliance MODULE-COMPLIANCE              STATUS  current              DESCRIPTION                      "The compliance statement for SNMPv2 entities                      residing on systems which implement the Internet                      suite of protocols."              MODULE  -- compliance to the containing MIB module                  MANDATORY-GROUPS   { systemGroup, snmpGroup }                            GROUP       interfacesGroup                  DESCRIPTION                      "The interfaces group is mandatory for systems                      with network interfaces."                            GROUP       ipGroup                  DESCRIPTION                      "The ip group is mandatory for systems which                      implement IP."                            GROUP       icmpGroup                  DESCRIPTION                      "The icmp group is mandatory for systems which                      implement ICMP."                            GROUP       tcpGroup                  DESCRIPTION                      "The tcp group is mandatory for systems which                      implement TCP."                      OBJECT      tcpConnState                      MIN-ACCESS  read-only                      DESCRIPTION                          "A compliant system need not allow                           write-access to this object."                            GROUP       udpGroupCase, McCloghrie, Rose & Waldbusser                  [Page 17]

RFC 1444      Conformance Statements for SNMPv2     April 1993                                      DESCRIPTION                      "The udp group is mandatory for systems which                      implement UDP."                            GROUP       egpGroup                  DESCRIPTION                      "The egp group is mandatory for systems which                      implement EGP."                    ::= { mibIICompliances 1 }                    According to this invocation, to claim alignment with the          compliance statement named                         { mibIICompliances 1 }                    a system must implementRFC1213's systemGroup and snmpGroup          conformance groups.  If the system implements any network          interfaces, thenRFC1213's interfacesGroup conformance group          must be implemented.  Further, if the system implements any of          the IP, ICMP, TCP, UDP, or EGP protocols, then the          correspondent conformance group inRFC1213 must be          implemented, if compliance is to be claimed.  Finally,          althoughRFC1213 specifies that it makes "protocol sense" for          the tcpConnState object to be writable, this specification          allows the system to permit only read-only access and still          claim compliance.Case, McCloghrie, Rose & Waldbusser                  [Page 18]

RFC 1444      Conformance Statements for SNMPv2     April 19935.  Mapping of the AGENT-CAPABILITIES macro                    The AGENT-CAPABILITIES macro is used to convey the          capabilities present in a SNMPv2 entity acting in an agent          role.  It should be noted that the expansion of the AGENT-          CAPABILITIES macro is something which conceptually happens          during implementation and not during run-time.                    When a MIB module is written, it is divided into units of          conformance termed groups.  If a SNMPv2 entity acting in an          agent role claims to implement a group, then it must implement          each and every object within that group.  Of course, for          whatever reason, a SNMPv2 entity might implement only a subset          of the groups within a MIB module.  In addition, the          definition of some MIB objects leave some aspects of the          definition to the discretion of an implementor.                    Practical experience has demonstrated a need for concisely          describing the capabilities of an agent with respect to one or          more MIB modules.  The AGENT-CAPABILITIES macro allows an          agent implementor to describe the precise level of support          which an agent claims in regards to a MIB group, and to bind          that description to the value of sysObjectID [3] associated          with the agent, or to the value of an instance of the snmpORID          object in the snmpORTable [4].  In particular, some objects          may have restricted or augmented syntax or access-levels.                    If the AGENT-CAPABILITIES invocation is given to a          management-station implementor, then that implementor can          build management applications which optimize themselves when          communicating with a particular agent.  For example, the          management-station can maintain a database of these          invocations.  When a management-station interacts with an          agent, it retrieves the agent's sysObjectID [3].  Based on          this, it consults the database.  If an entry is found, then          the management application can optimize its behavior          accordingly.                    Note that this binding to sysObjectID may not always suffice          to define all MIB objects to which an agent can provide          access.  In particular, this situation occurs where the agent          dynamically learns of the objects it supports.  In these          cases, the snmpORID column of snmpORTable [4] contains          information which should be used in addition to sysObjectID.Case, McCloghrie, Rose & Waldbusser                  [Page 19]

RFC 1444      Conformance Statements for SNMPv2     April 1993                              Note that the AGENT-CAPABILITIES macro specifies refinements          or variations with respect to OBJECT-TYPE macros in MIB          modules, NOT with respect to MODULE-COMPLIANCE macros in          compliance statements.5.1.  Mapping of the PRODUCT-RELEASE clause                    The PRODUCT-RELEASE clause, which must be present, contains a          textual description of the product release which includes this          agent.5.2.  Mapping of the STATUS clause                    The STATUS clause, which must be present, indicates whether          this definition is current or historic.                    The values "current", and "obsolete" are self-explanatory.          The "deprecated" value indicates that that object is obsolete,          but that an implementor may wish to support that object to          foster interoperability with older implementations.5.3.  Mapping of the DESCRIPTION clause                    The DESCRIPTION clause, which must be present, contains a          textual description of this agent.5.4.  Mapping of the REFERENCE clause                    The REFERENCE clause, which need not be present, contains a          textual cross-reference to a capability statement defined in          some other information module.5.5.  Mapping of the SUPPORTS clause                    The SUPPORTS clause, which need not be present, is repeatedly          used to name each MIB module for which the agent claims a          complete or partial implementation.  Each MIB module is named          by its module name, and optionally, by its associated OBJECT          IDENTIFIER as well.Case, McCloghrie, Rose & Waldbusser                  [Page 20]

RFC 1444      Conformance Statements for SNMPv2     April 19935.5.1.  Mapping of the INCLUDES clause                    The INCLUDES clause, which must be present for each use of the          SUPPORTS clause, is used to name each MIB group associated          with the SUPPORT clause, which the agent claims to implement.5.5.2.  Mapping of the VARIATION clause                    The VARIATION clause, which need not be present, is repeatedly          used to name each MIB object which the agent implements in          some variant or refined fashion with respect to the          correspondent invocation of the OBJECT-TYPE macro.                    Note that the variation concept is meant for generic          implementation restrictions, e.g., if the variation for an          object depends on the values of other objects, then this          should be noted in the appropriate DESCRIPTION clause.5.5.2.1.  Mapping of the SYNTAX clause                    The SYNTAX clause, which need not be present, is used to          provide a refined SYNTAX for the object named in the          correspondent VARIATION clause.  Note that if this clause and          a WRITE-SYNTAX clause are both present, then this clause only          applies when instances of the object named in the          correspondent VARIATION clause are read.                    Consult Section 10 of [2] for more information on refined          syntax.5.5.2.2.  Mapping of the WRITE-SYNTAX clause                    The WRITE-SYNTAX clause, which need not be present, is used to          provide a refined SYNTAX for the object named in the          correspondent VARIATION clause when instances of that object          are written.                    Consult Section 10 of [2] for more information on refined          syntax.Case, McCloghrie, Rose & Waldbusser                  [Page 21]

RFC 1444      Conformance Statements for SNMPv2     April 19935.5.2.3.  Mapping of the ACCESS clause                    The ACCESS clause, which need not be present, is used to          indicate the agent provides less than the maximal level of          access to the object named in the correspondent VARIATION          clause.                    The value "not-implemented" indicates the agent does not          implement the object, and in the ordering of possible values          is equivalent to "not-accessible".                    The value "write-only" is provided solely for backward          compatibility, and shall not be used for newly-defined object          types.  In the ordering of possible values, "write-only" is          less than "not-accessible".5.5.2.4.  Mapping of the CREATION-REQUIRES clause                    The CREATION-REQUIRES clause, which need not be present, is          used to name the columnar objects of a conceptual row to which          values must be explicitly assigned, by a management protocol          set operation, before the agent will allow the instance of the          status column of that row to be set to `active'.  (Consult the          definition of RowStatus [6].)                    If the conceptual row does not have a status column (i.e., the          objects corresponding to the conceptual table were defined          using the mechanisms in [7,8]), then the CREATION-REQUIRES          clause, which need not be present, is used to name the          columnar objects of a conceptual row to which values must be          explicitly assigned, by a management protocol set operation,          before the agent will create new instances of objects in that          row.                    This clause must not present unless the object named in the          correspondent VARIATION clause is a conceptual row, i.e., has          a syntax which resolves to a SEQUENCE containing columnar          objects.  The objects named in the value of this clause          usually will refer to columnar objects in that row.  However,          objects unrelated to the conceptual row may also be specified.                    All objects which are named in the CREATION-REQUIRES clause          for a conceptual row, and which are columnar objects of that          row, must have an access level of "read-create".Case, McCloghrie, Rose & Waldbusser                  [Page 22]

RFC 1444      Conformance Statements for SNMPv2     April 19935.5.2.5.  Mapping of the DEFVAL clause                    The DEFVAL clause, which need not be present, is used to          provide a refined DEFVAL value for the object named in the          correspondent VARIATION clause.  The semantics of this value          are identical to those of the OBJECT-TYPE macro's DEFVAL          clause.5.5.2.6.  Mapping of the DESCRIPTION clause                    The DESCRIPTION clause, which must be present for each use of          the VARIATION clause, contains a textual description of the          variant or refined implementation.5.6.  Mapping of the AGENT-CAPABILITIES value                    The value of an invocation of the AGENT-CAPABILITIES macro is          an OBJECT IDENTIFIER, which names the value of sysObjectID [3]          or snmpORID [4] for which this capabilities statement is          valid.Case, McCloghrie, Rose & Waldbusser                  [Page 23]

RFC 1444      Conformance Statements for SNMPv2     April 19935.7.  Usage Example                    Consider how a capabilities statement for an agent might be          described:                    exampleAgent AGENT-CAPABILITIES              PRODUCT-RELEASE      "ACME Agent release 1.1 for 4BSD"              STATUS               current              DESCRIPTION          "ACME agent for 4BSD"                        SUPPORTSRFC1213-MIB                  INCLUDES         { systemGroup, interfacesGroup,                                     atGroup, ipGroup, icmpGroup,                                     tcpGroup, udpGroup, snmpGroup }                            VARIATION        ifAdminStatus                      SYNTAX       INTEGER { up(1), down(2) }                      DESCRIPTION  "Unable to set test mode on 4BSD"                            VARIATION        ifOperStatus                      SYNTAX       INTEGER { up(1), down(2) }                      DESCRIPTION  "Information limited on 4BSD"                            VARIATION        atEntry                      CREATION-REQUIRES { atPhysAddress }                      DESCRIPTION  "Address mappings on 4BSD require                                   both protocol and media addresses"                            VARIATION        ipDefaultTTL                      SYNTAX       INTEGER (255..255)                      DESCRIPTION  "Hard-wired on 4BSD"                            VARIATION        ipInAddrErrors                      ACCESS       not-implemented                      DESCRIPTION  "Information not available on 4BSD"                            VARIATION        ipRouteType                      SYNTAX       INTEGER { direct(3), indirect(4) }                      WRITE-SYNTAX INTEGER { invalid(2), direct(3),                                             indirect(4) }                      DESCRIPTION  "Information limited on 4BSD"                            VARIATION        tcpConnState                      ACCESS       read-only                      DESCRIPTION  "Unable to set this on 4BSD"Case, McCloghrie, Rose & Waldbusser                  [Page 24]

RFC 1444      Conformance Statements for SNMPv2     April 1993                                  SUPPORTS             EVAL-MIB                  INCLUDES         { functionsGroup, expressionsGroup }                  VARIATION        exprEntry                      CREATION-REQUIRES { evalString }                      DESCRIPTION "Conceptual row creation supported"                        ::= { acmeAgents 1 }                              According to this invocation, an agent with a sysObjectID (or          snmpORID) value of                         { acmeAgents 1 }                    supports two MIB modules.                    From MIB-II, all conformance groups except the egpGroup          conformance group are supported.  However, the object          ipInAddrErrors is not implemented, whilst the objects                         ifAdminStatus               ifOperStatus               ipDefaultTTL               ipRouteType                    have a restricted syntax, and the object                         tcpConnState                    is available only for reading.  Note that in the case of the          object ipRouteType the set of values which may be read is          different than the set of values which may be written.          Finally, when creating a new instance in the atTable, the          set-request must create an instance of atPhysAddress.                    From the EVAL-MIB, all the objects contained in the          functionsGroup and expressionsGroup conformance groups are          supported, without variation.  In addition, creation of new          instances in the expr table is supported.Case, McCloghrie, Rose & Waldbusser                  [Page 25]

RFC 1444      Conformance Statements for SNMPv2     April 19936.  Extending an Information Module                    As experience is gained with a published information module,          it may be desirable to revise that information module.                    Section 10 of [2] defines the rules for extending an          information module.  The remainder of this section defines how          conformance groups, compliance statements, and capabilities          statements may be extended.6.1.  Conformance Groups                    If any non-editorial change is made to any clause of an object          group then the OBJECT IDENTIFIER value associated with that          object group must also be changed, along with its associated          descriptor.6.2.  Compliance Definitions                    If any non-editorial change is made to any clause of a          compliance definition, then the OBJECT IDENTIFIER value          associated with that compliance definition must also be          changed, along with its associated descriptor.6.3.  Capabilities Definitions                    If any non-editorial change is made to any clause of a          capabilities definition, then the OBJECT IDENTIFIER value          associated with that capabilities definition must also be          changed, along with its associated descriptor.Case, McCloghrie, Rose & Waldbusser                  [Page 26]

RFC 1444      Conformance Statements for SNMPv2     April 19937.  Acknowledgements                    The section on compliance statements is based, in part, on a          conversation with James R. Davin in December, 1990.                    The section on capabilities statements is based, in part, onRFC 1303.                    Finally, the comments of the SNMP version 2 working group are          gratefully acknowledged:                         Beth Adams, Network Management Forum               Steve Alexander, INTERACTIVE Systems Corporation               David Arneson, Cabletron Systems               Toshiya Asaba               Fred Baker, ACC               Jim Barnes, Xylogics, Inc.               Brian Bataille               Andy Bierman, SynOptics Communications, Inc.               Uri Blumenthal, IBM Corporation               Fred Bohle, Interlink               Jack Brown               Theodore Brunner, Bellcore               Stephen F. Bush, GE Information Services               Jeffrey D. Case, University of Tennessee, Knoxville               John Chang, IBM Corporation               Szusin Chen, Sun Microsystems               Robert Ching               Chris Chiotasso, Ungermann-Bass               Bobby A. Clay, NASA/Boeing               John Cooke, Chipcom               Tracy Cox, Bellcore               Juan Cruz, Datability, Inc.               David Cullerot, Cabletron Systems               Cathy Cunningham, Microcom               James R. (Chuck) Davin, Bellcore               Michael Davis, Clearpoint               Mike Davison, FiberCom               Cynthia DellaTorre, MITRE               Taso N. Devetzis, Bellcore               Manual Diaz, DAVID Systems, Inc.               Jon Dreyer, Sun Microsystems               David Engel, Optical Data Systems               Mike Erlinger, Lexcel               Roger Fajman, NIHCase, McCloghrie, Rose & Waldbusser                  [Page 27]

RFC 1444      Conformance Statements for SNMPv2     April 1993                                   Daniel Fauvarque, Sun Microsystems               Karen Frisa, CMU               Shari Galitzer, MITRE               Shawn Gallagher, Digital Equipment Corporation               Richard Graveman, Bellcore               Maria Greene, Xyplex, Inc.               Michel Guittet, Apple               Robert Gutierrez, NASA               Bill Hagerty, Cabletron Systems               Gary W. Haney, Martin Marietta Energy Systems               Patrick Hanil, Nokia Telecommunications               Matt Hecht, SNMP Research, Inc.               Edward A. Heiner, Jr., Synernetics Inc.               Susan E. Hicks, Martin Marietta Energy Systems               Geral Holzhauer, Apple               John Hopprich, DAVID Systems, Inc.               Jeff Hughes, Hewlett-Packard               Robin Iddon, Axon Networks, Inc.               David Itusak               Kevin M. Jackson, Concord Communications, Inc.               Ole J. Jacobsen, Interop Company               Ronald Jacoby, Silicon Graphics, Inc.               Satish Joshi, SynOptics Communications, Inc.               Frank Kastenholz, FTP Software               Mark Kepke, Hewlett-Packard               Ken Key, SNMP Research, Inc.               Zbiginew Kielczewski, Eicon               Jongyeoi Kim               Andrew Knutsen, The Santa Cruz Operation               Michael L. Kornegay, VisiSoft               Deirdre C. Kostik, Bellcore               Cheryl Krupczak, Georgia Tech               Mark S. Lewis, Telebit               David Lin               David Lindemulder, AT&T/NCR               Ben Lisowski, Sprint               David Liu, Bell-Northern Research               John Lunny, The Wollongong Group               Robert C. Lushbaugh Martin, Marietta Energy Systems               Michael Luufer, BBN               Carl Madison, Star-Tek, Inc.               Keith McCloghrie, Hughes LAN Systems               Evan McGinnis, 3Com Corporation               Bill McKenzie, IBM Corporation               Donna McMaster, SynOptics Communications, Inc.Case, McCloghrie, Rose & Waldbusser                  [Page 28]

RFC 1444      Conformance Statements for SNMPv2     April 1993                                   John Medicke, IBM Corporation               Doug Miller, Telebit               Dave Minnich, FiberCom               Mohammad Mirhakkak, MITRE               Rohit Mital, Protools               George Mouradian, AT&T Bell Labs               Patrick Mullaney, Cabletron Systems               Dan Myers, 3Com Corporation               Rina Nathaniel, Rad Network Devices Ltd.               Hien V. Nguyen, Sprint               Mo Nikain               Tom Nisbet               William B. Norton, MERIT               Steve Onishi, Wellfleet Communications, Inc.               David T. Perkins, SynOptics Communications, Inc.               Carl Powell, BBN               Ilan Raab, SynOptics Communications, Inc.               Richard Ramons, AT&T               Venkat D. Rangan, Metric Network Systems, Inc.               Louise Reingold, Sprint               Sam Roberts, Farallon Computing, Inc.               Kary Robertson, Concord Communications, Inc.               Dan Romascanu, Lannet Data Communications Ltd.               Marshall T. Rose, Dover Beach Consulting, Inc.               Shawn A. Routhier, Epilogue Technology Corporation               Chris Rozman               Asaf Rubissa, Fibronics               Jon Saperia, Digital Equipment Corporation               Michael Sapich               Mike Scanlon, Interlan               Sam Schaen, MITRE               John Seligson, Ultra Network Technologies               Paul A. Serice, Corporation for Open Systems               Chris Shaw, Banyan Systems               Timon Sloane               Robert Snyder, Cisco Systems               Joo Young Song               Roy Spitier, Sprint               Einar Stefferud, Network Management Associates               John Stephens, Cayman Systems, Inc.               Robert L. Stewart, Xyplex, Inc. (chair)               Kaj Tesink, Bellcore               Dean Throop, Data General               Ahmet Tuncay, France Telecom-CNET               Maurice Turcotte, Racal DatacomCase, McCloghrie, Rose & Waldbusser                  [Page 29]

RFC 1444      Conformance Statements for SNMPv2     April 1993                                   Warren Vik, INTERACTIVE Systems Corporation               Yannis Viniotis               Steven L. Waldbusser, Carnegie Mellon Universitty               Timothy M. Walden, ACC               Alice Wang, Sun Microsystems               James Watt, Newbridge               Luanne Waul, Timeplex               Donald E. Westlake III, Digital Equipment Corporation               Gerry White               Bert Wijnen, IBM Corporation               Peter Wilson, 3Com Corporation               Steven Wong, Digital Equipment Corporation               Randy Worzella, IBM Corporation               Daniel Woycke, MITRE               Honda Wu               Jeff Yarnell, Protools               Chris Young, Cabletron               Kiho Yum, 3Com CorporationCase, McCloghrie, Rose & Waldbusser                  [Page 30]

RFC 1444      Conformance Statements for SNMPv2     April 19938.  References                    [1]  Information processing systems - Open Systems               Interconnection - Specification of Abstract Syntax               Notation One (ASN.1), International Organization for               Standardization.  International Standard 8824, (December,               1987).                    [2]  Case, J., McCloghrie, K., Rose, M., and Waldbusser, S.,               "Structure of Management Information for version 2 of the               Simple Network Management Protocol (SNMPv2)",RFC 1442,               SNMP Research, Inc., Hughes LAN Systems, Dover Beach               Consulting, Inc., Carnegie Mellon University, April 1993.                    [3]  McCloghrie, K., and Rose, M., "Management Information               Base for Network Management of TCP/IP-based internets:               MIB-II", STD 17,RFC 1213, March 1991.                    [4]  Case, J., McCloghrie, K., Rose, M., and Waldbusser, S.,               "Management Information Base for version 2 of the Simple               Network Management Protocol (SNMPv2)",RFC 1450, SNMP               Research, Inc., Hughes LAN Systems, Dover Beach               Consulting, Inc., Carnegie Mellon University, April 1993.                    [5]  Case, J., McCloghrie, K., Rose, M., and Waldbusser, S.,               "Protocol Operations for version 2 of the Simple Network               Management Protocol (SNMPv2)",RFC 1448, SNMP Research,               Inc., Hughes LAN Systems, Dover Beach Consulting, Inc.,               Carnegie Mellon University, April 1993.                    [6]  Case, J., McCloghrie, K., Rose, M., and Waldbusser, S.,               "Textual Conventions for version 2 of the the Simple               Network Management Protocol (SNMPv2)",RFC 1443, SNMP               Research, Inc., Hughes LAN Systems, Dover Beach               Consulting, Inc., Carnegie Mellon University, April 1993.                    [7]  Rose, M., and McCloghrie, K., "Structure and               Identification of Management Information for TCP/IP-based               internets", STD 16,RFC 1155, May 1990.                    [8]  Rose, M., and McCloghrie, K., "Concise MIB Definitions",               STD 16,RFC 1212, March 1991.Case, McCloghrie, Rose & Waldbusser                  [Page 31]

RFC 1444      Conformance Statements for SNMPv2     April 19939.  Security Considerations                    Security issues are not discussed in this memo.10.  Authors' Addresses                         Jeffrey D. Case               SNMP Research, Inc.               3001 Kimberlin Heights Rd.               Knoxville, TN  37920-9716               US                         Phone: +1 615 573 1434               Email: case@snmp.com                                   Keith McCloghrie               Hughes LAN Systems               1225 Charleston Road               Mountain View, CA  94043               US                         Phone: +1 415 966 7934               Email: kzm@hls.com                                   Marshall T. Rose               Dover Beach Consulting, Inc.               420 Whisman Court               Mountain View, CA  94043-2186               US                         Phone: +1 415 968 1052               Email: mrose@dbc.mtview.ca.us                         Steven Waldbusser               Carnegie Mellon University               4910 Forbes Ave               Pittsburgh, PA  15213               US                         Phone: +1 412 268 6628               Email: waldbusser@cmu.edu                                                                      Case, McCloghrie, Rose & Waldbusser                  [Page 32]

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