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INFORMATIONAL
Internet Engineering Task Force (IETF)                         H. KaplanRequest for Comments: 7092                                        OracleCategory: Informational                                       V. PascualISSN: 2070-1721                                                   Quobis                                                           December 2013A Taxonomy of Session Initiation Protocol (SIP) Back-to-Back User AgentsAbstract   In many SIP deployments, SIP entities exist in the SIP signaling path   between the originating and final terminating endpoints, which go   beyond the definition of a SIP proxy, performing functions not   defined in Standards Track RFCs.  The only term for such devices   provided inRFC 3261 is for a Back-to-Back User Agent (B2BUA), which   is defined as the logical concatenation of a SIP User Agent Server   (UAS) and User Agent Client (UAC).   There are numerous types of SIP B2BUAs performing different roles in   different ways; for example, IP Private Branch Exchanges (IPBXs),   Session Border Controllers (SBCs), and Application Servers (ASs).   This document identifies several common B2BUA roles in order to   provide taxonomy other documents can use and reference.Status of This Memo   This document is not an Internet Standards Track specification; it is   published for informational purposes.   This document is a product of the Internet Engineering Task Force   (IETF).  It represents the consensus of the IETF community.  It has   received public review and has been approved for publication by the   Internet Engineering Steering Group (IESG).  Not all documents   approved by the IESG are a candidate for any level of Internet   Standard; seeSection 2 of RFC 5741.   Information about the current status of this document, any errata,   and how to provide feedback on it may be obtained athttp://www.rfc-editor.org/info/rfc7092.Kaplan & Pascual              Informational                     [Page 1]

RFC 7092                   Taxonomy of B2BUAs              December 2013Copyright Notice   Copyright (c) 2013 IETF Trust and the persons identified as the   document authors.  All rights reserved.   This document is subject toBCP 78 and the IETF Trust's Legal   Provisions Relating to IETF Documents   (http://trustee.ietf.org/license-info) in effect on the date of   publication of this document.  Please review these documents   carefully, as they describe your rights and restrictions with respect   to this document.  Code Components extracted from this document must   include Simplified BSD License text as described in Section 4.e of   the Trust Legal Provisions and are provided without warranty as   described in the Simplified BSD License.Table of Contents1.  Introduction  . . . . . . . . . . . . . . . . . . . . . . . .32.  Terminology . . . . . . . . . . . . . . . . . . . . . . . . .33.  B2BUA Role Types  . . . . . . . . . . . . . . . . . . . . . .33.1.  Signaling Plane B2BUA Roles . . . . . . . . . . . . . . .43.1.1.  Proxy-B2BUA . . . . . . . . . . . . . . . . . . . . .43.1.2.  Signaling-only  . . . . . . . . . . . . . . . . . . .43.1.3.  SDP-Modifying Signaling-only  . . . . . . . . . . . .53.2.  Signaling/Media Plane B2BUA Roles . . . . . . . . . . . .53.2.1.  Media Relay . . . . . . . . . . . . . . . . . . . . .53.2.2.  Media Aware . . . . . . . . . . . . . . . . . . . . .63.2.3.  Media Termination . . . . . . . . . . . . . . . . . .64.  Mapping SIP Device Types to B2BUA Roles . . . . . . . . . . .64.1.  SIP PBXs and Softswitches . . . . . . . . . . . . . . . .64.2.  Application Servers . . . . . . . . . . . . . . . . . . .74.3.  Session Border Controllers  . . . . . . . . . . . . . . .74.4.  Transcoders . . . . . . . . . . . . . . . . . . . . . . .74.5.  Conference Servers  . . . . . . . . . . . . . . . . . . .84.6.  P-CSCF and IBCF Functions . . . . . . . . . . . . . . . .84.7.  S-CSCF Function . . . . . . . . . . . . . . . . . . . . .85.  Security Considerations . . . . . . . . . . . . . . . . . . .86.  Informative References  . . . . . . . . . . . . . . . . . . .9Kaplan & Pascual              Informational                     [Page 2]

RFC 7092                   Taxonomy of B2BUAs              December 20131.  Introduction   In current SIP deployments, there are numerous forms of Back-to-Back   User Agents (B2BUAs), operating at various levels of transparency and   for various purposes, with widely varying behavior from a SIP   perspective.  Some act as pure SIP proxies and only change to the   role of B2BUA in order to generate BYEs to terminate dead sessions.   Some are full User Agent stacks with only high-level event and   application logic binding the User Agent Server (UAS) and User Agent   Client (UAC) sides.  Some B2BUAs operate only in the SIP signaling   plane, while others participate in the media plane as well.   As more SIP domains are deployed and interconnected, the probability   of a single SIP session crossing multiple B2BUAs at both the   signaling and media planes increases significantly.   This document provides a taxonomy of several common B2BUA roles so   that other documents may refer to them using their given names   without redefining them in each document.2.  Terminology   The following terms are defined in[RFC3261], Section 6.   B2BUA:   a SIP Back-to-Back User Agent, which is the logical            combination of a User Agent Server (UAS) and User Agent            Client (UAC).   UAS:     a SIP User Agent Server.   UAC:     a SIP User Agent Client.3.  B2BUA Role Types   Within the context of this document, the classification refers to a   B2BUA role, not a particular system type.  A given system type may   change its role in the middle of a SIP session, for example, when a   stateful proxy tears down a session by generating BYEs or when an SBC   [RFC5853] performs transcoding or REFER termination.   Furthermore, this document defines "B2BUA" following the definition   provided in [RFC3261], which is the logical concatenation of a UAS   and UAC.  A typical centralized conference server, for example, is   not a B2BUA because it is the target UAS of multiple UACs, whereby   the UACs individually and independently initiate separate SIP   sessions to the central conference server.  Likewise, a third-party   call control transcoder, as described inSection 3.1 of [RFC5369], isKaplan & Pascual              Informational                     [Page 3]

RFC 7092                   Taxonomy of B2BUAs              December 2013   not a B2BUA, whereas an inline (conference bridge) transcoder based   on [RFC5370] is a B2BUA.3.1.  Signaling Plane B2BUA Roles   A signaling plane B2BUA is one that operates only on the SIP message   protocol layer and only with SIP messages and headers but not with   the media itself in any way.  This implies that it does not modify   the Session Description Protocol (SDP) bodies, although it may save   them and/or operate on other MIME body types.  This category is   further subdivided into specific roles as described in this section.   It should be noted that there is a large variety of modifications   made by "signaling plane B2BUAs".3.1.1.  Proxy-B2BUA   A Proxy-B2BUA is one that appears, from a SIP perspective, to be a   SIP proxy based on [RFC3261] and its extensions, except that it   maintains a sufficient dialog state to generate in-dialog SIP   messages on its own and does so in specific cases.  The most common   example of this is a SIP proxy that can generate BYE requests to tear   down a dead session.   A Proxy-B2BUA does not modify the received header fields such as To,   From, or Contact, and it only modifies the Via and Record-Route   header fields following the rules in [RFC3261] and its extensions.   If a Proxy-B2BUA can generate in-dialog messages, then it will also   need to modify the CSeq header after it has generated its own.  A   Proxy-B2BUA neither modifies nor inspects MIME bodies (including   SDP), does not have any awareness of media, will forward any method   type, etc.3.1.2.  Signaling-only   A Signaling-only B2BUA is one that operates at the SIP layer but in   ways beyond those of [RFC3261] proxies, even for normally forwarded   requests.  For example, such a B2BUA might replace the Contact URI,   modify or remove all Via and Record-Route headers, modify the To and   From header fields, modify or inspect specific MIME bodies, etc.  No   SIP header field is guaranteed to be copied from the received request   on the UAS side to the generated request on the UAC side.   An example of such a B2BUA would be some form of an Application   Server and a PBX, such as a server that locally processes REFER   requests and generates new INVITEs on behalf of the REFER's target.   Another example would be a privacy service proxy [RFC3323] performing   the 'header' privacy function.Kaplan & Pascual              Informational                     [Page 4]

RFC 7092                   Taxonomy of B2BUAs              December 20133.1.3.  SDP-Modifying Signaling-only   An SDP-Modifying Signaling-only B2BUA is one that operates in the   signaling plane only and is not in the media path, but it does modify   SDP bodies and is thus aware of and understands SDP syntax and   semantics.  In some cases, some Application Servers and PBXs act in   this role, for example, to remove certain codec choices or merge two   media endpoints into one SDP offer.   These B2BUAs don't do anything that changes the path that the media   takes (in particular, they don't insert themselves on the media   path), but they may make SDP changes that affect what is sent on the   media plane.3.2.  Signaling/Media Plane B2BUA Roles   A signaling/media plane B2BUA is one that operates at both the SIP   and media planes and not only on SIP messages but also on SDP and   potentially the Real-time Transport Protocol (RTP) / the Real-Time   Control Protocol (RTCP) [RFC3550] or other media.  Such a B2BUA may   or may not replace the Contact URI, modify or remove all Via and   Record-Route headers, modify the To and From header fields, etc.  No   SIP header field is guaranteed to be copied from the received request   on the UAS side to the generated request on the UAC side, and SDP   will also be modified.   An example of such a B2BUA would be a Session Border Controller (SBC)   performing the functions defined in [RFC5853], a B2BUA transcoder as   defined in [RFC5370], a rich-ringtone Application Server, or a   recording system.  Another example would be a privacy service proxy   [RFC3323] performing the 'session' privacy function.   Note that a signaling/media plane B2BUA need not be instantiated in a   single physical system, but it may be decomposed into separate   signaling and media functions.   The signaling/media plane B2BUA category is further subdivided into   specific roles as described in this section.3.2.1.  Media Relay   A B2BUA that performs a media-relay role is one that terminates the   media plane at the IP and transport (UDP/TCP) layers on its UAS and   UAC sides, but neither modifies nor restricts which forms of payload   are carried within the packets.  Rather, the payload is transparently   copied from one side to the other.  Such a role may or may not   support only UDP, only TCP, both UDP and TCP, as well as other   transport types.  It may also involve policing the IP packets to fitKaplan & Pascual              Informational                     [Page 5]

RFC 7092                   Taxonomy of B2BUAs              December 2013   within a bandwidth limit or converting from IPv4 to IPv6, or vice   versa.  This is typically similar to NAT behavior, except a NAT   operating in both directions on both the source and destination   information; it is often found as the default behavior in SBCs.3.2.2.  Media Aware   A B2BUA that performs a media-aware role is similar to a media relay   except that it inspects and potentially modifies the payload carried   in UDP or TCP (as it could be RTP or RTCP [RFC3550]), but it does not   at a codec or higher layer.  An example of such a role is a Secure   Real-time Transport Protocol (SRTP) [RFC3711] terminator, which does   not need to care about the RTP payload but does care about the RTP   header; or, a device that monitors RTCP for QoS information; or, a   device that multiplexes/demultiplexes RTP and RTCP packets on the   same 5-tuple.3.2.3.  Media Termination   A B2BUA that performs a media-termination role is one that operates   at the media payload layer, such as RTP/RTCP codec or the Message   Session Relay Protocol (MSRP) message layer and higher.  Such a role   may only terminate/generate specific RTP media, such as dual-tone   multi-frequency (DTMF) packets [RFC4733], or it may convert between   media codecs or act as a Back-to-Back MSRP [RFC4975] agent.  This is   the role performed by transcoders, conference servers based on   [RFC5366], etc.4.  Mapping SIP Device Types to B2BUA Roles   Although the B2BUA roles defined previously do not define system   types, as discussed inSection 3, some discussion of what common   system types perform which defined roles may be appropriate.  This   section provides such a 'mapping' for general cases to aid in   understanding of the roles.4.1.  SIP PBXs and Softswitches   SIP-enabled Private Branch Exchanges (SIP PBXs) and softswitches are   market category terms and are not specified in any standard.  In   general, they can perform every role described in this document at   any given time based on their architecture or local policy.  Some are   based on architectures that make them the equivalent of a SIP UAS and   UAC connected with a logical Primary Rate Interface (PRI) loopback;   others are built as a SIP proxy core with optional modules to "do   more".Kaplan & Pascual              Informational                     [Page 6]

RFC 7092                   Taxonomy of B2BUAs              December 20134.2.  Application Servers   Application Servers are a broad marketing term and are not specified   in any standard in general, although the Third Generation Partnership   Project (3GPP) and other organizations specify some specific   Application Server functions and behaviors.  Common examples of   Application Server functions are message-waiting indicators (MWIs),   Find Me/Follow Me services, privacy services, call center Automatic   Call Distributor (ACD) services, call screening, and Voice Call   Continuity (VCC) services.  Some only operate in the signaling plane   in either Proxy-B2BUA or Signaling-only B2BUA roles; others operate   as full Media-termination B2BUAs, such as when providing Interactive   Voice Recognition (IVR), rich ringtones, or integrated voicemail   services.4.3.  Session Border Controllers   Session Border Controllers (SBCs) are a market category term and are   not specified in any standard.  Some of the common functions   performed by SBCs are described in [RFC5853], but in general, they   can perform every role described in this document at any given time   based on local policy.  By default, most SBCs are either Media-relay   or Media-aware B2BUAs and replace the Contact URI; remove the Via and   Record-Route headers; modify Call-ID, To, From, and various other   headers; and modify SDP.  Some SBCs remove all headers, all bodies,   and reject all method types unless explicitly allowed by local   policy; other SBCs pass all such elements through unless explicitly   forbidden by local policy.4.4.  Transcoders   Transcoders perform the function of transcoding one audio or video   media codec type to another, such as G.711 to G.729.  As such, they   perform the Media-termination role, although they may only terminate   media in specific cases of codec mismatch between the two ends.   Although [RFC5369] and [RFC5370] define two types of SIP transcoders,   in practice, a popular variant of the inline conference bridge model   [RFC5370] is to behave as a SIP B2BUA without using the resource-list   mechanism but rather simply routing a normal INVITE request through a   B2BUA with a built-in transcoder.  SIP transcoder architectures are   based on everything from SIP media servers and SBCs to looped-back   Time Division Multiplexing (TDM) gateways, and thus run the gamut   from replacing only specific headers/bodies and SDP content needed to   perform their function to replacing almost all SIP headers and SDP   content.  Some transcoders save and remove SDP offers in INVITEs from   the UAC, and wait for an offer in the response from the UAS, similarKaplan & Pascual              Informational                     [Page 7]

RFC 7092                   Taxonomy of B2BUAs              December 2013   to a Third Party Call Control (3PCC) model; others just insert   additional codecs in SDP offers and only transcode if the inserted   codec(s) is selected in the answer.4.5.  Conference Servers   In general, conference servers do not fall under the term "B2BUA" as   defined by this document, since typically they involve multiple SIP   UACs initiating independent SIP sessions to the single conference   UAS.  However, a conference server supporting [RFC5366], whereby the   received INVITE triggers the conference focus UAS to initiate   multiple INVITEs as a UAC, would be in a Media-termination B2BUA role   when performing that function.4.6.  P-CSCF and IBCF Functions   The Proxy-Call Session Control Function (P-CSCF) and the   Interconnection Border Control Function (IBCF) are defined by 3GPP   [IMS] standards, and when coupled with the IP Multimedia Subsystems   (IMS) media plane gateways (IMS Access Gateway (AGW), Transition   Gateway (TrGW), etc.), they typically form a logical Media-relay or   Media-aware B2BUA role.4.7.  S-CSCF Function   The Serving-Call Session Control Function (S-CSCF) is defined by 3GPP   [IMS] standards and typically follows a Proxy-B2BUA role.5.  Security Considerations   Security risks are specific to each type of B2BUA, so little can be   said in general.  Of course, adding extra systems in the   communication path creates extra points of attack, reduces or   eliminates the ability to perform end-to-end encryption, decreases   the privacy of SIP communications, and complicates trust models.   Thus, every B2BUA design requires particular attention to security   analysis.   A few general points can be made:   1.  The B2BUA processing of SDP and media packets is an impediment to       the deployment of end-to-end SRTP and reduces the ability to       deploy new, stronger forms of SRTP key exchange.   2.  The ability for B2BUAs to modify any SIP header field value and       body impacts the ability to deploy SIP identity and message       integrity.Kaplan & Pascual              Informational                     [Page 8]

RFC 7092                   Taxonomy of B2BUAs              December 2013   3.  The management and configuration mechanisms of B2BUAs are a       tempting point of attack and must be strongly defended.   Further security considerations related to the functionality   described in this document are addressed in the relevant references.6.  Informative References   [RFC3261]  Rosenberg, J., Schulzrinne, H., Camarillo, G., Johnston,              A., Peterson, J., Sparks, R., Handley, M., and E.              Schooler, "SIP: Session Initiation Protocol",RFC 3261,              June 2002.   [RFC3323]  Peterson, J., "A Privacy Mechanism for the Session              Initiation Protocol (SIP)",RFC 3323, November 2002.   [RFC3550]  Schulzrinne, H., Casner, S., Frederick, R., and V.              Jacobson, "RTP: A Transport Protocol for Real-Time              Applications", STD 64,RFC 3550, July 2003.   [RFC3711]  Baugher, M., McGrew, D., Naslund, M., Carrara, E., and K.              Norrman, "The Secure Real-time Transport Protocol (SRTP)",RFC 3711, March 2004.   [RFC4733]  Schulzrinne, H. and T. Taylor, "RTP Payload for DTMF              Digits, Telephony Tones, and Telephony Signals",RFC 4733,              December 2006.   [RFC4975]  Campbell, B., Mahy, R., and C. Jennings, "The Message              Session Relay Protocol (MSRP)",RFC 4975, September 2007.   [RFC5366]  Camarillo, G. and A. Johnston, "Conference Establishment              Using Request-Contained Lists in the Session Initiation              Protocol (SIP)",RFC 5366, October 2008.   [RFC5369]  Camarillo, G., "Framework for Transcoding with the Session              Initiation Protocol (SIP)",RFC 5369, October 2008.   [RFC5370]  Camarillo, G., "The Session Initiation Protocol (SIP)              Conference Bridge Transcoding Model",RFC 5370, October              2008.   [RFC5853]  Hautakorpi, J., Camarillo, G., Penfield, R., Hawrylyshen,              A., and M. Bhatia, "Requirements from Session Initiation              Protocol (SIP) Session Border Control (SBC) Deployments",RFC 5853, April 2010.Kaplan & Pascual              Informational                     [Page 9]

RFC 7092                   Taxonomy of B2BUAs              December 2013   [IMS]      3GPP, "IP Multimedia Subsystem (IMS); Stage 2, 3GPP TS              23.228", Version 12.2.0, September 2013.Authors' Addresses   Hadriel Kaplan   Oracle   EMail: hadriel.kaplan@oracle.com   Victor Pascual   Quobis   EMail: victor.pascual@quobis.comKaplan & Pascual              Informational                    [Page 10]

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