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Network Working Group                                       G. CamarilloRequest for Comments: 3486                                      EricssonCategory: Standards Track                                  February 2003Compressing the Session Initiation Protocol (SIP)Status of this Memo   This document specifies an Internet standards track protocol for the   Internet community, and requests discussion and suggestions for   improvements.  Please refer to the current edition of the "Internet   Official Protocol Standards" (STD 1) for the standardization state   and status of this protocol.  Distribution of this memo is unlimited.Copyright Notice   Copyright (C) The Internet Society (2003).  All Rights Reserved.Abstract   This document describes a mechanism to signal that compression is   desired for one or more Session Initiation Protocol (SIP) messages.   It also states when it is appropriate to send compressed SIP messages   to a SIP entity.Table of Contents1.   Introduction ...............................................22.   Overview of operation ......................................33.   SigComp implementations for SIP ............................34.   Sending a Request to a Server ..............................34.1   Obtaining a SIP or SIPS URI with comp=sigcomp ........45.   Sending a Response to a Client .............................56.   Double Record-Routing ......................................67.   Error Situations ...........................................68.   Augmented BNF ..............................................79.   Example ....................................................710.  Security Considerations ....................................1011.  IANA Considerations ........................................1012.  Acknowledgements............................................1013.  Normative References .......................................1014.  Informative References .....................................1115.  Author's Address............................................1116.  Full Copyright Statement....................................12Camarillo                   Standards Track                     [Page 1]

RFC 3486                    Compressing SIP                February 20031.   Introduction   A SIP [1] client sending a request to a SIP server typically performs   a DNS lookup for the domain name of the server.  When NAPTR [4] or   SRV [5] records are available for the server, the client can specify   the type of service it wants.  The service in this context is the   transport protocol to be used by SIP (e.g., UDP, TCP or SCTP).  A SIP   server that supports, for instance, three different transport   protocols, will have three different DNS entries.   Since it is foreseen that the number of transport protocols supported   by a particular application layer protocol is not going to grow   dramatically, having a DNS entry per transport seems like a scalable   enough solution.   However, sometimes it is necessary to include new layers between the   transport protocol and the application layer protocol.  Examples of   these layers are transport layer security and compression.  If DNS   was used to discover the availability of these layers for a   particular server, the number of DNS entries needed for that server   would grow dramatically.   A server that, for example, supported TCP and SCTP as transports, TLS   for transport security and SigComp for signaling compression, would   need the 8 DNS entries listed below:      1.   TCP, no security, no compression      2.   TCP, no security, SigComp      3.   TCP, TLS, no compression      4.   TCP, TLS, SigComp      5.   SCTP, no security, no compression      6.   SCTP, no security, SigComp      7.   SCTP, TLS, no compression      8.   SCTP, TLS, SigComp   It is clear that this way of using DNS is not scalable.  Therefore,   an application layer mechanism to express support of signalling   compression is needed.Camarillo                   Standards Track                     [Page 2]

RFC 3486                    Compressing SIP                February 2003      Note that for historical reasons both HTTP and SIP use a different      port for TLS on top of TCP than for TCP alone, although at      present, this solution is not considered scalable any longer.   A SIP element that supports compression will need to be prepared to   receive compressed and uncompressed messages on the same port.  It   will perform demultiplexing based on the cookie in the topmost bits   of every compressed message.2.   Overview of operation   There are two types of SIP messages; SIP requests and SIP responses.   Clients send SIP requests to the host part of a URI and servers send   responses to the host in the sent-by parameter of the Via header   field.   We define two parameters, one for SIP URIs and the other for the Via   header field.  The format of both parameters is the same, as shown in   the examples below:   sip:alice@atlanta.com;comp=sigcomp   Via: SIP/2.0/UDP server1.foo.com:5060;branch=z9hG4bK87a7;comp=sigcomp   The presence of this parameter (comp=sigcomp) in a URI indicates that   the request has to be compressed using SigComp, as defined in [2].   The presence of comp=sigcomp in a Via header field indicates that the   response has to be compressed using SigComp.   Therefore, the presence of comp=sigcomp indicates that the SIP entity   identified by the URI or by the Via header field supports SigComp and   is willing to receive compressed messages.  Having comp=sigcomp mean   "willingness" as well as "support" allows the receiver of a SIP   message to influence the decision of whether or not to use SigComp at   a given time.3.   SigComp implementations for SIP   Every SIP implementation that supports SigComp MUST implement the   procedures described in this document.4.   Sending a Request to a Server   A request is sent to the host part of a URI.  This URI, referred to   as the next-hop URI, is the Request-URI of the request or an entry in   the Route header field.   If the next-hop URI contains the parameter comp=sigcomp, the client   SHOULD compress the request using SigComp as defined in [2].Camarillo                   Standards Track                     [Page 3]

RFC 3486                    Compressing SIP                February 2003   If the next-hop URI is a SIPS URI, the request SHOULD be compressed   before it is passed to the TLS layer.   A client MUST NOT send a compressed request to a server if it does   not know whether or not the server supports SigComp.   Regardless of whether the request is sent compressed or not, if a   client would like to receive subsequent requests within the same   dialog in the UAS->UAC direction compressed, this client SHOULD add   the parameter comp=sigcomp to the URI in the Contact header field if   it is a user agent client.  If the client is a proxy, it SHOULD add   the parameter comp=sigcomp to its URI in the Record-Route header   field.   If a user agent client sends a compressed request, it SHOULD add the   parameter comp=sigcomp to the URI in the Contact header field.  If a   proxy that Record-Routes sends a compressed request, it SHOULD add   comp=sigcomp to its URI in the Record-Route header field.   If a client sends a compressed request, it SHOULD add the parameter   comp=sigcomp to the topmost entry of the Via header field.   If a client does not know whether or not the server supports SigComp,   but in case the server supported it, it would like to receive   compressed responses, this client SHOULD add the parameter   comp=sigcomp to the topmost entry of the Via header field.  The   request, however, as stated above, will not be compressed.4.1   Obtaining a SIP or SIPS URI with comp=sigcomp   For requests within a dialog, a next-hop URI with the comp=sigcomp   parameter is obtained from a Record-Route header field when the   dialog is established.  A client sending a request outside a dialog   can also obtain SIP URIs with comp=sigcomp in a Contact header field   in a 3xx or 485 response to the request.   However, clients establishing a session will not typically be willing   to wait until the dialog is established in order to begin compressing   messages.  One of the biggest gains that SigComp can bring to SIP is   the ability to compress the initial INVITE of a dialog, when the user   is waiting for the session to be established.  Therefore, clients   need a means to obtain a comp=sigcomp URI from their outbound proxy   before the user decides to establish a session.   One solution to this problem is manual configuration.  However,   sometimes it is necessary to have clients configured in an automatic   fashion.  Unfortunately, current mechanisms for SIP client   configuration (e.g., using DHCP [6]) do not allow to provide theCamarillo                   Standards Track                     [Page 4]

RFC 3486                    Compressing SIP                February 2003   client with URI parameters.  In this case, the client SHOULD send an   uncompressed OPTIONS request to its outbound proxy.  The outbound   proxy can provide an alternative SIP URI with the comp=sigcomp   parameter in a Contact header field in a 200 OK response to the   OPTIONS.  The client can use this URI for subsequent requests that   are sent through the same outbound proxy using compression.RFC 3261 [1] does not define how a proxy should respond to an OPTIONS   request addressed to itself.  It only describes how servers respond   to OPTIONS addressed to a particular user.Section 11.2 of RFC 3261   says:      Contact header fields MAY be present in a 200 (OK) response and      have the same semantics as in a 3xx response.  That is, they may      list a set of alternative names and methods of reaching the user.   We extend this behavior to proxy servers responding to OPTIONS   addressed to them.  They MAY list a set of alternative URIs to   contact the proxy.   Note that receiving incoming requests (even initial INVITEs)   compressed is not a problem, since user agents can REGISTER a SIP URI   with comp=sigcomp in their registrar.  All incoming requests for the   user will be sent to this SIP URI using compression.5.   Sending a Response to a Client   A response is sent to the host in the sent-by parameter of the Via   header field.  If the topmost Via header field contains the parameter   comp=sigcomp, the response SHOULD be compressed.  Otherwise, the   response MUST NOT be compressed.   In order to avoid asymmetric compression (i.e., two SIP entities   exchanging compressed requests in one direction and uncompressed   requests in the other direction) proxies need to rewrite their   Record-Route entries in the responses.  A proxy performing Record-   Route inspects the Record-Route header field in the response and the   Contact header field in the request that triggered this response (see   example inSection 9).  It looks for the URI of the next upstream   (closer to the user agent client) hop in the route set.  If this URI   contains the parameter comp=sigcomp, the proxy SHOULD add   comp=sigcomp to its entry in the Record-Route header field.  If this   URI does not contain the parameter comp=sigcomp, the proxy SHOULD   remove comp=sigcomp (if it is present) from its entry in the Record-   Route header field.Camarillo                   Standards Track                     [Page 5]

RFC 3486                    Compressing SIP                February 2003   The same way, a user agent server SHOULD add comp=sigcomp to the   Contact header field of the response if the URI of the next upstream   hop in the route set contained the parameter comp=sigcomp.6.   Double Record-Routing   Although proxies usually add zero or one Record-Route entries to a   particular request, some proxies add two of them to avoid Record-   Route rewriting.  A typical example of double Record-Routing is a SIP   proxy that acts as a firewall between two networks.  Depending on   which network a request comes from, it will be received on a   different interface by the proxy.  The proxy adds one Record-Route   entry for one interface and a second one for the other interface.   This way, the proxy does not need to rewrite the Record-Route header   field on the response.   Proxies that receive compressed messages from one side of the dialog   (e.g., upstream) and uncompressed messages from the other side (e.g.,   downstream) MAY use the mechanism described above.   If a proxy detects that the next-hop proxy for a request is the proxy   itself and that the request will not be sent through the network, the   proxy MAY choose not to compress the request even if the URI contains   the comp=sigcomp parameter.7.   Error Situations   If a compressed SIP request arrives to a SIP server that does not   understand SigComp, the server will not have any means to indicate   the error to the client.  The message will be impossible to parse,   and there will be no Via header field indicating an address to send   an error response.   If a SIP client sends a compressed request and the client transaction   times out without having received any response, the client SHOULD   retry the same request without using compression.  If the compressed   request was sent over a TCP connection, the client SHOULD close that   connection and open a new one to send the uncompressed request.   Otherwise the server would not be able to detect the beginning of the   new message.Camarillo                   Standards Track                     [Page 6]

RFC 3486                    Compressing SIP                February 20038.   Augmented BNF   This section provides the augmented Backus-Naur Form (BNF) of both   parameters described above.   The compression URI parameter is a "uri-parameter", as defined by the   SIP ABNF (Section 25.1 of [1]):      compression-param  =  "comp=" ("sigcomp" / other-compression)      other-compression  =  token   The Via compression parameter is a "via-extension", as defined by the   SIP ABNF (Section 25.1 of [1]):      via-compression    =  "comp" EQUAL ("sigcomp" / other-compression)      other-compression  =  token9.   Example   The following example illustrates the use of the parameters defined   above.  The call flow of Figure 1 shows an INVITE-200 OK-ACK   handshake between a UAC and a UAS through two proxies.  Proxy P1 does   not Record-Route but proxy P2 does.  Both proxies support   compression, but they do not use it by default.   UAC            P1            P2           UAS    |(1)INVITE(c) |             |             |    |------------>| (2) INVITE  |             |    |             |------------>| (3) INVITE  |    |             |             |------------>|    |             |             | (4) 200 OK  |    |             | (5) 200 OK  |<------------|    |(6)200 OK(c) |<------------|             |    |<------------|             |             |    |             |  (7)ACK(c)  |             |    |-------------------------->|   (8) ACK   |    |             |             |------------>|    |             |             |             |    |             |             |             |   Figure 1: INVITE transaction through two proxies   Messages (1), (6) and (7) are compressed (c).   We provide a partial description of the messages involved in this   call flow below.  Only some parts of each message are shown, namely   the Method name, the Request-URI and the Via, Route, Record-Route andCamarillo                   Standards Track                     [Page 7]

RFC 3486                    Compressing SIP                February 2003   Contact header fields.  We have not used a correct format for these   header fields.  We have rather focus on the contents of the header   fields and on the presence (or absence) of the "comp=sigcomp"   parameter.      (1) INVITE UAS          Via: UAC;comp=sigcomp          Route: P1;comp=sigcomp          Contact: UAC;comp=sigcomp   P1 is the outbound proxy of the UAC, and it supports SigComp.  The   UAC is configured to send compressed traffic to P1, and therefore, it   compresses the INVITE (1).  In addition, the UAC wants to receive   future requests and responses for this dialog compressed.  Therefore,   it adds the comp=Sigcomp parameter to the Via and to the Contact   header fields.      (2) INVITE UAS          Via: P1          Via: UAC;comp=sigcomp          Route: P2          Contact: UAC;comp=sigcomp   P1 forwards the INVITE (2) to P2.  P1 does not use compression by   default, so it sends the INVITE uncompressed to P2.      (3) INVITE UAS          Via: P2          Via: P1          Via: UAC;comp=sigcomp          Record-Route: P2          Contact: UAC;comp=sigcomp   P2 forwards the INVITE (3) to the UAS.  P2 supports compression, but   it does not use it by default.  Therefore, it sends the INVITE   uncompressed.  P2 wishes to remain in the signalling path and   therefore it Record-Routes.      (4) 200 OK          Via: P2          Via: P1          Via: UAC;comp=sigcomp          Record-Route: P2          Contact: UASCamarillo                   Standards Track                     [Page 8]

RFC 3486                    Compressing SIP                February 2003   The UAS generates a 200 OK response and sends it to the host in the   topmost Via, which is P2.      (5) 200 OK          Via: P1          Via: UAC;comp=sigcomp          Record-Route: P2;comp=sigcomp          Contact: UAS   P2 receives the 200 OK response.  P2 Record-Routed, so it inspects   the Route set for this dialog.  For requests from the UAS towards the   UAC (the opposite direction than the first INVITE), the next hop will   be the Contact header field of the INVITE, because P1 did not   Record-Route.  That Contact identified the UAC:      Contact: UAC;comp=sigcomp   Since the UAC wants to receive compressed requests (Contact of the   INVITE), P2 assumes that the UAC would also like to send compressed   requests (Record-Route of the 200 OK).  Therefore, P2 modifies its   entry in the Record-Route header field of the 200 OK (5).  In the   INVITE (3), P2 did not used the comp=sigcomp parameter.  Now it adds   it in the 200 OK (5).  This will allow the UAC sending compressed   requests within this dialog.      (6) 200 OK          Via: UAC;comp=sigcomp          Record-Route: P2;comp=sigcomp          Contact: UAS   P1 sends the 200 OK (6) compressed to the UAC because the Via header   field contained the comp=sigcomp parameter.      (7) ACK UAS          Via: UAC;comp=sigcomp          Route: P2;comp=sigcomp          Contact: UAC;comp=sigcomp   The UAC sends the ACK (7) compressed directly to P2 (P1 did not   Record-Route).      (8) ACK UAS          Via: P2          Via: UAC;comp=sigcomp          Contact: UAC;comp=sigcomp   P2 sends the ACK (8) uncompressed to the UAS.Camarillo                   Standards Track                     [Page 9]

RFC 3486                    Compressing SIP                February 200310.   Security Considerations   A SIP entity receiving a compressed message has to decompress it and   to parse it.  This requires slightly more processing power than only   parsing a message.  This implies that a denial of service attack   using compressed messages would be slightly worse than an attack with   uncompressed messages.   An attacker inserting the parameter comp=sigcomp in a SIP message   could make a SIP entity send compressed messages to another SIP   entity that did not support SigComp.  Appropriate integrity   mechanisms should be used to avoid this attack.11.   IANA Considerations   This document defines the "comp" uri-parameter and via-extension.   New values for "comp" are registered by the IANA athttp://www.iana.org/assignments/sip-parameters when new signalling   compression schemes are published in standards track RFCs.  The IANA   Considerations section of the RFC MUST include the following   information, which appears in the IANA registry along with the RFC   number of the publication.      o  Name of the compression scheme.      o  Token value to be used. The token MAY be of any length, but         SHOULD be no more than ten characters long.   The only entry in the registry for the time being is:   Compression scheme      Token      Reference   ---------------------   ---------  ---------   Signaling Compression   sigcompRFC 348612.   Acknowledgements   Allison Mankin, Jonathan Rosenberg and Miguel Angel Garcia-Martin   provided valuable comments on this memo.13.   Normative References   [1]  Rosenberg, J., Schulzrinne, H., Camarillo, G., Johnston, A.,        Peterson, J., Sparks, R., Handley, M. and E. Schooler, "SIP:        Session Initiation Protocol",RFC 3261, June 2002.Camarillo                   Standards Track                    [Page 10]

RFC 3486                    Compressing SIP                February 2003   [2]  Price, R., Bormann, C., Christoffersson, J., Hannu, H., Liu, Z.        and J. Rosenberg, "Signaling Compression (SigComp)",RFC 3320,        January 2003.   [3]  Bradner, S., "Key words for use in RFCs to indicate requirement        levels",BCP 14,RFC 2119, March 1997.14.   Informative References   [4]  Mealling, M., "Dynamic Delegation Discovery System (DDDS) Part        Three: The Domain Name System (DNS) Database",RFC 3403, October        2002.   [5]  Gulbrandsen, A., Vixie, P. and L. Esibov, "A DNS RR for        specifying the location of services (DNS SRV)",RFC 2782,        February 2000.   [6]  Schulzrinne, H.,"DHCP option for SIP servers", Work in        Progress.15.   Author's Address   Gonzalo Camarillo   Ericsson   Advanced Signalling Research Lab.   FIN-02420 Jorvas   Finland   EMail:  Gonzalo.Camarillo@ericsson.comCamarillo                   Standards Track                    [Page 11]

RFC 3486                    Compressing SIP                February 200316.  Full Copyright Statement   Copyright (C) The Internet Society (2003).  All Rights Reserved.   This document and translations of it may be copied and furnished to   others, and derivative works that comment on or otherwise explain it   or assist in its implementation may be prepared, copied, published   and distributed, in whole or in part, without restriction of any   kind, provided that the above copyright notice and this paragraph are   included on all such copies and derivative works.  However, this   document itself may not be modified in any way, such as by removing   the copyright notice or references to the Internet Society or other   Internet organizations, except as needed for the purpose of   developing Internet standards in which case the procedures for   copyrights defined in the Internet Standards process must be   followed, or as required to translate it into languages other than   English.   The limited permissions granted above are perpetual and will not be   revoked by the Internet Society or its successors or assigns.   This document and the information contained herein is provided on an   "AS IS" basis and THE INTERNET SOCIETY AND THE INTERNET ENGINEERING   TASK FORCE DISCLAIMS ALL WARRANTIES, EXPRESS OR IMPLIED, INCLUDING   BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE INFORMATION   HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED WARRANTIES OF   MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.Acknowledgement   Funding for the RFC Editor function is currently provided by the   Internet Society.Camarillo                   Standards Track                    [Page 12]

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