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Alzheimer's & Dementia : Translational Research & Clinical Interventions logo

Alzheimer's disease drug development pipeline: 2023

Jeffrey Cummings1,4,,Yadi Zhou2,Garam Lee3,Kate Zhong1,4,Jorge Fonseca5,Feixiong Cheng2,5,6
1Department of Brain Health, Chambers‐Grundy Center for Transformative Neuroscience, School of Integrated Health Sciences, University of Nevada, Las Vegas (UNLV), Las Vegas, Nevada, USA
2Genomic Medicine Institute, Lerner Research Institute, Cleveland Clinic, Cleveland, Ohio, USA
3Department of Brain Health, School of Integrated Health Sciences, University of Nevada, Las Vegas (UNLV), Las Vegas, Nevada, USA
4Department of Computer Science, Howard R. Hughes College of Engineering, University of Nevada, Las Vegas (UNLV), Las Vegas, Nevada, USA
5Department of Molecular Medicine, Cleveland Clinic Lerner College of Medicine, Case Western Reserve University, Cleveland, Ohio, USA
6Case Comprehensive Cancer Center, Case Western Reserve University School of Medicine, Cleveland, Ohio, USA
*

Correspondence, Jeffrey Cummings, Department of Brain Health, Chambers‐Grundy Center for Transformative Neuroscience, School of Integrated Health Sciences, University of Nevada, Las Vegas (UNLV), Las Vegas, NV 89054, USA. E‐mail:jcummings@cnsinnovations.com

Corresponding author.

Revised 2023 Mar 23; Received 2023 Mar 14; Accepted 2023 Mar 23; Collection date 2023 Apr-Jun.

© 2023 The Authors.Alzheimer's & Dementia: Translational Research & Clinical Interventions published by Wiley Periodicals LLC on behalf of Alzheimer's Association.

This is an open access article under the terms of thehttp://creativecommons.org/licenses/by-nc/4.0/ License, which permits use, distribution and reproduction in any medium, provided the original work is properly cited and is not used for commercial purposes.

PMCID: PMC10210334  PMID:37251912
This article has been corrected. SeeAlzheimers Dement (N Y). 2023 Jun 28;9(2):e12407.

Abstract

Introduction

Drugs that prevent the onset, slow progression, or improve cognitive and behavioral symptoms of Alzheimer's disease (AD) are needed.

Methods

We searched ClinicalTrials.gov for all current Phase 1, 2 and 3 clinical trials for AD and mild cognitive impairment (MCI) attributed to AD. We created an automated computational database platform to search, archive, organize, and analyze the derived data. The Common Alzheimer's Disease Research Ontology (CADRO) was used to identify treatment targets and drug mechanisms.

Results

On the index date of January 1, 2023, there were 187 trials assessing 141 unique treatments for AD. Phase 3 included 36 agents in 55 trials; 87 agents were in 99 Phase 2 trials; and Phase 1 had 31 agents in 33 trials. Disease‐modifying therapies were the most common drugs comprising 79% of drugs in trials. Twenty‐eight percent of candidate therapies are repurposed agents. Populating all current Phase 1, 2, and 3 trials will require 57,465 participants.

Discussion

The AD drug development pipeline is advancing agents directed at a variety of target processes.

HIGHLIGHTS

  • There are currently 187 trials assessing 141 drugs for the treatment of Alzheimer's disease (AD).

  • Drugs in the AD pipeline address a variety of pathological processes.

  • More than 57,000 participants will be required to populate all currently registered trials.

Keywords: Alzheimer's disease, amyloid, biomarkers, clinical trials, Common Alzheimer's Disease Research Ontology (CADRO), drug development, inflammation, pharmaceutical companies, repurposed drugs, synaptic function, tau

1. INTRODUCTION

Alzheimer's disease (AD) is increasing at an alarming pace as the population of the United States and the world age. There are an estimated 6.2 million individuals with AD dementia in the United States and an estimated 50 million individuals with AD dementia globally. These populations will grow to 12.7 million and 150 million in the United States and globally, respectively, by 2050.1,2 In addition to AD dementia, there are an approximately equal number of individuals with prodromal AD and an even larger number of persons with preclinical AD characterized by normal cognition, biomarkers consistent with AD pathology, and an increased risk for progression to cognitive impairment.2,3 These epidemiologic predictions make it increasingly urgent that new medications to prevent the onset, delay progression, or improve symptoms of AD be found.

The goal of this review is to describe the current AD drug development pipeline; note trends in clinical trial design, clinical outcome measures, and biomarker use in trials; and review which drug mechanisms of action (MoAs) and biological targets are being pursued. Monoclonal antibodies and other biological agents in the current AD pipeline are discussed, small molecules intended to produce disease modification currently in clinical trials are reviewed, and symptomatic agents seeking to produce cognitive enhancement or reduce neuropsychiatric symptoms in AD are reported. This review is based on data derived from the ClinicalTrials.gov registry. The report follows the approach of our previous annual reviews of the AD drug development pipeline.4,5

2. METHODS

The US National Library of Medicine of the National Institutes of Health (NIH) maintains a clinical research registry, ClinicalTrials.gov, which serves as the source of information for this review. The US Food and Drug Administration (FDA) Amendments Act requires that all clinical trials be registered on ClinicalTrials.gov. The “Common Rule” governing ClinicalTrials.gov requires registration for studies that meet the definition of an “applicable clinical trial” (HR3580, 2007). Registration must occur within 21 days of enrolling the first patient in the trial. Studies of compliance with the Common Rule indicate that compliance with the rule is high and most trials are registered appropriately.6,7 The United States has more clinical trials than any other country, ClinicalTrials.gov includes most therapies currently in clinical trials for AD globally, and ClinicalTrials.gov is more comprehensive than any other trial registry.8 The information in this review can be regarded as comprehensive but not exhaustive.

RESEARCH IN CONTEXT

  1. Systemic Review: Alzheimer's disease (AD) represents a complex disorder for which there are few treatments. Candidate therapies for AD are assessed in clinical trials and are registered on ClinicalTrials.gov. We reviewed clinical trials and the drugs being assessed to understand the flow of drugs from laboratories to the clinic.

  2. Interpretation: There are currently 187 Phase 1, 2, and 3 clinical trials assessing 141 unique drugs. Thirty‐six drugs are being assessed in Phase 3, 87 in Phase 2, and 31 in Phase 1. Transmitter receptors, amyloid, synaptic function, and inflammation are the most common targets of drugs in the pipeline.

  3. Future Directions: Clinical trials represent the only means of generating efficacy and safety data that can lead to drug approval and widespread availability. The AD drug development pipeline includes agents addressing a variety of targets and intended for different phases of AD. Incentives for AD drug development are needed.

The index date for this review is January 1, 2023, and the text and tables apply to the information as registered on ClinicalTrials.gov on this date. We searched all terms related to AD and mild cognitive impairment (MCI) for inclusion in the review. We do not include studies whose participants have dementia of any cause or in which AD is included with other dementias not separated by inclusion and exclusion criteria. We do not include trials in which the MCI is specified to be part of a non‐AD disease such as MCI of Parkinson's disease. We include all trials of agents in Phases 1, 2, and 3. We did not include Phase 4 trials or trials without a phase designation. If a trial is designated as 1/2 or 2/3 we include it with trials of the higher number. We archive information on the trial agent, trial title, trial number assigned on ClinicalTrials.gov, start date, projected primary end date, duration of treatment exposure, number of arms of the study (usually a placebo arm and one or more treatment arms with different doses), whether a biomarker was collected at entry or as an outcome, whether the agent was repurposed, and where the trials were performed. We use the “funder type” trial sponsorship categories specified on ClinicalTrials.gov (the biopharmaceutical industry; public– private partnership; NIH and related including individuals, universities, and organizations; and “other” [non‐NIH] federal entities). We identified “public–private partnerships” as any trial in which a biopharmaceutical company was one of two or more sponsors for the trial. We included trials labeled as recruiting, active but not recruiting (i.e., trials that have completed recruitment and are continuing with the exposure portion of the trial), enrolling by invitation (i.e., open‐label extensions of trials limited to those participating in the double‐blind portion of the trials), and not yet recruiting (i.e., registered on ClinicalTrials.gov but no patients have been enrolled). We note if the trial population comprises participants with preclinical AD (cognitively normal with biomarker evidence of AD or an autosomal dominant AD‐causing mutation participating in AD prevention trials), MCI, AD dementia (mild, moderate, severe), or healthy volunteers. We note the trials listed as completed, terminated, suspended, unknown, or withdrawn since the last index date. The report does not include trials of non‐pharmacologic therapeutic approaches such as exercise trials, cognitive‐behavior therapies, caregiver interventions, supplements, medical foods, or devices. We do not include trials of biomarkers if no intervention is being tested; we note whether biomarkers were collected at trial entry or were included as outcome measures in the intervention trials we report. Cell therapies are included among the interventions described (they are not included in Figure 1).

FIGURE 1.

FIGURE 1

Agents in clinical trials for treatment of Alzheimer's disease in 2023 (from ClinicalTrials.gov as of the index date of January 1, 2023). The inner ring shows Phase 3 agents; the middle ring comprises Phase 2 agents; the outer ring presents Phase 1 therapies; agents in green areas are biologics; agents in purple are disease‐modifying small molecules; agents in orange areas are symptomatic agents addressing cognitive enhancement or behavioral and neuropsychiatric symptoms; the shape of the icon shows the population of the trial; the icon color shows the CADRO‐based class of the agent (“Other” category includes CADRO classes that have three or fewer agents in trials). CADRO, Common Alzheimer's Disease Research Ontology; Tx, treatment. (Figure © J Cummings; M de la Flor, PhD, Illustrator).

We use the Actual Study Start Date as listed on ClinicalTrials.gov for the beginning of the trial and the Estimated Primary Completion Date for the anticipated end of the trial. The total trial duration is the projected period between the actual study start date and the estimated primary completion date. The treatment exposure duration is specified on ClinicalTrials.gov; the recruitment period is calculated as the total trial duration minus the treatment study period.

The Common Alzheimer's Disease Research Ontology (CADRO) of the National Institute on Aging and the Alzheimer's Association; the International Alzheimer's and Related Dementias Research Portfolio (IADRP; iadrp.nia.nih.gov) provides the basis for the description of the biological processes in AD that comprise possible targets for therapeutic intervention. The CADRO Translational Research and Clinical Interventions Category lists potential targets for AD clinical therapies. The targets include amyloid beta; tau; apolipoprotein E (APOE), lipids, and lipoprotein receptors; neurotransmitter receptors; neurogenesis; inflammation; oxidative stress; cell death; proteostasis/proteinopathies; metabolism and bioenergetics; vasculature; growth factors and hormones; synaptic plasticity/neuroprotection; gut–brain axis; circadian rhythm; epigenetic regulators; multi‐target; unknown target; and other. These processes/targets are used to classify the target category of the agents. Some agents may have more than one MoA; for these, we reviewed the literature to identify the putative predominant mechanisms.

Treatments whose purpose is cognitive enhancement or control of neuropsychiatric symptoms without claiming to impact the underlying biological causes of AD are classified as “symptomatic.” Treatments intended to change the biology of AD and slow the course of the disease are listed as “disease modifying.” If the sponsor did not specify the therapeutic purpose, we used the features of the trial (e.g., clinical outcomes, trial duration, use of biomarkers for participant inclusion, use of biomarkers as outcomes, number of participants) to infer if a trial was structured to demonstrate disease modification or symptomatic benefit. We divided disease‐modifying therapies (DMTs) into biologics (e.g., monoclonal antibodies, vaccines, antisense oligonucleotides [ASOs], gene therapy, etc.) and small molecules (e.g., drugs typically taken orally and less than 500 Daltons in molecular weight).

To determine whether an agent is approved for a non‐AD indication and considered a repurposed agent in the pipeline, we used the currently available version of DrugBank (https://go.drugbank.com/).

We downloaded all the original data using the ClinicalTrials.gov application programming interface (API) (https://clinicaltrials.gov/api/gui). We implemented an automated Python script‐based computational database platform to search for the appropriate trials on ClinicalTrials.gov and to interrogate and analyze data from the derived database. As an initial filtering step, we identified all the interventional trials designed with the primary purpose of prevention, treatment, or basic science, and including at least one intervention type including drug, dietary supplement, or biological. We then eliminated all non‐drug trials. Stem cell trials were assembled separately. If questions arose during the analytic process about the nature of the intervention or other trial aspects, they were resolved by expert curation. We generated summary statistics (e.g., mean and count) using the annotated trial data for all analyses.

3. RESULTS

3.1. Overview

There were 187 Phase 1, 2, or 3 clinical trials assessing 141 unique treatments for AD as of the index date of January 1, 2023. There were 36 agents in 55 Phase 3 trials, 87 agents in 99 Phase 2 trials, and 31 agents in 33 Phase 1 trials (some agents are in more than one trial; Figure 1). Among the Phase 1, 2, and 3 trials, the most common agents being studied are DMTs (111 agents; 78% of the total number of drugs in these trials). Symptomatic agents comprise 21% (N = 30) of the pipeline including 15 (11% of all agents in Phase 1, 2, or 3 trials) cognitive enhancers and 15 (11% of all agents in these trials) psychotropic agents. Of the DMTs, there were 49 (44% of DMTs) biologics and 62 (56% of DMTs) small molecules. From the target perspective, 22 (16%) of agents have amyloid, 13 (9%) tau, 24 (17%) inflammation, 18 (13%) synaptic plasticity/neuroprotection, 10 (7%) metabolism and bioenergetics, 7 (5%) oxidative stress, and 4 (3%) proteostasis/proteinopathy as their primary mechanistic targets. Twenty‐eight agents (29%) have neurotransmitters as their biological target; this class includes cognitive‐enhancing agents and drugs being developed to reduce neuropsychiatric symptoms. Sixteen drugs (11%) target processes represented by only one to three agents per CADRO category. Considering DMTs only, 24 (67%) of Phase 3 agents are DMTs; 74 (85%) Phase 2 drugs are DMTs; and 25 (81%) of Phase 1 agents are DMTs. There are 40 repurposed agents in the pipeline comprising 28% of candidate therapies (all phases combined). There are eight ongoing trials involving stem cell therapies. Since January 25, 2022, 31 trials have been completed, 2 were suspended, 15 are of unknown status, and 1 each was terminated or withdrawn. Fifty‐eight new trials (16 in Phase 1, 27 in Phase 2, 15 in Phase 3) have entered the pipeline in the past year (since index date of January 25, 2022).

3.2. Phase 3

Phase 3 has 36 agents in 55 trials (Figure 1, Figure 2, and Table 1). DMTs represent 67% (N = 24) of agents in Phase 3 trials including 9 (25% of the Phase 3 agents) biologics and 15 (42%) small molecules. Five (14% of Phase 3 agents) are putative cognitive‐enhancing agents and seven (19%) drugs target neuropsychiatric symptoms of AD. CADRO mechanisms represented among Phase 3 agents include amyloid (7 agents; 19%), synaptic plasticity/neuroprotection (6; 17%), oxidative stress (3; 8%), metabolism and bioenergetics (3; 8%), tau (2; 6%), inflammation (2; 6%), proteostasis/proteinopathies (1; 3%), and circadian rhythm (1; 3%). Eleven agents in Phase 3 (31%) address transmitter receptor mechanisms. Figures 1 and 2 show the CADRO‐based MOAs of agents in Phase 3. Twelve (33%) of Phase 3 agents are repurposed treatments approved for use in another indication (6 = DMT; 3 = for cognitive enhancement; 3 = for treatment for behavioral symptoms). Six trials that were active in 2022 were completed, one was suspended, and one is of unknown status. Fifteen Phase 3 trials were initiated between January 25, 2022, and January 1, 2023.

FIGURE 2.

FIGURE 2

Mechanisms of action of agents in Phase 3 (as classified using the CADRO approach). CADRO, Common Alzheimer's Disease Research Ontology; DMT, disease‐modifying therapy. (Figure © J Cummings; M de la Flor, PhD, Illustrator).

TABLE 1.

Agents in Phase 3 of Alzheimer's disease drug development (ClinicalTrials.gov accessed January 1, 2023).

AgentTherapeutic purposeCADRO targetMechanism of actionClinical trial NCT#Lead sponsorStart dateEstimated primary completion date
AducanumabDMT, biologicAmyloid betaAnti‐amyloid monoclonal antibody directed at plaques and oligomersNCT04241068BiogenMar 2020Oct 2023
NCT05310071BiogenJun 2022Dec 2025
AGB101DMT, small moleculeSynaptic plasticity/neuroprotectionSV2A modulator; CA3 area downregulationNCT03486938AgeneBioJan 2019Dec 2022
AR1001Sx, cognitionNeurotransmitter receptorsPhosphodiesterase 5 inhibitor increases intracellular cGMP promoting synaptic plasticityNCT05531526AriBio Co., Ltd.Dec 2022Dec 2025
AVP‐786Sx, behaviorNeurotransmitter receptorsNMDA receptor antagonist, sigma 1 receptor agonist; serotonin and norepinephrine transporter inhibitorNCT02446132Otsuka Pharmaceutical Development & Commercialization, Inc.Dec 2015Oct 2023
NCT03393520Otsuka Pharmaceutical Development & Commercialization, Inc.Oct 2017Jul 2023
NCT04408755Otsuka Pharmaceutical Development & Commercialization, Inc.Jul 2020Dec 2024
NCT04464564Otsuka Pharmaceutical Development & Commercialization, Inc.Sep 2020Dec 2024
AXS‐05Sx, behaviorNeurotransmitter receptorsNMDA receptor antagonist, sigma 1 receptor agonist; serotonin and norepinephrine transporter inhibitorNCT04947553Axsome Therapeutics, Inc.Jun 2021Jun 2023
NCT05557409Axsome Therapeutics, Inc.Sep 2022Jun 2025
Blarcamesine (Anavex 2‐73)DMT, small moleculeSynaptic plasticity/neuroprotectionSigma‐1 receptor agonist, M2 autoreceptor antagonistNCT04314934Anavex Life Sciences Corp.Oct 2019Jul 2024
BPDO‐1603Sx, cognitionSynaptic plasticity/neuroprotectionUndisclosedNCT04229927Hyundai Pharmaceutical Co., LTD.Feb 2020Feb 2022
BrexpiprazoleSx, behaviorNeurotransmitter receptorsAtypical antipsychotic; D2 receptor partial agonist and serotonin‐dopamine modulatorNCT03620981Otsuka Pharmaceutical Co., Ltd.Aug 2018Mar 2023
CaffeineSx, cognitionNeurotransmitter receptorsAdenosine antagonist; non‐specific phosphodiesterase inhibitorNCT04570085University Hospital, LilleMar 2021Nov 2024
DonanemabDMT, biologicAnti‐amyloid monoclonal antibody specific for pyroglutamate plaque amyloidNCT04437511Eli Lilly and CompanyJun 2020Apr 2023
NCT05026866Eli Lilly and CompanyAug 2021Oct 2027
NCT05108922Eli Lilly and CompanyNov 2021Sep 2022
NCT05508789Eli Lilly and CompanyOct 2022Apr 2027
DonepezilSx, cognitionNeurotransmitter receptorsAcetylcholinesterase inhibitor; adipokine modulationNCT04661280Assistance Publique—Hôpitaux de ParisFeb 2022Aug 2024
NCT05592678The University of Texas Health Science Center at San AntonioFeb 2023Feb 2027
E2814DMT, biologicTauAnti‐tau monoclonal antibodyNCT01760005Washington University School of MedicineDec 2012Oct 2027
NCT05269394Washington University School of MedicineDec 2021Jul 2027
EscitalopramSx, behaviorNeurotransmitter receptorsSelective serotonin reuptake inhibitorNCT03108846JHSPH Center for Clinical TrialsJan 2018Dec 2021
Fosgonimeton (ATH‐1017)DMT, small moleculeSynaptic plasticity/neuroprotectionHepatocyte growth factor (HGF); activates signaling via the HGF/MET receptor system; promotes survival of neurons, enhances hippocampal synaptic plasticityNCT04488419Athira PharmaSep 2020Sep 2022
GantenerumabDMT, biologicAnti‐amyloid monoclonal antibody directed at amyloid oligomers and plaqueNCT01760005Washington University School of MedicineDec 2012Oct 2027
NCT03443973Hoffmann‐La RocheAug 2018Sep 2022
NCT03444870Hoffmann‐La RocheJun 2018Dec 2022
NCT04339413Hoffmann‐La RocheMay 2020Jan 2023
NCT04374253Hoffmann‐La RocheFeb 2021Feb 2023
NCT05256134Hoffmann‐La RocheApr 2022Mar 2023
NCT05552157Washington University School of MedicineDec 2022Nov 2029
GuanfacineSx, cognitionNeurotransmitter receptorsAlpha‐2 adrenergic agonistNCT03116126Imperial College LondonJan 2019Dec 2022
Hydralazine hydrochlorideDMT, small moleculeOxidative stressFree radical scavengerNCT04842552Shahid Sadoughi University of Medical Sciences and Health ServicesAug 2021Jun 2023
Icosapent ethylDMT, small moleculeOxidative stressPurified form of the omega‐3 fatty acid eicosapentaenoic acid (EPA)NCT02719327VA Office of Research and DevelopmentJun 2017Sep 2023
KarXT (Xanomeline + Trospium)Sx, behaviorNeurotransmitter receptorsMuscarinic cholinergic agonist with peripheral anticholinergic agentNCT05511363Karuna TherapeuticsAug 2022Mar 2025
LecanemabDMT, biologicAnti‐amyloid monoclonal antibody directed at amyloid protofibrils and amyloid plaquesNCT01760005Washington University School of MedicineDec 2012Oct 2027
NCT03887455Eisai Inc.Mar 2019Sep 2027
NCT04468659Eisai Inc.Jul 2020Oct 2027
NCT05269394Washington University School of MedicineDec 2021Jul 2027
MasitinibDMT, small moleculeInflammationTyrosine kinase inhibitor exhibits neuroprotection via inhibition of mast cell and microglia/macrophage activityNCT05564169AB ScienceNov 2022Nov 2025
MasupirdineSx, behaviorNeurotransmitter receptors5HT6 receptor antagonistNCT05397639Suven Life Sciences LimitedNov 2022Jan 2025
MetforminDMT, small moleculeMetabolism and bioenergeticsInsulin sensitizerNCT04098666Columbia UniversityMar 2021Mar 2026
NabiloneSx, behaviorNeurotransmitter receptorsSynthetic cannabinoid; cannabinoid (receptor agent); antiemeticNCT04516057Sunnybrook Health Sciences CentreFeb 2021Oct 2025
NE3107DMT, small moleculeInflammationBeta‐androstenetriol with anti‐inflammatory and insulin signaling effects via ERK 1 and 2NCT04669028BioVie Inc.Aug 2021Dec 2022
Nilotinib BEDMT, small moleculeProteostasis/proteinopathiesAbl tyrosine kinase inhibitor; autophagy enhancerNCT05143528KeifeRx, LLCFeb 2022Dec 2025
Omega‐3DMT, small moleculeOxidative stressAntioxidantNCT03691519University Hospital, ToulouseApr 2018Dec 2023
PiromelatineDMT, small moleculeCircadian rhythmMelatonin and serotonin receptor agonistNCT05267535Neurim Pharmaceuticals Ltd.May 2022May 2024
RemternetugDMT, biologicAnti‐amyloid monoclonal antibody targeting pyroglutamate amyloidNCT05463731Eli Lilly and CompanyAug 2022Mar 2024
SemaglutideDMT, biologicMetabolism and bioenergeticsGLP‐1 agonist; anti‐inflammatory and insulin sensitivity effectsNCT04777396Novo Nordisk A/SMay 2021Sep 2025
NCT04777409Novo Nordisk A/SMay 2021Sep 2025
Simufilam (PTI‐125)DMT, small moleculeSynaptic plasticity/neuroprotectionFilamin A protein inhibitor; stabilizes the interaction of Aβ42 and the α7 nicotinic acetylcholine receptor to decrease tau phosphorylation and improve synaptic functionNCT04994483Cassava Sciences, Inc.Nov 2021Oct 2023
NCT05026177Cassava Sciences, Inc.Nov 2021Jun 2024
NCT05575076Cassava Sciences, Inc.Nov 2022Jul 2026
SolanezumabDMT, biologicAnti‐amyloid monoclonal antibody directed at amyloid monomersNCT01760005Washington University School of MedicineDec 2012Oct 2027
NCT02008357Eli Lilly and CompanyFeb 2014Dec 2022
TertomotideDMT, biologicSynaptic plasticity/neuroprotectionHuman telomerase reverse transcriptase (hTERT) mimicNCT05303701GemVax & KaelJan 2023Oct 2025
TricaprilinDMT, small moleculeMetabolism and bioenergeticsCaprylic triglyceride; induces ketosis to provide an alternate energy source to glucose and optimize mitochondrial functionNCT04187547CerecinJun 2022Dec 2023
TRx0237DMT, small moleculeTauTau‐aggregation inhibitorNCT03446001TauRx Therapeutics LtdJan 2018Mar 2022
Valiltramiprosate (ALZ‐801)DMT, small moleculeProdrug of tramiprostateNCT04770220Alzheon Inc.May 2021May 2024

Abbreviations: Aβ, amyloid beta; CADRO, Common Alzheimer's Disease Research Ontology; cGMP, current good manufacturing practice; DMT, disease‐modifying therapy; GLP‐1, glucagon‐like peptide 1; NCT#, National Clinical Trial number; NMDA, N‐methyl‐D‐aspartic acid; Sx, symptoms.

Five of the trials in Phase 3 are prevention trials enrolling cognitively normal participants, 25 trials enroll early AD defined as MCI/prodromal AD and mild AD dementia (45% of all Phase 3 trials), 11 trials include participants with mild‐to‐moderate AD or moderate AD dementia, 8 enroll moderate‐to‐severe or severe participants, and 6 trials enroll participants with AD dementia of any severity.

Taken together currently active trials in Phase 3 require a total enrollment of 41,864 participants. Prevention trials require 5565 participants with preclinical AD; trials of MCI due to AD or prodromal AD require 2284 participants; trials focusing on early AD (prodromal AD or mild AD dementia) require 20,482 participants; trials for mild‐to‐moderate or moderate AD dementia plan to enroll 6359 participants; and trials of moderate‐to‐severe and severe AD plan enrollment of 4546 participants. Phase 3 DMT trials of biologics require 24,528 participants; DMT small molecule trials will enroll 9450; cognitive enhancer trials plan enrollment of 2360 participants; and trials of drugs being developed for neuropsychiatric syndromes plan enrollment of 5526 participants.

DMT trials assessing biological agents enroll a mean of 1168 participants, DMT trials testing small molecules enroll a mean of 556 individuals, cognitive enhancer trials enroll of a mean of 393 persons per trial, and trials of neuropsychiatric syndrome therapies enroll a mean of 502 participants.

Mean treatment exposure period for prevention trials of DMT biologics was 143 weeks and for DMT small molecules was 78 weeks. DMT trials for symptomatic patients averaged 103 weeks for biologics and 56 weeks for small molecule trials. Cognitive enhancer trials had an average of 25 treatment weeks. Trials for the treatment of neuropsychiatric syndromes had a mean of 19 treatment weeks.

Recruitment is a major challenge for clinical trials. The average recruitment (calculated as the total trial duration minus the treatment period) time for prevention trials of DMT biological agents was 107 and for DMT small molecules was 233 weeks. Non‐prevention DMT trials required 147 weeks for biologics and 99 weeks for small molecules. Cognitive enhancer trials had mean recruitment times of 142 weeks. Recruitment time for trials of treatments for neuropsychiatric syndromes had a mean of 194 weeks.

3.3. Phase 2

Phase 2 has 87 agents in 99 trials (Figure 1, Figure 3, and Table 2). DMTs represent 85% (N = 74) of agents in Phase 2 trials including 31 (36% of the Phase 2 agents) biologics and 43 (49%) small molecules. Eight (9% of Phase 2 agents) are putative cognitive enhancing agents and five (6%) drugs target neuropsychiatric symptoms of AD. CADRO mechanisms represented among Phase 2 treatments include inflammation (17 agents; 20%), synaptic plasticity/neuroprotection (14; 16%), transmitter receptors (12; 14%), amyloid (11 agents; 13%), tau (8; 9%), metabolism and bioenergetics (5; 6%), oxidative stress (3; 3%), proteostasis/proteinopathies (3; 3%), growth factors and hormones (3; 3%),APOE and lipids (3; 3%), vasculature (2; 2%), circadian rhythm (2; 2%), neurogenesis (2; 2%), epigenetic regulators (1; 1%), and cell death (1; 1%). Figures 1 and 3 show the CADRO‐based targets of agents in Phase 2. Twenty‐four (28%) of the Phase 2 agents are repurposed treatments approved for use in another indication (92% = DMT;N = 22), 4% (N = 1) for cognitive enhancement and 4% (N = 1) for treatment for behavioral symptoms. Fourteen trials that were active in 2022 were completed; seven are of unknown status; and one each was suspended, terminated, or withdrawn. Twenty‐seven new Phase 2 trials were initiated between January 25, 2022, and January 1, 2023.

FIGURE 3.

FIGURE 3

Mechanisms of action of agents in Phase 2.APOE, apolipoprotein E; DMT, disease‐modifying therapy. (Figure © J Cummings; M de la Flor, PhD, Illustrator).

TABLE 2.

Agents in Phase 2 of Alzheimer's disease drug development (ClinicalTrials.gov accessed January 1, 2023).

AgentTherapeutic purposeCADRO targetMechanism of actionClinical trial NCT#Lead sponsorStart dateEstimated primary completion date
ABBV‐916DMT, biologicAnti‐amyloid antibodyNCT05291234AbbVieAug 2022Dec 2024
ABvac40DMT, biologicActive immunotherapy (SC injection)NCT03461276Araclon Biotech S.L.Feb 2018Dec 2021
ACI‐24.060DMT, biologicVaccine stimulates antibodies against Aβ proteinNCT05462106AC Immune SAJun 2022Jun 2026
ACI‐35DMT, biologicTauActive immunotherapy targeting tau (phosphorylated tau)NCT04445831AC Immune SAJul 2019Oct 2023
AL 001DMT, small moleculeSynaptic plasticity/neuroprotectionLithium inhibits GSL3‐beta activating mTOR to facilitate the Akt signaling pathwayNCT05363293Alzamend Neuro, Inc.May 2022Dec 2022
AL002DMT, biologicInflammationMonoclonal antibody targetingTREM2 receptorsNCT04592874Alector Inc.Jan 2021Dec 2023
AllopregnanoloneDMT, small moleculeNeurogenesisAllosteric modulator of GABA‐A receptorsNCT04838301University of ArizonaJan 2023Jan 2025
APH‐1105DMT, small moleculeAlpha secretase modulator (amyloid precursor protein secretase modulator)NCT03806478AphiosJun 2023Sep 2024
Bacillus Calmette‐GuerinDMT, biologicInflammationImmunomodulationNCT05004688Steven E. ArnoldMar 2022Oct 2023
BaricitinibDMT, small moleculeInflammationJanus kinase (JAK) inhibitorNCT05189106Massachusetts General HospitalDec 2022Jul 2024
BepranemabDMT, biologicTauAnti‐tau monoclonal antibody binding to central region of tauNCT04867616UCB Biopharma SRLJun 2021Apr 2024
BIIB080DMT, biologicTauAntisense oligonucleotide that inhibits translation of tau mRNA into the tau proteinNCT05399888BiogenAug 2022Dec 2026
Brain shuttle gantenerumabDMT, biologicMonoclonal antibody directed at plaques and oligomers; "brain‐shuttle" gantenerumabNCT04639050Hoffmann‐La RocheMar 2021Jan 2025
Bryostatin 1DMT, biologicSynaptic plasticity/neuroprotectionProtein kinase C inhibitorNCT04538066Neurotrope Bioscience, Inc.Aug 2020Nov 2022
BuntanetapDMT, small moleculeProteostasis/proteinopathiesReduce amyloid precursor protein (APP) synthesis; selective inhibitor of APP to reduce amyloid; reduces synthesis of tau and alpha‐synuclein proteinsNCT02925650Annovis Bio Inc.Mar 2017Dec 2021
CanakinumabDMT, biologicInflammationAnti‐IL‐1‐beta monoclonal antibodyNCT04795466Novartis PharmaceuticalsOct 2021Feb 2026
Chinese traditional medicineSx, cognitionMetabolism and bioenergeticsThree herbs (Rhizoma Acori Tatarinowii, Poria cum Radix Pini, Radix Polygalae) mechanism unknownNCT05538507Peking Union Medical College HospitalJun 2022Jun 2024
CORT108297Sx, cognitionGrowth factors and hormonesSelective glucocorticoid receptor antagonistNCT04601038Johns Hopkins UniversityJun 2021Jun 2023
CrenezumabDMT, biologicMonoclonal antibody targeting soluble oligomersNCT01998841Genentech, Inc.Dec 2013Mar 2022
CST‐2032Sx, cognitionNeurotransmitter receptorsNoradrenergic agonistNCT05104463CuraSen Therapeutics, Inc.Apr 2022Jun 2023
CY6463DMT, small moleculeSynaptic plasticity/neuroprotectionGuanylate cyclase positive allosteric modulatorNCT04798989Cyclerion TherapeuticsJun 2021Jul 2022
DalzanemdorDMT, small moleculeSynaptic plasticity/neuroprotectionEnhances synaptic function through NMDA receptor blockadeNCT05619692Sage TherapeuticsFeb 2023Dec 2024
DapagliflozinDMT, small moleculeMetabolism and bioenergeticsSodium‐glucose cotransporter 2 (SGLT2) InhibitorNCT03801642Jeff Burns, MDJan 2019Oct 2022
DaratumumabDMT, biologicInflammationHuman antibody targeting CD38; immunomodulatory effectsNCT04070378Marc L. Gordon, MDNov 2019Dec 2023
Dasatinib + quercetinDMT, small moleculeInflammationDasatinib induces apoptosis in senescent cells to allow their removal; quercetin is a flavonoidNCT04063124The University of Texas Health Science Center at San AntonioFeb 2020Dec 2021
NCT04685590Wake Forest University Health SciencesDec 2021Jan 2027
NCT04785300James L. Kirkland, MD, PhDJul 2022Dec 2023
NCT05422885Lew LipsitzMay 2022Jun 2023
DeferiproneDMT, small moleculeCell deathIron chelating agentNCT03234686Neuroscience Trials AustraliaJan 2018Sep 2022
DHADMT, small moleculeOxidative stressOmega 3 fatty acid; reduce amyloid production; improve synaptic function; antioxidantNCT03613844University of Southern CaliforniaJul 2018May 2024
DronabinolSx, behaviorNeurotransmitter receptorsCB1 and CB2 endocannabinoid receptor partial agonistNCT02792257Johns Hopkins UniversityMar 2017May 2023
E2814DMT, biologicTauAnti‐tau monoclonal antibodyNCT04971733Eisai Inc.Jun 2021Sep 2024
EdaravoneDMT, small moleculeOxidative stressPyrazolone free‐radical scavengerNCT05323812Treeway B.V.Sep 2022Jan 2024
EdonerpicDMT, small moleculeSynaptic plasticity/neuroprotectionNeurotrophic agent; activates sigma‐1 receptor; enhances microglial clearance of AβNCT04191486FUJIFILM Toyama Chemical Co., Ltd.Dec 2019Feb 2023
ElaytaDMT, small moleculeSynaptic plasticity/neuroprotectionSigma 2 receptor antagonist; binds to sigma‐2/PGRMC1 receptor and regulates Aβ oligomer‐mediated synaptic toxicityNCT03507790Cognition TherapeuticsOct 2018Sep 2023
NCT04735536Cognition TherapeuticsAug 2020Mar 2023
NCT05531656Cognition TherapeuticsDec 2022Aug 2026
EX039DMT, small moleculeSynaptic plasticity/neuroprotectionInhibits D‐amino acids oxidate to increase NMDA receptor activityNCT05413655ExcelsiorAug 2022Aug 2024
ExPlasDMT, biologicSynaptic plasticity/neuroprotectionPlasma transfusion from exercise‐trained donorsNCT05068830Norwegian University of Science and TechnologySep 2021Sep 2024
Flos gossypii flavonoidsDMT, small moleculeOxidative stressAnti‐oxidant; anti‐inflammatoryNCT05269173Capital Medical UniversityOct 2020Jun 2024
Fosgonimeton (ATH‐1017)DMT, small moleculeSynaptic plasticity/neuroprotectionHepatocyte growth factor (HGF); activates signaling via the HGF/MET receptor system; promotes survival of neurons, enhances hippocampal synaptic plasticityNCT04886063Athira PharmaJun 2021Apr 2023
GantenerumabDMT, biologicMonoclonal antibody directed at plaques and oligomersNCT04592341Hoffmann‐La RocheNov 2020Dec 2022
GnRHDMT, biologicGrowth factors and hormonesAntiagingNCT04390646Nelly PitteloudAug 2020Dec 2023
Hydroxypropyl Beta CyclodextrinDMT, biologicapoE, lipids, and lipoprotein receptorsModulates cholesterol transportation with secondary effects on amyloid, tau, and oxidative e stressNCT05607615Cyclo Therapeutics, Inc.Sep 2022Mar 2024
IGC‐AD1Sx, behaviorNeurotransmitter receptorsCannabinoidNCT05543681IGC Pharma LLCOct 2022Aug 2023
InsulinDMT, biologicMetabolism and bioenergeticsDecreases glucose resistance; increase insulin signaling in the brainNCT05006599Wake Forest University Health SciencesMay 2025May 2029
Insulin + empagliflozinDMT, biologicMetabolism and bioenergeticsSGLT2 inhibitor (empagliflozin) and insulin combination therapy; decrease glucose resistance and increase insulin signaling in the brainNCT05081219Wake Forest University Health SciencesOct 2021Oct 2026
IVL3003Sx, cognitionNeurotransmitter receptorsCholinesterase inhibitorNCT05345509Inventage Lab., Inc.Apr 2023Mar 2024
JNJ‐63733657DMT, biologicTauMonoclonal antibody targeted at soluble tau (mid‐region of tau)NCT04619420Janssen Research & Development, LLCJan 2021Mar 2025
L‐SerineDMT, small moleculeInflammationNaturally occurring dietary amino acid; inhibits toxic misfoldingNCT03062449Aleksandra StarkMar 2017Dec 2022
LamivudineDMT, small moleculeEpigenetic regulatorsHuman immunodeficiency virus nucleoside analog reverse transcriptase inhibitorNCT04552795Bess Frost, PhDFeb 2021Mar 2023
LecanemabDMT, biologicAnti‐amyloid monoclonal antibody directed at amyloid protofibrils and amyloid plaquesNCT01767311Eisai Inc.Dec 2012Feb 2025
LenalidomideDMT, small moleculeInflammationImmunomodulatorNCT04032626St. Joseph's Hospital and Medical Center, PhoenixJul 2020Sep 2023
LeuprorelinDMT, small moleculeGrowth factors and hormonesGonadotropin releasing hormone (GnRH) receptor agonistNCT03649724Weill Medical College of Cornell UniversityNov 2020Feb 2025
LevetiracetamDMT, small moleculeSynaptic plasticity/neuroprotectionSV2A modulator enhancing synaptic plasticityNCT03489044University of OxfordOct 2018Dec 2022
NCT03875638Beth Israel Deaconess Medical CenterAug 2019Aug 2023
NCT04004702Walter Reed National Military Medical CenterJan 2020Dec 2024
LX1001DMT, biologicapoE, lipids, and lipoprotein receptorsAdeno‐associated virus (AAV) gene transfer vector expressing the cDNA coding for humanAPOE ε2 directly to the CNS/CSF ofAPOE ε4 homozygotesNCT03634007Lexeo TherapeuticsNov 2019Apr 2023
LY3372689DMT, small moleculeTauO‐GlcNAcase enzyme inhibitorNCT05063539Eli Lilly and CompanySep 2021May 2024
MemantineDMT, small moleculeNeurotransmitter receptorsNMDA receptor antagonistNCT05063851University of VirginiaOct 2021Sep 2024
Methylene BlueDMT, small moleculeTauTau protein aggregation inhibitorNCT02380573The University of Texas Health Science Center at San AntonioJul 2015Apr 2022
MIB‐626DMT, small moleculeSirtuin‐nicotinamide adenine dinucleotide stimulator to enhance alpha‐secretaseNCT05040321Brigham and Women's HospitalDec 2021Feb 2024
MK‐1942Sx, cognitionNeurotransmitter receptorsUndisclosedNCT05602727Merck Sharp & Dohme LLCDec 2022May 2026
MontelukastDMT, small moleculeInflammationLeukotriene receptor antagonist (LTRA); anti‐inflammatory effectsNCT03402503IntelGenx Corp.Nov 2018Oct 2023
MW150DMT, small moleculeSynaptic plasticity/neuroprotectionp38 alpha MAPK kinase inhibitorNCT05194163Neurokine TherapeuticsMay 2022Aug 2024
NanoLithium NP03DMT, small moleculeNeurotransmitter receptorsIon with effects on amyloid, oxidation, and inflammationNCT05423522Medesis Pharma SAMay 2022May 2023
NeflamapimodDMT, small moleculeSynaptic plasticity/neuroprotectionSelective p38 MAPK alpha inhibitorNCT03435861University Hospital, ToulouseOct 2018Apr 2021
NicotineSx, cognitionNeurotransmitter receptorsNicotinic acetylcholine receptor agonistNCT02720445University of Southern CaliforniaJan 2017Jul 2023
ObicetrapibDMT, small moleculeapoE, lipids, and lipoprotein receptorsCholesteryl ester transfer protein (CETP) inhibitorNCT05161715NewAmsterdam PharmaJan 2022Jun 2023
PegipanerminDMT, biologicInflammationNeutralizes TNF‐alphaNCT05318976Inmune Bio, Inc.Feb 2022Jun 2023
NCT05321498Inmune Bio, Inc.Sep 2022Jan 2023
NCT05522387Inmune Bio, Inc.Nov 2022Dec 2025
PepinemabDMT, biologicInflammationMonoclonal antibody directed at semaphorin 4D; reduces inflammatory cytokine releaseNCT04381468Vaccinex Inc.Jul 2021Dec 2023
ProleukinDMT, biologicInflammationIL‐2 immunomodulatorNCT05468073Centre Hospitalier St AnneOct 2022Sep 2025
RapamycinDMT, small moleculeProteostasis/proteinopathiesAutophagy enhancer; mTOR inhibitor; immunomodulatorNCT04629495The University of Texas Health Science Center at San AntonioAug 2021Dec 2023
REM0046127Sx, cognitionNeurotransmitter receptorsModulates Orai calcium (Ca2+) channel activity to normalize neuronal Ca2+ homeostasisNCT05478031reMYNDJun 2022Jun 2023
SargramostimDMT, biologicInflammationHematopoietic growth factor granulocyte macrophage colony stimulating factor; anti‐inflammatoryNCT04902703University of Colorado, DenverJun 2022Jul 2024
SCI‐110 (Dronabinol + PEA)Sx, behaviorNeurotransmitter receptorsCannibinoid and palmitoylethanolamide (an endocannabinoid)NCT05239390The Israeli Medical Center for Alzheimer'sDec 2021Jun 2023
SeltorexantSx, behaviorCircadian rhythmDual orexin receptor antagonistNCT05307692Janssen Research & Development, LLCMay 2022Apr 2023
SemorinemabDMT, biologicTauAnti‐tau monoclonal antibody targeting extracellular tauNCT03828747Genentech, Inc.Jan 2019Jul 2021
SenicapocDMT, small moleculeInflammationCalcium‐activated potassium channel inhibitorNCT04804241University of California, DavisMar 2022Dec 2024
SimufilamDMT, small moleculeSynaptic plasticity/neuroprotectionFilamin A protein inhibitor; stabilizes the interaction of Aβ42 and the α7 nicotinic acetylcholine receptor to decrease tau phosphorylation and improve synaptic functionNCT04388254Cassava Sciences, Inc.Mar 2020Jan 2023
NCT05352763Cassava Sciences, Inc.May 2022Oct 2025
SovateltideDMT, small moleculeNeurogenesisEndothelin B receptor agonist; augments activity of neuronal progenitor cells, neurovascular repair, and neuroregenerationNCT04052737Pharmazz, Inc.Mar 2018Nov 2022
SuvorexantDMT, small moleculeNeurotransmitter receptorsDual orexin receptor antagonistNCT04629547Washington University School of MedicineMay 2022May 2026
T3D‐959DMT, small moleculeMetabolism and bioenergeticsDual agonist of peroxisome proliferator activated nuclear receptor delta/gamma (PPARδ/γ); regulates glucose and lipid metabolismNCT04251182T3D Therapeutics, Inc.Mar 2021Apr 2023
TB006DMT, biologicInflammationMonoclonal antibody targeting galactose‐specific lectin (galectin) 3, a β‐galactosidase‐binding protein that activates macrophages; anti‐inflammatoryNCT05074498TrueBinding, Inc.Oct 2021Oct 2022
NCT05476783TrueBinding, Inc.Sep 2022Oct 2024
TdapDMT, biologicInflammationTetanus toxoid, reduced diphtheria toxoid, and acellular pertussis vaccine to stimulate inflammatory protectionNCT05183516Mindful Diagnostics and Therapeutics, LLCMay 2023Dec 2023
Telmisartan + perindoprilDMT, small moleculeVasculatureAngiotensin II receptor blocker, PPAR‐gamma agonist (telmisartan); angiotensin converting enzyme inhibitor (perindopril)NCT02085265Sunnybrook Health Sciences CentreMar 2014Sep 2023
TertomotideDMT, biologicSynaptic plasticity/neuroprotectionHuman telomerase reverse transcriptase (hTERT) mimicNCT05189210GemVax & KaelOct 2022Jul 2023
THC‐free cannabidiolSx, behaviorNeurotransmitter receptorsCannabinoidsNCT04436081Eastern Virginia Medical SchoolFeb 2021Dec 2022
TrazodoneSx, cognitionCircadian rhythmSerotonin reuptake inhibitorNCT05282550Johns Hopkins UniversityJan 2023Mar 2027
Trehalose injectionDMT, small moleculeProteostasis/proteinopathiesActivates transcription factor EB to increase autophagyNCT05332678Neuroscience Trials AustraliaJan 2023Jan 2025
ValacyclovirDMT, small moleculeInflammationAnti‐viral against HSV‐1 and −2; reduces vira‐related “seeding” of amyloid plaque depositionNCT03282916New York State Psychiatric InstituteFeb 2018Dec 2023
Valiltramiprosate (ALZ‐801)DMT, small moleculeAggregation inhibitorNCT04693520Alzheon Inc.Sep 2020Jul 2023
VaroglutamstatDMT, small moleculeGlutaminyl cyclase (QC) enzyme inhibitor to reduce production of pyroglutamate AβNCT03919162Vivoryon Therapeutics N.V.Nov 2021May 2023
NCT04498650Vivoryon Therapeutics N.V.Jul 2020Jan 2024
Yangxue Qingnao pillsDMT, small moleculeVasculatureCerebral blood flow enhancer; traditional Chinese herbal medicineNCT04780399Dongzhimen Hospital, BeijingNov 2021Mar 2024

Abbreviations: Aβ, amyloid beta; Akt, protein kinase B;APOE, apolipoprotein E; CADRO, Common Alzheimer's Disease Research Ontology; CNS, central nervous system; CSF, cerebrospinal fluid; DMT, disease‐modifying therapy; HSV, herpes simplex virus; IL, interleukin; MAPK, mitogen‐activated protein kinase; mTOR, mammalian target or rapamycin; NCT#, National Clinical Trial number; NMDA, N‐methyl‐D‐aspartic acid; PPAR, peroxisome proliferator‐activated receptor; SC, subcutaneous; Sx, symptoms; TNF, tumor necrosis factor.

Four Phase 2 trials enroll preclinical participants, 30 (30% of Phase 2 trials) trials enroll MCI prodromal participants, 29 (29% of Phase 2 trials) trials enroll early AD participants, 27 (27% of Phase 2 trials) trials enroll mild‐to‐moderate or moderate AD dementia, 5 (5%) enroll participants with moderate‐to‐severe and severe AD dementia, and 3 (3%) trials include participants with AD dementia of any severity.

Taken together, currently active trials in Phase 2 trials require a total enrollment of 13,829 participants. DMT trials for biological agents will enroll 5769 participants, trials of small molecule DMTs will enroll 6308 individuals, trials of cognitive enhancing agents will enroll 1282 participants, and trials of drugs being developed for neuropsychiatric syndromes will enroll 470 participants. DMT biological trials have a mean enrollment of 170 participants, DMT small molecule trials have a mean enrollment of 121 participants, trials for cognitive enhancers include a mean of 160 participants, and trials focusing on neuropsychiatric syndromes enroll a mean of 94 participants.

Treatment duration of biologic DMTs in treatment trials for symptomatic AD is 56 weeks and for small molecules in treatments trials is 42 weeks. Treatment exposure in cognitive enhancer trials has a mean of 24 weeks; treatment duration for therapies addressing neuropsychiatric syndromes has a mean exposure period of 8 weeks.

Mean recruitment time for trials of DMT biological agents for symptomatic AD is 104 weeks (on average); recruitment of trials for DMT small molecules took a mean of 125 weeks. Cognitive enhancer trials required a mean recruitment period of 114 weeks. Recruitment for trials of agents addressing behavioral changes in AD had a mean recruitment period of 109 weeks.

3.4. Phase 1

There are 31 agents in 33 Phase 1 trials (Figure 1, Table 3). There are 25 DMTs (81% of Phase 1 agents) in Phase 1 trials including 16 (52% of the Phase 1 agents) biologics and 9 (29%) small molecules. There are three (10% of Phase 1 agents) putative cognitive enhancing agents and three (10%) drugs targeting behavioral symptoms. CADRO mechanisms represented among Phase 1 therapies include amyloid (7 agents; 23%); inflammation (6 agents; 19%); transmitter receptors (6; 19%); tau (4; 13%); metabolism and bioenergetics (2; 6%); and 1 (3%) each forAPOE and lipoproteins, neurogenesis, oxidative stress, synaptic plasticity/neuroprotection, and “other.” Seven (23%) of the Phase 1 agents are repurposed treatments approved for use in another indication (four DMTs, two cognitive enhancers, one neuropsychiatric agent). Eleven trials that were active in 2022 were completed and seven are of unknown status. Sixteen new Phase 1 trials have been initiated in the past year.

TABLE 3.

Agents in Phase 1 of Alzheimer's disease drug development (ClinicalTrials.gov accessed January 1, 2023).

AgentTherapeutic purposeCADRO targetMechanism of actionClinical trial NCT#Lead sponsorStart DateEstimated Primary Completion Date
ACU193DMT, biologicMonoclonal antibody targeting soluble AB oligomersNCT04931459Acumen PharmaceuticalsJun 2021Mar 2023
AllopregnanoloneDMT, small moleculeNeurogenesisAllosteric modulator of GABA‐A receptorsNCT03748303University of ArizonaOct 2019Dec 2022
ALN‐APPDMT, biologicRNAi to decrease APP and downstream Aβ‐related eventsNCT05231785Alnylam PharmaceuticalsFeb 2022Jul 2025
ALZ‐101DMT, biologicAβ‐directed vaccineNCT05328115Alzinova ABSep 2021Jul 2023
APNmAb005DMT, biologicTauAnti‐tau antibodyNCT05344989APRINOIA Therapeutics, LLCMay 2022Jan 2023
ASN51DMT, small moleculeTauO‐GlcNAcase inhibitorNCT04759365Asceneuron Pty Ltd.Jun 2021Dec 2022
AV‐1959DMT, biologicAnti‐amyloid vaccineNCT05642429Institute for Molecular MedicineFeb 2023Feb 2026
CannabidiolSx, behaviorNeurotransmitter receptorsCannabinoidNCT04075435Mclean HospitalJan 2021Jan 2023
Centella asiaticaDMT, small moleculeSynaptic plasticity/neuroprotectionAntioxidant and anti‐inflammatory agent with synaptic and neuroprotective effectsNCT05591027Oregon Health and Science UniversityNov 2022Oct 2024
CMS121DMT, small moleculeOxidative stressFatty acid synthase inhibitorNCT05318040Virogenics, Inc.May 2022Dec 2022
CpG1018DMT, biologicInflammationToll‐like receptor 9 agonist leading to reduced Aβ plaques and tau pathologyNCT05606341NYU Langone HealthNov 2022Nov 2024
DonepezilSx, cognitionNeurotransmitter receptorsCholinesterase inhibitorNCT04730635Merck Sharp & Dohme LLCMar 2021Jan 2023
EmtricitabineDMT, small moleculeInflammationNucleoside reverse transcriptase inhibitor (NRTI)NCT04500847Butler HospitalDec 2021Mar 2023
GB‐5001Sx, cognitionNeurotransmitter receptorsCholinesterase inhibitorNCT05525780G2GBio, Inc.Aug 2022Aug 2023
IBC‐Ab002DMT, biologicInflammationAnti‐programmed death‐ligand 1 (PD‐L1) immune checkpoint inhibitorNCT05551741Immunobrain CheckpointOct 2022Oct 2024
LecanemabDMT, biologicAnti‐amyloid monoclonal antibodyNCT05533801Eisai Inc.Sep 2022Feb 2023
Lu AF87908DMT, biologicTauAnti‐tau monoclonal antibodyNCT04149860H. Lundbeck A/SSep 2019Jun 2023
LX1001DMT, biologicapoE, lipids, and lipoprotein receptorsAdeno‐associated virus (AAV) gene transfer vector expressing the cDNA coding for humanAPOE ε2 directly to the CNS/CSF ofAPOE ε4 homozygotesNCT05400330Lexeo TherapeuticsNov 2022Dec 2027
LY3372993DMT, biologicAnti‐amyloid monoclonal antibodyNCT04451408Eli Lilly and CompanyJul 2020Jan 2024
MecamylamineSx, cognitionNeurotransmitter receptorsNicotinic antagonistNCT04129060University of VermontMar 2020Mar 2024
MK‐2214DMT, biologicTauAnti‐tau monoclonal antibodyNCT05466422Merck Sharp & Dohme LLCSep 2022Nov 2024
MK‐8189Sx, behaviorNeurotransmitter receptorsPDE10 inhibitorNCT05227118Merck Sharp & Dohme LLCJul 2022Jan 2023
Nicotinamide ribosideDMT, small moleculeMetabolism and bioenergeticsMitochondrial function enhancer and antioxidantNCT04430517Mclean HospitalMar 2022Apr 2025
NIO752DMT, biologicOtherAnti‐tau antisense oligonucleotideNCT05469360Novartis PharmaceuticalsSep 2022Nov 2023
PsilocybinSx, behaviorNeurotransmitter receptorsPsychedelicNCT04123314Johns Hopkins UniversityMar 2021Dec 2023
RapamycinDMT, small moleculeProteostasis/proteinopathiesAutophagy enhancer; mTOR inhibitor; immunomodulatorNCT04200911The University of Texas Health Science Center at San AntonioJun 2020Jan 2022
SalsalateDMT, small moleculeInflammationNon‐steroidal anti‐inflammatory (NSAID)NCT03277573Adam BoxerJul 2017Apr 2021
SHR‐1707DM, biologicAnti‐amyloid monoclonal antibodyNCT04973189Shanghai Hengrui Pharmaceutical Co., Ltd.May 2021Oct 2021
TB006DMT, biologicInflammationMonoclonal antibody targeting galactose‐specific lectin (galectin) 3, a β‐galactosidase‐binding protein that activates macrophages; anti‐inflammatoryNCT04920786TrueBinding, Inc.Jun 2021Nov 2022
TricaprilinDMT, small moleculeMetabolism and bioenergeticsCaprylic triglyceride; induces ketosis to provide an alternate energy source to glucose and optimize mitochondrial functionNCT05028114CerecinAug 2021Dec 2022
NCT05408780CerecinJul 2022Oct 2022
NCT05628636CerecinNov 2022Feb 2023
VT301DMT, biologicInflammationRegulatory T cellsNCT05016427VTBIO Co. LTDNov 2020Nov 2021

Abbreviations: Aβ, amyloid beta;APOE, apolipoprotein E; CADRO, Common Alzheimer's Disease Research Ontology; DMT, disease‐modifying therapy; mTOR, mammalian target or rapamycin; NCT#, National Clinical Trial number; Sx, symptoms.

Phase 1 trials include both single ascending dose and multiple ascending dose studies and will enroll 1772 participants into currently registered trials. Most Phase 1 participants are healthy volunteers (N = 1165); immunotherapy trials in Phase 1 trial may include participants with AD of a variety of severities. Trials of biological agents in Phase 1 will require 994 participants, trials of small molecule DMTs will enroll 514 participants, trials of cognitive enhancing agents will enroll 204 participants, and trials of drugs addressing neuropsychiatric syndromes plan to enroll 60 participants. The mean number of participants in DMT biological trials is 62, DMT small molecules will enroll a means of 47 participants, trials of cognitive enhancers enroll a mean of 68 participants, and trials of drugs of neuropsychiatric syndromes will enroll a mean of 20 participants.

Treatment exposure for DMT biologics is 45 weeks and for DMT small molecules is 13 weeks. Treatment duration for cognitive enhancers in Phase 1 is typically 6 weeks; the mean duration for neuropsychiatric agents in Phase 1 is 5 weeks.

Recruitment for Phase 1 DMT trials of biologics averages 65 weeks and for DMT small molecules averages 77 weeks. Cognitive enhancer trials require 113 weeks to recruit and trials for drugs addressing neuropsychiatric symptoms have average recruitment periods of 87 weeks.

3.5. Stem cells

There are 8 stem cells trials developing cell therapies for AD (Table 4).

TABLE 4.

Stem cell therapy in clinical trials for Alzheimer's disease (ClinicalTrials.gov accessed January 1, 2023).

AgentPhaseClinical trial NCT#SponsorStart datePrimary completion date
Allogenic human mesenchymal stem cellsPhase 2NCT02833792Stemedica Cell Technologies, Inc.2016‐06‐012024‐07‐30
Amniotic and umbilical cord tissuePhase 1NCT03899298R3 Stem Cell2019‐09‐012024‐03‐20
Autologous adipose tissue derived mesenchymal stem cellsPhase 2NCT04482413Nature Cell Co. Ltd.2023‐02‐012024‐05‐30
Human mesenchymal stem cellsPhase 1NCT04040348Bernard (Barry) Baumel2019‐10‐082023‐05‐01
Human umbilical cord blood derived mesenchymal stem cellsNot applicableNCT04954534Samsung Medical Center2021‐07‐122022‐01‐31
Lomecel‐B (mesenchymal stem cells derived from bone marrow)Phase 2NCT05233774Longeveron Inc.2021‐12‐282023‐09‐29
SNK01 (autologous natural killer cells)Phase 1NCT04678453NKGen Biotech, Inc.2021‐01‐062022‐12‐01

Abbreviation: NCT#, National Clinical Trial number.

3.6. Biomarkers in trials

Biomarkers are commonly collected at study entry and at study termination. For trials with biomarker descriptions on ClinicalTrials.gov, 72 Phase 2 trials and 34 Phase 3 trials require magnetic resonance imaging (MRI) at baseline. Thirty‐one Phase 2 trials and 9 Phase 3 trials collect baseline cerebrospinal fluid (CSF) amyloid; and 29 Phase 2 and 12 Phase 3 collect baseline amyloid positron emission tomography (PET). Plasma amyloid is collected in four Phase 2 and one Phase 3 trial. Tau measures collected at baseline include CSF tau in seven Phase 2 trials and three Phase 3 trials; CSF phospho‐tau (p‐tau) in six Phase 2 trials and two Phase 3 trials; tau PET in six Phase 2 trials and three Phase 3 trials. Twenty Phase 2 trials and 17 Phase 3 trials do not assess biomarkers at baseline.

MRI is the most common biomarker collected as an outcome measure. MRI data are captured as outcome assessments in 27 Phase 2 trials and 10 Phase 3 trials. Amyloid PET and tau PET are commonly collected as outcomes; amyloid PET in seven Phase 2 and thirteen Phase 3 trials and tau PET in six Phase 2 and nine Phase 3 trials. Amyloid and tau measures are collected in CSF and in plasma are collected as outcomes. Thirteen Phase 2 trials and three Phase 3 trials collect CSF amyloid; fifteen Phase 2 trials and six Phase 3 trials collect CSF tau; eleven Phase 2 trials and five Phase 3 trials collect CSF p‐tau. These same three biomarkers are also collected in plasma. Twelve Phase 2 trials and two Phase 3 trials collect plasma amyloid, five Phase 2 trials and one Phase 3 trial collect plasma tau, and eight Phase 2 trials and three Phase 3 trials collect plasma p‐tau. A few trials collect neurofilament light (CSF: six Phase 2 trials, three Phase 3 trials; plasma: four Phase 2 trials, four Phase 3 trials) and glial fibrillary acidic protein (GFAP) in CSF and in plasma (CSF: one Phase 2 trial; plasma: one Phase 3 trial). Electroencephalography (EEG) is collected in seven Phase 2 trials and no Phase 3 trials.

3.7. Trial participants

To fully populate the 187 trials in the pipeline, 57,465 participants are needed. Of these, 41,864 are required for Phase 3 trials; 13,829 for Phase 2 trials; and 1772 for Phase 1 trials. An additional 4632 participants are required for Phase 4 trials or trials with unlabeled phases.

3.8. Trial sponsors

Of the 187 currently active Phase 1, 2, and 3 trials, 108 (58%) are industry sponsored; 17 (9%) are public–private partnerships; 60 (32%) include the NIH, individuals, universities, advocacy groups, and other organizations; and 2 are funded through other US federal agencies. Industry contributes to 67% of all current clinical trials. Thirty‐nine of 55 (71%) Phase 3 trials are industry sponsored, 50 of 99 (51%) Phase 2 trials are sponsored by industry and 19 of 33 (58%) Phase 1 trials are funded through industry. NIH, academic, advocacy, and philanthropic enterprises sponsor 9 of 55 (16%) Phase 3 trials, 41 of 99 (41%) Phase 2 trials, and 10 of 33 (30%) Phase 1 trials.

3.9. Repurposed agents

Repurposed agents represent 28% (56/187) of clinical trials in the current AD pipeline and 28% (40/141) of drugs in the current pipeline. These agents tend to have their greatest role in Phase 2 proof‐of‐concept (POC) trials in which they represent 24 of 99 (24%) drugs. Of all repurposed agents, 60% are in Phase 2 (24/40). There are 12 repurposed agents (33%) in Phase 3 and 7 such agents (23%) in Phase 1.

There are seven (18%) repurposed biological agents addressing disease modification in the pipeline. Of repurposed small molecules, 58% (23/40) target disease modification, 13% (5/40) address neuropsychiatric symptoms, and 13% (5/40) target cognitive enhancement.

Funding of repurposed drugs differs markedly from that of the pipeline generally. Seven of 40 (18%) repurposed drugs in the pipeline are funded by industry; 1 is funded through a public–private partnership; and 32 (80%) are funded through NIH, academic, advocacy, and philanthropic enterprises.

3.10. Global trial distribution

Eighty‐three of 187 (44%) trials are conducted in North America only; 42 of 187 (22%) are conducted only outside of North America; and 46 of 187 (25%) are conducted in both North American and non–North American sites (the data are missing for 16 trials). In Phase 3, 14 of 55 (25%) trials are conducted in North America only, 9 of 55 (16%) are conducted outside of North America only, and 28 of 55 (51%) are conducted in both North American and non–North American sites. Forty‐nine of 99 (49%) Phase 2 trials used North American sites only, 26 of 99 (26%) used only non–North American sites, and 15 of 99 (15%) used both North American and non–North American sites. Phase 1 trials are conducted primarily in North America (20 of 33; 61%), with a substantial number of Phase 1 trials conducted only in non–North American sites (7 of 33; 21%), and few Phase 1 trials involve both North American and non–North American sites (3 of 33; 9%).

4. DISCUSSION

Thirty‐seven new therapies—22 new chemical entities and 15 biologics—were approved by the FDA in 2022 across all therapeutic categories.9 Five agents are active in the central nervous system (CNS) including one agent for relapsing multiple sclerosis, one treatment for amyotrophic lateral sclerosis, one anticonvulsant, and one therapy for the treatment of insomnia. One biological agent was directed at cerebral adrenoleukodystrophy to slow the progression of neurologic dysfunction. This is the smallest number of new drugs approved since 2016. There were no new treatments approved for AD in 2022. In 2021 and 2023, respectively, aducanumab and lecanemab received accelerated approval for the treatment of AD. Development for AD continues to be challenging with only these two drugs approved since 2003.

Review of the CADRO categories of disease processes that represent drug targets demonstrates that inflammation, amyloid, neurotransmitter receptors, synaptic plasticity, tau biology, oxidation, and proteostasis/proteinopathy represent the major targets for drug development (Figure 4). Targets related to inflammation comprise one of the largest categories in the pipeline, with 16% (N = 25) of agents; in Phase 2, agents addressing inflammatory targets represent 20% of all drugs in development. There has been a consistent number of anti‐inflammatory agents in the pipeline over the past few years. In 2020, there were 20 anti‐inflammatory agents (16.5%); 2021 had 19 agents (15%); and 2022 had 23 agents (16%). Nearly every anti‐inflammatory agent has a different target within the inflammatory cascade (Tables 1,2,3). Outcomes of the trials may inform which targets can be modulated with therapeutic benefit and what combinations of targets may be desirable.

FIGURE 4.

FIGURE 4

Mechanisms of action of all agents in all phases of clinical trials grouped according to the Common Alzheimer's Disease Research Ontology (CADRO).APOE, apolipoproein E. (Figure © J Cummings; M de la Flor, PhD, Illustrator).

Other common targets of drugs in the pipeline include amyloid 16%, transmitters 20%, synaptic plasticity and circuits 13%, tau targets 9%, and metabolism and bioenergetics drugs 6% (Figures 2,3,4). The canonical targets of amyloid and tau comprise 25% of the AD drug development pipeline; the remaining 75% include 14 CADRO categories representing a diverse array of targets among drugs being developed.

Less target diversity is evident in Phase 3 (9 CADRO categories) than Phase 2 (15 categories) reflecting the POC purpose of Phase 2 and the exploration of novel targets at this stage of development. Treatments related toAPOEare uncommon in the pipeline despite the influential role played byAPOE ε4 in the biology of AD. Cell death as a drug development target is also uncommon, notwithstanding its role in the amyloid, tau, neurodegeneration (AT[N]) approach to AD pathogenesis and biomarkers. Neurotransmitter receptor agents are well represented in the pipeline in part because cognitive enhancing agents and treatments for neuropsychiatric syndromes address transmitter receptor biology. The large number of target processes being addressed by agents in the pipeline will provide important information regarding which processes represent viable targets for AD drug development. Conclusions about the efficacy demonstrated must be considered in the context of the features of the trial, including sample size, target exposure, and population assessed.

Repurposed agents represent 33% of Phase 3 agents, 28% of Phase 2 agents, and 23% of Phase 1 agents. These drugs have been approved for another indication and are being explored for their possible utility in the treatment of AD. Most but not all these drugs are generic. Most repurposed agents are studied in Phase 2 POC trials. In the current pipeline, there are 12 repurposed agents in Phase 3, 24 in Phase 2, and 7 in Phase 1. Development programs for repurposed agents are most likely to be funded by academic (in conjunction with the NIH), advocacy, and philanthropic organizations. Eighty percent of repurposed agents are funded through these mechanisms. The disproportionately smaller role played by the biopharmaceutical industry compared to NIH, academics, advocacy, and philanthropic entities in the development of repurposed agents reflects the difficulty of protecting intellectual property for generic drugs that comprise the foundation for marketability and return on investment.10,11 Deployment and marketing of a successfully developed repurposed compound requires substantial funding. Policy changes, financial incentives, innovation surcharges, and tax advantages will be necessary to attract the funding required to advance repurposed agents to market.12,13 These policy revisions are needed to allow repurposed agents to move beyond their current value in POC trials and become viable therapies for patients.

The globalization of trials is increasingly evident, especially in large late‐stage trials; 51% of Phase 3 trials include both North American and non–North American sites. This reflects the large number of patients and sites required to recruit the large populations required for Phase 3 trials.

Trials increasingly require biological confirmation of the presence of amyloid in participants. Sixty‐four Phase 2 trials and 21 Phase 3 trials require CSF amyloid, CSF amyloid/tau ratios, or amyloid PET at entry. A few trials (four Phase 2; one Phase 3) collect plasma amyloid measures at entry. Tau PET is beginning to have a larger role in clinical trials with six Phase 2 and three Phase 3 trials requiring tau imaging documentation at baseline.

The profile of biomarkers collected as trial outcomes differs from that of biomarkers collected at entry. Outcomes of anti‐amyloid therapies would require amyloid measures as an outcome; non‐amyloid therapeutics might use amyloid for diagnostic confirmation but not as an outcome. There are 20 Phase 2 trials and 16 Phase 3 trials with CSF amyloid or amyloid PET as outcomes. Tau PET is used as an outcome in six Phase 2 trials and nine Phase 3 trials. Biomarkers are playing an increasingly large role in clinical trials in which they may have one or more defined contexts of use including risk determination, diagnosis, monitoring, pharmacodynamic measurement, prognosis determination, response prediction, and safety.14,15 Use of markers in drug development increases the probability of success and is increasingly viewed as a foundational aspect of clinical trials of DMTs.16

Recruitment is a major challenge for AD clinical trials and a key reason for delay in drug development decisions and advancing new therapies to late‐stage development and possible approval. A Phase 3 biological agent (for symptomatic participants) has a mean treatment duration of 103 weeks and will require, on average, 147 weeks to recruit the participants; a Phase 3 DMT small molecule with a mean treatment period of 56 weeks will require an average of 99 weeks to recruit. The recruitment challenges are more extreme for symptomatic agents. A trial of a cognitive enhancing agent with a mean exposure period of 25 weeks will require an average of 142 weeks for recruitment; trials of treatments for neuropsychiatric symptoms with an average treatment period of 19 weeks require a mean of 194 weeks for recruitment.

The AD drug development pipeline is leading to new therapies. After a 17‐year hiatus in drug approvals, two agents—aducanumab and lecanemab—have entered the market since 2021; brexpiprazole ameliorated agitation in a Phase 3 AD trial; and suvorexant reduced insomnia in AD in a Phase 3 trial.17 Aducanumab and lecanemab are the first DMTs for AD and among the first DMTs for any neurodegenerative disease.18,19,20 Both agents were approved by the FDA using the accelerated pathway based on the reasonable likelihood that amyloid plaque reduction seen on amyloid PET predicts clinical benefit characterized by the slowing of disease progression.21 A confirmatory trial to demonstrate the clinical efficacy of aducanumab was required by the FDA and a confirmatory trial for lecanemab has been completed.20 The success of these agents suggests that the understanding of AD‐related biology has progressed sufficiently to allow identification of targets whose modulation ameliorates clinical decline. In addition to improvements in the definition of targets, the availability of more informative biomarkers, identification of candidate drugs with more promising pharmacokinetic and pharmacodynamic characteristics, better definition of appropriate trial populations, and improved trial conduct contributed to the recent successes and provide the foundation for additional productive drug development programs.22 The recently approved therapies provide treatment for a relatively limited segment (e.g., early AD) of the large and growing AD population. They represent initial steps in the march toward more comprehensive treatments with multiple therapeutic options for those with or at risk for AD.

CONFLICT OF INTEREST STATEMENT

J.C. has provided consultation to Acadia, Alkahest, AlphaCognition, AriBio, Avanir, Axsome, Behren Therapeutics, Biogen, Biohaven, Cassava, Cerecin, Cortexyme, Diadem, EIP Pharma, Eisai, GemVax, Genentech, Green Valley, Grifols, Janssen, LSP, Merck, NervGen, Novo Nordisk, Oligomerix, Ono, Otsuka, PRODEO, ReMYND, Renew, Resverlogix, Roche, Signant Health, Suven, United Neuroscience, and Unlearn AI pharmaceutical, assessment, and investment companies. J.C. is supported by NIGMS grant P20GM109025. NINDS grant U01NS093334. NIA grant R01AG053798. NIA grant P20AG068053. NIA grant R35AG71476. and the Alzheimer's Disease Drug Discovery Foundation (ADDF). J.C. owns the copyright of the Neuropsychiatric Inventory. G.L. is a full‐time employee of Biogen. K.Z. is the CEO of CNS Innovations. Y.Z. and J.F. declare no competing interests. F.C. is supported by the NIA under Award Numbers U01AG073323, R01AG076448, R01AG082211, R01AG066707, 3R01AG066707‐01S1, 3R01AG066707‐02S1, R56AG074001, and R35AG71476. F.C. declares no other competing interests. Author disclosures are available in thesupporting information.

CONSENT STATEMENT

Not applicable. All data are from an anonymized publicly available clinical trial registry (ClinicalTrials.gov). No individual patient‐level data are available on the registry.

Supporting information

Supporting Information

ACKNOWLEDGMENTS

J.C. is supported by NIGMS grant P20GM109025, NINDS grant U01NS093334, NIA grant R01AG053798, NIA grant P20AG068053, NIA grant R35AG71476, and the Alzheimer's Disease Drug Discovery Foundation (ADDF). F.C. is supported by the NIA under Award Numbers U01AG073323, R01AG076448, R01AG082211, R01AG066707, 3R01AG066707‐01S1, 3R01AG066707‐02S1, R56AG074001, and R35AG71476.

Cummings J, Zhou Y, Lee G, Zhong K, Fonseca J, Cheng F. Alzheimer's disease drug development pipeline: 2023. Alzheimer's Dement. 2023;9:e12385. 10.1002/trc2.12385

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