
Market-leading match engine technology, trade reporting and clearing
Post-Trade Reporting on the FINRA/Nasdaq TRFs
1: “FINRA/Nasdaq TRF” means the FINRA/Nasdaq TRF Carteret and the FINRA/Nasdaq TRF Chicago, depending on the facility to which the member firm reports.
FINRA™, Trade Reporting Facility™ and TRF™ are trademarks of Financial Industry Regulatory Authority, Inc.; FINRA/NASDAQ TRF™ is used under license for Financial Industry Regulatory Authority, Inc.
WorkX ™ is a trademark of Nasdaq Inc.
Post-Trade Reporting & FINRA/Nasdaq TRFs Benefits
Choose How & Where You Connect
Real-time API acknowledgements, drop copy, and SFTP T+1 reporting services to offer clients with multiple options to integrate and scale FINRA/Nasdaq TRF post trade reporting with your systems and enterprise data warehouse.
Real-time Processing & Price Discovery
The FINRA/Nasdaq TRFs disseminate in real-time to the Security Information Processors (SIPs) providing market transparency and price discovery to industry participants.
Resilient
The FINRA/Nasdaq TRFs process over 25 million transactions per day, supporting more than 40% of total US Equities trading and are trusted post-trade platforms ingrained in the fabric of the US Equities Market.

Your gateway to modern trade reporting. Providing modular trade reporting workflow, compliance and risk management services on a cloud-based technology stack. Offering easy-to-use tools for:
- Trade reporting, compliance monitoring and workflow on the FINRA/Nasdaq TRFs.
- Pre-trade and Post-trade risk management on Nasdaq Equity exchanges and FINRA/Nasdaq TRFs.
Trade Reporting & Monitoring Resources
Resource Center
- WorkX FactsheetOpen
- Trade Reporting FIX SpecificationOpen
- ETJ SpecificationsOpen
- Nasdaq TRF FAQOpen
- Post-Trade Risk Management FactsheetOpen
- Pre-Trade Equities Risk Checks OverviewOpen
- Pre-Trade Equities Risk Checks User GuideOpen
- Nasdaq WorkX and FINRA/Nasdaq TRF FIX ComparisonOpen
- FINRA/Nasdaq TRF InfographicOpen
- Product PricingOpen
- Equity Trader AlertsOpen
- Test FacilityOpen
- Testing PolicyOpen
Contact Us
Nasdaq Trading Services and TRF Operations Support
Questions on WorkX, Post-Trade Risk Management or Pre-Trade Equity Risk Check? Reach out for support.
- TRF Operations ->Nasdaq Trading Services ->
Questions on WorkX, Post-Trade Risk Management or Pre-Trade Equity Risk Check? Reach out for support.

North American Markets
From breaking barriers as the first electronic stock exchange, to regularly eclipsing records for average daily volume (ADV) share, Nasdaq's North American markets give trading industry participants access to diverse and transparent liquidity in the equity and equity derivatives markets.
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