Access all the data and insights from the 2024 Global Compliance Survey.

    Nasdaq Anti-Financial Crime Regulatory Newsletter

    A Newsletter for Regulatory Updates

    Regulatory Roundup

    In each monthly edition ofRegulatory Roundup, Tony Sio, Head of Regulatory Strategy and Innovation at Nasdaq’s Financial Technology division, shares his insights on the latest regulatory news and trends around the world.

    Subscribe to stay informed and compliant.

    The ever-changing regulatory environment coupled with ongoing advances in technology produces challenges and opportunities for compliance professionals. Effectively navigating that landscape is key to protecting the markets whilst still fueling innovation.

    Tony Sio, Head of Regulatory Strategy and Innovation, Nasdaq
    Tony Sio

    Tony Sio, the author ofRegulatory Roundup, brings 20+ years of experience implementing and advising on financial technology and surveillance practices for exchanges and regulators.

     

     

    #NasdaqUncovered

    Uncovering the Latest Global Market Surveillance Trends | Nasdaq Uncovered

    We sat down with Tony Sio on Nasdaq Uncovered to reflect on some pivotal moments from the year, emerging trends, and the importance of innovation and collaboration amongst all market participants.

    We sat down with Tony Sio on Nasdaq Uncovered to reflect on some pivotal moments from the year, emerging trends, and the importance of innovation and collaboration amongst all market participants.

    Read Our Latest Regulatory Roundup Editions

    AdobeStock_323993274

    October 2025 Edition

    The Compliance Gap: Unmonitored Tools and Unintended Consequences

    AdobeStock_143822829

    September 2025 Edition

    Algorithmic Trading Controls: Best Practices and Two Landmark Cases

    Explore Tony's Latest Regulatory Insights

    Market Surveillance

    Social Media Monitoring with Market Surveillance Tools

      Cryptocurrencies

      Cryptocurrency Regulation Marches On

        Market Regulation

        The Vote Is In: The EU’s MiCA Framework Becomes Official

          Cryptocurrencies

          Monitoring Market Abuse in Crypto – What Lessons Can We Learn from Existing Surveillance Best Practices?

            Cryptocurrencies

            Cryptocurrency Regulation in 2022: A Year for Change

              Technology

              Leveraging Technology for Central Bank Surveillance

                Central Banks

                Central Bank Supervision: Leveraging Technology in the Evolving Data Landscape

                  Market Regulation

                  A Year for Change: Outlook for Market Surveillance in 2021

                    Market Surveillance

                    Reimagining Surveillance as a Service

                      Cryptocurrencies

                      On Guard in Crypto

                        Ally with Nasdaq's Anti-Financial Crime Technology

                        Nasdaq Trade Surveillance

                        Proactively detect market abuse and comply with regulations with time-tested and comprehensive cross-market, cross-asset trade surveillance technology.

                        Proactively detect market abuse and comply with regulations with time-tested and comprehensive cross-market, cross-asset trade surveillance technology.

                        Nasdaq Market Surveillance

                        Maintain fair, transparent and safe markets with a robust platform for exchanges, marketplaces and regulators to manage cross-market, cross-asset, multi-venue surveillance.

                        Maintain fair, transparent and safe markets with a robust platform for exchanges, marketplaces and regulators to manage cross-market, cross-asset, multi-venue surveillance.

                        Nasdaq Crypto Surveillance

                        Effectively mitigate risks across traditional and digital assets, fiat and crypto, and on and off-chain activities with a comprehensive suite of crypto-specific monitoring capabilities.

                        Effectively mitigate risks across traditional and digital assets, fiat and crypto, and on and off-chain activities with a comprehensive suite of crypto-specific monitoring capabilities.

                        Stay up-to-date on the latest regulatory news and insights.

                        Subscribe to our monthly Regulatory Roundup newsletter.

                        For any questions and issues pertaining to the Regulatory Roundup newsletter, 
                        please contact us atregulatoryroundup@nasdaq.com.