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Fractal FractFractal and Fractional
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  • Open Access

11 August 2021

The Proof of a Conjecture Relating Catalan Numbers to an Averaged Mandelbrot-Möbius Iterated Function

and
Department of Mathematics, Faculty of Science, University of Hradec Králové, 500 03 Hradec Králové, Czech Republic
*
Author to whom correspondence should be addressed.

Abstract

In 2021, Mork and Ulness studied the Mandelbrot and Julia sets for a generalization of the well-explored functionηλ(z)=z2+λ. Their generalization was based on the composition ofηλ with the Möbius transformationμ(z)=1z at each iteration step. Furthermore, they posed a conjecture providing a relation between the coefficients of (each order) iterated series ofμ(ηλ(z)) (atz=0) and the Catalan numbers. In this paper, in particular, we prove this conjecture in a more precise (quantitative) formulation.

1. Introduction

Letη:CC be a monic complex polynomial of degreed2. We denote byηj thej-th iterate ofη, that is,
ηj(z)=η(η(η(ηjtimes(z)))).
Thefilled-in Julia set ofη is defined as
K(η)={zC:ηj(z)does not diverge}
and theJulia set J(η) of the functionη is defined to be the boundary of the setK(η), i.e.,J(η)=K(η) (see, e.g., [1]).
In this work, we are interested in a modified version of the “classical” filled-in Julia setK(ηλ) and the Julia setJ(ηλ) of functions in thequadratic family(ηλ(z))λC=(z2+λ)λC. We observe that the Mandelbrot setM(ηλ) is the fractal defined as
M(ηλ)={λC:J(ηλ)is connected}.
We point out that there is a more “workable” way of considering the Mandelbrot set (we refer to [2], Theorem 14.14) for a proof of the usually referred fundamental theorem of the Mandelbrot set):
λM(ηλ)ηλj(0)does not diverge.
Some other recent results related to the Mandelbrot set can be found for example in [3,4,5,6,7,8,9,10].
In 2019, Mork et al. [11] constructed filled-in Julia sets for alacunary function ηN,k(z)=n=1NzPk(n), where(Pn(k))n=(12(kn2kn2))n is the sequence ofcentered k-gonal numbers andk is any positive integer (for more facts and history of lacunary functions see, e.g., [12,13,14]).
In 2021, Mork et al. [15] followed up on the aforementioned article and considered a generalization of the filled-in Julia sets and their corresponding Mandelbrot sets by composing the lacunary functionη(z)=n=1NzPk(n) with a fixed Möbius transformationM(z)=eiθzaa¯z1 (with(θ,a)R×D, where 𝔻 denotes the the unit disc) at each iteration step. More precisely
hj(z;a,k,N,θ)=M(ηN,k(M(ηN,k(M(ηN,kjtimes(z)))))).
Very recently, Mork and Ulness [16] continued the previous line of research by dealing with the so-calledj-averaged Mandelbrot set which is a set generated by iterating a function obtained by composing the functionηλ and the Möbius transformationμA(z)=az+bcz+d, whereA=(a,b,c,d)C4. Thus,
hj(z;A)=μA(ηλ(μA(ηλ(μA(ηλjtimes(z)))))).
The name “j-averaged” is used here since the points of the resulting fractal are colored according to the total number of members of the following sequence of iterations(Hn)0nj, that escaped from the circle with radius 2 (the concrete algorithm for coloring of points of this fractal you can find in Appendix 1 of [16]), seeFigure 1,
(Hn)0nj={h0(0;A),h1(0;A),,hj(0;A)}={0,μA(ηλ(0)),,(μA(ηλ(μA(ηλ(μA(ηλjtimes(0)))))))}.
Figure 1. Thej-averaged Mandelbrot sets forA=(0,0.5,1,0),λ=x+iy, withx[1.2,0.8],y[1,1],j=1,2,3,4 (the first row from the left to the right) and for andj=5,7,10,100 (the second row from the left to the right). We used functions in the softwareMathematica® (see [17]) that are defined in Appendix 1 of [16].
Mork and Ulness ([16] Theorem 1) proved that thej-averaged Mandelbrot set for the Möbius transformationμA withA=(0,1,1,0) has threefold rotational symmetry and dihedral mirror symmetry. Additionally, they raised a conjecture (see [16], Conjecture 2)) concerning the coefficients of these iterations. Before stating their conjecture, we introduce some basic notations.
LetλD be a non-zero complex number. Define the functionH(z,λ) byH(z,λ):=μA(ηλ(z)), withA=(0,1,1,0). Therefore,
H(z,λ)=1z2+λ.
Observe that then-th iteration ofH atz=0 is a function ofλ, sayhn(λ), which satisfies the relations:
h0(λ)=0,h1(λ)=H(0,λ)=1λandhn+1(λ)=H(hn(λ),λ), for n1.
The sequence(Cn)n0 of theCatalan numbers, which is called the sequence A000108 in theOEIS [18], is often defined with the help of the central binomial coefficient2nn by
Cn=1n+12nn,
thus, its first terms are inTable 1.
Table 1. Values ofCn forn from 0 to 14.
Table 1. Values ofCn forn from 0 to 14.
n01234567891011121314
Cn112514421324291430486216,79658,786208,012742,9002,674,440
which can lead us to the following recurrence relation (it was first discovered by Euler in 1761; for more facts, see [19])
Cn=4n2n+1Cn1,forn1,
with the initial conditionC0=1. Sometimes the sequence(Cn)n0 is defined on the basis of the generating function(114x)/(2x), as the following holds (for|x|<1/4)
n=02nnn+1xn=21+14x.
The aim of this paper is to obtain a (quantitative) result for the coefficients of the power series ofhn(λ) which implies the Mork–Ulness’ conjecture (qualitative version). More precisely,
Theorem 1.
For alln1, we have
hn(λ)=1(1)n2λ+(1)ni=1n/2Ci1λ3i1+O(λ3n/2+2),
whereCn is the n-th Catalan number.
Remark 1.
We remark that Mork and Ulness [16] posed a slightly different conjecture. In fact, we can express their question by definingh(1)(λ) andh(2)(λ) as
h(1)(λ):=limnh2n+1(λ)=1λi0Ciλ3i+2
and
h(2)(λ):=limnh2n(λ)=i0Ciλ3i+2.
They also asserted that these functions should converge in the whole unit disk (or the punctured one forh(1)(λ)). However, this is not true (this is expected because of the exponential nature of Catalan numbers). For example, the simple bound2nn4n/(2n+1), which comes from the fact that4n=(1+1)2n=k=02n2nk, implies thatCn>4n/(3n2) (some other bounds can be found in ([19] Chapter 2) and [20]) and so if|λ|>1/230.793 then|Cnλ3n+2|31|λ|2(2n/n2)(23|λ|)3n>|λ|2/3 (forn4) yielding the divergence ofh(2)(λ). In order to compute the radius of convergence, say r, ofh(2)(λ), one can write this function ash(2)(λ)=n0anλn, where
an=C(n2)/3,ifn2(mod3),0,ifn2(mod3).
Thus,1/r=limsupnann and, by usingCn4n/(n3/2π) (which comes from the Stirling formulan!2πn(n/e)n), we obtain
1r=limsupnann=limsupnCn3n+2=limsupn4nn3/2π3n+2=43.
Therefore,B(0,1/43) is the disk of convergence ofh(2)(λ) (observe thatr=1/430.6299).

2. Auxiliary Results

Before proceeding further, we shall present some useful tools related to the previous sequences.
Our the first ingredient provides a useful form to the Laurent series ofhn(λ).
Lemma 1.
For anyn1, there exists a power seriesPn(λ) such that
hn(λ)=λ2+λ5Pn(λ3),ifniseven;1λ+λ2Pn(λ3),ifnisodd.
Proof. 
By definition in (1),hn(λ) satisfies the following recurrence relation
hn+1(λ)=1(hn(λ))2+λ,
withh0(λ)=0 (sinceh1(λ)=H(0,λ)=1/λ). Now, by definingfn(λ):=λhn(λ) and using the previous recurrence, we obtain
fn+1(λ)/λ=1(fn(λ)/λ)2+λ
and so
fn+1(λ)=λ3(fn(λ))2+λ3,
withf0(λ)=0. We claim thatfn(λ)=gn(λ3) for some rational functiongn(λ), wheren is any positive integer. Indeed, we can proceed by induction onn. Forn=1, we can takeg1(λ)=1. Suppose (by induction hypothesis) thatfn(λ)=gn(λ3), for some formal power seriesgn(λ), then, by (3), we have
fn+1(λ)=λ3(gn(λ3))2+λ3=gn+1(λ3),
wheregn+1(λ) can be chosen by satisfying the recurrence
gn+1(λ)=λ(gn(λ))2+λ,
withg0(λ)=0. The inductive process is finished. Observe that, sincehn(λ)=λ1gn(λ3), then it suffices to prove that
gn(λ)=λ+O(λ2),ifnis even;1+O(λ),ifnis odd.
The proof is also by induction onn (more precisely, a double induction). For the basis cases, we haveg1(λ)=1=1+O(λ) and
g2(λ)=λ1+λ=λ(1λ+λ2)=λ+O(λ2),
where we used that for|λ|<1, one has(1+λ)1=k0(λ)n (in general, it holds that(1+O(1))1=1+O(1)). Suppose that (4) is valid for alln[1,2k]. Then,
g2k+1(λ)=λ(g2k(λ))2+λ=λ(λ+O(λ2))2+λ=λλ+O(λ2)=11+O(λ)=1+O(λ),
where we usedO(λr)+O(λs)=O(λmin{r,s}), since|λ|<1.
Now, we use the previous fact
g2k+2(λ)=λ(g2k+1(λ))2+λ=λ(1+O(λ))2+λ=λ1+O(λ)=λ(1+O(λ))=λ+O(λ2).
This completes the induction proof of (4).
Therefore, since|λ|<1, we can write
gn(λ)=λ+i2ciλi,ifnis even;1+i1ciλi,ifnis odd
and so
hn(λ)=1λgn(λ3)=λ2+i2ciλ3i1,ifnis even;1λ+i1ciλ3i1,ifnis odd.
This completes the proof. □
Remark 2.
Note that, by using Lemma 1, we can write
hn(λ)=α1,nλ1+α0,nλ2+α1,nλ5+=k=1αk,nλ3k+2R[[λ]],
whereα1,n=(1(1)n)/2, i.e.,α1,n is 1if n is odd and 0 if n is even. In particular,hn(λ) is an analytic function in some neighborhood ofλ=0, when n is even, and for n odd,hn(λ) has a simple pole at origin (with residue equal to 1).
Remark 3.
Another viewpoint of Lemma 1 (and consequently, of Remark 2) is that the k-th derivative ofhn(λ)=0 asλ0, for anyk0 or1(mod3). This fact can also be proved by a harder (but maybe theoretically useful) combination of induction, the generalized Chain Rule (Faà di Bruno’s formula) and the fact that all odd order derivatives ofHλ(z):=H(z,λ) vanish (for fixed λ) atz=0. This last assertion follows from Cauchy’s integral formula. Indeed, we have
Hλ(2n+1)(0)=(2n+1)!2πiγRHλ(ω)ω2n+2dω=(2n+1)!2πiγR1(ω2+λ)ω2n+2dω,
whereγR is the circleγ(t):=Reit, fort[0,2π] and0<R<|λ|. Now, we can use the partial fraction decomposition to deduce that
1(ω2+λ)ω2n+2=Aω+|λ|Aω|λ|+Bω2n+2,
for computable constants A and B. Hence, again by the Cauchy integral formula, we have
γR1(ω2+λ)ω2n+2dω=2Aπif(0)2Aπif(0)+2Bπif(2n+1)(0),
wheref(z)=1, for all z. Thus,Hλ(2n+1)(0) is equal to zero as claimed.
Now we show the important connection of the sequence(αk,n)k0 to the Catalan numbers. For the simplicity of notation, we use the following notation in the rest of the text:
αk,n=dk,for oddn;ek,for evenn.
Lemma 2.
Let(Ck)k0 be the Catalan sequence. We have
(i) 
If(dk)k0 is defined by the recurrence,
dk+1=(C1dk++Ck+1d0)Ck+2,
withd0=C0, thendk=Ck, for allk0.
(ii) 
If(ek)k1 is defined by the recurrence,
ek+1=C0ek++Ck1e1+Ck,
withe1=C1, thenek=Ck, for allk1.
Proof. 
Let us recall that Catalan numbers satisfy the Segner recurrence relation (see, e.g., [19], p. 117)
Ci+1=j=0nCjCij,
withC0=1.
(i). We shall proceed by induction onk. Fork=0, one hasd0=C0 (by definition). Supposedt=Ct, for allt[0,k]. Then,
dk+1=(C1dk++Ck+1d0)Ck+2=C1Ck++Ck+1C0Ck+2=C1Ck++Ck+1C0Ck+2Ck+1Ck+2=Ck+1
which completes the proof (where we used (6)).
(ii). Again by induction onk, the basis casee1=C1 follows by definition. Assume now thatet=Ct, for allt[1,k]. Then, by the recurrence for(ek)k together with the induction hypothesis, we obtain
ek+1=C0ek++Ck1e1+Ck=C0Ck++Ck1C1+Ck=C0Ck++Ck1C1Ck+1Ck+Ck=Ck+1
which finishes the proof (where we used again (6)). □
The next lemma gives a helpful recurrence forCn, depending on the parity ofn. The proof follows by induction together with (6) (we leave the details to the readers).
Lemma 3.
Let(Cn)n0 be the Catalan sequence. Then,
C2n=2j=1nCj1C2nj andC2n+1=Cn2+2j=1nCj1C2nj+1,
for alln0 (withC0=1).
Now, we are ready to deal with the proof.

3. The Proof of the Theorem 1

First, observe that (2) can be rewritten for any as
h2j(λ)=C0λ2++Cj1λ3j1+O(λ3j+2)
and
h2j+1(λ)=1λ(C0λ2++Cj1λ3j1)+O(λ3j+2),
where we adopt the convention thatC0λ2++Cj1λ3j1=0 forj=0.
Now, we want to prove the following fact:
Claim. It holds that
(C0λ2++Cn1λ3n1)2=C1λ4++Cnλ3n+1+O(λ3n+2),
for a non-negative integern.
Proof. 
The proof is by induction onn. The identity is true forn=0, sinceC1=C02. Suppose that (9) holds, then one has
(C0λ2++Cn1λ3n1+Cnλ3n+2)2=(C0λ2++Cn1λ3n1)2+2(C0λ2++Cn1λ3n1)Cnλ3n+2+(Cnλ3n+2)2.
Since we desire to evaluate the identity up toO(λ3n+5), then
2(C0λ2++Cn1λ3n1)Cnλ3n+2+(Cnλ3n+2)2=2C0Cnλ3n+4+O(λ3n+7).
On the other hand, in the induction hypothesis
(C0λ2++Cn1λ3n1)2=C1λ4++Cnλ3n+1+O(λ3n+2),
the terms of orderλ3n+4 were neglected (since we were interested inO(λ3n+2)). Thus, we can improve the previous identity by considering these terms (note that this procedure does not affect the induction hypothesis). Additionally, since the sum of two numbers, which are congruent to 2 modulo 3, is congruent to 1 modulo 3, there is no term of magnitudeλ3n+3 in(C0λ2++Cn1λ3n1)2. Let us also suppose thatn is odd (the even case is carried out along the same lines). We then have
(C0λ2++Cn1λ3n1)2=C1λ4++Cnλ3n+1+2(C1Cn1++C(n1)/2C(n+1)/2)λ3n+4+O(λ3n+5).
Now, we combine (10) and (11) together with Lemma 3 to arrive at
(C0λ2++Cn1λ3n1+Cnλ3n+2)2=(C0λ2++Cn1λ3n1)2+2(C0λ2++Cn1λ3n1)Cnλ3n+2+(Cnλ3n+2)2=C1λ4++Cnλ3n+1+2(C1Cn1++C(n1)/2C(n+1)/2)λ3n+4+O(λ3n+5)+2C0Cnλ3n+4+O(λ3n+7)=C1λ4++Cn+1λ3n+4+O(λ3n+5)
which finishes the proof of the claim.
Now, we return to the proof of (2). Again, the proof is by induction onn. For the basis case, we have
h1(λ)=1λ
and, by Lemma 1,
h2(λ)=λ2+O(λ5).
Suppose that (2) is true forhn(λ) withn[1,2j]. Then, by the recurrence relation for(hn(λ))n together with the induction hypothesis, we infer that
h2j+1(λ)=1(h2j(λ))2+λ=1(C0λ2++Cj1λ3j1+O(λ3j+2))2+λ.
However, we can use (9) to write
(C0λ2++Cj1λ3j1+O(λ3j+2))2+λ=C0λ+C1λ4++Cjλ3j+1+O(λ3j+2).
From Lemma 1 and Remark 2, one has
h2j+1(λ)=1λ+d0λ2+d1λ5++dj1λ3j1+O(λ3j+2).
Thus, the coefficientsd0,d1, ...,dj1 satisfy the following equality
1(C0λ+C1λ4++Ckλ3j+1+O(λ3j+2))1λ+d0λ2+d1λ5++dj1λ3j1+O(λ3j+2)
and so
11+λi=0j1diλ3i+2+C1λ41λ+i=0j2diλ3i+2++Ckλ3j+11λ+O(λ3j+1).
By reordering this sum, we obtain
0(d0+C1)λ3+(d1+C1d0+C2)λ6++(dj1+C1dj2++Cj)λ3j+O(λ3j+1).
Therefore,d0=C1=C0 and
dt=(C1dt1++Ctd0)Ct,
for allt[1,j1]. By Lemma 3 (i), we conclude thatdt=Ct, for allt[1,j1] which yields that
h2j+1(λ)=1λ(C0λ2+C1λ5++Ck1λ3j1)+O(λ3j+2)
as desired.
Thus, we determine that (2) holds forhn(λ) for alln[1,2j+1]. To finish the proof, we must prove that (2) is also true forn=2j+2. First, one has that
h2j+2(λ)=1(h2j+1(λ))2+λ=1((1/λ)(C0λ2+Cj1λ3j1)+O(λ3j+2))2+λ.
However, by (9) and after a straightforward calculation, we arrive at
(h2j+1(λ))2+λ=1λ2(C0λ+C1λ4++Cj1λ3j2)+Ckλ3j+1+O(λ3j+2).
Now, we use Lemma 1 (and Remark 2) to write
h2j+2(λ)=e0λ2+e1λ5++ejλ3j+2+O(λ3j+5),
wheree0=1. Hence,
11λ2(C0λ++Cj1λ3j2)+Ckλ3j+1+O(λ3j+2)(λ2+e1λ5++ejλ3j+2+O(λ3j+5)).
Thus,
11+λ2i=1jeiλ3i+2C0λi=0jeiλ3i+2++Cj1λ3j2·λ2+O(λ3j+3)
which can be re-written as
0(e11)λ3+(e2C0e1C1)λ6++(ejej1C1ej2Cj2e1+Cj1)λ3j+O(λ3j+3).
We then deduce thate1=1=C1 and
et=C0ej1+C1ej2++Cj2e1Cj1,
for allt[1,j]. By Lemma 3 (ii), we haveet=Ct, for allt[1,j], yielding that
h2j+2(λ)=C0λ2+C1λ5++Cjλ3j+2+O(λ3j+5).
The proof is then complete. □

4. Conclusions

This paper is devoted to the proof of a conjecture formulated by Mork and Ulness ([16], Conjecture 4.2). Roughly speaking, they computationally observed the relation between the coefficients ofhn(λ) (then-th iteration of1/(z2+λ) atz=0) and the Catalan sequence(Ck)k. Indeed, we prove a quantitative version of their conjecture by showing that the sequencehn(λ)(1(1)n2λ+(1)ni=1n/2Ci1λ3i1)n tends to zero (with order|λ|3n/2+2) asn.

Author Contributions

P.T. and K.V. conceived of and designed the investigation and provided background for the investigation; P.T. applied the Mathematica code to perform the investigation; both authors analyzed the data; K.V. wrote the original draft of manuscript; both authors edited the manuscript. Both authors have read and agreed to the published version of the manuscript.

Funding

The authors was supported by the Project of Specific Research PrF UHK no. 2101/2021, University of Hradec Králové, Czech Republic.

Institutional Review Board Statement

Not applicable.

Informed Consent Statement

Not applicable.

Data Availability Statement

Not applicable.

Acknowledgments

The authors would like to thank anonymous referees for their careful corrections and their comments that helped to improve the quality of the paper.

Conflicts of Interest

The author declares no conflict of interest.

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Fractalfract 05 00092 g001
Figure 1. Thej-averaged Mandelbrot sets forA=(0,0.5,1,0),λ=x+iy, withx[1.2,0.8],y[1,1],j=1,2,3,4 (the first row from the left to the right) and for andj=5,7,10,100 (the second row from the left to the right). We used functions in the softwareMathematica® (see [17]) that are defined in Appendix 1 of [16].
Figure 1. Thej-averaged Mandelbrot sets forA=(0,0.5,1,0),λ=x+iy, withx[1.2,0.8],y[1,1],j=1,2,3,4 (the first row from the left to the right) and for andj=5,7,10,100 (the second row from the left to the right). We used functions in the softwareMathematica® (see [17]) that are defined in Appendix 1 of [16].
Fractalfract 05 00092 g001
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