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Pulmonary Function Tests

Diagnostic modalities such as chestX-raysX-raysX-rays are high-energy particles of electromagnetic radiation used in the medical field for the generation of anatomical images. X-rays are projected through the body of a patient and onto a film, and this technique is called conventional or projectional radiography.X-rays providestatic imagesStatic ImagesUltrasound (Sonography) of the thoracic cavity, including thelungsLungsLungs are the main organs of the respiratory system. Lungs are paired viscera located in the thoracic cavity and are composed of spongy tissue. The primary function of the lungs is to oxygenate blood and eliminate CO2.Lungs: Anatomy and airways. While providing a wealth of anatomical information necessary for the diagnosis ofpulmonary diseasePulmonary diseaseDiseases involving the respiratory system.Blastomyces/Blastomycosis, chestX-raysX-raysX-rays are high-energy particles of electromagnetic radiation used in the medical field for the generation of anatomical images. X-rays are projected through the body of a patient and onto a film, and this technique is called conventional or projectional radiography.X-rays do not give much information about the individual’s respiratory function. Pulmonary function tests are a group of diagnostic procedures yielding useful, quantifiable information about the rate of theflowFlowBlood flows through the heart, arteries, capillaries, and veins in a closed, continuous circuit. Flow is the movement of volume per unit of time. Flow is affected by the pressure gradient and the resistance fluid encounters between 2 points. Vascular resistance is the opposition to flow, which is caused primarily by blood friction against vessel walls.Vascular Resistance, Flow, and Mean Arterial Pressure of air through the individual’s airways, lung capacity, and the efficiency ofgas exchangeGas exchangeHuman cells are primarily reliant on aerobic metabolism. The respiratory system is involved in pulmonary ventilation and external respiration, while the circulatory system is responsible for transport and internal respiration. Pulmonary ventilation (breathing) represents movement of air into and out of the lungs. External respiration, or gas exchange, is represented by the O2 and CO2 exchange between the lungs and the blood.Gas Exchange in relation to time. The most commonly utilized tests include spirometry (before and after bronchodilator use), lung volumes, and quantitation of diffusing capacity forcarbon monoxideCarbon monoxideCarbon monoxide (CO). A poisonous colorless, odorless, tasteless gas. It combines with hemoglobin to form carboxyhemoglobin, which has no oxygen carrying capacity. The resultant oxygen deprivation causes headache, dizziness, decreased pulse and respiratory rates, unconsciousness, and death.Carbon Monoxide Poisoning (CO). The tests can be influenced by the individual's effort/fatigueFatigueThe state of weariness following a period of exertion, mental or physical, characterized by a decreased capacity for work and reduced efficiency to respond to stimuli.Fibromyalgia, disease state, or anatomical malformation.

Last updated: May 17, 2024

Editorial responsibility:Stanley Oiseth, Lindsay Jones, Evelin Maza

Overview

Definition

  • A group of tests providing objective data on an individual’s lung function, including:
    • Lung volumes
    • Rate of airflow
    • Gas exchangeGas exchangeHuman cells are primarily reliant on aerobic metabolism. The respiratory system is involved in pulmonary ventilation and external respiration, while the circulatory system is responsible for transport and internal respiration. Pulmonary ventilation (breathing) represents movement of air into and out of the lungs. External respiration, or gas exchange, is represented by the O2 and CO2 exchange between the lungs and the blood.Gas Exchange capacity
  • Tests must be interpreted within the context of clinical history and physical examination.
  • The results can suggest different categories of respiratory disease.

Examples

  • Spirometry before and after a bronchodilator
  • Lung volume
  • Quantitation ofdiffusionDiffusionThe tendency of a gas or solute to pass from a point of higher pressure or concentration to a point of lower pressure or concentration and to distribute itself throughout the available space. Diffusion, especially facilitated diffusion, is a major mechanism of biological transport.Peritoneal Dialysis and Hemodialysis capacity

Indications

  • To look for evidence of specific pulmonary pathology in the presence of respiratory symptoms
  • To assess the progression of known lung disease
  • To monitor the efficacy of treatment
  • To assess fitness preoperatively, especially in cases of procedures involving thelungsLungsLungs are the main organs of the respiratory system. Lungs are paired viscera located in the thoracic cavity and are composed of spongy tissue. The primary function of the lungs is to oxygenate blood and eliminate CO2.Lungs: Anatomy and heart
  • To monitor for side effects of medications (e.g.,amiodaroneAmiodaroneAn antianginal and class III antiarrhythmic drug. It increases the duration of ventricular and atrial muscle action by inhibiting potassium channels and voltage-gated sodium channels. There is a resulting decrease in heart rate and in vascular resistance.Pulmonary Fibrosis)
  • To monitor for the development of lung disease in individuals with harmful exposures 
  • To assess the degree ofdisabilityDisabilityDetermination of the degree of a physical, mental, or emotional handicap. The diagnosis is applied to legal qualification for benefits and income under disability insurance and to eligibility for social security and workman’s compensation benefits.ABCDE Assessment

ContraindicationsContraindicationsA condition or factor associated with a recipient that makes the use of a drug, procedure, or physical agent improper or inadvisable. Contraindications may be absolute (life threatening) or relative (higher risk of complications in which benefits may outweigh risks).Noninvasive Ventilation

  • Recentmyocardial infarctionMyocardial infarctionMI is ischemia and death of an area of myocardial tissue due to insufficient blood flow and oxygenation, usually from thrombus formation on a ruptured atherosclerotic plaque in the epicardial arteries. Clinical presentation is most commonly with chest pain, but women and patients with diabetes may have atypical symptoms.Myocardial Infarction
  • Untreatedpulmonary embolismPulmonary EmbolismPulmonary embolism (PE) is a potentially fatal condition that occurs as a result of intraluminal obstruction of the main pulmonary artery or its branches. The causative factors include thrombi, air, amniotic fluid, and fat. In PE, gas exchange is impaired due to the decreased return of deoxygenated blood to the lungs.Pulmonary Embolism
  • Ascending aortic aneurysmAscending aortic aneurysmThoracic Aortic Aneurysms (> 6 cm dilation)
  • PneumothoraxPneumothoraxA pneumothorax is a life-threatening condition in which air collects in the pleural space, causing partial or full collapse of the lung. A pneumothorax can be traumatic or spontaneous. Patients present with a sudden onset of sharp chest pain, dyspnea, and diminished breath sounds on exam.Pneumothorax
  • Recentthoracic surgeryThoracic SurgeryBasic surgical intervention in the thoracic cavity has the primary goal of alleviating any malady that mechanically affects the function of the heart and lungs, which can be secondary to underlying pathologies or, most commonly, trauma. Interventions include tube thoracostomy, thoracentesis, and emergency thoracotomy.Thoracic Surgery
  • Eye surgery (< 1 week)
  • HemoptysisHemoptysisHemoptysis is defined as the expectoration of blood originating in the lower respiratory tract. Hemoptysis is a consequence of another disease process and can be classified as either life threatening or non-life threatening. Hemoptysis can result in significant morbidity and mortality due to both drowning (reduced gas exchange as the lungs fill with blood) and hemorrhagic shock.Hemoptysis
  • Angina

Lung Volumes

Lung volumes are measured by:

  • Body plethysmography:
    • The most accurate technique
    • Based on Boyle’s law: P1 x V1 = P2 x V2 → the product of pressure (P) and volume (V) is constant for any gas regardless of the container holding the gas
    • The individual sits in a sealed box and pants against a closed valve.
    • Changes in pressure and volume in the box are measured and can be used to extrapolate volume and pressure inside thelungsLungsLungs are the main organs of the respiratory system. Lungs are paired viscera located in the thoracic cavity and are composed of spongy tissue. The primary function of the lungs is to oxygenate blood and eliminate CO2.Lungs: Anatomy.
  • Inert gas dilution:
    • The individual inhales an inert tracer gas not absorbed by thelungsLungsLungs are the main organs of the respiratory system. Lungs are paired viscera located in the thoracic cavity and are composed of spongy tissue. The primary function of the lungs is to oxygenate blood and eliminate CO2.Lungs: Anatomy.
    • The exhaled gas is collected and the dilution is calculated, giving estimates of lung volume.
  • NitrogenNitrogenAn element with the atomic symbol n, atomic number 7, and atomic weight [14. 00643; 14. 00728]. Nitrogen exists as a diatomic gas and makes up about 78% of the earth’s atmosphere by volume. It is a constituent of proteins and nucleic acids and found in all living cells.Urea Cycle washout:
    • 80% of lung volume isnitrogenNitrogenAn element with the atomic symbol n, atomic number 7, and atomic weight [14. 00643; 14. 00728]. Nitrogen exists as a diatomic gas and makes up about 78% of the earth’s atmosphere by volume. It is a constituent of proteins and nucleic acids and found in all living cells.Urea Cycle
    • The individual inhales 100% oxygen through a 1-way tube, “washing out” thenitrogenNitrogenAn element with the atomic symbol n, atomic number 7, and atomic weight [14. 00643; 14. 00728]. Nitrogen exists as a diatomic gas and makes up about 78% of the earth’s atmosphere by volume. It is a constituent of proteins and nucleic acids and found in all living cells.Urea Cycle from thelungsLungsLungs are the main organs of the respiratory system. Lungs are paired viscera located in the thoracic cavity and are composed of spongy tissue. The primary function of the lungs is to oxygenate blood and eliminate CO2.Lungs: Anatomy.
    • Washed-outnitrogenNitrogenAn element with the atomic symbol n, atomic number 7, and atomic weight [14. 00643; 14. 00728]. Nitrogen exists as a diatomic gas and makes up about 78% of the earth’s atmosphere by volume. It is a constituent of proteins and nucleic acids and found in all living cells.Urea Cycle volume is measured and estimates lung volume.
    • Measuresfunctional residual capacityFunctional residual capacityThe volume of air remaining in the lungs at the end of a normal, quiet expiration. It is the sum of the residual volume and the expiratory reserve volume. Common abbreviation is frc.Ventilation: Mechanics of Breathing (FRC)
Graphical representation of lung volumes as measured by body plethysmography

Graphical representation of lung volumes as measured by body plethysmography:
Lung volumes can be measured and calculated by placing an individual in a box of known volume and performing specific breathing maneuvers, allowing the physician to diagnose pathology that causes changes in lung volumes.

Image by Lecturio.

Lung volumes:

Lung capacities:

Spirometry

Spirometry records the volume of air moving in and out of an individual’slungsLungsLungs are the main organs of the respiratory system. Lungs are paired viscera located in the thoracic cavity and are composed of spongy tissue. The primary function of the lungs is to oxygenate blood and eliminate CO2.Lungs: Anatomy.

Note: This animation does not have sound.
  • The most frequently used measure of pulmonary function
  • The individual is instructed to maximally inhale and forcibly exhale through a spirometer.
  • Most commonly used measures include:
  • FlowFlowBlood flows through the heart, arteries, capillaries, and veins in a closed, continuous circuit. Flow is the movement of volume per unit of time. Flow is affected by the pressure gradient and the resistance fluid encounters between 2 points. Vascular resistance is the opposition to flow, which is caused primarily by blood friction against vessel walls.Vascular Resistance, Flow, and Mean Arterial Pressure volume loop: the graphic representation offlowFlowBlood flows through the heart, arteries, capillaries, and veins in a closed, continuous circuit. Flow is the movement of volume per unit of time. Flow is affected by the pressure gradient and the resistance fluid encounters between 2 points. Vascular resistance is the opposition to flow, which is caused primarily by blood friction against vessel walls.Vascular Resistance, Flow, and Mean Arterial Pressure as a function of volume:
    • The volume is represented on the x-axis and theflowFlowBlood flows through the heart, arteries, capillaries, and veins in a closed, continuous circuit. Flow is the movement of volume per unit of time. Flow is affected by the pressure gradient and the resistance fluid encounters between 2 points. Vascular resistance is the opposition to flow, which is caused primarily by blood friction against vessel walls.Vascular Resistance, Flow, and Mean Arterial Pressure on the y-axis.
    • The expiratory limb is usually represented as positive deflection. 
    • In obstructive lung diseases:
      • The expiratory flows are decreased.
      • The end-inspiratory and end-expiratory volumes are increased due to air trapping.
    • In restrictive lung diseases:
      • The lungs are “stiffer,” causing decreased volumes.
      • The flows are maintained.
Standard ventilator user interface

Flow volume loops:
Spirometry testing results are often represented as standardized graphs called flow volume loops. The graphs usually depict volume on the x-axis and flow on the y-axis (flow out of the lungs is positive, flow into the lungs is negative). A flow volume loop represents a respiratory cycle captured through spirometry.
PEF: peak expiratory flow
MEF: maximal expiratory flow
FEF: forced expiratory flow
FVC: forced vital capacity
FIF: forced inspiratory flow

Image by Lecturio.

Diffusing Capacity of the Lung for Carbon Monoxide (DLCO)

  • Used as a measure ofgas exchangeGas exchangeHuman cells are primarily reliant on aerobic metabolism. The respiratory system is involved in pulmonary ventilation and external respiration, while the circulatory system is responsible for transport and internal respiration. Pulmonary ventilation (breathing) represents movement of air into and out of the lungs. External respiration, or gas exchange, is represented by the O2 and CO2 exchange between the lungs and the blood.Gas Exchange
  • Measured by the “single breath” method:
    • The individual inspires a diluted mixture ofcarbon monoxideCarbon monoxideCarbon monoxide (CO). A poisonous colorless, odorless, tasteless gas. It combines with hemoglobin to form carboxyhemoglobin, which has no oxygen carrying capacity. The resultant oxygen deprivation causes headache, dizziness, decreased pulse and respiratory rates, unconsciousness, and death.Carbon Monoxide Poisoning (CO), holds their breath for 10 seconds, and then exhales into a sensor. 
    • The amount of exhaled CO is measured by infrared analysis.
  • Demonstrates the ability of the lung to transport inhaled gas from thealveoliAlveoliSmall polyhedral outpouchings along the walls of the alveolar sacs, alveolar ducts and terminal bronchioles through the walls of which gas exchange between alveolar air and pulmonary capillary blood takes place.Acute Respiratory Distress Syndrome (ARDS) to the blood
  • DiffusionDiffusionThe tendency of a gas or solute to pass from a point of higher pressure or concentration to a point of lower pressure or concentration and to distribute itself throughout the available space. Diffusion, especially facilitated diffusion, is a major mechanism of biological transport.Peritoneal Dialysis and Hemodialysis of gas across the alveolar membrane depends on:
  • CO is the ideal gas for the study:
    • Very high affinity forHbHbThe oxygen-carrying proteins of erythrocytes. They are found in all vertebrates and some invertebrates. The number of globin subunits in the hemoglobin quaternary structure differs between species. Structures range from monomeric to a variety of multimeric arrangements.Gas Exchange
    • CO bound toHbHbThe oxygen-carrying proteins of erythrocytes. They are found in all vertebrates and some invertebrates. The number of globin subunits in the hemoglobin quaternary structure differs between species. Structures range from monomeric to a variety of multimeric arrangements.Gas Exchange does not contribute to thepartial pressurePartial pressureThe pressure that would be exerted by one component of a mixture of gases if it were present alone in a container.Gas Exchange of CO in blood.
    • Thepressure gradientPressure gradientVascular Resistance, Flow, and Mean Arterial Pressure of CO across the alveolar membrane is constant.  
  • Factors decreasing DLCO:
    • AnemiaAnemiaAnemia is a condition in which individuals have low Hb levels, which can arise from various causes. Anemia is accompanied by a reduced number of RBCs and may manifest with fatigue, shortness of breath, pallor, and weakness. Subtypes are classified by the size of RBCs, chronicity, and etiology.Anemia: Overview and Types
    • LungfibrosisFibrosisAny pathological condition where fibrous connective tissue invades any organ, usually as a consequence of inflammation or other injury.Bronchiolitis Obliterans
    • EmphysemaEmphysemaEnlargement of air spaces distal to the terminal bronchioles where gas-exchange normally takes place. This is usually due to destruction of the alveolar wall. Pulmonary emphysema can be classified by the location and distribution of the lesions.Chronic Obstructive Pulmonary Disease (COPD)
  • Factors increasing DLCO:
    • AsthmaAsthmaAsthma is a chronic inflammatory respiratory condition characterized by bronchial hyperresponsiveness and airflow obstruction. The disease is believed to result from the complex interaction of host and environmental factors that increase disease predisposition, with inflammation causing symptoms and structural changes. Patients typically present with wheezing, cough, and dyspnea.Asthma
    • Exercise
    • Pulmonary hemorrhage
    • PolycythemiaPolycythemiaAn increase in the total red cell mass of the blood.Renal Cell Carcinoma
Spirometry

Left: a normal flow volume loop
Middle: obstructive loop spirometry (the expiratory flow is decreased)
Right: restrictive loop spirometry (the volumes are decreased, but the flow remains relatively the same)

Image by Lecturio.
Fixed obstruction flow volume loop

Fixed obstruction flow volume loop: The diameter of the airway is fixed (airway tumors), so expiratory and inspiratory flow cannot increase past a set point determined by the physical diameter of the airway, leading to plateauing of both the expiratory and inspiratory portion of the loop.
Variable extrathoracic flow volume loop: Variable extrathoracic airway obstruction (vocal cord dysfunction) worsens on inspiration when negative pressure in the extrathoracic portion of the airway is the highest, leading to flattening of the inspiratory portion of the loop.
Variable intrathoracic flow volume loop: Variable intrathoracic obstruction (asthma) is highest on expiration when the diameter of the intrathoracic airways is the smallest (shown as flattening of the expiratory phase of the loop).

Image by Lecturio.
Table: Parameters of obstructive and restrictive lung disease
ParameterObstructive lung diseaseRestrictive lung disease
TLCHigh/normalVery low
VC or FVCLow/normalVery low
RVHighLow
FRCHighLow
FEV1Very LowNormal/low
FEV1/FVCLowNormal/high
TLC: total lung capacity
VC: vital capacity
FVC: forced vital capacity
RV: residual volume
FRC: functional residual capacity
FEV1: forced expiratory volume in 1 second

Clinical Relevance

The following conditions are diagnosed by pulmonary function tests:

  • Obstructive lung disease:a category of respiratory disease characterized byairwayAirwayABCDE Assessment obstruction and air trapping in thelungsLungsLungs are the main organs of the respiratory system. Lungs are paired viscera located in the thoracic cavity and are composed of spongy tissue. The primary function of the lungs is to oxygenate blood and eliminate CO2.Lungs: Anatomy. Obstructive lung disease is marked by high lung volumes (i.e., increased FRC, RV, and TLC). The pulmonary function test shows a predominant decrease in FEV1, leading to a decreased FEV1/FVC ratio.EmphysemaEmphysemaEnlargement of air spaces distal to the terminal bronchioles where gas-exchange normally takes place. This is usually due to destruction of the alveolar wall. Pulmonary emphysema can be classified by the location and distribution of the lesions.Chronic Obstructive Pulmonary Disease (COPD),chronic bronchitisChronic bronchitisA subcategory of chronic obstructive pulmonary disease. The disease is characterized by hypersecretion of mucus accompanied by a chronic (more than 3 months in 2 consecutive years) productive cough. Infectious agents are a major cause of chronic bronchitis.Rhinovirus,asthmaAsthmaAsthma is a chronic inflammatory respiratory condition characterized by bronchial hyperresponsiveness and airflow obstruction. The disease is believed to result from the complex interaction of host and environmental factors that increase disease predisposition, with inflammation causing symptoms and structural changes. Patients typically present with wheezing, cough, and dyspnea.Asthma, andbronchiectasisBronchiectasisBronchiectasis is a chronic disease of the airways that results from permanent bronchial distortion. This results from a continuous cycle of inflammation, bronchial damage and dilation, impaired clearance of secretions, and recurrent infections.Bronchiectasis are types of obstructive lung disease.
  • Restrictive lung disease:a group of lung diseases characterized by increased stiffness of the lung tissue due to interstitialinflammationInflammationInflammation is a complex set of responses to infection and injury involving leukocytes as the principal cellular mediators in the body’s defense against pathogenic organisms. Inflammation is also seen as a response to tissue injury in the process of wound healing. The 5 cardinal signs of inflammation are pain, heat, redness, swelling, and loss of function.Inflammation andfibrosisFibrosisAny pathological condition where fibrous connective tissue invades any organ, usually as a consequence of inflammation or other injury.Bronchiolitis Obliterans. The lung volumes are characteristically decreased (i.e., decreased FVC and TLC). The pulmonary function test shows an increase in the FEV1/FVC ratio because both FEV1 and FVC are symmetrically decreased.IdiopathicIdiopathicDermatomyositis pulmonaryfibrosisFibrosisAny pathological condition where fibrous connective tissue invades any organ, usually as a consequence of inflammation or other injury.Bronchiolitis Obliterans, lung disease due tosclerodermaSclerodermaScleroderma (systemic sclerosis) is an autoimmune condition characterized by diffuse collagen deposition and fibrosis. The clinical presentation varies from limited skin involvement to diffuse involvement of internal organs.Scleroderma,systemic lupus erythematosusSystemic lupus erythematosusSystemic lupus erythematosus (SLE) is a chronic autoimmune, inflammatory condition that causes immune-complex deposition in organs, resulting in systemic manifestations. Women, particularly those of African American descent, are more commonly affected.Systemic Lupus Erythematosus,asbestosisAsbestosisA form of pneumoconiosis caused by inhalation of asbestos fibers which elicit potent inflammatory responses in the parenchyma of the lung. The disease is characterized by interstitial fibrosis of the lung, varying from scattered sites to extensive scarring of the alveolar interstitium.Pneumoconiosis, and other occupational lung diseases are examples of restrictive lung disease.

References

  1. Bansal T., Beese R. (2019). Interpreting a chest X-ray. Br J Hosp Med (Lond), 80(5), C75-C79.doi: 10.12968/hmed.2019.80.5.C75
  2. Dempsey T.M., Scanlon P.D. (2018). Pulmonary Function Tests for the Generalist: A Brief Review. Mayo Clin Proc, 93(6):763-771.doi: 10.1016/j.mayocp.2018.04.009
  3. Liou T.G., Kanner R.E. (2009). Measurement of lung volumes. Clinical reviews in allergy & immunology, 37(3):153-158.https://hollis.harvard.edu/primo-explore/fulldisplay?docid=TN_cdi_proquest_miscellaneous_1033159481&context=PC&vid=HVD2&lang=en_US&search_scope=everything&adaptor=primo_central_multiple_fe&tab=everything&query=any,contains,Measurement%20of%20lung%20volumes&offset=0
  4. Modi P., Cascella M. (2021). Diffusing Capacity Of The Lungs For Carbon Monoxide. 2021 Mar 24. In: StatPearls [Internet]. Treasure Island (FL): StatPearls Publishing; 2021 Jan–.https://pubmed.ncbi.nlm.nih.gov/32310609/
  5. Ruppel G.L., Enright P.L. (2012). Pulmonary function testing. Respir Care, 57(1):165-175.doi: 10.4187/respcare.01640.
  6. Stark P. (2021). Principles of computed tomography of the chest. UptoDate. Retrieved July 30, 2021 fromhttps://www.uptodate.com/contents/principles-of-computed-tomography-of-the-chest

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