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Weak topology

From Wikipedia, the free encyclopedia
Mathematical term
This article is about the weak topology on a normed vector space. For the weak topology induced by a general family of maps, seeinitial topology. For the weak topology generated by a cover of a space, seecoherent topology.

Inmathematics,weak topology is an alternative term for certaininitial topologies, often ontopological vector spaces or spaces oflinear operators, for instance on aHilbert space. The term is most commonly used for the initial topology of a topological vector space (such as anormed vector space) with respect to itscontinuous dual. The remainder of this article will deal with this case, which is one of the concepts offunctional analysis.

One may call subsets of a topological vector spaceweakly closed (respectively,weakly compact, etc.) if they areclosed (respectively,compact, etc.) with respect to the weak topology. Likewise, functions are sometimes calledweakly continuous (respectively,weakly differentiable,weakly analytic, etc.) if they arecontinuous (respectively,differentiable,analytic, etc.) with respect to the weak topology.

History

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Starting in the early 1900s,David Hilbert andMarcel Riesz made extensive use of weak convergence. The early pioneers offunctional analysis did not elevate norm convergence above weak convergence and oftentimes viewed weak convergence as preferable.[1] In 1929,Banach introduced weak convergence for normed spaces and also introduced the analogousweak-* convergence.[1] The weak topology is calledtopologie faible in French andschwache Topologie in German.

The weak and strong topologies

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Main article:Topologies on spaces of linear maps

LetK{\displaystyle \mathbb {K} } be atopological field, namely afield with atopology such that addition, multiplication, and division arecontinuous. In most applicationsK{\displaystyle \mathbb {K} } will be either the field ofcomplex numbers or the field ofreal numbers with the familiar topologies.

Weak topology with respect to a pairing

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Main article:Dual system § Weak topology

Both the weak topology and the weak* topology are special cases of a more general construction forpairings, which we now describe. The benefit of this more general construction is that any definition or result proved for it applies toboth the weak topology and the weak* topology, thereby making redundant the need for many definitions, theorem statements, and proofs. This is also the reason why the weak* topology is also frequently referred to as the "weak topology"; because it is just an instance of the weak topology in the setting of this more general construction.

Suppose(X,Y,b) is apairing of vector spaces over a topological fieldK{\displaystyle \mathbb {K} } (i.e.X andY are vector spaces overK{\displaystyle \mathbb {K} } andb :X ×YK{\displaystyle \mathbb {K} } is abilinear map).

Notation. For allxX, letb(x, •) :YK{\displaystyle \mathbb {K} } denote the linear functional onY defined byyb(x,y). Similarly, for allyY, letb(•,y) :XK{\displaystyle \mathbb {K} } be defined byxb(x,y).
Definition. Theweak topology onX induced byY (andb) is the weakest topology onX, denoted by𝜎(X,Y,b) or simply𝜎(X,Y), making all mapsb(•,y) :XK{\displaystyle \mathbb {K} } continuous, asy ranges overY.[1]

The weak topology onY is now automatically defined as described in the articleDual system. However, for clarity, we now repeat it.

Definition. Theweak topology onY induced byX (andb) is the weakest topology onY, denoted by𝜎(Y,X,b) or simply𝜎(Y,X), making all mapsb(x, •) :YK{\displaystyle \mathbb {K} } continuous, asx ranges overX.[1]

If the fieldK{\displaystyle \mathbb {K} } has anabsolute value||, then the weak topology𝜎(X,Y,b) onX is induced by the family ofseminorms,py :XR{\displaystyle \mathbb {R} }, defined by

py(x) := |b(x,y)|

for allyY andxX. This shows that weak topologies arelocally convex.

Assumption. We will henceforth assume thatK{\displaystyle \mathbb {K} } is either thereal numbersR{\displaystyle \mathbb {R} } or thecomplex numbersC{\displaystyle \mathbb {C} }.

Canonical duality

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We now consider the special case whereY is a vector subspace of thealgebraic dual space ofX (i.e. a vector space of linear functionals onX).

There is a pairing, denoted by(X,Y,,){\displaystyle (X,Y,\langle \cdot ,\cdot \rangle )} or(X,Y){\displaystyle (X,Y)}, called thecanonical pairing whose bilinear map,{\displaystyle \langle \cdot ,\cdot \rangle } is thecanonical evaluation map, defined byx,x=x(x){\displaystyle \langle x,x'\rangle =x'(x)} for allxX{\displaystyle x\in X} andxY{\displaystyle x'\in Y}. Note in particular that,x{\displaystyle \langle \cdot ,x'\rangle } is just another way of denotingx{\displaystyle x'} i.e.,x=x(){\displaystyle \langle \cdot ,x'\rangle =x'(\cdot )}.

Assumption. IfY is a vector subspace of thealgebraic dual space ofX then we will assume that they are associated with the canonical pairingX,Y.

In this case, theweak topology onX (resp. theweak topology onY), denoted by𝜎(X,Y) (resp. by𝜎(Y,X)) is theweak topology onX (resp. onY) with respect to the canonical pairingX,Y.

The topologyσ(X,Y) is theinitial topology ofX with respect toY.

IfY is a vector space of linear functionals onX, then the continuous dual ofX with respect to the topologyσ(X,Y) is precisely equal toY.[1](Rudin 1991, Theorem 3.10)

The weak and weak* topologies

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LetX be atopological vector space (TVS) overK{\displaystyle \mathbb {K} }, that is,X is aK{\displaystyle \mathbb {K} }vector space equipped with atopology so that vector addition andscalar multiplication are continuous. We call the topology thatX starts with theoriginal,starting, orgiven topology (the reader is cautioned against using the terms "initial topology" and "strong topology" to refer to the original topology since these already have well-known meanings, so using them may cause confusion). We may define a possibly different topology onX using the topological orcontinuous dual spaceX{\displaystyle X^{*}}, which consists of alllinear functionals fromX into the base fieldK{\displaystyle \mathbb {K} } that arecontinuous with respect to the given topology.

Recall that,{\displaystyle \langle \cdot ,\cdot \rangle } is the canonical evaluation map defined byx,x=x(x){\displaystyle \langle x,x'\rangle =x'(x)} for allxX{\displaystyle x\in X} andxX{\displaystyle x'\in X^{*}}, where in particular,,x=x()=x{\displaystyle \langle \cdot ,x'\rangle =x'(\cdot )=x'}.

Definition. Theweak topology onX is the weak topology onX with respect to thecanonical pairingX,X{\displaystyle \langle X,X^{*}\rangle }. That is, it is the weakest topology onX making all mapsx=,x:XK{\displaystyle x'=\langle \cdot ,x'\rangle :X\to \mathbb {K} } continuous, asx{\displaystyle x'} ranges overX{\displaystyle X^{*}}.[1]
Definition: Theweak topology onX{\displaystyle X^{*}} is the weak topology onX{\displaystyle X^{*}} with respect to thecanonical pairingX,X{\displaystyle \langle X,X^{*}\rangle }. That is, it is the weakest topology onX{\displaystyle X^{*}} making all mapsx,:XK{\displaystyle \langle x,\cdot \rangle :X^{*}\to \mathbb {K} } continuous, asx ranges overX.[1] This topology is also called theweak* topology.

We give alternative definitions below.

Weak topology induced by the continuous dual space

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Alternatively, theweak topology on a TVSX is theinitial topology with respect to the familyX{\displaystyle X^{*}}. In other words, it is thecoarsest topology on X such that each element ofX{\displaystyle X^{*}} remains acontinuous function.

Asubbase for the weak topology is the collection of sets of the formϕ1(U){\displaystyle \phi ^{-1}(U)} whereϕX{\displaystyle \phi \in X^{*}} andU is an open subset of the base fieldK{\displaystyle \mathbb {K} }. In other words, a subset ofX is open in the weak topology if and only if it can be written as a union of (possibly infinitely many) sets, each of which is an intersection of finitely many sets of the formϕ1(U){\displaystyle \phi ^{-1}(U)}.

From this point of view, the weak topology is the coarsestpolar topology.

Weak convergence

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Further information:Weak convergence (Hilbert space)

The weak topology is characterized by the following condition: anet(xλ){\displaystyle (x_{\lambda })} inX converges in the weak topology to the elementx ofX if and only ifϕ(xλ){\displaystyle \phi (x_{\lambda })} converges toϕ(x){\displaystyle \phi (x)} inR{\displaystyle \mathbb {R} } orC{\displaystyle \mathbb {C} } for allϕX{\displaystyle \phi \in X^{*}}.

In particular, ifxn{\displaystyle x_{n}} is asequence inX, thenxn{\displaystyle x_{n}}converges weakly tox if

φ(xn)φ(x){\displaystyle \varphi (x_{n})\to \varphi (x)}

asn → ∞ for allφX{\displaystyle \varphi \in X^{*}}. In this case, it is customary to write

xnwx{\displaystyle x_{n}{\overset {\mathrm {w} }{\longrightarrow }}x}

or, sometimes,

xnx.{\displaystyle x_{n}\rightharpoonup x.}

Other properties

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IfX is equipped with the weak topology, then addition and scalar multiplication remain continuous operations, andX is alocally convex topological vector space.

IfX is a normed space, then the dual spaceX{\displaystyle X^{*}} is itself a normed vector space by using the norm

ϕ=supx1|ϕ(x)|.{\displaystyle \|\phi \|=\sup _{\|x\|\leq 1}|\phi (x)|.}

This norm gives rise to a topology, called thestrong topology, onX{\displaystyle X^{*}}. This is the topology ofuniform convergence. The uniform and strong topologies are generally different for other spaces of linear maps; see below.

Weak-* topology

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See also:Polar topology

The weak* topology is an important example of apolar topology.

A spaceX can be embedded into itsdouble dualX** by

x{Tx:XKTx(ϕ)=ϕ(x){\displaystyle x\mapsto {\begin{cases}T_{x}:X^{*}\to \mathbb {K} \\T_{x}(\phi )=\phi (x)\end{cases}}}

ThusT:XX{\displaystyle T:X\to X^{**}} is aninjective linear mapping, though not necessarilysurjective (spaces for whichthis canonical embedding is surjective are calledreflexive). Theweak-* topology onX{\displaystyle X^{*}} is the weak topology induced by the image ofT:T(X)X{\displaystyle T:T(X)\subset X^{**}}. In other words, it is the coarsest topology such that the mapsTx, defined byTx(ϕ)=ϕ(x){\displaystyle T_{x}(\phi )=\phi (x)} fromX{\displaystyle X^{*}} to the base fieldR{\displaystyle \mathbb {R} } orC{\displaystyle \mathbb {C} } remain continuous.

Weak-* convergence

Anetϕλ{\displaystyle \phi _{\lambda }} inX{\displaystyle X^{*}} is convergent toϕ{\displaystyle \phi } in the weak-* topology if it converges pointwise:

ϕλ(x)ϕ(x){\displaystyle \phi _{\lambda }(x)\to \phi (x)}

for allxX{\displaystyle x\in X}. In particular, asequence ofϕnX{\displaystyle \phi _{n}\in X^{*}} converges toϕ{\displaystyle \phi } provided that

ϕn(x)ϕ(x){\displaystyle \phi _{n}(x)\to \phi (x)}

for allxX. In this case, one writes

ϕnwϕ{\displaystyle \phi _{n}{\overset {w^{*}}{\to }}\phi }

asn → ∞.

Weak-* convergence is sometimes called thesimple convergence or thepointwise convergence. Indeed, it coincides with thepointwise convergence of linear functionals.

Properties

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IfX is aseparable (i.e. has a countable dense subset)locally convex space andH is a norm-bounded subset of its continuous dual space, thenH endowed with the weak* (subspace) topology is ametrizable topological space.[1] However, for infinite-dimensional spaces, the metric cannot be translation-invariant.[2] IfX is a separablemetrizablelocally convex space then the weak* topology on the continuous dual space ofX is separable.[1]

Properties on normed spaces

By definition, the weak* topology is weaker than the weak topology onX{\displaystyle X^{*}}. An important fact about the weak* topology is theBanach–Alaoglu theorem: ifX is normed, then the closed unit ball inX{\displaystyle X^{*}} is weak*-compact (more generally, thepolar inX{\displaystyle X^{*}} of a neighborhood of 0 inX is weak*-compact). Moreover, the closed unit ball in a normed spaceX is compact in the weak topology if and only ifX isreflexive.

In more generality, letF be locally compact valued field (e.g., the reals, the complex numbers, or any of the p-adic number systems). LetX be a normed topological vector space overF, compatible with the absolute value inF. Then inX{\displaystyle X^{*}}, the topological dual spaceX of continuousF-valued linear functionals onX, all norm-closed balls are compact in the weak* topology.

IfX is a normed space, a version of theHeine-Borel theorem holds. In particular, a subset of the continuous dual is weak* compact if and only if it is weak* closed and norm-bounded.[1] This implies, in particular, that whenX is an infinite-dimensional normed space then the closed unit ball at the origin in the dual space ofX does not contain any weak* neighborhood of 0 (since any such neighborhood is norm-unbounded).[1] Thus, even though norm-closed balls are compact, X* is not weak*locally compact.

IfX is a normed space, thenX is separable if and only if the weak* topology on the closed unit ball ofX{\displaystyle X^{*}} is metrizable,[1] in which case the weak* topology is metrizable on norm-bounded subsets ofX{\displaystyle X^{*}}. If a normed spaceX has a dual space that is separable (with respect to the dual-norm topology) thenX is necessarily separable.[1] IfX is aBanach space, the weak* topology is not metrizable on all ofX{\displaystyle X^{*}} unlessX is finite-dimensional.[3]

Examples

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Hilbert spaces

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Consider, for example, the difference between strong and weak convergence of functions in theHilbert spaceL2(Rn{\displaystyle \mathbb {R} ^{n}}). Strong convergence of a sequenceψkL2(Rn){\displaystyle \psi _{k}\in L^{2}(\mathbb {R} ^{n})} to an elementψ means that

Rn|ψkψ|2dμ0{\displaystyle \int _{\mathbb {R} ^{n}}|\psi _{k}-\psi |^{2}\,{\rm {d}}\mu \,\to 0}

ask → ∞. Here the notion of convergence corresponds to the norm onL2.

In contrast weak convergence only demands that

Rnψ¯kfdμRnψ¯fdμ{\displaystyle \int _{\mathbb {R} ^{n}}{\bar {\psi }}_{k}f\,\mathrm {d} \mu \to \int _{\mathbb {R} ^{n}}{\bar {\psi }}f\,\mathrm {d} \mu }

for all functionsfL2 (or, more typically, allf in adense subset ofL2 such as a space oftest functions, if the sequence {ψk} is bounded). For given test functions, the relevant notion of convergence only corresponds to the topology used inC{\displaystyle \mathbb {C} }.

For example, in the Hilbert spaceL2(0,π), the sequence of functions

ψk(x)=2/πsin(kx){\displaystyle \psi _{k}(x)={\sqrt {2/\pi }}\sin(kx)}

form anorthonormal basis. In particular, the (strong) limit ofψk{\displaystyle \psi _{k}} ask → ∞ does not exist. On the other hand, by theRiemann–Lebesgue lemma, the weak limit exists and is zero.

Distributions

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Main article:distribution (mathematics)

One normally obtains spaces ofdistributions by forming the strong dual of a space of test functions (such as the compactly supported smooth functions onRn{\displaystyle \mathbb {R} ^{n}}). In an alternative construction of such spaces, one can take the weak dual of a space of test functions inside a Hilbert space such asL2. Thus one is led to consider the idea of arigged Hilbert space.

Weak topology induced by the algebraic dual

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Suppose thatX is a vector space andX# is thealgebraic dual space ofX (i.e. the vector space of all linear functionals onX). IfX is endowed with the weak topology induced byX# then the continuous dual space ofX isX#, every bounded subset ofX is contained in a finite-dimensional vector subspace ofX, every vector subspace ofX is closed and has atopological complement.[4]

Operator topologies

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IfX andY are topological vector spaces, the spaceL(X,Y) ofcontinuous linear operatorsf :X → Y may carry a variety of different possible topologies. The naming of such topologies depends on the kind of topology one is using on the target spaceY to define operator convergence (Yosida 1980, IV.7 Topologies of linear maps). There are, in general, a vast array of possibleoperator topologies onL(X,Y), whose naming is not entirely intuitive.

For example, thestrong operator topology onL(X,Y) is the topology ofpointwise convergence. For instance, ifY is a normed space, then this topology is defined by the seminorms indexed byxX:

ff(x)Y.{\displaystyle f\mapsto \|f(x)\|_{Y}.}

More generally, if a family of seminormsQ defines the topology onY, then the seminormspq,x onL(X,Y) defining the strong topology are given by

pq,x:fq(f(x)),{\displaystyle p_{q,x}:f\mapsto q(f(x)),}

indexed byqQ andxX.

In particular, see theweak operator topology andweak* operator topology.

See also

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References

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  1. ^abcdefghijklmNarici & Beckenstein 2011, pp. 225–273.
  2. ^Folland 1999, pp. 170.
  3. ^Proposition 2.6.12, p. 226 inMegginson, Robert E. (1998),An introduction to Banach space theory, Graduate Texts in Mathematics, vol. 183, New York: Springer-Verlag, pp. xx+596,ISBN 0-387-98431-3.
  4. ^Trèves 2006, pp. 36, 201.

Bibliography

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