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Smooth morphism

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Inalgebraic geometry, amorphismf:XS{\displaystyle f:X\to S} betweenschemes is said to besmooth if

(iii) means that each geometric fiber off is anonsingular variety (if it isseparated). Thus, intuitively speaking, a smooth morphism gives a flat family of nonsingular varieties.

IfS is thespectrum of analgebraically closedfield andf isof finite type, then one recovers the definition of a nonsingular variety.

A singular variety is called smoothable if it can be put in a flat family so that the nearby fibers are all smooth. Such a family is called a smoothning of the variety.

Equivalent definitions

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There are many equivalent definitions of a smooth morphism. Letf:XS{\displaystyle f:X\to S} be locally of finite presentation. Then the following are equivalent.

  1. f is smooth.
  2. f is formally smooth (see below).
  3. f is flat and thesheaf of relative differentialsΩX/S{\displaystyle \Omega _{X/S}} is locally free of rank equal to therelative dimension ofX/S{\displaystyle X/S}.
  4. For anyxX{\displaystyle x\in X}, there exists a neighborhoodSpecB{\displaystyle \operatorname {Spec} B} of x and a neighborhoodSpecA{\displaystyle \operatorname {Spec} A} off(x){\displaystyle f(x)} such thatB=A[t1,,tn]/(P1,,Pm){\displaystyle B=A[t_{1},\dots ,t_{n}]/(P_{1},\dots ,P_{m})} and the ideal generated by them-by-m minors of(Pi/tj){\displaystyle (\partial P_{i}/\partial t_{j})} isB.
  5. Locally,f factors intoXgASnS{\displaystyle X{\overset {g}{\to }}\mathbb {A} _{S}^{n}\to S} whereg isétale.

A morphism of finite type is étale if and only if it is smooth andquasi-finite.

A smooth morphism is stable under base change and composition.

A smooth morphism is universallylocally acyclic.

Examples

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Smooth morphisms are supposed to geometrically correspond to smoothsubmersions indifferential geometry; that is, they are smooth locally trivial fibrations over some base space (byEhresmann's theorem).

Smooth morphism to a point

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Letf{\displaystyle f} be the morphism of schemes

SpecC(C[x,y](f=y2x3x1))Spec(C){\displaystyle \operatorname {Spec} _{\mathbb {C} }\left({\frac {\mathbb {C} [x,y]}{(f=y^{2}-x^{3}-x-1)}}\right)\to \operatorname {Spec} (\mathbb {C} )}

It is smooth because of the Jacobian condition: theJacobian matrix

[3x21,y]{\displaystyle [3x^{2}-1,y]}

vanishes at the points(1/3,0),(1/3,0){\displaystyle (1/{\sqrt {3}},0),(-1/{\sqrt {3}},0)} which has an empty intersection with the polynomial, since

f(1/3,0)=113133f(1/3,0)=13+1331{\displaystyle {\begin{aligned}f(1/{\sqrt {3}},0)&=1-{\frac {1}{\sqrt {3}}}-{\frac {1}{3{\sqrt {3}}}}\\f(-1/{\sqrt {3}},0)&={\frac {1}{\sqrt {3}}}+{\frac {1}{3{\sqrt {3}}}}-1\end{aligned}}}

which are both non-zero.

Trivial fibrations

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Given asmooth schemeY{\displaystyle Y} the projection morphism

Y×XX{\displaystyle Y\times X\to X}

is smooth.

Vector bundles

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Everyvector bundleEX{\displaystyle E\to X} over a scheme is a smooth morphism. For example, it can be shown that the associated vector bundle ofO(k){\displaystyle {\mathcal {O}}(k)} overPn{\displaystyle \mathbb {P} ^{n}} is the weighted projective space minus a point

O(k)=P(1,,1,k){[0::0:1]}Pn{\displaystyle O(k)=\mathbb {P} (1,\ldots ,1,k)-\{[0:\cdots :0:1]\}\to \mathbb {P} ^{n}}

sending

[x0::xn:xn+1][x0::xn]{\displaystyle [x_{0}:\cdots :x_{n}:x_{n+1}]\to [x_{0}:\cdots :x_{n}]}

Notice that the direct sum bundlesO(k)O(l){\displaystyle O(k)\oplus O(l)} can be constructed using the fiber product

O(k)O(l)=O(k)×XO(l){\displaystyle O(k)\oplus O(l)=O(k)\times _{X}O(l)}

Separable field extensions

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Recall that afield extensionKL{\displaystyle K\to L} is calledseparable iff given a presentation

L=K[x](f(x)){\displaystyle L={\frac {K[x]}{(f(x))}}}

we have thatgcd(f(x),f(x))=1{\displaystyle gcd(f(x),f'(x))=1}. We can reinterpret this definition in terms ofKähler differentials as follows: the field extension is separable iff

ΩL/K=0.{\displaystyle \Omega _{L/K}=0.}

Notice that this includes everyperfect field:finite fields and fields ofcharacteristic 0.

Non-examples

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Singular varieties

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If we considerSpec{\displaystyle \operatorname {Spec} } of the underlying algebraR{\displaystyle R} for a projective varietyX{\displaystyle X}, called the affine cone ofX{\displaystyle X}, then the point at the origin is always singular. For example, consider theaffine cone of a quintic3{\displaystyle 3}-fold given by

x05+x15+x25+x35+x45{\displaystyle x_{0}^{5}+x_{1}^{5}+x_{2}^{5}+x_{3}^{5}+x_{4}^{5}}

Then the Jacobian matrix is given by

[5x045x145x245x345x44]{\displaystyle {\begin{bmatrix}5x_{0}^{4}&5x_{1}^{4}&5x_{2}^{4}&5x_{3}^{4}&5x_{4}^{4}\end{bmatrix}}}

which vanishes at the origin, hence the cone is singular. Affine hypersurfaces like these are popular insingularity theory because of their relatively simple algebra but rich underlying structures.

Another example of a singular variety is theprojective cone of a smooth variety: given a smooth projective varietyXPn{\displaystyle X\subset \mathbb {P} ^{n}} its projective cone is the union of all lines inPn+1{\displaystyle \mathbb {P} ^{n+1}} intersectingX{\displaystyle X}. For example, the projective cone of the points

Proj(C[x,y](x4+y4)){\displaystyle {\text{Proj}}\left({\frac {\mathbb {C} [x,y]}{(x^{4}+y^{4})}}\right)}

is the scheme

Proj(C[x,y,z](x4+y4)){\displaystyle {\text{Proj}}\left({\frac {\mathbb {C} [x,y,z]}{(x^{4}+y^{4})}}\right)}

If we look in thez0{\displaystyle z\neq 0} chart this is the scheme

Spec(C[X,Y](X4+Y4)){\displaystyle \operatorname {Spec} \left({\frac {\mathbb {C} [X,Y]}{(X^{4}+Y^{4})}}\right)}

and project it down to the affine lineAY1{\displaystyle \mathbb {A} _{Y}^{1}}, this is a family of four points degenerating at the origin. The non-singularity of this scheme can also be checked using the Jacobian condition.

Degenerating families

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Consider the flat family

Spec(C[t,x,y](xyt))At1{\displaystyle \operatorname {Spec} \left({\frac {\mathbb {C} [t,x,y]}{(xy-t)}}\right)\to \mathbb {A} _{t}^{1}}

Then the fibers are all smooth except for the point at the origin. Since smoothness is stable under base-change, this family is not smooth.

Non-separable field extensions

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For example, the fieldFp(tp)Fp(t){\displaystyle \mathbb {F} _{p}(t^{p})\to \mathbb {F} _{p}(t)} is non-separable, hence the associated morphism of schemes is not smooth. If we look at the minimal polynomial of the field extension,

f(x)=xptp{\displaystyle f(x)=x^{p}-t^{p}}

thendf=0{\displaystyle df=0}, hence the Kähler differentials will be non-zero.

Formally smooth morphism

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See also:Formally smooth map andGeometrically regular ring

One can define smoothness without reference to geometry. We say that anS-schemeX isformally smooth if for any affineS-schemeT and a subschemeT0{\displaystyle T_{0}} ofT given by anilpotent ideal,X(T)X(T0){\displaystyle X(T)\to X(T_{0})} is surjective where we wroteX(T)=HomS(T,X){\displaystyle X(T)=\operatorname {Hom} _{S}(T,X)}. Then a morphism locally of finite presentation is smooth if and only if it is formally smooth.

In the definition of "formally smooth", if we replace surjective by "bijective" (resp. "injective"), then we get the definition offormally étale (resp.formally unramified).

Smooth base change

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LetS be a scheme andchar(S){\displaystyle \operatorname {char} (S)} denote the image of the structure mapSSpecZ{\displaystyle S\to \operatorname {Spec} \mathbb {Z} }. Thesmooth base change theorem states the following: letf:XS{\displaystyle f:X\to S} be aquasi-compact morphism,g:SS{\displaystyle g:S'\to S} a smooth morphism andF{\displaystyle {\mathcal {F}}} atorsion sheaf onXet{\displaystyle X_{\text{et}}}. If for every0p{\displaystyle 0\neq p} inchar(S){\displaystyle \operatorname {char} (S)},p:FF{\displaystyle p:{\mathcal {F}}\to {\mathcal {F}}} is injective, then thebase change morphismg(RifF)Rif(gF){\displaystyle g^{*}(R^{i}f_{*}{\mathcal {F}})\to R^{i}f'_{*}(g'^{*}{\mathcal {F}})} is an isomorphism.

See also

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References

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