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Semiorder

From Wikipedia, the free encyclopedia
Numerical ordering with a margin of error
TheHasse diagram of a semiorder. Two items are comparable when their vertical coordinates differ by at least one unit (the spacing between solid blue lines).

Inorder theory, a branch of mathematics, asemiorder is a type of ordering for items with numerical scores, where items with widely differing scores are compared by their scores and where scores within a givenmargin of error are deemedincomparable. Semiorders were introduced and applied inmathematical psychology byDuncan Luce (1956) as a model of human preference. They generalizestrict weak orderings, in which items with equal scores may be tied but there is no margin of error. They are a special case ofpartial orders and ofinterval orders, and can be characterized among the partial orders by additionalaxioms, or by two forbidden four-item suborders.

Utility theory

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The original motivation for introducing semiorders was to model human preferences without assuming that incomparability is atransitive relation. For instance, suppose thatx{\displaystyle x},y{\displaystyle y}, andz{\displaystyle z} represent three quantities of the same material, and thatx{\displaystyle x} is larger thanz{\displaystyle z} by the smallest amount that is perceptible as a difference, whiley{\displaystyle y} is halfway between the two of them. Then, a person who desires more of the material would preferx{\displaystyle x} toz{\displaystyle z}, but would not have a preference between the other two pairs. In this example,x{\displaystyle x} andy{\displaystyle y} are incomparable in the preference ordering, as arey{\displaystyle y} andz{\displaystyle z}, butx{\displaystyle x} andz{\displaystyle z} are comparable, so incomparability does not obey the transitive law.[1]

To model this mathematically, suppose that objects are given numericalutility values, by lettingu{\displaystyle u} be anyutility function that maps the objects to be compared (a setX{\displaystyle X}) toreal numbers. Set a numerical threshold (which may be normalized to 1) such that utilities within that threshold of each other are declared incomparable, and define a binary relation<{\displaystyle <} on the objects, by settingx<y{\displaystyle x<y} wheneveru(x)u(y)1{\displaystyle u(x)\leq u(y)-1}. Then(X,<){\displaystyle (X,<)} forms a semiorder.[2]If, instead, objects are declared comparable whenever their utilities differ, the result would be astrict weak ordering, for which incomparability of objects (based on equality of numbers) would be transitive.[1]

Axiomatics

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Two mutually incomparable two-point linear orders
Forbidden: two mutually incomparable two-pointlinear orders
A three-point linear order, with a fourth incomparable point
Forbidden: three linearly ordered points and a fourth incomparable point

A semiorder, defined from a utility function as above, is apartially ordered set with the following two properties:[3]

Conversely, every finite partial order that avoids the two forbidden four-point orderings described above can be given utility values making it into a semiorder.[4] Therefore, rather than being a consequence of a definition in terms of utility, these forbidden orderings, or equivalent systems ofaxioms, can be taken as a combinatorial definition of semiorders.[5] If a semiorder onn{\displaystyle n} elements is given only in terms of the order relation between its pairs of elements, obeying these axioms, then it is possible to construct a utility function that represents the order in timeO(n2){\displaystyle O(n^{2})}, where theO{\displaystyle O} is an instance ofbig O notation.[6]

For orderings on infinite sets of elements, the orderings that can be defined by utility functions and the orderings that can be defined by forbidden four-point orders differ from each other. For instance, if a semiorder(X,<){\displaystyle (X,<)} (as defined by forbidden orders) includes anuncountabletotally ordered subset then there do not exist sufficiently many sufficiently well-spaced real-numbers for it to be representable by a utility function.Fishburn (1973) supplies a precise characterization of the semiorders that may be defined numerically.[7]

Relation to other kinds of order

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Partial orders

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One may define apartial order(X,){\displaystyle (X,\leq )} from a semiorder(X,<){\displaystyle (X,<)} by declaring thatxy{\displaystyle x\leq y} whenever eitherx<y{\displaystyle x<y} orx=y{\displaystyle x=y}. Of the axioms that a partial order is required to obey, reflexivity (xx{\displaystyle x\leq x}) follows automatically from this definition. Antisymmetry (ifxy{\displaystyle x\leq y} andyx{\displaystyle y\leq x} thenx=y{\displaystyle x=y}) follows from the first semiorder axiom. Transitivity (ifxy{\displaystyle x\leq y} andyz{\displaystyle y\leq z} thenxz{\displaystyle x\leq z}) follows from the second semiorder axiom. Therefore, the binary relation(X,){\displaystyle (X,\leq )} defined in this way meets the three requirements of a partial order that it be reflexive, antisymmetric, and transitive.

Conversely, suppose that(X,){\displaystyle (X,\leq )} is a partial order that has been constructed in this way from a semiorder. Then the semiorder may be recovered by declaring thatx<y{\displaystyle x<y} wheneverxy{\displaystyle x\leq y} andxy{\displaystyle x\neq y}. Not every partial order leads to a semiorder in this way, however: The first of the semiorder axioms listed above follows automatically from the axioms defining a partial order, but the others do not. A partial order that includes four elements forming two two-element chains would lead to a relation(X,<){\displaystyle (X,<)} that violates the second semiorder axiom,and a partial order that includes four elements forming a three-element chain and an unrelated item would violate the third semiorder axiom (cf. pictures in section#Axiomatics).

Weak orders

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Every strict weak ordering < is also a semi-order. More particularly, transitivity of < and transitivity of incomparability with respect to < together imply the above axiom 2, while transitivity of incomparability alone implies axiom 3. The semiorder shown in the top image is not a strict weak ordering, since the rightmost vertex is incomparable to its two closest left neighbors, but they are comparable.

Interval orders

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The semiorder defined from a utility functionu{\displaystyle u} may equivalently be defined as theinterval order defined by the intervals[u(x),u(x)+1]{\displaystyle [u(x),u(x)+1]},[8] so every semiorder is an example of an interval order.A relation is a semiorder if, and only if, it can be obtained as aninterval order of unit length intervals(i,i+1){\displaystyle (\ell _{i},\ell _{i}+1)}.

Quasitransitive relations

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According toAmartya K. Sen,[9] semi-orders were examined byDean T. Jamison andLawrence J. Lau[10] and found to be a special case ofquasitransitive relations. In fact, every semiorder is quasitransitive,[11] and quasitransitivity is invariant to adding all pairs of incomparable items.[12] Removing all non-vertical red lines from the topmost image results in a Hasse diagram for a relation that is still quasitransitive, but violates both axiom 2 and 3; this relation might no longer be useful as a preference ordering.

Combinatorial enumeration

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The number of distinct semiorders onn{\displaystyle n} unlabeled items is given by theCatalan numbers[13]1n+1(2nn),{\displaystyle {\frac {1}{n+1}}{\binom {2n}{n}},}while the number of semiorders onn{\displaystyle n} labeled items is given by the sequence[14]

1, 1, 3, 19, 183, 2371, 38703, 763099, 17648823, ... (sequenceA006531 in theOEIS)

Other results

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Any finite semiorder hasorder dimension at most three.[15]

Among all partial orders with a fixed number of elements and a fixed number of comparable pairs, the partial orders that have the largest number oflinear extensions are semiorders.[16]

Semiorders are known to obey the1/3–2/3 conjecture: in any finite semiorder that is not a total order, there exists a pair of elementsx{\displaystyle x} andy{\displaystyle y} such thatx{\displaystyle x} appears earlier thany{\displaystyle y} in between 1/3 and 2/3 of the linear extensions of the semiorder.[3]

The set of semiorders on ann{\displaystyle n}-element set iswell-graded: if two semiorders on the same set differ from each other by the addition or removal ofk{\displaystyle k} order relations, then it is possible to find a path ofk{\displaystyle k} steps from the first semiorder to the second one, in such a way that each step of the path adds or removes a single order relation and each intermediate state in the path is itself a semiorder.[17]

Theincomparability graphs of semiorders are calledindifference graphs, and are a special case of theinterval graphs.[18]

Notes

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  1. ^abLuce (1956), p. 179.
  2. ^Luce (1956), Theorem 3 describes a more general situation in which the threshold for comparability between two utilities is a function of the utility rather than being identically 1; however, this does not lead to a different class of orderings.
  3. ^abcdBrightwell (1989).
  4. ^This result is typically credited toScott & Suppes (1958); see, e.g.,Rabinovitch (1977).
  5. ^Luce (1956, p. 181) used four axioms, the first two of which combineasymmetry and the definition of incomparability, while each of the remaining two is equivalent to one of the above prohibition properties.
  6. ^Avery (1992).
  7. ^Fishburn (1973).
  8. ^Fishburn (1970).
  9. ^Sen (1971, Section 10, p. 314) Since Luce modelled indifference betweenx andy as "neitherxRy noryRx", while Sen modelled it as "bothxRy andyRx", Sen's remark on p.314 is likely to mean the latter property.
  10. ^Jamison & Lau (1970).
  11. ^since it is transitive
  12. ^more general, to addingany symmetric relation
  13. ^Dean & Keller (1968);Kim & Roush (1978)
  14. ^Chandon, Lemaire & Pouget (1978).
  15. ^Rabinovitch (1978).
  16. ^Fishburn & Trotter (1992).
  17. ^Doignon & Falmagne (1997).
  18. ^Roberts (1969).

References

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Further reading

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  • Pirlot, M.; Vincke, Ph. (1997),Semiorders: Properties, representations, applications, Theory and Decision Library. Series B: Mathematical and Statistical Methods, vol. 36, Dordrecht: Kluwer Academic Publishers Group,ISBN 0-7923-4617-3,MR 1472236.
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