Inmathematics,smooth functions (also called infinitelydifferentiable functions) andanalytic functions are two very important types offunctions. One can easily prove that any analytic function of arealargument is smooth. Theconverse is not true, as demonstrated with thecounterexample below.
One of the most important applications of smooth functions withcompact support is the construction of so-calledmollifiers, which are important in theories ofgeneralized functions, such asLaurent Schwartz's theory ofdistributions.
The existence of smooth but non-analytic functions represents one of the main differences betweendifferential geometry andanalytic geometry. In terms ofsheaf theory, this difference can be stated as follows: the sheaf of differentiable functions on adifferentiable manifold isfine, in contrast with the analytic case.
The functions below are generally used to build uppartitions of unity on differentiable manifolds.
Consider the function
defined for everyreal numberx.
The functionf hascontinuousderivatives of all orders at every pointx of thereal line. The formula for these derivatives is
wherepn(x) is apolynomial ofdegreen − 1 givenrecursively byp1(x) = 1 and
for any positiveintegern. From this formula, it is not completely clear that the derivatives are continuous at 0; this follows from theone-sided limit
for anynonnegative integerm.
Detailed proof of smoothness |
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By thepower series representation of the exponential function, we have for everynatural number (including zero) because all the positive terms for are added. Therefore, dividing this inequality by and taking thelimit from above, We now prove the formula for thenth derivative off bymathematical induction. Using thechain rule, thereciprocal rule, and the fact that the derivative of the exponential function is again the exponential function, we see that the formula is correct for the first derivative off for allx > 0 and thatp1(x) is a polynomial of degree 0. Of course, the derivative off is zero forx < 0.It remains to show that the right-hand side derivative off atx = 0 is zero. Using the above limit, we see that The induction step fromn ton + 1 is similar. Forx > 0 we get for the derivative wherepn+1(x) is a polynomial of degreen = (n + 1) − 1. Of course, the (n + 1)st derivative off is zero forx < 0. For the right-hand side derivative off (n) atx = 0 we obtain with the above limit |
As seen earlier, the functionf is smooth, and all its derivatives at theorigin are 0. Therefore, theTaylor series off at the origin converges everywhere to thezero function,
and so the Taylor series does not equalf(x) forx > 0. Consequently,f is notanalytic at the origin.
The function
has a strictly positive denominator everywhere on the real line, henceg is also smooth. Furthermore,g(x) = 0 forx ≤ 0 andg(x) = 1 forx ≥ 1, hence it provides a smooth transition from the level 0 to the level 1 in theunit interval [0, 1]. To have the smooth transition in the real interval [a,b] witha < b, consider the function
For real numbersa <b <c <d, the smooth function
equals 1 on the closed interval [b,c] and vanishes outside the open interval (a,d), hence it can serve as abump function.
A morepathological example is an infinitely differentiable function which is not analyticat any point. It can be constructed by means of aFourier series as follows. Define for all
Since the series converges for all, this function is easily seen to be of class C∞, by a standard inductive application of theWeierstrass M-test to demonstrateuniform convergence of each series of derivatives.
We now show that is not analytic at anydyadic rational multiple of π, that is, at any with and. Since the sum of the first terms is analytic, we need only consider, the sum of the terms with. For all orders of derivation with, and we have
where we used the fact that for all, and we bounded the first sum from below by the term with. As a consequence, at any such
so that theradius of convergence of theTaylor series of at is 0 by theCauchy-Hadamard formula. Since the set of analyticity of a function is an open set, and since dyadic rationals aredense, we conclude that, and hence, is nowhere analytic in.
For every sequence α0, α1, α2, . . . of real orcomplex numbers, the following construction shows the existence of a smooth functionF on the real line which has these numbers as derivatives at the origin.[1] In particular, every sequence of numbers can appear as the coefficients of theTaylor series of a smooth function. This result is known asBorel's lemma, afterÉmile Borel.
With the smooth transition functiong as above, define
This functionh is also smooth; it equals 1 on the closed interval [−1,1] and vanishes outside the open interval (−2,2). Usingh, define for every natural numbern (including zero) the smooth function
which agrees with themonomialxn on [−1,1] and vanishes outside the interval (−2,2). Hence, thek-th derivative ofψn at the origin satisfies
and theboundedness theorem implies thatψn and every derivative ofψn is bounded. Therefore, the constants
involving thesupremum norm ofψn and its firstn derivatives, are well-defined real numbers. Define the scaled functions
By repeated application of thechain rule,
and, using the previous result for thek-th derivative ofψn at zero,
It remains to show that the function
is well defined and can be differentiated term-by-term infinitely many times.[2] To this end, observe that for everyk
where the remaining infinite series converges by theratio test.
For every radiusr > 0,
withEuclidean norm ||x|| defines a smooth function onn-dimensionalEuclidean space withsupport in theball of radiusr, but.
This pathology cannot occur with differentiablefunctions of a complex variable rather than of a real variable. Indeed, allholomorphic functions are analytic, so that the failure of the functionf defined in this article to be analytic in spite of its being infinitely differentiable is an indication of one of the most dramatic differences between real-variable and complex-variable analysis.
Note that although the functionf has derivatives of all orders over the real line, theanalytic continuation off from the positive half-linex > 0 to thecomplex plane, that is, the function
has anessential singularity at the origin, and hence is not even continuous, much less analytic. By thegreat Picard theorem, it attains every complex value (with the exception of zero) infinitely many times in every neighbourhood of the origin.