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Engel expansion

From Wikipedia, the free encyclopedia

TheEngel expansion of apositive real numberx is the uniquenon-decreasingsequence of positiveintegers(a1,a2,a3,){\displaystyle (a_{1},a_{2},a_{3},\dots )} such that

x=1a1+1a1a2+1a1a2a3+=1a1(1+1a2(1+1a3(1+))){\displaystyle x={\frac {1}{a_{1}}}+{\frac {1}{a_{1}a_{2}}}+{\frac {1}{a_{1}a_{2}a_{3}}}+\cdots ={\frac {1}{a_{1}}}\!\left(1+{\frac {1}{a_{2}}}\!\left(1+{\frac {1}{a_{3}}}\left(1+\cdots \right)\right)\right)}

For instance,Euler's numbere has the Engel expansion[1]

1, 1, 2, 3, 4, 5, 6, 7, 8, ...

corresponding to theinfinite series

e=11+11+112+1123+11234+{\displaystyle e={\frac {1}{1}}+{\frac {1}{1}}+{\frac {1}{1\cdot 2}}+{\frac {1}{1\cdot 2\cdot 3}}+{\frac {1}{1\cdot 2\cdot 3\cdot 4}}+\cdots }

Rational numbers have a finite Engel expansion, whileirrational numbers have an infinite Engel expansion. Ifx is rational, its Engel expansion provides a representation ofx as anEgyptian fraction. Engel expansions are named afterFriedrich Engel, who studied them in 1913.

An expansion analogous to anEngel expansion, in which alternating terms are negative, is called a Pierce expansion.

Engel expansions, continued fractions, and Fibonacci

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Kraaikamp & Wu (2004) observe that an Engel expansion can also be written as an ascending variant of acontinued fraction:

x=1+1+1+a3a2a1.{\displaystyle x={\cfrac {1+{\cfrac {1+{\cfrac {1+\cdots }{a_{3}}}}{a_{2}}}}{a_{1}}}.}

They claim that ascending continued fractions such as this have been studied as early asFibonacci'sLiber Abaci (1202). This claim appears to refer to Fibonacci's compound fraction notation in which a sequence of numerators and denominators sharing the same fraction bar represents an ascending continued fraction:

a b c de f g h=d+c+b+aefgh.{\displaystyle {\frac {a\ b\ c\ d}{e\ f\ g\ h}}={\dfrac {d+{\cfrac {c+{\cfrac {b+{\cfrac {a}{e}}}{f}}}{g}}}{h}}.}

If such a notation has all numerators 0 or 1, as occurs in several instances inLiber Abaci, the result is an Engel expansion. However, Engel expansion as a general technique does not seem to be described by Fibonacci.

Algorithm for computing Engel expansions

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To find the Engel expansion ofx, let

u1=x,{\displaystyle u_{1}=x,}
ak=1uk,{\displaystyle a_{k}=\left\lceil {\frac {1}{u_{k}}}\right\rceil \!,}

and

uk+1=ukak1{\displaystyle u_{k+1}=u_{k}a_{k}-1}

wherer{\displaystyle \left\lceil r\right\rceil } is theceiling function (the smallest integer not less thanr).

Ifui=0{\displaystyle u_{i}=0} for anyi, halt the algorithm.

Iterated functions for computing Engel expansions

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Another equivalent method is to consider themap[2]

g(x)=x(1+x1)1{\displaystyle g(x)=x\!\left(1+\left\lfloor x^{-1}\right\rfloor \right)-1}

and set

uk=1+1g(n1)(x){\displaystyle u_{k}=1+\left\lfloor {\frac {1}{g^{(n-1)}(x)}}\right\rfloor }

where

g(n)(x)=g(g(n1)(x)){\displaystyle g^{(n)}(x)=g(g^{(n-1)}(x))} andg(0)(x)=x.{\displaystyle g^{(0)}(x)=x.}

Yet another equivalent method, called the modified Engel expansion calculated by

h(x)=1xg(x)=1x(x1x+x1){\displaystyle h(x)=\left\lfloor {\frac {1}{x}}\right\rfloor g(x)=\left\lfloor {\frac {1}{x}}\right\rfloor \!\left(x\left\lfloor {\frac {1}{x}}\right\rfloor +x-1\right)}

and

uk={1+1xn=11h(k2)(x)(1+1h(k1)(x))n2{\displaystyle u_{k}={\begin{cases}1+\left\lfloor {\frac {1}{x}}\right\rfloor &n=1\\\left\lfloor {\frac {1}{h^{(k-2)}(x)}}\right\rfloor \!\left(1+\left\lfloor {\frac {1}{h^{(k-1)}(x)}}\right\rfloor \right)&n\geq 2\end{cases}}}

The transfer operator of the Engel map

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The Frobenius–Perrontransfer operator of the Engel mapg(x){\displaystyle g(x)} acts on functionsf(x){\displaystyle f(x)} with

[Lgf](x)=y:g(y)=xf(y)|ddzg(z)|z=y=n=1f(x+1n+1)n+1{\displaystyle [{\mathcal {L}}_{g}f](x)=\sum _{y:g(y)=x}{\frac {f(y)}{\left|{\frac {d}{dz}}g(z)\right|_{z=y}}}=\sum _{n=1}^{\infty }{\frac {f\left({\frac {x+1}{n+1}}\right)}{n+1}}}

since

ddx[x(n+1)1]=n+1{\displaystyle {\frac {d}{dx}}[x(n+1)-1]=n+1} and the inverse of then-th component isx+1n+1{\displaystyle {\frac {x+1}{n+1}}} which is found by solvingx(n+1)1=y{\displaystyle x(n+1)-1=y} forx{\displaystyle x}.

Relation to the Riemannζ function

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TheMellin transform of the mapg(x){\displaystyle g(x)} is related to theRiemann zeta function by the formula

01g(x)xs1dx=n=11n+11n(x(n+1)1)xs1dx=n=1ns(s1)+(n+1)s1(n2+2n+1)+ns1sn1s(s+1)s(n+1)=ζ(s+1)s+11s(s+1).{\displaystyle {\begin{aligned}\int _{0}^{1}g(x)x^{s-1}\,dx&=\sum _{n=1}^{\infty }\int _{\frac {1}{n+1}}^{\frac {1}{n}}(x(n+1)-1)x^{s-1}\,dx\\[5pt]&=\sum _{n=1}^{\infty }{\frac {n^{-s}(s-1)+(n+1)^{-s-1}(n^{2}+2n+1)+n^{-s-1}s-n^{1-s}}{(s+1)s(n+1)}}\\[5pt]&={\frac {\zeta (s+1)}{s+1}}-{\frac {1}{s(s+1)}}\end{aligned}}.}

Example

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To find the Engel expansion of 1.175, we perform the following steps.

u1=1.175,a1=11.175=1;{\displaystyle u_{1}=1.175,a_{1}=\left\lceil {\frac {1}{1.175}}\right\rceil =1;}
u2=u1a11=1.17511=0.175,a2=10.175=6{\displaystyle u_{2}=u_{1}a_{1}-1=1.175\cdot 1-1=0.175,a_{2}=\left\lceil {\frac {1}{0.175}}\right\rceil =6}
u3=u2a21=0.17561=0.05,a3=10.05=20{\displaystyle u_{3}=u_{2}a_{2}-1=0.175\cdot 6-1=0.05,a_{3}=\left\lceil {\frac {1}{0.05}}\right\rceil =20}
u4=u3a31=0.05201=0{\displaystyle u_{4}=u_{3}a_{3}-1=0.05\cdot 20-1=0}

The series ends here. Thus,

1.175=11+116+11620{\displaystyle 1.175={\frac {1}{1}}+{\frac {1}{1\cdot 6}}+{\frac {1}{1\cdot 6\cdot 20}}}

and the Engel expansion of 1.175 is (1, 6, 20).

Engel expansions of rational numbers

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Every positive rational number has a unique finite Engel expansion. In the algorithm for Engel expansion, ifui is a rational numberx/y, thenui + 1 = (−y modx)/y. Therefore, at each step, the numerator in the remaining fractionui decreases and the process of constructing the Engel expansion must terminate in a finite number of steps. Every rational number also has a unique infinite Engel expansion: using the identity

1n=r=11(n+1)r.{\displaystyle {\frac {1}{n}}=\sum _{r=1}^{\infty }{\frac {1}{(n+1)^{r}}}.}

the final digitn in a finite Engel expansion can be replaced by an infinite sequence of (n + 1)s without changing its value. For example,

1.175=(1,6,20)=(1,6,21,21,21,).{\displaystyle 1.175=(1,6,20)=(1,6,21,21,21,\dots ).}

This is analogous to the fact that any rational number with a finitedecimal representation also has an infinite decimal representation (see0.999...).An infinite Engel expansion in which all terms are equal is ageometric series.

Erdős,Rényi, and Szüsz asked for nontrivial bounds on the length of the finite Engel expansion of a rational numberx/y ; this question was answered by Erdős andShallit, whoproved that the number of terms in the expansion is O(y1/3 + ε) for any ε > 0.[3]

The Engel expansion for arithmetic progressions

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Consider this sum:

k=11i=0k1(α+iβ)=1α+1α(α+β)+1α(α+β)(α+2β)+,{\displaystyle \sum _{k=1}^{\infty }{\frac {1}{\prod _{i=0}^{k-1}(\alpha +i\beta )}}={\frac {1}{\alpha }}+{\frac {1}{\alpha (\alpha +\beta )}}+{\frac {1}{\alpha (\alpha +\beta )(\alpha +2\beta )}}+\cdots ,}

whereα,βN{\displaystyle \alpha ,\beta \in \mathbb {N} } and0<αβ{\displaystyle 0<\alpha \leq \beta }. Thus, in general

(1β)1αβe1βγ(αβ,1β)={α,α(α+β),α(α+β)(α+2β),}{\displaystyle \left({\frac {1}{\beta }}\right)^{1-{\frac {\alpha }{\beta }}}e^{\frac {1}{\beta }}\gamma \left({\frac {\alpha }{\beta }},{\frac {1}{\beta }}\right)=\{{\alpha },\alpha (\alpha +\beta ),\alpha (\alpha +\beta )(\alpha +2\beta ),\dots \}\;},

whereγ{\displaystyle \gamma } represents the lowerIncomplete gamma function.

Specifically, ifα=β{\displaystyle \alpha =\beta },

e1/β1={1β,2β,3β,4β,5β,6β,}{\displaystyle e^{1/\beta }-1=\{1\beta ,2\beta ,3\beta ,4\beta ,5\beta ,6\beta ,\dots \}\;}.

Engel expansion for powers of q

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The Gauss identity of theq-analog can be written as:

n=111q2n11q2n1=n=01qn(n+1)2,qN.{\displaystyle \prod _{n=1}^{\infty }{\frac {1-{\frac {1}{q^{2n}}}}{1-{\frac {1}{q^{2n-1}}}}}=\sum _{n=0}^{\infty }{\frac {1}{q^{\frac {n(n+1)}{2}}}},\quad q\in \mathbb {N} .}

Using this identity, we can express the Engel expansion for powers ofq{\displaystyle q} as follows:

n=1(11qn)(1)n=n=01i=1nqi.{\displaystyle \prod _{n=1}^{\infty }\left(1-{\frac {1}{q^{n}}}\right)^{(-1)^{n}}=\sum _{n=0}^{\infty }{\frac {1}{\prod _{i=1}^{n}q^{i}}}.}

Furthermore, this expression can be written in closed form as:

q1/8ϑ2(1q)2={1,q,q3,q6,q10,}{\displaystyle {\frac {q^{1/8}\vartheta _{2}\left({\frac {1}{\sqrt {q}}}\right)}{2}}=\{1,q,q^{3},q^{6},q^{10},\ldots \}}

whereϑ2{\displaystyle \vartheta _{2}} is the secondTheta function.

Engel expansions for some well-known constants

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π{\displaystyle \pi } = (1, 1, 1, 8, 8, 17, 19, 300, 1991, 2492, ...) (sequenceA006784 in theOEIS)
2{\displaystyle {\sqrt {2}}} = (1, 3, 5, 5, 16, 18, 78, 102, 120, 144, ...) (sequenceA028254 in theOEIS)
e{\displaystyle e} = (1, 1, 2, 3, 4, 5, 6, 7, 8, 9, 10, 11, 12, 13, ...) (sequenceA028310 in theOEIS)

More Engel expansions for constants can be foundhere.

Growth rate of the expansion terms

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Thecoefficientsai of the Engel expansion typically exhibitexponential growth; more precisely, foralmost all numbers in theinterval (0,1], thelimitlimnan1/n{\displaystyle \lim _{n\to \infty }a_{n}^{1/n}} exists and is equal toe. However, thesubset of the interval for which this is not the case is still large enough that itsHausdorff dimension is one.[4]

The same typical growth rate applies to the terms in expansion generated by thegreedy algorithm for Egyptian fractions. However, the set of real numbers in the interval (0,1] whose Engel expansions coincide with their greedy expansions has measure zero, and Hausdorff dimension 1/2.[5]

See also

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Notes

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  1. ^Sloane, N. J. A. (ed.)."Sequence A028310".TheOn-Line Encyclopedia of Integer Sequences. OEIS Foundation.
  2. ^Sloane, N. J. A. (ed.)."Sequence A220335".TheOn-Line Encyclopedia of Integer Sequences. OEIS Foundation.
  3. ^Erdős, Rényi & Szüsz (1958);Erdős & Shallit (1991).
  4. ^Wu (2000). Wu credits the result that the limit is almost alwayse toJanos Galambos.
  5. ^Wu (2003).

References

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External links

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