TheEngel expansion of apositive real number x is the uniquenon-decreasing sequence of positiveintegers ( a 1 , a 2 , a 3 , … ) {\displaystyle (a_{1},a_{2},a_{3},\dots )} such that
x = 1 a 1 + 1 a 1 a 2 + 1 a 1 a 2 a 3 + ⋯ = 1 a 1 ( 1 + 1 a 2 ( 1 + 1 a 3 ( 1 + ⋯ ) ) ) {\displaystyle x={\frac {1}{a_{1}}}+{\frac {1}{a_{1}a_{2}}}+{\frac {1}{a_{1}a_{2}a_{3}}}+\cdots ={\frac {1}{a_{1}}}\!\left(1+{\frac {1}{a_{2}}}\!\left(1+{\frac {1}{a_{3}}}\left(1+\cdots \right)\right)\right)} For instance,Euler's numbere has the Engel expansion[ 1]
1, 1, 2, 3, 4, 5, 6, 7, 8, ... corresponding to theinfinite series
e = 1 1 + 1 1 + 1 1 ⋅ 2 + 1 1 ⋅ 2 ⋅ 3 + 1 1 ⋅ 2 ⋅ 3 ⋅ 4 + ⋯ {\displaystyle e={\frac {1}{1}}+{\frac {1}{1}}+{\frac {1}{1\cdot 2}}+{\frac {1}{1\cdot 2\cdot 3}}+{\frac {1}{1\cdot 2\cdot 3\cdot 4}}+\cdots } Rational numbers have a finite Engel expansion, whileirrational numbers have an infinite Engel expansion. Ifx is rational, its Engel expansion provides a representation ofx as anEgyptian fraction . Engel expansions are named afterFriedrich Engel , who studied them in 1913.
An expansion analogous to anEngel expansion , in which alternating terms are negative, is called a Pierce expansion.
Engel expansions, continued fractions, and Fibonacci[ edit ] Kraaikamp & Wu (2004) observe that an Engel expansion can also be written as an ascending variant of acontinued fraction :
x = 1 + 1 + 1 + ⋯ a 3 a 2 a 1 . {\displaystyle x={\cfrac {1+{\cfrac {1+{\cfrac {1+\cdots }{a_{3}}}}{a_{2}}}}{a_{1}}}.} They claim that ascending continued fractions such as this have been studied as early asFibonacci 'sLiber Abaci (1202). This claim appears to refer to Fibonacci's compound fraction notation in which a sequence of numerators and denominators sharing the same fraction bar represents an ascending continued fraction:
a b c d e f g h = d + c + b + a e f g h . {\displaystyle {\frac {a\ b\ c\ d}{e\ f\ g\ h}}={\dfrac {d+{\cfrac {c+{\cfrac {b+{\cfrac {a}{e}}}{f}}}{g}}}{h}}.} If such a notation has all numerators 0 or 1, as occurs in several instances inLiber Abaci , the result is an Engel expansion. However, Engel expansion as a general technique does not seem to be described by Fibonacci.
Algorithm for computing Engel expansions [ edit ] To find the Engel expansion ofx , let
u 1 = x , {\displaystyle u_{1}=x,} a k = ⌈ 1 u k ⌉ , {\displaystyle a_{k}=\left\lceil {\frac {1}{u_{k}}}\right\rceil \!,} and
u k + 1 = u k a k − 1 {\displaystyle u_{k+1}=u_{k}a_{k}-1} where⌈ r ⌉ {\displaystyle \left\lceil r\right\rceil } is theceiling function (the smallest integer not less thanr ).
Ifu i = 0 {\displaystyle u_{i}=0} for anyi , halt the algorithm.
Iterated functions for computing Engel expansions [ edit ] Another equivalent method is to consider themap [ 2]
g ( x ) = x ( 1 + ⌊ x − 1 ⌋ ) − 1 {\displaystyle g(x)=x\!\left(1+\left\lfloor x^{-1}\right\rfloor \right)-1} and set
u k = 1 + ⌊ 1 g ( n − 1 ) ( x ) ⌋ {\displaystyle u_{k}=1+\left\lfloor {\frac {1}{g^{(n-1)}(x)}}\right\rfloor } where
g ( n ) ( x ) = g ( g ( n − 1 ) ( x ) ) {\displaystyle g^{(n)}(x)=g(g^{(n-1)}(x))} andg ( 0 ) ( x ) = x . {\displaystyle g^{(0)}(x)=x.} Yet another equivalent method, called the modified Engel expansion calculated by
h ( x ) = ⌊ 1 x ⌋ g ( x ) = ⌊ 1 x ⌋ ( x ⌊ 1 x ⌋ + x − 1 ) {\displaystyle h(x)=\left\lfloor {\frac {1}{x}}\right\rfloor g(x)=\left\lfloor {\frac {1}{x}}\right\rfloor \!\left(x\left\lfloor {\frac {1}{x}}\right\rfloor +x-1\right)} and
u k = { 1 + ⌊ 1 x ⌋ n = 1 ⌊ 1 h ( k − 2 ) ( x ) ⌋ ( 1 + ⌊ 1 h ( k − 1 ) ( x ) ⌋ ) n ≥ 2 {\displaystyle u_{k}={\begin{cases}1+\left\lfloor {\frac {1}{x}}\right\rfloor &n=1\\\left\lfloor {\frac {1}{h^{(k-2)}(x)}}\right\rfloor \!\left(1+\left\lfloor {\frac {1}{h^{(k-1)}(x)}}\right\rfloor \right)&n\geq 2\end{cases}}} The transfer operator of the Engel map [ edit ] The Frobenius–Perrontransfer operator of the Engel mapg ( x ) {\displaystyle g(x)} acts on functionsf ( x ) {\displaystyle f(x)} with
[ L g f ] ( x ) = ∑ y : g ( y ) = x f ( y ) | d d z g ( z ) | z = y = ∑ n = 1 ∞ f ( x + 1 n + 1 ) n + 1 {\displaystyle [{\mathcal {L}}_{g}f](x)=\sum _{y:g(y)=x}{\frac {f(y)}{\left|{\frac {d}{dz}}g(z)\right|_{z=y}}}=\sum _{n=1}^{\infty }{\frac {f\left({\frac {x+1}{n+1}}\right)}{n+1}}} since
d d x [ x ( n + 1 ) − 1 ] = n + 1 {\displaystyle {\frac {d}{dx}}[x(n+1)-1]=n+1} and the inverse of then -th component isx + 1 n + 1 {\displaystyle {\frac {x+1}{n+1}}} which is found by solvingx ( n + 1 ) − 1 = y {\displaystyle x(n+1)-1=y} forx {\displaystyle x} . Relation to the Riemannζ function[ edit ] TheMellin transform of the mapg ( x ) {\displaystyle g(x)} is related to theRiemann zeta function by the formula
∫ 0 1 g ( x ) x s − 1 d x = ∑ n = 1 ∞ ∫ 1 n + 1 1 n ( x ( n + 1 ) − 1 ) x s − 1 d x = ∑ n = 1 ∞ n − s ( s − 1 ) + ( n + 1 ) − s − 1 ( n 2 + 2 n + 1 ) + n − s − 1 s − n 1 − s ( s + 1 ) s ( n + 1 ) = ζ ( s + 1 ) s + 1 − 1 s ( s + 1 ) . {\displaystyle {\begin{aligned}\int _{0}^{1}g(x)x^{s-1}\,dx&=\sum _{n=1}^{\infty }\int _{\frac {1}{n+1}}^{\frac {1}{n}}(x(n+1)-1)x^{s-1}\,dx\\[5pt]&=\sum _{n=1}^{\infty }{\frac {n^{-s}(s-1)+(n+1)^{-s-1}(n^{2}+2n+1)+n^{-s-1}s-n^{1-s}}{(s+1)s(n+1)}}\\[5pt]&={\frac {\zeta (s+1)}{s+1}}-{\frac {1}{s(s+1)}}\end{aligned}}.} To find the Engel expansion of 1.175, we perform the following steps.
u 1 = 1.175 , a 1 = ⌈ 1 1.175 ⌉ = 1 ; {\displaystyle u_{1}=1.175,a_{1}=\left\lceil {\frac {1}{1.175}}\right\rceil =1;} u 2 = u 1 a 1 − 1 = 1.175 ⋅ 1 − 1 = 0.175 , a 2 = ⌈ 1 0.175 ⌉ = 6 {\displaystyle u_{2}=u_{1}a_{1}-1=1.175\cdot 1-1=0.175,a_{2}=\left\lceil {\frac {1}{0.175}}\right\rceil =6} u 3 = u 2 a 2 − 1 = 0.175 ⋅ 6 − 1 = 0.05 , a 3 = ⌈ 1 0.05 ⌉ = 20 {\displaystyle u_{3}=u_{2}a_{2}-1=0.175\cdot 6-1=0.05,a_{3}=\left\lceil {\frac {1}{0.05}}\right\rceil =20} u 4 = u 3 a 3 − 1 = 0.05 ⋅ 20 − 1 = 0 {\displaystyle u_{4}=u_{3}a_{3}-1=0.05\cdot 20-1=0} The series ends here. Thus,
1.175 = 1 1 + 1 1 ⋅ 6 + 1 1 ⋅ 6 ⋅ 20 {\displaystyle 1.175={\frac {1}{1}}+{\frac {1}{1\cdot 6}}+{\frac {1}{1\cdot 6\cdot 20}}} and the Engel expansion of 1.175 is (1, 6, 20).
Engel expansions of rational numbers [ edit ] Every positive rational number has a unique finite Engel expansion. In the algorithm for Engel expansion, ifui is a rational numberx /y , thenu i + 1 = (−y modx )/y . Therefore, at each step, the numerator in the remaining fractionui decreases and the process of constructing the Engel expansion must terminate in a finite number of steps. Every rational number also has a unique infinite Engel expansion: using the identity
1 n = ∑ r = 1 ∞ 1 ( n + 1 ) r . {\displaystyle {\frac {1}{n}}=\sum _{r=1}^{\infty }{\frac {1}{(n+1)^{r}}}.} the final digitn in a finite Engel expansion can be replaced by an infinite sequence of (n + 1)s without changing its value. For example,
1.175 = ( 1 , 6 , 20 ) = ( 1 , 6 , 21 , 21 , 21 , … ) . {\displaystyle 1.175=(1,6,20)=(1,6,21,21,21,\dots ).} This is analogous to the fact that any rational number with a finitedecimal representation also has an infinite decimal representation (see0.999... ).An infinite Engel expansion in which all terms are equal is ageometric series .
Erdős ,Rényi , and Szüsz asked for nontrivial bounds on the length of the finite Engel expansion of a rational numberx /y ; this question was answered by Erdős andShallit , whoproved that the number of terms in the expansion is O(y 1/3 + ε ) for any ε > 0.[ 3]
The Engel expansion for arithmetic progressions [ edit ] Consider this sum:
∑ k = 1 ∞ 1 ∏ i = 0 k − 1 ( α + i β ) = 1 α + 1 α ( α + β ) + 1 α ( α + β ) ( α + 2 β ) + ⋯ , {\displaystyle \sum _{k=1}^{\infty }{\frac {1}{\prod _{i=0}^{k-1}(\alpha +i\beta )}}={\frac {1}{\alpha }}+{\frac {1}{\alpha (\alpha +\beta )}}+{\frac {1}{\alpha (\alpha +\beta )(\alpha +2\beta )}}+\cdots ,}
whereα , β ∈ N {\displaystyle \alpha ,\beta \in \mathbb {N} } and0 < α ≤ β {\displaystyle 0<\alpha \leq \beta } . Thus, in general
( 1 β ) 1 − α β e 1 β γ ( α β , 1 β ) = { α , α ( α + β ) , α ( α + β ) ( α + 2 β ) , … } {\displaystyle \left({\frac {1}{\beta }}\right)^{1-{\frac {\alpha }{\beta }}}e^{\frac {1}{\beta }}\gamma \left({\frac {\alpha }{\beta }},{\frac {1}{\beta }}\right)=\{{\alpha },\alpha (\alpha +\beta ),\alpha (\alpha +\beta )(\alpha +2\beta ),\dots \}\;} ,
whereγ {\displaystyle \gamma } represents the lowerIncomplete gamma function .
Specifically, ifα = β {\displaystyle \alpha =\beta } ,
e 1 / β − 1 = { 1 β , 2 β , 3 β , 4 β , 5 β , 6 β , … } {\displaystyle e^{1/\beta }-1=\{1\beta ,2\beta ,3\beta ,4\beta ,5\beta ,6\beta ,\dots \}\;} .Engel expansion for powers of q [ edit ] The Gauss identity of theq-analog can be written as:
∏ n = 1 ∞ 1 − 1 q 2 n 1 − 1 q 2 n − 1 = ∑ n = 0 ∞ 1 q n ( n + 1 ) 2 , q ∈ N . {\displaystyle \prod _{n=1}^{\infty }{\frac {1-{\frac {1}{q^{2n}}}}{1-{\frac {1}{q^{2n-1}}}}}=\sum _{n=0}^{\infty }{\frac {1}{q^{\frac {n(n+1)}{2}}}},\quad q\in \mathbb {N} .}
Using this identity, we can express the Engel expansion for powers ofq {\displaystyle q} as follows:
∏ n = 1 ∞ ( 1 − 1 q n ) ( − 1 ) n = ∑ n = 0 ∞ 1 ∏ i = 1 n q i . {\displaystyle \prod _{n=1}^{\infty }\left(1-{\frac {1}{q^{n}}}\right)^{(-1)^{n}}=\sum _{n=0}^{\infty }{\frac {1}{\prod _{i=1}^{n}q^{i}}}.}
Furthermore, this expression can be written in closed form as:
q 1 / 8 ϑ 2 ( 1 q ) 2 = { 1 , q , q 3 , q 6 , q 10 , … } {\displaystyle {\frac {q^{1/8}\vartheta _{2}\left({\frac {1}{\sqrt {q}}}\right)}{2}}=\{1,q,q^{3},q^{6},q^{10},\ldots \}}
whereϑ 2 {\displaystyle \vartheta _{2}} is the secondTheta function .
Engel expansions for some well-known constants [ edit ] π {\displaystyle \pi } = (1, 1, 1, 8, 8, 17, 19, 300, 1991, 2492, ...) (sequenceA006784 in theOEIS )2 {\displaystyle {\sqrt {2}}} = (1, 3, 5, 5, 16, 18, 78, 102, 120, 144, ...) (sequenceA028254 in theOEIS )e {\displaystyle e} = (1, 1, 2, 3, 4, 5, 6, 7, 8, 9, 10, 11, 12, 13, ...) (sequenceA028310 in theOEIS )More Engel expansions for constants can be foundhere .
Growth rate of the expansion terms [ edit ] Thecoefficients ai of the Engel expansion typically exhibitexponential growth ; more precisely, foralmost all numbers in theinterval (0,1], thelimit lim n → ∞ a n 1 / n {\displaystyle \lim _{n\to \infty }a_{n}^{1/n}} exists and is equal toe . However, thesubset of the interval for which this is not the case is still large enough that itsHausdorff dimension is one.[ 4]
The same typical growth rate applies to the terms in expansion generated by thegreedy algorithm for Egyptian fractions . However, the set of real numbers in the interval (0,1] whose Engel expansions coincide with their greedy expansions has measure zero, and Hausdorff dimension 1/2.[ 5]
Engel, F. (1913), "Entwicklung der Zahlen nach Stammbruechen",Verhandlungen der 52. Versammlung deutscher Philologen und Schulmaenner in Marburg , pp. 190– 191 .Pierce, T. A. (1929), "On an algorithm and its use in approximating roots of algebraic equations",American Mathematical Monthly ,36 (10):523– 525,doi :10.2307/2299963 ,JSTOR 2299963 Erdős, Paul ;Rényi, Alfréd ; Szüsz, Peter (1958),"On Engel's and Sylvester's series" (PDF) ,Ann. Univ. Sci. Budapest. Eötvös Sect. Math. ,1 :7– 32 .Erdős, Paul ;Shallit, Jeffrey (1991), "New bounds on the length of finite Pierce and Engel series",Journal de théorie des nombres de Bordeaux ,3 (1):43– 53,doi :10.5802/jtnb.41 ,MR 1116100 .Paradis, J.; Viader, P.; Bibiloni, L. (1998),"Approximation to quadratic irrationals and their Pierce expansions" ,Fibonacci Quarterly ,36 (2):146– 153,doi :10.1080/00150517.1998.12428949 ,hdl :10230/529 Kraaikamp, Cor; Wu, Jun (2004), "On a new continued fraction expansion with non-decreasing partial quotients",Monatshefte für Mathematik ,143 (4):285– 298,doi :10.1007/s00605-004-0246-3 ,S2CID 123267511 .Wu, Jun (2000), "A problem of Galambos on Engel expansions",Acta Arithmetica ,92 (4):383– 386,doi :10.4064/aa-92-4-383-386 ,MR 1760244 .Wu, Jun (2003), "How many points have the same Engel and Sylvester expansions?",Journal of Number Theory ,103 (1):16– 26,doi :10.1016/S0022-314X(03)00017-9 ,MR 2008063 .Llorente, A. G. (2023),Arithmetic Progression-Representing Constants (preprint) .