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Charles F. Hockett

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American linguist (1916–2000)
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Charles F. Hockett
Born
Charles Francis Hockett

(1916-01-17)January 17, 1916
DiedNovember 3, 2000(2000-11-03) (aged 84)
SpouseShirley Orlinoff
Children5
Academic background
Education
ThesisThe Potawatomi Language: A Descriptive Grammar (1939)
InfluencesLeonard Bloomfield
Academic work
DisciplineLinguist
Institutions
Main interests

Charles Francis Hockett (January 17, 1916 – November 3, 2000) was an Americanlinguist who developed many influential ideas in Americanstructuralist linguistics. He represents the post-Bloomfieldian phase ofstructuralism often referred to as "distributionalism" or "taxonomic structuralism". His academic career spanned over half a century at Cornell and Rice universities. Hockett was also a firm believer of linguistics as a branch of anthropology, making contributions that were significant to the field of anthropology as well.

Professional and academic career

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[1]

Education

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At the age of 16, Hockett enrolled atOhio State University inColumbus, Ohio where he received aBachelor of Arts andMaster of Arts inancient history. While enrolled atOhio State, Hockett became interested in the work ofLeonard Bloomfield, a leading figure in the field ofstructural linguistics. Hockett continued his education atYale University where he studiedanthropology andlinguistics and received hisPhD in anthropology in 1939. While studying at Yale, Hockett studied with several other influential linguists such asEdward Sapir,George P. Murdock, andBenjamin Whorf. Hockett's dissertation was based on his fieldwork inPotawatomi; his paper on Potawatomisyntax was published inLanguage in 1939. In 1948 hisdissertation was published as a series in theInternational Journal of American Linguistics. Following fieldwork inKickapoo andMichoacán,Mexico, Hockett did two years ofpostdoctoral study withLeonard Bloomfield inChicago andMichigan.

Career

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Hockett began his teaching career in 1946 as an assistant professor of linguistics in the Division ofModern Languages atCornell University where he was responsible for directing theChinese language program. In 1957, Hockett became a member of Cornell's anthropology department and continued to teach anthropology and linguistics until he retired toemeritus status in 1982. In 1986, he took up an adjunct post atRice University inHouston, Texas, where he remained active until his death in 2000.

Achievements

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Charles Hockett held membership among many academic institutions such as theNational Academy of Sciences theAmerican Academy of Arts and Sciences, and theSociety of Fellows atHarvard University. He served as president of both theLinguistic Society of America and the Linguistic Association of Canada and the United States.

In addition to making many contributions to the field ofstructural linguistics, Hockett also considered such things asWhorfian Theory,jokes, the nature ofwriting systems, slips of the tongue, andanimal communication and their relativeness tospeech.

Outside the realm of linguistics and anthropology, Hockett practicedmusical performance andcomposition. Hockett composed a full-lengthopera calledThe Love of Doña Rosita which was based on a play byFederico García Lorca and premiered atIthaca College by theIthacaOpera.

Hockett and his wife Shirley were vital leaders in the development of theCayuga Chamber Orchestra in Ithaca, New York. In appreciation of the Hocketts' hard work and dedication to the Ithaca community, Ithaca College established the Charles F. Hockett Music Scholarship, the Shirley and Chas Hockett Chamber Music Concert Series, and the Hockett Family Recital Hall.

View on linguistics

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In his paper "A Note on Structure", he proposes thatlinguistics can be seen as "a game and as a science." A linguist as a player in the game of languages has the freedom to experiment on all utterances of a language, but must ensure that "all the utterances of the corpus must be taken into account."[2] Late in his career, he was known for his stinging criticism ofChomskyan linguistics.

Key contributions

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Criticisms of Noam Chomsky and the Generative Programme

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Hockett was initially receptive toGenerative grammar, hailing Chomsky'sSyntactic Structures as "one of only four major breakthroughs in the history of modern linguistics" (1965).[3] After carefully examining the generative school's proposed innovations in Linguistics, Hockett decided that this approach was of little value. His bookThe State of the Art outlined his criticisms of the generative approach. In his paraphrase a key principle of the Chomskyan paradigm is that there are an infinite number of grammatical sentences in any particular language.

The grammar of a language is a finite system that characterizes an infinite set of (well-formed) sentences. More specifically, the grammar of a language is awell-defined system by definition not more powerful than a universal Turing machine (and, in fact, surely a great deal weaker).[4]

The crux of Hockett's rebuttal is that the set of grammatical sentences in a language is not infinite, but rather ill-defined.[5] Hockett proposes that "no physical system is well-defined".[6]

Later in "Where the tongue slips, there slip I" he writes as follows.

It is currently fashionable to assume that, underlying the actual more or less bumbling speech behavior of any human being, there is a subtle and complicated but determinate linguistic "competence": a sentence-generating device whose design can only be roughly guessed at by any techniques so far available to us. This point of view makes linguistics very hard and very erudite, so that anyone who actually does discover facts about underlying "competence" is entitled to considerable kudos.

Within this popular frame of reference, a theory of "performance" -- of the "generation of speech" -- must take more or less the following form. If a sentence is to be uttered aloud, or even thought silently to oneself, it must first be built by the internal "competence" of the speaker, the functioning of which is by definition such that the sentence will be legal ("grammatical") in every respect. But that is not enough; the sentence as thus constructed must then beperformed, either overtly so that others may hear it, or covertly so that it is perceived only by the speaker himself. It is in this second step that blunders may appear. That which is generated by the speaker's internal "competence"is what the speaker "intends to say," and is the only real concern of linguistics: blunders in actually performed speech are instructions from elsewhere. Just if there are no such intrusions is what is performed an instance of "smooth speech".

I believe this view is unmitigated nonsense, unsupported by any empirical evidence of any sort. In its place, I propose the following.

All speech, smooth as well as blunderful, can be and must be accounted for essentially in terms of the three mechanisms we have listed: analogy, blending, and editing. An individual's language, at a given moment, is a set of habits--that is, of analogies, where different analogies are in conflict, one may appear as a constraint on the working of another. Speech actualizes habits--and changes the habits as it does so. Speech reflects awareness of norms; but norms are themselves entirely a matter of analogy (that is, of habit), not some different kind of thing.[7]

Despite his criticisms, Hockett always expressed gratitude to the generative school for seeing real problems in the preexisting approaches.

There are many situations in which bracketing does not serve to disambiguate. As already noted, words that belong together cannot always be spoken together, and when they are not, bracketing is difficult or impossible. In the 1950s this drove some grammarians to drink and other to transformations, but both are only anodynes, not answers[8]

Design features of language

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One of Hockett's most important contributions was his development of thedesign-feature approach to comparative linguistics. He attempted to distinguish the similarities and differences amonganimal communication systems andhuman language.

Hockett initially developed seven features, which were published in the 1959 paper “Animal ‘Languages’ and Human Language.” However, after many revisions, he settled on 13 design-features in theScientific American "The Origin of Speech."[9]

Hockett argued that while every communication system has some of the 13 design features, only human, spoken language has all 13 features. In turn, that differentiates human spoken language from animal communication and other human communication systems such aswritten language.

Hockett's 13 design features of language

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Main article:Design Features of Language
  1. Vocal-Auditory Channel: Much of human language is performed using thevocal tract andauditory channel. Hockett viewed this as an advantage for humanprimates because it allowed for the ability to participate in other activities while simultaneously communicating through spoken language.
  2. Broadcast transmission and directional reception: All human language can be heard if it is within range of another person's auditory channel. Additionally, a listener has the ability to determine the source of a sound bybinaural direction finding.
  3. Rapid Fading (transitoriness): Wave forms of human language dissipate over time and do not persist. A hearer can receive specific auditory information only at the time it is spoken.
  4. Interchangeability: A person has the ability to speak and hear the samesignal. Anything that a person is able to hear can be reproduced in spoken language.
  5. Total Feedback: Speakers can hear themselves speak and monitor theirspeech production and internalize what they are producing by language.
  6. Specialization: Human language sounds are specialized for communication. When dogs pant it is to cool themselves off. When humans speak, it is to transmit information.
  7. Semanticity: Specific signals can be matched with a specificmeaning.
  8. Arbitrariness: There is no limitation to what can be communicated about and no specific or necessary connection between the sounds used and the message being sent.
  9. Discreteness:Phonemes can be placed in distinct categories which differentiate them from one another, like the distinct sound of /p/ versus /b/.
  10. Displacement: People can refer to things in space and time and communicate about things that are not present.
  11. Productivity: People can create new and unique meanings of utterances from previously existing utterances and sounds.
  12. Traditional Transmission: Human language is not completelyinnate, and acquisition depends in part on the learning of a language.
  13. Duality of patterning: Meaningless phonic segments (phonemes) are combined to make meaningful words, which, in turn, are combined again to make sentences.

While Hockett believed that all communication systems, animal and human alike, share many of these features, only human language contains all 13 design features. Additionally,traditional transmission, andduality of patterning are key to human language.

Design feature representation in other communication systems

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Honeybees

Foraginghoney bees communicate with other members of their hive when they have discovered a relevant source ofpollen,nectar, or water. In an effort to convey information about the location and the distance of such resources, honeybees participate in a particular figure-eight dance known as thewaggle dance.

In Hockett's "The Origin of Speech", he determined that the honeybee communication system of thewaggle dance holds the followingdesign features:

  1. Broadcast Transmission and Directional Reception: By the use of this dance, honeybees are able to send out a signal that informs other members of the hive as to what direction the source of food, or water can be located.
  2. Semanticity: Evidence that the specific signals of a communication system can be matched with specific meanings is apparent because other members of the hive are able to locate the food source after a performance of the waggle dance.
  3. Displacement: Foraging honeybees can communicate about a resource that is not currently present within the hive.
  4. Productivity:Waggle dances change based on the direction, amount, and type of resource.

Gibbons are small apes in the family Hylobatidae. While they share the samekingdom,phylum,class, andorder of humans and are relatively close to man, Hockett distinguishes between the gibbon communication system and human language by noting that gibbons are devoid of the last four design features.

Gibbons possess the first ninedesign features, but do not possess the last four (displacement, productivity,traditional transmission, andduality of patterning).

  1. Displacement, according to Hockett, appears to be lacking in the vocalsignaling of apes.
  2. Productivity does not exist among gibbons because if any vocal sound is produced, it is one of a finite set of repetitive and familiar calls.
  3. Hockett supports the idea that humans learn language extra genetically through the process oftraditional transmission. Hockett distinguishes gibbons from humans by stating that despite any similarities in communication among a species of apes, one cannot attribute these similarities to acquisition through the teaching and learning (traditional transmission) of signals; the only explanation must be a genetic basis.
  4. Finally,duality of patterning explains a human's ability to create multiplemeanings from somewhat meaningless sounds. For example, thephonemes /t/, /a/, /c/ can be used to create the words "cat," "tack," and "act." Hockett states that no otherHominoid communication system besides human language maintains this ability.

Later additions to the features

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In a report published in 1968 with anthropologist and scientist Stuart A. Altmann, Hockett derived three moreDesign Features, bringing the total to 16. These are the additional three:

  1. Prevarication: A speaker can say falsehoods, lies, and meaningless statements.
  2. Reflexiveness: Language can be used communicate about the very system it is, and language can discuss language
  3. Learnability: A speaker of a language can learn another language

Cognitive scientist and linguist at the University of SussexLarry Trask offered an alternative term and definition for number 14,Prevarication:

14. (a)Stimulus Freedom: One can choose to say anything nothing in any given situation[citation needed]

Relationship between design features and animal communication

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Chomsky theorized that humans are unique in the animal world because of their ability to utilize Design Feature 5: Total Feedback, or recursive grammar. This includes being able to correct oneself and insert explanatory or even non sequitur statements into a sentence, without breaking stride, and keeping proper grammar throughout.[citation needed]

While there have been studies attempting to disprove Chomsky, Marcus states that, "An intriguing possibility is that the capacity to recognize recursion might be found only in species that can acquire new patterns of vocalization, for example, songbirds, humans and perhaps some cetaceans."[citation needed] This is in response to astudy performed by psychologist Timothy Gentner of the University of California at San Diego. Gentner's study found that starling songbirds use recursive grammar to identify “odd” statements within a given “song.” However, the study does not necessarily debunk Chomsky's observation because it has not yet been proven that songbirds have the semantic ability to generalize from patterns.

There is also thought that symbolic thought is necessary for grammar-based speech, and thus Homo Erectus and all preceding “humans” would have been unable to comprehend modern speech. Rather, their utterances would have been halting and even quite confusing to us, today.

The[1]: Phonetics Laboratory Faculty of Linguistics, Philology and Phonetics published the following chart, detailing how Hockett's (and Altmann's) Design Features fit into other forms of communication, in animals:

FeatureCricketsBee dancingWestern meadowlark songGibbon callsSigning apesAlex, a grey parrotParalinguistic phenomenaHuman sign languagesSpoken language
Vocal-Auditory ChannelAuditory, not vocalNoYesYesNoYesYesNoYes
Broadcast Transmission and Directional ReceptionYesYesYesYesYesYesYesYesYes
Rapid FadingYes (repeating)?YesYes (repeating)YesYesYesYesYes
InterchangeabilityLimitedLimited?YesYesYesLargely YesYesYes
Total FeedbackYes?YesYesNoYesYesNoYes
SpecializationYes??YesYesYesYesYes?YesYes
SemanticityNo?YesIn PartYesYesYesYes?YesYes
Arbitrariness?NoIf semantic, YesYesLargely YesYesIn PartLargely YesYes
DiscretenessYes?No?YesYesYesLargely NoYesYes
DisplacementYes, always?NoYesNoIn PartYes, oftenYes, often
ProductivityNoYes?NoDebatableLimitedYesYesYes
Traditional TransmissionNo?Probably not??LimitedLimitedYesYesYes
Duality of Patterning?No?No (Cotton-top Tamarin: Yes)YesYesNoYesYes
PrevaricationYesNoYesYes
ReflexivenessNo?NoYesYes
LearnabilityYesYesYesYes

Selected works

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  • 1939: "Potowatomi Syntax",Language 15: 235–248.
  • 1942: "A System of Descriptive Phonology",Language 18: 3-21.
  • 1944:Spoken Chinese; Basic Course. With C. Fang. Holt, New York.
  • 1947: "Peiping phonology", in:Journal of the American Oriental Society, 67, pp. 253–267. [= Martin Joos (ed.),Readings in Linguistics, vol. I, 4th edition. Chicago and London 1966, pp. 217–228].
  • 1947: "Problems of morphemic analysis", in:Language, 24, pp. 414–41. [=Readings in Linguistics, vol. I, pp. 229–242].
  • 1948: "Biophysics, linguistics, and the unity of science", in:American Scientist, 36, pp. 558–572.
  • 1950: "Peiping morphophonemics", in:Language, 26, pp. 63–85. [=Readings in Linguistics, vol. I, pp. 315–328].
  • 1954: "Two models of grammatical description", in:Word, 10, pp. 210–234. [=Readings in Linguistics, vol. I, pp. 386–399].
  • 1955:A Manual of Phonology. Indiana University Publications in Anthropology and Linguistics 11.
  • 1958:A Course in Modern Linguistics. The Macmillan Company: New York.
  • 1960: "The Origin of Speech". inScientific American, 203, pp. 89–97.
  • 1961: "Linguistic Elements and Their Relation" inLanguage, 37: 29–53.
  • 1967:The State of the Art. The Haag: Mouton
  • 1973: Man's Place in Nature. New York: McGraw-Hill.
  • 1977: The View From Language. Athens: The University of Georgia Press.
  • 1987: Refurbishing Our Foundations. Amsterdam: John Benjamins.

See also

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References

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  1. ^Gair, James W. (2006)."National Academy of Sciences Biographical Memoir"(PDF).National Academy of Sciences online.
  2. ^Hockett, Charles F. (Oct 1948)."A Note on 'Structure' [Review of de Goeje by W. D. Preston]".International Journal of American Linguistics.14 (4):269–271.doi:10.1086/464015.S2CID 143922597. Retrieved23 April 2020.
  3. ^James W. Gair,'Charles F. Hockett,'Language September 2003, Vol. 79, No. 3 pp. 600-613 p.606
  4. ^The State of the Art, p. 40
  5. ^p. 52 et passim
  6. ^p. 52
  7. ^The View From Language, pp. 254-255.
  8. ^Hockett, Refurbishing our Foundations. John Benjamins, 1987, p. 23
  9. ^Hockett, Charles F. (September 1960)."The Origin Of Speech"(PDF).Scientific American.203 (3):89–96.Bibcode:1960SciAm.203c..88H.doi:10.1038/scientificamerican0960-88.PMID 14402211.Archived(PDF) from the original on 2020-06-29. Retrieved24 April 2020.

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