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Organization:John Gilmore
John Gilmore

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John Gilmore is a private individual who cares about archiving the Internet for future generations. He is the first individual to join the Archive-It program, as a partner with the Internet Archive, to collect and index documents of interest. Mr. Gilmore also co-founded the Electronic Frontier Foundation.

Archive-It Partner 151: John Gilmore - Collection 11034: Internet Engineering Task Force
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Internet Engineering Task Force (IETF)                        P. McManusRequest for Comments: 8441                                       MozillaUpdates:6455                                             September 2018Category: Standards TrackISSN: 2070-1721Bootstrapping WebSockets with HTTP/2Abstract   This document defines a mechanism for running the WebSocket Protocol   (RFC 6455) over a single stream of an HTTP/2 connection.Status of This Memo   This is an Internet Standards Track document.   This document is a product of the Internet Engineering Task Force   (IETF).  It represents the consensus of the IETF community.  It has   received public review and has been approved for publication by the   Internet Engineering Steering Group (IESG).  Further information on   Internet Standards is available inSection 2 of RFC 7841.   Information about the current status of this document, any errata,   and how to provide feedback on it may be obtained athttps://www.rfc-editor.org/info/rfc8441.Copyright Notice   Copyright (c) 2018 IETF Trust and the persons identified as the   document authors.  All rights reserved.   This document is subject toBCP 78 and the IETF Trust's Legal   Provisions Relating to IETF Documents   (https://trustee.ietf.org/license-info) in effect on the date of   publication of this document.  Please review these documents   carefully, as they describe your rights and restrictions with respect   to this document.  Code Components extracted from this document must   include Simplified BSD License text as described in Section 4.e of   the Trust Legal Provisions and are provided without warranty as   described in the Simplified BSD License.McManus                      Standards Track                    [Page 1]

RFC 8441                      H2 WebSockets               September 2018Table of Contents1.  Introduction  . . . . . . . . . . . . . . . . . . . . . . . .22.  Terminology . . . . . . . . . . . . . . . . . . . . . . . . .33.  The SETTINGS_ENABLE_CONNECT_PROTOCOL SETTINGS Parameter . . .34.  The Extended CONNECT Method . . . . . . . . . . . . . . . . .4   5.  Using Extended CONNECT to Bootstrap the WebSocket Protocol  .   45.1.  Example . . . . . . . . . . . . . . . . . . . . . . . . .66.  Design Considerations . . . . . . . . . . . . . . . . . . . .67.  About Intermediaries  . . . . . . . . . . . . . . . . . . . .68.  Security Considerations . . . . . . . . . . . . . . . . . . .79.  IANA Considerations . . . . . . . . . . . . . . . . . . . . .79.1.  A New HTTP/2 Setting  . . . . . . . . . . . . . . . . . .79.2.  A New HTTP Upgrade Token  . . . . . . . . . . . . . . . .710. Normative References  . . . . . . . . . . . . . . . . . . . .8   Acknowledgments . . . . . . . . . . . . . . . . . . . . . . . . .8   Author's Address  . . . . . . . . . . . . . . . . . . . . . . . .81.  Introduction   The Hypertext Transfer Protocol (HTTP) [RFC7230] provides compatible   resource-level semantics across different versions, but it does not   offer compatibility at the connection-management level.  Other   protocols that rely on connection-management details of HTTP, such as   WebSockets, must be updated for new versions of HTTP.   The WebSocket Protocol [RFC6455] uses the HTTP/1.1 Upgrade mechanism   (Section 6.7 of [RFC7230]) to transition a TCP connection from HTTP   into a WebSocket connection.  A different approach must be taken with   HTTP/2 [RFC7540].  Due to its multiplexing nature, HTTP/2 does not   allow connection-wide header fields or status codes, such as the   Upgrade and Connection request-header fields or the 101 (Switching   Protocols) response code.  These are all required by the [RFC6455]   opening handshake.   Being able to bootstrap WebSockets from HTTP/2 allows one TCP   connection to be shared by both protocols and extends HTTP/2's more   efficient use of the network to WebSockets.   This document extends the HTTP CONNECT method, as specified for   HTTP/2 inSection 8.3 of [RFC7540].  The extension allows the   substitution of a new protocol name to connect to rather than the   external host normally used by CONNECT.  The result is a tunnel on a   single HTTP/2 stream that can carry data for WebSockets (or any other   protocol).  The other streams on the connection may carry more   extended CONNECT tunnels, traditional HTTP/2 data, or a mixture of   both.McManus                      Standards Track                    [Page 2]

RFC 8441                      H2 WebSockets               September 2018   This tunneled stream will be multiplexed with other regular streams   on the connection and enjoys the normal priority, cancellation, and   flow-control features of HTTP/2.   Streams that successfully establish a WebSocket connection using a   tunneled stream and the modifications to the opening handshake   defined in this document then use the traditional WebSocket Protocol,   treating the stream as if it were the TCP connection in that   specification.2.  Terminology   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",   "SHOULD", "SHOULD NOT", "RECOMMENDED", "NOT RECOMMENDED", "MAY", and   "OPTIONAL" in this document are to be interpreted as described inBCP 14 [RFC2119] [RFC8174] when, and only when, they appear in all   capitals, as shown here.3.  The SETTINGS_ENABLE_CONNECT_PROTOCOL SETTINGS Parameter   This document adds a new SETTINGS parameter to those defined by[RFC7540], Section 6.5.2.   The new parameter name is SETTINGS_ENABLE_CONNECT_PROTOCOL.  The   value of the parameter MUST be 0 or 1.   Upon receipt of SETTINGS_ENABLE_CONNECT_PROTOCOL with a value of 1, a   client MAY use the Extended CONNECT as defined in this document when   creating new streams.  Receipt of this parameter by a server does not   have any impact.   A sender MUST NOT send a SETTINGS_ENABLE_CONNECT_PROTOCOL parameter   with the value of 0 after previously sending a value of 1.   Using a SETTINGS parameter to opt into an otherwise incompatible   protocol change is a use of "Extending HTTP/2" defined bySection 5.5   of [RFC7540].  Specifically, the addition a new pseudo-header field,   ":protocol", and the change in meaning of the :authority pseudo-   header field inSection 4 require opt-in negotiation.  If a client   were to use the provisions of the extended CONNECT method defined in   this document without first receiving a   SETTINGS_ENABLE_CONNECT_PROTOCOL parameter, a non-supporting peer   would detect a malformed request and generate a stream error   (Section 8.1.2.6 of [RFC7540]).McManus                      Standards Track                    [Page 3]

RFC 8441                      H2 WebSockets               September 20184.  The Extended CONNECT Method   Usage of the CONNECT method in HTTP/2 is defined bySection 8.3 of   [RFC7540].  This extension modifies the method in the following ways:   o  A new pseudo-header field :protocol MAY be included on request      HEADERS indicating the desired protocol to be spoken on the tunnel      created by CONNECT.  The pseudo-header field is single valued and      contains a value from the "Hypertext Transfer Protocol (HTTP)      Upgrade Token Registry" located at      <https://www.iana.org/assignments/http-upgrade-tokens/>   o  On requests that contain the :protocol pseudo-header field, the      :scheme and :path pseudo-header fields of the target URI (seeSection 5) MUST also be included.   o  On requests bearing the :protocol pseudo-header field, the      :authority pseudo-header field is interpreted according toSection 8.1.2.3 of [RFC7540] instead ofSection 8.3 of that      document.  In particular, the server MUST NOT create a tunnel to      the host indicated by the :authority as it would with a CONNECT      method request that was not modified by this extension.   Upon receiving a CONNECT request bearing the :protocol pseudo-header   field, the server establishes a tunnel to another service of the   protocol type indicated by the pseudo-header field.  This service may   or may not be co-located with the server.5.  Using Extended CONNECT to Bootstrap the WebSocket Protocol   The :protocol pseudo-header field MUST be included in the CONNECT   request, and it MUST have a value of "websocket" to initiate a   WebSocket connection on an HTTP/2 stream.  Other HTTP request and   response-header fields, such as those for manipulating cookies, may   be included in the HEADERS with the CONNECT method as usual.  This   request replaces the GET-based request in [RFC6455] and is used to   process the WebSockets opening handshake.   The scheme of the target URI (Section 5.1 of [RFC7230]) MUST be   "https" for "wss"-schemed WebSockets and "http" for "ws"-schemed   WebSockets.  The remainder of the target URI is the same as the   WebSocket URI.  The WebSocket URI is still used for proxy   autoconfiguration.  The security requirements for the HTTP/2   connection used by this specification are established by [RFC7540]   for https requests and [RFC8164] for http requests.McManus                      Standards Track                    [Page 4]

RFC 8441                      H2 WebSockets               September 2018   [RFC6455] requires the use of Connection and Upgrade header fields   that are not part of HTTP/2.  They MUST NOT be included in the   CONNECT request defined here.   [RFC6455] requires the use of a Host header field that is also not   part of HTTP/2.  The Host information is conveyed as part of the   :authority pseudo-header field, which is required on every HTTP/2   transaction.   Implementations using this extended CONNECT to bootstrap WebSockets   do not do the processing of the Sec-WebSocket-Key and Sec-WebSocket-   Accept header fields of [RFC6455] as that functionality has been   superseded by the :protocol pseudo-header field.   The Origin [RFC6454], Sec-WebSocket-Version, Sec-WebSocket-Protocol,   and Sec-WebSocket-Extensions header fields are used in the CONNECT   request and response-header fields as defined in [RFC6455].  Note   that HTTP/1 header field names were case insensitive, whereas HTTP/2   requires they be encoded as lowercase.   After successfully processing the opening handshake, the peers should   proceed with the WebSocket Protocol [RFC6455] using the HTTP/2 stream   from the CONNECT transaction as if it were the TCP connection   referred to in [RFC6455].  The state of the WebSocket connection at   this point is OPEN, as defined by[RFC6455], Section 4.1.   The HTTP/2 stream closure is also analogous to the TCP connection   closure of [RFC6455].  Orderly TCP-level closures are represented as   END_STREAM flags ([RFC7540], Section 6.1).  RST exceptions are   represented with the RST_STREAM frame ([RFC7540], Section 6.4) with   the CANCEL error code ([RFC7540], Section 7).McManus                      Standards Track                    [Page 5]

RFC 8441                      H2 WebSockets               September 20185.1.  Example[[ From Client ]]                       [[ From Server ]]                                        SETTINGS                                        SETTINGS_ENABLE_CONNECT_[..] = 1HEADERS + END_HEADERS:method = CONNECT:protocol = websocket:scheme = https:path = /chat:authority = server.example.comsec-websocket-protocol = chat, superchatsec-websocket-extensions = permessage-deflatesec-websocket-version = 13origin = http://www.example.com                                        HEADERS + END_HEADERS                                        :status = 200                                        sec-websocket-protocol = chatDATAWebSocket Data                                        DATA + END_STREAM                                        WebSocket DataDATA + END_STREAMWebSocket Data6.  Design Considerations   A more native integration with HTTP/2 is certainly possible with   larger additions to HTTP/2.  This design was selected to minimize the   solution complexity while still addressing the primary concern of   running HTTP/2 and WebSockets concurrently.7.  About Intermediaries   This document does not change how WebSockets interacts with HTTP   forward proxies.  If a client wishing to speak WebSockets connects   via HTTP/2 to an HTTP proxy, it should continue to use a traditional   CONNECT (i.e., not with a :protocol pseudo-header field) to tunnel   through that proxy to the WebSocket server via HTTP.McManus                      Standards Track                    [Page 6]

RFC 8441                      H2 WebSockets               September 2018   The resulting version of HTTP on that tunnel determines whether   WebSockets is initiated directly or via a modified CONNECT request   described in this document.8.  Security Considerations   [RFC6455] ensures that non-WebSockets clients, especially   XMLHttpRequest-based clients, cannot make a WebSocket connection.   Its primary mechanism for doing that is the use of Sec-prefixed   request-header fields that cannot be created by XMLHttpRequest-based   clients.  This specification addresses that concern in two ways:   o  XMLHttpRequest also prohibits use of the CONNECT method in      addition to Sec-prefixed request-header fields.   o  The use of a pseudo-header field is something that is connection      specific, and HTTP/2 never allows a pseudo-header to be created      outside of the protocol stack.   The security considerations of[RFC6455], Section 10 continue to   apply to the use of the WebSocket Protocol when using this   specification, with the exception of 10.8.  That section is not   relevant, because it is specific to the bootstrapping handshake that   is changed in this document.9.  IANA Considerations9.1.  A New HTTP/2 Setting   This document registers an entry in the "HTTP/2 Settings" registry   that was established bySection 11.3 of [RFC7540].      Code: 0x8      Name: SETTINGS_ENABLE_CONNECT_PROTOCOL      Initial Value: 0      Specification: This document9.2.  A New HTTP Upgrade Token   This document registers an entry in the "HTTP Upgrade Tokens"   registry that was established by [RFC7230].      Value: websocket      Description: The Web Socket Protocol      Expected Version Tokens:      References: [RFC6455] [RFC8441]McManus                      Standards Track                    [Page 7]

RFC 8441                      H2 WebSockets               September 201810.  Normative References   [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate              Requirement Levels",BCP 14,RFC 2119,              DOI 10.17487/RFC2119, March 1997,              <https://www.rfc-editor.org/info/rfc2119>.   [RFC6454]  Barth, A., "The Web Origin Concept",RFC 6454,              DOI 10.17487/RFC6454, December 2011,              <https://www.rfc-editor.org/info/rfc6454>.   [RFC6455]  Fette, I. and A. Melnikov, "The WebSocket Protocol",RFC 6455, DOI 10.17487/RFC6455, December 2011,              <https://www.rfc-editor.org/info/rfc6455>.   [RFC7230]  Fielding, R., Ed. and J. Reschke, Ed., "Hypertext Transfer              Protocol (HTTP/1.1): Message Syntax and Routing",RFC 7230, DOI 10.17487/RFC7230, June 2014,              <https://www.rfc-editor.org/info/rfc7230>.   [RFC7540]  Belshe, M., Peon, R., and M. Thomson, Ed., "Hypertext              Transfer Protocol Version 2 (HTTP/2)",RFC 7540,              DOI 10.17487/RFC7540, May 2015,              <https://www.rfc-editor.org/info/rfc7540>.   [RFC8164]  Nottingham, M. and M. Thomson, "Opportunistic Security for              HTTP/2",RFC 8164, DOI 10.17487/RFC8164, May 2017,              <https://www.rfc-editor.org/info/rfc8164>.   [RFC8174]  Leiba, B., "Ambiguity of Uppercase vs Lowercase inRFC2119 Key Words",BCP 14,RFC 8174, DOI 10.17487/RFC8174,              May 2017, <https://www.rfc-editor.org/info/rfc8174>.Acknowledgments   The 2017 HTTP Workshop had a very productive discussion that helped   determine the key problem and acceptable level of solution   complexity.Author's Address   Patrick McManus   Mozilla   Email: mcmanus@ducksong.comMcManus                      Standards Track                    [Page 8]

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