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Network Working Group                                         C. HuitemaRequest for Comments: 3904                                     MicrosoftCategory: Informational                                       R. Austein                                                                     ISC                                                             S. Satapati                                                     Cisco Systems, Inc.                                                          R. van der Pol                                                              NLnet Labs                                                          September 2004Evaluation of IPv6 Transition Mechanisms for Unmanaged NetworksStatus of this Memo   This memo provides information for the Internet community.  It does   not specify an Internet standard of any kind.  Distribution of this   memo is unlimited.Copyright Notice   Copyright (C) The Internet Society (2004).Abstract   This document analyzes issues involved in the transition of   "unmanaged networks" from IPv4 to IPv6.  Unmanaged networks typically   correspond to home networks or small office networks.  A companion   paper analyzes out the requirements for mechanisms needed in various   transition scenarios of these networks to IPv6.  Starting from this   analysis, we evaluate the suitability of mechanisms that have already   been specified, proposed, or deployed.Table of Contents:1.  Introduction .................................................22.  Evaluation of Tunneling Solutions ............................32.1.  Comparing Automatic and Configured Solutions ...........32.1.1.  Path Optimization in Automatic Tunnels .........42.1.2.  Automatic Tunnels and Relays ...................42.1.3.  The Risk of Several Parallel IPv6 Internets ....52.1.4.  Lifespan of Transition Technologies ............62.2.  Cost and Benefits of NAT Traversal .....................62.2.1.  Cost of NAT Traversal ..........................72.2.2.  Types of NAT ...................................72.2.3.  Reuse of Existing Mechanisms ...................82.3.  Development of Transition Mechanisms ...................8Huitema, et al.              Informational                      [Page 1]

RFC 3904          Unmanaged Networks Transition Tools     September 20043.  Meeting Case A Requirements ..................................93.1.  Evaluation of Connectivity Mechanisms ..................93.2.  Security Considerations in Case A ......................94.  Meeting case B Requirements ..................................104.1.  Connectivity ...........................................104.1.1.  Extending a Subnet to Span Multiple Links ......104.1.2.  Explicit Prefix Delegation .....................114.1.3.  Recommendation .................................11       4.2.  Communication Between IPv4-only and IPv6-Capable Nodes . 114.3.  Resolution of Names to IPv6 Addresses ..................124.3.1.  Provisioning the Address of a DNS Resolver .....124.3.2.  Publishing IPv6 Addresses to the Internet ......124.3.3.  Resolving the IPv6 Addresses of Local Hosts ....134.3.4.  Recommendations for Name Resolution ............134.4.  Security Considerations in Case B ......................145.  Meeting Case C Requirements ..................................145.1.  Connectivity ...........................................146.  Meeting the Case D Requirements ..............................146.1.  IPv6 Addressing Requirements ...........................156.2.  IPv4  Connectivity Requirements ........................156.3.  Naming Requirements ....................................157.  Recommendations ..............................................158.  Security Considerations ......................................169.  Acknowledgements .............................................1610. References ...................................................1611. Authors' Addresses ...........................................1812. Full Copyright Statement .....................................191.  Introduction   This document analyzes the issues involved in the transition from   IPv4 to IPv6 [IPV6].  In a companion paper [UNMANREQ] we defined the   "unmanaged networks", which typically correspond to home networks or   small office networks, and the requirements for transition mechanisms   in various scenarios of transition to IPv6.   The requirements for unmanaged networks are expressed by analyzing   four classes of applications: local, client, peer to peer, and   servers, and are considering four cases of deployment.  These are:      A) a gateway which does not provide IPv6 at all;      B) a dual-stack gateway connected to a dual-stack ISP;      C) a dual-stack gateway connected to an IPv4-only ISP; and      D) a gateway connected to an IPv6-only ISP.   During the transition phase from IPv4 to IPv6 there will be IPv4-   only, dual-stack, or IPv6-only nodes.  In this document, we make the   hypothesis that the IPv6-only nodes do not need to communicate withHuitema, et al.              Informational                      [Page 2]

RFC 3904          Unmanaged Networks Transition Tools     September 2004   IPv4-only nodes; devices that want to communicate with both IPv4 and   IPv6 nodes are expected to implement both IPv4 and IPv6, i.e., be   dual-stack.   The issues involved are described in the next sections.  This   analysis outlines two types of requirements: connectivity   requirements, i.e., how to ensure that nodes can exchange IP packets,   and naming requirements, i.e., how to ensure that nodes can resolve   each-other's names.  The connectivity requirements often require   tunneling solutions.  We devote the first section of this memo to an   evaluation of various tunneling solutions.2.  Evaluation of Tunneling Solutions   In the case A and case C scenarios described in [UNMANREQ], the   unmanaged network cannot obtain IPv6 service, at least natively, from   its ISP.  In these cases, the IPv6 service will have to be provided   through some form of tunnel.  There have been multiple proposals on   different ways to tunnel IPv6 through an IPv4 service.  We believe   that these proposals can be categorized according to two important   properties:   *  Is the deployment automatic, or does it require explicit      configuration or service provisioning?   *  Does the proposal allow for the traversal of a NAT?   These two questions divide the solution space into four broad   classes.  Each of these classes has specific advantages and risks,   which we will now develop.2.1.  Comparing Automatic and Configured Solutions   It is possible to broadly classify tunneling solutions as either   "automatic" or "configured".  In an automatic solution, a host or a   router builds an IPv6 address or an IPv6 prefix by combining a pre-   defined prefix with some local attribute, such as a local IPv4   address [6TO4] or the combination of an address and a port number   [TEREDO].  Another typical and very important characteristic of an   automatic solution is they aim to work with a minimal amount of   support or infrastructure for IPv6 in the local or remote ISPs.   In a configured solution, a host or a router identifies itself to a   tunneling service to set up a "configured tunnel" with an explicitly   defined "tunnel router".  The amount of actual configuration may vary   from manually configured static tunnels to dynamic tunnel services   requiring only the configuration of a "tunnel broker", or even a   completely automatic discovery of the tunnel router.Huitema, et al.              Informational                      [Page 3]

RFC 3904          Unmanaged Networks Transition Tools     September 2004   Configured tunnels have many advantages over automatic tunnels.  The   client is explicitly identified and can obtain a stable IPv6 address.   The service provider is also well identified and can be held   responsible for the quality of the service.  It is possible to route   multicast packets over the established tunnel.  There is a clear   address delegation path, which enables easy support for reverse DNS   lookups.   Automatic tunnels generally cannot provide the same level of service.   The IPv6 address is only as stable as the underlying IPv4 address,   the quality of service depends on relays operated by third parties,   there is typically no support for multicast, and there is often no   easy way to support reverse DNS lookups (although some workarounds   are probably possible).  However, automatic tunnels have other   advantages.  They are obviously easier to configure, since there is   no need for an explicit relation with a tunnel service.  They may   also be more efficient in some cases, as they allow for "path   optimization".2.1.1.  Path Optimization in Automatic Tunnels   In automatic tunnels like [TEREDO] and [6TO4], the bulk of the   traffic between two nodes using the same technology is exchanged on a   direct path between the endpoints, using the IPv4 services to which   the endpoints already subscribe.  By contrast, the configured tunnel   servers carry all the traffic exchanged by the tunnel client.   Path optimization is not a big issue if the tunnel server is close to   the client on the natural path between the client and its peers.   However, if the tunnel server is operated by a third party, this   third party will have to bear the cost of provisioning the bandwidth   used by the client.  The associated costs can be significant.   These costs are largely absent when the tunnels are configured by the   same ISP that provides the IPv4 service.  The ISP can place the   tunnel end-points close to the client, i.e., mostly on the direct   path between the client and its peers.2.1.2.  Automatic Tunnels and Relays   The economics arguments related to path optimization favor either   configured tunnels provided by the local ISP or automatic tunneling   regardless of the co-operation of ISPs.  However, automatic solutions   require that relays be configured throughout the Internet.  If a host   that obtained connectivity through an automatic tunnel service wants   to communicate with a "native" host or with a host using a configuredHuitema, et al.              Informational                      [Page 4]

RFC 3904          Unmanaged Networks Transition Tools     September 2004   tunnel, it will need to use a relay service, and someone will have to   provide and pay for that service.  We cannot escape economic   considerations for the deployment of these relays.   It is desirable to locate these relays close to the "native host".   During the transition period, the native ISPs have an interest in   providing a relay service for use by their native subscribers.  Their   subscribers will enjoy better connectivity, and will therefore be   happier.  Providing the service does not result in much extra   bandwidth requirement: the packets are exchanged between the local   subscribers and the Internet; they are simply using a v6-v4 path   instead of a v6-v6 path.  (The native ISPs do not have an incentive   to provide relays for general use; they are expected to restrict   access to these relays to their customers.)   We should note however that different automatic tunneling techniques   have different deployment conditions.2.1.3.  The Risk of Several Parallel IPv6 Internets   In an early deployment of the Teredo service by Microsoft, the relays   are provided by the native (or 6to4) hosts themselves.  The native or   6to4 hosts are de-facto "multi-homed" to native and Teredo hosts,   although they never publish a Teredo address in the DNS or otherwise.   When a native host communicates with a Teredo host, the first packets   are exchanged through the native interface and relayed by the Teredo   server, while the subsequent packets are tunneled "end-to-end" over   IPv4 and UDP.  This enables deployment of Teredo without having to   field an infrastructure of relays in the network.   This type of solution carries the implicit risk of developing two   parallel IPv6 Internets, one native and one using Teredo: in order to   communicate with a Teredo-only host, a native IPv6 host has to   implement a Teredo interface.  The Teredo implementations try to   mitigate this risk by always preferring native paths when available,   but a true mitigation requires that native hosts do not have to   implement the transition technology.  This requires cooperation from   the IPv6 ISP, who will have to support the relays.  An IPv6 ISP that   really wants to isolate its customers from the Teredo technology can   do that by providing native connectivity and a Teredo relay.  The   ISP's customers will not need to implement their own relay.   Communication between 6to4 networks and native networks uses a   different structure.  There are two relays, one for each direction of   communication.  The native host sends its packets through the nearest   6to4 router, i.e., the closest router advertising the 2002::/16   prefix through the IPv6 routing tables; the 6to4 network sends its   packet through a 6to4 relay that is either explicitly configured orHuitema, et al.              Informational                      [Page 5]

RFC 3904          Unmanaged Networks Transition Tools     September 2004   discovered through the 6to4 anycast address 192.88.99.1   [6TO4ANYCAST].  The experience so far is that simple 6to4 routers are   easy to deploy, but 6to4 relays are scarce.  If there are too few   relays, these relays will create a bottleneck.  The communications   between 6to4 and native networks will be slower than the direct   communications between 6to4 hosts.  This will create an incentive for   native hosts to somehow "multi-home" to 6to4, de facto creating two   parallel Internets, 6to4 and native.  This risk will only be   mitigated if there is a sufficient deployment of 6to4 relays.   The configured tunnel solutions do not carry this type of risk.2.1.4.  Lifespan of Transition Technologies   A related issue is the lifespan of the transition solutions.  Since   automatic tunneling technologies enable an automatic deployment,   there is a risk that some hosts never migrate out of the transition.   The risk is arguably less for explicit tunnels: the ISPs who provide   the tunnels have an incentive to replace them with a native solution   as soon as possible.   Many implementations of automatic transition technologies incorporate   an "implicit sunset" mechanism: the hosts will not configure a   transition technology address if they have native connectivity; the   address selection mechanisms will prefer native addresses when   available.  The transition technologies will stop being used   eventually, when native connectivity has been deployed everywhere.   However, the "implicit sunset" mechanism does not provide any hard   guarantee that transition will be complete at a certain date.   Yet, the support of transition technologies has a cost for the entire   network: native IPv6 ISPS have to support relays in order to provide   good performance and avoid the "parallel Internet" syndrome.  These   costs may be acceptable during an initial deployment phase, but they   can certainly not be supported for an indefinite period.  The   "implicit sunset" mechanisms may not be sufficient to guarantee a   finite lifespan of the transition.2.2.  Cost and Benefits of NAT Traversal   During the transition, some hosts will be located behind IPv4 NATs.   In order to participate in the transition, these hosts will have to   use a tunneling mechanism designed to traverse NAT.   We may ask whether NAT traversal should be a generic property of any   transition technology, or whether it makes sense to develop two types   of technologies, some "NAT capable" and some not.  An important   question is also which kinds of NAT boxes one should be able toHuitema, et al.              Informational                      [Page 6]

RFC 3904          Unmanaged Networks Transition Tools     September 2004   traverse.  One should probably also consider whether it is necessary   to build an IPv6 specific NAT traversal mechanism, or whether it is   possible to combine an existing IPv4 NAT traversal mechanism with   some form of IPv6 in IPv4 tunneling.  There are many IPv4 NAT   traversal mechanisms; thus one may ask whether these need re-   invention, especially when they are already complex.   A related question is whether the NAT traversal technology should use   automatic tunnels or configured tunnels.  We saw in the previous   section that one can argue both sides of this issue.  In fact, there   are already deployed automatic and configured solutions, so the   reality is that we will probably see both.2.2.1.  Cost of NAT Traversal   NAT traversal technologies generally involve encapsulating IPv6   packets inside a transport protocol that is known to traverse NAT,   such as UDP or TCP.  These transport technologies require   significantly more overhead than the simple tunneling over IPv4 used   in 6to4 or in IPv6 in IPv4 tunnels.  For example, solutions based on   UDP require the frequent transmission of "keep alive" packets to   maintain a "mapping" in the NAT; solutions based on TCP may not   require such a mechanism, but they incur the risk of "head of queue   blocking", which may translate in poor performance.  Given the   difference in performance, it makes sense to consider two types of   transition technologies, some capable of traversing NAT and some   aiming at the best performance.2.2.2.  Types of NAT   There are many kinds of NAT on the market.  Different models   implement different strategies for address and port allocations, and   different types of timers.  It is desirable to find solutions that   cover "almost all" models of NAT.   A configured tunnel solution will generally make fewer hypotheses on   the behavior of the NAT than an automatic solution.  The configured   solutions only need to establish a connection between an internal   node and a server; this communication pattern is supported by pretty   much all NAT configurations.  The variability will come from the type   of transport protocols that the NAT supports, especially when the NAT   also implements "firewall" functions.  Some models will allow   establishment of a single "protocol 41" tunnel, while some may   prevent this type of transmission.  Some models will allow UDP   transmission, while other may only allow TCP, or possibly HTTP.Huitema, et al.              Informational                      [Page 7]

RFC 3904          Unmanaged Networks Transition Tools     September 2004   The automatic solutions have to rely on a "lowest common denominator"   that is likely to be accepted by most models of NAT.  In practice,   this common denominator is UDP.  UDP based NAT traversal is required   by many applications, e.g., networked games or voice over IP.  The   experience shows that most recent "home routers" are designed to   support these applications.  In some edge cases, the automatic   solutions will require explicit configuration of a port in the home   router, using the so-called "DMZ" functions; however, these functions   are hard to use in an "unmanaged network" scenario.2.2.3.  Reuse of Existing Mechanisms   NAT traversal is not a problem for IPv6 alone.  Many IPv4   applications have developed solutions, or kludges, to enable   communication across a NAT.   Virtual Private Networks are established by installing tunnels   between VPN clients and VPN servers.  These tunnels are designed   today to carry IPv4, but in many cases could easily carry IPv6.  For   example, the proposed IETF standard, L2TP, includes a PPP layer that   can encapsulate IPv6 as well as IPv4.  Several NAT models are   explicitly designed to pass VPN traffic, and several VPN solutions   have special provisions to traverse NAT.  When we study the   establishment of configured tunnels through NAT, it makes a lot of   sense to consider existing VPN solutions.   [STUN] is a protocol designed to facilitate the establishment of UDP   associations through NAT, by letting nodes behind NAT discover their   "external" address.  The same function is required for automatic   tunneling through NAT, and one could consider reusing the STUN   specification as part of an automatic tunneling solution.  However,   the automatic solutions also require a mechanism of bubbles to   establish the initial path through a NAT.  This mechanism is not   present in STUN.  It is not clear that a combination of STUN and a   bubble mechanism would have a technical advantage over a solution   specifically designed for automatic tunneling through NAT.2.3.  Development of Transition Mechanisms   The previous sections make the case for the development of four   transition mechanism, covering the following 4 configurations:      -  Configured tunnel over IPv4 in the absence of NAT;      -  Automatic tunnel over IPv4 in the absence of NAT;      -  Configured tunnel across a NAT;      -  Automatic tunnel across a NAT.Huitema, et al.              Informational                      [Page 8]

RFC 3904          Unmanaged Networks Transition Tools     September 2004   Teredo is an example of an already designed solution for automatic   tunnels across a NAT; 6to4 is an example of a solution for automatic   tunnels over IPv4 in the absence of NAT.   All solutions should be designed to meet generic requirements such as   security, scalability, support for reverse name lookup, or simple   management.  In particular, automatic tunneling solutions may need to   be augmented with a special purpose reverse DNS lookup mechanism,   while configured tunnel solutions would benefit from an automatic   service configuration mechanism.3.  Meeting Case A Requirements   In case A, isolated hosts need to acquire some form of connectivity.   In this section, we first evaluate how mechanisms already defined or   being worked on in the IETF meet this requirement.  We then consider   the "remaining holes" and recommend specific developments.3.1.  Evaluation of Connectivity Mechanisms   In case A, IPv6 capable hosts seek IPv6 connectivity in order to   communicate with applications in the global IPv6 Internet.  The   connectivity requirement can be met using either configured tunnels   or automatic tunnels.   If the host is located behind a NAT, the tunneling technology should   be designed to traverse NAT; tunneling technologies that do not   support NAT traversal can obviously be used if the host is not   located behind a NAT.   When the local ISP is willing to provide a configured tunnel   solution, we should make it easy for the host in case A to use it.   The requirements for such a service will be presented in another   document.   An automatic solution like Teredo appears to be a good fit for   providing IPv6 connectivity to hosts behind NAT, in case A of IPv6   deployment.  The service is designed for minimizing the cost of   deploying the server, which matches the requirement of minimizing the   cost of the "supporting infrastructure".3.2.  Security Considerations in Case A   A characteristic of case A is that an isolated host acquires global   IPv6 connectivity, using either Teredo or an alternative tunneling   mechanism.  If no precaution is taken, there is a risk of exposing to   the global Internet some applications and services that are only   expected to serve local hosts, e.g., those located behind the NATHuitema, et al.              Informational                      [Page 9]

RFC 3904          Unmanaged Networks Transition Tools     September 2004   when a NAT is present.  Developers and administrators should make   sure that the global IPv6 connectivity is restricted to only those   applications that are expressly designed for global Internet   connectivity.  The users should be able to configure which   applications get IPv6 connectivity to the Internet and which should   not.   Any solution to the NAT traversal problem is likely to involve   relays.  There are concerns that improperly designed protocols or   improperly managed relays could open new avenues for attacks against   Internet services.  This issue should be addressed and mitigated in   the design of the NAT traversal protocols and in the deployment   guides for relays.4.  Meeting Case B Requirements   In case B, we assume that the gateway and the ISP are both dual-   stack.  The hosts on the local network may be IPv4-only, dual-stack,   or IPv6-only.  The main requirements are: prefix delegation and name   resolution.  We also study the potential need for communication   between IPv4 and IPv6 hosts, and conclude that a dual-stack approach   is preferable.4.1.  Connectivity   The gateway must be able to acquire an IPv6 prefix, delegated by the   ISP.  This can be done through explicit prefix delegation (e.g.,   [DHCPV6,PREFIXDHCPV6]), or if the ISP is advertising a /64 prefix on   the link, such a link can be extended by the use of an ND proxy or a   bridge.   An ND proxy can also be used to extend a /64 prefix to multiple   physical links of different properties (e.g., an Ethernet and a PPP   link).4.1.1.  Extending a Subnet to Span Multiple Links   A /64 subnet can be extended to span multiple physical links using a   bridge or ND proxy.  Bridges can be used when bridging multiple   similar media (mainly, Ethernet segments).  On the other hand, an ND   proxy must be used if a /64 prefix has to be shared across media   (e.g., an upstream PPP link and a downstream Ethernet), or if an   interface cannot be put into promiscuous mode (e.g., an upstream   wireless link).   Extending a single subnet to span from the ISP to all of the   unmanaged network is not recommended, and prefix delegation should be   used when available.  However, sometimes it is unavoidable.  InHuitema, et al.              Informational                     [Page 10]

RFC 3904          Unmanaged Networks Transition Tools     September 2004   addition, sometimes it's necessary to extend a subnet in the   unmanaged network, at the "customer-side" of the gateway, and   changing the topology using routing might require too much expertise.   The ND proxy method results in the sharing of the same prefix over   several links, a procedure generally known as "multi-link subnet".   This sharing has effects on neighbor discovery protocols, and   possibly also on other protocols such as LLMNR [LLMNR] that rely on   "link local multicast".  These effects need to be carefully studied.4.1.2.  Explicit Prefix Delegation   Several networks have already started using an explicit prefix   delegation mechanism using DHCPv6.  In this mechanism, the gateway   uses a DHCP request to obtain an adequate prefix from a DHCP server   managed by the Internet Service Provider.  The DHCP request is   expected to carry proper identification of the gateway, which enables   the ISP to implement prefix delegation policies.  It is expected that   the ISP assigns a /48 to the customer.  The gateway should   automatically assign /64s out of this /48 to its internal links.   DHCP is insecure unless authentication is used.  This may be a   particular problem if the link between gateway and ISP is shared by   multiple subscribers.  DHCP specification includes authentication   options, but the operational procedures for managing the keys and   methods for sharing the required information between the customer and   the ISP are unclear.  To be secure in such an environment in   practice, the practical details of managing the DHCP authentication   need to be analyzed.4.1.3.  Recommendation   The ND proxy and DHCP methods appear to have complementary domains of   application.  ND proxy is a simple method that corresponds well to   the "informal sharing" of a link, while explicit delegation provides   strong administrative control.  Both methods require development:   specify the interaction with neighbor discovery for ND proxy; provide   security guidelines for explicit delegation.4.2.  Communication Between IPv4-only and IPv6-capable Nodes   During the transition phase from IPv4 to IPv6, there will be IPv4-   only, dual-stack, and IPv6-only nodes.  In theory, there may be a   need to provide some interconnection services so that IPv4-only and   IPv6-only hosts can communicate.  However, it is hard to develop a   translation service that does not have unwanted side effects on the   efficiency or the security of communications.  As a consequence, the   authors recommend that, if a device requires communication withHuitema, et al.              Informational                     [Page 11]

RFC 3904          Unmanaged Networks Transition Tools     September 2004   IPv4-only hosts, this device implements an IPv4 stack.  The only   devices that should have IPv6-only connectivity are those that are   intended to only communicate with IPv6 hosts.4.3.  Resolution of Names to IPv6 Addresses   There are three types of name resolution services that should be   provided in case B: local IPv6 capable hosts must be able to obtain   the IPv6 addresses of correspondent hosts on the Internet, they   should be able to publish their address if they want to be accessed   from the Internet, and they should be able to obtain the IPv6 address   of other local IPv6 hosts.  These three problems are described in the   next sections.  Operational considerations and issues with IPv6 DNS   are analyzed in [DNSOPV6].4.3.1.  Provisioning the Address of a DNS Resolver   In an unmanaged environment, IPv4 hosts usually obtain the address of   the local DNS resolver through DHCPv4; the DHCPv4 service is   generally provided by the gateway.  The gateway will also use DHCPv4   to obtain the address of a suitable resolver from the local Internet   service provider.   The DHCPv4 solution will suffice in practice for the gateway and also   for the dual-stack hosts.  There is evidence that DNS servers   accessed over IPv4 can serve arbitrary DNS records, including AAAA   records.   Just using DHCPv4 will not be an adequate solution for IPv6-only   local hosts.  The DHCP working group has defined how to use   (stateless) DHCPv6 to obtain the address of the DNS server   [DNSDHCPV6].  DHCPv6 and several other possibilities are being looked   at in the DNSOP Working Group.4.3.2.  Publishing IPv6 Addresses to the Internet   IPv6 capable hosts may be willing to provide services accessible from   the global Internet.  They will thus need to publish their address in   a server that is publicly available.  IPv4 hosts in unmanaged   networks have a similar problem today, which they solve using one of   three possible solutions:      *  Manual configuration of a stable address in a DNS server;      *  Dynamic configuration using the standard dynamic DNS protocol;      *  Dynamic configuration using an ad hoc protocol.Huitema, et al.              Informational                     [Page 12]

RFC 3904          Unmanaged Networks Transition Tools     September 2004   Manual configuration of stable addresses is not satisfactory in an   unmanaged IPv6 network: the prefix allocated to the gateway may or   may not be stable, and in any case, copying long hexadecimal strings   through a manual procedure is error prone.   Dynamic configuration using the same type of ad hoc protocols that   are common today is indeed possible, but the IETF should encourage   the use of standard solutions based on Dynamic DNS (DDNS).4.3.3.  Resolving the IPv6 Addresses of Local Hosts   There are two possible ways of resolving the IPv6 addresses of local   hosts: one may either publish the IPv6 addresses in a DNS server for   the local domain, or one may use a peer-to-peer address resolution   protocol such as LLMNR.   When a DNS server is used, this server could in theory be located   anywhere on the Internet.  There is however a very strong argument   for using a local server, which will remain reachable even if the   network connectivity is down.   The use of a local server requires that IPv6 capable hosts discover   this server, as explained in 4.3.1, and then that they use a protocol   such as DDNS to publish their IPv6 addresses to this server.  In   practice, the DNS address discovered in 4.3.1 will often be the   address of the gateway itself, and the local server will thus be the   gateway.   An alternative to using a local server is LLMNR, which uses a   multicast mechanism to resolve DNS requests.  LLMNR does not require   any service from the gateway, and also does not require that hosts   use DDNS.  An important problem is that some networks only have   limited support for multicast transmission, for example, multicast   transmission on 802.11 network is error prone.  However, unmanaged   networks also use multicast for neighbor discovery [NEIGHBOR]; the   requirements of ND and LLMNR are similar; if a link technology   supports use of ND, it can also enable use of LLMNR.4.3.4.  Recommendations for Name Resolution   The IETF should quickly provide a recommended procedure for   provisioning the DNS resolver in IPv6-only hosts.   The most plausible candidate for local name resolution appears to be   LLMNR; the IETF should quickly proceed to the standardization of that   protocol.Huitema, et al.              Informational                     [Page 13]

RFC 3904          Unmanaged Networks Transition Tools     September 20044.4.  Security Considerations in Case B   The case B solutions provide global IPv6 connectivity to the local   hosts.  Removing the limit to connectivity imposed by NAT is both a   feature and a risk.  Implementations should carefully limit global   IPv6 connectivity to only those applications that are specifically   designed to operate on the global Internet.  Local applications, for   example, could be restricted to only use link-local addresses, or   addresses whose most significant bits match the prefix of the local   subnet, e.g., a prefix advertised as "on link" in a local router   advertisement.  There is a debate as to whether such restrictions   should be "per-site" or "per-link", but this is not a serious issue   when an unmanaged network is composed of a single link.5.  Meeting Case C Requirements   Case C is very similar to case B, the difference being that the ISP   is not dual-stack.  The gateway must thus use some form of tunneling   mechanism to obtain IPv6 connectivity, and an address prefix.   A simplified form of case B is a single host with a global IPv4   address, i.e., with a direct connection to the IPv4 Internet.  This   host will be able to use the same tunneling mechanisms as a gateway.5.1.  Connectivity   Connectivity in case C requires some form of tunneling of IPv6 over   IPv4.  The various tunneling solutions are discussed insection 2.   The requirements of case C can be solved by an automatic tunneling   mechanism such as 6to4 [6TO4].  An alternative may be the use of a   configured tunnels mechanism [TUNNELS], but as the local ISP is not   IPv6-enabled, this may not be feasible.  The practical conclusion of   our analysis is that "upgraded gateways" will probably support the   6to4 technology, and will have an optional configuration option for   "configured tunnels".   The tunnel broker technology should be augmented to include support   for some form of automatic configuration.   Due to concerns with potential overload of public 6to4 relays, the   6to4 implementations should include a configuration option that   allows the user to take advantage of specific relays.6.  Meeting the Case D Requirements   In case D, the ISP only provides IPv6 services.Huitema, et al.              Informational                     [Page 14]

RFC 3904          Unmanaged Networks Transition Tools     September 20046.1.  IPv6 Addressing Requirements   We expect IPv6 addressing in case D to proceed similarly to case B,   i.e., use either an ND proxy or explicit prefix delegation through   DHCPv6 to provision an IPv6 prefix on the gateway.6.2.  IPv4 Connectivity Requirements   Local IPv4 capable hosts may still want to access IPv4-only services.   The proper way to do this for dual-stack nodes in the unmanaged   network is to develop a form of "IPv4 over IPv6" tunneling.  There   are no standardized solutions and the IETF has devoted very little   effort to this issue, although there is ongoing work with [DSTM] and   [TSP].  A solution needs to be standardized.  The standardization   will have to cover configuration issues, i.e., how to provision the   IPv4 capable hosts with the address of the local IPv4 tunnel servers.6.3.  Naming Requirements   Naming requirements are similar to case B, with one difference: the   gateway cannot expect to use DHCPv4 to obtain the address of the DNS   resolver recommended by the ISP.7.  Recommendations   After a careful analysis of the possible solutions, we can list a set   of recommendations for the V6OPS working group:      1. To meet case A and case C requirements, we need to develop, or         continue to develop, four types of tunneling technologies:         automatic tunnels without NAT traversal such as [6TO4],         automatic tunnels with NAT traversal such as [TEREDO],         configured tunnels without NAT traversal such as [TUNNELS,         TSP], and configured tunnels with NAT traversal.      2. To facilitate the use of configured tunnels, we need a         standardized way for hosts or gateways to discover the tunnel         server or tunnel broker that may have been configured by the         local ISP.      3. To meet case B "informal prefix sharing" requirements, we would         need a standardized way to perform "ND proxy", possibly as part         of a "multi-link subnet" specification.  (The explicit prefix         delegation can be accomplished through [PREFIXDHCPV6].)      4. To meet case B naming requirements, we need to proceed with the         standardization of LLMNR.  (The provisioning of DNS parameters         can be accomplished through [DNSDHCPV6].)Huitema, et al.              Informational                     [Page 15]

RFC 3904          Unmanaged Networks Transition Tools     September 2004      5. To meet case D IPv4 connectivity requirement, we need to         standardize an IPv4 over IPv6 tunneling mechanism, as well as         the associated configuration services.8.  Security Considerations   This memo describes the general requirements for transition   mechanisms.  Specific security issues should be studied and addressed   during the development of the specific mechanisms.   When hosts which have been behind a NAT are exposed to IPv6, the   security assumptions may change radically.  This is mentioned in   sections3.2 and4.4.  One way to cope with that is to have a default   firewall with a NAT-like access configuration; however, any such   firewall configuration should allow for easy authorization of those   applications that actually need global connectivity.  One might also   restrict applications which can benefit from global IPv6 connectivity   on the nodes.   Security policies should be consistent between IPv4 and IPv6.  A   policy which prevents use of v6 while allowing v4 will discourage   migration to v6 without significantly improving security.  Developers   and administrators should make sure that global Internet connectivity   through either IPv4 or IPv6 is restricted to only those applications   that are expressly designed for global Internet connectivity.   Several transition technologies require relays.  There are concerns   that improperly designed protocols or improperly managed relays could   open new avenues for attacks against Internet services.  This issue   should be addressed and mitigated in the design of the transition   technologies and in the deployment guides for relays.9.  Acknowledgements   This memo has benefited from the comments of Margaret Wasserman,   Pekka Savola, Chirayu Patel, Tony Hain, Marc Blanchet, Ralph Droms,   Bill Sommerfeld, and Fred Templin.  Tim Chown provided a lot of the   analysis for the tunneling requirements work.10.  References10.1.  Normative References   [UNMANREQ]     Huitema, C., Austein, R., Satapati, S., and R. van der                  Pol, "Unmanaged Networks IPv6 Transition Scenarios",RFC 3750, April 2004.Huitema, et al.              Informational                     [Page 16]

RFC 3904          Unmanaged Networks Transition Tools     September 2004   [IPV6]         Deering, S. and R. Hinden, "Internet Protocol, Version                  6 (IPv6) Specification",RFC 2460, December 1998.   [NEIGHBOR]     Narten, T., Nordmark, E., and W. Simpson, "Neighbor                  Discovery for IP Version 6 (IPv6)",RFC 2461, December                  1998.   [6TO4]         Carpenter, B. and K. Moore, "Connection of IPv6                  Domains via IPv4 Clouds",RFC 3056, February 2001.   [6TO4ANYCAST]  Huitema, C., "An Anycast Prefix for 6to4 Relay                  Routers",RFC 3068, June 2001.   [TUNNELS]      Durand, A., Fasano, P., Guardini, I., and D. Lento,                  "IPv6 Tunnel Broker",RFC 3053, January 2001.   [DHCPV6]       Droms, R., Bound, J., Volz, B., Lemon, T., Perkins,                  C., and M. Carney, "Dynamic Host Configuration                  Protocol for IPv6 (DHCPv6)",RFC 3315, July 2003.   [DNSDHCPV6]    Droms, R., "DNS Configuration options for Dynamic Host                  Configuration Protocol for IPv6 (DHCPv6)",RFC 3646,                  December 2003.   [PREFIXDHCPV6] Troan, O. and R. Droms, "IPv6 Prefix Options for                  Dynamic Host Configuration Protocol (DHCP) version 6",RFC 3633, December 2003.10.2.  Informative References   [STUN]         Rosenberg, J., Weinberger, J., Huitema, C., and R.                  Mahy, "STUN - Simple Traversal of User Datagram                  Protocol (UDP) Through Network Address Translators                  (NATs)",RFC 3489, March 2003.   [DNSOPV6]      Durand, A., Ihren, J., and P. Savola. "Operational                  Considerations and Issues with IPv6 DNS", Work in                  Progress.   [LLMNR]        Esibov, L., Aboba, B., and D. Thaler, "Linklocal                  Multicast Name Resolution (LLMNR)", Work in Progress.   [TSP]          Blanchet, M., "IPv6 Tunnel Broker with the Tunnel                  Setup Protocol(TSP)", Work in Progress.   [DSTM]         Bound, J., "Dual Stack Transition Mechanism", Work in                  Progress.Huitema, et al.              Informational                     [Page 17]

RFC 3904          Unmanaged Networks Transition Tools     September 2004   [TEREDO]       Huitema, C., "Teredo: Tunneling IPv6 over UDP through                  NATs", Work in Progress.11.  Authors' Addresses   Christian Huitema   Microsoft Corporation   One Microsoft Way   Redmond, WA 98052-6399   EMail: huitema@microsoft.com   Rob Austein   Internet Systems Consortium   950 Charter Street   Redwood City, CA 94063   USA   EMail: sra@isc.org   Suresh Satapati   Cisco Systems, Inc.   San Jose, CA 95134   USA   EMail: satapati@cisco.com   Ronald van der Pol   NLnet Labs   Kruislaan 419   1098 VA Amsterdam   NL   EMail: Ronald.vanderPol@nlnetlabs.nlHuitema, et al.              Informational                     [Page 18]

RFC 3904          Unmanaged Networks Transition Tools     September 200412.  Full Copyright Statement   Copyright (C) The Internet Society (2004).   This document is subject to the rights, licenses and restrictions   contained inBCP 78, and except as set forth therein, the authors   retain all their rights.   This document and the information contained herein are provided on an   "AS IS" basis and THE CONTRIBUTOR, THE ORGANIZATION HE/S HE   REPRESENTS OR IS SPONSORED BY (IF ANY), THE INTERNET SOCIETY AND THE   INTERNET ENGINEERING TASK FORCE DISCLAIM ALL WARRANTIES, EXPRESS OR   IMPLIED, INCLUDING BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF   THE INFORMATION HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED   WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.Intellectual Property   The IETF takes no position regarding the validity or scope of any   Intellectual Property Rights or other rights that might be claimed to   pertain to the implementation or use of the technology described in   this document or the extent to which any license under such rights   might or might not be available; nor does it represent that it has   made any independent effort to identify any such rights.  Information   on the IETF's procedures with respect to rights in IETF Documents can   be found inBCP 78 andBCP 79.   Copies of IPR disclosures made to the IETF Secretariat and any   assurances of licenses to be made available, or the result of an   attempt made to obtain a general license or permission for the use of   such proprietary rights by implementers or users of this   specification can be obtained from the IETF on-line IPR repository athttp://www.ietf.org/ipr.   The IETF invites any interested party to bring to its attention any   copyrights, patents or patent applications, or other proprietary   rights that may cover technology that may be required to implement   this standard.  Please address the information to the IETF at ietf-   ipr@ietf.org.Acknowledgement   Funding for the RFC Editor function is currently provided by the   Internet Society.Huitema, et al.              Informational                     [Page 19]
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RFC 3904
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September 2004
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AuthorsRonald van der Pol,Christian Huitema,Suresh Satapati,Rob Austein
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