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Internet-DraftHTTP/3December 2020
BishopExpires 18 June 2021[Page]
Workgroup:
QUIC
Internet-Draft:
draft-ietf-quic-http-33
Published:
Intended Status:
Standards Track
Expires:
Author:
M. Bishop,Ed.
Akamai

Hypertext Transfer Protocol Version 3 (HTTP/3)

Abstract

The QUIC transport protocol has several features that are desirable in atransport for HTTP, such as stream multiplexing, per-stream flow control, andlow-latency connection establishment. This document describes a mapping of HTTPsemantics over QUIC. This document also identifies HTTP/2 features that aresubsumed by QUIC, and describes how HTTP/2 extensions can be ported to HTTP/3.

DO NOT DEPLOY THIS VERSION OF HTTP

DO NOT DEPLOY THIS VERSION OF HTTP/3 UNTIL IT IS IN AN RFC. This version isstill a work in progress. For trial deployments, please use earlier versions.

Note to Readers

Discussion of this draft takes place on the QUIC working group mailing list(quic@ietf.org), which is archived athttps://mailarchive.ietf.org/arch/search/?email_list=quic.

Working Group information can be found athttps://github.com/quicwg; sourcecode and issues list for this draft can be found athttps://github.com/quicwg/base-drafts/labels/-http.

Status of This Memo

This Internet-Draft is submitted in full conformance with the provisions of BCP 78 and BCP 79.

Internet-Drafts are working documents of the Internet Engineering Task Force (IETF). Note that other groups may also distribute working documents as Internet-Drafts. The list of current Internet-Drafts is athttps://datatracker.ietf.org/drafts/current/.

Internet-Drafts are draft documents valid for a maximum of six months and may be updated, replaced, or obsoleted by other documents at any time. It is inappropriate to use Internet-Drafts as reference material or to cite them other than as "work in progress."

This Internet-Draft will expire on 18 June 2021.

Copyright Notice

Copyright (c) 2020 IETF Trust and the persons identified as the document authors. All rights reserved.

This document is subject to BCP 78 and the IETF Trust's Legal Provisions Relating to IETF Documents (https://trustee.ietf.org/license-info) in effect on the date of publication of this document. Please review these documents carefully, as they describe your rights and restrictions with respect to this document. Code Components extracted from this document must include Simplified BSD License text as described in Section 4.e of the Trust Legal Provisions and are provided without warranty as described in the Simplified BSD License.

Table of Contents

1.Introduction

HTTP semantics ([SEMANTICS]) are used for a broadrange of services on the Internet. These semantics have most commonly been usedwith HTTP/1.1, over a variety of transport and session layers, and with HTTP/2over TLS. HTTP/3 supports the same semantics over a new transport protocol,QUIC.

1.1.Prior versions of HTTP

HTTP/1.1 ([HTTP11]) uses whitespace-delimited textfields to convey HTTP messages. While these exchanges are human-readable, usingwhitespace for message formatting leads to parsing complexity and excessivetolerance of variant behavior. Because HTTP/1.x does not include a multiplexinglayer, multiple TCP connections are often used to service requests in parallel.However, that has a negative impact on congestion control and networkefficiency, since TCP does not share congestion control across multipleconnections.

HTTP/2 ([HTTP2]) introduced a binary framing and multiplexing layerto improve latency without modifying the transport layer. However, because theparallel nature of HTTP/2's multiplexing is not visible to TCP's loss recoverymechanisms, a lost or reordered packet causes all active transactions toexperience a stall regardless of whether that transaction was directly impactedby the lost packet.

1.2.Delegation to QUIC

The QUIC transport protocol incorporates stream multiplexing and per-stream flowcontrol, similar to that provided by the HTTP/2 framing layer. By providingreliability at the stream level and congestion control across the entireconnection, QUIC has the capability to improve the performance of HTTP comparedto a TCP mapping. QUIC also incorporates TLS 1.3 ([TLS13]) at thetransport layer, offering comparable confidentiality and integrity to runningTLS over TCP, with the improved connection setup latency of TCP Fast Open([TFO]).

This document defines a mapping of HTTP semantics over the QUIC transportprotocol, drawing heavily on the design of HTTP/2. While delegating streamlifetime and flow control issues to QUIC, a similar binary framing is used oneach stream. Some HTTP/2 features are subsumed by QUIC, while other features areimplemented atop QUIC.

QUIC is described in[QUIC-TRANSPORT]. For a full description of HTTP/2, see[HTTP2].

2.HTTP/3 Protocol Overview

HTTP/3 provides a transport for HTTP semantics using the QUIC transport protocoland an internal framing layer similar to HTTP/2.

Once a client knows that an HTTP/3 server exists at a certain endpoint, it opensa QUIC connection. QUIC provides protocol negotiation, stream-basedmultiplexing, and flow control. Discovery of an HTTP/3 endpoint is described inSection 3.1.

Within each stream, the basic unit of HTTP/3 communication is a frame(Section 7.2). Each frame type serves a different purpose. For example, HEADERSand DATA frames form the basis of HTTP requests and responses(Section 4.1).

Multiplexing of requests is performed using the QUIC stream abstraction,described in Section 2 of[QUIC-TRANSPORT]. Each request-response pairconsumes a single QUIC stream. Streams are independent of each other, so onestream that is blocked or suffers packet loss does not prevent progress on otherstreams.

Server push is an interaction mode introduced in HTTP/2 ([HTTP2]) thatpermits a server to push a request-response exchange to a client in anticipationof the client making the indicated request. This trades off network usageagainst a potential latency gain. Several HTTP/3 frames are used to manageserver push, such as PUSH_PROMISE, MAX_PUSH_ID, and CANCEL_PUSH.

As in HTTP/2, request and response fields are compressed for transmission.Because HPACK ([HPACK]) relies on in-order transmission of compressedfield sections (a guarantee not provided by QUIC), HTTP/3 replaces HPACK withQPACK ([QPACK]). QPACK uses separate unidirectional streams to modify and trackfield table state, while encoded field sections refer to the state of the tablewithout modifying it.

2.1.Document Organization

The following sections provide a detailed overview of the lifecycle of an HTTP/3connection:

  • Connection Setup and Management (Section 3) covers how an HTTP/3endpoint is discovered and an HTTP/3 connection is established.
  • HTTP Request Lifecycle (Section 4) describes how HTTPsemantics are expressed using frames.
  • Connection Closure (Section 5) describes how HTTP/3 connectionsare terminated, either gracefully or abruptly.

The details of the wire protocol and interactions with the transport aredescribed in subsequent sections:

  • Stream Mapping and Usage (Section 6) describes the way QUIC streamsare used.
  • HTTP Framing Layer (Section 7) describes the frames used onmost streams.
  • Error Handling (Section 8) describes how error conditions are handled andexpressed, either on a particular stream or for the connection as a whole.

Additional resources are provided in the final sections:

  • Extensions to HTTP/3 (Section 9) describes how new capabilities can beadded in future documents.
  • A more detailed comparison between HTTP/2 and HTTP/3 can be found inAppendix A.

2.2.Conventions and Terminology

The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALLNOT", "SHOULD", "SHOULD NOT", "RECOMMENDED", "NOT RECOMMENDED","MAY", and "OPTIONAL" in this document are to be interpreted asdescribed in BCP 14[RFC2119][RFC8174] when, and only when, theyappear in all capitals, as shown here.

This document uses the variable-length integer encoding from[QUIC-TRANSPORT].

The following terms are used:

abort:
An abrupt termination of a connection or stream, possibly due to an errorcondition.
client:
The endpoint that initiates an HTTP/3 connection. Clients send HTTP requestsand receive HTTP responses.
connection:
A transport-layer connection between two endpoints, using QUIC as thetransport protocol.
connection error:
An error that affects the entire HTTP/3 connection.
endpoint:
Either the client or server of the connection.
frame:
The smallest unit of communication on a stream in HTTP/3, consisting of aheader and a variable-length sequence of bytes structured according to theframe type.Protocol elements called "frames" exist in both this document and[QUIC-TRANSPORT]. Where frames from[QUIC-TRANSPORT] are referenced, theframe name will be prefaced with "QUIC." For example, "QUIC CONNECTION_CLOSEframes." References without this preface refer to frames defined inSection 7.2.
HTTP/3 connection:
A QUIC connection where the negotiated application protocol is HTTP/3.
peer:
An endpoint. When discussing a particular endpoint, "peer" refers to theendpoint that is remote to the primary subject of discussion.
receiver:
An endpoint that is receiving frames.
sender:
An endpoint that is transmitting frames.
server:
The endpoint that accepts an HTTP/3 connection. Servers receive HTTP requestsand send HTTP responses.
stream:
A bidirectional or unidirectional bytestream provided by the QUIC transport.All streams within an HTTP/3 connection can be considered "HTTP/3 streams,"but multiple stream types are defined within HTTP/3.
stream error:
An application-level error on the individual stream.

The term "payload data" is defined in Section 6.4 of[SEMANTICS].

Finally, the terms "resource", "message", "user agent", "origin server","gateway", "intermediary", "proxy", and "tunnel" are defined in Section 3 of[SEMANTICS].

Packet diagrams in this document use the format defined in Section 1.3 of[QUIC-TRANSPORT] to illustrate the order and size of fields.

3.Connection Setup and Management

3.1.Discovering an HTTP/3 Endpoint

HTTP relies on the notion of an authoritative response: a response that has beendetermined to be the most appropriate response for that request given the stateof the target resource at the time of response message origination by (or at thedirection of) the origin server identified within the target URI. Locating anauthoritative server for an HTTP URL is discussed in Section 4.3 of[SEMANTICS].

The "https" scheme associates authority with possession of a certificate thatthe client considers to be trustworthy for the host identified by the authoritycomponent of the URL.

If a server presents a valid certificate and proof that it controls thecorresponding private key, then a client will accept a secured TLS session withthat server as being authoritative for all origins with the "https" scheme and ahost identified in the certificate. The host must be listed either as the CNfield of the certificate subject or as a dNSName in the subjectAltName field ofthe certificate; see[RFC6125]. For a host that is an IP address, the clientMUST verify that the address appears as an iPAddress in the subjectAltName fieldof the certificate.

If the hostname or address is not present in the certificate, the client MUSTNOT consider the server authoritative for origins containing that hostname oraddress. See Section 4.3 of[SEMANTICS] for more detail on authoritativeaccess.

A client MAY attempt access to a resource with an "https" URI by resolving thehost identifier to an IP address, establishing a QUIC connection to that addresson the indicated port, and sending an HTTP/3 request message targeting the URIto the server over that secured connection. Unless some other mechanism is usedto select HTTP/3, the token "h3" is used in the Application Layer ProtocolNegotiation (ALPN; see[RFC7301]) extension during the TLS handshake.

Connectivity problems (e.g., blocking UDP) can result in QUIC connectionestablishment failure; clients SHOULD attempt to use TCP-based versions of HTTPin this case.

Servers MAY serve HTTP/3 on any UDP port; an alternative service advertisementalways includes an explicit port, and URLs contain either an explicit port or adefault port associated with the scheme.

3.1.1.HTTP Alternative Services

An HTTP origin advertises the availability of an equivalent HTTP/3 endpoint viathe Alt-Svc HTTP response header field or the HTTP/2 ALTSVC frame ([ALTSVC]),using the "h3" ALPN token.

For example, an origin could indicate in an HTTP response that HTTP/3 wasavailable on UDP port 50781 at the same hostname by including the followingheader field:

Alt-Svc: h3=":50781"

On receipt of an Alt-Svc record indicating HTTP/3 support, a client MAY attemptto establish a QUIC connection to the indicated host and port; if thisconnection is successful, the client can send HTTP requests using the mappingdescribed in this document.

3.1.2.Other Schemes

Although HTTP is independent of the transport protocol, the "http" schemeassociates authority with the ability to receive TCP connections on theindicated port of whatever host is identified within the authority component.Because HTTP/3 does not use TCP, HTTP/3 cannot be used for direct access to theauthoritative server for a resource identified by an "http" URI. However,protocol extensions such as[ALTSVC] permit the authoritative serverto identify other services that are also authoritative and that might bereachable over HTTP/3.

Prior to making requests for an origin whose scheme is not "https", the clientMUST ensure the server is willing to serve that scheme. For origins whose schemeis "http", an experimental method to accomplish this is described in[RFC8164]. Other mechanisms might be defined for various schemes in thefuture.

3.2.Connection Establishment

HTTP/3 relies on QUIC version 1 as the underlying transport. The use of otherQUIC transport versions with HTTP/3 MAY be defined by future specifications.

QUIC version 1 uses TLS version 1.3 or greater as its handshake protocol.HTTP/3 clients MUST support a mechanism to indicate the target host to theserver during the TLS handshake. If the server is identified by a DNS name,clients MUST send the Server Name Indication (SNI;[RFC6066]) TLS extensionunless an alternative mechanism to indicate the target host is used.

QUIC connections are established as described in[QUIC-TRANSPORT]. Duringconnection establishment, HTTP/3 support is indicated by selecting the ALPNtoken "h3" in the TLS handshake. Support for other application-layer protocolsMAY be offered in the same handshake.

While connection-level options pertaining to the core QUIC protocol are set inthe initial crypto handshake, HTTP/3-specific settings are conveyed in theSETTINGS frame. After the QUIC connection is established, a SETTINGS frame(Section 7.2.4) MUST be sent by each endpoint as the initial frame of theirrespective HTTP control stream; seeSection 6.2.1.

3.3.Connection Reuse

HTTP/3 connections are persistent across multiple requests. For bestperformance, it is expected that clients will not close connections until it isdetermined that no further communication with a server is necessary (forexample, when a user navigates away from a particular web page) or until theserver closes the connection.

Once a connection exists to a server endpoint, this connection MAY be reused forrequests with multiple different URI authority components. Clients SHOULD NOTopen more than one HTTP/3 connection to a given host and port pair, where thehost is derived from a URI, a selected alternative service ([ALTSVC]), or aconfigured proxy. A client MAY open multiple HTTP/3 connections to the same IPaddress and UDP port using different transport or TLS configurations but SHOULDavoid creating multiple connections with the same configuration.

Servers are encouraged to maintain open HTTP/3 connections for as long aspossible but are permitted to terminate idle connections if necessary. Wheneither endpoint chooses to close the HTTP/3 connection, the terminating endpointSHOULD first send a GOAWAY frame (Section 5.2) so that bothendpoints can reliably determine whether previously sent frames have beenprocessed and gracefully complete or terminate any necessary remaining tasks.

A server that does not wish clients to reuse HTTP/3 connections for a particularorigin can indicate that it is not authoritative for a request by sending a 421(Misdirected Request) status code in response to the request; see Section 9.1.2of[HTTP2].

4.HTTP Request Lifecycle

4.1.HTTP Message Exchanges

A client sends an HTTP request on a request stream, which is a client-initiatedbidirectional QUIC stream; seeSection 6.1. A client MUST send only asingle request on a given stream. A server sends zero or more interim HTTPresponses on the same stream as the request, followed by a single final HTTPresponse, as detailed below. See Section 15 of[SEMANTICS] for a descriptionof interim and final HTTP responses.

Pushed responses are sent on a server-initiated unidirectional QUIC stream; seeSection 6.2.2. A server sends zero or more interim HTTP responses, followedby a single final HTTP response, in the same manner as a standard response.Push is described in more detail inSection 4.4.

On a given stream, receipt of multiple requests or receipt of an additional HTTPresponse following a final HTTP response MUST be treated as malformed(Section 4.1.3).

An HTTP message (request or response) consists of:

  1. the header field section, sent as a single HEADERS frame (seeSection 7.2.2),
  2. optionally, the payload data, if present, sent as a series of DATA frames(seeSection 7.2.1), and
  3. optionally, the trailer field section, if present, sent as a single HEADERSframe.

Header and trailer field sections are described in Sections 6.3 and 6.5 of[SEMANTICS]; the payload data is described in Section 6.4 of[SEMANTICS].

Receipt of an invalid sequence of frames MUST be treated as a connection errorof type H3_FRAME_UNEXPECTED; seeSection 8. In particular, a DATA frame beforeany HEADERS frame, or a HEADERS or DATA frame after the trailing HEADERS frameis considered invalid. Other frame types, especially unknown frame types,might be permitted subject to their own rules; seeSection 9.

A server MAY send one or more PUSH_PROMISE frames (Section 7.2.5)before, after, or interleaved with the frames of a response message. ThesePUSH_PROMISE frames are not part of the response; seeSection 4.4 for moredetails. PUSH_PROMISE frames are not permitted on push streams; a pushedresponse that includes PUSH_PROMISE frames MUST be treated as a connection errorof type H3_FRAME_UNEXPECTED; seeSection 8.

Frames of unknown types (Section 9), including reserved frames(Section 7.2.8) MAY be sent on a request or push stream before, after, orinterleaved with other frames described in this section.

The HEADERS and PUSH_PROMISE frames might reference updates to the QPACK dynamictable. While these updates are not directly part of the message exchange, theymust be received and processed before the message can be consumed. SeeSection 4.1.1 for more details.

The "chunked" transfer encoding defined in Section 7.1 of[HTTP11] MUST NOTbe used.

A response MAY consist of multiple messages when and only when one or moreinterim responses (1xx; see Section 15.2 of[SEMANTICS]) precede a finalresponse to the same request. Interim responses do not contain payload dataor trailers.

An HTTP request/response exchange fully consumes a client-initiatedbidirectional QUIC stream. After sending a request, a client MUST close thestream for sending. Unless using the CONNECT method (seeSection 4.2), clientsMUST NOT make stream closure dependent on receiving a response to their request.After sending a final response, the server MUST close the stream for sending. Atthis point, the QUIC stream is fully closed.

When a stream is closed, this indicates the end of the final HTTP message.Because some messages are large or unbounded, endpoints SHOULD begin processingpartial HTTP messages once enough of the message has been received to makeprogress. If a client-initiated stream terminates without enough of the HTTPmessage to provide a complete response, the server SHOULD abort its responsewith the error code H3_REQUEST_INCOMPLETE; seeSection 8.

A server can send a complete response prior to the client sending an entirerequest if the response does not depend on any portion of the request that hasnot been sent and received. When the server does not need to receive theremainder of the request, it MAY abort reading the request stream, send acomplete response, and cleanly close the sending part of the stream. The errorcode H3_NO_ERROR SHOULD be used when requesting that the client stop sending onthe request stream. Clients MUST NOT discard complete responses as a result ofhaving their request terminated abruptly, though clients can always discardresponses at their discretion for other reasons. If the server sends a partialor complete response but does not abort reading the request, clients SHOULDcontinue sending the body of the request and close the stream normally.

4.1.1.Field Formatting and Compression

HTTP messages carry metadata as a series of key-value pairs called HTTP fields;see Sections 6.3 and 6.5 of[SEMANTICS]. For a listing of registered HTTPfields, see the "Hypertext Transfer Protocol (HTTP) Field Name Registry"maintained athttps://www.iana.org/assignments/http-fields/.

  • Note: This registry will not exist until[SEMANTICS] is approved.RFC Editor, please remove this note prior to publication.

As in previous versions of HTTP, field names are strings containing a subset ofASCII characters that are compared in a case-insensitive fashion. Properties ofHTTP field names and values are discussed in more detail in Section 5.1 of[SEMANTICS]. As in HTTP/2, characters in field names MUST be converted tolowercase prior to their encoding. A request or response containing uppercasecharacters in field names MUST be treated as malformed (Section 4.1.3).

Like HTTP/2, HTTP/3 does not use the Connection header field to indicateconnection-specific fields; in this protocol, connection-specific metadata isconveyed by other means. An endpoint MUST NOT generate an HTTP/3 field sectioncontaining connection-specific fields; any message containingconnection-specific fields MUST be treated as malformed (Section 4.1.3).

The only exception to this is the TE header field, which MAY be present in anHTTP/3 request header; when it is, it MUST NOT contain any value other than"trailers".

This means that an intermediary transforming an HTTP/1.x message to HTTP/3 willneed to remove any fields nominated by the Connection field, along with theConnection field itself. Such intermediaries SHOULD also remove otherconnection-specific fields, such as Keep-Alive, Proxy-Connection,Transfer-Encoding, and Upgrade, even if they are not nominated by the Connectionfield.

4.1.1.1.Pseudo-Header Fields

Like HTTP/2, HTTP/3 employs a series of pseudo-header fields where the fieldname begins with the ':' character (ASCII 0x3a). These pseudo-header fieldsconvey the target URI, the method of the request, and the status code for theresponse.

Pseudo-header fields are not HTTP fields. Endpoints MUST NOT generatepseudo-header fields other than those defined in this document; however, anextension could negotiate a modification of this restriction; seeSection 9.

Pseudo-header fields are only valid in the context in which they are defined.Pseudo-header fields defined for requests MUST NOT appear in responses;pseudo-header fields defined for responses MUST NOT appear in requests.Pseudo-header fields MUST NOT appear in trailers. Endpoints MUST treat arequest or response that contains undefined or invalid pseudo-header fields asmalformed (Section 4.1.3).

All pseudo-header fields MUST appear in the header field section before regularheader fields. Any request or response that contains a pseudo-header field thatappears in a header field section after a regular header field MUST be treatedas malformed (Section 4.1.3).

The following pseudo-header fields are defined for requests:

":method":
Contains the HTTP method (Section 9 of[SEMANTICS])
":scheme":
Contains the scheme portion of the target URI (Section 3.1 of[URI])
":scheme" is not restricted to "http" and "https" schemed URIs. A proxy orgateway can translate requests for non-HTTP schemes, enabling the use ofHTTP to interact with non-HTTP services.
":authority":
Contains the authority portion of the target URI (Section 3.2 of[URI]). The authority MUST NOT include the deprecated "userinfo"subcomponent for "http" or "https" schemed URIs.
To ensure that the HTTP/1.1 request line can be reproduced accurately, thispseudo-header field MUST be omitted when translating from an HTTP/1.1request that has a request target in origin or asterisk form; see Section3.2 of[HTTP11]. Clients that generate HTTP/3 requests directly SHOULDuse the ":authority" pseudo-header field instead of the Host field. Anintermediary that converts an HTTP/3 request to HTTP/1.1 MUST create a Hostfield if one is not present in a request by copying the value of the":authority" pseudo-header field.
":path":
Contains the path and query parts of the target URI (the "path-absolute"production and optionally a '?' character followed by the "query"production; see Sections 3.3 and 3.4 of[URI]. A request inasterisk form includes the value '*' for the ":path" pseudo-header field.
This pseudo-header field MUST NOT be empty for "http" or "https" URIs;"http" or "https" URIs that do not contain a path component MUST include avalue of '/'. The exception to this rule is an OPTIONS request for an"http" or "https" URI that does not include a path component; these MUSTinclude a ":path" pseudo-header field with a value of '*'; see Section 3.2.4of[HTTP11].

All HTTP/3 requests MUST include exactly one value for the ":method", ":scheme",and ":path" pseudo-header fields, unless it is a CONNECT request; seeSection 4.2.

If the ":scheme" pseudo-header field identifies a scheme that has a mandatoryauthority component (including "http" and "https"), the request MUST containeither an ":authority" pseudo-header field or a "Host" header field. If thesefields are present, they MUST NOT be empty. If both fields are present, theyMUST contain the same value. If the scheme does not have a mandatory authoritycomponent and none is provided in the request target, the request MUST NOTcontain the ":authority" pseudo-header or "Host" header fields.

An HTTP request that omits mandatory pseudo-header fields or contains invalidvalues for those pseudo-header fields is malformed (Section 4.1.3).

HTTP/3 does not define a way to carry the version identifier that is included inthe HTTP/1.1 request line.

For responses, a single ":status" pseudo-header field is defined that carriesthe HTTP status code; see Section 15 of[SEMANTICS]. This pseudo-headerfield MUST be included in all responses; otherwise, the response is malformed(Section 4.1.3).

HTTP/3 does not define a way to carry the version or reason phrase that isincluded in an HTTP/1.1 status line.

4.1.1.2.Field Compression

HTTP/3 uses QPACK field compression as described in[QPACK], a variation ofHPACK that allows the flexibility to avoid compression-induced head-of-lineblocking. See that document for additional details.

To allow for better compression efficiency, the "Cookie" field ([RFC6265])MAY be split into separate field lines, each with one or more cookie-pairs,before compression. If a decompressed field section contains multiple cookiefield lines, these MUST be concatenated into a single octet string using thetwo-octet delimiter of 0x3b, 0x20 (the ASCII string "; ") before being passedinto a context other than HTTP/2 or HTTP/3, such as an HTTP/1.1 connection, or ageneric HTTP server application.

4.1.1.3.Header Size Constraints

An HTTP/3 implementation MAY impose a limit on the maximum size of the messageheader it will accept on an individual HTTP message. A server that receives alarger header section than it is willing to handle can send an HTTP 431 (RequestHeader Fields Too Large) status code ([RFC6585]). A client can discardresponses that it cannot process. The size of a field list is calculated basedon the uncompressed size of fields, including the length of the name and valuein bytes plus an overhead of 32 bytes for each field.

If an implementation wishes to advise its peer of this limit, it can be conveyedas a number of bytes in the SETTINGS_MAX_FIELD_SECTION_SIZE parameter. Animplementation that has received this parameter SHOULD NOT send an HTTP messageheader that exceeds the indicated size, as the peer will likely refuse toprocess it. However, an HTTP message can traverse one or more intermediariesbefore reaching the origin server; see Section 3.6 of[SEMANTICS]. Becausethis limit is applied separately by each implementation which processes themessage, messages below this limit are not guaranteed to be accepted.

4.1.2.Request Cancellation and Rejection

Once a request stream has been opened, the request MAY be cancelled by eitherendpoint. Clients cancel requests if the response is no longer of interest;servers cancel requests if they are unable to or choose not to respond. Whenpossible, it is RECOMMENDED that servers send an HTTP response with anappropriate status code rather than canceling a request it has already begunprocessing.

Implementations SHOULD cancel requests by abruptly terminating anydirections of a stream that are still open. This means resetting thesending parts of streams and aborting reading on receiving parts of streams;see Section 2.4 of[QUIC-TRANSPORT].

When the server cancels a request without performing any application processing,the request is considered "rejected." The server SHOULD abort its responsestream with the error code H3_REQUEST_REJECTED. In this context, "processed"means that some data from the stream was passed to some higher layer of softwarethat might have taken some action as a result. The client can treat requestsrejected by the server as though they had never been sent at all, therebyallowing them to be retried later.

Servers MUST NOT use the H3_REQUEST_REJECTED error code for requests that werepartially or fully processed. When a server abandons a response after partialprocessing, it SHOULD abort its response stream with the error codeH3_REQUEST_CANCELLED.

Client SHOULD use the error code H3_REQUEST_CANCELLED to cancel requests. Uponreceipt of this error code, a server MAY abruptly terminate the response usingthe error code H3_REQUEST_REJECTED if no processing was performed. Clients MUSTNOT use the H3_REQUEST_REJECTED error code, except when a server has requestedclosure of the request stream with this error code.

If a stream is canceled after receiving a complete response, the client MAYignore the cancellation and use the response. However, if a stream is cancelledafter receiving a partial response, the response SHOULD NOT be used. Onlyidempotent actions such as GET, PUT, or DELETE can be safely retried; a clientSHOULD NOT automatically retry a request with a non-idempotent method unless ithas some means to know that the request semantics are idempotentindependent of the method or some means to detect that the original request wasnever applied. See Section 9.2.2 of[SEMANTICS] for more details.

4.1.3.Malformed Requests and Responses

A malformed request or response is one that is an otherwise valid sequence offrames but is invalid due to:

  • the presence of prohibited fields or pseudo-header fields,
  • the absence of mandatory pseudo-header fields,
  • invalid values for pseudo-header fields,
  • pseudo-header fields after fields,
  • an invalid sequence of HTTP messages,
  • the inclusion of uppercase field names, or
  • the inclusion of invalid characters in field names or values.

A request or response that includes payload data can include aContent-Length header field. A request or response is also malformed if thevalue of a Content-Length header field does not equal the sum of the DATA framelengths that form the payload data. A response that is defined to have nopayload, as described in Section 6.4 of[SEMANTICS], can have a non-zeroContent-Length field, even though no content is included in DATA frames.

Intermediaries that process HTTP requests or responses (i.e., any intermediarynot acting as a tunnel) MUST NOT forward a malformed request or response.Malformed requests or responses that are detected MUST be treated as a streamerror (Section 8) of type H3_MESSAGE_ERROR.

For malformed requests, a server MAY send an HTTP response indicating the errorprior to closing or resetting the stream. Clients MUST NOT accept a malformedresponse. Note that these requirements are intended to protect against severaltypes of common attacks against HTTP; they are deliberately strict because beingpermissive can expose implementations to these vulnerabilities.

4.2.The CONNECT Method

The CONNECT method requests that the recipient establish a tunnel to thedestination origin server identified by the request-target; see Section 9.3.6 of[SEMANTICS]. It is primarily used with HTTP proxies to establish a TLSsession with an origin server for the purposes of interacting with "https"resources.

In HTTP/1.x, CONNECT is used to convert an entire HTTP connection into a tunnelto a remote host. In HTTP/2 and HTTP/3, the CONNECT method is used to establisha tunnel over a single stream.

A CONNECT request MUST be constructed as follows:

  • The ":method" pseudo-header field is set to "CONNECT"
  • The ":scheme" and ":path" pseudo-header fields are omitted
  • The ":authority" pseudo-header field contains the host and port to connect to(equivalent to the authority-form of the request-target of CONNECT requests;see Section 3.2.3 of[HTTP11])

The request stream remains open at the end of the request to carry the data tobe transferred. A CONNECT request that does not conform to these restrictionsis malformed; seeSection 4.1.3.

A proxy that supports CONNECT establishes a TCP connection ([RFC0793]) to theserver identified in the ":authority" pseudo-header field. Once this connectionis successfully established, the proxy sends a HEADERS frame containing a 2xxseries status code to the client, as defined in Section 15.3 of[SEMANTICS].

All DATA frames on the stream correspond to data sent or received on the TCPconnection. The payload of any DATA frame sent by the client is transmitted bythe proxy to the TCP server; data received from the TCP server is packaged intoDATA frames by the proxy. Note that the size and number of TCP segments is notguaranteed to map predictably to the size and number of HTTP DATA or QUIC STREAMframes.

Once the CONNECT method has completed, only DATA frames are permitted to be senton the stream. Extension frames MAY be used if specifically permitted by thedefinition of the extension. Receipt of any other known frame type MUST betreated as a connection error of type H3_FRAME_UNEXPECTED; seeSection 8.

The TCP connection can be closed by either peer. When the client ends therequest stream (that is, the receive stream at the proxy enters the "Data Recvd"state), the proxy will set the FIN bit on its connection to the TCP server. Whenthe proxy receives a packet with the FIN bit set, it will close the send streamthat it sends to the client. TCP connections that remain half-closed in asingle direction are not invalid, but are often handled poorly by servers, soclients SHOULD NOT close a stream for sending while they still expect to receivedata from the target of the CONNECT.

A TCP connection error is signaled by abruptly terminating the stream. A proxytreats any error in the TCP connection, which includes receiving a TCP segmentwith the RST bit set, as a stream error of type H3_CONNECT_ERROR; seeSection 8. Correspondingly, if a proxy detects an error with the stream or theQUIC connection, it MUST close the TCP connection. If the underlying TCPimplementation permits it, the proxy SHOULD send a TCP segment with the RST bitset.

4.3.HTTP Upgrade

HTTP/3 does not support the HTTP Upgrade mechanism (Section 7.8 of[SEMANTICS]) or 101 (Switching Protocols) informational status code (Section15.2.2 of[SEMANTICS]).

4.4.Server Push

Server push is an interaction mode that permits a server to push arequest-response exchange to a client in anticipation of the client making theindicated request. This trades off network usage against a potential latencygain. HTTP/3 server push is similar to what is described in Section 8.2 of[HTTP2], but uses different mechanisms.

Each server push is assigned a unique Push ID by the server. The Push ID isused to refer to the push in various contexts throughout the lifetime of theHTTP/3 connection.

The Push ID space begins at zero, and ends at a maximum value set by theMAX_PUSH_ID frame; seeSection 7.2.7. In particular, a server is notable to push until after the client sends a MAX_PUSH_ID frame. A client sendsMAX_PUSH_ID frames to control the number of pushes that a server can promise. Aserver SHOULD use Push IDs sequentially, beginning from zero. A client MUSTtreat receipt of a push stream as a connection error of type H3_ID_ERROR(Section 8) when no MAX_PUSH_ID frame has been sent or when the streamreferences a Push ID that is greater than the maximum Push ID.

The Push ID is used in one or more PUSH_PROMISE frames (Section 7.2.5)that carry the header section of the request message. These frames are sent onthe request stream that generated the push. This allows the server push to beassociated with a client request. When the same Push ID is promised on multiplerequest streams, the decompressed request field sections MUST contain the samefields in the same order, and both the name and the value in each field MUST beidentical.

The Push ID is then included with the push stream that ultimately fulfillsthose promises; seeSection 6.2.2. The push stream identifies the Push ID ofthe promise that it fulfills, then contains a response to the promised requestas described inSection 4.1.

Finally, the Push ID can be used in CANCEL_PUSH frames; seeSection 7.2.3. Clients use this frame to indicate they do not wish toreceive a promised resource. Servers use this frame to indicate they will notbe fulfilling a previous promise.

Not all requests can be pushed. A server MAY push requests that have thefollowing properties:

  • cacheable; see Section 9.2.3 of[SEMANTICS]
  • safe; see Section 9.2.1 of[SEMANTICS]
  • does not include a request body or trailer section

The server MUST include a value in the ":authority" pseudo-header field forwhich the server is authoritative; seeSection 3.3.

Clients SHOULD send a CANCEL_PUSH frame upon receipt of a PUSH_PROMISE framecarrying a request that is not cacheable, is not known to be safe, thatindicates the presence of a request body, or for which it does not consider theserver authoritative. Any corresponding responses MUST NOT be used or cached.

Each pushed response is associated with one or more client requests. The pushis associated with the request stream on which the PUSH_PROMISE frame wasreceived. The same server push can be associated with additional clientrequests using a PUSH_PROMISE frame with the same Push ID on multiple requeststreams. These associations do not affect the operation of the protocol, butMAY be considered by user agents when deciding how to use pushed resources.

Ordering of a PUSH_PROMISE frame in relation to certain parts of the response isimportant. The server SHOULD send PUSH_PROMISE frames prior to sending HEADERSor DATA frames that reference the promised responses. This reduces the chancethat a client requests a resource that will be pushed by the server.

Due to reordering, push stream data can arrive before the correspondingPUSH_PROMISE frame. When a client receives a new push stream with anas-yet-unknown Push ID, both the associated client request and the pushedrequest header fields are unknown. The client can buffer the stream data inexpectation of the matching PUSH_PROMISE. The client can use stream flow control(see section 4.1 of[QUIC-TRANSPORT]) to limit the amount of data a server maycommit to the pushed stream.

Push stream data can also arrive after a client has canceled a push. In thiscase, the client can abort reading the stream with an error code ofH3_REQUEST_CANCELLED. This asks the server not to transfer additional data andindicates that it will be discarded upon receipt.

Pushed responses that are cacheable (see Section 3 of[CACHING]) can be stored by the client, if itimplements an HTTP cache. Pushed responses are considered successfullyvalidated on the origin server (e.g., if the "no-cache" cache response directiveis present; see Section 5.2.2.3 of[CACHING]) at the time the pushed responseis received.

Pushed responses that are not cacheable MUST NOT be stored by any HTTP cache.They MAY be made available to the application separately.

5.Connection Closure

Once established, an HTTP/3 connection can be used for many requests andresponses over time until the connection is closed. Connection closure canhappen in any of several different ways.

5.1.Idle Connections

Each QUIC endpoint declares an idle timeout during the handshake. If the QUICconnection remains idle (no packets received) for longer than this duration, thepeer will assume that the connection has been closed. HTTP/3 implementationswill need to open a new HTTP/3 connection for new requests if the existingconnection has been idle for longer than the idle timeout negotiated during theQUIC handshake, and SHOULD do so if approaching the idle timeout; see Section10.1 of[QUIC-TRANSPORT].

HTTP clients are expected to request that the transport keep connections openwhile there are responses outstanding for requests or server pushes, asdescribed in Section 10.1.2 of[QUIC-TRANSPORT]. If the client is notexpecting a response from the server, allowing an idle connection to time out ispreferred over expending effort maintaining a connection that might not beneeded. A gateway MAY maintain connections in anticipation of need rather thanincur the latency cost of connection establishment to servers. Servers SHOULDNOT actively keep connections open.

5.2.Connection Shutdown

Even when a connection is not idle, either endpoint can decide to stop using theconnection and initiate a graceful connection close. Endpoints initiate thegraceful shutdown of an HTTP/3 connection by sending a GOAWAY frame(Section 7.2.6). The GOAWAY frame contains an identifier that indicates tothe receiver the range of requests or pushes that were or might be processed inthis connection. The server sends a client-initiated bidirectional Stream ID;the client sends a Push ID (Section 4.4). Requests or pushes with theindicated identifier or greater are rejected (Section 4.1.2) by thesender of the GOAWAY. This identifier MAY be zero if no requests or pushes wereprocessed.

The information in the GOAWAY frame enables a client and server to agree onwhich requests or pushes were accepted prior to the shutdown of the HTTP/3connection. Upon sending a GOAWAY frame, the endpoint SHOULD explicitly cancel(seeSection 4.1.2 andSection 7.2.3) any requests or pushesthat have identifiers greater than or equal to that indicated, in order to cleanup transport state for the affected streams. The endpoint SHOULD continue to doso as more requests or pushes arrive.

Endpoints MUST NOT initiate new requests or promise new pushes on the connectionafter receipt of a GOAWAY frame from the peer. Clients MAY establish a newconnection to send additional requests.

Some requests or pushes might already be in transit:

  • Upon receipt of a GOAWAY frame, if the client has already sent requests witha Stream ID greater than or equal to the identifier contained in the GOAWAYframe, those requests will not be processed. Clients can safely retryunprocessed requests on a different HTTP connection. A client that isunable to retry requests loses all requests that are in flight when theserver closes the connection.

    Requests on Stream IDs less than the Stream ID in a GOAWAY frame from theserver might have been processed; their status cannot be known until aresponse is received, the stream is reset individually, another GOAWAY isreceived, or the connection terminates.

    Servers MAY reject individual requests on streams below the indicated ID ifthese requests were not processed.

  • If a server receives a GOAWAY frame after having promised pushes with a PushID greater than or equal to the identifier contained in the GOAWAY frame,those pushes will not be accepted.

Servers SHOULD send a GOAWAY frame when the closing of a connection is knownin advance, even if the advance notice is small, so that the remote peer canknow whether a request has been partially processed or not. For example, if anHTTP client sends a POST at the same time that a server closes a QUICconnection, the client cannot know if the server started to process that POSTrequest if the server does not send a GOAWAY frame to indicate what streams itmight have acted on.

An endpoint MAY send multiple GOAWAY frames indicating different identifiers,but the identifier in each frame MUST NOT be greater than the identifier in anyprevious frame, since clients might already have retried unprocessed requests onanother HTTP connection. Receiving a GOAWAY containing a larger identifier thanpreviously received MUST be treated as a connection error of type H3_ID_ERROR;seeSection 8.

An endpoint that is attempting to gracefully shut down a connection can send aGOAWAY frame with a value set to the maximum possible value (2^62-4 for servers,2^62-1 for clients). This ensures that the peer stops creating new requests orpushes. After allowing time for any in-flight requests or pushes to arrive, theendpoint can send another GOAWAY frame indicating which requests or pushes itmight accept before the end of the connection. This ensures that a connectioncan be cleanly shut down without losing requests.

A client has more flexibility in the value it chooses for the Push ID in aGOAWAY that it sends. A value of 2^62 - 1 indicates that the server cancontinue fulfilling pushes that have already been promised. A smaller valueindicates the client will reject pushes with Push IDs greater than or equal tothis value. Like the server, the client MAY send subsequent GOAWAY frames solong as the specified Push ID is no greater than any previously sent value.

Even when a GOAWAY indicates that a given request or push will not be processedor accepted upon receipt, the underlying transport resources still exist. Theendpoint that initiated these requests can cancel them to clean up transportstate.

Once all accepted requests and pushes have been processed, the endpoint canpermit the connection to become idle, or MAY initiate an immediate closure ofthe connection. An endpoint that completes a graceful shutdown SHOULD use theH3_NO_ERROR error code when closing the connection.

If a client has consumed all available bidirectional stream IDs with requests,the server need not send a GOAWAY frame, since the client is unable to makefurther requests.

5.3.Immediate Application Closure

An HTTP/3 implementation can immediately close the QUIC connection at any time.This results in sending a QUIC CONNECTION_CLOSE frame to the peer indicatingthat the application layer has terminated the connection. The application errorcode in this frame indicates to the peer why the connection is being closed.SeeSection 8 for error codes that can be used when closing a connection inHTTP/3.

Before closing the connection, a GOAWAY frame MAY be sent to allow the client toretry some requests. Including the GOAWAY frame in the same packet as the QUICCONNECTION_CLOSE frame improves the chances of the frame being received byclients.

5.4.Transport Closure

For various reasons, the QUIC transport could indicate to the application layerthat the connection has terminated. This might be due to an explicit closureby the peer, a transport-level error, or a change in network topology thatinterrupts connectivity.

If a connection terminates without a GOAWAY frame, clients MUST assume that anyrequest that was sent, whether in whole or in part, might have been processed.

6.Stream Mapping and Usage

A QUIC stream provides reliable in-order delivery of bytes, but makes noguarantees about order of delivery with regard to bytes on other streams. On thewire, data is framed into QUIC STREAM frames, but this framing is invisible tothe HTTP framing layer. The transport layer buffers and orders received QUICSTREAM frames, exposing the data contained within as a reliable byte stream tothe application. Although QUIC permits out-of-order delivery within a stream,HTTP/3 does not make use of this feature.

QUIC streams can be either unidirectional, carrying data only from initiator toreceiver, or bidirectional. Streams can be initiated by either the client orthe server. For more detail on QUIC streams, see Section 2 of[QUIC-TRANSPORT].

When HTTP fields and data are sent over QUIC, the QUIC layer handles most ofthe stream management. HTTP does not need to do any separate multiplexing whenusing QUIC - data sent over a QUIC stream always maps to a particular HTTPtransaction or to the entire HTTP/3 connection context.

6.1.Bidirectional Streams

All client-initiated bidirectional streams are used for HTTP requests andresponses. A bidirectional stream ensures that the response can be readilycorrelated with the request. These streams are referred to as request streams.

This means that the client's first request occurs on QUIC stream 0, withsubsequent requests on stream 4, 8, and so on. In order to permit these streamsto open, an HTTP/3 server SHOULD configure non-zero minimum values for thenumber of permitted streams and the initial stream flow control window. So asto not unnecessarily limit parallelism, at least 100 requests SHOULD bepermitted at a time.

HTTP/3 does not use server-initiated bidirectional streams, though an extensioncould define a use for these streams. Clients MUST treat receipt of aserver-initiated bidirectional stream as a connection error of typeH3_STREAM_CREATION_ERROR (Section 8) unless such an extension has beennegotiated.

6.2.Unidirectional Streams

Unidirectional streams, in either direction, are used for a range of purposes.The purpose is indicated by a stream type, which is sent as a variable-lengthinteger at the start of the stream. The format and structure of data thatfollows this integer is determined by the stream type.

Unidirectional Stream Header {  Stream Type (i),}
Figure 1:Unidirectional Stream Header

Two stream types are defined in this document: control streams(Section 6.2.1) and push streams (Section 6.2.2).[QPACK] defines twoadditional stream types. Other stream types can be defined by extensions toHTTP/3; seeSection 9 for more details. Some stream types are reserved(Section 6.2.3).

The performance of HTTP/3 connections in the early phase of their lifetime issensitive to the creation and exchange of data on unidirectional streams.Endpoints that excessively restrict the number of streams or the flow controlwindow of these streams will increase the chance that the remote peer reachesthe limit early and becomes blocked. In particular, implementations shouldconsider that remote peers may wish to exercise reserved stream behavior(Section 6.2.3) with some of the unidirectional streams they are permittedto use. To avoid blocking, the transport parameters sent by both clients andservers MUST allow the peer to create at least one unidirectional stream for theHTTP control stream plus the number of unidirectional streams required bymandatory extensions (three being the minimum number required for the baseHTTP/3 protocol and QPACK), and SHOULD provide at least 1,024 bytes of flowcontrol credit to each stream.

Note that an endpoint is not required to grant additional credits to create moreunidirectional streams if its peer consumes all the initial credits beforecreating the critical unidirectional streams. Endpoints SHOULD create the HTTPcontrol stream as well as the unidirectional streams required by mandatoryextensions (such as the QPACK encoder and decoder streams) first, and thencreate additional streams as allowed by their peer.

If the stream header indicates a stream type that is not supported by therecipient, the remainder of the stream cannot be consumed as the semantics areunknown. Recipients of unknown stream types MAY abort reading of the stream withan error code of H3_STREAM_CREATION_ERROR or a reserved error code(Section 8.1), but MUST NOT consider such streams to be a connectionerror of any kind.

Implementations MAY send stream types before knowing whether the peer supportsthem. However, stream types that could modify the state or semantics ofexisting protocol components, including QPACK or other extensions, MUST NOT besent until the peer is known to support them.

A sender can close or reset a unidirectional stream unless otherwise specified.A receiver MUST tolerate unidirectional streams being closed or reset prior tothe reception of the unidirectional stream header.

6.2.1.Control Streams

A control stream is indicated by a stream type of 0x00. Data on this streamconsists of HTTP/3 frames, as defined inSection 7.2.

Each side MUST initiate a single control stream at the beginning of theconnection and send its SETTINGS frame as the first frame on this stream. Ifthe first frame of the control stream is any other frame type, this MUST betreated as a connection error of type H3_MISSING_SETTINGS. Only one controlstream per peer is permitted; receipt of a second stream claiming to be acontrol stream MUST be treated as a connection error of typeH3_STREAM_CREATION_ERROR. The sender MUST NOT close the control stream, and thereceiver MUST NOT request that the sender close the control stream. If eithercontrol stream is closed at any point, this MUST be treated as a connectionerror of type H3_CLOSED_CRITICAL_STREAM. Connection errors are described inSection 8.

A pair of unidirectional streams is used rather than a single bidirectionalstream. This allows either peer to send data as soon as it is able. Dependingon whether 0-RTT is enabled on the QUIC connection, either client or servermight be able to send stream data first after the cryptographic handshakecompletes.

6.2.2.Push Streams

Server push is an optional feature introduced in HTTP/2 that allows a server toinitiate a response before a request has been made. SeeSection 4.4 formore details.

A push stream is indicated by a stream type of 0x01, followed by the Push IDof the promise that it fulfills, encoded as a variable-length integer. Theremaining data on this stream consists of HTTP/3 frames, as defined inSection 7.2, and fulfills a promised server push by zero or more interim HTTPresponses followed by a single final HTTP response, as defined inSection 4.1. Server push and Push IDs are described inSection 4.4.

Only servers can push; if a server receives a client-initiated push stream, thisMUST be treated as a connection error of type H3_STREAM_CREATION_ERROR; seeSection 8.

Push Stream Header {  Stream Type (i) = 0x01,  Push ID (i),}
Figure 2:Push Stream Header

Each Push ID MUST only be used once in a push stream header. If a push streamheader includes a Push ID that was used in another push stream header, theclient MUST treat this as a connection error of type H3_ID_ERROR; seeSection 8.

6.2.3.Reserved Stream Types

Stream types of the format0x1f * N + 0x21 for non-negative integer values ofN are reserved to exercise the requirement that unknown types be ignored. Thesestreams have no semantics, and can be sent when application-layer padding isdesired. They MAY also be sent on connections where no data is currently beingtransferred. Endpoints MUST NOT consider these streams to have any meaning uponreceipt.

The payload and length of the stream are selected in any manner the sendingimplementation chooses. When sending a reserved stream type, the implementationMAY either terminate the stream cleanly or reset it. When resetting the stream,either the H3_NO_ERROR error code or a reserved error code(Section 8.1) SHOULD be used.

7.HTTP Framing Layer

HTTP frames are carried on QUIC streams, as described inSection 6.HTTP/3 defines three stream types: control stream, request stream, and pushstream. This section describes HTTP/3 frame formats and their permitted streamtypes; seeTable 1 for an overview. A comparison betweenHTTP/2 and HTTP/3 frames is provided inAppendix A.2.

Table 1:HTTP/3 Frames and Stream Type Overview
FrameControl StreamRequest StreamPush StreamSection
DATANoYesYesSection 7.2.1
HEADERSNoYesYesSection 7.2.2
CANCEL_PUSHYesNoNoSection 7.2.3
SETTINGSYes (1)NoNoSection 7.2.4
PUSH_PROMISENoYesNoSection 7.2.5
GOAWAYYesNoNoSection 7.2.6
MAX_PUSH_IDYesNoNoSection 7.2.7
ReservedYesYesYesSection 7.2.8

Certain frames can only occur as the first frame of a particular stream type;these are indicated inTable 1 with a (1). Specific guidanceis provided in the relevant section.

Note that, unlike QUIC frames, HTTP/3 frames can span multiple packets.

7.1.Frame Layout

All frames have the following format:

HTTP/3 Frame Format {  Type (i),  Length (i),  Frame Payload (..),}
Figure 3:HTTP/3 Frame Format

A frame includes the following fields:

Type:
A variable-length integer that identifies the frame type.
Length:
A variable-length integer that describes the length in bytes ofthe Frame Payload.
Frame Payload:
A payload, the semantics of which are determined by the Type field.

Each frame's payload MUST contain exactly the fields identified in itsdescription. A frame payload that contains additional bytes after theidentified fields or a frame payload that terminates before the end of theidentified fields MUST be treated as a connection error of typeH3_FRAME_ERROR; seeSection 8.

When a stream terminates cleanly, if the last frame on the stream was truncated,this MUST be treated as a connection error of type H3_FRAME_ERROR; seeSection 8. Streams that terminate abruptly may be reset at any point in aframe.

7.2.Frame Definitions

7.2.1.DATA

DATA frames (type=0x0) convey arbitrary, variable-length sequences of bytesassociated with HTTP request or response payload data.

DATA frames MUST be associated with an HTTP request or response. If a DATAframe is received on a control stream, the recipient MUST respond with aconnection error of type H3_FRAME_UNEXPECTED; seeSection 8.

DATA Frame {  Type (i) = 0x0,  Length (i),  Data (..),}
Figure 4:DATA Frame

7.2.2.HEADERS

The HEADERS frame (type=0x1) is used to carry an HTTP field section, encodedusing QPACK. See[QPACK] for more details.

HEADERS Frame {  Type (i) = 0x1,  Length (i),  Encoded Field Section (..),}
Figure 5:HEADERS Frame

HEADERS frames can only be sent on request or push streams. If a HEADERS frameis received on a control stream, the recipient MUST respond with a connectionerror (Section 8) of type H3_FRAME_UNEXPECTED.

7.2.3.CANCEL_PUSH

The CANCEL_PUSH frame (type=0x3) is used to request cancellation of a serverpush prior to the push stream being received. The CANCEL_PUSH frame identifiesa server push by Push ID (seeSection 4.4), encoded as a variable-lengthinteger.

When a client sends CANCEL_PUSH, it is indicating that it does not wish toreceive the promised resource. The server SHOULD abort sending the resource,but the mechanism to do so depends on the state of the corresponding pushstream. If the server has not yet created a push stream, it does not createone. If the push stream is open, the server SHOULD abruptly terminate thatstream. If the push stream has already ended, the server MAY still abruptlyterminate the stream or MAY take no action.

A server sends CANCEL_PUSH to indicate that it will not be fulfilling a promisewhich was previously sent. The client cannot expect the corresponding promiseto be fulfilled, unless it has already received and processed the promisedresponse. Regardless of whether a push stream has been opened, a serverSHOULD send a CANCEL_PUSH frame when it determines that promise will not befulfilled. If a stream has already been opened, the server canabort sending on the stream with an error code of H3_REQUEST_CANCELLED.

Sending a CANCEL_PUSH frame has no direct effect on the state of existing pushstreams. A client SHOULD NOT send a CANCEL_PUSH frame when it has alreadyreceived a corresponding push stream. A push stream could arrive after a clienthas sent a CANCEL_PUSH frame, because a server might not have processed theCANCEL_PUSH. The client SHOULD abort reading the stream with an error code ofH3_REQUEST_CANCELLED.

A CANCEL_PUSH frame is sent on the control stream. Receiving a CANCEL_PUSHframe on a stream other than the control stream MUST be treated as a connectionerror of type H3_FRAME_UNEXPECTED.

CANCEL_PUSH Frame {  Type (i) = 0x3,  Length (i),  Push ID (..),}
Figure 6:CANCEL_PUSH Frame

The CANCEL_PUSH frame carries a Push ID encoded as a variable-length integer.The Push ID identifies the server push that is being cancelled; seeSection 4.4. If a CANCEL_PUSH frame is received that references a Push IDgreater than currently allowed on the connection, this MUST be treated as aconnection error of type H3_ID_ERROR.

If the client receives a CANCEL_PUSH frame, that frame might identify a Push IDthat has not yet been mentioned by a PUSH_PROMISE frame due to reordering. If aserver receives a CANCEL_PUSH frame for a Push ID that has not yet beenmentioned by a PUSH_PROMISE frame, this MUST be treated as a connection error oftype H3_ID_ERROR.

7.2.4.SETTINGS

The SETTINGS frame (type=0x4) conveys configuration parameters that affect howendpoints communicate, such as preferences and constraints on peer behavior.Individually, a SETTINGS parameter can also be referred to as a "setting"; theidentifier and value of each setting parameter can be referred to as a "settingidentifier" and a "setting value".

SETTINGS frames always apply to an entire HTTP/3 connection, never a singlestream. A SETTINGS frame MUST be sent as the first frame of each control stream(seeSection 6.2.1) by each peer, and MUST NOT be sent subsequently. If anendpoint receives a second SETTINGS frame on the control stream, the endpointMUST respond with a connection error of type H3_FRAME_UNEXPECTED.

SETTINGS frames MUST NOT be sent on any stream other than the control stream.If an endpoint receives a SETTINGS frame on a different stream, the endpointMUST respond with a connection error of type H3_FRAME_UNEXPECTED.

SETTINGS parameters are not negotiated; they describe characteristics of thesending peer that can be used by the receiving peer. However, a negotiationcan be implied by the use of SETTINGS - each peer uses SETTINGS to advertise aset of supported values. The definition of the setting would describe how eachpeer combines the two sets to conclude which choice will be used. SETTINGS doesnot provide a mechanism to identify when the choice takes effect.

Different values for the same parameter can be advertised by each peer. Forexample, a client might be willing to consume a very large response fieldsection, while servers are more cautious about request size.

The same setting identifier MUST NOT occur more than once in the SETTINGS frame.A receiver MAY treat the presence of duplicate setting identifiers as aconnection error of type H3_SETTINGS_ERROR.

The payload of a SETTINGS frame consists of zero or more parameters. Eachparameter consists of a setting identifier and a value, both encoded as QUICvariable-length integers.

Setting {  Identifier (i),  Value (i),}SETTINGS Frame {  Type (i) = 0x4,  Length (i),  Setting (..) ...,}
Figure 7:SETTINGS Frame

An implementation MUST ignore the contents for any SETTINGS identifier it doesnot understand.

7.2.4.1.Defined SETTINGS Parameters

The following settings are defined in HTTP/3:

SETTINGS_MAX_FIELD_SECTION_SIZE (0x6):
The default value is unlimited. SeeSection 4.1.1.3 for usage.

Setting identifiers of the format0x1f * N + 0x21 for non-negative integervalues of N are reserved to exercise the requirement that unknown identifiers beignored. Such settings have no defined meaning. Endpoints SHOULD include atleast one such setting in their SETTINGS frame. Endpoints MUST NOT consider suchsettings to have any meaning upon receipt.

Because the setting has no defined meaning, the value of the setting can be anyvalue the implementation selects.

Setting identifiers which were used in HTTP/2 where there is no correspondingHTTP/3 setting have also been reserved (Section 11.2.2). These settings MUSTNOT be sent, and their receipt MUST be treated as a connection error of typeH3_SETTINGS_ERROR.

Additional settings can be defined by extensions to HTTP/3; seeSection 9for more details.

7.2.4.2.Initialization

An HTTP implementation MUST NOT send frames or requests that would be invalidbased on its current understanding of the peer's settings.

All settings begin at an initial value. Each endpoint SHOULD use these initialvalues to send messages before the peer's SETTINGS frame has arrived, as packetscarrying the settings can be lost or delayed. When the SETTINGS frame arrives,any settings are changed to their new values.

This removes the need to wait for the SETTINGS frame before sending messages.Endpoints MUST NOT require any data to be received from the peer prior tosending the SETTINGS frame; settings MUST be sent as soon as the transport isready to send data.

For servers, the initial value of each client setting is the default value.

For clients using a 1-RTT QUIC connection, the initial value of each serversetting is the default value. 1-RTT keys will always become available prior tothe packet containing SETTINGS being processed by QUIC, even if the server sendsSETTINGS immediately. Clients SHOULD NOT wait indefinitely for SETTINGS toarrive before sending requests, but SHOULD process received datagrams in orderto increase the likelihood of processing SETTINGS before sending the firstrequest.

When a 0-RTT QUIC connection is being used, the initial value of each serversetting is the value used in the previous session. Clients SHOULD store thesettings the server provided in the HTTP/3 connection where resumptioninformation was provided, but MAY opt not to store settings in certain cases(e.g., if the session ticket is received before the SETTINGS frame). A clientMUST comply with stored settings - or default values, if no values are stored- when attempting 0-RTT. Once a server has provided new settings, clients MUSTcomply with those values.

A server can remember the settings that it advertised, or store anintegrity-protected copy of the values in the ticket and recover the informationwhen accepting 0-RTT data. A server uses the HTTP/3 settings values indetermining whether to accept 0-RTT data. If the server cannot determine thatthe settings remembered by a client are compatible with its current settings, itMUST NOT accept 0-RTT data. Remembered settings are compatible if a clientcomplying with those settings would not violate the server's current settings.

A server MAY accept 0-RTT and subsequently provide different settings in itsSETTINGS frame. If 0-RTT data is accepted by the server, its SETTINGS frame MUSTNOT reduce any limits or alter any values that might be violated by the clientwith its 0-RTT data. The server MUST include all settings that differ fromtheir default values. If a server accepts 0-RTT but then sends settings thatare not compatible with the previously specified settings, this MUST be treatedas a connection error of type H3_SETTINGS_ERROR. If a server accepts 0-RTT butthen sends a SETTINGS frame that omits a setting value that the clientunderstands (apart from reserved setting identifiers) that was previouslyspecified to have a non-default value, this MUST be treated as a connectionerror of type H3_SETTINGS_ERROR.

7.2.5.PUSH_PROMISE

The PUSH_PROMISE frame (type=0x5) is used to carry a promised request headerfield section from server to client on a request stream, as in HTTP/2.

PUSH_PROMISE Frame {  Type (i) = 0x5,  Length (i),  Push ID (i),  Encoded Field Section (..),}
Figure 8:PUSH_PROMISE Frame

The payload consists of:

Push ID:
A variable-length integer that identifies the server push operation. A PushID is used in push stream headers (Section 4.4) and CANCEL_PUSH frames(Section 7.2.3).
Encoded Field Section:
QPACK-encoded request header fields for the promised response. See[QPACK]for more details.

A server MUST NOT use a Push ID that is larger than the client has provided in aMAX_PUSH_ID frame (Section 7.2.7). A client MUST treat receipt of aPUSH_PROMISE frame that contains a larger Push ID than the client has advertisedas a connection error of H3_ID_ERROR.

A server MAY use the same Push ID in multiple PUSH_PROMISE frames. If so, thedecompressed request header sets MUST contain the same fields in the same order,and both the name and the value in each field MUST be exact matches. ClientsSHOULD compare the request header sections for resources promised multipletimes. If a client receives a Push ID that has already been promised and detectsa mismatch, it MUST respond with a connection error of typeH3_GENERAL_PROTOCOL_ERROR. If the decompressed field sections match exactly, theclient SHOULD associate the pushed content with each stream on which aPUSH_PROMISE frame was received.

Allowing duplicate references to the same Push ID is primarily to reduceduplication caused by concurrent requests. A server SHOULD avoid reusing a PushID over a long period. Clients are likely to consume server push responses andnot retain them for reuse over time. Clients that see a PUSH_PROMISE frame thatuses a Push ID that they have already consumed and discarded are forced toignore the promise.

If a PUSH_PROMISE frame is received on the control stream, the client MUSTrespond with a connection error of type H3_FRAME_UNEXPECTED; seeSection 8.

A client MUST NOT send a PUSH_PROMISE frame. A server MUST treat the receipt ofa PUSH_PROMISE frame as a connection error of type H3_FRAME_UNEXPECTED; seeSection 8.

SeeSection 4.4 for a description of the overall server push mechanism.

7.2.6.GOAWAY

The GOAWAY frame (type=0x7) is used to initiate graceful shutdown of an HTTP/3connection by either endpoint. GOAWAY allows an endpoint to stop accepting newrequests or pushes while still finishing processing of previously receivedrequests and pushes. This enables administrative actions, like servermaintenance. GOAWAY by itself does not close a connection.

GOAWAY Frame {  Type (i) = 0x7,  Length (i),  Stream ID/Push ID (..),}
Figure 9:GOAWAY Frame

The GOAWAY frame is always sent on the control stream. In the server to clientdirection, it carries a QUIC Stream ID for a client-initiated bidirectionalstream encoded as a variable-length integer. A client MUST treat receipt of aGOAWAY frame containing a Stream ID of any other type as a connection error oftype H3_ID_ERROR.

In the client to server direction, the GOAWAY frame carries a Push ID encoded asa variable-length integer.

The GOAWAY frame applies to the entire connection, not a specific stream. Aclient MUST treat a GOAWAY frame on a stream other than the control stream as aconnection error of type H3_FRAME_UNEXPECTED; seeSection 8.

SeeSection 5.2 for more information on the use of the GOAWAY frame.

7.2.7.MAX_PUSH_ID

The MAX_PUSH_ID frame (type=0xd) is used by clients to control the number ofserver pushes that the server can initiate. This sets the maximum value for aPush ID that the server can use in PUSH_PROMISE and CANCEL_PUSH frames.Consequently, this also limits the number of push streams that the server caninitiate in addition to the limit maintained by the QUIC transport.

The MAX_PUSH_ID frame is always sent on the control stream. Receipt of aMAX_PUSH_ID frame on any other stream MUST be treated as a connection error oftype H3_FRAME_UNEXPECTED.

A server MUST NOT send a MAX_PUSH_ID frame. A client MUST treat the receipt ofa MAX_PUSH_ID frame as a connection error of type H3_FRAME_UNEXPECTED.

The maximum Push ID is unset when an HTTP/3 connection is created, meaning thata server cannot push until it receives a MAX_PUSH_ID frame. A client thatwishes to manage the number of promised server pushes can increase the maximumPush ID by sending MAX_PUSH_ID frames as the server fulfills or cancels serverpushes.

MAX_PUSH_ID Frame {  Type (i) = 0xd,  Length (i),  Push ID (i),}
Figure 10:MAX_PUSH_ID Frame

The MAX_PUSH_ID frame carries a single variable-length integer that identifiesthe maximum value for a Push ID that the server can use; seeSection 4.4. AMAX_PUSH_ID frame cannot reduce the maximum Push ID; receipt of a MAX_PUSH_IDframe that contains a smaller value than previously received MUST be treated asa connection error of type H3_ID_ERROR.

7.2.8.Reserved Frame Types

Frame types of the format0x1f * N + 0x21 for non-negative integer values of Nare reserved to exercise the requirement that unknown types be ignored(Section 9). These frames have no semantics, and MAY be sent on any streamwhere frames are allowed to be sent. This enables their use forapplication-layer padding. Endpoints MUST NOT consider these frames to have anymeaning upon receipt.

The payload and length of the frames are selected in any manner theimplementation chooses.

Frame types that were used in HTTP/2 where there is no corresponding HTTP/3frame have also been reserved (Section 11.2.1). These frame types MUST NOT besent, and their receipt MUST be treated as a connection error of typeH3_FRAME_UNEXPECTED.

8.Error Handling

When a stream cannot be completed successfully, QUIC allows the application toabruptly terminate (reset) that stream and communicate a reason; see Section 2.4of[QUIC-TRANSPORT]. This is referred to as a "stream error." An HTTP/3implementation can decide to close a QUIC stream and communicate the type oferror. Wire encodings of error codes are defined inSection 8.1.Stream errors are distinct from HTTP status codes which indicate errorconditions. Stream errors indicate that the sender did not transfer or consumethe full request or response, while HTTP status codes indicate the result of arequest that was successfully received.

If an entire connection needs to be terminated, QUIC similarly providesmechanisms to communicate a reason; see Section 5.3 of[QUIC-TRANSPORT]. Thisis referred to as a "connection error." Similar to stream errors, an HTTP/3implementation can terminate a QUIC connection and communicate the reason usingan error code fromSection 8.1.

Although the reasons for closing streams and connections are called "errors,"these actions do not necessarily indicate a problem with the connection oreither implementation. For example, a stream can be reset if the requestedresource is no longer needed.

An endpoint MAY choose to treat a stream error as a connection error undercertain circumstances, closing the entire connection in response to a conditionon a single stream. Implementations need to consider the impact on outstandingrequests before making this choice.

Because new error codes can be defined without negotiation (seeSection 9),use of an error code in an unexpected context or receipt of an unknown errorcode MUST be treated as equivalent to H3_NO_ERROR. However, closing a streamcan have other effects regardless of the error code; for example, seeSection 4.1.

8.1.HTTP/3 Error Codes

The following error codes are defined for use when abruptly terminating streams,aborting reading of streams, or immediately closing HTTP/3 connections.

H3_NO_ERROR (0x100):
No error. This is used when the connection or stream needs to be closed, butthere is no error to signal.
H3_GENERAL_PROTOCOL_ERROR (0x101):
Peer violated protocol requirements in a way that does not match a morespecific error code, or endpoint declines to use the more specific error code.
H3_INTERNAL_ERROR (0x102):
An internal error has occurred in the HTTP stack.
H3_STREAM_CREATION_ERROR (0x103):
The endpoint detected that its peer created a stream that it will not accept.
H3_CLOSED_CRITICAL_STREAM (0x104):
A stream required by the HTTP/3 connection was closed or reset.
H3_FRAME_UNEXPECTED (0x105):
A frame was received that was not permitted in the current state or on thecurrent stream.
H3_FRAME_ERROR (0x106):
A frame that fails to satisfy layout requirements or with an invalid sizewas received.
H3_EXCESSIVE_LOAD (0x107):
The endpoint detected that its peer is exhibiting a behavior that might begenerating excessive load.
H3_ID_ERROR (0x108):
A Stream ID or Push ID was used incorrectly, such as exceeding a limit,reducing a limit, or being reused.
H3_SETTINGS_ERROR (0x109):
An endpoint detected an error in the payload of a SETTINGS frame.
H3_MISSING_SETTINGS (0x10a):
No SETTINGS frame was received at the beginning of the control stream.
H3_REQUEST_REJECTED (0x10b):
A server rejected a request without performing any application processing.
H3_REQUEST_CANCELLED (0x10c):
The request or its response (including pushed response) is cancelled.
H3_REQUEST_INCOMPLETE (0x10d):
The client's stream terminated without containing a fully-formed request.
H3_MESSAGE_ERROR (0x10e):
An HTTP message was malformed and cannot be processed.
H3_CONNECT_ERROR (0x10f):
The TCP connection established in response to a CONNECT request was reset orabnormally closed.
H3_VERSION_FALLBACK (0x110):
The requested operation cannot be served over HTTP/3. The peer shouldretry over HTTP/1.1.

Error codes of the format0x1f * N + 0x21 for non-negative integer values of Nare reserved to exercise the requirement that unknown error codes be treated asequivalent to H3_NO_ERROR (Section 9). Implementations SHOULD select anerror code from this space with some probability when they would have sentH3_NO_ERROR.

9.Extensions to HTTP/3

HTTP/3 permits extension of the protocol. Within the limitations described inthis section, protocol extensions can be used to provide additional services oralter any aspect of the protocol. Extensions are effective only within thescope of a single HTTP/3 connection.

This applies to the protocol elements defined in this document. This does notaffect the existing options for extending HTTP, such as defining new methods,status codes, or fields.

Extensions are permitted to use new frame types (Section 7.2), new settings(Section 7.2.4.1), new error codes (Section 8), or new unidirectionalstream types (Section 6.2). Registries are established formanaging these extension points: frame types (Section 11.2.1), settings(Section 11.2.2), error codes (Section 11.2.3), and stream types(Section 11.2.4).

Implementations MUST ignore unknown or unsupported values in all extensibleprotocol elements. Implementations MUST discard frames and unidirectionalstreams that have unknown or unsupported types. This means that any of theseextension points can be safely used by extensions without prior arrangement ornegotiation. However, where a known frame type is required to be in a specificlocation, such as the SETTINGS frame as the first frame of the control stream(seeSection 6.2.1), an unknown frame type does not satisfy thatrequirement and SHOULD be treated as an error.

Extensions that could change the semantics of existing protocol components MUSTbe negotiated before being used. For example, an extension that changes thelayout of the HEADERS frame cannot be used until the peer has given a positivesignal that this is acceptable. Coordinating when such a revised layout comesinto effect could prove complex. As such, allocating new identifiers fornew definitions of existing protocol elements is likely to be more effective.

This document does not mandate a specific method for negotiating the use of anextension but notes that a setting (Section 7.2.4.1) could be used forthat purpose. If both peers set a value that indicates willingness to use theextension, then the extension can be used. If a setting is used for extensionnegotiation, the default value MUST be defined in such a fashion that theextension is disabled if the setting is omitted.

10.Security Considerations

The security considerations of HTTP/3 should be comparable to those of HTTP/2with TLS. However, many of the considerations from Section 10 of[HTTP2]apply to[QUIC-TRANSPORT] and are discussed in that document.

10.1.Server Authority

HTTP/3 relies on the HTTP definition of authority. The security considerationsof establishing authority are discussed in Section 17.1 of[SEMANTICS].

10.2.Cross-Protocol Attacks

The use of ALPN in the TLS and QUIC handshakes establishes the targetapplication protocol before application-layer bytes are processed. This ensuresthat endpoints have strong assurances that peers are using the same protocol.

This does not guarantee protection from all cross-protocol attacks. Section21.5 of[QUIC-TRANSPORT] describes some ways in which the plaintext of QUICpackets can be used to perform request forgery against endpoints that don't useauthenticated transports.

10.3.Intermediary Encapsulation Attacks

The HTTP/3 field encoding allows the expression of names that are not validfield names in the syntax used by HTTP (Section 5.1 of[SEMANTICS]).Requests or responses containing invalid field names MUST be treated asmalformed (Section 4.1.3). An intermediary therefore cannot translate an HTTP/3request or response containing an invalid field name into an HTTP/1.1 message.

Similarly, HTTP/3 can transport field values that are not valid. While mostvalues that can be encoded will not alter field parsing, carriage return (CR,ASCII 0xd), line feed (LF, ASCII 0xa), and the zero character (NUL, ASCII 0x0)might be exploited by an attacker if they are translated verbatim. Any requestor response that contains a character not permitted in a field value MUST betreated as malformed (Section 4.1.3). Valid characters are defined by the"field-content" ABNF rule in Section 5.5 of[SEMANTICS].

10.4.Cacheability of Pushed Responses

Pushed responses do not have an explicit request from the client; the request isprovided by the server in the PUSH_PROMISE frame.

Caching responses that are pushed is possible based on the guidance provided bythe origin server in the Cache-Control header field. However, this can causeissues if a single server hosts more than one tenant. For example, a servermight offer multiple users each a small portion of its URI space.

Where multiple tenants share space on the same server, that server MUST ensurethat tenants are not able to push representations of resources that they do nothave authority over. Failure to enforce this would allow a tenant to provide arepresentation that would be served out of cache, overriding the actualrepresentation that the authoritative tenant provides.

Clients are required to reject pushed responses for which an origin server isnot authoritative; seeSection 4.4.

10.5.Denial-of-Service Considerations

An HTTP/3 connection can demand a greater commitment of resources to operatethan an HTTP/1.1 or HTTP/2 connection. The use of field compression and flowcontrol depend on a commitment of resources for storing a greater amount ofstate. Settings for these features ensure that memory commitments for thesefeatures are strictly bounded.

The number of PUSH_PROMISE frames is constrained in a similar fashion. A clientthat accepts server push SHOULD limit the number of Push IDs it issues at atime.

Processing capacity cannot be guarded as effectively as state capacity.

The ability to send undefined protocol elements that the peer is required toignore can be abused to cause a peer to expend additional processing time. Thismight be done by setting multiple undefined SETTINGS parameters, unknown frametypes, or unknown stream types. Note, however, that some uses are entirelylegitimate, such as optional-to-understand extensions and padding to increaseresistance to traffic analysis.

Compression of field sections also offers some opportunities to waste processingresources; see Section 7 of[QPACK] for more details on potential abuses.

All these features - i.e., server push, unknown protocol elements, fieldcompression - have legitimate uses. These features become a burden only whenthey are used unnecessarily or to excess.

An endpoint that does not monitor this behavior exposes itself to a risk ofdenial-of-service attack. Implementations SHOULD track the use of thesefeatures and set limits on their use. An endpoint MAY treat activity that issuspicious as a connection error of type H3_EXCESSIVE_LOAD (Section 8), butfalse positives will result in disrupting valid connections and requests.

10.5.1.Limits on Field Section Size

A large field section (Section 4.1) can cause an implementation tocommit a large amount of state. Header fields that are critical for routing canappear toward the end of a header field section, which prevents streaming of theheader field section to its ultimate destination. This ordering and otherreasons, such as ensuring cache correctness, mean that an endpoint likely needsto buffer the entire header field section. Since there is no hard limit to thesize of a field section, some endpoints could be forced to commit a large amountof available memory for header fields.

An endpoint can use the SETTINGS_MAX_FIELD_SECTION_SIZE(Section 4.1.1.3) setting to advise peers of limits that might applyon the size of field sections. This setting is only advisory, so endpoints MAYchoose to send field sections that exceed this limit and risk having the requestor response being treated as malformed. This setting is specific to an HTTP/3connection, so any request or response could encounter a hop with a lower,unknown limit. An intermediary can attempt to avoid this problem by passing onvalues presented by different peers, but they are not obligated to do so.

A server that receives a larger field section than it is willing to handle cansend an HTTP 431 (Request Header Fields Too Large) status code ([RFC6585]).A client can discard responses that it cannot process.

10.5.2.CONNECT Issues

The CONNECT method can be used to create disproportionate load on a proxy,since stream creation is relatively inexpensive when compared to the creationand maintenance of a TCP connection. A proxy might also maintain some resourcesfor a TCP connection beyond the closing of the stream that carries the CONNECTrequest, since the outgoing TCP connection remains in the TIME_WAIT state.Therefore, a proxy cannot rely on QUIC stream limits alone to control theresources consumed by CONNECT requests.

10.6.Use of Compression

Compression can allow an attacker to recover secret data when it is compressedin the same context as data under attacker control. HTTP/3 enables compressionof fields (Section 4.1.1); the following concerns also apply to the useof HTTP compressed content-codings; see Section 8.5.1 of[SEMANTICS].

There are demonstrable attacks on compression that exploit the characteristicsof the web (e.g.,[BREACH]). The attacker induces multiple requestscontaining varying plaintext, observing the length of the resulting ciphertextin each, which reveals a shorter length when a guess about the secret iscorrect.

Implementations communicating on a secure channel MUST NOT compress content thatincludes both confidential and attacker-controlled data unless separatecompression contexts are used for each source of data. Compression MUST NOT beused if the source of data cannot be reliably determined.

Further considerations regarding the compression of fields sections aredescribed in[QPACK].

10.7.Padding and Traffic Analysis

Padding can be used to obscure the exact size of frame content and is providedto mitigate specific attacks within HTTP, for example, attacks where compressedcontent includes both attacker-controlled plaintext and secret data (e.g.,[BREACH]).

Where HTTP/2 employs PADDING frames and Padding fields in other frames to make aconnection more resistant to traffic analysis, HTTP/3 can either rely ontransport-layer padding or employ the reserved frame and stream types discussedinSection 7.2.8 andSection 6.2.3. These methods of padding producedifferent results in terms of the granularity of padding, how padding isarranged in relation to the information that is being protected, whether paddingis applied in the case of packet loss, and how an implementation might controlpadding.

Reserved stream types can be used to give the appearance of sending traffic evenwhen the connection is idle. Because HTTP traffic often occurs in bursts,apparent traffic can be used to obscure the timing or duration of such bursts,even to the point of appearing to send a constant stream of data. However, assuch traffic is still flow controlled by the receiver, a failure to promptlydrain such streams and provide additional flow control credit can limit thesender's ability to send real traffic.

To mitigate attacks that rely on compression, disabling or limiting compressionmight be preferable to padding as a countermeasure.

Use of padding can result in less protection than might seem immediatelyobvious. Redundant padding could even be counterproductive. At best, paddingonly makes it more difficult for an attacker to infer length information byincreasing the number of frames an attacker has to observe. Incorrectlyimplemented padding schemes can be easily defeated. In particular, randomizedpadding with a predictable distribution provides very little protection;similarly, padding payloads to a fixed size exposes information as payload sizescross the fixed-sized boundary, which could be possible if an attacker cancontrol plaintext.

10.8.Frame Parsing

Several protocol elements contain nested length elements, typically in the formof frames with an explicit length containing variable-length integers. Thiscould pose a security risk to an incautious implementer. An implementation MUSTensure that the length of a frame exactly matches the length of the fields itcontains.

10.9.Early Data

The use of 0-RTT with HTTP/3 creates an exposure to replay attack. Theanti-replay mitigations in[HTTP-REPLAY] MUST be applied when usingHTTP/3 with 0-RTT.

10.10.Migration

Certain HTTP implementations use the client address for logging oraccess-control purposes. Since a QUIC client's address might change during aconnection (and future versions might support simultaneous use of multipleaddresses), such implementations will need to either actively retrieve theclient's current address or addresses when they are relevant or explicitlyaccept that the original address might change.

10.11.Privacy Considerations

Several characteristics of HTTP/3 provide an observer an opportunity tocorrelate actions of a single client or server over time. These include thevalue of settings, the timing of reactions to stimulus, and the handling of anyfeatures that are controlled by settings.

As far as these create observable differences in behavior, they could be used asa basis for fingerprinting a specific client.

HTTP/3's preference for using a single QUIC connection allows correlation of auser's activity on a site. Reusing connections for different origins allowsfor correlation of activity across those origins.

Several features of QUIC solicit immediate responses and can be used by anendpoint to measure latency to their peer; this might have privacy implicationsin certain scenarios.

11.IANA Considerations

This document registers a new ALPN protocol ID (Section 11.1) and creates newregistries that manage the assignment of codepoints in HTTP/3.

11.1.Registration of HTTP/3 Identification String

This document creates a new registration for the identification ofHTTP/3 in the "Application Layer Protocol Negotiation (ALPN)Protocol IDs" registry established in[RFC7301].

The "h3" string identifies HTTP/3:

Protocol:
HTTP/3
Identification Sequence:
0x68 0x33 ("h3")
Specification:
This document

11.2.New Registries

New registries created in this document operate under the QUIC registrationpolicy documented in Section 22.1 of[QUIC-TRANSPORT]. These registries allinclude the common set of fields listed in Section 22.1.1 of[QUIC-TRANSPORT].These registries [SHALL be/are] collected under a "Hypertext Transfer Protocolversion 3 (HTTP/3) Parameters" heading.

The initial allocations in these registries created in this document are allassigned permanent status and list a change controller of the IETF and a contactof the HTTP working group (ietf-http-wg@w3.org).

11.2.1.Frame Types

This document establishes a registry for HTTP/3 frame type codes. The "HTTP/3Frame Type" registry governs a 62-bit space. This registry follows the QUICregistry policy; seeSection 11.2. Permanent registrations in this registryare assigned using the Specification Required policy ([RFC8126]), except forvalues between 0x00 and 0x3f (in hexadecimal; inclusive), which are assignedusing Standards Action or IESG Approval as defined in Section 4.9 and 4.10 of[RFC8126].

While this registry is separate from the "HTTP/2 Frame Type" registry defined in[HTTP2], it is preferable that the assignments parallel each other where thecode spaces overlap. If an entry is present in only one registry, every effortSHOULD be made to avoid assigning the corresponding value to an unrelatedoperation.

In addition to common fields as described inSection 11.2, permanentregistrations in this registry MUST include the following field:

Frame Type:
A name or label for the frame type.

Specifications of frame types MUST include a description of the frame layout andits semantics, including any parts of the frame that are conditionally present.

The entries inTable 2 are registered by this document.

Table 2:Initial HTTP/3 Frame Types
Frame TypeValueSpecification
DATA0x0Section 7.2.1
HEADERS0x1Section 7.2.2
Reserved0x2N/A
CANCEL_PUSH0x3Section 7.2.3
SETTINGS0x4Section 7.2.4
PUSH_PROMISE0x5Section 7.2.5
Reserved0x6N/A
GOAWAY0x7Section 7.2.6
Reserved0x8N/A
Reserved0x9N/A
MAX_PUSH_ID0xdSection 7.2.7

Each code of the format0x1f * N + 0x21 for non-negative integer values of N(that is, 0x21, 0x40, ..., through 0x3ffffffffffffffe) MUST NOT be assigned byIANA and MUST NOT appear in the listing of assigned values.

11.2.2.Settings Parameters

This document establishes a registry for HTTP/3 settings. The "HTTP/3 Settings"registry governs a 62-bit space. This registry follows the QUIC registrypolicy; seeSection 11.2. Permanent registrations in this registry areassigned using the Specification Required policy ([RFC8126]), except forvalues between 0x00 and 0x3f (in hexadecimal; inclusive), which are assignedusing Standards Action or IESG Approval as defined in Section 4.9 and 4.10 of[RFC8126].

While this registry is separate from the "HTTP/2 Settings" registry defined in[HTTP2], it is preferable that the assignments parallel each other. If anentry is present in only one registry, every effort SHOULD be made to avoidassigning the corresponding value to an unrelated operation.

In addition to common fields as described inSection 11.2, permanentregistrations in this registry MUST include the following fields:

Setting Name:
A symbolic name for the setting. Specifying a setting name is optional.
Default:
The value of the setting unless otherwise indicated. A default SHOULD be themost restrictive possible value.

The entries inTable 3 are registered by this document.

Table 3:Initial HTTP/3 Settings
Setting NameValueSpecificationDefault
Reserved0x2N/AN/A
Reserved0x3N/AN/A
Reserved0x4N/AN/A
Reserved0x5N/AN/A
MAX_FIELD_SECTION_SIZE0x6Section 7.2.4.1Unlimited

Each code of the format0x1f * N + 0x21 for non-negative integer values of N(that is, 0x21, 0x40, ..., through 0x3ffffffffffffffe) MUST NOT be assigned byIANA and MUST NOT appear in the listing of assigned values.

11.2.3.Error Codes

This document establishes a registry for HTTP/3 error codes. The "HTTP/3 ErrorCode" registry manages a 62-bit space. This registry follows the QUIC registrypolicy; seeSection 11.2. Permanent registrations in this registry areassigned using the Specification Required policy ([RFC8126]), except forvalues between 0x00 and 0x3f (in hexadecimal; inclusive), which are assignedusing Standards Action or IESG Approval as defined in Section 4.9 and 4.10 of[RFC8126].

Registrations for error codes are required to include a description of theerror code. An expert reviewer is advised to examine new registrations forpossible duplication with existing error codes. Use of existingregistrations is to be encouraged, but not mandated. Use of values thatare registered in the "HTTP/2 Error Code" registry is discouraged.

In addition to common fields as described inSection 11.2, this registryincludes two additional fields. Permanent registrations in this registry MUSTinclude the following field:

Name:
A name for the error code.
Description:
A brief description of the error code semantics.

The entries inTable 4 are registered by this document. Theseerror codes were selected from the range that operates on a SpecificationRequired policy to avoid collisions with HTTP/2 error codes.

Table 4:Initial HTTP/3 Error Codes
NameValueDescriptionSpecification
H3_NO_ERROR0x0100No errorSection 8.1
H3_GENERAL_PROTOCOL_ERROR0x0101General protocol errorSection 8.1
H3_INTERNAL_ERROR0x0102Internal errorSection 8.1
H3_STREAM_CREATION_ERROR0x0103Stream creation errorSection 8.1
H3_CLOSED_CRITICAL_STREAM0x0104Critical stream was closedSection 8.1
H3_FRAME_UNEXPECTED0x0105Frame not permitted in the current stateSection 8.1
H3_FRAME_ERROR0x0106Frame violated layout or size rulesSection 8.1
H3_EXCESSIVE_LOAD0x0107Peer generating excessive loadSection 8.1
H3_ID_ERROR0x0108An identifier was used incorrectlySection 8.1
H3_SETTINGS_ERROR0x0109SETTINGS frame contained invalid valuesSection 8.1
H3_MISSING_SETTINGS0x010aNo SETTINGS frame receivedSection 8.1
H3_REQUEST_REJECTED0x010bRequest not processedSection 8.1
H3_REQUEST_CANCELLED0x010cData no longer neededSection 8.1
H3_REQUEST_INCOMPLETE0x010dStream terminated earlySection 8.1
H3_MESSAGE_ERROR0x010eMalformed messageSection 8.1
H3_CONNECT_ERROR0x010fTCP reset or error on CONNECT requestSection 8.1
H3_VERSION_FALLBACK0x0110Retry over HTTP/1.1Section 8.1

Each code of the format0x1f * N + 0x21 for non-negative integer values of N(that is, 0x21, 0x40, ..., through 0x3ffffffffffffffe) MUST NOT be assigned byIANA and MUST NOT appear in the listing of assigned values.

11.2.4.Stream Types

This document establishes a registry for HTTP/3 unidirectional stream types. The"HTTP/3 Stream Type" registry governs a 62-bit space. This registry follows theQUIC registry policy; seeSection 11.2. Permanent registrations in thisregistry are assigned using the Specification Required policy ([RFC8126]),except for values between 0x00 and 0x3f (in hexadecimal; inclusive), which areassigned using Standards Action or IESG Approval as defined in Section 4.9 and4.10 of[RFC8126].

In addition to common fields as described inSection 11.2, permanentregistrations in this registry MUST include the following fields:

Stream Type:
A name or label for the stream type.
Sender:
Which endpoint on an HTTP/3 connection may initiate a stream of this type.Values are "Client", "Server", or "Both".

Specifications for permanent registrations MUST include a description of thestream type, including the layout and semantics of the stream contents.

The entries in the following table are registered by this document.

Table 5
Stream TypeValueSpecificationSender
Control Stream0x00Section 6.2.1Both
Push Stream0x01Section 4.4Server

Each code of the format0x1f * N + 0x21 for non-negative integer values of N(that is, 0x21, 0x40, ..., through 0x3ffffffffffffffe) MUST NOT be assigned byIANA and MUST NOT appear in the listing of assigned values.

12.References

12.1.Normative References

[ALTSVC]
Nottingham, M., McManus, P., and J. Reschke,"HTTP Alternative Services",RFC 7838,DOI 10.17487/RFC7838,,<https://www.rfc-editor.org/info/rfc7838>.
[CACHING]
Fielding, R., Nottingham, M., and J. Reschke,"HTTP Caching",Work in Progress,Internet-Draft, draft-ietf-httpbis-cache-13,,<http://www.ietf.org/internet-drafts/draft-ietf-httpbis-cache-13.txt>.
[HTTP-REPLAY]
Thomson, M., Nottingham, M., and W. Tarreau,"Using Early Data in HTTP",RFC 8470,DOI 10.17487/RFC8470,,<https://www.rfc-editor.org/info/rfc8470>.
[QPACK]
Krasic, C., Bishop, M., and A. Frindell, Ed.,"QPACK: Header Compression for HTTP over QUIC",Work in Progress,Internet-Draft, draft-ietf-quic-qpack-20,,<https://tools.ietf.org/html/draft-ietf-quic-qpack-20>.
[QUIC-TRANSPORT]
Iyengar, J., Ed. and M. Thomson, Ed.,"QUIC: A UDP-Based Multiplexed and Secure Transport",Work in Progress,Internet-Draft, draft-ietf-quic-transport-34,,<https://tools.ietf.org/html/draft-ietf-quic-transport-34>.
[RFC0793]
Postel, J.,"Transmission Control Protocol",STD 7,RFC 793,DOI 10.17487/RFC0793,,<https://www.rfc-editor.org/info/rfc793>.
[RFC2119]
Bradner, S.,"Key words for use in RFCs to Indicate Requirement Levels",BCP 14,RFC 2119,DOI 10.17487/RFC2119,,<https://www.rfc-editor.org/info/rfc2119>.
[RFC6066]
Eastlake 3rd, D.,"Transport Layer Security (TLS) Extensions: Extension Definitions",RFC 6066,DOI 10.17487/RFC6066,,<https://www.rfc-editor.org/info/rfc6066>.
[RFC6125]
Saint-Andre, P. and J. Hodges,"Representation and Verification of Domain-Based Application Service Identity within Internet Public Key Infrastructure Using X.509 (PKIX) Certificates in the Context of Transport Layer Security (TLS)",RFC 6125,DOI 10.17487/RFC6125,,<https://www.rfc-editor.org/info/rfc6125>.
[RFC6265]
Barth, A.,"HTTP State Management Mechanism",RFC 6265,DOI 10.17487/RFC6265,,<https://www.rfc-editor.org/info/rfc6265>.
[RFC7301]
Friedl, S., Popov, A., Langley, A., and E. Stephan,"Transport Layer Security (TLS) Application-Layer Protocol Negotiation Extension",RFC 7301,DOI 10.17487/RFC7301,,<https://www.rfc-editor.org/info/rfc7301>.
[RFC8126]
Cotton, M., Leiba, B., and T. Narten,"Guidelines for Writing an IANA Considerations Section in RFCs",BCP 26,RFC 8126,DOI 10.17487/RFC8126,,<https://www.rfc-editor.org/info/rfc8126>.
[RFC8174]
Leiba, B.,"Ambiguity of Uppercase vs Lowercase in RFC 2119 Key Words",BCP 14,RFC 8174,DOI 10.17487/RFC8174,,<https://www.rfc-editor.org/info/rfc8174>.
[SEMANTICS]
Fielding, R., Nottingham, M., and J. Reschke,"HTTP Semantics",Work in Progress,Internet-Draft, draft-ietf-httpbis-semantics-13,,<http://www.ietf.org/internet-drafts/draft-ietf-httpbis-semantics-13.txt>.
[URI]
Berners-Lee, T., Fielding, R., and L. Masinter,"Uniform Resource Identifier (URI): Generic Syntax",STD 66,RFC 3986,DOI 10.17487/RFC3986,,<https://www.rfc-editor.org/info/rfc3986>.

12.2.Informative References

[BREACH]
Gluck, Y., Harris, N., and A. Prado,"BREACH: Reviving the CRIME Attack",,<http://breachattack.com/resources/BREACH%20-%20SSL,%20gone%20in%2030%20seconds.pdf>.
[HPACK]
Peon, R. and H. Ruellan,"HPACK: Header Compression for HTTP/2",RFC 7541,DOI 10.17487/RFC7541,,<https://www.rfc-editor.org/info/rfc7541>.
[HTTP11]
Fielding, R., Nottingham, M., and J. Reschke,"HTTP/1.1",Work in Progress,Internet-Draft, draft-ietf-httpbis-messaging-13,,<http://www.ietf.org/internet-drafts/draft-ietf-httpbis-messaging-13.txt>.
[HTTP2]
Belshe, M., Peon, R., and M. Thomson, Ed.,"Hypertext Transfer Protocol Version 2 (HTTP/2)",RFC 7540,DOI 10.17487/RFC7540,,<https://www.rfc-editor.org/info/rfc7540>.
[RFC6585]
Nottingham, M. and R. Fielding,"Additional HTTP Status Codes",RFC 6585,DOI 10.17487/RFC6585,,<https://www.rfc-editor.org/info/rfc6585>.
[RFC8164]
Nottingham, M. and M. Thomson,"Opportunistic Security for HTTP/2",RFC 8164,DOI 10.17487/RFC8164,,<https://www.rfc-editor.org/info/rfc8164>.
[TFO]
Cheng, Y., Chu, J., Radhakrishnan, S., and A. Jain,"TCP Fast Open",RFC 7413,DOI 10.17487/RFC7413,,<https://www.rfc-editor.org/info/rfc7413>.
[TLS13]
Rescorla, E.,"The Transport Layer Security (TLS) Protocol Version 1.3",RFC 8446,DOI 10.17487/RFC8446,,<https://www.rfc-editor.org/info/rfc8446>.

Appendix A.Considerations for Transitioning from HTTP/2

HTTP/3 is strongly informed by HTTP/2, and bears many similarities. Thissection describes the approach taken to design HTTP/3, points out importantdifferences from HTTP/2, and describes how to map HTTP/2 extensions into HTTP/3.

HTTP/3 begins from the premise that similarity to HTTP/2 is preferable, but nota hard requirement. HTTP/3 departs from HTTP/2 where QUIC differs from TCP,either to take advantage of QUIC features (like streams) or to accommodateimportant shortcomings (such as a lack of total ordering). These differencesmake HTTP/3 similar to HTTP/2 in key aspects, such as the relationship ofrequests and responses to streams. However, the details of the HTTP/3 design aresubstantially different from HTTP/2.

These departures are noted in this section.

A.1.Streams

HTTP/3 permits use of a larger number of streams (2^62-1) than HTTP/2. The sameconsiderations about exhaustion of stream identifier space apply, though thespace is significantly larger such that it is likely that other limits in QUICare reached first, such as the limit on the connection flow control window.

In contrast to HTTP/2, stream concurrency in HTTP/3 is managed by QUIC. QUICconsiders a stream closed when all data has been received and sent data has beenacknowledged by the peer. HTTP/2 considers a stream closed when the framecontaining the END_STREAM bit has been committed to the transport. As a result,the stream for an equivalent exchange could remain "active" for a longer periodof time. HTTP/3 servers might choose to permit a larger number of concurrentclient-initiated bidirectional streams to achieve equivalent concurrency toHTTP/2, depending on the expected usage patterns.

Due to the presence of other unidirectional stream types, HTTP/3 does not relyexclusively on the number of concurrent unidirectional streams to control thenumber of concurrent in-flight pushes. Instead, HTTP/3 clients use theMAX_PUSH_ID frame to control the number of pushes received from an HTTP/3server.

A.2.HTTP Frame Types

Many framing concepts from HTTP/2 can be elided on QUIC, because the transportdeals with them. Because frames are already on a stream, they can omit thestream number. Because frames do not block multiplexing (QUIC's multiplexingoccurs below this layer), the support for variable-maximum-length packets can beremoved. Because stream termination is handled by QUIC, an END_STREAM flag isnot required. This permits the removal of the Flags field from the genericframe layout.

Frame payloads are largely drawn from[HTTP2]. However, QUIC includes manyfeatures (e.g., flow control) that are also present in HTTP/2. In these cases,the HTTP mapping does not re-implement them. As a result, several HTTP/2 frametypes are not required in HTTP/3. Where an HTTP/2-defined frame is no longerused, the frame ID has been reserved in order to maximize portability betweenHTTP/2 and HTTP/3 implementations. However, even equivalent frames between thetwo mappings are not identical.

Many of the differences arise from the fact that HTTP/2 provides an absoluteordering between frames across all streams, while QUIC provides this guaranteeon each stream only. As a result, if a frame type makes assumptions that framesfrom different streams will still be received in the order sent, HTTP/3 willbreak them.

Some examples of feature adaptations are described below, as well as generalguidance to extension frame implementors converting an HTTP/2 extension toHTTP/3.

A.2.1.Prioritization Differences

HTTP/2 specifies priority assignments in PRIORITY frames and (optionally) inHEADERS frames. HTTP/3 does not provide a means of signaling priority.

Note that while there is no explicit signaling for priority, this does not meanthat prioritization is not important for achieving good performance.

A.2.2.Field Compression Differences

HPACK was designed with the assumption of in-order delivery. A sequence ofencoded field sections must arrive (and be decoded) at an endpoint in the sameorder in which they were encoded. This ensures that the dynamic state at the twoendpoints remains in sync.

Because this total ordering is not provided by QUIC, HTTP/3 uses a modifiedversion of HPACK, called QPACK. QPACK uses a single unidirectional stream tomake all modifications to the dynamic table, ensuring a total order of updates.All frames that contain encoded fields merely reference the table state at agiven time without modifying it.

[QPACK] provides additional details.

A.2.3.Flow Control Differences

HTTP/2 specifies a stream flow control mechanism. Although all HTTP/2 frames aredelivered on streams, only the DATA frame payload is subject to flow control.QUIC provides flow control for stream data and all HTTP/3 frame types defined inthis document are sent on streams. Therefore, all frame headers and payload aresubject to flow control.

A.2.4.Guidance for New Frame Type Definitions

Frame type definitions in HTTP/3 often use the QUIC variable-length integerencoding. In particular, Stream IDs use this encoding, which allows for alarger range of possible values than the encoding used in HTTP/2. Some framesin HTTP/3 use an identifier rather than a Stream ID (e.g., PushIDs). Redefinition of the encoding of extension frame types might be necessaryif the encoding includes a Stream ID.

Because the Flags field is not present in generic HTTP/3 frames, those framesthat depend on the presence of flags need to allocate space for flags as partof their frame payload.

Other than these issues, frame type HTTP/2 extensions are typically portable toQUIC simply by replacing Stream 0 in HTTP/2 with a control stream in HTTP/3.HTTP/3 extensions will not assume ordering, but would not be harmed by ordering,and would be portable to HTTP/2 in the same manner.

A.2.5.Mapping Between HTTP/2 and HTTP/3 Frame Types

DATA (0x0):
Padding is not defined in HTTP/3 frames. SeeSection 7.2.1.
HEADERS (0x1):
The PRIORITY region of HEADERS is not defined in HTTP/3 frames. Padding is notdefined in HTTP/3 frames. SeeSection 7.2.2.
PRIORITY (0x2):
As described inAppendix A.2.1, HTTP/3 does not provide a means ofsignaling priority.
RST_STREAM (0x3):
RST_STREAM frames do not exist in HTTP/3, since QUIC provides stream lifecyclemanagement. The same code point is used for the CANCEL_PUSH frame(Section 7.2.3).
SETTINGS (0x4):
SETTINGS frames are sent only at the beginning of the connection. SeeSection 7.2.4 andAppendix A.3.
PUSH_PROMISE (0x5):
The PUSH_PROMISE frame does not reference a stream; instead the push streamreferences the PUSH_PROMISE frame using a Push ID. SeeSection 7.2.5.
PING (0x6):
PING frames do not exist in HTTP/3, as QUIC provides equivalentfunctionality.
GOAWAY (0x7):
GOAWAY does not contain an error code. In the client to server direction,it carries a Push ID instead of a server initiated stream ID.SeeSection 7.2.6.
WINDOW_UPDATE (0x8):
WINDOW_UPDATE frames do not exist in HTTP/3, since QUIC provides flow control.
CONTINUATION (0x9):
CONTINUATION frames do not exist in HTTP/3; instead, largerHEADERS/PUSH_PROMISE frames than HTTP/2 are permitted.

Frame types defined by extensions to HTTP/2 need to be separately registered forHTTP/3 if still applicable. The IDs of frames defined in[HTTP2] have beenreserved for simplicity. Note that the frame type space in HTTP/3 issubstantially larger (62 bits versus 8 bits), so many HTTP/3 frame types have noequivalent HTTP/2 code points. SeeSection 11.2.1.

A.3.HTTP/2 SETTINGS Parameters

An important difference from HTTP/2 is that settings are sent once, as the firstframe of the control stream, and thereafter cannot change. This eliminates manycorner cases around synchronization of changes.

Some transport-level options that HTTP/2 specifies via the SETTINGS frame aresuperseded by QUIC transport parameters in HTTP/3. The HTTP-level options thatare retained in HTTP/3 have the same value as in HTTP/2. The supersededsettings are reserved, and their receipt is an error. SeeSection 7.2.4.1 for discussion of both the retained and reserved values.

Below is a listing of how each HTTP/2 SETTINGS parameter is mapped:

SETTINGS_HEADER_TABLE_SIZE:
See[QPACK].
SETTINGS_ENABLE_PUSH:
This is removed in favor of the MAX_PUSH_ID frame, which provides a moregranular control over server push. Specifying a setting with the identifier0x2 (corresponding to the SETTINGS_ENABLE_PUSH parameter) in the HTTP/3SETTINGS frame is an error.
SETTINGS_MAX_CONCURRENT_STREAMS:
QUIC controls the largest open Stream ID as part of its flow control logic.Specifying a setting with the identifier 0x3 (corresponding to theSETTINGS_MAX_CONCURRENT_STREAMS parameter) in the HTTP/3 SETTINGS frame is anerror.
SETTINGS_INITIAL_WINDOW_SIZE:
QUIC requires both stream and connection flow control window sizes to bespecified in the initial transport handshake. Specifying a setting with theidentifier 0x4 (corresponding to the SETTINGS_INITIAL_WINDOW_SIZE parameter)in the HTTP/3 SETTINGS frame is an error.
SETTINGS_MAX_FRAME_SIZE:
This setting has no equivalent in HTTP/3. Specifying a setting with theidentifier 0x5 (corresponding to the SETTINGS_MAX_FRAME_SIZE parameter) in theHTTP/3 SETTINGS frame is an error.
SETTINGS_MAX_HEADER_LIST_SIZE:
This setting identifier has been renamed SETTINGS_MAX_FIELD_SECTION_SIZE.

In HTTP/3, setting values are variable-length integers (6, 14, 30, or 62 bitslong) rather than fixed-length 32-bit fields as in HTTP/2. This will oftenproduce a shorter encoding, but can produce a longer encoding for settings thatuse the full 32-bit space. Settings ported from HTTP/2 might choose to redefinetheir value to limit it to 30 bits for more efficient encoding, or to make useof the 62-bit space if more than 30 bits are required.

Settings need to be defined separately for HTTP/2 and HTTP/3. The IDs ofsettings defined in[HTTP2] have been reserved for simplicity. Note thatthe settings identifier space in HTTP/3 is substantially larger (62 bits versus16 bits), so many HTTP/3 settings have no equivalent HTTP/2 code point. SeeSection 11.2.2.

As QUIC streams might arrive out of order, endpoints are advised not to wait forthe peers' settings to arrive before responding to other streams. SeeSection 7.2.4.2.

A.4.HTTP/2 Error Codes

QUIC has the same concepts of "stream" and "connection" errors that HTTP/2provides. However, the differences between HTTP/2 and HTTP/3 mean that errorcodes are not directly portable between versions.

The HTTP/2 error codes defined in Section 7 of[HTTP2] logically map tothe HTTP/3 error codes as follows:

NO_ERROR (0x0):
H3_NO_ERROR inSection 8.1.
PROTOCOL_ERROR (0x1):
This is mapped to H3_GENERAL_PROTOCOL_ERROR except in cases where morespecific error codes have been defined. Such cases includeH3_FRAME_UNEXPECTED, H3_MESSAGE_ERROR, and H3_CLOSED_CRITICAL_STREAM definedinSection 8.1.
INTERNAL_ERROR (0x2):
H3_INTERNAL_ERROR inSection 8.1.
FLOW_CONTROL_ERROR (0x3):
Not applicable, since QUIC handles flow control.
SETTINGS_TIMEOUT (0x4):
Not applicable, since no acknowledgement of SETTINGS is defined.
STREAM_CLOSED (0x5):
Not applicable, since QUIC handles stream management.
FRAME_SIZE_ERROR (0x6):
H3_FRAME_ERROR error code defined inSection 8.1.
REFUSED_STREAM (0x7):
H3_REQUEST_REJECTED (inSection 8.1) is used to indicate that arequest was not processed. Otherwise, not applicable because QUIC handlesstream management.
CANCEL (0x8):
H3_REQUEST_CANCELLED inSection 8.1.
COMPRESSION_ERROR (0x9):
Multiple error codes are defined in[QPACK].
CONNECT_ERROR (0xa):
H3_CONNECT_ERROR inSection 8.1.
ENHANCE_YOUR_CALM (0xb):
H3_EXCESSIVE_LOAD inSection 8.1.
INADEQUATE_SECURITY (0xc):
Not applicable, since QUIC is assumed to provide sufficient security on allconnections.
HTTP_1_1_REQUIRED (0xd):
H3_VERSION_FALLBACK inSection 8.1.

Error codes need to be defined for HTTP/2 and HTTP/3 separately. SeeSection 11.2.3.

A.4.1.Mapping Between HTTP/2 and HTTP/3 Errors

An intermediary that converts between HTTP/2 and HTTP/3 may encounter errorconditions from either upstream. It is useful to communicate the occurrence oferror to the downstream but error codes largely reflect connection-localproblems that generally do not make sense to propagate.

An intermediary that encounters an error from an upstream origin can indicatethis by sending an HTTP status code such as 502, which is suitable for a broadclass of errors.

There are some rare cases where it is beneficial to propagate the error bymapping it to the closest matching error type to the receiver. For example, anintermediary that receives an HTTP/2 stream error of type REFUSED_STREAM fromthe origin has a clear signal that the request was not processed and that therequest is safe to retry. Propagating this error condition to the client as anHTTP/3 stream error of type H3_REQUEST_REJECTED allows the client to take theaction it deems most appropriate. In the reverse direction, the intermediarymight deem it beneficial to pass on client request cancellations that areindicated by terminating a stream with H3_REQUEST_CANCELLED; seeSection 4.1.2.

Conversion between errors is described in the logical mapping. The error codesare defined in non-overlapping spaces in order to protect against accidentalconversion that could result in the use of inappropriate or unknown error codesfor the target version. An intermediary is permitted to promote stream errors toconnection errors but they should be aware of the cost to the HTTP/3 connectionfor what might be a temporary or intermittent error.

Appendix B.Change Log

  • RFC Editor's Note: Please remove this section prior to publication of afinal version of this document.

B.1.Since draft-ietf-quic-http-32

  • Removed draft version guidance; added final version string
  • Added H3_MESSAGE_ERROR for malformed messages

B.4.Since draft-ietf-quic-http-29

  • Require a connection error if a reserved frame type that corresponds to aframe in HTTP/2 is received (#3991, #3993)
  • Require a connection error if a reserved setting that corresponds to asetting in HTTP/2 is received (#3954, #3955)

B.5.Since draft-ietf-quic-http-28

  • CANCEL_PUSH is recommended even when the stream is reset (#3698, #3700)
  • Use H3_ID_ERROR when GOAWAY contains a larger identifier (#3631, #3634)

B.6.Since draft-ietf-quic-http-27

  • Updated text to refer to latest HTTP revisions
  • Use the HTTP definition of authority for establishing and coalescingconnections (#253, #2223, #3558)
  • Define use of GOAWAY from both endpoints (#2632, #3129)
  • Require either :authority or Host if the URI scheme has a mandatoryauthority component (#3408, #3475)

B.8.Since draft-ietf-quic-http-25

  • Require QUICv1 for HTTP/3 (#3117, #3323)
  • Remove DUPLICATE_PUSH and allow duplicate PUSH_PROMISE (#3275, #3309)
  • Clarify the definition of "malformed" (#3352, #3345)

B.9.Since draft-ietf-quic-http-24

  • Removed H3_EARLY_RESPONSE error code; H3_NO_ERROR is recommended instead(#3130,#3208)
  • Unknown error codes are equivalent to H3_NO_ERROR (#3276,#3331)
  • Some error codes are reserved for greasing (#3325,#3360)

B.10.Since draft-ietf-quic-http-23

  • Removedquic Alt-Svc parameter (#3061,#3118)
  • Clients need not persist unknown settings for use in 0-RTT (#3110,#3113)
  • Clarify error cases around CANCEL_PUSH (#2819,#3083)

B.11.Since draft-ietf-quic-http-22

  • Removed priority signaling (#2922,#2924)
  • Further changes to error codes (#2662,#2551):

    • Error codes renumbered
    • HTTP_MALFORMED_FRAME replaced by HTTP_FRAME_ERROR, HTTP_ID_ERROR, and others
  • Clarify how unknown frame types interact with required frame sequence(#2867,#2858)
  • Describe interactions with the transport in terms of defined interface terms(#2857,#2805)
  • Require the use of thehttp-opportunistic resource (RFC 8164) when scheme ishttp (#2439,#2973)
  • Settings identifiers cannot be duplicated (#2979)
  • Changes to SETTINGS frames in 0-RTT (#2972,#2790,#2945):

    • Servers must send all settings with non-default values in their SETTINGSframe, even when resuming
    • If a client doesn't have settings associated with a 0-RTT ticket, it usesthe defaults
    • Servers can't accept early data if they cannot recover the settings theclient will have remembered
  • Clarify that Upgrade and the 101 status code are prohibited (#2898,#2889)
  • Clarify that frame types reserved for greasing can occur on any stream, butframe types reserved due to HTTP/2 correspondence are prohibited(#2997,#2692,#2693)
  • Unknown error codes cannot be treated as errors (#2998,#2816)

B.13.Since draft-ietf-quic-http-20

  • Prohibit closing the control stream (#2509, #2666)
  • Change default priority to use an orphan node (#2502, #2690)
  • Exclusive priorities are restored (#2754, #2781)
  • Restrict use of frames when using CONNECT (#2229, #2702)
  • Close and maybe reset streams if a connection error occurs for CONNECT (#2228,#2703)
  • Encourage provision of sufficient unidirectional streams for QPACK (#2100,#2529, #2762)
  • Allow extensions to use server-initiated bidirectional streams (#2711, #2773)
  • Clarify use of maximum header list size setting (#2516, #2774)
  • Extensive changes to error codes and conditions of their sending

    • Require connection errors for more error conditions (#2511, #2510)
    • Updated the error codes for illegal GOAWAY frames (#2714, #2707)
    • Specified error code for HEADERS on control stream (#2708)
    • Specified error code for servers receiving PUSH_PROMISE (#2709)
    • Specified error code for receiving DATA before HEADERS (#2715)
    • Describe malformed messages and their handling (#2410, #2764)
    • Remove HTTP_PUSH_ALREADY_IN_CACHE error (#2812, #2813)
    • Refactor Push ID related errors (#2818, #2820)
    • Rationalize HTTP/3 stream creation errors (#2821, #2822)

B.14.Since draft-ietf-quic-http-19

  • SETTINGS_NUM_PLACEHOLDERS is 0x9 (#2443,#2530)
  • Non-zero bits in the Empty field of the PRIORITY frame MAY be treated as anerror (#2501)

B.15.Since draft-ietf-quic-http-18

  • Resetting streams following a GOAWAY is recommended, but not required(#2256,#2457)
  • Use variable-length integers throughout (#2437,#2233,#2253,#2275)

    • Variable-length frame types, stream types, and settings identifiers
    • Renumbered stream type assignments
    • Modified associated reserved values
  • Frame layout switched from Length-Type-Value to Type-Length-Value(#2395,#2235)
  • Specified error code for servers receiving DUPLICATE_PUSH (#2497)
  • Use connection error for invalid PRIORITY (#2507, #2508)

B.16.Since draft-ietf-quic-http-17

  • HTTP_REQUEST_REJECTED is used to indicate a request can be retried (#2106,#2325)
  • Changed error code for GOAWAY on the wrong stream (#2231, #2343)

B.17.Since draft-ietf-quic-http-16

  • Rename "HTTP/QUIC" to "HTTP/3" (#1973)
  • Changes to PRIORITY frame (#1865, #2075)

    • Permitted as first frame of request streams
    • Remove exclusive reprioritization
    • Changes to Prioritized Element Type bits
  • Define DUPLICATE_PUSH frame to refer to another PUSH_PROMISE (#2072)
  • Set defaults for settings, allow request before receiving SETTINGS (#1809,#1846, #2038)
  • Clarify message processing rules for streams that aren't closed (#1972, #2003)
  • Removed reservation of error code 0 and moved HTTP_NO_ERROR to this value(#1922)
  • Removed prohibition of zero-length DATA frames (#2098)

B.18.Since draft-ietf-quic-http-15

Substantial editorial reorganization; no technical changes.

B.19.Since draft-ietf-quic-http-14

  • Recommend sensible values for QUIC transport parameters (#1720,#1806)
  • Define error for missing SETTINGS frame (#1697,#1808)
  • Setting values are variable-length integers (#1556,#1807) and do not haveseparate maximum values (#1820)
  • Expanded discussion of connection closure (#1599,#1717,#1712)
  • HTTP_VERSION_FALLBACK falls back to HTTP/1.1 (#1677,#1685)

B.20.Since draft-ietf-quic-http-13

  • Reserved some frame types for grease (#1333, #1446)
  • Unknown unidirectional stream types are tolerated, not errors; some reservedfor grease (#1490, #1525)
  • Require settings to be remembered for 0-RTT, prohibit reductions (#1541,#1641)
  • Specify behavior for truncated requests (#1596, #1643)

B.21.Since draft-ietf-quic-http-12

  • TLS SNI extension isn't mandatory if an alternative method is used (#1459,#1462, #1466)
  • Removed flags from HTTP/3 frames (#1388, #1398)
  • Reserved frame types and settings for use in preserving extensibility (#1333,#1446)
  • Added general error code (#1391, #1397)
  • Unidirectional streams carry a type byte and are extensible (#910,#1359)
  • Priority mechanism now uses explicit placeholders to enable persistentstructure in the tree (#441,#1421,#1422)

B.22.Since draft-ietf-quic-http-11

  • Moved QPACK table updates and acknowledgments to dedicated streams (#1121,#1122, #1238)

B.23.Since draft-ietf-quic-http-10

  • Settings need to be remembered when attempting and accepting 0-RTT (#1157,#1207)

B.24.Since draft-ietf-quic-http-09

  • Selected QCRAM for header compression (#228, #1117)
  • The server_name TLS extension is now mandatory (#296, #495)
  • Specified handling of unsupported versions in Alt-Svc (#1093, #1097)

B.25.Since draft-ietf-quic-http-08

  • Clarified connection coalescing rules (#940, #1024)

B.26.Since draft-ietf-quic-http-07

  • Changes for integer encodings in QUIC (#595,#905)
  • Use unidirectional streams as appropriate (#515, #240, #281, #886)
  • Improvement to the description of GOAWAY (#604, #898)
  • Improve description of server push usage (#947, #950, #957)

B.27.Since draft-ietf-quic-http-06

  • Track changes in QUIC error code usage (#485)

B.28.Since draft-ietf-quic-http-05

  • Made push ID sequential, add MAX_PUSH_ID, remove SETTINGS_ENABLE_PUSH (#709)
  • Guidance about keep-alive and QUIC PINGs (#729)
  • Expanded text on GOAWAY and cancellation (#757)

B.29.Since draft-ietf-quic-http-04

  • Cite RFC 5234 (#404)
  • Return to a single stream per request (#245,#557)
  • Use separate frame type and settings registries from HTTP/2 (#81)
  • SETTINGS_ENABLE_PUSH instead of SETTINGS_DISABLE_PUSH (#477)
  • Restored GOAWAY (#696)
  • Identify server push using Push ID rather than a stream ID (#702,#281)
  • DATA frames cannot be empty (#700)

B.31.Since draft-ietf-quic-http-02

  • Track changes in transport draft

B.32.Since draft-ietf-quic-http-01

  • SETTINGS changes (#181):

    • SETTINGS can be sent only once at the start of a connection;no changes thereafter
    • SETTINGS_ACK removed
    • Settings can only occur in the SETTINGS frame a single time
    • Boolean format updated
  • Alt-Svc parameter changed from "v" to "quic"; format updated (#229)
  • Closing the connection control stream or any message control stream is afatal error (#176)
  • HPACK Sequence counter can wrap (#173)
  • 0-RTT guidance added
  • Guide to differences from HTTP/2 and porting HTTP/2 extensions added(#127,#242)

B.33.Since draft-ietf-quic-http-00

  • Changed "HTTP/2-over-QUIC" to "HTTP/QUIC" throughout (#11,#29)
  • Changed from using HTTP/2 framing within Stream 3 to new framing format andtwo-stream-per-request model (#71,#72,#73)
  • Adopted SETTINGS format from draft-bishop-httpbis-extended-settings-01
  • Reworked SETTINGS_ACK to account for indeterminate inter-stream order (#75)
  • Described CONNECT pseudo-method (#95)
  • Updated ALPN token and Alt-Svc guidance (#13,#87)
  • Application-layer-defined error codes (#19,#74)

B.34.Since draft-shade-quic-http2-mapping-00

  • Adopted as base for draft-ietf-quic-http
  • Updated authors/editors list

Acknowledgements

The original authors of this specification were Robbie Shade and Mike Warres.

The IETF QUIC Working Group received an enormous amount of support from manypeople. Among others, the following people provided substantial contributions tothis document:

  • Bence Beky
  • Daan De Meyer
  • Martin Duke
  • Roy Fielding
  • Alan Frindell
  • Alessandro Ghedini
  • Nick Harper
  • Ryan Hamilton
  • Christian Huitema
  • Subodh Iyengar
  • Robin Marx
  • Patrick McManus
  • Luca Niccolini
  • 奥 一穂 (Kazuho Oku)

  • Lucas Pardue
  • Roberto Peon
  • Julian Reschke
  • Eric Rescorla
  • Martin Seemann
  • Ben Schwartz
  • Ian Swett
  • Willy Taureau
  • Martin Thomson
  • Dmitri Tikhonov
  • Tatsuhiro Tsujikawa

A portion of Mike's contribution was supported by Microsoft during hisemployment there.

Author's Address

Mike Bishop (editor)
Akamai
Datatracker

draft-ietf-quic-http-33

This is an older version of an Internet-Draft that was ultimately published asRFC 9114.

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This is an older version of an Internet-Draft that was ultimately published asRFC 9114.
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