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Internet Engineering Task Force (IETF)                          B. LeibaRequest for Comments: 6854                           Huawei TechnologiesUpdates:5322                                                 March 2013Category: Standards TrackISSN: 2070-1721Update to Internet Message Format to Allow Group Syntax inthe "From:" and "Sender:" Header FieldsAbstract   The Internet Message Format (RFC 5322) allows "group" syntax in some   email header fields, such as "To:" and "CC:", but not in "From:" or   "Sender:".  This document updatesRFC 5322 to relax that restriction,   allowing group syntax in those latter fields, as well as in   "Resent-From:" and "Resent-Sender:", in certain situations.Status of This Memo   This is an Internet Standards Track document.   This document is a product of the Internet Engineering Task Force   (IETF).  It represents the consensus of the IETF community.  It has   received public review and has been approved for publication by the   Internet Engineering Steering Group (IESG).  Further information on   Internet Standards is available inSection 2 of RFC 5741.   Information about the current status of this document, any errata,   and how to provide feedback on it may be obtained athttp://www.rfc-editor.org/info/rfc6854.Copyright Notice   Copyright (c) 2013 IETF Trust and the persons identified as the   document authors.  All rights reserved.   This document is subject toBCP 78 and the IETF Trust's Legal   Provisions Relating to IETF Documents   (http://trustee.ietf.org/license-info) in effect on the date of   publication of this document.  Please review these documents   carefully, as they describe your rights and restrictions with respect   to this document.  Code Components extracted from this document must   include Simplified BSD License text as described in Section 4.e of   the Trust Legal Provisions and are provided without warranty as   described in the Simplified BSD License.Leiba                        Standards Track                    [Page 1]

RFC 6854          Group Syntax in "From:" and "Sender:"       March 2013Table of Contents1.  Introduction  . . . . . . . . . . . . . . . . . . . . . . . . .21.1.  Notational Conventions  . . . . . . . . . . . . . . . . . .31.1.1.  Requirements Notation . . . . . . . . . . . . . . . . .31.1.2.  Syntactic Notation  . . . . . . . . . . . . . . . . . .32.  Allowing Group Syntax in "From:" and "Sender:"  . . . . . . . .3     2.1.  Replacement ofRFC 5322, Section 3.6.2. Originator Fields . 42.2.  Update toRFC 5322, Section 3.6.6. Resent Fields  . . . . .53.  Applicability Statement . . . . . . . . . . . . . . . . . . . .64.  Examples  . . . . . . . . . . . . . . . . . . . . . . . . . . .65.  Security Considerations . . . . . . . . . . . . . . . . . . . .76.  IANA Considerations . . . . . . . . . . . . . . . . . . . . . .87.  References  . . . . . . . . . . . . . . . . . . . . . . . . . .97.1.  Normative References  . . . . . . . . . . . . . . . . . . .97.2.  Informative References  . . . . . . . . . . . . . . . . . .91.  Introduction   The Internet Message Format, as far back asRFC 822 [RFC0822], has   always required a usable address to appear in the "From:" header   field of messages in order to allow replies to be sent.  To this end,   the syntax of messages, up to and including the current specification   [RFC5322], has required the use of the mailbox address form in the   originator ("From:" and "Sender:") fields of messages and has   specifically forbidden the use of the group address form, which   permits an empty list of addresses (that is, an address list with no   address included that might be used for a reply).   However, the use cases for the "From:" field have evolved.  There are   numerous instances of automated systems that wish to send email but   cannot handle replies, and a "From:" field with no usable addresses   would be extremely useful for that purpose.  More recently, work with   internationalized email addresses [RFC6530] creates a real need to   take a message with an internationalized email address and hand it to   an older client that would have no ability to reply to such an   address but might still wish to display the contents of the message.   The group construct provides an existing syntax for unusable   addresses (using the empty list of addresses) and also allows for a   text label that describes the originator.  For example:      From: Automated System:;   A review of many current email programs finds that all reviewed   clients will properly display a message with group syntax in the   "From:" field.  At worst, such programs generate an error message   when an attempt is made to reply to such a message.  No other   interoperability problems have been discovered.Leiba                        Standards Track                    [Page 2]

RFC 6854          Group Syntax in "From:" and "Sender:"       March 2013   This document therefore updates the Internet Message Format   specification [RFC5322] to relax that restriction, allowing group   syntax to be used in the originator ("From:" and "Sender:") fields,   as well as in their corresponding resent ("Resent-From:" and   "Resent-Sender:") fields.  This change permits empty groups, as   described above, and also permits named groups of mailboxes (groups   with non-empty lists of addresses; seeSection 4).  Nevertheless,   this document recommends against the general use of group syntax in   these fields at this time (seeSection 3).1.1.  Notational Conventions   The notational conventions here are the same as those inRFC 5322,   and the following two subsections are copied directly from that   document.1.1.1.  Requirements Notation   This document occasionally uses terms that appear in capital letters.   When the terms "MUST", "SHOULD", "RECOMMENDED", "MUST NOT", "SHOULD   NOT", and "MAY" appear capitalized, they are being used to indicate   particular requirements of this specification.  A discussion of the   meanings of these terms appears in the Key Words document [RFC2119].1.1.2.  Syntactic Notation   This specification uses the Augmented Backus-Naur Form (ABNF)   [RFC5234] notation for the formal definitions of the syntax of   messages.  Characters will be specified either by a decimal value   (e.g., the value %d65 for uppercase A and %d97 for lowercase A) or by   a case-insensitive literal value enclosed in quotation marks (e.g.,   "A" for either uppercase or lowercase A).2.  Allowing Group Syntax in "From:" and "Sender:"Section 3.6.2 of RFC 5322 defines the "From:" header field as   containing a <mailbox-list> syntax element.  This specification   changes that definition to use the <address-list> syntax element, as   is used in other fields, such as "To:", "CC:", and "Reply-To:".  This   specification also changes the definition of the "Sender:" header   field from the <mailbox> syntax element to the <address> syntax   element.  While the <address> element includes the <mailbox> element   already, we have chosen to specify both in the updated syntax as a   way of highlighting the limited use intended for the change (seeSection 3).Leiba                        Standards Track                    [Page 3]

RFC 6854          Group Syntax in "From:" and "Sender:"       March 2013Section 2.1 below is a full replacement for Section 3.6.2 ofRFC5322, containing the new syntax as well as a new description of the   semantics for the "From:" and "Sender:" fields.Section 2.2 below is   a replacement of only the ABNF syntax for the "Resent-From:" and   "Resent-Sender:" fields inSection 3.6.6 of RFC 5322; the rest of the   syntax as well as the descriptive text ofSection 3.6.6 of RFC 5322   remains unchanged.   [The text in the following section is not consistent within itself   nor with the rest of this document in how it refers to message header   fields, sometimes putting the field name in quotation marks and   sometimes not, sometimes capitalizing the field name and sometimes   not, and sometimes including the final colon and sometimes not.   Because minimizing changes to the original text is more important, in   this case, than attaining consistency, the text inSection 2.1, as   well as that in Sections1.1.1 and1.1.2 above, is left as it was inRFC 5322.]2.1.  Replacement ofRFC 5322, Section 3.6.2. Originator Fields   The originator fields of a message consist of the from field, the   sender field (when applicable), and optionally the reply-to field.   The from field consists of the field name "From" and a   comma-separated list of one or more addresses (either mailbox or   group syntax).  If the from field contains more than one mailbox   specification (including all mailboxes included in any groups), then   the sender field, containing the field name "Sender" and a single   address, MUST appear in the message.  The from field and the sender   field SHOULD NOT use group syntax; rather, the from field SHOULD use   only the mailbox-list syntax and the sender field SHOULD use only   mailbox syntax (seeRFC 6854, Section 3).  If the sender field uses   group syntax, the group MUST NOT contain more than one mailbox.  In   either case, an optional reply-to field MAY also be included, which   contains the field name "Reply-To" and a comma-separated list of one   or more addresses.   from = "From:" (mailbox-list / address-list) CRLF   sender = "Sender:" (mailbox / address) CRLF   reply-to = "Reply-To:" address-list CRLF   The originator fields indicate the mailbox(es) of the source of the   message.  The "From:" field specifies the author(s) of the message,   that is, the mailbox(es) of the person(s) or system(s) responsible   for the writing of the message.  The "Sender:" field specifies the   mailbox of the agent responsible for the actual transmission of the   message.  For example, if a secretary were to send a message forLeiba                        Standards Track                    [Page 4]

RFC 6854          Group Syntax in "From:" and "Sender:"       March 2013   another person, the mailbox of the secretary would appear in the   "Sender:" field and the mailbox of the actual author would appear in   the "From:" field.  If the originator of the message can be indicated   by a single mailbox and the author and transmitter are identical, the   "Sender:" field SHOULD NOT be used.  Otherwise, both fields SHOULD   appear.      Note: The transmitter information is always present.  The absence      of the "Sender:" field is sometimes mistakenly taken to mean that      the agent responsible for transmission of the message has not been      specified.  This absence merely means that the transmitter is      identical to the author and is therefore not redundantly placed      into the "Sender:" field.   The originator fields also provide the information required when   replying to a message.  When the "Reply-To:" field is present, it   indicates the address(es) to which the author of the message suggests   that replies be sent.  In the absence of the "Reply-To:" field,   replies SHOULD by default be sent to the mailbox(es) specified in the   "From:" field unless otherwise specified by the person composing the   reply.   In all cases, the "From:" field SHOULD NOT contain any mailbox that   does not belong to the author(s) of the message.  See alsoSection3.6.3 of RFC 5322 [RFC5322] for more information on forming the   destination addresses for a reply.2.2.  Update toRFC 5322, Section 3.6.6. Resent Fields   This section updatesRFC 5322, Section 3.6.6, to allow groups (via   the address-list ABNF production) in the "Resent-From:" and   "Resent-Sender:" fields, to parallel the change to "From:" and   "Sender:" above.  The ABNF for these fields is changed as follows:   resent-from = "Resent-From:" (mailbox-list / address-list) CRLF   resent-sender = "Resent-Sender:" (mailbox / address) CRLFLeiba                        Standards Track                    [Page 5]

RFC 6854          Group Syntax in "From:" and "Sender:"       March 20133.  Applicability Statement   Mailbox syntax is the normal syntax to use in the "From:" and   "Sender:" header fields; the address syntax defined inSection 2.1,   which allows the specification of a group, is only for Limited Use   (seeRFC 2026[RFC2026], Section 3.3, item (d)) for the reasons   described below.   Many Internet email procedures and much software assumes that the   addresses in the "From:" and "Sender:" fields can be replied to and   are suitable for use in organizing and filtering mail.  The use of   groups instead of mailboxes can disrupt these uses.  Consequently,   while this specification legitimizes the use of groups, it does so   only to enable circumstances when that use is necessary.  Because the   use of this mechanism is new, it is important that its use be limited   to these circumstances and that it be used with caution.  In   particular, user agents SHOULD NOT permit the use of groups in those   fields in outgoing messages.4.  Examples   First, consider an email message that is sent by an automated nightly   monitor program, to which replies should not be sent.  Such messages   commonly include a valid, replyable address that will discard any   replies that are sent to it, but recipients who do reply might be   unaware that their replies will be discarded.  If the message is   instead presented as follows, the recipients' email clients will not   allow them to reply in the first place:      From: Nightly Monitor Robot:;   Second, consider an email message that is meant to be "from" the two   managing partners of a business, Ben and Carol, and that is sent by   their assistant, Dave.  This message could always have been presented   this way:      From: ben@example.com,carol@example.com      Sender: dave@example.com   This change allows it to be represented this way:      From: Managing Partners:ben@example.com,carol@example.com;      Sender: dave@example.comLeiba                        Standards Track                    [Page 6]

RFC 6854          Group Syntax in "From:" and "Sender:"       March 20135.  Security Considerations   See the Internet Message Format specification [RFC5322] for general   discussion of security considerations related to the formatting of   email messages.   The "From:" address is special, in that most user agents display this   address, or the "friendly" text associated with it, to the end user,   and label it so as to identify it as the origin of the message (as   implied inSection 3.6.2 of RFC 5322).  Group syntax in the "From:"   header field can be used to hide the identity of the message   originator.  It is just as easy to use a fabricated "From:" address   to accomplish the same thing, so allowing groups in this field does   not exacerbate the security problem.   Some protocols attempt to validate the originator address by matching   the "From:" address to a particular verified domain (for one such   protocol, see the Author Domain Signing Practices (ADSP) document   [RFC5617]).  Such protocols will not be applicable to messages that   lack an actual email address (whether real or fake) in the "From:"   field.  Local policy will determine how such messages are handled,   and senders, therefore, need to be aware that using groups in the   "From:" might adversely affect deliverability of the message.   Because groups have previously not been allowed in the "From:" and   "Sender:" header fields, it is possible that some implementations   that conform toRFC 5322 might not be prepared to handle the group   syntax, and, indeed, might not even recognize that group syntax is   being used.  Of those implementations, some subset might, when   presented with group syntax in those header fields, behave in a way   that is exploitable by an attacker.  It is deemed unlikely that this   will be a serious problem in practice: address field parsing is   generally an integral component of implementations, and address field   parsers are required to understand group syntax.  In addition, if any   implementations should be exploitable through this mechanism, it is   already possible for attackers to do it by violatingRFC 5322.  Other   violations ofRFC 5322 are commonly used by malefactors.Leiba                        Standards Track                    [Page 7]

RFC 6854          Group Syntax in "From:" and "Sender:"       March 20136.  IANA Considerations   IANA has updated the "Permanent Message Header Field Names" registry   to include this document as a reference as follows:   OLD   +----------------+--------+------------+--------------------------+   |  From          |  mail  |  standard  |  [RFC5322]               |   +----------------+--------+------------+--------------------------+   +----------------+--------+------------+--------------------------+   |  Sender        |  mail  |  standard  |  [RFC5322]               |   +----------------+--------+------------+--------------------------+   +----------------+--------+------------+--------------------------+   |  Resent-From   |  mail  |  standard  |  [RFC5322]               |   +----------------+--------+------------+--------------------------+   +----------------+--------+------------+--------------------------+   |  Resent-Sender |  mail  |  standard  |  [RFC5322]               |   +----------------+--------+------------+--------------------------+   NEW   +----------------+--------+------------+--------------------------+   |  From          |  mail  |  standard  |  [RFC5322] [RFC6854]     |   +----------------+--------+------------+--------------------------+   +----------------+--------+------------+--------------------------+   |  Sender        |  mail  |  standard  |  [RFC5322] [RFC6854]     |   +----------------+--------+------------+--------------------------+   +----------------+--------+------------+--------------------------+   |  Resent-From   |  mail  |  standard  |  [RFC5322] [RFC6854]     |   +----------------+--------+------------+--------------------------+   +----------------+--------+------------+--------------------------+   |  Resent-Sender |  mail  |  standard  |  [RFC5322] [RFC6854]     |   +----------------+--------+------------+--------------------------+Leiba                        Standards Track                    [Page 8]

RFC 6854          Group Syntax in "From:" and "Sender:"       March 20137.  References7.1.  Normative References   [RFC2026]  Bradner, S., "The Internet Standards Process -- Revision              3",BCP 9,RFC 2026, October 1996.   [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate              Requirement Levels",BCP 14,RFC 2119, March 1997.   [RFC5234]  Crocker, D. and P. Overell, "Augmented BNF for Syntax              Specifications: ABNF", STD 68,RFC 5234, January 2008.   [RFC5322]  Resnick, P., Ed., "Internet Message Format",RFC 5322,              October 2008.7.2.  Informative References   [RFC0822]  Crocker, D., "Standard for the format of ARPA Internet              text messages", STD 11,RFC 822, August 1982.   [RFC5617]  Allman, E., Fenton, J., Delany, M., and J. Levine,              "DomainKeys Identified Mail (DKIM) Author Domain Signing              Practices (ADSP)",RFC 5617, August 2009.   [RFC6530]  Klensin, J. and Y. Ko, "Overview and Framework for              Internationalized Email",RFC 6530, February 2012.Author's Address   Barry Leiba   Huawei Technologies   Phone: +1 646 827 0648   EMail: barryleiba@computer.org   URI:http://internetmessagingtechnology.org/Leiba                        Standards Track                    [Page 9]

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