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PROPOSED STANDARD
Updated by:8553,8996Errata Exist
Network Working Group                                    P. Calhoun, Ed.Request for Comments: 5415                           Cisco Systems, Inc.Category: Standards Track                             M. Montemurro, Ed.                                                      Research In Motion                                                         D. Stanley, Ed.                                                          Aruba Networks                                                              March 2009Control And Provisioning of Wireless Access Points (CAPWAP)Protocol SpecificationStatus of This Memo   This document specifies an Internet standards track protocol for the   Internet community, and requests discussion and suggestions for   improvements.  Please refer to the current edition of the "Internet   Official Protocol Standards" (STD 1) for the standardization state   and status of this protocol.  Distribution of this memo is unlimited.Copyright Notice   Copyright (c) 2009 IETF Trust and the persons identified as the   document authors.  All rights reserved.   This document is subject toBCP 78 and the IETF Trust's Legal   Provisions Relating to IETF Documents in effect on the date of   publication of this document (http://trustee.ietf.org/license-info).   Please review these documents carefully, as they describe your rights   and restrictions with respect to this document.   This document may contain material from IETF Documents or IETF   Contributions published or made publicly available before November   10, 2008.  The person(s) controlling the copyright in some of this   material may not have granted the IETF Trust the right to allow   modifications of such material outside the IETF Standards Process.   Without obtaining an adequate license from the person(s) controlling   the copyright in such materials, this document may not be modified   outside the IETF Standards Process, and derivative works of it may   not be created outside the IETF Standards Process, except to format   it for publication as an RFC or to translate it into languages other   than English.Calhoun, et al.             Standards Track                     [Page 1]

RFC 5415             CAPWAP Protocol Specification            March 2009Abstract   This specification defines the Control And Provisioning of Wireless   Access Points (CAPWAP) Protocol, meeting the objectives defined by   the CAPWAP Working Group inRFC 4564.  The CAPWAP protocol is   designed to be flexible, allowing it to be used for a variety of   wireless technologies.  This document describes the base CAPWAP   protocol, while separate binding extensions will enable its use with   additional wireless technologies.Table of Contents1. Introduction ....................................................71.1. Goals ......................................................81.2. Conventions Used in This Document ..........................91.3. Contributing Authors .......................................91.4. Terminology ...............................................102. Protocol Overview ..............................................112.1. Wireless Binding Definition ...............................122.2. CAPWAP Session Establishment Overview .....................132.3. CAPWAP State Machine Definition ...........................152.3.1. CAPWAP Protocol State Transitions ..................172.3.2. CAPWAP/DTLS Interface ..............................312.4. Use of DTLS in the CAPWAP Protocol ........................332.4.1. DTLS Handshake Processing ..........................332.4.2. DTLS Session Establishment .........................352.4.3. DTLS Error Handling ................................352.4.4. DTLS Endpoint Authentication and Authorization .....363. CAPWAP Transport ...............................................403.1. UDP Transport .............................................403.2. UDP-Lite Transport ........................................413.3. AC Discovery ..............................................413.4. Fragmentation/Reassembly ..................................423.5. MTU Discovery .............................................434. CAPWAP Packet Formats ..........................................434.1. CAPWAP Preamble ...........................................464.2. CAPWAP DTLS Header ........................................464.3. CAPWAP Header .............................................474.4. CAPWAP Data Messages ......................................504.4.1. CAPWAP Data Channel Keep-Alive .....................514.4.2. Data Payload .......................................524.4.3. Establishment of a DTLS Data Channel ...............524.5. CAPWAP Control Messages ...................................524.5.1. Control Message Format .............................534.5.2. Quality of Service .................................564.5.3. Retransmissions ....................................574.6. CAPWAP Protocol Message Elements ..........................584.6.1. AC Descriptor ......................................61Calhoun, et al.             Standards Track                     [Page 2]

RFC 5415             CAPWAP Protocol Specification            March 20094.6.2. AC IPv4 List .......................................644.6.3. AC IPv6 List .......................................644.6.4. AC Name ............................................654.6.5. AC Name with Priority ..............................654.6.6. AC Timestamp .......................................664.6.7. Add MAC ACL Entry ..................................664.6.8. Add Station ........................................674.6.9. CAPWAP Control IPv4 Address ........................684.6.10. CAPWAP Control IPv6 Address .......................684.6.11. CAPWAP Local IPv4 Address .........................694.6.12. CAPWAP Local IPv6 Address .........................694.6.13. CAPWAP Timers .....................................704.6.14. CAPWAP Transport Protocol .........................714.6.15. Data Transfer Data ................................724.6.16. Data Transfer Mode ................................734.6.17. Decryption Error Report ...........................734.6.18. Decryption Error Report Period ....................744.6.19. Delete MAC ACL Entry ..............................744.6.20. Delete Station ....................................754.6.21. Discovery Type ....................................754.6.22. Duplicate IPv4 Address ............................764.6.23. Duplicate IPv6 Address ............................774.6.24. Idle Timeout ......................................784.6.25. ECN Support .......................................784.6.26. Image Data ........................................794.6.27. Image Identifier ..................................794.6.28. Image Information .................................804.6.29. Initiate Download .................................814.6.30. Location Data .....................................814.6.31. Maximum Message Length ............................814.6.32. MTU Discovery Padding .............................824.6.33. Radio Administrative State ........................824.6.34. Radio Operational State ...........................834.6.35. Result Code .......................................844.6.36. Returned Message Element ..........................854.6.37. Session ID ........................................864.6.38. Statistics Timer ..................................874.6.39. Vendor Specific Payload ...........................874.6.40. WTP Board Data ....................................884.6.41. WTP Descriptor ....................................894.6.42. WTP Fallback ......................................924.6.43. WTP Frame Tunnel Mode .............................924.6.44. WTP MAC Type ......................................934.6.45. WTP Name ..........................................944.6.46. WTP Radio Statistics ..............................944.6.47. WTP Reboot Statistics .............................964.6.48. WTP Static IP Address Information .................974.7. CAPWAP Protocol Timers ....................................98Calhoun, et al.             Standards Track                     [Page 3]

RFC 5415             CAPWAP Protocol Specification            March 20094.7.1. ChangeStatePendingTimer ............................984.7.2. DataChannelKeepAlive ...............................984.7.3. DataChannelDeadInterval ............................994.7.4. DataCheckTimer .....................................994.7.5. DiscoveryInterval ..................................994.7.6. DTLSSessionDelete ..................................994.7.7. EchoInterval .......................................994.7.8. IdleTimeout ........................................994.7.9. ImageDataStartTimer ...............................1004.7.10. MaxDiscoveryInterval .............................1004.7.11. ReportInterval ...................................1004.7.12. RetransmitInterval ...............................1004.7.13. SilentInterval ...................................1004.7.14. StatisticsTimer ..................................1004.7.15. WaitDTLS .........................................1014.7.16. WaitJoin .........................................1014.8. CAPWAP Protocol Variables ................................1014.8.1. AdminState ........................................1014.8.2. DiscoveryCount ....................................1014.8.3. FailedDTLSAuthFailCount ...........................1014.8.4. FailedDTLSSessionCount ............................1014.8.5. MaxDiscoveries ....................................1024.8.6. MaxFailedDTLSSessionRetry .........................1024.8.7. MaxRetransmit .....................................1024.8.8. RetransmitCount ...................................1024.8.9. WTPFallBack .......................................1024.9. WTP Saved Variables ......................................1024.9.1. AdminRebootCount ..................................1024.9.2. FrameEncapType ....................................1024.9.3. LastRebootReason ..................................1034.9.4. MacType ...........................................1034.9.5. PreferredACs ......................................1034.9.6. RebootCount .......................................1034.9.7. Static IP Address .................................1034.9.8. WTPLinkFailureCount ...............................1034.9.9. WTPLocation .......................................1034.9.10. WTPName ..........................................1035. CAPWAP Discovery Operations ...................................1035.1. Discovery Request Message ................................1035.2. Discovery Response Message ...............................1055.3. Primary Discovery Request Message ........................1065.4. Primary Discovery Response ...............................1076. CAPWAP Join Operations ........................................1086.1. Join Request .............................................1086.2. Join Response ............................................1107. Control Channel Management ....................................1117.1. Echo Request .............................................1117.2. Echo Response ............................................112Calhoun, et al.             Standards Track                     [Page 4]

RFC 5415             CAPWAP Protocol Specification            March 20098. WTP Configuration Management ..................................1128.1. Configuration Consistency ................................1128.1.1. Configuration Flexibility .........................1138.2. Configuration Status Request .............................1148.3. Configuration Status Response ............................1158.4. Configuration Update Request .............................1168.5. Configuration Update Response ............................1178.6. Change State Event Request ...............................1178.7. Change State Event Response ..............................1188.8. Clear Configuration Request ..............................1198.9. Clear Configuration Response .............................1199. Device Management Operations ..................................1209.1. Firmware Management ......................................1209.1.1. Image Data Request ................................1249.1.2. Image Data Response ...............................1259.2. Reset Request ............................................1269.3. Reset Response ...........................................1279.4. WTP Event Request ........................................1279.5. WTP Event Response .......................................1289.6. Data Transfer ............................................1289.6.1. Data Transfer Request .............................1309.6.2. Data Transfer Response ............................13110. Station Session Management ...................................13110.1. Station Configuration Request ...........................13110.2. Station Configuration Response ..........................13211. NAT Considerations ...........................................13212. Security Considerations ......................................13412.1. CAPWAP Security .........................................13412.1.1. Converting Protected Data into Unprotected Data ..135           12.1.2. Converting Unprotected Data into                   Protected Data (Insertion) .......................13512.1.3. Deletion of Protected Records ....................13512.1.4. Insertion of Unprotected Records .................13512.1.5. Use of MD5 .......................................13612.1.6. CAPWAP Fragmentation .............................13612.2. Session ID Security .....................................13612.3. Discovery or DTLS Setup Attacks .........................13712.4. Interference with a DTLS Session ........................13712.5. CAPWAP Pre-Provisioning .................................13812.6. Use of Pre-Shared Keys in CAPWAP ........................13912.7. Use of Certificates in CAPWAP ...........................14012.8. Use of MAC Address in CN Field ..........................14012.9. AAA Security ............................................14112.10. WTP Firmware ...........................................14113. Operational Considerations ...................................14114. Transport Considerations .....................................14215. IANA Considerations ..........................................14315.1. IPv4 Multicast Address ..................................143Calhoun, et al.             Standards Track                     [Page 5]

RFC 5415             CAPWAP Protocol Specification            March 200915.2. IPv6 Multicast Address ..................................14415.3. UDP Port ................................................14415.4. CAPWAP Message Types ....................................14415.5. CAPWAP Header Flags .....................................14415.6. CAPWAP Control Message Flags ............................14515.7. CAPWAP Message Element Type .............................14515.8. CAPWAP Wireless Binding Identifiers .....................14515.9. AC Security Types .......................................14615.10. AC DTLS Policy .........................................14615.11. AC Information Type ....................................14615.12. CAPWAP Transport Protocol Types ........................14615.13. Data Transfer Type .....................................14715.14. Data Transfer Mode .....................................14715.15. Discovery Types ........................................14715.16. ECN Support ............................................14815.17. Radio Admin State ......................................14815.18. Radio Operational State ................................14815.19. Radio Failure Causes ...................................14815.20. Result Code ............................................14915.21. Returned Message Element Reason ........................14915.22. WTP Board Data Type ....................................14915.23. WTP Descriptor Type ....................................14915.24. WTP Fallback Mode ......................................15015.25. WTP Frame Tunnel Mode ..................................15015.26. WTP MAC Type ...........................................15015.27. WTP Radio Stats Failure Type ...........................15115.28. WTP Reboot Stats Failure Type ..........................15116. Acknowledgments ..............................................15117. References ...................................................15117.1. Normative References ....................................15117.2. Informative References ..................................153Calhoun, et al.             Standards Track                     [Page 6]

RFC 5415             CAPWAP Protocol Specification            March 20091.  Introduction   This document describes the CAPWAP protocol, a standard,   interoperable protocol that enables an Access Controller (AC) to   manage a collection of Wireless Termination Points (WTPs).  The   CAPWAP protocol is defined to be independent of Layer 2 (L2)   technology, and meets the objectives in "Objectives for Control and   Provisioning of Wireless Access Points (CAPWAP)" [RFC4564].   The emergence of centralized IEEE 802.11 Wireless Local Area Network   (WLAN) architectures, in which simple IEEE 802.11 WTPs are managed by   an Access Controller (AC), suggested that a standards-based,   interoperable protocol could radically simplify the deployment and   management of wireless networks.  WTPs require a set of dynamic   management and control functions related to their primary task of   connecting the wireless and wired mediums.  Traditional protocols for   managing WTPs are either manual static configuration via HTTP,   proprietary Layer 2-specific or non-existent (if the WTPs are self-   contained).  An IEEE 802.11 binding is defined in [RFC5416] to   support use of the CAPWAP protocol with IEEE 802.11 WLAN networks.   CAPWAP assumes a network configuration consisting of multiple WTPs   communicating via the Internet Protocol (IP) to an AC.  WTPs are   viewed as remote radio frequency (RF) interfaces controlled by the   AC.  The CAPWAP protocol supports two modes of operation: Split and   Local MAC (medium access control).  In Split MAC mode, all L2   wireless data and management frames are encapsulated via the CAPWAP   protocol and exchanged between the AC and the WTP.  As shown in   Figure 1, the wireless frames received from a mobile device, which is   referred to in this specification as a Station (STA), are directly   encapsulated by the WTP and forwarded to the AC.              +-+         wireless frames        +-+              | |--------------------------------| |              | |              +-+               | |              | |--------------| |---------------| |              | |wireless PHY/ | |     CAPWAP    | |              | | MAC sublayer | |               | |              +-+              +-+               +-+              STA              WTP                AC        Figure 1: Representative CAPWAP Architecture for Split MAC   The Local MAC mode of operation allows for the data frames to be   either locally bridged or tunneled as 802.3 frames.  The latter   implies that the WTP performs the 802.11 Integration function.  In   either case, the L2 wireless management frames are processed locallyCalhoun, et al.             Standards Track                     [Page 7]

RFC 5415             CAPWAP Protocol Specification            March 2009   by the WTP and then forwarded to the AC.  Figure 2 shows the Local   MAC mode, in which a station transmits a wireless frame that is   encapsulated in an 802.3 frame and forwarded to the AC.              +-+wireless frames +-+ 802.3 frames +-+              | |----------------| |--------------| |              | |                | |              | |              | |----------------| |--------------| |              | |wireless PHY/   | |     CAPWAP   | |              | | MAC sublayer   | |              | |              +-+                +-+              +-+              STA                WTP               AC        Figure 2: Representative CAPWAP Architecture for Local MAC   Provisioning WTPs with security credentials and managing which WTPs   are authorized to provide service are traditionally handled by   proprietary solutions.  Allowing these functions to be performed from   a centralized AC in an interoperable fashion increases manageability   and allows network operators to more tightly control their wireless   network infrastructure.1.1.  Goals   The goals for the CAPWAP protocol are listed below:   1. To centralize the authentication and policy enforcement functions      for a wireless network.  The AC may also provide centralized      bridging, forwarding, and encryption of user traffic.      Centralization of these functions will enable reduced cost and      higher efficiency by applying the capabilities of network      processing silicon to the wireless network, as in wired LANs.   2. To enable shifting of the higher-level protocol processing from      the WTP.  This leaves the time-critical applications of wireless      control and access in the WTP, making efficient use of the      computing power available in WTPs, which are subject to severe      cost pressure.   3. To provide an extensible protocol that is not bound to a specific      wireless technology.  Extensibility is provided via a generic      encapsulation and transport mechanism, enabling the CAPWAP      protocol to be applied to many access point types in the future,      via a specific wireless binding.   The CAPWAP protocol concerns itself solely with the interface between   the WTP and the AC.  Inter-AC and station-to-AC communication are   strictly outside the scope of this document.Calhoun, et al.             Standards Track                     [Page 8]

RFC 5415             CAPWAP Protocol Specification            March 20091.2.  Conventions Used in This Document   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",   "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this   document are to be interpreted as described inRFC 2119 [RFC2119].1.3.  Contributing Authors   This section lists and acknowledges the authors of significant text   and concepts included in this specification.   The CAPWAP Working Group selected the Lightweight Access Point   Protocol (LWAPP) [LWAPP] to be used as the basis of the CAPWAP   protocol specification.  The following people are authors of the   LWAPP document:      Bob O'Hara      Email: bob.ohara@computer.org      Pat Calhoun, Cisco Systems, Inc.      170 West Tasman Drive, San Jose, CA  95134      Phone: +1 408-902-3240, Email: pcalhoun@cisco.com      Rohit Suri, Cisco Systems, Inc.      170 West Tasman Drive, San Jose, CA  95134      Phone: +1 408-853-5548, Email: rsuri@cisco.com      Nancy Cam Winget, Cisco Systems, Inc.      170 West Tasman Drive, San Jose, CA  95134      Phone: +1 408-853-0532, Email: ncamwing@cisco.com      Scott Kelly, Aruba Networks      1322 Crossman Ave, Sunnyvale, CA 94089      Phone: +1  408-754-8408, Email: skelly@arubanetworks.com      Michael Glenn Williams, Nokia, Inc.      313 Fairchild Drive, Mountain View, CA  94043      Phone: +1 650-714-7758, Email: Michael.G.Williams@Nokia.com      Sue Hares, Green Hills Software      825 Victors Way, Suite 100, Ann Arbor, MI  48108      Phone: +1 734 222 1610, Email: shares@ndzh.com   Datagram Transport Layer Security (DTLS) [RFC4347] is used as the   security solution for the CAPWAP protocol.  The following people are   authors of significant DTLS-related text included in this document:Calhoun, et al.             Standards Track                     [Page 9]

RFC 5415             CAPWAP Protocol Specification            March 2009      Scott Kelly, Aruba Networks      1322 Crossman Ave, Sunnyvale, CA 94089      Phone: +1  408-754-8408      Email: skelly@arubanetworks.com      Eric Rescorla, Network Resonance      2483 El Camino Real, #212,Palo Alto CA, 94303      Email: ekr@networkresonance.com   The concept of using DTLS to secure the CAPWAP protocol was part of   the Secure Light Access Point Protocol (SLAPP) proposal [SLAPP].  The   following people are authors of the SLAPP proposal:      Partha Narasimhan, Aruba Networks      1322 Crossman Ave, Sunnyvale, CA  94089      Phone: +1 408-480-4716      Email: partha@arubanetworks.com      Dan Harkins      Trapeze Networks      5753 W. Las Positas Blvd, Pleasanton, CA  94588      Phone: +1-925-474-2212      EMail: dharkins@trpz.com      Subbu Ponnuswamy, Aruba Networks      1322 Crossman Ave, Sunnyvale, CA  94089      Phone: +1 408-754-1213      Email: subbu@arubanetworks.com   The following individuals contributed significant security-related   text to the document [RFC5418]:      T. Charles Clancy, Laboratory for Telecommunications Sciences,      8080 Greenmead Drive, College Park, MD 20740      Phone: +1 240-373-5069, Email: clancy@ltsnet.net      Scott Kelly, Aruba Networks      1322 Crossman Ave, Sunnyvale, CA 94089      Phone: +1  408-754-8408, Email: scott@hyperthought.com1.4.  Terminology   Access Controller (AC): The network entity that provides WTP access   to the network infrastructure in the data plane, control plane,   management plane, or a combination therein.Calhoun, et al.             Standards Track                    [Page 10]

RFC 5415             CAPWAP Protocol Specification            March 2009   CAPWAP Control Channel: A bi-directional flow defined by the AC IP   Address, WTP IP Address, AC control port, WTP control port, and the   transport-layer protocol (UDP or UDP-Lite) over which CAPWAP Control   packets are sent and received.   CAPWAP Data Channel: A bi-directional flow defined by the AC IP   Address, WTP IP Address, AC data port, WTP data port, and the   transport-layer protocol (UDP or UDP-Lite) over which CAPWAP Data   packets are sent and received.   Station (STA): A device that contains an interface to a wireless   medium (WM).   Wireless Termination Point (WTP): The physical or network entity that   contains an RF antenna and wireless Physical Layer (PHY) to transmit   and receive station traffic for wireless access networks.   This document uses additional terminology defined in [RFC3753].2.  Protocol Overview   The CAPWAP protocol is a generic protocol defining AC and WTP control   and data plane communication via a CAPWAP protocol transport   mechanism.  CAPWAP Control messages, and optionally CAPWAP Data   messages, are secured using Datagram Transport Layer Security (DTLS)   [RFC4347].  DTLS is a standards-track IETF protocol based upon TLS.   The underlying security-related protocol mechanisms of TLS have been   successfully deployed for many years.   The CAPWAP protocol transport layer carries two types of payload,   CAPWAP Data messages and CAPWAP Control messages.  CAPWAP Data   messages encapsulate forwarded wireless frames.  CAPWAP protocol   Control messages are management messages exchanged between a WTP and   an AC.  The CAPWAP Data and Control packets are sent over separate   UDP ports.  Since both data and control packets can exceed the   Maximum Transmission Unit (MTU) length, the payload of a CAPWAP Data   or Control message can be fragmented.  The fragmentation behavior is   defined inSection 3.   The CAPWAP Protocol begins with a Discovery phase.  The WTPs send a   Discovery Request message, causing any Access Controller (AC)   receiving the message to respond with a Discovery Response message.   From the Discovery Response messages received, a WTP selects an AC   with which to establish a secure DTLS session.  In order to establish   the secure DTLS connection, the WTP will need some amount of pre-   provisioning, which is specified inSection 12.5.  CAPWAP protocol   messages will be fragmented to the maximum length discovered to be   supported by the network.Calhoun, et al.             Standards Track                    [Page 11]

RFC 5415             CAPWAP Protocol Specification            March 2009   Once the WTP and the AC have completed DTLS session establishment, a   configuration exchange occurs in which both devices agree on version   information.  During this exchange, the WTP may receive provisioning   settings.  The WTP is then enabled for operation.   When the WTP and AC have completed the version and provision exchange   and the WTP is enabled, the CAPWAP protocol is used to encapsulate   the wireless data frames sent between the WTP and AC.  The CAPWAP   protocol will fragment the L2 frames if the size of the encapsulated   wireless user data (Data) or protocol control (Management) frames   causes the resulting CAPWAP protocol packet to exceed the MTU   supported between the WTP and AC.  Fragmented CAPWAP packets are   reassembled to reconstitute the original encapsulated payload.  MTU   Discovery and Fragmentation are described inSection 3.   The CAPWAP protocol provides for the delivery of commands from the AC   to the WTP for the management of stations that are communicating with   the WTP.  This may include the creation of local data structures in   the WTP for the stations and the collection of statistical   information about the communication between the WTP and the stations.   The CAPWAP protocol provides a mechanism for the AC to obtain   statistical information collected by the WTP.   The CAPWAP protocol provides for a keep-alive feature that preserves   the communication channel between the WTP and AC.  If the AC fails to   appear alive, the WTP will try to discover a new AC.2.1.  Wireless Binding Definition   The CAPWAP protocol is independent of a specific WTP radio   technology, as well its associated wireless link layer protocol.   Elements of the CAPWAP protocol are designed to accommodate the   specific needs of each wireless technology in a standard way.   Implementation of the CAPWAP protocol for a particular wireless   technology MUST follow the binding requirements defined for that   technology.   When defining a binding for wireless technologies, the authors MUST   include any necessary definitions for technology-specific messages   and all technology-specific message elements for those messages.  At   a minimum, a binding MUST provide:   1. The definition for a binding-specific Statistics message element,      carried in the WTP Event Request message.   2. A message element carried in the Station Configuration Request      message to configure station information on the WTP.Calhoun, et al.             Standards Track                    [Page 12]

RFC 5415             CAPWAP Protocol Specification            March 2009   3. A WTP Radio Information message element carried in the Discovery,      Primary Discovery, and Join Request and Response messages,      indicating the binding-specific radio types supported at the WTP      and AC.   If technology-specific message elements are required for any of the   existing CAPWAP messages defined in this specification, they MUST   also be defined in the technology binding document.   The naming of binding-specific message elements MUST begin with the   name of the technology type, e.g., the binding for IEEE 802.11,   provided in [RFC5416], begins with "IEEE 802.11".   The CAPWAP binding concept MUST also be used in any future   specifications that add functionality to either the base CAPWAP   protocol specification, or any published CAPWAP binding   specification.  A separate WTP Radio Information message element MUST   be created to properly advertise support for the specification.  This   mechanism allows for future protocol extensibility, while providing   the necessary capabilities advertisement, through the WTP Radio   Information message element, to ensure WTP/AC interoperability.2.2.  CAPWAP Session Establishment Overview   This section describes the session establishment process message   exchanges between a CAPWAP WTP and AC.  The annotated ladder diagram   shows the AC on the right, the WTP on the left, and assumes the use   of certificates for DTLS authentication.  The CAPWAP protocol state   machine is described in detail inSection 2.3.  Note that DTLS allows   certain messages to be aggregated into a single frame, which is   denoted via an asterisk in Figure 3.           ============                         ============               WTP                                   AC           ============                         ============            [----------- begin optional discovery ------------]                           Discover Request                 ------------------------------------>                           Discover Response                 <------------------------------------            [----------- end optional discovery ------------]                      (-- begin DTLS handshake --)                             ClientHello                 ------------------------------------>Calhoun, et al.             Standards Track                    [Page 13]

RFC 5415             CAPWAP Protocol Specification            March 2009                      HelloVerifyRequest (with cookie)                 <------------------------------------                        ClientHello (with cookie)                 ------------------------------------>                                ServerHello,                                Certificate,                                ServerHelloDone*                 <------------------------------------                (-- WTP callout for AC authorization --)                        Certificate (optional),                         ClientKeyExchange,                     CertificateVerify (optional),                         ChangeCipherSpec,                             Finished*                 ------------------------------------>                (-- AC callout for WTP authorization --)                         ChangeCipherSpec,                             Finished*                 <------------------------------------                (-- DTLS session is established now --)                              Join Request                 ------------------------------------>                              Join Response                 <------------------------------------                      [-- Join State Complete --]                   (-- assume image is up to date --)                      Configuration Status Request                 ------------------------------------>                      Configuration Status Response                 <------------------------------------                    [-- Configure State Complete --]                       Change State Event Request                 ------------------------------------>                       Change State Event Response                 <------------------------------------                   [-- Data Check State Complete --]Calhoun, et al.             Standards Track                    [Page 14]

RFC 5415             CAPWAP Protocol Specification            March 2009                        (-- enter RUN state --)                                   :                                   :                              Echo Request                 ------------------------------------>                             Echo Response                 <------------------------------------                                   :                                   :                              Event Request                 ------------------------------------>                             Event Response                 <------------------------------------                                   :                                   :                Figure 3: CAPWAP Control Protocol Exchange   At the end of the illustrated CAPWAP message exchange, the AC and WTP   are securely exchanging CAPWAP Control messages.  This illustration   is provided to clarify protocol operation, and does not include any   possible error conditions.Section 2.3 provides a detailed   description of the corresponding state machine.2.3.  CAPWAP State Machine Definition   The following state diagram represents the lifecycle of a WTP-AC   session.  Use of DTLS by the CAPWAP protocol results in the   juxtaposition of two nominally separate yet tightly bound state   machines.  The DTLS and CAPWAP state machines are coupled through an   API consisting of commands (seeSection 2.3.2.1) and notifications   (seeSection 2.3.2.2).  Certain transitions in the DTLS state machine   are triggered by commands from the CAPWAP state machine, while   certain transitions in the CAPWAP state machine are triggered by   notifications from the DTLS state machine.Calhoun, et al.             Standards Track                    [Page 15]

RFC 5415             CAPWAP Protocol Specification            March 2009                            /-------------------------------------\                            |          /-------------------------\|                            |         p|                         ||                            |    q+----------+ r +------------+  ||                            |     |   Run    |-->|   Reset    |-\||                            |     +----------+   +------------+ |||                           n|  o      ^           ^     ^      s|||                +------------+--------/           |     |       |||                | Data Check |             /-------/    |       |||                +------------+<-------\   |             |       |||                                      |   |             |       |||                       /------------------+--------\    |       |||                      f|             m|  h|    j   v   k|       |||               +--------+     +-----------+     +--------------+|||               |  Join  |---->| Configure |     |  Image Data  ||||               +--------+  n  +-----------+     +--------------+|||                ^   |g                 i|                    l| |||                |   |                   \-------------------\ | |||                |   \--------------------------------------\| | |||                \------------------------\                 || | |||         /--------------<----------------+---------------\ || | |||         | /------------<----------------+-------------\ | || | |||         | |  4                          |d           t| | vv v vvv         | |   +----------------+   +--------------+   +-----------+         | |   |   DTLS Setup   |   | DTLS Connect |-->|  DTLS TD  |       /-|-|---+----------------+   +--------------+ e +-----------+       | | |    |$  ^  ^   |5  ^6         ^              ^  |w       v v v    |   |  |   |   \-------\  |              |  |       | | |    |   |  |   \---------\ |  |  /-----------/  |       | | |    |   |  \--\          | |  |  |              |       | | |    |   |     |          | |  |  |              |       | | |    v  3|  1  |%     #   v |  |a |b             v       | | \->+------+-->+------+   +-----------+    +--------+       | |    | Idle |   | Disc |   | Authorize |    |  Dead  |       | |    +------+<--+------+   +-----------+    +--------+       | |     ^   0^  2      |!       | |     |    |         |   +-------+      *| |u    |    \---------+---| Start |       | |     |@             |   +-------+       | \->+---------+<------/       \--->| Sulking |            +---------+&                 Figure 4: CAPWAP Integrated State Machine   The CAPWAP protocol state machine, depicted above, is used by both   the AC and the WTP.  In cases where states are not shared (i.e., not   implemented in one or the other of the AC or WTP), this is explicitlyCalhoun, et al.             Standards Track                    [Page 16]

RFC 5415             CAPWAP Protocol Specification            March 2009   called out in the transition descriptions below.  For every state   defined, only certain messages are permitted to be sent and received.   The CAPWAP Control message definitions specify the state(s) in which   each message is valid.   Since the WTP only communicates with a single AC, it only has a   single instance of the CAPWAP state machine.  The state machine works   differently on the AC since it communicates with many WTPs.  The AC   uses the concept of three threads.  Note that the term thread used   here does not necessarily imply that implementers must use threads,   but it is one possible way of implementing the AC's state machine.   Listener Thread:   The AC's Listener thread handles inbound DTLS      session establishment requests, through the DTLSListen command.      Upon creation, the Listener thread starts in the DTLS Setup state.      Once a DTLS session has been validated, which occurs when the      state machine enters the "Authorize" state, the Listener thread      creates a WTP session-specific Service thread and state context.      The state machine transitions in Figure 4 are represented by      numerals.  It is necessary for the AC to protect itself against      various attacks that exist with non-authenticated frames.  SeeSection 12 for more information.   Discovery Thread:   The AC's Discovery thread is responsible for      receiving, and responding to, Discovery Request messages.  The      state machine transitions in Figure 4 are represented by numerals.      Note that the Discovery thread does not maintain any per-WTP-      specific context information, and a single state context exists.      It is necessary for the AC to protect itself against various      attacks that exist with non-authenticated frames.  SeeSection 12      for more information.   Service Thread:   The AC's Service thread handles the per-WTP states,      and one such thread exists per-WTP connection.  This thread is      created by the Listener thread when the Authorize state is      reached.  When created, the Service thread inherits a copy of the      state machine context from the Listener thread.  When      communication with the WTP is complete, the Service thread is      terminated and all associated resources are released.  The state      machine transitions in Figure 4 are represented by alphabetic and      punctuation characters.2.3.1.  CAPWAP Protocol State Transitions   This section describes the various state transitions, and the events   that cause them.  This section does not discuss interactions between   DTLS- and CAPWAP-specific states.  Those interactions, and DTLS-   specific states and transitions, are discussed inSection 2.3.2.Calhoun, et al.             Standards Track                    [Page 17]

RFC 5415             CAPWAP Protocol Specification            March 2009   Start to Idle (0):  This transition occurs once device initialization      is complete.      WTP:  This state transition is used to start the WTP's CAPWAP            state machine.      AC:   The AC creates the Discovery and Listener threads and starts            the CAPWAP state machine.   Idle to Discovery (1):  This transition occurs to support the CAPWAP      discovery process.      WTP:  The WTP enters the Discovery state prior to transmitting the            first Discovery Request message (seeSection 5.1).  Upon            entering this state, the WTP sets the DiscoveryInterval            timer (seeSection 4.7).  The WTP resets the DiscoveryCount            counter to zero (0) (seeSection 4.8).  The WTP also clears            all information from ACs it may have received during a            previous Discovery phase.      AC:   This state transition is executed by the AC's Discovery            thread, and occurs when a Discovery Request message is            received.  The AC SHOULD respond with a Discovery Response            message (seeSection 5.2).   Discovery to Discovery (#):  In the Discovery state, the WTP      determines to which AC to connect.      WTP:  This transition occurs when the DiscoveryInterval timer            expires.  If the WTP is configured with a list of ACs, it            transmits a Discovery Request message to every AC from which            it has not received a Discovery Response message.  For every            transition to this event, the WTP increments the            DiscoveryCount counter.  SeeSection 5.1 for more            information on how the WTP knows the ACs to which it should            transmit the Discovery Request messages.  The WTP restarts            the DiscoveryInterval timer whenever it transmits Discovery            Request messages.      AC:   This is an invalid state transition for the AC.   Discovery to Idle (2):  This transition occurs on the AC's Discovery      thread when the Discovery processing is complete.      WTP:  This is an invalid state transition for the WTP.Calhoun, et al.             Standards Track                    [Page 18]

RFC 5415             CAPWAP Protocol Specification            March 2009      AC:   This state transition is executed by the AC's Discovery            thread when it has transmitted the Discovery Response, in            response to a Discovery Request.   Discovery to Sulking (!):  This transition occurs on a WTP when AC      Discovery fails.      WTP:  The WTP enters this state when the DiscoveryInterval timer            expires and the DiscoveryCount variable is equal to the            MaxDiscoveries variable (seeSection 4.8).  Upon entering            this state, the WTP MUST start the SilentInterval timer.            While in the Sulking state, all received CAPWAP protocol            messages MUST be ignored.      AC:   This is an invalid state transition for the AC.   Sulking to Idle (@):  This transition occurs on a WTP when it must      restart the Discovery phase.      WTP:  The WTP enters this state when the SilentInterval timer (seeSection 4.7) expires.  The FailedDTLSSessionCount,            DiscoveryCount, and FailedDTLSAuthFailCount counters are            reset to zero.      AC:   This is an invalid state transition for the AC.   Sulking to Sulking (&):  The Sulking state provides the silent      period, minimizing the possibility for Denial-of-Service (DoS)      attacks.      WTP:  All packets received from the AC while in the sulking state            are ignored.      AC:   This is an invalid state transition for the AC.   Idle to DTLS Setup (3):  This transition occurs to establish a secure      DTLS session with the peer.      WTP:  The WTP initiates this transition by invoking the DTLSStart            command (seeSection 2.3.2.1), which starts the DTLS session            establishment with the chosen AC and the WaitDTLS timer is            started (seeSection 4.7).  When the Discovery phase is            bypassed, it is assumed the WTP has locally configured ACs.Calhoun, et al.             Standards Track                    [Page 19]

RFC 5415             CAPWAP Protocol Specification            March 2009      AC:   Upon entering the Idle state from the Start state, the newly            created Listener thread automatically transitions to the            DTLS Setup and invokes the DTLSListen command (seeSection 2.3.2.1), and the WaitDTLS timer is started (seeSection 4.7).   Discovery to DTLS Setup (%):  This transition occurs to establish a      secure DTLS session with the peer.      WTP:  The WTP initiates this transition by invoking the DTLSStart            command (seeSection 2.3.2.1), which starts the DTLS session            establishment with the chosen AC.  The decision of to which            AC to connect is the result of the Discovery phase, which is            described inSection 3.3.      AC:   This is an invalid state transition for the AC.   DTLS Setup to Idle ($):  This transition occurs when the DTLS      connection setup fails.      WTP:  The WTP initiates this state transition when it receives a            DTLSEstablishFail notification from DTLS (seeSection 2.3.2.2), and the FailedDTLSSessionCount or the            FailedDTLSAuthFailCount counter have not reached the value            of the MaxFailedDTLSSessionRetry variable (seeSection 4.8).            This error notification aborts the secure DTLS session            establishment.  When this notification is received, the            FailedDTLSSessionCount counter is incremented.  This state            transition also occurs if the WaitDTLS timer has expired.      AC:   This is an invalid state transition for the AC.   DTLS Setup to Sulking (*):  This transition occurs when repeated      attempts to set up the DTLS connection have failed.      WTP:  The WTP enters this state when the FailedDTLSSessionCount or            the FailedDTLSAuthFailCount counter reaches the value of the            MaxFailedDTLSSessionRetry variable (seeSection 4.8).  Upon            entering this state, the WTP MUST start the SilentInterval            timer.  While in the Sulking state, all received CAPWAP and            DTLS protocol messages received MUST be ignored.      AC:   This is an invalid state transition for the AC.   DTLS Setup to DTLS Setup (4):  This transition occurs when the DTLS      Session failed to be established.      WTP:  This is an invalid state transition for the WTP.Calhoun, et al.             Standards Track                    [Page 20]

RFC 5415             CAPWAP Protocol Specification            March 2009      AC:   The AC's Listener initiates this state transition when it            receives a DTLSEstablishFail notification from DTLS (seeSection 2.3.2.2).  This error notification aborts the secure            DTLS session establishment.  When this notification is            received, the FailedDTLSSessionCount counter is incremented.            The Listener thread then invokes the DTLSListen command (seeSection 2.3.2.1).   DTLS Setup to Authorize (5):  This transition occurs when an incoming      DTLS session is being established, and the DTLS stack needs      authorization to proceed with the session establishment.      WTP:  This state transition occurs when the WTP receives the            DTLSPeerAuthorize notification (seeSection 2.3.2.2).  Upon            entering this state, the WTP performs an authorization check            against the AC credentials.  SeeSection 2.4.4 for more            information on AC authorization.      AC:   This state transition is handled by the AC's Listener thread            when the DTLS module initiates the DTLSPeerAuthorize            notification (seeSection 2.3.2.2).  The Listener thread            forks an instance of the Service thread, along with a copy            of the state context.  Once created, the Service thread            performs an authorization check against the WTP credentials.            SeeSection 2.4.4 for more information on WTP authorization.   Authorize to DTLS Setup (6):  This transition is executed by the      Listener thread to enable it to listen for new incoming sessions.      WTP:  This is an invalid state transition for the WTP.      AC:   This state transition occurs when the AC's Listener thread            has created the WTP context and the Service thread.  The            Listener thread then invokes the DTLSListen command (seeSection 2.3.2.1).   Authorize to DTLS Connect (a):  This transition occurs to notify the      DTLS stack that the session should be established.      WTP:  This state transition occurs when the WTP has successfully            authorized the AC's credentials (seeSection 2.4.4).  This            is done by invoking the DTLSAccept DTLS command (seeSection 2.3.2.1).      AC:   This state transition occurs when the AC has successfully            authorized the WTP's credentials (seeSection 2.4.4).  This            is done by invoking the DTLSAccept DTLS command (seeSection 2.3.2.1).Calhoun, et al.             Standards Track                    [Page 21]

RFC 5415             CAPWAP Protocol Specification            March 2009   Authorize to DTLS Teardown (b):  This transition occurs to notify the      DTLS stack that the session should be aborted.      WTP:  This state transition occurs when the WTP has been unable to            authorize the AC, using the AC credentials.  The WTP then            aborts the DTLS session by invoking the DTLSAbortSession            command (seeSection 2.3.2.1).  This state transition also            occurs if the WaitDTLS timer has expired.  The WTP starts            the DTLSSessionDelete timer (seeSection 4.7.6).      AC:   This state transition occurs when the AC has been unable to            authorize the WTP, using the WTP credentials.  The AC then            aborts the DTLS session by invoking the DTLSAbortSession            command (seeSection 2.3.2.1).  This state transition also            occurs if the WaitDTLS timer has expired.  The AC starts the            DTLSSessionDelete timer (seeSection 4.7.6).   DTLS Connect to DTLS Teardown (c):  This transition occurs when the      DTLS Session failed to be established.      WTP:  This state transition occurs when the WTP receives either a            DTLSAborted or DTLSAuthenticateFail notification (seeSection 2.3.2.2), indicating that the DTLS session was not            successfully established.  When this transition occurs due            to the DTLSAuthenticateFail notification, the            FailedDTLSAuthFailCount is incremented; otherwise, the            FailedDTLSSessionCount counter is incremented.  This state            transition also occurs if the WaitDTLS timer has expired.            The WTP starts the DTLSSessionDelete timer (seeSection 4.7.6).      AC:   This state transition occurs when the AC receives either a            DTLSAborted or DTLSAuthenticateFail notification (seeSection 2.3.2.2), indicating that the DTLS session was not            successfully established, and both of the            FailedDTLSAuthFailCount and FailedDTLSSessionCount counters            have not reached the value of the MaxFailedDTLSSessionRetry            variable (seeSection 4.8).  This state transition also            occurs if the WaitDTLS timer has expired.  The AC starts the            DTLSSessionDelete timer (seeSection 4.7.6).   DTLS Connect to Join (d):  This transition occurs when the DTLS      Session is successfully established.      WTP:  This state transition occurs when the WTP receives the            DTLSEstablished notification (seeSection 2.3.2.2),            indicating that the DTLS session was successfully            established.  When this notification is received, theCalhoun, et al.             Standards Track                    [Page 22]

RFC 5415             CAPWAP Protocol Specification            March 2009            FailedDTLSSessionCount counter is set to zero.  The WTP            enters the Join state by transmitting the Join Request to            the AC.  The WTP stops the WaitDTLS timer.      AC:   This state transition occurs when the AC receives the            DTLSEstablished notification (seeSection 2.3.2.2),            indicating that the DTLS session was successfully            established.  When this notification is received, the            FailedDTLSSessionCount counter is set to zero.  The AC stops            the WaitDTLS timer, and starts the WaitJoin timer.   Join to DTLS Teardown (e):  This transition occurs when the join      process has failed.      WTP:  This state transition occurs when the WTP receives a Join            Response message with a Result Code message element            containing an error, or if the Image Identifier provided by            the AC in the Join Response message differs from the WTP's            currently running firmware version and the WTP has the            requested image in its non-volatile memory.  This causes the            WTP to initiate the DTLSShutdown command (seeSection 2.3.2.1).  This transition also occurs if the WTP            receives one of the following DTLS notifications:            DTLSAborted, DTLSReassemblyFailure, or DTLSPeerDisconnect.            The WTP starts the DTLSSessionDelete timer (seeSection 4.7.6).      AC:   This state transition occurs either if the WaitJoin timer            expires or if the AC transmits a Join Response message with            a Result Code message element containing an error.  This            causes the AC to initiate the DTLSShutdown command (seeSection 2.3.2.1).  This transition also occurs if the AC            receives one of the following DTLS notifications:            DTLSAborted, DTLSReassemblyFailure, or DTLSPeerDisconnect.            The AC starts the DTLSSessionDelete timer (seeSection 4.7.6).   Join to Image Data (f):  This state transition is used by the WTP and      the AC to download executable firmware.      WTP:  The WTP enters the Image Data state when it receives a            successful Join Response message and determines that the            software version in the Image Identifier message element is            not the same as its currently running image.  The WTP also            detects that the requested image version is not currently            available in the WTP's non-volatile storage (seeSection 9.1            for a full description of the firmware download process).            The WTP initializes the EchoInterval timer (seeCalhoun, et al.             Standards Track                    [Page 23]

RFC 5415             CAPWAP Protocol Specification            March 2009Section 4.7), and transmits the Image Data Request message            (seeSection 9.1.1) requesting the start of the firmware            download.      AC:   This state transition occurs when the AC receives the Image            Data Request message from the WTP, after having sent its            Join Response to the WTP.  The AC stops the WaitJoin timer.            The AC MUST transmit an Image Data Response message (seeSection 9.1.2) to the WTP, which includes a portion of the            firmware.   Join to Configure (g):  This state transition is used by the WTP and      the AC to exchange configuration information.      WTP:  The WTP enters the Configure state when it receives a            successful Join Response message, and determines that the            included Image Identifier message element is the same as its            currently running image.  The WTP transmits the            Configuration Status Request message (seeSection 8.2) to            the AC with message elements describing its current            configuration.      AC:   This state transition occurs when it receives the            Configuration Status Request message from the WTP (seeSection 8.2), which MAY include specific message elements to            override the WTP's configuration.  The AC stops the WaitJoin            timer.  The AC transmits the Configuration Status Response            message (seeSection 8.3) and starts the            ChangeStatePendingTimer timer (seeSection 4.7).   Configure to Reset (h):  This state transition is used to reset the      connection either due to an error during the configuration phase,      or when the WTP determines it needs to reset in order for the new      configuration to take effect.  The CAPWAP Reset command is used to      indicate to the peer that it will initiate a DTLS teardown.      WTP:  The WTP enters the Reset state when it receives a            Configuration Status Response message indicating an error or            when it determines that a reset of the WTP is required, due            to the characteristics of a new configuration.      AC:   The AC transitions to the Reset state when it receives a            Change State Event message from the WTP that contains an            error for which AC policy does not permit the WTP to provide            service.  This state transition also occurs when the AC            ChangeStatePendingTimer timer expires.Calhoun, et al.             Standards Track                    [Page 24]

RFC 5415             CAPWAP Protocol Specification            March 2009   Configure to DTLS Teardown (i):  This transition occurs when the      configuration process aborts due to a DTLS error.      WTP:  The WTP enters this state when it receives one of the            following DTLS notifications: DTLSAborted,            DTLSReassemblyFailure, or DTLSPeerDisconnect (seeSection 2.3.2.2).  The WTP MAY tear down the DTLS session if            it receives frequent DTLSDecapFailure notifications.  The            WTP starts the DTLSSessionDelete timer (seeSection 4.7.6).      AC:   The AC enters this state when it receives one of the            following DTLS notifications: DTLSAborted,            DTLSReassemblyFailure, or DTLSPeerDisconnect (seeSection 2.3.2.2).  The AC MAY tear down the DTLS session if            it receives frequent DTLSDecapFailure notifications.  The AC            starts the DTLSSessionDelete timer (seeSection 4.7.6).   Image Data to Image Data (j):  The Image Data state is used by the      WTP and the AC during the firmware download phase.      WTP:  The WTP enters the Image Data state when it receives an            Image Data Response message indicating that the AC has more            data to send.  This state transition also occurs when the            WTP receives the subsequent Image Data Requests, at which            time it resets the ImageDataStartTimer time to ensure it            receives the next expected Image Data Request from the AC.            This state transition can also occur when the WTP's            EchoInterval timer (seeSection 4.7.7) expires, in which            case the WTP transmits an Echo Request message (seeSection 7.1), and resets its EchoInterval timer.  The state            transition also occurs when the WTP receives an Echo            Response from the AC (seeSection 7.2).      AC:   This state transition occurs when the AC receives the Image            Data Response message from the WTP while already in the            Image Data state.  This state transition also occurs when            the AC receives an Echo Request (seeSection 7.1) from the            WTP, in which case it responds with an Echo Response (seeSection 7.2), and resets its EchoInterval timer (seeSection 4.7.7).Calhoun, et al.             Standards Track                    [Page 25]

RFC 5415             CAPWAP Protocol Specification            March 2009   Image Data to Reset (k):  This state transition is used to reset the      DTLS connection prior to restarting the WTP after an image      download.      WTP:  When an image download completes, or if the            ImageDataStartTimer timer expires, the WTP enters the Reset            state.  The WTP MAY also transition to this state upon            receiving an Image Data Response message from the AC (seeSection 9.1.2) indicating a failure.      AC:   The AC enters the Reset state either when the image transfer            has successfully completed or an error occurs during the            image download process.   Image Data to DTLS Teardown (l):  This transition occurs when the      firmware download process aborts due to a DTLS error.      WTP:  The WTP enters this state when it receives one of the            following DTLS notifications: DTLSAborted,            DTLSReassemblyFailure, or DTLSPeerDisconnect (seeSection 2.3.2.2).  The WTP MAY tear down the DTLS session if            it receives frequent DTLSDecapFailure notifications.  The            WTP starts the DTLSSessionDelete timer (seeSection 4.7.6).      AC:   The AC enters this state when it receives one of the            following DTLS notifications: DTLSAborted,            DTLSReassemblyFailure, or DTLSPeerDisconnect (seeSection 2.3.2.2).  The AC MAY tear down the DTLS session if            it receives frequent DTLSDecapFailure notifications.  The AC            starts the DTLSSessionDelete timer (seeSection 4.7.6).   Configure to Data Check (m):  This state transition occurs when the      WTP and AC confirm the configuration.      WTP:  The WTP enters this state when it receives a successful            Configuration Status Response message from the AC.  The WTP            transmits the Change State Event Request message (seeSection 8.6).      AC:   This state transition occurs when the AC receives the Change            State Event Request message (seeSection 8.6) from the WTP.            The AC responds with a Change State Event Response message            (seeSection 8.7).  The AC MUST start the DataCheckTimer            timer and stops the ChangeStatePendingTimer timer (seeSection 4.7).   Data Check to DTLS Teardown (n):  This transition occurs when the WTP      does not complete the Data Check exchange.Calhoun, et al.             Standards Track                    [Page 26]

RFC 5415             CAPWAP Protocol Specification            March 2009      WTP:  This state transition occurs if the WTP does not receive the            Change State Event Response message before a CAPWAP            retransmission timeout occurs.  The WTP also transitions to            this state if the underlying reliable transport's            RetransmitCount counter has reached the MaxRetransmit            variable (seeSection 4.7).  The WTP starts the            DTLSSessionDelete timer (seeSection 4.7.6).      AC:   The AC enters this state when the DataCheckTimer timer            expires (seeSection 4.7).  The AC starts the            DTLSSessionDelete timer (seeSection 4.7.6).   Data Check to Run (o):  This state transition occurs when the linkage      between the control and data channels is established, causing the      WTP and AC to enter their normal state of operation.      WTP:  The WTP enters this state when it receives a successful            Change State Event Response message from the AC.  The WTP            initiates the data channel, which MAY require the            establishment of a DTLS session, starts the            DataChannelKeepAlive timer (seeSection 4.7.2) and transmits            a Data Channel Keep-Alive packet (seeSection 4.4.1).  The            WTP then starts the EchoInterval timer and            DataChannelDeadInterval timer (seeSection 4.7).      AC:   This state transition occurs when the AC receives the Data            Channel Keep-Alive packet (seeSection 4.4.1), with a            Session ID message element matching that included by the WTP            in the Join Request message.  The AC disables the            DataCheckTimer timer.  Note that if AC policy is to require            the data channel to be encrypted, this process would also            require the establishment of a data channel DTLS session.            Upon receiving the Data Channel Keep-Alive packet, the AC            transmits its own Data Channel Keep Alive packet.   Run to DTLS Teardown (p):  This state transition occurs when an error      has occurred in the DTLS stack, causing the DTLS session to be      torn down.      WTP:  The WTP enters this state when it receives one of the            following DTLS notifications: DTLSAborted,            DTLSReassemblyFailure, or DTLSPeerDisconnect (seeSection 2.3.2.2).  The WTP MAY tear down the DTLS session if            it receives frequent DTLSDecapFailure notifications.  The            WTP also transitions to this state if the underlying            reliable transport's RetransmitCount counter has reached the            MaxRetransmit variable (seeSection 4.7).  The WTP starts            the DTLSSessionDelete timer (seeSection 4.7.6).Calhoun, et al.             Standards Track                    [Page 27]

RFC 5415             CAPWAP Protocol Specification            March 2009      AC:   The AC enters this state when it receives one of the            following DTLS notifications: DTLSAborted,            DTLSReassemblyFailure, or DTLSPeerDisconnect (seeSection 2.3.2.2).  The AC MAY tear down the DTLS session if            it receives frequent DTLSDecapFailure notifications.  The AC            transitions to this state if the underlying reliable            transport's RetransmitCount counter has reached the            MaxRetransmit variable (seeSection 4.7).  This state            transition also occurs when the AC's EchoInterval timer (seeSection 4.7.7) expires.  The AC starts the DTLSSessionDelete            timer (seeSection 4.7.6).   Run to Run (q):  This is the normal state of operation.      WTP:  This is the WTP's normal state of operation.  The WTP resets            its EchoInterval timer whenever it transmits a request to            the AC.  There are many events that result in this state            transition:            Configuration Update:  The WTP receives a Configuration                  Update Request message (seeSection 8.4).  The WTP                  MUST respond with a Configuration Update Response                  message (seeSection 8.5).            Change State Event:  The WTP receives a Change State Event                  Response message, or determines that it must initiate                  a Change State Event Request message, as a result of a                  failure or change in the state of a radio.            Echo Request:  The WTP sends an Echo Request message                  (Section 7.1) or receives the corresponding Echo                  Response message, (seeSection 7.2) from the AC.  When                  the WTP receives the Echo Response, it resets its                  EchoInterval timer (seeSection 4.7.7).            Clear Config Request:  The WTP receives a Clear                  Configuration Request message (seeSection 8.8) and                  MUST generate a corresponding Clear Configuration                  Response message (seeSection 8.9).  The WTP MUST                  reset its configuration back to manufacturer defaults.            WTP Event:  The WTP sends a WTP Event Request message,                  delivering information to the AC (seeSection 9.4).                  The WTP receives a WTP Event Response message from the                  AC (seeSection 9.5).Calhoun, et al.             Standards Track                    [Page 28]

RFC 5415             CAPWAP Protocol Specification            March 2009            Data Transfer:  The WTP sends a Data Transfer Request or                  Data Transfer Response message to the AC (seeSection 9.6).  The WTP receives a Data Transfer                  Request or Data Transfer Response message from the AC                  (seeSection 9.6).  Upon receipt of a Data Transfer                  Request, the WTP transmits a Data Transfer Response to                  the AC.            Station Configuration Request:  The WTP receives a Station                  Configuration Request message (seeSection 10.1), to                  which it MUST respond with a Station Configuration                  Response message (seeSection 10.2).      AC:   This is the AC's normal state of operation.  Note that the            receipt of any Request from the WTP causes the AC to reset            its EchoInterval timer (seeSection 4.7.7).            Configuration Update:  The AC sends a Configuration Update                  Request message (seeSection 8.4) to the WTP to update                  its configuration.  The AC receives a Configuration                  Update Response message (seeSection 8.5) from the                  WTP.            Change State Event:  The AC receives a Change State Event                  Request message (seeSection 8.6), to which it MUST                  respond with the Change State Event Response message                  (seeSection 8.7).            Echo Request:  The AC receives an Echo Request message (seeSection 7.1), to which it MUST respond with an Echo                  Response message (seeSection 7.2).            Clear Config Response:  The AC sends a Clear Configuration                  Request message (seeSection 8.8) to the WTP to clear                  its configuration.  The AC receives a Clear                  Configuration Response message from the WTP (seeSection 8.9).            WTP Event:  The AC receives a WTP Event Request message from                  the WTP (seeSection 9.4) and MUST generate a                  corresponding WTP Event Response message (seeSection 9.5).            Data Transfer:  The AC sends a Data Transfer Request or Data                  Transfer Response message to the WTP (seeSection 9.6).  The AC receives a Data Transfer RequestCalhoun, et al.             Standards Track                    [Page 29]

RFC 5415             CAPWAP Protocol Specification            March 2009                  or Data Transfer Response message from the WTP (seeSection 9.6).  Upon receipt of a Data Transfer                  Request, the AC transmits a Data Transfer Response to                  the WTP.            Station Configuration Request:  The AC sends a Station                  Configuration Request message (seeSection 10.1) or                  receives the corresponding Station Configuration                  Response message (seeSection 10.2) from the WTP.   Run to Reset (r):  This state transition is used when either the AC      or WTP tears down the connection.  This may occur as part of      normal operation, or due to error conditions.      WTP:  The WTP enters the Reset state when it receives a Reset            Request message from the AC.      AC:   The AC enters the Reset state when it transmits a Reset            Request message to the WTP.   Reset to DTLS Teardown (s):  This transition occurs when the CAPWAP      reset is complete to terminate the DTLS session.      WTP:  This state transition occurs when the WTP transmits a Reset            Response message.  The WTP does not invoke the DTLSShutdown            command (seeSection 2.3.2.1).  The WTP starts the            DTLSSessionDelete timer (seeSection 4.7.6).      AC:   This state transition occurs when the AC receives a Reset            Response message.  This causes the AC to initiate the            DTLSShutdown command (seeSection 2.3.2.1).  The AC starts            the DTLSSessionDelete timer (seeSection 4.7.6).   DTLS Teardown to Idle (t):  This transition occurs when the DTLS      session has been shut down.      WTP:  This state transition occurs when the WTP has successfully            cleaned up all resources associated with the control plane            DTLS session, or if the DTLSSessionDelete timer (seeSection 4.7.6) expires.  The data plane DTLS session is also            shut down, and all resources released, if a DTLS session was            established for the data plane.  Any timers set for the            current instance of the state machine are also cleared.      AC:   This is an invalid state transition for the AC.Calhoun, et al.             Standards Track                    [Page 30]

RFC 5415             CAPWAP Protocol Specification            March 2009   DTLS Teardown to Sulking (u):  This transition occurs when repeated      attempts to setup the DTLS connection have failed.      WTP:  The WTP enters this state when the FailedDTLSSessionCount or            the FailedDTLSAuthFailCount counter reaches the value of the            MaxFailedDTLSSessionRetry variable (seeSection 4.8).  Upon            entering this state, the WTP MUST start the SilentInterval            timer.  While in the Sulking state, all received CAPWAP and            DTLS protocol messages received MUST be ignored.      AC:   This is an invalid state transition for the AC.   DTLS Teardown to Dead (w):  This transition occurs when the DTLS      session has been shut down.      WTP:  This is an invalid state transition for the WTP.      AC:   This state transition occurs when the AC has successfully            cleaned up all resources associated with the control plane            DTLS session , or if the DTLSSessionDelete timer (seeSection 4.7.6) expires.  The data plane DTLS session is also            shut down, and all resources released, if a DTLS session was            established for the data plane.  Any timers set for the            current instance of the state machine are also cleared.  The            AC's Service thread is terminated.2.3.2.  CAPWAP/DTLS Interface   This section describes the DTLS Commands used by CAPWAP, and the   notifications received from DTLS to the CAPWAP protocol stack.2.3.2.1.  CAPWAP to DTLS Commands   Six commands are defined for the CAPWAP to DTLS API.  These   "commands" are conceptual, and may be implemented as one or more   function calls.  This API definition is provided to clarify   interactions between the DTLS and CAPWAP components of the integrated   CAPWAP state machine.   Below is a list of the minimal command APIs:   o  DTLSStart is sent to the DTLS component to cause a DTLS session to      be established.  Upon invoking the DTLSStart command, the WaitDTLS      timer is started.  The WTP initiates this DTLS command, as the AC      does not initiate DTLS sessions.   o  DTLSListen is sent to the DTLS component to allow the DTLS      component to listen for incoming DTLS session requests.Calhoun, et al.             Standards Track                    [Page 31]

RFC 5415             CAPWAP Protocol Specification            March 2009   o  DTLSAccept is sent to the DTLS component to allow the DTLS session      establishment to continue successfully.   o  DTLSAbortSession is sent to the DTLS component to cause the      session that is in the process of being established to be aborted.      This command is also sent when the WaitDTLS timer expires.  When      this command is executed, the FailedDTLSSessionCount counter is      incremented.   o  DTLSShutdown is sent to the DTLS component to cause session      teardown.   o  DTLSMtuUpdate is sent by the CAPWAP component to modify the MTU      size used by the DTLS component.  SeeSection 3.5 for more      information on MTU Discovery.  The default size is 1468 bytes.2.3.2.2.  DTLS to CAPWAP Notifications   DTLS notifications are defined for the DTLS to CAPWAP API.  These   "notifications" are conceptual and may be implemented in numerous   ways (e.g., as function return values).  This API definition is   provided to clarify interactions between the DTLS and CAPWAP   components of the integrated CAPWAP state machine.  It is important   to note that the notifications listed below MAY cause the CAPWAP   state machine to jump from one state to another using a state   transition not listed inSection 2.3.1.  When a notification listed   below occurs, the target CAPWAP state shown in Figure 4 becomes the   current state.   Below is a list of the API notifications:   o  DTLSPeerAuthorize is sent to the CAPWAP component during DTLS      session establishment once the peer's identity has been received.      This notification MAY be used by the CAPWAP component to authorize      the session, based on the peer's identity.  The authorization      process will lead to the CAPWAP component initiating either the      DTLSAccept or DTLSAbortSession commands.   o  DTLSEstablished is sent to the CAPWAP component to indicate that a      secure channel now exists, using the parameters provided during      the DTLS initialization process.  When this notification is      received, the FailedDTLSSessionCount counter is reset to zero.      When this notification is received, the WaitDTLS timer is stopped.   o  DTLSEstablishFail is sent when the DTLS session establishment has      failed, either due to a local error or due to the peer rejecting      the session establishment.  When this notification is received,      the FailedDTLSSessionCount counter is incremented.Calhoun, et al.             Standards Track                    [Page 32]

RFC 5415             CAPWAP Protocol Specification            March 2009   o  DTLSAuthenticateFail is sent when DTLS session establishment has      failed due to an authentication error.  When this notification is      received, the FailedDTLSAuthFailCount counter is incremented.   o  DTLSAborted is sent to the CAPWAP component to indicate that      session abort (as requested by CAPWAP) is complete; this occurs to      confirm a DTLS session abort or when the WaitDTLS timer expires.      When this notification is received, the WaitDTLS timer is stopped.   o  DTLSReassemblyFailure MAY be sent to the CAPWAP component to      indicate DTLS fragment reassembly failure.   o  DTLSDecapFailure MAY be sent to the CAPWAP module to indicate a      decapsulation failure.  DTLSDecapFailure MAY be sent to the CAPWAP      module to indicate an encryption/authentication failure.  This      notification is intended for informative purposes only, and is not      intended to cause a change in the CAPWAP state machine (seeSection 12.4).   o  DTLSPeerDisconnect is sent to the CAPWAP component to indicate the      DTLS session has been torn down.  Note that this notification is      only received if the DTLS session has been established.2.4.  Use of DTLS in the CAPWAP Protocol   DTLS is used as a tightly integrated, secure wrapper for the CAPWAP   protocol.  In this document, DTLS and CAPWAP are discussed as   nominally distinct entities; however, they are very closely coupled,   and may even be implemented inseparably.  Since there are DTLS   library implementations currently available, and since security   protocols (e.g., IPsec, TLS) are often implemented in widely   available acceleration hardware, it is both convenient and forward-   looking to maintain a modular distinction in this document.   This section describes a detailed walk-through of the interactions   between the DTLS module and the CAPWAP module, via 'commands' (CAPWAP   to DTLS) and 'notifications' (DTLS to CAPWAP) as they would be   encountered during the normal course of operation.2.4.1.  DTLS Handshake Processing   Details of the DTLS handshake process are specified in [RFC4347].   This section describes the interactions between the DTLS session   establishment process and the CAPWAP protocol.  Note that the   conceptual DTLS state is shown below to help understand the point at   which the DTLS states transition.  In the normal case, the DTLS   handshake will proceed as shown in Figure 5.  (NOTE: this example   uses certificates, but pre-shared keys are also supported.)Calhoun, et al.             Standards Track                    [Page 33]

RFC 5415             CAPWAP Protocol Specification            March 2009           ============                         ============               WTP                                   AC           ============                         ============           ClientHello           ------>                                 <------       HelloVerifyRequest                                                   (with cookie)           ClientHello           ------>           (with cookie)                                 <------       ServerHello                                 <------       Certificate                                 <------       ServerHelloDone           (WTP callout for AC authorization                    occurs in CAPWAP Auth state)           Certificate*           ClientKeyExchange           CertificateVerify*           ChangeCipherSpec           Finished              ------>                                (AC callout for WTP authorization                                 occurs in CAPWAP Auth state)                                               ChangeCipherSpec                                 <------       Finished                         Figure 5: DTLS Handshake   DTLS, as specified, provides its own retransmit timers with an   exponential back-off.  [RFC4347] does not specify how long   retransmissions should continue.  Consequently, timing out incomplete   DTLS handshakes is entirely the responsibility of the CAPWAP module.   The DTLS implementation used by CAPWAP MUST support TLS Session   Resumption.  Session resumption is typically used to establish the   DTLS session used for the data channel.  Since the data channel uses   different port numbers than the control channel, the DTLS   implementation on the WTP MUST provide an interface that allows the   CAPWAP module to request session resumption despite the use of the   different port numbers (TLS implementations usually attempt session   resumption only when connecting to the same IP address and port   number).  Note that session resumption is not guaranteed to occur,   and a full DTLS handshake may occur instead.Calhoun, et al.             Standards Track                    [Page 34]

RFC 5415             CAPWAP Protocol Specification            March 2009   The DTLS implementation used by CAPWAP MUST use replay detection, perSection 3.3 of [RFC4347].  Since the CAPWAP protocol handles   retransmissions by re-encrypting lost frames, any duplicate DTLS   frames are either unintentional or malicious and should be silently   discarded.2.4.2.  DTLS Session Establishment   The WTP, either through the Discovery process or through pre-   configuration, determines to which AC to connect.  The WTP uses the   DTLSStart command to request that a secure connection be established   to the selected AC.  Prior to initiation of the DTLS handshake, the   WTP sets the WaitDTLS timer.  Upon invoking the DTLSStart or   DTLSListen commands, the WTP and AC, respectively, set the WaitDTLS   timer.  If the DTLSEstablished notification is not received prior to   timer expiration, the DTLS session is aborted by issuing the   DTLSAbortSession DTLS command.  This notification causes the CAPWAP   module to transition to the Idle state.  Upon receiving a   DTLSEstablished notification, the WaitDTLS timer is deactivated.2.4.3.  DTLS Error Handling   If the AC or WTP does not respond to any DTLS handshake messages sent   by its peer, the DTLS specification calls for the message to be   retransmitted.  Note that during the handshake, when both the AC and   the WTP are expecting additional handshake messages, they both   retransmit if an expected message has not been received (note that   retransmissions for CAPWAP Control messages work differently: all   CAPWAP Control messages are either requests or responses, and the   peer who sent the request is responsible for retransmissions).   If the WTP or the AC does not receive an expected DTLS handshake   message despite of retransmissions, the WaitDTLS timer will   eventually expire, and the session will be terminated.  This can   happen if communication between the peers has completely failed, or   if one of the peers sent a DTLS Alert message that was lost in   transit (DTLS does not retransmit Alert messages).   If a cookie fails to validate, this could represent a WTP error, or   it could represent a DoS attack.  Hence, AC resource utilization   SHOULD be minimized.  The AC MAY log a message indicating the   failure, and SHOULD treat the message as though no cookie were   present.   Since DTLS Handshake messages are potentially larger than the maximum   record size, DTLS supports fragmenting of Handshake messages across   multiple records.  There are several potential causes of re-assemblyCalhoun, et al.             Standards Track                    [Page 35]

RFC 5415             CAPWAP Protocol Specification            March 2009   errors, including overlapping and/or lost fragments.  The DTLS   component MUST send a DTLSReassemblyFailure notification to the   CAPWAP component.  Whether precise information is given along with   notification is an implementation issue, and hence is beyond the   scope of this document.  Upon receipt of such an error, the CAPWAP   component SHOULD log an appropriate error message.  Whether   processing continues or the DTLS session is terminated is   implementation dependent.   DTLS decapsulation errors consist of three types: decryption errors,   authentication errors, and malformed DTLS record headers.  Since DTLS   authenticates the data prior to encapsulation, if decryption fails,   it is difficult to detect this without first attempting to   authenticate the packet.  If authentication fails, a decryption error   is also likely, but not guaranteed.  Rather than attempt to derive   (and require the implementation of) algorithms for detecting   decryption failures, decryption failures are reported as   authentication failures.  The DTLS component MUST provide a   DTLSDecapFailure notification to the CAPWAP component when such   errors occur.  If a malformed DTLS record header is detected, the   packets SHOULD be silently discarded, and the receiver MAY log an   error message.   There is currently only one encapsulation error defined: MTU   exceeded.  As part of DTLS session establishment, the CAPWAP   component informs the DTLS component of the MTU size.  This may be   dynamically modified at any time when the CAPWAP component sends the   DTLSMtuUpdate command to the DTLS component (seeSection 2.3.2.1).   The value provided to the DTLS stack is the result of the MTU   Discovery process, which is described inSection 3.5.  The DTLS   component returns this notification to the CAPWAP component whenever   a transmission request will result in a packet that exceeds the MTU.2.4.4.  DTLS Endpoint Authentication and Authorization   DTLS supports endpoint authentication with certificates or pre-shared   keys.  The TLS algorithm suites for each endpoint authentication   method are described below.2.4.4.1.  Authenticating with Certificates   CAPWAP implementations only use cipher suites that are recommended   for use with DTLS, see [DTLS-DESIGN].  At present, the following   algorithms MUST be supported when using certificates for CAPWAP   authentication:   o  TLS_RSA_WITH_AES_128_CBC_SHA [RFC5246]Calhoun, et al.             Standards Track                    [Page 36]

RFC 5415             CAPWAP Protocol Specification            March 2009   The following algorithms SHOULD be supported when using certificates:   o  TLS_DHE_RSA_WITH_AES_128_CBC_SHA [RFC5246]   The following algorithms MAY be supported when using certificates:   o  TLS_RSA_WITH_AES_256_CBC_SHA [RFC5246]   o  TLS_DHE_RSA_WITH_AES_256_CBC_SHA [RFC5246]   Additional ciphers MAY be defined in subsequent CAPWAP   specifications.2.4.4.2.  Authenticating with Pre-Shared Keys   Pre-shared keys present significant challenges from a security   perspective, and for that reason, their use is strongly discouraged.   Several methods for authenticating with pre-shared keys are defined   [RFC4279], and we focus on the following two:   o  Pre-Shared Key (PSK) key exchange algorithm - simplest method,      ciphersuites use only symmetric key algorithms.   o  DHE_PSK key exchange algorithm - use a PSK to authenticate a      Diffie-Hellman exchange.  These ciphersuites give some additional      protection against dictionary attacks and also provide Perfect      Forward Secrecy (PFS).   The first approach (plain PSK) is susceptible to passive dictionary   attacks; hence, while this algorithm MUST be supported, special care   should be taken when choosing that method.  In particular, user-   readable passphrases SHOULD NOT be used, and use of short PSKs SHOULD   be strongly discouraged.   The following cryptographic algorithms MUST be supported when using   pre-shared keys:   o  TLS_PSK_WITH_AES_128_CBC_SHA [RFC5246]   o  TLS_DHE_PSK_WITH_AES_128_CBC_SHA [RFC5246]   The following algorithms MAY be supported when using pre-shared keys:   o  TLS_PSK_WITH_AES_256_CBC_SHA [RFC5246]   o  TLS_DHE_PSK_WITH_AES_256_CBC_SHA [RFC5246]   Additional ciphers MAY be defined in following CAPWAP specifications.Calhoun, et al.             Standards Track                    [Page 37]

RFC 5415             CAPWAP Protocol Specification            March 20092.4.4.3.  Certificate Usage   Certificate authorization by the AC and WTP is required so that only   an AC may perform the functions of an AC and that only a WTP may   perform the functions of a WTP.  This restriction of functions to the   AC or WTP requires that the certificates used by the AC MUST be   distinguishable from the certificate used by the WTP.  To accomplish   this differentiation, the x.509 certificates MUST include the   Extended Key Usage (EKU) certificate extension [RFC5280].   The EKU field indicates one or more purposes for which a certificate   may be used.  It is an essential part in authorization.  Its syntax   is described in [RFC5280] and [ISO.9834-1.1993] and is as follows:         ExtKeyUsageSyntax  ::=  SEQUENCE SIZE (1..MAX) OF KeyPurposeId         KeyPurposeId  ::=  OBJECT IDENTIFIER   Here we define two KeyPurposeId values, one for the WTP and one for   the AC.  Inclusion of one of these two values indicates a certificate   is authorized for use by a WTP or AC, respectively.  These values are   formatted as id-kp fields.             id-kp  OBJECT IDENTIFIER  ::=                 { iso(1) identified-organization(3) dod(6) internet(1)                   security(5) mechanisms(5) pkix(7) 3 }              id-kp-capwapAC   OBJECT IDENTIFIER  ::=  { id-kp 18 }              id-kp-capwapWTP  OBJECT IDENTIFIER  ::=  { id-kp 19 }   All capwap devices MUST support the ExtendedKeyUsage certificate   extension if it is present in a certificate.  If the extension is   present, then the certificate MUST have either the id-kp-capwapAC or   the id-kp-anyExtendedKeyUsage keyPurposeID to act as an AC.   Similarly, if the extension is present, a device MUST have the id-kp-   capwapWTP or id-kp-anyExtendedKeyUsage keyPurposeID to act as a WTP.   Part of the CAPWAP certificate validation process includes ensuring   that the proper EKU is included and allowing the CAPWAP session to be   established only if the extension properly represents the device.   For instance, an AC SHOULD NOT accept a connection request from   another AC, and therefore MUST verify that the id-kp-capwapWTP EKU is   present in the certificate.   CAPWAP implementations MUST support certificates where the common   name (CN) for both the WTP and AC is the MAC address of that device.Calhoun, et al.             Standards Track                    [Page 38]

RFC 5415             CAPWAP Protocol Specification            March 2009   The MAC address MUST be encoded in the PrintableString format, using   the well-recognized MAC address format of 01:23:45:67:89:ab.  The CN   field MAY contain either of the EUI-48 [EUI-48] or EUI-64 [EUI-64]   MAC Address formats.  This seemingly unconventional use of the CN   field is consistent with other standards that rely on device   certificates that are provisioned during the manufacturing process,   such as Packet Cable [PacketCable], Cable Labs [CableLabs], and WiMAX   [WiMAX].  SeeSection 12.8 for more information on the use of the MAC   address in the CN field.   ACs and WTPs MUST authorize (e.g., through access control lists)   certificates of devices to which they are connecting, e.g., based on   the issuer, MAC address, or organizational information specified in   the certificate.  The identities specified in the certificates bind a   particular DTLS session to a specific pair of mutually authenticated   and authorized MAC addresses.  The particulars of authorization   filter construction are implementation details which are, for the   most part, not within the scope of this specification.  However, at   minimum, all devices MUST verify that the appropriate EKU bit is set   according to the role of the peer device (AC versus WTP), and that   the issuer of the certificate is appropriate for the domain in   question.2.4.4.4.  PSK Usage   When DTLS uses PSK Ciphersuites, the ServerKeyExchange message MUST   contain the "PSK identity hint" field and the ClientKeyExchange   message MUST contain the "PSK identity" field.  These fields are used   to help the WTP select the appropriate PSK for use with the AC, and   then indicate to the AC which key is being used.  When PSKs are   provisioned to WTPs and ACs, both the PSK Hint and PSK Identity for   the key MUST be specified.   The PSK Hint SHOULD uniquely identify the AC and the PSK Identity   SHOULD uniquely identify the WTP.  It is RECOMMENDED that these hints   and identities be the ASCII HEX-formatted MAC addresses of the   respective devices, since each pairwise combination of WTP and AC   SHOULD have a unique PSK.  The PSK Hint and Identity SHOULD be   sufficient to perform authorization, as simply having knowledge of a   PSK does not necessarily imply authorization.   If a single PSK is being used for multiple devices on a CAPWAP   network, which is NOT RECOMMENDED, the PSK Hint and Identity can no   longer be a MAC address, so appropriate hints and identities SHOULD   be selected to identify the group of devices to which the PSK is   provisioned.Calhoun, et al.             Standards Track                    [Page 39]

RFC 5415             CAPWAP Protocol Specification            March 20093.  CAPWAP Transport   Communication between a WTP and an AC is established using the   standard UDP client/server model.  The CAPWAP protocol supports both   UDP and UDP-Lite [RFC3828] transport protocols.  When run over IPv4,   UDP is used for the CAPWAP Control and Data channels.   When run over IPv6, the CAPWAP Control channel always uses UDP, while   the CAPWAP Data channel may use either UDP or UDP-Lite.  UDP-Lite is   the default transport protocol for the CAPWAP Data channel.  However,   if a middlebox or IPv4 to IPv6 gateway has been discovered, UDP is   used for the CAPWAP Data channel.   This section describes how the CAPWAP protocol is carried over IP and   UDP/UDP-Lite transport protocols.  The CAPWAP Transport Protocol   message element,Section 4.6.14, describes the rules to use in   determining which transport protocol is to be used.   In order for CAPWAP to be compatible with potential middleboxes in   the network, CAPWAP implementations MUST send return traffic from the   same port on which they received traffic from a given peer.  Further,   any unsolicited requests generated by a CAPWAP node MUST be sent on   the same port.3.1.  UDP Transport   One of the CAPWAP protocol requirements is to allow a WTP to reside   behind a middlebox, firewall, and/or Network Address Translation   (NAT) device.  Since a CAPWAP session is initiated by the WTP   (client) to the well-known UDP port of the AC (server), the use of   UDP is a logical choice.  When CAPWAP is run over IPv4, the UDP   checksum field in CAPWAP packets MUST be set to zero.   CAPWAP protocol control packets sent from the WTP to the AC use the   CAPWAP Control channel, as defined inSection 1.4.  The CAPWAP   control port at the AC is the well-known UDP port 5246.  The CAPWAP   control port at the WTP can be any port selected by the WTP.   CAPWAP protocol data packets sent from the WTP to the AC use the   CAPWAP Data channel, as defined inSection 1.4.  The CAPWAP data port   at the AC is the well-known UDP port 5247.  If an AC permits the   administrator to change the CAPWAP control port, the CAPWAP data port   MUST be the next consecutive port number.  The CAPWAP data port at   the WTP can be any port selected by the WTP.Calhoun, et al.             Standards Track                    [Page 40]

RFC 5415             CAPWAP Protocol Specification            March 20093.2.  UDP-Lite Transport   When CAPWAP is run over IPv6, UDP-Lite is the default transport   protocol, which reduces the checksum processing required for each   packet (compared to the use of UDP over IPv6 [RFC2460]).  When UDP-   Lite is used, the checksum field MUST have a coverage of 8 [RFC3828].   UDP-Lite uses the same port assignments as UDP.3.3.  AC Discovery   The AC Discovery phase allows the WTP to determine which ACs are   available and choose the best AC with which to establish a CAPWAP   session.  The Discovery phase occurs when the WTP enters the optional   Discovery state.  A WTP does not need to complete the AC Discovery   phase if it uses a pre-configured AC.  This section details the   mechanism used by a WTP to dynamically discover candidate ACs.   A WTP and an AC will frequently not reside in the same IP subnet   (broadcast domain).  When this occurs, the WTP must be capable of   discovering the AC, without requiring that multicast services are   enabled in the network.   When the WTP attempts to establish communication with an AC, it sends   the Discovery Request message and receives the Discovery Response   message from the AC(s).  The WTP MUST send the Discovery Request   message to either the limited broadcast IP address (255.255.255.255),   the well-known CAPWAP multicast address (224.0.1.140), or to the   unicast IP address of the AC.  For IPv6 networks, since broadcast   does not exist, the use of "All ACs multicast address" (FF0X:0:0:0:0:   0:0:18C) is used instead.  Upon receipt of the Discovery Request   message, the AC sends a Discovery Response message to the unicast IP   address of the WTP, regardless of whether the Discovery Request   message was sent as a broadcast, multicast, or unicast message.   WTP use of a limited IP broadcast, multicast, or unicast IP address   is implementation dependent.  ACs, on the other hand, MUST support   broadcast, multicast, and unicast discovery.   When a WTP transmits a Discovery Request message to a unicast   address, the WTP must first obtain the IP address of the AC.  Any   static configuration of an AC's IP address on the WTP non-volatile   storage is implementation dependent.  However, additional dynamic   schemes are possible, for example:Calhoun, et al.             Standards Track                    [Page 41]

RFC 5415             CAPWAP Protocol Specification            March 2009   DHCP:  See [RFC5417] for more information on the use of DHCP to      discover AC IP addresses.   DNS:  The WTP MAY support use of DNS Service Records (SRVs) [RFC2782]      to discover the AC address(es).  In this case, the WTP first      obtains (e.g., from local configuration) the correct domain name      suffix (e.g., "example.com") and performs an SRV lookup with      Service name "capwap-control" and Proto "udp".  Thus, the name      resolved in DNS would be, e.g., "_capwap-      control._udp.example.com".  Note that the SRV record MAY specify a      non-default port number for the control channel; the port number      for the data channel is the next port number (control channel port      + 1).   An AC MAY also communicate alternative ACs to the WTP within the   Discovery Response message through the AC IPv4 List (seeSection 4.6.2) and AC IPv6 List (seeSection 4.6.2).  The addresses   provided in these two message elements are intended to help the WTP   discover additional ACs through means other than those listed above.   The AC Name with Priority message element (seeSection 4.6.5) is used   to communicate a list of preferred ACs to the WTP.  The WTP SHOULD   attempt to utilize the ACs listed in the order provided by the AC.   The Name-to-IP Address mapping is handled via the Discovery message   exchange, in which the ACs provide their identity in the AC Name (seeSection 4.6.4) message element in the Discovery Response message.   Once the WTP has received Discovery Response messages from the   candidate ACs, it MAY use other factors to determine the preferred   AC.  For instance, each binding defines a WTP Radio Information   message element (seeSection 2.1), which the AC includes in Discovery   Response messages.  The presence of one or more of these message   elements is used to identify the CAPWAP bindings supported by the AC.   A WTP MAY connect to an AC based on the supported bindings   advertised.3.4.  Fragmentation/Reassembly   While fragmentation and reassembly services are provided by IP, the   CAPWAP protocol also provides such services.  Environments where the   CAPWAP protocol is used involve firewall, NAT, and "middlebox"   devices, which tend to drop IP fragments to minimize possible DoS   attacks.  By providing fragmentation and reassembly at the   application layer, any fragmentation required due to the tunneling   component of the CAPWAP protocol becomes transparent to these   intermediate devices.  Consequently, the CAPWAP protocol can be used   in any network topology including firewall, NAT, and middlebox   devices.Calhoun, et al.             Standards Track                    [Page 42]

RFC 5415             CAPWAP Protocol Specification            March 2009   It is important to note that the fragmentation mechanism employed by   CAPWAP has known limitations and deficiencies, which are similar to   those described in [RFC4963].  The limited size of the Fragment ID   field (seeSection 4.3) can cause wrapping of the field, and hence   cause fragments from different datagrams to be incorrectly spliced   together (known as "mis-associated").  For example, a 100Mpbs link   with an MTU of 1500 (causing fragmentation at 1450 bytes) would cause   the Fragment ID field wrap in 8 seconds.  Consequently, CAPWAP   implementers are warned to properly size their buffers for reassembly   purposes based on the expected wireless technology throughput.   CAPWAP implementations SHOULD perform MTU Discovery (seeSection 3.5), which can avoid the need for fragmentation.  At the   time of writing of this specification, most enterprise switching and   routing infrastructure were capable of supporting "mini-jumbo" frames   (1800 bytes), which eliminates the need for fragmentation (assuming   the station's MTU is 1500 bytes).  The need for fragmentation   typically continues to exist when the WTP communicates with the AC   over a Wide Area Network (WAN).  Therefore, future versions of the   CAPWAP protocol SHOULD consider either increasing the size of the   Fragment ID field or providing alternative extensions.3.5.  MTU Discovery   Once a WTP has discovered the AC with which it wishes to establish a   CAPWAP session, it SHOULD perform a Path MTU (PMTU) discovery.  One   recommendation for performing PMTU discovery is to have the WTP   transmit Discovery Request (seeSection 5.1) messages, and include   the MTU Discovery Padding message element (seeSection 4.6.32).  The   actual procedures used for PMTU discovery are described in [RFC1191]   for IPv4; for IPv6, [RFC1981] SHOULD be used.  Alternatively,   implementers MAY use the procedures defined in [RFC4821].  The WTP   SHOULD also periodically re-evaluate the PMTU using the guidelines   provided in these two RFCs, using the Primary Discovery Request (seeSection 5.3) along with the MTU Discovery Padding message element   (seeSection 4.6.32).  When the MTU is initially known, or updated in   the case where an existing session already exists, the discovered   PMTU is used to configure the DTLS component (seeSection 2.3.2.1),   while non-DTLS frames need to be fragmented to fit the MTU, defined   inSection 3.4.4.  CAPWAP Packet Formats   This section contains the CAPWAP protocol packet formats.  A CAPWAP   protocol packet consists of one or more CAPWAP Transport Layer packet   headers followed by a CAPWAP message.  The CAPWAP message can be   either of type Control or Data, where Control packets carryCalhoun, et al.             Standards Track                    [Page 43]

RFC 5415             CAPWAP Protocol Specification            March 2009   signaling, and Data packets carry user payloads.  The CAPWAP frame   formats for CAPWAP Data packets, and for DTLS encapsulated CAPWAP   Data and Control packets are defined below.   The CAPWAP Control protocol includes two messages that are never   protected by DTLS: the Discovery Request message and the Discovery   Response message.  These messages need to be in the clear to allow   the CAPWAP protocol to properly identify and process them.  The   format of these packets are as follows:       CAPWAP Control Packet (Discovery Request/Response):       +-------------------------------------------+       | IP  | UDP | CAPWAP | Control | Message    |       | Hdr | Hdr | Header | Header  | Element(s) |       +-------------------------------------------+   All other CAPWAP Control protocol messages MUST be protected via the   DTLS protocol, which ensures that the packets are both authenticated   and encrypted.  These packets include the CAPWAP DTLS Header, which   is described inSection 4.2.  The format of these packets is as   follows:    CAPWAP Control Packet (DTLS Security Required):    +------------------------------------------------------------------+    | IP  | UDP | CAPWAP   | DTLS | CAPWAP | Control| Message   | DTLS |    | Hdr | Hdr | DTLS Hdr | Hdr  | Header | Header | Element(s)| Trlr |    +------------------------------------------------------------------+                           \---------- authenticated -----------/                                  \------------- encrypted ------------/   The CAPWAP protocol allows optional protection of data packets, using   DTLS.  Use of data packet protection is determined by AC policy.   When DTLS is utilized, the optional CAPWAP DTLS Header is present,   which is described inSection 4.2.  The format of CAPWAP Data packets   is shown below:Calhoun, et al.             Standards Track                    [Page 44]

RFC 5415             CAPWAP Protocol Specification            March 2009       CAPWAP Plain Text Data Packet :       +-------------------------------+       | IP  | UDP | CAPWAP | Wireless |       | Hdr | Hdr | Header | Payload  |       +-------------------------------+       DTLS Secured CAPWAP Data Packet:       +--------------------------------------------------------+       | IP  | UDP |  CAPWAP  | DTLS | CAPWAP | Wireless | DTLS |       | Hdr | Hdr | DTLS Hdr | Hdr  |  Hdr   | Payload  | Trlr |       +--------------------------------------------------------+                              \------ authenticated -----/                                     \------- encrypted --------/   UDP Header:  All CAPWAP packets are encapsulated within either UDP,      or UDP-Lite when used over IPv6.Section 3 defines the specific      UDP or UDP-Lite usage.   CAPWAP DTLS Header:  All DTLS encrypted CAPWAP protocol packets are      prefixed with the CAPWAP DTLS Header (seeSection 4.2).   DTLS Header:  The DTLS Header provides authentication and encryption      services to the CAPWAP payload it encapsulates.  This protocol is      defined in [RFC4347].   CAPWAP Header:  All CAPWAP protocol packets use a common header that      immediately follows the CAPWAP preamble or DTLS Header.  The      CAPWAP Header is defined inSection 4.3.   Wireless Payload:  A CAPWAP protocol packet that contains a wireless      payload is a CAPWAP Data packet.  The CAPWAP protocol does not      specify the format of the wireless payload, which is defined by      the appropriate wireless standard.  Additional information is inSection 4.4.   Control Header:  The CAPWAP protocol includes a signaling component,      known as the CAPWAP Control protocol.  All CAPWAP Control packets      include a Control Header, which is defined inSection 4.5.1.      CAPWAP Data packets do not contain a Control Header field.   Message Elements:  A CAPWAP Control packet includes one or more      message elements, which are found immediately following the      Control Header.  These message elements are in a Type/Length/Value      style header, defined inSection 4.6.   A CAPWAP implementation MUST be capable of receiving a reassembled   CAPWAP message of length 4096 bytes.  A CAPWAP implementation MAY   indicate that it supports a higher maximum message length, byCalhoun, et al.             Standards Track                    [Page 45]

RFC 5415             CAPWAP Protocol Specification            March 2009   including the Maximum Message Length message element, seeSection 4.6.31, in the Join Request message or the Join Response   message.4.1.  CAPWAP Preamble   The CAPWAP preamble is common to all CAPWAP transport headers and is   used to identify the header type that immediately follows.  The   reason for this preamble is to avoid needing to perform byte   comparisons in order to guess whether or not the frame is DTLS   encrypted.  It also provides an extensibility framework that can be   used to support additional transport types.  The format of the   preamble is as follows:         0         0 1 2 3 4 5 6 7        +-+-+-+-+-+-+-+-+        |Version| Type  |        +-+-+-+-+-+-+-+-+   Version:  A 4-bit field that contains the version of CAPWAP used in      this packet.  The value for this specification is zero (0).   Type:  A 4-bit field that specifies the payload type that follows the      UDP header.  The following values are supported:      0 -   CAPWAP Header.  The CAPWAP Header (seeSection 4.3)            immediately follows the UDP header.  If the packet is            received on the CAPWAP Data channel, the CAPWAP stack MUST            treat the packet as a clear text CAPWAP Data packet.  If            received on the CAPWAP Control channel, the CAPWAP stack            MUST treat the packet as a clear text CAPWAP Control packet.            If the control packet is not a Discovery Request or            Discovery Response packet, the packet MUST be dropped.      1 -   CAPWAP DTLS Header.  The CAPWAP DTLS Header (and DTLS            packet) immediately follows the UDP header (seeSection 4.2).4.2.  CAPWAP DTLS Header   The CAPWAP DTLS Header is used to identify the packet as a DTLS   encrypted packet.  The first eight bits include the common CAPWAP   Preamble.  The remaining 24 bits are padding to ensure 4-byte   alignment, and MAY be used in a future version of the protocol.  The   DTLS packet [RFC4347] always immediately follows this header.  The   format of the CAPWAP DTLS Header is as follows:Calhoun, et al.             Standards Track                    [Page 46]

RFC 5415             CAPWAP Protocol Specification            March 2009        0                   1                   2                   3        0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+       |CAPWAP Preamble|                    Reserved                   |       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   CAPWAP Preamble:  The CAPWAP Preamble is defined inSection 4.1.  The      CAPWAP Preamble's Payload Type field MUST be set to one (1).   Reserved:  The 24-bit field is reserved for future use.  All      implementations complying with this protocol MUST set to zero any      bits that are reserved in the version of the protocol supported by      that implementation.  Receivers MUST ignore all bits not defined      for the version of the protocol they support.4.3.  CAPWAP Header   All CAPWAP protocol messages are encapsulated using a common header   format, regardless of the CAPWAP Control or CAPWAP Data transport   used to carry the messages.  However, certain flags are not   applicable for a given transport.  Refer to the specific transport   section in order to determine which flags are valid.   Note that the optional fields defined in this section MUST be present   in the precise order shown below.        0                   1                   2                   3        0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+       |CAPWAP Preamble|  HLEN   |   RID   | WBID    |T|F|L|W|M|K|Flags|       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+       |          Fragment ID          |     Frag Offset         |Rsvd |       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+       |                 (optional) Radio MAC Address                  |       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+       |            (optional) Wireless Specific Information           |       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+       |                        Payload ....                           |       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   CAPWAP Preamble:  The CAPWAP Preamble is defined inSection 4.1.  The      CAPWAP Preamble's Payload Type field MUST be set to zero (0).  If      the CAPWAP DTLS Header is present, the version number in both      CAPWAP Preambles MUST match.  The reason for this duplicate field      is to avoid any possible tampering of the version field in the      preamble that is not encrypted or authenticated.Calhoun, et al.             Standards Track                    [Page 47]

RFC 5415             CAPWAP Protocol Specification            March 2009   HLEN:  A 5-bit field containing the length of the CAPWAP transport      header in 4-byte words (similar to IP header length).  This length      includes the optional headers.   RID:  A 5-bit field that contains the Radio ID number for this      packet, whose value is between one (1) and 31.  Given that MAC      Addresses are not necessarily unique across physical radios in a      WTP, the Radio Identifier (RID) field is used to indicate with      which physical radio the message is associated.   WBID:  A 5-bit field that is the wireless binding identifier.  The      identifier will indicate the type of wireless packet associated      with the radio.  The following values are defined:      0 -  Reserved      1 -  IEEE 802.11      2 -  Reserved      3 -  EPCGlobal [EPCGlobal]   T: The Type 'T' bit indicates the format of the frame being      transported in the payload.  When this bit is set to one (1), the      payload has the native frame format indicated by the WBID field.      When this bit is zero (0), the payload is an IEEE 802.3 frame.   F: The Fragment 'F' bit indicates whether this packet is a fragment.      When this bit is one (1), the packet is a fragment and MUST be      combined with the other corresponding fragments to reassemble the      complete information exchanged between the WTP and AC.   L: The Last 'L' bit is valid only if the 'F' bit is set and indicates      whether the packet contains the last fragment of a fragmented      exchange between WTP and AC.  When this bit is one (1), the packet      is the last fragment.  When this bit is (zero) 0, the packet is      not the last fragment.   W: The Wireless 'W' bit is used to specify whether the optional      Wireless Specific Information field is present in the header.  A      value of one (1) is used to represent the fact that the optional      header is present.   M: The Radio MAC 'M' bit is used to indicate that the Radio MAC      Address optional header is present.  This is used to communicate      the MAC address of the receiving radio.Calhoun, et al.             Standards Track                    [Page 48]

RFC 5415             CAPWAP Protocol Specification            March 2009   K: The Keep-Alive 'K' bit indicates the packet is a Data Channel      Keep-Alive packet.  This packet is used to map the data channel to      the control channel for the specified Session ID and to maintain      freshness of the data channel.  The 'K' bit MUST NOT be set for      data packets containing user data.   Flags:  A set of reserved bits for future flags in the CAPWAP Header.      All implementations complying with this protocol MUST set to zero      any bits that are reserved in the version of the protocol      supported by that implementation.  Receivers MUST ignore all bits      not defined for the version of the protocol they support.   Fragment ID:  A 16-bit field whose value is assigned to each group of      fragments making up a complete set.  The Fragment ID space is      managed individually for each direction for every WTP/AC pair.      The value of Fragment ID is incremented with each new set of      fragments.  The Fragment ID wraps to zero after the maximum value      has been used to identify a set of fragments.   Fragment Offset:  A 13-bit field that indicates where in the payload      this fragment belongs during re-assembly.  This field is valid      when the 'F' bit is set to 1.  The fragment offset is measured in      units of 8 octets (64 bits).  The first fragment has offset zero.      Note that the CAPWAP protocol does not allow for overlapping      fragments.   Reserved:  The 3-bit field is reserved for future use.  All      implementations complying with this protocol MUST set to zero any      bits that are reserved in the version of the protocol supported by      that implementation.  Receivers MUST ignore all bits not defined      for the version of the protocol they support.   Radio MAC Address:  This optional field contains the MAC address of      the radio receiving the packet.  Because the native wireless frame      format to IEEE 802.3 format causes the MAC address of the WTP's      radio to be lost, this field allows the address to be communicated      to the AC.  This field is only present if the 'M' bit is set.  The      HLEN field assumes 4-byte alignment, and this field MUST be padded      with zeroes (0x00) if it is not 4-byte aligned.Calhoun, et al.             Standards Track                    [Page 49]

RFC 5415             CAPWAP Protocol Specification            March 2009      The field contains the basic format:        0                   1                   2                   3        0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+       |     Length    |                  MAC Address       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      Length:  The length of the MAC address field.  The formats and         lengths specified in [EUI-48] and [EUI-64] are supported.      MAC Address:  The MAC address of the receiving radio.   Wireless Specific Information:  This optional field contains      technology-specific information that may be used to carry per-      packet wireless information.  This field is only present if the      'W' bit is set.  The WBID field in the CAPWAP Header is used to      identify the format of the Wireless-Specific Information optional      field.  The HLEN field assumes 4-byte alignment, and this field      MUST be padded with zeroes (0x00) if it is not 4-byte aligned.      The Wireless-Specific Information field uses the following format:        0                   1                   2                   3        0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+       |    Length     |                Data...       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      Length:  The 8-bit field contains the length of the data field,         with a maximum size of 255.      Data:  Wireless-specific information, defined by the wireless-         specific binding specified in the CAPWAP Header's WBID field.   Payload:  This field contains the header for a CAPWAP Data Message or      CAPWAP Control Message, followed by the data contained in the      message.4.4.  CAPWAP Data Messages   There are two different types of CAPWAP Data packets: CAPWAP Data   Channel Keep-Alive packets and Data Payload packets.  The first is   used by the WTP to synchronize the control and data channels and to   maintain freshness of the data channel.  The second is used to   transmit user payloads between the AC and WTP.  This section   describes both types of CAPWAP Data packet formats.Calhoun, et al.             Standards Track                    [Page 50]

RFC 5415             CAPWAP Protocol Specification            March 2009   Both CAPWAP Data messages are transmitted on the CAPWAP Data channel.4.4.1.  CAPWAP Data Channel Keep-Alive   The CAPWAP Data Channel Keep-Alive packet is used to bind the CAPWAP   control channel with the data channel, and to maintain freshness of   the data channel, ensuring that the channel is still functioning.   The CAPWAP Data Channel Keep-Alive packet is transmitted by the WTP   when the DataChannelKeepAlive timer expires (seeSection 4.7.2).   When the CAPWAP Data Channel Keep-Alive packet is transmitted, the   WTP sets the DataChannelDeadInterval timer.   In the CAPWAP Data Channel Keep-Alive packet, all of the fields in   the CAPWAP Header, except the HLEN field and the 'K' bit, are set to   zero upon transmission.  Upon receiving a CAPWAP Data Channel Keep-   Alive packet, the AC transmits a CAPWAP Data Channel Keep-Alive   packet back to the WTP.  The contents of the transmitted packet are   identical to the contents of the received packet.   Upon receiving a CAPWAP Data Channel Keep-Alive packet, the WTP   cancels the DataChannelDeadInterval timer and resets the   DataChannelKeepAlive timer.  The CAPWAP Data Channel Keep-Alive   packet is retransmitted by the WTP in the same manner as the CAPWAP   Control messages.  If the DataChannelDeadInterval timer expires, the   WTP tears down the control DTLS session, and the data DTLS session if   one existed.   The CAPWAP Data Channel Keep-Alive packet contains the following   payload immediately following the CAPWAP Header (seeSection 4.3).      0                   1                   2                   3      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     |    Message Element Length     |  Message Element [0..N] ...     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   Message Element Length:   The 16-bit Length field indicates the      number of bytes following the CAPWAP Header, with a maximum size      of 65535.   Message Element[0..N]:   The message element(s) carry the information      pertinent to each of the CAPWAP Data Channel Keep-Alive message.      The following message elements MUST be present in this CAPWAP      message:         Session ID, seeSection 4.6.37.Calhoun, et al.             Standards Track                    [Page 51]

RFC 5415             CAPWAP Protocol Specification            March 20094.4.2.  Data Payload   A CAPWAP protocol Data Payload packet encapsulates a forwarded   wireless frame.  The CAPWAP protocol defines two different modes of   encapsulation: IEEE 802.3 and native wireless.  IEEE 802.3   encapsulation requires that for 802.11 frames, the 802.11   *Integration* function be performed in the WTP.  An IEEE 802.3-   encapsulated user payload frame has the following format:       +------------------------------------------------------+       | IP Header | UDP Header | CAPWAP Header | 802.3 Frame |       +------------------------------------------------------+   The CAPWAP protocol also defines the native wireless encapsulation   mode.  The format of the encapsulated CAPWAP Data frame is subject to   the rules defined by the specific wireless technology binding.  Each   wireless technology binding MUST contain a section entitled "Payload   Encapsulation", which defines the format of the wireless payload that   is encapsulated within CAPWAP Data packets.   For 802.3 payload frames, the 802.3 frame is encapsulated (excluding   the IEEE 802.3 Preamble, Start Frame Delimiter (SFD), and Frame Check   Sequence (FCS) fields).  If the encapsulated frame would exceed the   transport layer's MTU, the sender is responsible for the   fragmentation of the frame, as specified inSection 3.4.  The CAPWAP   protocol can support IEEE 802.3 frames whose length is defined in the   IEEE 802.3as specification [FRAME-EXT].4.4.3.  Establishment of a DTLS Data Channel   If the AC and WTP are configured to tunnel the data channel over   DTLS, the proper DTLS session must be initiated.  To avoid having to   reauthenticate and reauthorize an AC and WTP, the DTLS data channel   SHOULD be initiated using the TLS session resumption feature   [RFC5246].   The AC DTLS implementation MUST NOT initiate a data channel session   for a DTLS session for which there is no active control channel   session.4.5.  CAPWAP Control Messages   The CAPWAP Control protocol provides a control channel between the   WTP and the AC.  Control messages are divided into the following   message types:   Discovery:  CAPWAP Discovery messages are used to identify potential      ACs, their load and capabilities.Calhoun, et al.             Standards Track                    [Page 52]

RFC 5415             CAPWAP Protocol Specification            March 2009   Join:  CAPWAP Join messages are used by a WTP to request service from      an AC, and for the AC to respond to the WTP.   Control Channel Management:  CAPWAP Control channel management      messages are used to maintain the control channel.   WTP Configuration Management:  The WTP Configuration messages are      used by the AC to deliver a specific configuration to the WTP.      Messages that retrieve statistics from a WTP are also included in      WTP Configuration Management.   Station Session Management:  Station Session Management messages are      used by the AC to deliver specific station policies to the WTP.   Device Management Operations:  Device management operations are used      to request and deliver a firmware image to the WTP.   Binding-Specific CAPWAP Management Messages:  Messages in this      category are used by the AC and the WTP to exchange protocol-      specific CAPWAP management messages.  These messages may or may      not be used to change the link state of a station.   Discovery, Join, Control Channel Management, WTP Configuration   Management, and Station Session Management CAPWAP Control messages   MUST be implemented.  Device Management Operations messages MAY be   implemented.   CAPWAP Control messages sent from the WTP to the AC indicate that the   WTP is operational, providing an implicit keep-alive mechanism for   the WTP.  The Control Channel Management Echo Request and Echo   Response messages provide an explicit keep-alive mechanism when other   CAPWAP Control messages are not exchanged.4.5.1.  Control Message Format   All CAPWAP Control messages are sent encapsulated within the CAPWAP   Header (seeSection 4.3).  Immediately following the CAPWAP Header is   the control header, which has the following format:      0                   1                   2                   3      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     |                       Message Type                            |     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     |    Seq Num    |        Msg Element Length     |     Flags     |     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     | Msg Element [0..N] ...     +-+-+-+-+-+-+-+-+-+-+-+-+Calhoun, et al.             Standards Track                    [Page 53]

RFC 5415             CAPWAP Protocol Specification            March 20094.5.1.1.  Message Type   The Message Type field identifies the function of the CAPWAP Control   message.  To provide extensibility, the Message Type field is   comprised of an IANA Enterprise Number [RFC3232] and an enterprise-   specific message type number.  The first three octets contain the   IANA Enterprise Number in network byte order, with zero used for   CAPWAP base protocol (this specification) defined message types.  The   last octet is the enterprise-specific message type number, which has   a range from 0 to 255.   The Message Type field is defined as:         Message Type =                 IANA Enterprise Number * 256 +                     Enterprise Specific Message Type Number   The CAPWAP protocol reliability mechanism requires that messages be   defined in pairs, consisting of both a Request and a Response   message.  The Response message MUST acknowledge the Request message.   The assignment of CAPWAP Control Message Type Values always occurs in   pairs.  All Request messages have odd numbered Message Type Values,   and all Response messages have even numbered Message Type Values.   The Request value MUST be assigned first.  As an example, assigning a   Message Type Value of 3 for a Request message and 4 for a Response   message is valid, while assigning a Message Type Value of 4 for a   Response message and 5 for the corresponding Request message is   invalid.   When a WTP or AC receives a message with a Message Type Value field   that is not recognized and is an odd number, the number in the   Message Type Value Field is incremented by one, and a Response   message with a Message Type Value field containing the incremented   value and containing the Result Code message element with the value   (Unrecognized Request) is returned to the sender of the received   message.  If the unknown message type is even, the message is   ignored.Calhoun, et al.             Standards Track                    [Page 54]

RFC 5415             CAPWAP Protocol Specification            March 2009   The valid values for CAPWAP Control Message Types are specified in   the table below:           CAPWAP Control Message           Message Type                                              Value           Discovery Request                    1           Discovery Response                   2           Join Request                         3           Join Response                        4           Configuration Status Request         5           Configuration Status Response        6           Configuration Update Request         7           Configuration Update Response        8           WTP Event Request                    9           WTP Event Response                  10           Change State Event Request          11           Change State Event Response         12           Echo Request                        13           Echo Response                       14           Image Data Request                  15           Image Data Response                 16           Reset Request                       17           Reset Response                      18           Primary Discovery Request           19           Primary Discovery Response          20           Data Transfer Request               21           Data Transfer Response              22           Clear Configuration Request         23           Clear Configuration Response        24           Station Configuration Request       25           Station Configuration Response      264.5.1.2.  Sequence Number   The Sequence Number field is an identifier value used to match   Request and Response packets.  When a CAPWAP packet with a Request   Message Type Value is received, the value of the Sequence Number   field is copied into the corresponding Response message.   When a CAPWAP Control message is sent, the sender's internal sequence   number counter is monotonically incremented, ensuring that no two   pending Request messages have the same sequence number.  The Sequence   Number field wraps back to zero.4.5.1.3.  Message Element Length   The Length field indicates the number of bytes following the Sequence   Number field.Calhoun, et al.             Standards Track                    [Page 55]

RFC 5415             CAPWAP Protocol Specification            March 20094.5.1.4.  Flags   The Flags field MUST be set to zero.4.5.1.5.  Message Element [0..N]   The message element(s) carry the information pertinent to each of the   control message types.  Every control message in this specification   specifies which message elements are permitted.   When a WTP or AC receives a CAPWAP message without a message element   that is specified as mandatory for the CAPWAP message, then the   CAPWAP message is discarded.  If the received message was a Request   message for which the corresponding Response message carries message   elements, then a corresponding Response message with a Result Code   message element indicating "Failure - Missing Mandatory Message   Element" is returned to the sender.   When a WTP or AC receives a CAPWAP message with a message element   that the WTP or AC does not recognize, the CAPWAP message is   discarded.  If the received message was a Request message for which   the corresponding Response message carries message elements, then a   corresponding Response message with a Result Code message element   indicating "Failure - Unrecognized Message Element" and one or more   Returned Message Element message elements is included, containing the   unrecognized message element(s).4.5.2.  Quality of Service   The CAPWAP base protocol does not provide any Quality of Service   (QoS) recommendations for use with the CAPWAP Data messages.  Any   wireless-specific CAPWAP binding specification that has QoS   requirements MUST define the application of QoS to the CAPWAP Data   messages.   The IP header also includes the Explicit Congestion Notification   (ECN) bits [RFC3168].Section 9.1.1 of [RFC3168] describes two   levels of ECN functionality: full functionality and limited   functionality.  CAPWAP ACs and WTPs SHALL implement the limited   functionality and are RECOMMENDED to implement the full functionality   described in [RFC3168].Calhoun, et al.             Standards Track                    [Page 56]

RFC 5415             CAPWAP Protocol Specification            March 20094.5.2.1.  Applying QoS to CAPWAP Control Message   It is recommended that CAPWAP Control messages be sent by both the AC   and the WTP with an appropriate Quality-of-Service precedence value,   ensuring that congestion in the network minimizes occurrences of   CAPWAP Control channel disconnects.  Therefore, a QoS-enabled CAPWAP   device SHOULD use the following values:   802.1Q:   The priority tag of 7 SHOULD be used.   DSCP:   The CS6 per-hop behavior Service Class SHOULD be used, which      is described in [RFC2474]).4.5.3.  Retransmissions   The CAPWAP Control protocol operates as a reliable transport.  For   each Request message, a Response message is defined, which is used to   acknowledge receipt of the Request message.  In addition, the control   header Sequence Number field is used to pair the Request and Response   messages (seeSection 4.5.1).   Response messages are not explicitly acknowledged; therefore, if a   Response message is not received, the original Request message is   retransmitted.   Implementations MUST keep track of the sequence number of the last   received Request message, and MUST cache the corresponding Response   message.  If a retransmission with the same sequence number is   received, the cached Response message MUST be retransmitted without   re-processing the Request.  If an older Request message is received,   meaning one where the sequence number is smaller, it MUST be ignored.   A newer Request message, meaning one whose sequence number is larger,   is processed as usual.   Note: A sequence number is considered "smaller" when s1 is smaller   than s2 modulo 256 if and only if (s1<s2 and (s2-s1)<128) or   (s1>s2 and (s1-s2)>128).   Both the WTP and the AC can only have a single request outstanding at   any given time.  Retransmitted Request messages MUST NOT be altered   by the sender.   After transmitting a Request message, the RetransmitInterval (seeSection 4.7) timer and MaxRetransmit (seeSection 4.8) variable are   used to determine if the original Request message needs to be   retransmitted.  The RetransmitInterval timer is used the first time   the Request is retransmitted.  The timer is then doubled everyCalhoun, et al.             Standards Track                    [Page 57]

RFC 5415             CAPWAP Protocol Specification            March 2009   subsequent time the same Request message is retransmitted, up to   MaxRetransmit but no more than half the EchoInterval timer (seeSection 4.7.7).  Response messages are not subject to these timers.   If the sender stops retransmitting a Request message before reaching   MaxRetransmit retransmissions (which leads to transition to DTLS   Teardown, as described inSection 2.3.1), it cannot know whether the   recipient received and processed the Request or not.  In most   situations, the sender SHOULD NOT do this, and instead continue   retransmitting until a Response message is received, or transition to   DTLS Teardown occurs.  However, if the sender does decide to continue   the connection with a new or modified Request message, the new   message MUST have a new sequence number, and be treated as a new   Request message by the receiver.  Note that there is a high chance   that both the WTP and the AC's sequence numbers will become out of   sync.   When a Request message is retransmitted, it MUST be re-encrypted via   the DTLS stack.  If the peer had received the Request message, and   the corresponding Response message was lost, it is necessary to   ensure that retransmitted Request messages are not identified as   replays by the DTLS stack.  Similarly, any cached Response messages   that are retransmitted as a result of receiving a retransmitted   Request message MUST be re-encrypted via DTLS.   Duplicate Response messages, identified by the Sequence Number field   in the CAPWAP Control message header, SHOULD be discarded upon   receipt.4.6.  CAPWAP Protocol Message Elements   This section defines the CAPWAP Protocol message elements that are   included in CAPWAP protocol control messages.   Message elements are used to carry information needed in control   messages.  Every message element is identified by the Type Value   field, defined below.  The total length of the message elements is   indicated in the message element's length field.   All of the message element definitions in this document use a diagram   similar to the one below in order to depict its format.  Note that to   simplify this specification, these diagrams do not include the header   fields (Type and Length).  The header field values are defined in the   message element descriptions.Calhoun, et al.             Standards Track                    [Page 58]

RFC 5415             CAPWAP Protocol Specification            March 2009   Unless otherwise specified, a control message that lists a set of   supported (or expected) message elements MUST NOT expect the message   elements to be in any specific order.  The sender MAY include the   message elements in any order.  Unless otherwise noted, one message   element of each type is present in a given control message.   Unless otherwise specified, any configuration information sent by the   AC to the WTP MAY be saved to non-volatile storage (seeSection 8.1)   for more information).   Additional message elements may be defined in separate IETF   documents.   The format of a message element uses the TLV format shown here:      0                   1                   2                   3      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     |              Type             |             Length            |     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     |   Value ...   |     +-+-+-+-+-+-+-+-+   The 16-bit Type field identifies the information carried in the Value   field and Length (16 bits) indicates the number of bytes in the Value   field.  The value of zero (0) is reserved and MUST NOT be used.  The   rest of the Type field values are allocated as follows:              Usage                              Type Values   CAPWAP Protocol Message Elements                   1 - 1023   IEEE 802.11 Message Elements                    1024 - 2047   Reserved for Future Use                         2048 - 3071   EPCGlobal Message Elements                      3072 - 4095   Reserved for Future Use                         4096 - 65535   The table below lists the CAPWAP protocol Message Elements and their   Type values.Calhoun, et al.             Standards Track                    [Page 59]

RFC 5415             CAPWAP Protocol Specification            March 2009   CAPWAP Message Element                            Type Value   AC Descriptor                                         1   AC IPv4 List                                          2   AC IPv6 List                                          3   AC Name                                               4   AC Name with Priority                                 5   AC Timestamp                                          6   Add MAC ACL Entry                                     7   Add Station                                           8   Reserved                                              9   CAPWAP Control IPV4 Address                          10   CAPWAP Control IPV6 Address                          11   CAPWAP Local IPV4 Address                            30   CAPWAP Local IPV6 Address                            50   CAPWAP Timers                                        12   CAPWAP Transport Protocol                            51   Data Transfer Data                                   13   Data Transfer Mode                                   14   Decryption Error Report                              15   Decryption Error Report Period                       16   Delete MAC ACL Entry                                 17   Delete Station                                       18   Reserved                                             19   Discovery Type                                       20   Duplicate IPv4 Address                               21   Duplicate IPv6 Address                               22   ECN Support                                          53   Idle Timeout                                         23   Image Data                                           24   Image Identifier                                     25   Image Information                                    26   Initiate Download                                    27   Location Data                                        28   Maximum Message Length                               29   MTU Discovery Padding                                52   Radio Administrative State                           31   Radio Operational State                              32   Result Code                                          33   Returned Message Element                             34   Session ID                                           35   Statistics Timer                                     36   Vendor Specific Payload                              37   WTP Board Data                                       38   WTP Descriptor                                       39   WTP Fallback                                         40   WTP Frame Tunnel Mode                                41   Reserved                                             42Calhoun, et al.             Standards Track                    [Page 60]

RFC 5415             CAPWAP Protocol Specification            March 2009   Reserved                                             43   WTP MAC Type                                         44   WTP Name                                             45   Unused/Reserved                                      46   WTP Radio Statistics                                 47   WTP Reboot Statistics                                48   WTP Static IP Address Information                    494.6.1.  AC Descriptor   The AC Descriptor message element is used by the AC to communicate   its current state.  The value contains the following fields.      0                   1                   2                   3      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     |            Stations           |             Limit             |     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     |          Active WTPs          |            Max WTPs           |     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     |    Security   |  R-MAC Field  |   Reserved1   |  DTLS Policy  |     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     |                  AC Information Sub-Element...     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   Type:   1 for AC Descriptor   Length:   >= 12   Stations:   The number of stations currently served by the AC   Limit:   The maximum number of stations supported by the AC   Active WTPs:   The number of WTPs currently attached to the AC   Max WTPs:   The maximum number of WTPs supported by the AC   Security:   An 8-bit mask specifying the authentication credential      type supported by the AC (seeSection 2.4.4).  The field has the      following format:         0 1 2 3 4 5 6 7        +-+-+-+-+-+-+-+-+        |Reserved |S|X|R|        +-+-+-+-+-+-+-+-+Calhoun, et al.             Standards Track                    [Page 61]

RFC 5415             CAPWAP Protocol Specification            March 2009      Reserved:  A set of reserved bits for future use.  All         implementations complying with this protocol MUST set to zero         any bits that are reserved in the version of the protocol         supported by that implementation.  Receivers MUST ignore all         bits not defined for the version of the protocol they support.      S:    The AC supports the pre-shared secret authentication, as            described inSection 12.6.      X:    The AC supports X.509 Certificate authentication, as            described inSection 12.7.      R:    A reserved bit for future use.  All implementations            complying with this protocol MUST set to zero any bits that            are reserved in the version of the protocol supported by            that implementation.  Receivers MUST ignore all bits not            defined for the version of the protocol they support.   R-MAC Field:   The AC supports the optional Radio MAC Address field      in the CAPWAP transport header (seeSection 4.3).  The following      enumerated values are supported:      0 -  Reserved      1 -  Supported      2 -  Not Supported   Reserved:  A set of reserved bits for future use.  All      implementations complying with this protocol MUST set to zero any      bits that are reserved in the version of the protocol supported by      that implementation.  Receivers MUST ignore all bits not defined      for the version of the protocol they support.   DTLS Policy:   The AC communicates its policy on the use of DTLS for      the CAPWAP data channel.  The AC MAY communicate more than one      supported option, represented by the bit field below.  The WTP      MUST abide by one of the options communicated by AC.  The field      has the following format:         0 1 2 3 4 5 6 7        +-+-+-+-+-+-+-+-+        |Reserved |D|C|R|        +-+-+-+-+-+-+-+-+Calhoun, et al.             Standards Track                    [Page 62]

RFC 5415             CAPWAP Protocol Specification            March 2009      Reserved:  A set of reserved bits for future use.  All         implementations complying with this protocol MUST set to zero         any bits that are reserved in the version of the protocol         supported by that implementation.  Receivers MUST ignore all         bits not defined for the version of the protocol they support.      D:    DTLS-Enabled Data Channel Supported      C:    Clear Text Data Channel Supported      R:    A reserved bit for future use.  All implementations            complying with this protocol MUST set to zero any bits that            are reserved in the version of the protocol supported by            that implementation.  Receivers MUST ignore all bits not            defined for the version of the protocol they support.   AC Information Sub-Element:   The AC Descriptor message element      contains multiple AC Information sub-elements, and defines two      sub-types, each of which MUST be present.  The AC Information sub-      element has the following format:      0                   1                   2                   3      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     |                AC Information Vendor Identifier               |     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     |      AC Information Type      |     AC Information Length     |     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     |                     AC Information Data...     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      AC Information Vendor Identifier:   A 32-bit value containing the         IANA-assigned "Structure of Management Information (SMI)         Network Management Private Enterprise Codes".      AC Information Type:   Vendor-specific encoding of AC information         in the UTF-8 format [RFC3629].  The following enumerated values         are supported.  Both the Hardware and Software Version sub-         elements MUST be included in the AC Descriptor message element.         The values listed below are used in conjunction with the AC         Information Vendor Identifier field, whose value MUST be set to         zero (0).  This field, combined with the AC Information Vendor         Identifier set to a non-zero (0) value, allows vendors to use a         private namespace.Calhoun, et al.             Standards Track                    [Page 63]

RFC 5415             CAPWAP Protocol Specification            March 2009         4 -   Hardware Version: The AC's hardware version number.         5 -   Software Version: The AC's Software (firmware) version               number.      AC Information Length:   Length of vendor-specific encoding of AC         information, with a maximum size of 1024.      AC Information Data:   Vendor-specific encoding of AC information.4.6.2.  AC IPv4 List   The AC IPv4 List message element is used to configure a WTP with the   latest list of ACs available for the WTP to join.        0                   1                   2                   3        0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+       |                       AC IP Address[]                         |       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   Type:   2 for AC IPv4 List   Length:   >= 4   AC IP Address:   An array of 32-bit integers containing AC IPv4      Addresses, containing no more than 1024 addresses.4.6.3.  AC IPv6 List   The AC IPv6 List message element is used to configure a WTP with the   latest list of ACs available for the WTP to join.        0                   1                   2                   3        0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+       |                       AC IP Address[]                         |       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+       |                       AC IP Address[]                         |       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+       |                       AC IP Address[]                         |       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+       |                       AC IP Address[]                         |       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+Calhoun, et al.             Standards Track                    [Page 64]

RFC 5415             CAPWAP Protocol Specification            March 2009   Type:   3 for AC IPV6 List   Length:   >= 16   AC IP Address:   An array of 128-bit integers containing AC IPv6      Addresses, containing no more than 1024 addresses.4.6.4.  AC Name   The AC Name message element contains an UTF-8 [RFC3629]   representation of the AC identity.  The value is a variable-length   byte string.  The string is NOT zero terminated.      0      0 1 2 3 4 5 6 7     +-+-+-+-+-+-+-+-+     |   Name ...     +-+-+-+-+-+-+-+-+   Type:   4 for AC Name   Length:   >= 1   Name:   A variable-length UTF-8 encoded string [RFC3629] containing      the AC's name, whose maximum size MUST NOT exceed 512 bytes.4.6.5.  AC Name with Priority   The AC Name with Priority message element is sent by the AC to the   WTP to configure preferred ACs.  The number of instances of this   message element is equal to the number of ACs configured on the WTP.   The WTP also uses this message element to send its configuration to   the AC.      0                   1      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     |   Priority  |   AC Name...     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   Type:   5 for AC Name with Priority   Length:   >= 2   Priority:   A value between 1 and 255 specifying the priority order      of the preferred AC.  For instance, the value of one (1) is used      to set the primary AC, the value of two (2) is used to set the      secondary, etc.Calhoun, et al.             Standards Track                    [Page 65]

RFC 5415             CAPWAP Protocol Specification            March 2009   AC Name:   A variable-length UTF-8 encoded string [RFC3629]      containing the AC name, whose maximum size MUST NOT exceed 512      bytes.4.6.6.  AC Timestamp   The AC Timestamp message element is sent by the AC to synchronize the   WTP clock.      0                   1                   2                   3      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     |                           Timestamp                           |     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   Type:   6 for AC Timestamp   Length:   4   Timestamp:   The AC's current time, allowing all of the WTPs to be      time synchronized in the format defined by Network Time Protocol      (NTP) inRFC 1305 [RFC1305].  Only the most significant 32 bits of      the NTP time are included in this field.4.6.7.  Add MAC ACL Entry   The Add MAC Access Control List (ACL) Entry message element is used   by an AC to add a MAC ACL list entry on a WTP, ensuring that the WTP   no longer provides service to the MAC addresses provided in the   message.  The MAC addresses provided in this message element are not   expected to be saved in non-volatile memory on the WTP.  The MAC ACL   table on the WTP is cleared every time the WTP establishes a new   session with an AC.      0                   1                   2                   3      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     | Num of Entries|    Length     |         MAC Address ...     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   Type:   7 for Add MAC ACL Entry   Length:   >= 8   Num of Entries:   The number of instances of the Length/MAC Address      fields in the array.  This value MUST NOT exceed 255.Calhoun, et al.             Standards Track                    [Page 66]

RFC 5415             CAPWAP Protocol Specification            March 2009   Length:  The length of the MAC Address field.  The formats and      lengths specified in [EUI-48] and [EUI-64] are supported.   MAC Address:   MAC addresses to add to the ACL.4.6.8.  Add Station   The Add Station message element is used by the AC to inform a WTP   that it should forward traffic for a station.  The Add Station   message element is accompanied by technology-specific binding   information element(s), which may include security parameters.   Consequently, the security parameters MUST be applied by the WTP for   the station.   After station policy has been delivered to the WTP through the Add   Station message element, an AC MAY change any policies by sending a   modified Add Station message element.  When a WTP receives an Add   Station message element for an existing station, it MUST override any   existing state for the station.      0                   1                   2                   3      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     |    Radio ID   |     Length    |          MAC Address ...     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     |  VLAN Name...     +-+-+-+-+-+-+-+-+   Type:   8 for Add Station   Length:   >= 8   Radio ID:   An 8-bit value representing the radio, whose value is      between one (1) and 31.   Length:  The length of the MAC Address field.  The formats and      lengths specified in [EUI-48] and [EUI-64] are supported.   MAC Address:   The station's MAC address.   VLAN Name:   An optional variable-length UTF-8 encoded string      [RFC3629], with a maximum length of 512 octets, containing the      VLAN Name on which the WTP is to locally bridge user data.  Note      this field is only valid with WTPs configured in Local MAC mode.Calhoun, et al.             Standards Track                    [Page 67]

RFC 5415             CAPWAP Protocol Specification            March 20094.6.9.  CAPWAP Control IPv4 Address   The CAPWAP Control IPv4 Address message element is sent by the AC to   the WTP during the Discovery process and is used by the AC to provide   the interfaces available on the AC, and the current number of WTPs   connected.  When multiple CAPWAP Control IPV4 Address message   elements are returned, the WTP SHOULD perform load balancing across   the multiple interfaces (seeSection 6.1).      0                   1                   2                   3      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     |                           IP Address                          |     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     |           WTP Count           |     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   Type:   10 for CAPWAP Control IPv4 Address   Length:   6   IP Address:   The IP address of an interface.   WTP Count:   The number of WTPs currently connected to the interface,      with a maximum value of 65535.4.6.10.  CAPWAP Control IPv6 Address   The CAPWAP Control IPv6 Address message element is sent by the AC to   the WTP during the Discovery process and is used by the AC to provide   the interfaces available on the AC, and the current number of WTPs   connected.  This message element is useful for the WTP to perform   load balancing across multiple interfaces (seeSection 6.1).      0                   1                   2                   3      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     |                           IP Address                          |     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     |                           IP Address                          |     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     |                           IP Address                          |     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     |                           IP Address                          |     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     |           WTP Count           |     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+Calhoun, et al.             Standards Track                    [Page 68]

RFC 5415             CAPWAP Protocol Specification            March 2009   Type:   11 for CAPWAP Control IPv6 Address   Length:   18   IP Address:   The IP address of an interface.   WTP Count:   The number of WTPs currently connected to the interface,      with a maximum value of 65535.4.6.11.  CAPWAP Local IPv4 Address   The CAPWAP Local IPv4 Address message element is sent by either the   WTP, in the Join Request, or by the AC, in the Join Response.  The   CAPWAP Local IPv4 Address message element is used to communicate the   IP Address of the transmitter.  The receiver uses this to determine   whether a middlebox exists between the two peers, by comparing the   source IP address of the packet against the value of the message   element.      0                   1                   2                   3      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     |                           IP Address                          |     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   Type:   30 for CAPWAP Local IPv4 Address   Length:   4   IP Address:   The IP address of the sender.4.6.12.  CAPWAP Local IPv6 Address   The CAPWAP Local IPv6 Address message element is sent by either the   WTP, in the Join Request, or by the AC, in the Join Response.  The   CAPWAP Local IPv6 Address message element is used to communicate the   IP Address of the transmitter.  The receiver uses this to determine   whether a middlebox exists between the two peers, by comparing the   source IP address of the packet against the value of the message   element.Calhoun, et al.             Standards Track                    [Page 69]

RFC 5415             CAPWAP Protocol Specification            March 2009      0                   1                   2                   3      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     |                           IP Address                          |     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     |                           IP Address                          |     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     |                           IP Address                          |     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     |                           IP Address                          |     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   Type:   50 for CAPWAP Local IPv6 Address   Length:   16   IP Address:   The IP address of the sender.4.6.13.  CAPWAP Timers   The CAPWAP Timers message element is used by an AC to configure   CAPWAP timers on a WTP.      0                   1      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     |   Discovery   | Echo Request  |     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   Type:   12 for CAPWAP Timers   Length:   2   Discovery:   The number of seconds between CAPWAP Discovery messages,      when the WTP is in the Discovery phase.  This value is used to      configure the MaxDiscoveryInterval timer (seeSection 4.7.10).   Echo Request:   The number of seconds between WTP Echo Request CAPWAP      messages.  This value is used to configure the EchoInterval timer      (seeSection 4.7.7).  The AC sets its EchoInterval timer to this      value, plus the maximum retransmission time as described inSection 4.5.3.Calhoun, et al.             Standards Track                    [Page 70]

RFC 5415             CAPWAP Protocol Specification            March 20094.6.14.  CAPWAP Transport Protocol   When CAPWAP is run over IPv6, the UDP-Lite or UDP transports MAY be   used (seeSection 3).  The CAPWAP IPv6 Transport Protocol message   element is used by either the WTP or the AC to signal which transport   protocol is to be used for the CAPWAP data channel.   Upon receiving the Join Request, the AC MAY set the CAPWAP Transport   Protocol to UDP-Lite in the Join Response message if the CAPWAP   message was received over IPv6, and the CAPWAP Local IPv6 Address   message element (seeSection 4.6.12) is present and no middlebox was   detected (seeSection 11).   Upon receiving the Join Response, the WTP MAY set the CAPWAP   Transport Protocol to UDP-Lite in the Configuration Status Request or   Image Data Request message if the AC advertised support for UDP-Lite,   the message was received over IPv6, the CAPWAP Local IPv6 Address   message element (seeSection 4.6.12) and no middlebox was detected   (seeSection 11).  Upon receiving either the Configuration Status   Request or the Image Data Request, the AC MUST observe the preference   indicated by the WTP in the CAPWAP Transport Protocol, as long as it   is consistent with what the AC advertised in the Join Response.   For any other condition, the CAPWAP Transport Protocol MUST be set to   UDP.      0      0 1 2 3 4 5 6 7     +-+-+-+-+-+-+-+-+     |   Transport   |     +-+-+-+-+-+-+-+-+   Type:   51 for CAPWAP Transport Protocol   Length:   1   Transport:   The transport to use for the CAPWAP Data channel.  The      following enumerated values are supported:      1 -   UDP-Lite: The UDP-Lite transport protocol is to be used for            the CAPWAP Data channel.  Note that this option MUST NOT be            used if the CAPWAP Control channel is being used over IPv4.      2 -   UDP: The UDP transport protocol is to be used for the CAPWAP            Data channel.Calhoun, et al.             Standards Track                    [Page 71]

RFC 5415             CAPWAP Protocol Specification            March 20094.6.15.  Data Transfer Data   The Data Transfer Data message element is used by the WTP to provide   information to the AC for debugging purposes.      0                   1                   2                   3      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     |   Data Type   |   Data Mode   |         Data Length           |     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     |   Data ....     +-+-+-+-+-+-+-+-+   Type:   13 for Data Transfer Data   Length:   >= 5   Data Type:   An 8-bit value representing the transfer Data Type.  The      following enumerated values are supported:      1 -  Transfer data is included.      2 -  Last Transfer Data Block is included (End of File (EOF)).      5 -  An error occurred.  Transfer is aborted.   Data Mode:   An 8-bit value describing the type of information being      transmitted.  The following enumerated values are supported:      0 -  Reserved      1 -  WTP Crash Data      2 -  WTP Memory Dump   Data Length:   Length of data field, with a maximum size of 65535.   Data:   Data being transferred from the WTP to the AC, whose type is      identified via the Data Mode field.Calhoun, et al.             Standards Track                    [Page 72]

RFC 5415             CAPWAP Protocol Specification            March 20094.6.16.  Data Transfer Mode   The Data Transfer Mode message element is used by the WTP to indicate   the type of data transfer information it is sending to the AC for   debugging purposes.      0      0 1 2 3 4 5 6 7     +-+-+-+-+-+-+-+-+     |   Data Mode   |     +-+-+-+-+-+-+-+-+   Type:   14 for Data Transfer Mode   Length:   1   Data Mode:   An 8-bit value describing the type of information being      requested.  The following enumerated values are supported:      0 -  Reserved      1 -  WTP Crash Data      2 -  WTP Memory Dump4.6.17.  Decryption Error Report   The Decryption Error Report message element value is used by the WTP   to inform the AC of decryption errors that have occurred since the   last report.  Note that this error reporting mechanism is not used if   encryption and decryption services are provided in the AC.      0                   1                   2      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     |   Radio ID    |Num Of Entries |     Length    | MAC Address...     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   Type:   15 for Decryption Error Report   Length:   >= 9   Radio ID:   The Radio Identifier refers to an interface index on the      WTP, whose value is between one (1) and 31.   Num of Entries:   The number of instances of the Length/MAC Address      fields in the array.  This field MUST NOT exceed the value of 255.Calhoun, et al.             Standards Track                    [Page 73]

RFC 5415             CAPWAP Protocol Specification            March 2009   Length:  The length of the MAC Address field.  The formats and      lengths specified in [EUI-48] and [EUI-64] are supported.   MAC Address:   MAC address of the station that has caused decryption      errors.4.6.18.  Decryption Error Report Period   The Decryption Error Report Period message element value is used by   the AC to inform the WTP how frequently it should send decryption   error report messages.  Note that this error reporting mechanism is   not used if encryption and decryption services are provided in the   AC.      0                   1                   2      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     |   Radio ID    |        Report Interval        |     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   Type:   16 for Decryption Error Report Period   Length:   3   Radio ID:   The Radio Identifier refers to an interface index on the      WTP, whose value is between one (1) and 31.   Report Interval:   A 16-bit unsigned integer indicating the time, in      seconds.  The default value for this message element can be found      inSection 4.7.11.4.6.19.  Delete MAC ACL Entry   The Delete MAC ACL Entry message element is used by an AC to delete a   MAC ACL entry on a WTP, ensuring that the WTP provides service to the   MAC addresses provided in the message.      0                   1                   2                   3      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     | Num of Entries|     Length    |          MAC Address ...     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   Type:   17 for Delete MAC ACL Entry   Length:   >= 8Calhoun, et al.             Standards Track                    [Page 74]

RFC 5415             CAPWAP Protocol Specification            March 2009   Num of Entries:   The number of instances of the Length/MAC Address      fields in the array.  This field MUST NOT exceed the value of 255.   Length:  The length of the MAC Address field.  The formats and      lengths specified in [EUI-48] and [EUI-64] are supported.   MAC Address:   An array of MAC addresses to delete from the ACL.4.6.20.  Delete Station   The Delete Station message element is used by the AC to inform a WTP   that it should no longer provide service to a particular station.   The WTP MUST terminate service to the station immediately upon   receiving this message element.   The transmission of a Delete Station message element could occur for   various reasons, including for administrative reasons, or if the   station has roamed to another WTP.   The Delete Station message element MAY be sent by the WTP, in the WTP   Event Request message, to inform the AC that a particular station is   no longer being provided service.  This could occur as a result of an   Idle Timeout (seesection 4.4.43), due to internal resource shortages   or for some other reason.      0                   1                   2                   3      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     |    Radio ID   |     Length    |        MAC Address...     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   Type:   18 for Delete Station   Length:   >= 8   Radio ID:   An 8-bit value representing the radio, whose value is      between one (1) and 31.   Length:  The length of the MAC Address field.  The formats and      lengths specified in [EUI-48] and [EUI-64] are supported.   MAC Address:   The station's MAC address.4.6.21.  Discovery Type   The Discovery Type message element is used by the WTP to indicate how   it has come to know about the existence of the AC to which it is   sending the Discovery Request message.Calhoun, et al.             Standards Track                    [Page 75]

RFC 5415             CAPWAP Protocol Specification            March 2009      0      0 1 2 3 4 5 6 7     +-+-+-+-+-+-+-+-+     | Discovery Type|     +-+-+-+-+-+-+-+-+   Type:   20 for Discovery Type   Length:   1   Discovery Type:   An 8-bit value indicating how the WTP discovered      the AC.  The following enumerated values are supported:      0 -   Unknown      1 -   Static Configuration      2 -   DHCP      3 -   DNS      4 -   AC Referral (used when the AC was configured either through            the AC IPv4 List or AC IPv6 List message element)4.6.22.  Duplicate IPv4 Address   The Duplicate IPv4 Address message element is used by a WTP to inform   an AC that it has detected another IP device using the same IP   address that the WTP is currently using.   The WTP MUST transmit this message element with the status set to 1   after it has detected a duplicate IP address.  When the WTP detects   that the duplicate IP address has been cleared, it MUST send this   message element with the status set to 0.      0                   1                   2                   3      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     |                          IP Address                           |     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     |     Status    |     Length    |          MAC Address ...     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   Type:   21 for Duplicate IPv4 Address   Length:   >= 12   IP Address:   The IP address currently used by the WTP.Calhoun, et al.             Standards Track                    [Page 76]

RFC 5415             CAPWAP Protocol Specification            March 2009   Status:   The status of the duplicate IP address.  The value MUST be      set to 1 when a duplicate address is detected, and 0 when the      duplicate address has been cleared.   Length:  The length of the MAC Address field.  The formats and      lengths specified in [EUI-48] and [EUI-64] are supported.   MAC Address:   The MAC address of the offending device.4.6.23.  Duplicate IPv6 Address   The Duplicate IPv6 Address message element is used by a WTP to inform   an AC that it has detected another host using the same IP address   that the WTP is currently using.   The WTP MUST transmit this message element with the status set to 1   after it has detected a duplicate IP address.  When the WTP detects   that the duplicate IP address has been cleared, it MUST send this   message element with the status set to 0.      0                   1                   2                   3      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     |                          IP Address                           |     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     |                          IP Address                           |     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     |                          IP Address                           |     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     |                          IP Address                           |     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     |     Status    |     Length    |         MAC Address ...     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   Type:   22 for Duplicate IPv6 Address   Length:   >= 24   IP Address:   The IP address currently used by the WTP.   Status:   The status of the duplicate IP address.  The value MUST be      set to 1 when a duplicate address is detected, and 0 when the      duplicate address has been cleared.   Length:  The length of the MAC Address field.  The formats and      lengths specified in [EUI-48] and [EUI-64] are supported.   MAC Address:   The MAC address of the offending device.Calhoun, et al.             Standards Track                    [Page 77]

RFC 5415             CAPWAP Protocol Specification            March 20094.6.24.  Idle Timeout   The Idle Timeout message element is sent by the AC to the WTP to   provide the Idle Timeout value that the WTP SHOULD enforce for its   active stations.  The value applies to all radios on the WTP.      0                   1                   2                   3      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     |                            Timeout                            |     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   Type:   23 for Idle Timeout   Length:   4   Timeout:   The current Idle Timeout, in seconds, to be enforced by      the WTP.  The default value for this message element is specified      inSection 4.7.8.4.6.25.  ECN Support   The ECN Support message element is sent by both the WTP and the AC to   indicate their support for the Explicit Congestion Notification (ECN)   bits, as defined in [RFC3168].      0      0 1 2 3 4 5 6 7     +-+-+-+-+-+-+-+-+     |  ECN Support  |     +-+-+-+-+-+-+-+-+   Type:   53 for ECN Support   Length:   1   ECN Support:   An 8-bit value representing the sender's support for      ECN, as defined in [RFC3168].  All CAPWAP Implementations MUST      support the Limited ECN Support mode.  Full ECN Support is used if      both the WTP and AC advertise the capability for "Full and Limited      ECN" Support; otherwise, Limited ECN Support is used.      0 -  Limited ECN Support      1 -  Full and Limited ECN SupportCalhoun, et al.             Standards Track                    [Page 78]

RFC 5415             CAPWAP Protocol Specification            March 20094.6.26.  Image Data   The Image Data message element is present in the Image Data Request   message sent by the AC and contains the following fields.      0                   1                   2                   3      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     |   Data Type   |                    Data ....     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   Type:   24 for Image Data   Length:   >= 1   Data Type:   An 8-bit value representing the image Data Type.  The      following enumerated values are supported:      1 -  Image data is included.      2 -  Last Image Data Block is included (EOF).      5 -  An error occurred.  Transfer is aborted.   Data:   The Image Data field contains up to 1024 characters, and its      length is inferred from this message element's length field.  If      the block being sent is the last one, the Data Type field is set      to 2.  The AC MAY opt to abort the data transfer by setting the      Data Type field to 5.  When the Data Type field is 5, the Value      field has a zero length.4.6.27.  Image Identifier   The Image Identifier message element is sent by the AC to the WTP to   indicate the expected active software version that is to be run on   the WTP.  The WTP sends the Image Identifier message element in order   to request a specific software version from the AC.  The actual   download process is defined inSection 9.1.  The value is a variable-   length UTF-8 encoded string [RFC3629], which is NOT zero terminated.      0                   1                   2                   3      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     |                       Vendor Identifier                       |     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     |                             Data...     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+Calhoun, et al.             Standards Track                    [Page 79]

RFC 5415             CAPWAP Protocol Specification            March 2009   Type:   25 for Image Identifier   Length:   >= 5   Vendor Identifier:   A 32-bit value containing the IANA-assigned "SMI      Network Management Private Enterprise Codes".   Data:   A variable-length UTF-8 encoded string [RFC3629] containing      the firmware identifier to be run on the WTP, whose length MUST      NOT exceed 1024 octets.  The length of this field is inferred from      this message element's length field.4.6.28.  Image Information   The Image Information message element is present in the Image Data   Response message sent by the AC to the WTP and contains the following   fields.      0                   1                   2                   3      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     |                           File Size                           |     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     |                              Hash                             |     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     |                              Hash                             |     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     |                              Hash                             |     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     |                              Hash                             |     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   Type:   26 for Image Information   Length:   20   File Size:   A 32-bit value containing the size of the file, in      bytes, that will be transferred by the AC to the WTP.   Hash:   A 16-octet MD5 hash of the image using the procedures defined      in [RFC1321].Calhoun, et al.             Standards Track                    [Page 80]

RFC 5415             CAPWAP Protocol Specification            March 20094.6.29.  Initiate Download   The Initiate Download message element is used by the WTP to inform   the AC that the AC SHOULD initiate a firmware upgrade.  The AC   subsequently transmits an Image Data Request message, which includes   the Image Data message element.  This message element does not   contain any data.   Type:   27 for Initiate Download   Length:   04.6.30.  Location Data   The Location Data message element is a variable-length byte UTF-8   encoded string [RFC3629] containing user-defined location information   (e.g., "Next to Fridge").  This information is configurable by the   network administrator, and allows the WTP location to be determined.   The string is not zero terminated.      0      0 1 2 3 4 5 6 7     +-+-+-+-+-+-+-+-+-     | Location ...     +-+-+-+-+-+-+-+-+-   Type:   28 for Location Data   Length:   >= 1   Location:   A non-zero-terminated UTF-8 encoded string [RFC3629]      containing the WTP location, whose maximum size MUST NOT exceed      1024.4.6.31.  Maximum Message Length   The Maximum Message Length message element is included in the Join   Request message by the WTP to indicate the maximum CAPWAP message   length that it supports to the AC.  The Maximum Message Length   message element is optionally included in Join Response message by   the AC to indicate the maximum CAPWAP message length that it supports   to the WTP.         0              1         0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5        +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+        |    Maximum Message Length     |        +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+Calhoun, et al.             Standards Track                    [Page 81]

RFC 5415             CAPWAP Protocol Specification            March 2009   Type:   29 for Maximum Message Length   Length:   2   Maximum Message Length  A 16-bit unsigned integer indicating the      maximum message length.4.6.32.  MTU Discovery Padding   The MTU Discovery Padding message element is used as padding to   perform MTU discovery, and MUST contain octets of value 0xFF, of any   length.      0      0 1 2 3 4 5 6 7     +-+-+-+-+-+-+-+-+     |  Padding...     +-+-+-+-+-+-+-+-   Type:   52 for MTU Discovery Padding   Length:   Variable   Pad:   A variable-length pad, filled with the value 0xFF.4.6.33.  Radio Administrative State   The Radio Administrative State message element is used to communicate   the state of a particular radio.  The Radio Administrative State   message element is sent by the AC to change the state of the WTP.   The WTP saves the value, to ensure that it remains across WTP resets.   The WTP communicates this message element during the configuration   phase, in the Configuration Status Request message, to ensure that   the AC has the WTP radio current administrative state settings.  The   message element contains the following fields:         0                   1      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     |   Radio ID    |  Admin State  |     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   Type:   31 for Radio Administrative State   Length:   2Calhoun, et al.             Standards Track                    [Page 82]

RFC 5415             CAPWAP Protocol Specification            March 2009   Radio ID:   An 8-bit value representing the radio to configure, whose      value is between one (1) and 31.  The Radio ID field MAY also      include the value of 0xff, which is used to identify the WTP.  If      an AC wishes to change the administrative state of a WTP, it      includes 0xff in the Radio ID field.   Admin State:   An 8-bit value representing the administrative state      of the radio.  The default value for the Admin State field is      listed inSection 4.8.1.  The following enumerated values are      supported:      0 -  Reserved      1 -  Enabled      2 -  Disabled4.6.34.  Radio Operational State   The Radio Operational State message element is sent by the WTP to the   AC to communicate a radio's operational state.  This message element   is included in the Configuration Update Response message by the WTP   if it was requested to change the state of its radio, via the Radio   Administrative State message element, but was unable to comply to the   request.  This message element is included in the Change State Event   message when a WTP radio state was changed unexpectedly.  This could   occur due to a hardware failure.  Note that the operational state   setting is not saved on the WTP, and therefore does not remain across   WTP resets.  The value contains three fields, as shown below.      0                   1                   2      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     |   Radio ID    |     State     |     Cause     |     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   Type:   32 for Radio Operational State   Length:   3   Radio ID:   The Radio Identifier refers to an interface index on the      WTP, whose value is between one (1) and 31.  A value of 0xFF is      invalid, as it is not possible to change the WTP's operational      state.   State:   An 8-bit Boolean value representing the state of the radio.      The following enumerated values are supported:Calhoun, et al.             Standards Track                    [Page 83]

RFC 5415             CAPWAP Protocol Specification            March 2009      0 -  Reserved      1 -  Enabled      2 -  Disabled   Cause:   When a radio is inoperable, the cause field contains the      reason the radio is out of service.  The following enumerated      values are supported:      0 -  Normal      1 -  Radio Failure      2 -  Software Failure      3 -  Administratively Set4.6.35.  Result Code   The Result Code message element value is a 32-bit integer value,   indicating the result of the Request message corresponding to the   sequence number included in the Response message.      0                   1                   2                   3      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     |                         Result Code                           |     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   Type:   33 for Result Code   Length:   4   Result Code:   The following enumerated values are defined:      0  Success      1  Failure (AC List Message Element MUST Be Present)      2  Success (NAT Detected)      3  Join Failure (Unspecified)      4  Join Failure (Resource Depletion)      5  Join Failure (Unknown Source)Calhoun, et al.             Standards Track                    [Page 84]

RFC 5415             CAPWAP Protocol Specification            March 2009      6  Join Failure (Incorrect Data)      7  Join Failure (Session ID Already in Use)      8  Join Failure (WTP Hardware Not Supported)      9  Join Failure (Binding Not Supported)      10 Reset Failure (Unable to Reset)      11 Reset Failure (Firmware Write Error)      12 Configuration Failure (Unable to Apply Requested Configuration         - Service Provided Anyhow)      13 Configuration Failure (Unable to Apply Requested Configuration         - Service Not Provided)      14 Image Data Error (Invalid Checksum)      15 Image Data Error (Invalid Data Length)      16 Image Data Error (Other Error)      17 Image Data Error (Image Already Present)      18 Message Unexpected (Invalid in Current State)      19 Message Unexpected (Unrecognized Request)      20 Failure - Missing Mandatory Message Element      21 Failure - Unrecognized Message Element      22 Data Transfer Error (No Information to Transfer)4.6.36.  Returned Message Element   The Returned Message Element is sent by the WTP in the Change State   Event Request message to communicate to the AC which message elements   in the Configuration Status Response it was unable to apply locally.   The Returned Message Element message element contains a result code   indicating the reason that the configuration could not be applied,   and encapsulates the failed message element.Calhoun, et al.             Standards Track                    [Page 85]

RFC 5415             CAPWAP Protocol Specification            March 2009      0                   1                   2                   3      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     |    Reason     |    Length     |       Message Element...     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   Type:   34 for Returned Message Element   Length:   >= 6   Reason:   The reason the configuration in the offending message      element could not be applied by the WTP.  The following enumerated      values are supported:      0 -  Reserved      1 -  Unknown Message Element      2 -  Unsupported Message Element      3 -  Unknown Message Element Value      4 -  Unsupported Message Element Value   Length:   The length of the Message Element field, which MUST NOT      exceed 255 octets.   Message Element:   The Message Element field encapsulates the message      element sent by the AC in the Configuration Status Response      message that caused the error.4.6.37.  Session ID   The Session ID message element value contains a randomly generated   unsigned 128-bit integer.      0                   1                   2                   3      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     |                           Session ID                          |     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     |                           Session ID                          |     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     |                           Session ID                          |     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     |                           Session ID                          |     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+Calhoun, et al.             Standards Track                    [Page 86]

RFC 5415             CAPWAP Protocol Specification            March 2009   Type:   35 for Session ID   Length:   16   Session ID:   A 128-bit unsigned integer used as a random session      identifier4.6.38.  Statistics Timer   The Statistics Timer message element value is used by the AC to   inform the WTP of the frequency with which it expects to receive   updated statistics.      0                   1      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     |        Statistics Timer       |     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   Type:   36 for Statistics Timer   Length:   2   Statistics Timer:   A 16-bit unsigned integer indicating the time, in      seconds.  The default value for this timer is specified inSection 4.7.14.4.6.39.  Vendor Specific Payload   The Vendor Specific Payload message element is used to communicate   vendor-specific information between the WTP and the AC.  The Vendor   Specific Payload message element MAY be present in any CAPWAP   message.  The exchange of vendor-specific data between the MUST NOT   modify the behavior of the base CAPWAP protocol and state machine.   The message element uses the following format:      0                   1                   2                   3      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     |                       Vendor Identifier                       |     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     |          Element ID           |    Data...     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   Type:   37 for Vendor Specific Payload   Length:   >= 7Calhoun, et al.             Standards Track                    [Page 87]

RFC 5415             CAPWAP Protocol Specification            March 2009   Vendor Identifier:   A 32-bit value containing the IANA-assigned "SMI      Network Management Private Enterprise Codes" [RFC3232].   Element ID:   A 16-bit Element Identifier that is managed by the      vendor.   Data:   Variable-length vendor-specific information, whose contents      and format are proprietary and understood based on the Element ID      field.  This field MUST NOT exceed 2048 octets.4.6.40.  WTP Board Data   The WTP Board Data message element is sent by the WTP to the AC and   contains information about the hardware present.      0                   1                   2                   3      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     |                       Vendor Identifier                       |     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     |                   Board Data Sub-Element...     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   Type:   38 for WTP Board Data   Length:   >=14   Vendor Identifier:   A 32-bit value containing the IANA-assigned "SMI      Network Management Private Enterprise Codes", identifying the WTP      hardware manufacturer.  The Vendor Identifier field MUST NOT be      set to zero.   Board Data Sub-Element:   The WTP Board Data message element contains      multiple Board Data sub-elements, some of which are mandatory and      some are optional, as described below.  The Board Data Type values      are not extensible by vendors, and are therefore not coupled along      with the Vendor Identifier field.  The Board Data sub-element has      the following format:      0                   1                   2                   3      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     |        Board Data Type        |       Board Data Length       |     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     |                      Board Data Value...     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+Calhoun, et al.             Standards Track                    [Page 88]

RFC 5415             CAPWAP Protocol Specification            March 2009      Board Data Type:   The Board Data Type field identifies the data         being encoded.  The CAPWAP protocol defines the following         values, and each of these types identify whether their presence         is mandatory or optional:      0 -   WTP Model Number: The WTP Model Number MUST be included in            the WTP Board Data message element.      1 -   WTP Serial Number: The WTP Serial Number MUST be included in            the WTP Board Data message element.      2 -   Board ID: A hardware identifier, which MAY be included in            the WTP Board Data message element.      3 -   Board Revision: A revision number of the board, which MAY be            included in the WTP Board Data message element.      4 -   Base MAC Address: The WTP's Base MAC address, which MAY be            assigned to the primary Ethernet interface.   Board Data Length:   The length of the data in the Board Data Value      field, whose length MUST NOT exceed 1024 octets.   Board Data Value:   The data associated with the Board Data Type      field for this Board Data sub-element.4.6.41.  WTP Descriptor   The WTP Descriptor message element is used by a WTP to communicate   its current hardware and software (firmware) configuration.  The   value contains the following fields:      0                   1                   2                   3      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     |   Max Radios  | Radios in use |  Num Encrypt  |Encryp Sub-Elmt|     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     |     Encryption Sub-Element    |    Descriptor Sub-Element...     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   Type:   39 for WTP Descriptor   Length:   >= 33Calhoun, et al.             Standards Track                    [Page 89]

RFC 5415             CAPWAP Protocol Specification            March 2009   Max Radios:   An 8-bit value representing the number of radios (where      each radio is identified via the Radio ID field) supported by the      WTP.   Radios in use:   An 8-bit value representing the number of radios in      use in the WTP.   Num Encrypt:   The number of 3-byte Encryption sub-elements that      follow this field.  The value of the Num Encrypt field MUST be      between one (1) and 255.   Encryption Sub-Element:   The WTP Descriptor message element MUST      contain at least one Encryption sub-element.  One sub-element is      present for each binding supported by the WTP.  The Encryption      sub-element has the following format:      0                   1                   2      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     |Resvd|  WBID   |  Encryption Capabilities      |     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      Resvd:  The 3-bit field is reserved for future use.  All         implementations complying with this protocol MUST set to zero         any bits that are reserved in the version of the protocol         supported by that implementation.  Receivers MUST ignore all         bits not defined for the version of the protocol they support.      WBID:   A 5-bit field that is the wireless binding identifier.         The identifier will indicate the type of wireless packet         associated with the radio.  The WBIDs defined in this         specification can be found inSection 4.3.      Encryption Capabilities:   This 16-bit field is used by the WTP to         communicate its capabilities to the AC.  A WTP that does not         have any encryption capabilities sets this field to zero (0).         Refer to the specific wireless binding for further         specification of the Encryption Capabilities field.   Descriptor Sub-Element:   The WTP Descriptor message element contains      multiple Descriptor sub-elements, some of which are mandatory and      some are optional, as described below.  The Descriptor sub-element      has the following format:Calhoun, et al.             Standards Track                    [Page 90]

RFC 5415             CAPWAP Protocol Specification            March 2009      0                   1                   2                   3      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     |                  Descriptor Vendor Identifier                 |     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     |        Descriptor Type        |       Descriptor Length       |     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     |                       Descriptor Data...     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      Descriptor Vendor Identifier:   A 32-bit value containing the         IANA-assigned "SMI Network Management Private Enterprise         Codes".      Descriptor Type:   The Descriptor Type field identifies the data         being encoded.  The format of the data is vendor-specific         encoded in the UTF-8 format [RFC3629].  The CAPWAP protocol         defines the following values, and each of these types identify         whether their presence is mandatory or optional.  The values         listed below are used in conjunction with the Descriptor Vendor         Identifier field, whose value MUST be set to zero (0).  This         field, combined with the Descriptor Vendor Identifier set to a         non-zero (0) value, allows vendors to use a private namespace.         0 -   Hardware Version: The WTP hardware version number MUST be               present.         1 -   Active Software Version: The WTP running software version               number MUST be present.         2 -   Boot Version: The WTP boot loader version number MUST be               present.         3 -   Other Software Version: The WTP non-running software               (firmware) version number MAY be present.  This type is               used to communicate alternate software versions that are               available on the WTP's non-volatile storage.      Descriptor Length:   Length of the vendor-specific encoding of the         Descriptor Data field, whose length MUST NOT exceed 1024         octets.      Descriptor Data:   Vendor-specific data of WTP information encoded         in the UTF-8 format [RFC3629].Calhoun, et al.             Standards Track                    [Page 91]

RFC 5415             CAPWAP Protocol Specification            March 20094.6.42.  WTP Fallback   The WTP Fallback message element is sent by the AC to the WTP to   enable or disable automatic CAPWAP fallback in the event that a WTP   detects its preferred AC to which it is not currently connected.      0      0 1 2 3 4 5 6 7     +-+-+-+-+-+-+-+-+     |     Mode      |     +-+-+-+-+-+-+-+-+   Type:   40 for WTP Fallback   Length:   1   Mode:   The 8-bit value indicates the status of automatic CAPWAP      fallback on the WTP.  When enabled, if the WTP detects that its      primary AC is available, and that the WTP is not connected to the      primary AC, the WTP SHOULD automatically disconnect from its      current AC and reconnect to its primary AC.  If disabled, the WTP      will only reconnect to its primary AC through manual intervention      (e.g., through the Reset Request message).  The default value for      this field is specified inSection 4.8.9.  The following      enumerated values are supported:      0 -  Reserved      1 -  Enabled      2 -  Disabled4.6.43.  WTP Frame Tunnel Mode   The WTP Frame Tunnel Mode message element allows the WTP to   communicate the tunneling modes of operation that it supports to the   AC.  A WTP that advertises support for all types allows the AC to   select which type will be used, based on its local policy.      0      0 1 2 3 4 5 6 7     +-+-+-+-+-+-+-+-+     |Reservd|N|E|L|U|     +-+-+-+-+-+-+-+-+Calhoun, et al.             Standards Track                    [Page 92]

RFC 5415             CAPWAP Protocol Specification            March 2009   Type:   41 for WTP Frame Tunnel Mode   Length:   1   Reservd:   A set of reserved bits for future use.  All      implementations complying with this protocol MUST set to zero any      bits that are reserved in the version of the protocol supported by      that implementation.  Receivers MUST ignore all bits not defined      for the version of the protocol they support.   N:    Native Frame Tunnel mode requires the WTP and AC to encapsulate         all user payloads as native wireless frames, as defined by the         wireless binding (see for exampleSection 4.4)   E:    The 802.3 Frame Tunnel Mode requires the WTP and AC to         encapsulate all user payload as native IEEE 802.3 frames (seeSection 4.4).  All user traffic is tunneled to the AC.  This         value MUST NOT be used when the WTP MAC Type is set to Split         MAC.   L:    When Local Bridging is used, the WTP does not tunnel user         traffic to the AC; all user traffic is locally bridged.  This         value MUST NOT be used when the WTP MAC Type is set to Split         MAC.   R:    A reserved bit for future use.  All implementations complying         with this protocol MUST set to zero any bits that are reserved         in the version of the protocol supported by that         implementation.  Receivers MUST ignore all bits not defined for         the version of the protocol they support.4.6.44.  WTP MAC Type   The WTP MAC-Type message element allows the WTP to communicate its   mode of operation to the AC.  A WTP that advertises support for both   modes allows the AC to select the mode to use, based on local policy.      0      0 1 2 3 4 5 6 7     +-+-+-+-+-+-+-+-+     |   MAC Type    |     +-+-+-+-+-+-+-+-+   Type:   44 for WTP MAC TypeCalhoun, et al.             Standards Track                    [Page 93]

RFC 5415             CAPWAP Protocol Specification            March 2009   Length:   1   MAC Type:   The MAC mode of operation supported by the WTP.  The      following enumerated values are supported:      0 -   Local MAC: Local MAC is the default mode that MUST be            supported by all WTPs.  When tunneling is enabled (seeSection 4.6.43), the encapsulated frames MUST be in the            802.3 format (seeSection 4.4.2), unless a wireless            management or control frame which MAY be in its native            format.  Any CAPWAP binding needs to specify the format of            management and control wireless frames.      1 -   Split MAC: Split MAC support is optional, and allows the AC            to receive and process native wireless frames.      2 -   Both: WTP is capable of supporting both Local MAC and Split            MAC.4.6.45.  WTP Name   The WTP Name message element is a variable-length byte UTF-8 encoded   string [RFC3629].  The string is not zero terminated.      0      0 1 2 3 4 5 6 7     +-+-+-+-+-+-+-+-+-     |  WTP Name ...     +-+-+-+-+-+-+-+-+-   Type:   45 for WTP Name   Length:   >= 1   WTP Name:   A non-zero-terminated UTF-8 encoded string [RFC3629]      containing the WTP name, whose maximum size MUST NOT exceed 512      bytes.4.6.46.  WTP Radio Statistics   The WTP Radio Statistics message element is sent by the WTP to the AC   to communicate statistics on radio behavior and reasons why the WTP   radio has been reset.  These counters are never reset on the WTP, and   will therefore roll over to zero when the maximum size has been   reached.Calhoun, et al.             Standards Track                    [Page 94]

RFC 5415             CAPWAP Protocol Specification            March 2009      0                   1                   2                   3      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     |   Radio ID    | Last Fail Type|          Reset Count          |     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     |       SW Failure Count        |        HW Failure Count       |     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     |     Other  Failure Count      |     Unknown Failure Count     |     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     |      Config Update Count      |     Channel Change Count      |     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     |       Band Change Count       |      Current Noise Floor      |     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   Type:   47 for WTP Radio Statistics   Length:   20   Radio ID:   The radio ID of the radio to which the statistics apply,      whose value is between one (1) and 31.   Last Failure Type:   The last WTP failure.  The following enumerated      values are supported:      0 -  Statistic Not Supported      1 -  Software Failure      2 -  Hardware Failure      3 -  Other Failure      255 -  Unknown (e.g., WTP doesn't keep track of info)   Reset Count:   The number of times that the radio has been reset.   SW Failure Count:   The number of times that the radio has failed due      to software-related reasons.   HW Failure Count:   The number of times that the radio has failed due      to hardware-related reasons.   Other Failure Count:   The number of times that the radio has failed      due to known reasons, other than software or hardware failure.Calhoun, et al.             Standards Track                    [Page 95]

RFC 5415             CAPWAP Protocol Specification            March 2009   Unknown Failure Count:   The number of times that the radio has      failed for unknown reasons.   Config Update Count:   The number of times that the radio      configuration has been updated.   Channel Change Count:   The number of times that the radio channel      has been changed.   Band Change Count:   The number of times that the radio has changed      frequency bands.   Current Noise Floor:   A signed integer that indicates the noise      floor of the radio receiver in units of dBm.4.6.47.  WTP Reboot Statistics   The WTP Reboot Statistics message element is sent by the WTP to the   AC to communicate reasons why WTP reboots have occurred.  These   counters are never reset on the WTP, and will therefore roll over to   zero when the maximum size has been reached.      0                   1                   2                   3      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     |         Reboot Count          |      AC Initiated Count       |     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     |      Link Failure Count       |       SW Failure Count        |     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     |       HW Failure Count        |      Other Failure Count      |     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     |     Unknown Failure Count     |Last Failure Type|     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   Type:   48 for WTP Reboot Statistics   Length:   15   Reboot Count:   The number of reboots that have occurred due to a WTP      crash.  A value of 65535 implies that this information is not      available on the WTP.   AC Initiated Count:   The number of reboots that have occurred at the      request of a CAPWAP protocol message, such as a change in      configuration that required a reboot or an explicit CAPWAP      protocol reset request.  A value of 65535 implies that this      information is not available on the WTP.Calhoun, et al.             Standards Track                    [Page 96]

RFC 5415             CAPWAP Protocol Specification            March 2009   Link Failure Count:   The number of times that a CAPWAP protocol      connection with an AC has failed due to link failure.   SW Failure Count:   The number of times that a CAPWAP protocol      connection with an AC has failed due to software-related reasons.   HW Failure Count:   The number of times that a CAPWAP protocol      connection with an AC has failed due to hardware-related reasons.   Other Failure Count:   The number of times that a CAPWAP protocol      connection with an AC has failed due to known reasons, other than      AC initiated, link, SW or HW failure.   Unknown Failure Count:   The number of times that a CAPWAP protocol      connection with an AC has failed for unknown reasons.   Last Failure Type:   The failure type of the most recent WTP failure.      The following enumerated values are supported:      0 -  Not Supported      1 -  AC Initiated (seeSection 9.2)      2 -  Link Failure      3 -  Software Failure      4 -  Hardware Failure      5 -  Other Failure      255 -  Unknown (e.g., WTP doesn't keep track of info)4.6.48.  WTP Static IP Address Information   The WTP Static IP Address Information message element is used by an   AC to configure or clear a previously configured static IP address on   a WTP.  IPv6 WTPs are expected to use dynamic addresses.Calhoun, et al.             Standards Track                    [Page 97]

RFC 5415             CAPWAP Protocol Specification            March 2009      0                   1                   2                   3      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     |                          IP Address                           |     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     |                            Netmask                            |     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     |                            Gateway                            |     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     |    Static     |     +-+-+-+-+-+-+-+-+   Type:   49 for WTP Static IP Address Information   Length:   13   IP Address:   The IP address to assign to the WTP.  This field is      only valid if the static field is set to one.   Netmask:   The IP Netmask.  This field is only valid if the static      field is set to one.   Gateway:   The IP address of the gateway.  This field is only valid      if the static field is set to one.   Static:   An 8-bit Boolean stating whether or not the WTP should use      a static IP address.  A value of zero disables the static IP      address, while a value of one enables it.4.7.  CAPWAP Protocol Timers   This section contains the definition of the CAPWAP timers.4.7.1.  ChangeStatePendingTimer   The maximum time, in seconds, the AC will wait for the Change State   Event Request from the WTP after having transmitted a successful   Configuration Status Response message.   Default: 25 seconds4.7.2.  DataChannelKeepAlive   The DataChannelKeepAlive timer is used by the WTP to determine the   next opportunity when it must transmit the Data Channel Keep-Alive,   in seconds.   Default: 30 secondsCalhoun, et al.             Standards Track                    [Page 98]

RFC 5415             CAPWAP Protocol Specification            March 20094.7.3.  DataChannelDeadInterval   The minimum time, in seconds, a WTP MUST wait without having received   a Data Channel Keep-Alive packet before the destination for the Data   Channel Keep-Alive packets may be considered dead.  The value of this   timer MUST be no less than 2*DataChannelKeepAlive seconds and no   greater that 240 seconds.   Default: 604.7.4.  DataCheckTimer   The number of seconds the AC will wait for the Data Channel Keep   Alive, which is required by the CAPWAP state machine's Data Check   state.  The AC resets the state machine if this timer expires prior   to transitioning to the next state.   Default: 304.7.5.  DiscoveryInterval   The minimum time, in seconds, that a WTP MUST wait after receiving a   Discovery Response message, before initiating a DTLS handshake.   Default: 54.7.6.  DTLSSessionDelete   The minimum time, in seconds, a WTP MUST wait for DTLS session   deletion.   Default: 54.7.7.  EchoInterval   The minimum time, in seconds, between sending Echo Request messages   to the AC with which the WTP has joined.   Default: 304.7.8.  IdleTimeout   The default Idle Timeout is 300 seconds.Calhoun, et al.             Standards Track                    [Page 99]

RFC 5415             CAPWAP Protocol Specification            March 20094.7.9.  ImageDataStartTimer   The number of seconds the WTP will wait for its peer to transmit the   Image Data Request.   Default: 304.7.10.  MaxDiscoveryInterval   The maximum time allowed between sending Discovery Request messages,   in seconds.  This value MUST be no less than 2 seconds and no greater   than 180 seconds.   Default: 20 seconds.4.7.11.  ReportInterval   The ReportInterval is used by the WTP to determine the interval the   WTP uses between sending the Decryption Error message elements to   inform the AC of decryption errors, in seconds.   The default Report Interval is 120 seconds.4.7.12.  RetransmitInterval   The minimum time, in seconds, in which a non-acknowledged CAPWAP   packet will be retransmitted.   Default: 34.7.13.  SilentInterval   For a WTP, this is the minimum time, in seconds, a WTP MUST wait   before it MAY again send Discovery Request messages or attempt to   establish a DTLS session.  For an AC, this is the minimum time, in   seconds, during which the AC SHOULD ignore all CAPWAP and DTLS   packets received from the WTP that is in the Sulking state.   Default: 30 seconds4.7.14.  StatisticsTimer   The StatisticsTimer is used by the WTP to determine the interval the   WTP uses between the WTP Events Requests it transmits to the AC to   communicate its statistics, in seconds.   Default: 120 secondsCalhoun, et al.             Standards Track                   [Page 100]

RFC 5415             CAPWAP Protocol Specification            March 20094.7.15.  WaitDTLS   The maximum time, in seconds, a WTP MUST wait without having received   a DTLS Handshake message from an AC.  This timer MUST be greater than   30 seconds.   Default: 604.7.16.  WaitJoin   The maximum time, in seconds, an AC will wait after the DTLS session   has been established until it receives the Join Request from the WTP.   This timer MUST be greater than 20 seconds.   Default: 604.8.  CAPWAP Protocol Variables   This section defines the CAPWAP protocol variables, which are used   for various protocol functions.  Some of these variables are   configurable, while others are counters or have a fixed value.  For   non-counter-related variables, default values are specified.   However, when a WTP's variable configuration is explicitly overridden   by an AC, the WTP MUST save the new value.4.8.1.  AdminState   The default Administrative State value is enabled (1).4.8.2.  DiscoveryCount   The number of Discovery Request messages transmitted by a WTP to a   single AC.  This is a monotonically increasing counter.4.8.3.  FailedDTLSAuthFailCount   The number of failed DTLS session establishment attempts due to   authentication failures.4.8.4.  FailedDTLSSessionCount   The number of failed DTLS session establishment attempts.Calhoun, et al.             Standards Track                   [Page 101]

RFC 5415             CAPWAP Protocol Specification            March 20094.8.5.  MaxDiscoveries   The maximum number of Discovery Request messages that will be sent   after a WTP boots.   Default: 104.8.6.  MaxFailedDTLSSessionRetry   The maximum number of failed DTLS session establishment attempts   before the CAPWAP device enters a silent period.   Default: 34.8.7.  MaxRetransmit   The maximum number of retransmissions for a given CAPWAP packet   before the link layer considers the peer dead.   Default: 54.8.8.  RetransmitCount   The number of retransmissions for a given CAPWAP packet.  This is a   monotonically increasing counter.4.8.9.  WTPFallBack   The default WTP Fallback value is enabled (1).4.9.  WTP Saved Variables   In addition to the values defined inSection 4.8, the following   values SHOULD be saved on the WTP in non-volatile memory.  CAPWAP   wireless bindings MAY define additional values that SHOULD be stored   on the WTP.4.9.1.  AdminRebootCount   The number of times the WTP has rebooted administratively, defined inSection 4.6.47.4.9.2.  FrameEncapType   For WTPs that support multiple Frame Encapsulation Types, it is   useful to save the value configured by the AC.  The Frame   Encapsulation Type is defined inSection 4.6.43.Calhoun, et al.             Standards Track                   [Page 102]

RFC 5415             CAPWAP Protocol Specification            March 20094.9.3.  LastRebootReason   The reason why the WTP last rebooted, defined inSection 4.6.47.4.9.4.  MacType   For WTPs that support multiple MAC-Types, it is useful to save the   value configured by the AC.  The MAC-Type is defined inSection 4.6.44.4.9.5.  PreferredACs   The preferred ACs, with the index, defined inSection 4.6.5.4.9.6.  RebootCount   The number of times the WTP has rebooted, defined inSection 4.6.47.4.9.7.  Static IP Address   The static IP address assigned to the WTP, as configured by the WTP   Static IP address Information message element (seeSection 4.6.48).4.9.8.  WTPLinkFailureCount   The number of times the link to the AC has failed, seeSection 4.6.47.4.9.9.  WTPLocation   The WTP Location, defined inSection 4.6.30.4.9.10.  WTPName   The WTP Name, defined inSection 4.6.45.5.  CAPWAP Discovery Operations   The Discovery messages are used by a WTP to determine which ACs are   available to provide service, and the capabilities and load of the   ACs.5.1.  Discovery Request Message   The Discovery Request message is used by the WTP to automatically   discover potential ACs available in the network.  The Discovery   Request message provides ACs with the primary capabilities of theCalhoun, et al.             Standards Track                   [Page 103]

RFC 5415             CAPWAP Protocol Specification            March 2009   WTP.  A WTP must exchange this information to ensure subsequent   exchanges with the ACs are consistent with the WTP's functional   characteristics.   Discovery Request messages MUST be sent by a WTP in the Discover   state after waiting for a random delay less than   MaxDiscoveryInterval, after a WTP first comes up or is   (re)initialized.  A WTP MUST send no more than the maximum of   MaxDiscoveries Discovery Request messages, waiting for a random delay   less than MaxDiscoveryInterval between each successive message.   This is to prevent an explosion of WTP Discovery Request messages.   An example of this occurring is when many WTPs are powered on at the   same time.   If a Discovery Response message is not received after sending the   maximum number of Discovery Request messages, the WTP enters the   Sulking state and MUST wait for an interval equal to SilentInterval   before sending further Discovery Request messages.   Upon receiving a Discovery Request message, the AC will respond with   a Discovery Response message sent to the address in the source   address of the received Discovery Request message.  Once a Discovery   Response has been received, if the WTP decides to establish a session   with the responding AC, it SHOULD perform an MTU discovery, using the   process described inSection 3.5.   It is possible for the AC to receive a clear text Discovery Request   message while a DTLS session is already active with the WTP.  This is   most likely the case if the WTP has rebooted, perhaps due to a   software or power failure, but could also be caused by a DoS attack.   In such cases, any WTP state, including the state machine instance,   MUST NOT be cleared until another DTLS session has been successfully   established, communicated via the DTLSSessionEstablished DTLS   notification (seeSection 2.3.2.2).   The binding specific WTP Radio Information message element (seeSection 2.1) is included in the Discovery Request message to   advertise WTP support for one or more CAPWAP bindings.   The Discovery Request message is sent by the WTP when in the   Discovery state.  The AC does not transmit this message.   The following message elements MUST be included in the Discovery   Request message:   o  Discovery Type, seeSection 4.6.21Calhoun, et al.             Standards Track                   [Page 104]

RFC 5415             CAPWAP Protocol Specification            March 2009   o  WTP Board Data, seeSection 4.6.40   o  WTP Descriptor, seeSection 4.6.41   o  WTP Frame Tunnel Mode, seeSection 4.6.43   o  WTP MAC Type, seeSection 4.6.44   o  WTP Radio Information message element(s) that the WTP supports;      These are defined by the individual link layer CAPWAP Binding      Protocols (seeSection 2.1).   The following message elements MAY be included in the Discovery   Request message:   o  MTU Discovery Padding, seeSection 4.6.32   o  Vendor Specific Payload, seeSection 4.6.395.2.  Discovery Response Message   The Discovery Response message provides a mechanism for an AC to   advertise its services to requesting WTPs.   When a WTP receives a Discovery Response message, it MUST wait for an   interval not less than DiscoveryInterval for receipt of additional   Discovery Response messages.  After the DiscoveryInterval elapses,   the WTP enters the DTLS-Init state and selects one of the ACs that   sent a Discovery Response message and send a DTLS Handshake to that   AC.   One or more binding-specific WTP Radio Information message elements   (seeSection 2.1) are included in the Discovery Request message to   advertise AC support for the CAPWAP bindings.  The AC MAY include   only the bindings it shares in common with the WTP, known through the   WTP Radio Information message elements received in the Discovery   Request message, or it MAY include all of the bindings supported.   The WTP MAY use the supported bindings in its AC decision process.   Note that if the WTP joins an AC that does not support a specific   CAPWAP binding, service for that binding MUST NOT be provided by the   WTP.   The Discovery Response message is sent by the AC when in the Idle   state.  The WTP does not transmit this message.   The following message elements MUST be included in the Discovery   Response Message:Calhoun, et al.             Standards Track                   [Page 105]

RFC 5415             CAPWAP Protocol Specification            March 2009   o  AC Descriptor, seeSection 4.6.1   o  AC Name, seeSection 4.6.4   o  WTP Radio Information message element(s) that the AC supports;      these are defined by the individual link layer CAPWAP Binding      Protocols (seeSection 2.1 for more information).   o  One of the following message elements MUST be included in the      Discovery Response Message:      *  CAPWAP Control IPv4 Address, seeSection 4.6.9      *  CAPWAP Control IPv6 Address, seeSection 4.6.10   The following message elements MAY be included in the Discovery   Response message:   o  Vendor Specific Payload, seeSection 4.6.395.3.  Primary Discovery Request Message   The Primary Discovery Request message is sent by the WTP to:   o  determine whether its preferred (or primary) AC is available, or   o  perform a Path MTU Discovery (seeSection 3.5).   A Primary Discovery Request message is sent by a WTP when it has a   primary AC configured, and is connected to another AC.  This   generally occurs as a result of a failover, and is used by the WTP as   a means to discover when its primary AC becomes available.  Since the   WTP only has a single instance of the CAPWAP state machine, the   Primary Discovery Request is sent by the WTP when in the Run state.   The AC does not transmit this message.   The frequency of the Primary Discovery Request messages should be no   more often than the sending of the Echo Request message.   Upon receipt of a Primary Discovery Request message, the AC responds   with a Primary Discovery Response message sent to the address in the   source address of the received Primary Discovery Request message.   The following message elements MUST be included in the Primary   Discovery Request message.   o  Discovery Type, seeSection 4.6.21Calhoun, et al.             Standards Track                   [Page 106]

RFC 5415             CAPWAP Protocol Specification            March 2009   o  WTP Board Data, seeSection 4.6.40   o  WTP Descriptor, seeSection 4.6.41   o  WTP Frame Tunnel Mode, seeSection 4.6.43   o  WTP MAC Type, seeSection 4.6.44   o  WTP Radio Information message element(s) that the WTP supports;      these are defined by the individual link layer CAPWAP Binding      Protocols (seeSection 2.1 for more information).   The following message elements MAY be included in the Primary   Discovery Request message:   o  MTU Discovery Padding, seeSection 4.6.32   o  Vendor Specific Payload, seeSection 4.6.395.4.  Primary Discovery Response   The Primary Discovery Response message enables an AC to advertise its   availability and services to requesting WTPs that are configured to   have the AC as its primary AC.   The Primary Discovery Response message is sent by an AC after   receiving a Primary Discovery Request message.   When a WTP receives a Primary Discovery Response message, it may   establish a CAPWAP protocol connection to its primary AC, based on   the configuration of the WTP Fallback Status message element on the   WTP.   The Primary Discovery Response message is sent by the AC when in the   Idle state.  The WTP does not transmit this message.   The following message elements MUST be included in the Primary   Discovery Response message.   o  AC Descriptor, seeSection 4.6.1   o  AC Name, seeSection 4.6.4   o  WTP Radio Information message element(s) that the AC supports;      These are defined by the individual link layer CAPWAP Binding      Protocols (seeSection 2.1 for more information).Calhoun, et al.             Standards Track                   [Page 107]

RFC 5415             CAPWAP Protocol Specification            March 2009   One of the following message elements MUST be included in the   Discovery Response Message:   o  CAPWAP Control IPv4 Address, seeSection 4.6.9   o  CAPWAP Control IPv6 Address, seeSection 4.6.10   The following message elements MAY be included in the Primary   Discovery Response message:   o  Vendor Specific Payload, seeSection 4.6.396.  CAPWAP Join Operations   The Join Request message is used by a WTP to request service from an   AC after a DTLS connection is established to that AC.  The Join   Response message is used by the AC to indicate that it will or will   not provide service.6.1.  Join Request   The Join Request message is used by a WTP to request service through   the AC.  If the WTP is performing the optional AC Discovery process   (seeSection 3.3), the join process occurs after the WTP has received   one or more Discovery Response messages.  During the Discovery   process, an AC MAY return more than one CAPWAP Control IPv4 Address   or CAPWAP Control IPv6 Address message elements.  When more than one   such message element is returned, the WTP SHOULD perform "load   balancing" by choosing the interface that is servicing the least   number of WTPs (known through the WTP Count field of the message   element).  Note, however, that other load balancing algorithms are   also permitted.  Once the WTP has determined its preferred AC, and   its associated interface, to which to connect, it establishes the   DTLS session, and transmits the Join Request over the secured control   channel.  When an AC receives a Join Request message it responds with   a Join Response message.   Upon completion of the DTLS handshake and receipt of the   DTLSEstablished notification, the WTP sends the Join Request message   to the AC.  When the AC is notified of the DTLS session   establishment, it does not clear the WaitDTLS timer until it has   received the Join Request message, at which time it sends a Join   Response message to the WTP, indicating success or failure.   One or more WTP Radio Information message elements (seeSection 2.1)   are included in the Join Request to request service for the CAPWAP   bindings by the AC.  Including a binding that is unsupported by the   AC will result in a failed Join Response.Calhoun, et al.             Standards Track                   [Page 108]

RFC 5415             CAPWAP Protocol Specification            March 2009   If the AC rejects the Join Request, it sends a Join Response message   with a failure indication and initiates an abort of the DTLS session   via the DTLSAbort command.   If an invalid (i.e., malformed) Join Request message is received, the   message MUST be silently discarded by the AC.  No response is sent to   the WTP.  The AC SHOULD log this event.   The Join Request is sent by the WTP when in the Join State.  The AC   does not transmit this message.   The following message elements MUST be included in the Join Request   message.   o  Location Data, seeSection 4.6.30   o  WTP Board Data, seeSection 4.6.40   o  WTP Descriptor, seeSection 4.6.41   o  WTP Name, seeSection 4.6.45   o  Session ID, seeSection 4.6.37   o  WTP Frame Tunnel Mode, seeSection 4.6.43   o  WTP MAC Type, seeSection 4.6.44   o  WTP Radio Information message element(s) that the WTP supports;      these are defined by the individual link layer CAPWAP Binding      Protocols (seeSection 2.1 for more information).   o  ECN Support, seeSection 4.6.25   At least one of the following message element MUST be included in the   Join Request message.   o  CAPWAP Local IPv4 Address, seeSection 4.6.11   o  CAPWAP Local IPv6 Address, seeSection 4.6.12   The following message element MAY be included in the Join Request   message.   o  CAPWAP Transport Protocol, seeSection 4.6.14   o  Maximum Message Length, seeSection 4.6.31Calhoun, et al.             Standards Track                   [Page 109]

RFC 5415             CAPWAP Protocol Specification            March 2009   o  WTP Reboot Statistics, seeSection 4.6.47   o  Vendor Specific Payload, seeSection 4.6.396.2.  Join Response   The Join Response message is sent by the AC to indicate to a WTP that   it is capable and willing to provide service to the WTP.   The WTP, receiving a Join Response message, checks for success or   failure.  If the message indicates success, the WTP clears the   WaitDTLS timer for the session and proceeds to the Configure state.   If the WaitDTLS Timer expires prior to reception of the Join Response   message, the WTP MUST terminate the handshake, deallocate session   state and initiate the DTLSAbort command.   If an invalid (malformed) Join Response message is received, the WTP   SHOULD log an informative message detailing the error.  This error   MUST be treated in the same manner as AC non-responsiveness.  The   WaitDTLS timer will eventually expire, and the WTP MAY (if it is so   configured) attempt to join a new AC.   If one of the WTP Radio Information message elements (seeSection 2.1) in the Join Request message requested support for a   CAPWAP binding that the AC does not support, the AC sets the Result   Code message element to "Binding Not Supported".   The AC includes the Image Identifier message element to indicate the   software version it expects the WTP to run.  This information is used   to determine whether the WTP MUST change its currently running   firmware image or download a new version (seeSection 9.1.1).   The Join Response message is sent by the AC when in the Join State.   The WTP does not transmit this message.   The following message elements MUST be included in the Join Response   message.   o  Result Code, seeSection 4.6.35   o  AC Descriptor, seeSection 4.6.1   o  AC Name, seeSection 4.6.4   o  WTP Radio Information message element(s) that the AC supports;      these are defined by the individual link layer CAPWAP Binding      Protocols (seeSection 2.1).Calhoun, et al.             Standards Track                   [Page 110]

RFC 5415             CAPWAP Protocol Specification            March 2009   o  ECN Support, seeSection 4.6.25   One of the following message elements MUST be included in the Join   Response Message:   o  CAPWAP Control IPv4 Address, seeSection 4.6.9   o  CAPWAP Control IPv6 Address, seeSection 4.6.10   One of the following message elements MUST be included in the Join   Response Message:   o  CAPWAP Local IPv4 Address, seeSection 4.6.11   o  CAPWAP Local IPv6 Address, seeSection 4.6.12   The following message elements MAY be included in the Join Response   message.   o  AC IPv4 List, seeSection 4.6.2   o  AC IPv6 List, seeSection 4.6.3   o  CAPWAP Transport Protocol, seeSection 4.6.14   o  Image Identifier, seeSection 4.6.27   o  Maximum Message Length, seeSection 4.6.31   o  Vendor Specific Payload, seeSection 4.6.397.  Control Channel Management   The Control Channel Management messages are used by the WTP and AC to   maintain a control communication channel.  CAPWAP Control messages,   such as the WTP Event Request message sent from the WTP to the AC   indicate to the AC that the WTP is operational.  When such control   messages are not being sent, the Echo Request and Echo Response   messages are used to maintain the control communication channel.7.1.  Echo Request   The Echo Request message is a keep-alive mechanism for CAPWAP control   messages.Calhoun, et al.             Standards Track                   [Page 111]

RFC 5415             CAPWAP Protocol Specification            March 2009   Echo Request messages are sent periodically by a WTP in the Image   Data or Run state (seeSection 2.3) to determine the state of the   control connection between the WTP and the AC.  The Echo Request   message is sent by the WTP when the EchoInterval timer expires.   The Echo Request message is sent by the WTP when in the Run state.   The AC does not transmit this message.   The following message elements MAY be included in the Echo Request   message:   o  Vendor Specific Payload, seeSection 4.6.39   When an AC receives an Echo Request message it responds with an Echo   Response message.7.2.  Echo Response   The Echo Response message acknowledges the Echo Request message.   An Echo Response message is sent by an AC after receiving an Echo   Request message.  After transmitting the Echo Response message, the   AC SHOULD reset its EchoInterval timer (seeSection 4.7.7).  If   another Echo Request message or other control message is not received   by the AC when the timer expires, the AC SHOULD consider the WTP to   be no longer reachable.   The Echo Response message is sent by the AC when in the Run state.   The WTP does not transmit this message.   The following message elements MAY be included in the Echo Response   message:   o  Vendor Specific Payload, seeSection 4.6.39   When a WTP receives an Echo Response message it initializes the   EchoInterval to the configured value.8.  WTP Configuration Management   WTP Configuration messages are used to exchange configuration   information between the AC and the WTP.8.1.  Configuration Consistency   The CAPWAP protocol provides flexibility in how WTP configuration is   managed.  A WTP can behave in one of two ways, which is   implementation specific:Calhoun, et al.             Standards Track                   [Page 112]

RFC 5415             CAPWAP Protocol Specification            March 2009   1. The WTP retains no configuration and accepts the configuration      provided by the AC.   2. The WTP saves the configuration of parameters provided by the AC      that are non-default values into local non-volatile memory, and      are enforced during the WTP's power up initialization phase.   If the WTP opts to save configuration locally, the CAPWAP protocol   state machine defines the Configure state, which allows for   configuration exchange.  In the Configure state, the WTP sends its   current configuration overrides to the AC via the Configuration   Status Request message.  A configuration override is a non-default   parameter.  As an example, in the CAPWAP protocol, the default   antenna configuration is internal omni antenna.  A WTP that either   has no internal antennas, or has been explicitly configured by the AC   to use external antennas, sends its antenna configuration during the   configure phase, allowing the AC to become aware of the WTP's current   configuration.   Once the WTP has provided its configuration to the AC, the AC sends   its configuration to the WTP.  This allows the WTP to receive   configuration and policies from the AC.   The AC maintains a copy of each active WTP configuration.  There is   no need for versioning or other means to identify configuration   changes.  If a WTP becomes inactive, the AC MAY delete the inactive   WTP configuration.  If a WTP fails, and connects to a new AC, the WTP   provides its overridden configuration parameters, allowing the new AC   to be aware of the WTP configuration.   This model allows for resiliency in case of an AC failure, ensuring   another AC can provide service to the WTP.  A new AC would be   automatically updated with WTP configuration changes, eliminating the   need for inter-AC communication and the need for all ACs to be aware   of the configuration of all WTPs in the network.   Once the CAPWAP protocol enters the Run state, the WTPs begin to   provide service.  It is common for administrators to require that   configuration changes be made while the network is operational.   Therefore, the Configuration Update Request is sent by the AC to the   WTP to make these changes at run-time.8.1.1.  Configuration Flexibility   The CAPWAP protocol provides the flexibility to configure and manage   WTPs of varying design and functional characteristics.  When a WTP   first discovers an AC, it provides primary functional informationCalhoun, et al.             Standards Track                   [Page 113]

RFC 5415             CAPWAP Protocol Specification            March 2009   relating to its type of MAC and to the nature of frames to be   exchanged.  The AC configures the WTP appropriately.  The AC also   establishes corresponding internal state for the WTP.8.2.  Configuration Status Request   The Configuration Status Request message is sent by a WTP to deliver   its current configuration to the AC.   The Configuration Status Request message carries binding-specific   message elements.  Refer to the appropriate binding for the   definition of this structure.   When an AC receives a Configuration Status Request message, it acts   upon the content of the message and responds to the WTP with a   Configuration Status Response message.   The Configuration Status Request message includes multiple Radio   Administrative State message elements, one for the WTP, and one for   each radio in the WTP.   The Configuration Status Request message is sent by the WTP when in   the Configure State.  The AC does not transmit this message.   The following message elements MUST be included in the Configuration   Status Request message.   o  AC Name, seeSection 4.6.4   o  Radio Administrative State, seeSection 4.6.33   o  Statistics Timer, seeSection 4.6.38   o  WTP Reboot Statistics, seeSection 4.6.47   The following message elements MAY be included in the Configuration   Status Request message.   o  AC Name with Priority, seeSection 4.6.5   o  CAPWAP Transport Protocol, seeSection 4.6.14   o  WTP Static IP Address Information, seeSection 4.6.48   o  Vendor Specific Payload, seeSection 4.6.39Calhoun, et al.             Standards Track                   [Page 114]

RFC 5415             CAPWAP Protocol Specification            March 20098.3.  Configuration Status Response   The Configuration Status Response message is sent by an AC and   provides a mechanism for the AC to override a WTP's requested   configuration.   A Configuration Status Response message is sent by an AC after   receiving a Configuration Status Request message.   The Configuration Status Response message carries binding-specific   message elements.  Refer to the appropriate binding for the   definition of this structure.   When a WTP receives a Configuration Status Response message, it acts   upon the content of the message, as appropriate.  If the   Configuration Status Response message includes a Radio Operational   State message element that causes a change in the operational state   of one of the radios, the WTP transmits a Change State Event to the   AC, as an acknowledgement of the change in state.   The Configuration Status Response message is sent by the AC when in   the Configure state.  The WTP does not transmit this message.   The following message elements MUST be included in the Configuration   Status Response message.   o  CAPWAP Timers, seeSection 4.6.13   o  Decryption Error Report Period, seeSection 4.6.18   o  Idle Timeout, seeSection 4.6.24   o  WTP Fallback, seeSection 4.6.42   One or both of the following message elements MUST be included in the   Configuration Status Response message:   o  AC IPv4 List, seeSection 4.6.2   o  AC IPv6 List, seeSection 4.6.3   The following message element MAY be included in the Configuration   Status Response message.   o  WTP Static IP Address Information, seeSection 4.6.48   o  Vendor Specific Payload, seeSection 4.6.39Calhoun, et al.             Standards Track                   [Page 115]

RFC 5415             CAPWAP Protocol Specification            March 20098.4.  Configuration Update Request   Configuration Update Request messages are sent by the AC to provision   the WTP while in the Run state.  This is used to modify the   configuration of the WTP while it is operational.   When a WTP receives a Configuration Update Request message, it   responds with a Configuration Update Response message, with a Result   Code message element indicating the result of the configuration   request.   The AC includes the Image Identifier message element (seeSection 4.6.27) to force the WTP to update its firmware while in the   Run state.  The WTP MAY proceed to download the requested firmware if   it determines the version specified in the Image Identifier message   element is not in its non-volatile storage by transmitting an Image   Data Request (seeSection 9.1.1) that includes the Initiate Download   message element (seeSection 4.6.29).   The Configuration Update Request is sent by the AC when in the Run   state.  The WTP does not transmit this message.   One or more of the following message elements MAY be included in the   Configuration Update message:   o  AC Name with Priority, seeSection 4.6.5   o  AC Timestamp, seeSection 4.6.6   o  Add MAC ACL Entry, seeSection 4.6.7   o  CAPWAP Timers, seeSection 4.6.13   o  Decryption Error Report Period, seeSection 4.6.18   o  Delete MAC ACL Entry, seeSection 4.6.19   o  Idle Timeout, seeSection 4.6.24   o  Location Data, seeSection 4.6.30   o  Radio Administrative State, seeSection 4.6.33   o  Statistics Timer, seeSection 4.6.38   o  WTP Fallback, seeSection 4.6.42   o  WTP Name, seeSection 4.6.45Calhoun, et al.             Standards Track                   [Page 116]

RFC 5415             CAPWAP Protocol Specification            March 2009   o  WTP Static IP Address Information, seeSection 4.6.48   o  Image Identifier, seeSection 4.6.27   o  Vendor Specific Payload, seeSection 4.6.398.5.  Configuration Update Response   The Configuration Update Response message is the acknowledgement   message for the Configuration Update Request message.   The Configuration Update Response message is sent by a WTP after   receiving a Configuration Update Request message.   When an AC receives a Configuration Update Response message, the   result code indicates if the WTP successfully accepted the   configuration.   The Configuration Update Response message is sent by the WTP when in   the Run state.  The AC does not transmit this message.   The following message element MUST be present in the Configuration   Update message.   Result Code, seeSection 4.6.35   The following message elements MAY be present in the Configuration   Update Response message.   o  Radio Operational State, seeSection 4.6.34   o  Vendor Specific Payload, seeSection 4.6.398.6.  Change State Event Request   The Change State Event Request message is used by the WTP for two   main purposes:   o  When sent by the WTP following the reception of a Configuration      Status Response message from the AC, the WTP uses the Change State      Event Request message to provide an update on the WTP radio's      operational state and to confirm that the configuration provided      by the AC was successfully applied.   o  When sent during the Run state, the WTP uses the Change State      Event Request message to notify the AC of an unexpected change in      the WTP's radio operational state.Calhoun, et al.             Standards Track                   [Page 117]

RFC 5415             CAPWAP Protocol Specification            March 2009   When an AC receives a Change State Event Request message it responds   with a Change State Event Response message and modifies its data   structures for the WTP as needed.  The AC MAY decide not to provide   service to the WTP if it receives an error, based on local policy,   and to transition to the Reset state.   The Change State Event Request message is sent by a WTP to   acknowledge or report an error condition to the AC for a requested   configuration in the Configuration Status Response message.  The   Change State Event Request message includes the Result Code message   element, which indicates whether the configuration was successfully   applied.  If the WTP is unable to apply a specific configuration   request, it indicates the failure by including one or more Returned   Message Element message elements (seeSection 4.6.36).   The Change State Event Request message is sent by the WTP in the   Configure or Run state.  The AC does not transmit this message.   The WTP MAY save its configuration to persistent storage prior to   transmitting the response.  However, this is implementation specific   and is not required.   The following message elements MUST be present in the Change State   Event Request message.   o  Radio Operational State, seeSection 4.6.34   o  Result Code, seeSection 4.6.35   One or more of the following message elements MAY be present in the   Change State Event Request message:   o  Returned Message Element(s), seeSection 4.6.36   o  Vendor Specific Payload, seeSection 4.6.398.7.  Change State Event Response   The Change State Event Response message acknowledges the Change State   Event Request message.   A Change State Event Response message is sent by an AC in response to   a Change State Event Request message.   The Change State Event Response message is sent by the AC when in the   Configure or Run state.  The WTP does not transmit this message.Calhoun, et al.             Standards Track                   [Page 118]

RFC 5415             CAPWAP Protocol Specification            March 2009   The following message element MAY be included in the Change State   Event Response message:   o  Vendor Specific Payload, seeSection 4.6.39   The WTP does not take any action upon receipt of the Change State   Event Response message.8.8.  Clear Configuration Request   The Clear Configuration Request message is used to reset the WTP   configuration.   The Clear Configuration Request message is sent by an AC to request   that a WTP reset its configuration to the manufacturing default   configuration.  The Clear Config Request message is sent while in the   Run state.   The Clear Configuration Request is sent by the AC when in the Run   state.  The WTP does not transmit this message.   The following message element MAY be included in the Clear   Configuration Request message:   o  Vendor Specific Payload, seeSection 4.6.39   When a WTP receives a Clear Configuration Request message, it resets   its configuration to the manufacturing default configuration.8.9.  Clear Configuration Response   The Clear Configuration Response message is sent by the WTP after   receiving a Clear Configuration Request message and resetting its   configuration parameters to the manufacturing default values.   The Clear Configuration Response is sent by the WTP when in the Run   state.  The AC does not transmit this message.   The Clear Configuration Response message MUST include the following   message element:   o  Result Code, seeSection 4.6.35   The following message element MAY be included in the Clear   Configuration Request message:   o  Vendor Specific Payload, seeSection 4.6.39Calhoun, et al.             Standards Track                   [Page 119]

RFC 5415             CAPWAP Protocol Specification            March 20099.  Device Management Operations   This section defines CAPWAP operations responsible for debugging,   gathering statistics, logging, and firmware management.  The   management operations defined in this section are used by the AC to   either push/pull information to/from the WTP, or request that the WTP   reboot.  This section does not deal with the management of the AC per   se, and assumes that the AC is operational and configured.9.1.  Firmware Management   This section describes the firmware download procedures used by the   CAPWAP protocol.  Firmware download can occur during the Image Data   or Run state.  The former allows the download to occur at boot time,   while the latter is used to trigger the download while an active   CAPWAP session exists.  It is important to note that the CAPWAP   protocol does not provide the ability for the AC to identify whether   the firmware information provided by the WTP is correct or whether   the WTP is properly storing the firmware (seeSection 12.10 for more   information).   Figure 6 provides an example of a WTP that performs a firmware   upgrade while in the Image Data state.  In this example, the WTP does   not already have the requested firmware (Image Identifier = x), and   downloads the image from the AC.Calhoun, et al.             Standards Track                   [Page 120]

RFC 5415             CAPWAP Protocol Specification            March 2009             WTP                                               AC                                Join Request         -------------------------------------------------------->                     Join Response (Image Identifier = x)         <------------------------------------------------------              Image Data Request (Image Identifier = x,                                  Initiate Download)         -------------------------------------------------------->           Image Data Response (Result Code = Success,                                Image Information = {size,hash})         <------------------------------------------------------                Image Data Request (Image Data = Data)         <------------------------------------------------------                Image Data Response (Result Code = Success)         -------------------------------------------------------->                                  .....                Image Data Request (Image Data = EOF)         <------------------------------------------------------                Image Data Response (Result Code = Success)         -------------------------------------------------------->                     (WTP enters the Reset State)                  Figure 6: WTP Firmware Download Case 1   Figure 7 provides an example in which the WTP has the image specified   by the AC in its non-volatile storage, but is not its current running   image.  In this case, the WTP opts to NOT download the firmware and   immediately reset to the requested image.Calhoun, et al.             Standards Track                   [Page 121]

RFC 5415             CAPWAP Protocol Specification            March 2009             WTP                                               AC                                Join Request         -------------------------------------------------------->                     Join Response (Image Identifier = x)         <------------------------------------------------------                     (WTP enters the Reset State)                  Figure 7: WTP Firmware Download Case 2   Figure 8 provides an example of a WTP that performs a firmware   upgrade while in the Run state.  This mode of firmware upgrade allows   the WTP to download its image while continuing to provide service.   The WTP will not automatically reset until it is notified by the AC,   with a Reset Request message.Calhoun, et al.             Standards Track                   [Page 122]

RFC 5415             CAPWAP Protocol Specification            March 2009             WTP                                               AC                Configuration Update Request (Image Identifier = x)         <------------------------------------------------------            Configuration Update Response (Result Code = Success)         -------------------------------------------------------->              Image Data Request (Image Identifier = x,                                  Initiate Download)         -------------------------------------------------------->              Image Data Response (Result Code = Success,                                   Image Information = {size,hash})         <------------------------------------------------------                Image Data Request (Image Data = Data)         <------------------------------------------------------                Image Data Response (Result Code = Success)         -------------------------------------------------------->                                  .....                Image Data Request (Image Data = EOF)         <------------------------------------------------------                Image Data Response (Result Code = Success)         -------------------------------------------------------->                                  .....                (administratively requested reboot request)                   Reset Request (Image Identifier = x)         <------------------------------------------------------                  Reset Response (Result Code = Success)         -------------------------------------------------------->                  Figure 8: WTP Firmware Download Case 3   Figure 9 provides another example of the firmware download while in   the Run state.  In this example, the WTP already has the image   specified by the AC in its non-volatile storage.  The WTP opts to NOT   download the firmware.  The WTP resets upon receipt of a Reset   Request message from the AC.Calhoun, et al.             Standards Track                   [Page 123]

RFC 5415             CAPWAP Protocol Specification            March 2009             WTP                                               AC             Configuration Update Request (Image Identifier = x)         <------------------------------------------------------      Configuration Update Response (Result Code = Already Have Image)         -------------------------------------------------------->                                  .....                (administratively requested reboot request)                   Reset Request (Image Identifier = x)         <------------------------------------------------------                  Reset Response (Result Code = Success)         -------------------------------------------------------->                  Figure 9: WTP Firmware Download Case 49.1.1.  Image Data Request   The Image Data Request message is used to update firmware on the WTP.   This message and its companion Response message are used by the AC to   ensure that the image being run on each WTP is appropriate.   Image Data Request messages are exchanged between the WTP and the AC   to download a new firmware image to the WTP.  When a WTP or AC   receives an Image Data Request message, it responds with an Image   Data Response message.  The message elements contained within the   Image Data Request message are required to determine the intent of   the request.   The decision that new firmware is to be downloaded to the WTP can   occur in one of two ways:      When the WTP joins the AC, the Join Response message includes the      Image Identifier message element, which informs the WTP of the      firmware it is expected to run.  If the WTP does not currently      have the requested firmware version, it transmits an Image Data      Request message, with the appropriate Image Identifier message      element.  If the WTP already has the requested firmware in its      non-volatile flash, but is not its currently running image, it      simply resets to run the proper firmware.      Once the WTP is in the Run state, it is possible for the AC to      cause the WTP to initiate a firmware download by sending a      Configuration Update Request message with the Image Identifier      message elements.  This will cause the WTP to transmit an ImageCalhoun, et al.             Standards Track                   [Page 124]

RFC 5415             CAPWAP Protocol Specification            March 2009      Data Request with the Image Identifier and the Initiate Download      message elements.  Note that when the firmware is downloaded in      this way, the WTP does not automatically reset after the download      is complete.  The WTP will only reset when it receives a Reset      Request message from the AC.  If the WTP already had the requested      firmware version in its non-volatile storage, the WTP does not      transmit the Image Data Request message and responds with a      Configuration Update Response message with the Result Code set to      Image Already Present.   Regardless of how the download was initiated, once the AC receives an   Image Data Request message with the Image Identifier message element,   it begins the transfer process by transmitting an Image Data Request   message that includes the Image Data message element.  This continues   until the firmware image has been transferred.   The Image Data Request message is sent by the WTP or the AC when in   the Image Data or Run state.   The following message elements MAY be included in the Image Data   Request message:   o  CAPWAP Transport Protocol, seeSection 4.6.14   o  Image Data, seeSection 4.6.26   o  Vendor Specific Payload, seeSection 4.6.39   The following message elements MAY be included in the Image Data   Request message when sent by the WTP:   o  Image Identifier, seeSection 4.6.27   o  Initiate Download, seeSection 4.6.299.1.2.  Image Data Response   The Image Data Response message acknowledges the Image Data Request   message.   An Image Data Response message is sent in response to a received   Image Data Request message.  Its purpose is to acknowledge the   receipt of the Image Data Request message.  The Result Code is   included to indicate whether a previously sent Image Data Request   message was invalid.   The Image Data Response message is sent by the WTP or the AC when in   the Image Data or Run state.Calhoun, et al.             Standards Track                   [Page 125]

RFC 5415             CAPWAP Protocol Specification            March 2009   The following message element MUST be included in the Image Data   Response message:   o  Result Code, seeSection 4.6.35   The following message element MAY be included in the Image Data   Response message:   o  Vendor Specific Payload, seeSection 4.6.39   The following message element MAY be included in the Image Data   Response message when sent by the AC:   o  Image Information, seeSection 4.6.28   Upon receiving an Image Data Response message indicating an error,   the WTP MAY retransmit a previous Image Data Request message, or   abandon the firmware download to the WTP by transitioning to the   Reset state.9.2.  Reset Request   The Reset Request message is used to cause a WTP to reboot.   A Reset Request message is sent by an AC to cause a WTP to   reinitialize its operation.  If the AC includes the Image Identifier   message element (seeSection 4.6.27), it indicates to the WTP that it   SHOULD use that version of software upon reboot.   The Reset Request is sent by the AC when in the Run state.  The WTP   does not transmit this message.   The following message element MUST be included in the Reset Request   message:   o  Image Identifier, seeSection 4.6.27   The following message element MAY be included in the Reset Request   message:   o  Vendor Specific Payload, seeSection 4.6.39   When a WTP receives a Reset Request message, it responds with a Reset   Response message indicating success and then reinitializes itself.   If the WTP is unable to write to its non-volatile storage, to ensure   that it runs the requested software version indicated in the Image   Identifier message element, it MAY send the appropriate Result Code   message element, but MUST reboot.  If the WTP is unable to reset,Calhoun, et al.             Standards Track                   [Page 126]

RFC 5415             CAPWAP Protocol Specification            March 2009   including a hardware reset, it sends a Reset Response message to the   AC with a Result Code message element indicating failure.  The AC no   longer provides service to the WTP.9.3.  Reset Response   The Reset Response message acknowledges the Reset Request message.   A Reset Response message is sent by the WTP after receiving a Reset   Request message.   The Reset Response is sent by the WTP when in the Run state.  The AC   does not transmit this message.   The following message elements MAY be included in the Reset Response   message.   o  Result Code, seeSection 4.6.35   o  Vendor Specific Payload, seeSection 4.6.39   When an AC receives a successful Reset Response message, it is   notified that the WTP will reinitialize its operation.  An AC that   receives a Reset Response message indicating failure may opt to no   longer provide service to the WTP.9.4.  WTP Event Request   The WTP Event Request message is used by a WTP to send information to   its AC.  The WTP Event Request message MAY be sent periodically, or   sent in response to an asynchronous event on the WTP.  For example, a   WTP MAY collect statistics and use the WTP Event Request message to   transmit the statistics to the AC.   When an AC receives a WTP Event Request message it will respond with   a WTP Event Response message.   The presence of the Delete Station message element is used by the WTP   to inform the AC that it is no longer providing service to the   station.  This could be the result of an Idle Timeout (seeSection 4.6.24), due to resource shortages, or some other reason.   The WTP Event Request message is sent by the WTP when in the Run   state.  The AC does not transmit this message.Calhoun, et al.             Standards Track                   [Page 127]

RFC 5415             CAPWAP Protocol Specification            March 2009   The WTP Event Request message MUST contain one of the message   elements listed below, or a message element that is defined for a   specific wireless technology.  More than one of each message element   listed MAY be included in the WTP Event Request message.   o  Decryption Error Report, seeSection 4.6.17   o  Duplicate IPv4 Address, seeSection 4.6.22   o  Duplicate IPv6 Address, seeSection 4.6.23   o  WTP Radio Statistics, seeSection 4.6.46   o  WTP Reboot Statistics, seeSection 4.6.47   o  Delete Station, seeSection 4.6.20   o  Vendor Specific Payload, seeSection 4.6.399.5.  WTP Event Response   The WTP Event Response message acknowledges receipt of the WTP Event   Request message.   A WTP Event Response message is sent by an AC after receiving a WTP   Event Request message.   The WTP Event Response message is sent by the AC when in the Run   state.  The WTP does not transmit this message.   The following message element MAY be included in the WTP Event   Response message:   o  Vendor Specific Payload, seeSection 4.6.399.6.  Data Transfer   This section describes the data transfer procedures used by the   CAPWAP protocol.  The data transfer mechanism is used to upload   information available at the WTP to the AC, such as crash or debug   information.  The data transfer messages can only be exchanged while   in the Run state.   Figure 10 provides an example of an AC that requests that the WTP   transfer its latest crash file.  Once the WTP acknowledges that it   has information to send, via the Data Transfer Response, it transmits   its own Data Transfer Request.  Upon receipt, the AC responds with aCalhoun, et al.             Standards Track                   [Page 128]

RFC 5415             CAPWAP Protocol Specification            March 2009   Data Transfer Response, and the exchange continues until the WTP   transmits a Data Transfer Data message element that indicates an End   of File (EOF).             WTP                                               AC           Data Transfer Request (Data Transfer Mode = Crash Data)         <------------------------------------------------------              Data Transfer Response (Result Code = Success)         -------------------------------------------------------->              Data Transfer Request (Data Transfer Data = Data)         -------------------------------------------------------->              Data Transfer Response (Result Code = Success)         <------------------------------------------------------                                  .....                Data Transfer Request (Data Transfer Data = EOF)         -------------------------------------------------------->              Data Transfer Response (Result Code = Success)         <------------------------------------------------------                    Figure 10: WTP Data Transfer Case 1   Figure 11 provides an example of an AC that requests that the WTP   transfer its latest crash file.  However, in this example, the WTP   does not have any crash information to send, and therefore sends a   Data Transfer Response with a Result Code indicating the error.            WTP                                               AC          Data Transfer Request (Data Transfer Mode = Crash Data)        <------------------------------------------------------             Data Transfer Response (Result Code = Data Transfer                                     Error (No Information to Transfer))        -------------------------------------------------------->                    Figure 11: WTP Data Transfer Case 2Calhoun, et al.             Standards Track                   [Page 129]

RFC 5415             CAPWAP Protocol Specification            March 20099.6.1.  Data Transfer Request   The Data Transfer Request message is used to deliver debug   information from the WTP to the AC.   The Data Transfer Request messages can be sent either by the AC or   the WTP.  When sent by the AC, it is used to request that data be   transmitted from the WTP to the AC, and includes the Data Transfer   Mode message element, which specifies the information desired by the   AC.  The Data Transfer Request is sent by the WTP in order to   transfer actual data to the AC, through the Data Transfer Data   message element.   Given that the CAPWAP protocol minimizes the need for WTPs to be   directly managed, the Data Transfer Request is an important   troubleshooting tool used by the AC to retrieve information that may   be available on the WTP.  For instance, some WTP implementations may   store crash information to help manufacturers identify software   faults.  The Data Transfer Request message can be used to send such   information from the WTP to the AC.  Another possible use would be to   allow a remote debugger function in the WTP to use the Data Transfer   Request message to send console output to the AC for debugging   purposes.   When the WTP or AC receives a Data Transfer Request message, it   responds to the WTP with a Data Transfer Response message.  The AC   MAY log the information received through the Data Transfer Data   message element.   The Data Transfer Request message is sent by the WTP or AC when in   the Run state.   When sent by the AC, the Data Transfer Request message MUST contain   the following message element:   o  Data Transfer Mode, seeSection 4.6.16   When sent by the WTP, the Data Transfer Request message MUST contain   the following message element:   o  Data Transfer Data, seeSection 4.6.15   Regardless of whether the Data Transfer Request is sent by the AC or   WTP, the following message element MAY be included in the Data   Transfer Request message:   o  Vendor Specific Payload, seeSection 4.6.39Calhoun, et al.             Standards Track                   [Page 130]

RFC 5415             CAPWAP Protocol Specification            March 20099.6.2.  Data Transfer Response   The Data Transfer Response message acknowledges the Data Transfer   Request message.   A Data Transfer Response message is sent in response to a received   Data Transfer Request message.  Its purpose is to acknowledge receipt   of the Data Transfer Request message.  When sent by the WTP, the   Result Code message element is used to indicate whether the data   transfer requested by the AC can be completed.  When sent by the AC,   the Result Code message element is used to indicate receipt of the   data transferred in the Data Transfer Request message.   The Data Transfer Response message is sent by the WTP or AC when in   the Run state.   The following message element MUST be included in the Data Transfer   Response message:   o  Result Code, seeSection 4.6.35   The following message element MAY be included in the Data Transfer   Response message:   o  Vendor Specific Payload, seeSection 4.6.39   Upon receipt of a Data Transfer Response message, the WTP transmits   more information, if more information is available.10.  Station Session Management   Messages in this section are used by the AC to create, modify, or   delete station session state on the WTPs.10.1.  Station Configuration Request   The Station Configuration Request message is used to create, modify,   or delete station session state on a WTP.  The message is sent by the   AC to the WTP, and MAY contain one or more message elements.  The   message elements for this CAPWAP Control message include information   that is generally highly technology specific.  Refer to the   appropriate binding document for definitions of the messages elements   that are included in this control message.   The Station Configuration Request message is sent by the AC when in   the Run state.  The WTP does not transmit this message.Calhoun, et al.             Standards Track                   [Page 131]

RFC 5415             CAPWAP Protocol Specification            March 2009   The following CAPWAP Control message elements MAY be included in the   Station Configuration Request message.  More than one of each message   element listed MAY be included in the Station Configuration Request   message:   o  Add Station, seeSection 4.6.8   o  Delete Station, seeSection 4.6.20   o  Vendor Specific Payload, seeSection 4.6.3910.2.  Station Configuration Response   The Station Configuration Response message is used to acknowledge a   previously received Station Configuration Request message.   The Station Configuration Response message is sent by the WTP when in   the Run state.  The AC does not transmit this message.   The following message element MUST be present in the Station   Configuration Response message:   o  Result Code, seeSection 4.6.35   The following message element MAY be included in the Station   Configuration Response message:   o  Vendor Specific Payload, seeSection 4.6.39   The Result Code message element indicates that the requested   configuration was successfully applied, or that an error related to   processing of the Station Configuration Request message occurred on   the WTP.11.  NAT Considerations   There are three specific situations in which a NAT deployment may be   used in conjunction with a CAPWAP-enabled deployment.  The first   consists of a configuration in which a single WTP is behind a NAT   system.  Since all communication is initiated by the WTP, and all   communication is performed over IP using two UDP ports, the protocol   easily traverses NAT systems in this configuration.   In the second case, two or more WTPs are deployed behind the same NAT   system.  Here, the AC would receive multiple connection requests from   the same IP address, and therefore cannot use the WTP's IP address   alone to bind the CAPWAP Control and Data channel.  The CAPWAP Data   Check state, which establishes the data plane connection andCalhoun, et al.             Standards Track                   [Page 132]

RFC 5415             CAPWAP Protocol Specification            March 2009   communicates the CAPWAP Data Channel Keep-Alive, includes the Session   Identifier message element, which is used to bind the control and   data plane.  Use of the Session Identifier message element enables   the AC to match the control and data plane flows from multiple WTPs   behind the same NAT system (multiple WTPs sharing the same IP   address).  CAPWAP implementations MUST also use DTLS session   information on any encrypted CAPWAP channel to validate the source of   both the control and data plane, as described inSection 12.2.   In the third configuration, the AC is deployed behind a NAT.  In this   case, the AC is not reachable by the WTP unless a specific rule has   been configured on the NAT to translate the address and redirect   CAPWAP messages to the AC.  This deployment presents two issues.   First, an AC communicates its interfaces and corresponding WTP load   using the CAPWAP Control IPv4 Address and CAPWAP Control IPv6 Address   message elements.  This message element is mandatory, but contains IP   addresses that are only valid in the private address space used by   the AC, which is not reachable by the WTP.  The WTP MUST NOT utilize   the information in these message elements if it detects a NAT (as   described in the CAPWAP Transport Protocol message element inSection 4.6.14).  Second, since the addresses cannot be used by the   WTP, this effectively disables the load-balancing capabilities (seeSection 6.1) of the CAPWAP protocol.  Alternatively, the AC could   have a configured NAT'ed address, which it would include in either of   the two control address message elements, and the NAT would need to   be configured accordingly.   In order for a CAPWAP WTP or AC to detect whether a middlebox is   present, both the Join Request (seeSection 6.1) and the Join   Response (seeSection 6.2) include either the CAPWAP Local IPv4   Address (seeSection 4.6.11) or the CAPWAP Local IPv6 Address (seeSection 4.6.12) message element.  Upon receiving one of these   messages, if the packet's source IP address differs from the address   found in either one of these message elements, it indicates that a   middlebox is present.   In order for CAPWAP to be compatible with potential middleboxes in   the network, CAPWAP implementations MUST send return traffic from the   same port on which it received traffic from a given peer.  Further,   any unsolicited requests generated by a CAPWAP node MUST be sent on   the same port.   Note that this middlebox detection technique is not foolproof.  If   the public IP address assigned to the NAT is identical to the private   IP address used by the AC, detection by the WTP would fail.  This   failure can lead to various protocol errors, so it is therefore   necessary for deployments to ensure that the NAT's IP address is not   the same as the ACs.Calhoun, et al.             Standards Track                   [Page 133]

RFC 5415             CAPWAP Protocol Specification            March 2009   The CAPWAP protocol allows for all of the AC identities supporting a   group of WTPs to be communicated through the AC List message element.   This feature MUST be ignored by the WTP when it detects the AC is   behind a middlebox.   The CAPWAP protocol allows an AC to configure a static IP address on   a WTP using the WTP Static IP Address Information message element.   This message element SHOULD NOT be used in NAT'ed environments,   unless the administrator is familiar with the internal IP addressing   scheme within the WTP's private network, and does not rely on the   public address seen by the AC.   When a WTP detects the duplicate address condition, it generates a   message to the AC, which includes the Duplicate IP Address message   element.  The IP address embedded within this message element is   different from the public IP address seen by the AC.12.  Security Considerations   This section describes security considerations for the CAPWAP   protocol.  It also provides security recommendations for protocols   used in conjunction with CAPWAP.12.1.  CAPWAP Security   As it is currently specified, the CAPWAP protocol sits between the   security mechanisms specified by the wireless link layer protocol   (e.g., IEEE 802.11i) and Authentication, Authorization, and   Accounting (AAA).  One goal of CAPWAP is to bootstrap trust between   the STA and WTP using a series of preestablished trust relationships:         STA            WTP           AC            AAA         ==============================================                            DTLS Cred     AAA Cred                         <------------><------------->                         EAP Credential          <------------------------------------------>           wireless link layer           (e.g., 802.11 PTK)          <--------------> or          <--------------------------->              (derived)                       Figure 12: STA Session SetupCalhoun, et al.             Standards Track                   [Page 134]

RFC 5415             CAPWAP Protocol Specification            March 2009   Within CAPWAP, DTLS is used to secure the link between the WTP and   AC.  In addition to securing control messages, it's also a link in   this chain of trust for establishing link layer keys.  Consequently,   much rests on the security of DTLS.   In some CAPWAP deployment scenarios, there are two channels between   the WTP and AC: the control channel, carrying CAPWAP Control   messages, and the data channel, over which client data packets are   tunneled between the AC and WTP.  Typically, the control channel is   secured by DTLS, while the data channel is not.   The use of parallel protected and unprotected channels deserves   special consideration, but does not create a threat.  There are two   potential concerns: attempting to convert protected data into   unprotected data and attempting to convert un-protected data into   protected data.  These concerns are addressed below.12.1.1.  Converting Protected Data into Unprotected Data   Since CAPWAP does not support authentication-only ciphers (i.e., all   supported ciphersuites include encryption and authentication), it is   not possible to convert protected data into unprotected data.  Since   encrypted data is (ideally) indistinguishable from random data, the   probability of an encrypted packet passing for a well-formed packet   is effectively zero.12.1.2.  Converting Unprotected Data into Protected Data (Insertion)   The use of message authentication makes it impossible for the   attacker to forge protected records.  This makes conversion of   unprotected records to protected records impossible.12.1.3.  Deletion of Protected Records   An attacker could remove protected records from the stream, though   not undetectably so, due the built-in reliability of the underlying   CAPWAP protocol.  In the worst case, the attacker would remove the   same record repeatedly, resulting in a CAPWAP session timeout and   restart.  This is effectively a DoS attack, and could be accomplished   by a man in the middle regardless of the CAPWAP protocol security   mechanisms chosen.12.1.4.   Insertion of Unprotected Records   An attacker could inject packets into the unprotected channel, but   this may become evident if sequence number desynchronization occurs   as a result.  Only if the attacker is a man in the middle (MITM) canCalhoun, et al.             Standards Track                   [Page 135]

RFC 5415             CAPWAP Protocol Specification            March 2009   packets be inserted undetectably.  This is a consequence of that   channel's lack of protection, and not a new threat resulting from the   CAPWAP security mechanism.12.1.5.  Use of MD5   The Image Information message element (Section 4.6.28) makes use of   MD5 to compute the hash field.  The authenticity and integrity of the   image file is protected by DTLS, and in this context, MD5 is not used   as a cryptographically secure hash, but just as a basic checksum.   Therefore, the use of MD5 is not considered a security vulnerability,   and no mechanisms for algorithm agility are provided.12.1.6.  CAPWAP FragmentationRFC 4963 [RFC4963] describes a possible security vulnerability where   a malicious entity can "corrupt" a flow by injecting fragments.  By   sending "high" fragments (those with offset greater than zero) with a   forged source address, the attacker can deliberately cause   corruption.  The use of DTLS on the CAPWAP Data channel can be used   to avoid this possible vulnerability.12.2.  Session ID Security   Since DTLS does not export a unique session identifier, there can be   no explicit protocol binding between the DTLS layer and CAPWAP layer.   As a result, implementations MUST provide a mechanism for performing   this binding.  For example, an AC MUST NOT associate decrypted DTLS   control packets with a particular WTP session based solely on the   Session ID in the packet header.  Instead, identification should be   done based on which DTLS session decrypted the packet.  Otherwise,   one authenticated WTP could spoof another authenticated WTP by   altering the Session ID in the encrypted CAPWAP Header.   It should be noted that when the CAPWAP Data channel is unencrypted,   the WTP Session ID is exposed and possibly known to adversaries and   other WTPs.  This would allow the forgery of the source of data-   channel traffic.  This, however, should not be a surprise for   unencrypted data channels.  When the data channel is encrypted, the   Session ID is not exposed, and therefore can safely be used to   associate a data and control channel.  The 128-bit length of the   Session ID mitigates online guessing attacks where an adversarial,   authenticated WTP tries to correlate his own data channel with   another WTP's control channel.  Note that for encrypted data   channels, the Session ID should only be used for correlation for the   first packet immediately after the initial DTLS handshake.  Future   correlation should instead be done via identification of a packet's   DTLS session.Calhoun, et al.             Standards Track                   [Page 136]

RFC 5415             CAPWAP Protocol Specification            March 200912.3.  Discovery or DTLS Setup Attacks   Since the Discovery Request messages are sent in the clear, it is   important that AC implementations NOT assume that receiving a   Discovery Request message from a WTP implies that the WTP has   rebooted, and consequently tear down any active DTLS sessions.   Discovery Request messages can easily be spoofed by malicious   devices, so it is important that the AC maintain two separate sets of   states for the WTP until the DTLSSessionEstablished notification is   received, indicating that the WTP was authenticated.  Once a new DTLS   session is successfully established, any state referring to the old   session can be cleared.   Similarly, when the AC is entering the DTLS Setup phase, it SHOULD   NOT assume that the WTP has reset, and therefore should not discard   active state until the DTLS session has been successfully   established.  While the HelloVerifyRequest provides some protection   against denial-of-service (DoS) attacks on the AC, an adversary   capable of receiving packets at a valid address (or a malfunctioning   or misconfigured WTP) may repeatedly attempt DTLS handshakes with the   AC, potentially creating a resource shortage.  If either the   FailedDTLSSessionCount or the FailedDTLSAuthFailCount counter reaches   the value of MaxFailedDTLSSessionRetry variable (seeSection 4.8),   implementations MAY choose to rate-limit new DTLS handshakes for some   period of time.  It is RECOMMENDED that implementations choosing to   implement rate-limiting use a random discard technique, rather than   mimicking the WTP's sulking behavior.  This will ensure that messages   from valid WTPs will have some probability of eliciting a response,   even in the face of a significant DoS attack.   Some CAPWAP implementations may wish to restrict the DTLS setup   process to only those peers that have been configured in the access   control list, authorizing only those clients to initiate a DTLS   handshake.  Note that the impact of this on mitigating denial-of-   service attacks against the DTLS layer is minimal, because DTLS   already uses client-side cookies to minimize processor consumption   attacks.12.4.  Interference with a DTLS Session   If a WTP or AC repeatedly receives packets that fail DTLS   authentication or decryption, this could indicate a DTLS   desynchronization between the AC and WTP, a link prone to   undetectable bit errors, or an attacker trying to disrupt a DTLS   session.Calhoun, et al.             Standards Track                   [Page 137]

RFC 5415             CAPWAP Protocol Specification            March 2009   In the state machine (section 2.3), transitions to the DTLS Tear Down   (TD) state can be triggered by frequently receiving DTLS packets with   authentication or decryption errors.  The threshold or technique for   deciding when to move to the tear down state should be chosen   carefully.  Being able to easily transition to DTLS TD allows easy   detection of malfunctioning devices, but allows for denial-of-service   attacks.  Making it difficult to transition to DTLS TD prevents   denial-of-service attacks, but makes it more difficult to detect and   reset a malfunctioning session.  Implementers should set this policy   with care.12.5.  CAPWAP Pre-Provisioning   In order for CAPWAP to establish a secure communication with a peer,   some level of pre-provisioning on both the WTP and AC is necessary.   This section will detail the minimal number of configuration   parameters.   When using pre-shared keys, it is necessary to configure the pre-   shared key for each possible peer with which a DTLS session may be   established.  To support this mode of operation, one or more entries   of the following table may be configured on either the AC or WTP:   o  Identity: The identity of the peering AC or WTP.  This format MAY      be in the form of either an IP address or host name (the latter of      which needs to be resolved to an IP address using DNS).   o  Key: The pre-shared key for use with the peer when establishing      the DTLS session (seeSection 12.6 for more information).   o  PSK Identity: Identity hint associated with the provisioned key      (seeSection 2.4.4.4 for more information).   When using certificates, the following items need to be pre-   provisioned:   o  Device Certificate: The local device's certificate (seeSection 12.7 for more information).   o  Trust Anchor: Trusted root certificate chain used to validate any      certificate received from CAPWAP peers.  Note that one or more      root certificates MAY be configured on a given device.   Regardless of the authentication method, the following item needs to   be pre-provisioned:Calhoun, et al.             Standards Track                   [Page 138]

RFC 5415             CAPWAP Protocol Specification            March 2009   o  Access Control List: The access control list table contains the      identities of one or more CAPWAP peers, along with a rule.  The      rule is used to determine whether communication with the peer is      permitted (seeSection 2.4.4.3 for more information).12.6.  Use of Pre-Shared Keys in CAPWAP   While use of pre-shared keys may provide deployment and provisioning   advantages not found in public-key-based deployments, it also   introduces a number of operational and security concerns.  In   particular, because the keys must typically be entered manually, it   is common for people to base them on memorable words or phrases.   These are referred to as "low entropy passwords/passphrases".   Use of low-entropy pre-shared keys, coupled with the fact that the   keys are often not frequently updated, tends to significantly   increase exposure.  For these reasons, the following recommendations   are made:   o  When DTLS is used with a pre-shared key (PSK) ciphersuite, each      WTP SHOULD have a unique PSK.  Since WTPs will likely be widely      deployed, their physical security is not guaranteed.  If PSKs are      not unique for each WTP, key reuse would allow the compromise of      one WTP to result in the compromise of others.   o  Generating PSKs from low entropy passwords is NOT RECOMMENDED.   o  It is RECOMMENDED that implementations that allow the      administrator to manually configure the PSK also provide a      capability for generation of new random PSKs, takingRFC 4086      [RFC4086] into account.   o  Pre-shared keys SHOULD be periodically updated.  Implementations      MAY facilitate this by providing an administrative interface for      automatic key generation and periodic update, or it MAY be      accomplished manually instead.   Every pairwise combination of WTP and AC on the network SHOULD have a   unique PSK.  This prevents the domino effect (see "Guidance for   Authentication, Authorization, and Accounting (AAA) Key Management"   [RFC4962]).  If PSKs are tied to specific WTPs, then knowledge of the   PSK implies a binding to a specified identity that can be authorized.   If PSKs are shared, this binding between device and identity is no   longer possible.  Compromise of one WTP can yield compromise of   another WTP, violating the CAPWAP security hierarchy.  Consequently,   sharing keys between WTPs is NOT RECOMMENDED.Calhoun, et al.             Standards Track                   [Page 139]

RFC 5415             CAPWAP Protocol Specification            March 200912.7.  Use of Certificates in CAPWAP   For public-key-based DTLS deployments, each device SHOULD have unique   credentials, with an extended key usage authorizing the device to act   as either a WTP or AC.  If devices do not have unique credentials, it   is possible that by compromising one device, any other device using   the same credential may also be considered to be compromised.   Certificate validation involves checking a large variety of things.   Since the necessary things to validate are often environment-   specific, many are beyond the scope of this document.  In this   section, we provide some basic guidance on certificate validation.   Each device is responsible for authenticating and authorizing devices   with which they communicate.  Authentication entails validation of   the chain of trust leading to the peer certificate, followed by the   peer certificate itself.  Implementations SHOULD also provide a   secure method for verifying that the credential in question has not   been revoked.   Note that if the WTP relies on the AC for network connectivity (e.g.,   the AC is a Layer 2 switch to which the WTP is directly connected),   the WTP may not be able to contact an Online Certificate Status   Protocol (OCSP) server or otherwise obtain an up-to-date Certificate   Revocation List (CRL) if a compromised AC doesn't explicitly permit   this.  This cannot be avoided, except through effective physical   security and monitoring measures at the AC.   Proper validation of certificates typically requires checking to   ensure the certificate has not yet expired.  If devices have a real-   time clock, they SHOULD verify the certificate validity dates.  If no   real-time clock is available, the device SHOULD make a best-effort   attempt to validate the certificate validity dates through other   means.  Failure to check a certificate's temporal validity can make a   device vulnerable to man-in-the-middle attacks launched using   compromised, expired certificates, and therefore devices should make   every effort to perform this validation.12.8.  Use of MAC Address in CN Field   The CAPWAP protocol is an evolution of an existing protocol [LWAPP],   which is implemented on a large number of already deployed ACs and   WTPs.  Every one of these devices has an existing X.509 certificate,   which is provisioned at the time of manufacturing.  These X.509   certificates use the device's MAC address in the Common Name (CN)   field.  It is well understood that encoding the MAC address in the CN   field is less than optimal, and using the SubjectAltName field would   be preferable.  However, at the time of publication, there is no URNCalhoun, et al.             Standards Track                   [Page 140]

RFC 5415             CAPWAP Protocol Specification            March 2009   specification that allows for the MAC address to be used in the   SubjectAltName field.  As such a specification is published by the   IETF, future versions of the CAPWAP protocol MAY require support for   the new URN scheme.12.9.  AAA Security   The AAA protocol is used to distribute Extensible Authentication   Protocol (EAP) keys to the ACs, and consequently its security is   important to the overall system security.  When used with Transport   Layer Security (TLS) or IPsec, security guidelines specified inRFC3539 [RFC3539] SHOULD be followed.   In general, the link between the AC and AAA server SHOULD be secured   using a strong ciphersuite keyed with mutually authenticated session   keys.  Implementations SHOULD NOT rely solely on Basic RADIUS shared   secret authentication as it is often vulnerable to dictionary   attacks, but rather SHOULD use stronger underlying security   mechanisms.12.10.  WTP Firmware   The CAPWAP protocol defines a mechanism by which the AC downloads new   firmware to the WTP.  During the session establishment process, the   WTP provides information about its current firmware to the AC.  The   AC then decides whether the WTP's firmware needs to be updated.  It   is important to note that the CAPWAP specification makes the explicit   assumption that the WTP is providing the correct firmware version to   the AC, and is therefore not lying.  Further, during the firmware   download process, the CAPWAP protocol does not provide any mechanisms   to recognize whether the WTP is actually storing the firmware for   future use.13.  Operational Considerations   The CAPWAP protocol assumes that it is the only configuration   interface to the WTP to configure parameters that are specified in   the CAPWAP specifications.  While the use of a separate management   protocol MAY be used for the purposes of monitoring the WTP directly,   configuring the WTP through a separate management interface is not   recommended.  Configuring the WTP through a separate protocol, such   as via a command line interface (CLI) or Simple Network Management   Protocol (SNMP), could lead to the AC state being out of sync with   the WTP.Calhoun, et al.             Standards Track                   [Page 141]

RFC 5415             CAPWAP Protocol Specification            March 2009   The CAPWAP protocol does not deal with the management of the ACs.   The AC is assumed to be configured through some separate management   interface, which could be via a proprietary CLI, SNMP, Network   Configuration Protocol (NETCONF), or some other management protocol.   The CAPWAP protocol's control channel is fairly lightweight from a   traffic perspective.  Once the WTP has been configured, the WTP sends   periodic statistics.  Further, the specification calls for a keep-   alive packet to be sent on the protocol's data channel to make sure   that any possible middleboxes (e.g., NAT) maintain their UDP state.   The overhead associated with the control and data channel is not   expected to impact network traffic.  That said, the CAPWAP protocol   does allow for the frequency of these packets to be modified through   the DataChannelKeepAlive and StatisticsTimer (seeSection 4.7.2 andSection 4.7.14, respectively).14.  Transport Considerations   The CAPWAP WG carefully considered the congestion control   requirements of the CAPWAP protocol, both for the CAPWAP Control and   Data channels.   CAPWAP specifies a single-threaded command/response protocol to be   used on the control channel, and we have specified that an   exponential back-off algorithm should be used when commands are   retransmitted.  When CAPWAP runs in its default mode (Local MAC), the   control channel is the only CAPWAP channel.   However, CAPWAP can also be run in Split MAC mode, in which case   there will be a DTLS-encrypted data channel between each WTP and the   AC.  The WG discussed various options for providing congestion   control on this channel.  However, due to performance problems with   TCP when it is run over another congestion control mechanism and the   fact that the vast majority of traffic run over the CAPWAP Data   channel is likely to be congestion-controlled IP traffic, the CAPWAP   WG felt that specifying a congestion control mechanism for the CAPWAP   Data channel would be more likely to cause problems than to resolve   any.   Because there is no congestion control mechanism specified for the   CAPWAP Data channel, it is RECOMMENDED that non-congestion-controlled   traffic not be tunneled over CAPWAP.  When a significant amount of   non-congestion-controlled traffic is expected to be present on a   WLAN, the CAPWAP connection between the AC and the WTP for that LAN   should be configured to remain in Local MAC mode with Distribution   function at the WTP.Calhoun, et al.             Standards Track                   [Page 142]

RFC 5415             CAPWAP Protocol Specification            March 2009   The lock step nature of the CAPWAP protocol's control channel can   cause the firmware download process to take some time, depending upon   the round-trip time (RTT).  This is not expected to be a problem   since the CAPWAP protocol allows firmware to be downloaded while the   WTP provides service to wireless clients/devices.   It is necessary for the WTP and AC to configure their MTU based on   the capabilities of the path.  SeeSection 3.5 for more information.   The CAPWAP protocol mandates support of the Explicit Congestion   Notification (ECN) through a mode of operation named "limited   functionality option", detailed insection 9.1.1 of [RFC3168].   Future versions of the CAPWAP protocol should consider mandating   support for the "full functionality option".15.  IANA Considerations   This section details the actions that IANA has taken in preparation   for publication of the specification.  Numerous registries have been   created, and the contents, document action (see [RFC5226], and   registry format are all included below.  Note that in cases where bit   fields are referred to, the bit numbering is left to right, where the   leftmost bit is labeled as bit zero (0).   For future registration requests where an Expert Review is required,   a Designated Expert should be consulted, which is appointed by the   responsible IESG Area Director.  The intention is that any allocation   will be accompanied by a published RFC, but given that other SDOs may   want to create standards built on top of CAPWAP, a document the   Designated Expert can review is also acceptable.  IANA should allow   for allocation of values prior to documents being approved for   publication, so the Designated Expert can approve allocations once it   seems clear that publication will occur.  The Designated Expert will   post a request to the CAPWAP WG mailing list (or a successor   designated by the Area Director) for comment and review.  Before a   period of 30 days has passed, the Designated Expert will either   approve or deny the registration request and publish a notice of the   decision to the CAPWAP WG mailing list or its successor, as well as   informing IANA.  A denial notice must be justified by an explanation,   and in the cases where it is possible, concrete suggestions on how   the request can be modified so as to become acceptable should be   provided.15.1.  IPv4 Multicast Address   IANA has registered a new IPv4 multicast address called "capwap-ac"   from the Internetwork Control Block IPv4 multicast address registry;   seeSection 3.3.Calhoun, et al.             Standards Track                   [Page 143]

RFC 5415             CAPWAP Protocol Specification            March 200915.2.  IPv6 Multicast Address   IANA has registered a new organization local multicast address called   the "All ACs multicast address" in the Variable Scope IPv6 multicast   address registry; seeSection 3.3.15.3.  UDP Port   IANA registered two new UDP Ports, which are organization-local   multicast addresses, in the registered port numbers registry; seeSection 3.1.  The following values have been registered:   Keyword         Decimal    Description                  References   -------         -------    -----------                  ----------   capwap-control  5246/udp   CAPWAP Control Protocol      This Document   capwap-data     5247/udp   CAPWAP Data Protocol         This Document15.4.  CAPWAP Message Types   The Message Type field in the CAPWAP Header (seeSection 4.5.1.1) is   used to identify the operation performed by the message.  There are   multiple namespaces, which are identified via the first three octets   of the field containing the IANA Enterprise Number [RFC5226].   IANA maintains the CAPWAP Message Types registry for all message   types whose Enterprise Number is set to zero (0).  The namespace is 8   bits (0-255), where the value of zero (0) is reserved and must not be   assigned.  The values one (1) through 26 are allocated in this   specification, and can be found inSection 4.5.1.1.  Any new   assignments of a CAPWAP Message Type whose Enterprise Number is set   to zero (0) requires an Expert Review.  The registry maintained by   IANA has the following format:           CAPWAP Control Message           Message Type     Reference                                              Value15.5.  CAPWAP Header Flags   The Flags field in the CAPWAP Header (seeSection 4.3) is 9 bits in   length and is used to identify any special treatment related to the   message.  This specification defines bits zero (0) through five (5),   while bits six (6) through eight (8) are reserved.  There are   currently three unused, reserved bits that are managed by IANA and   whose assignment require an Expert Review.  IANA created the CAPWAP   Header Flags registry, whose format is:           Flag Field Name                   Bit Position    ReferenceCalhoun, et al.             Standards Track                   [Page 144]

RFC 5415             CAPWAP Protocol Specification            March 200915.6.  CAPWAP Control Message Flags   The Flags field in the CAPWAP Control Message header (seeSection 4.5.1.4) is used to identify any special treatment related to   the control message.  There are currently eight (8) unused, reserved   bits.  The assignment of these bits is managed by IANA and requires   an Expert Review.  IANA created the CAPWAP Control Message Flags   registry, whose format is:           Flag Field Name                   Bit Position    Reference15.7.  CAPWAP Message Element Type   The Type field in the CAPWAP Message Element header (seeSection 4.6)   is used to identify the data being transported.  The namespace is 16   bits (0-65535), where the value of zero (0) is reserved and must not   be assigned.  The values one (1) through 53 are allocated in this   specification, and can be found inSection 4.5.1.1.   The 16-bit namespace is further divided into blocks of addresses that   are reserved for specific CAPWAP wireless bindings.  The following   blocks are reserved:         CAPWAP Protocol Message Elements                   1 - 1023         IEEE 802.11 Message Elements                    1024 - 2047         EPCGlobal Message Elements                      3072 - 4095   This namespace is managed by IANA and assignments require an Expert   Review.  IANA created the CAPWAP Message Element Type registry, whose   format is:           CAPWAP Message Element           Type Value       Reference15.8.  CAPWAP Wireless Binding Identifiers   The Wireless Binding Identifier (WBID) field in the CAPWAP Header   (seeSection 4.3) is used to identify the wireless technology   associated with the packet.  This specification allocates the values   one (1) and three (3).  Due to the limited address space available, a   new WBID request requires Expert Review.  IANA created the CAPWAP   Wireless Binding Identifier registry, whose format is:           CAPWAP Wireless Binding Identifier  Type Value      ReferenceCalhoun, et al.             Standards Track                   [Page 145]

RFC 5415             CAPWAP Protocol Specification            March 200915.9.  AC Security Types   The Security field in the AC Descriptor message element (seeSection 4.6.1) is 8 bits in length and is used to identify the   authentication methods available on the AC.  This specification   defines bits five (5) and six (6), while bits zero (0) through four   (4) as well as bit seven (7) are reserved and unused.  These reserved   bits are managed by IANA and assignment requires Standards Action.   IANA created the AC Security Types registry, whose format is:           AC Security Type                  Bit Position    Reference15.10.  AC DTLS Policy   The DTLS Policy field in the AC Descriptor message element (seeSection 4.6.1) is 8 bits in length and is used to identify whether   the CAPWAP Data Channel is to be secured.  This specification defines   bits five (5) and six (6), while bits zero (0) through four (4) as   well as bit seven (7) are reserved and unused.  These reserved bits   are managed by IANA and assignment requires Standards Action.  IANA   created the AC DTLS Policy registry, whose format is:           AC DTLS Policy                    Bit Position    Reference15.11.  AC Information Type   The Information Type field in the AC Descriptor message element (seeSection 4.6.1) is used to represent information about the AC.  The   namespace is 16 bits (0-65535), where the value of zero (0) is   reserved and must not be assigned.  This field, combined with the AC   Information Vendor ID, allows vendors to use a private namespace.   This specification defines the AC Information Type namespace when the   AC Information Vendor ID is set to zero (0), for which the values   four (4) and five (5) are allocated in this specification, and can be   found inSection 4.6.1.  This namespace is managed by IANA and   assignments require an Expert Review.  IANA created the AC   Information Type registry, whose format is:           AC Information Type              Type Value       Reference15.12.  CAPWAP Transport Protocol Types   The Transport field in the CAPWAP Transport Protocol message element   (seeSection 4.6.14) is used to identify the transport to use for the   CAPWAP Data Channel.  The namespace is 8 bits (0-255), where the   value of zero (0) is reserved and must not be assigned.  The values   one (1) and two (2) are allocated in this specification, and can beCalhoun, et al.             Standards Track                   [Page 146]

RFC 5415             CAPWAP Protocol Specification            March 2009   found inSection 4.6.14.  This namespace is managed by IANA and   assignments require an Expert Review.  IANA created the CAPWAP   Transport Protocol Types registry, whose format is:           CAPWAP Transport Protocol Type   Type Value       Reference15.13.  Data Transfer Type   The Data Type field in the Data Transfer Data message element (seeSection 4.6.15) and Image Data message element (seeSection 4.6.26)   is used to provide information about the data being carried.  The   namespace is 8 bits (0-255), where the value of zero (0) is reserved   and must not be assigned.  The values one (1), two (2), and five (5)   are allocated in this specification, and can be found inSection 4.6.15.  This namespace is managed by IANA and assignments   require an Expert Review.  IANA created the Data Transfer Type   registry, whose format is:           Data Transfer Type               Type Value       Reference15.14.  Data Transfer Mode   The Data Mode field in the Data Transfer Data message element (seeSection 4.6.15) and Data Transfer Mode message element (seeSection 15.14) is used to provide information about the data being   carried.  The namespace is 8 bits (0-255), where the value of zero   (0) is reserved and must not be assigned.  The values one (1) and two   (2) are allocated in this specification, and can be found inSection 15.14.  This namespace is managed by IANA and assignments   require an Expert Review.  IANA created the Data Transfer Mode   registry, whose format is:           Data Transfer Mode               Type Value       Reference15.15.  Discovery Types   The Discovery Type field in the Discovery Type message element (seeSection 4.6.21) is used by the WTP to indicate to the AC how it was   discovered.  The namespace is 8 bits (0-255).  The values zero (0)   through four (4) are allocated in this specification and can be found   inSection 4.6.21.  This namespace is managed by IANA and assignments   require an Expert Review.  IANA created the Discovery Types registry,   whose format is:           Discovery Types                  Type Value       ReferenceCalhoun, et al.             Standards Track                   [Page 147]

RFC 5415             CAPWAP Protocol Specification            March 200915.16.  ECN Support   The ECN Support field in the ECN Support message element (seeSection 4.6.25) is used by the WTP to represent its ECN Support.  The   namespace is 8 bits (0-255).  The values zero (0) and one (1) are   allocated in this specification, and can be found inSection 4.6.25.   This namespace is managed by IANA and assignments require an Expert   Review.  IANA created the ECN Support registry, whose format is:           ECN Support                      Type Value       Reference15.17.  Radio Admin State   The Radio Admin field in the Radio Administrative State message   element (seeSection 4.6.33) is used by the WTP to represent the   state of its radios.  The namespace is 8 bits (0-255), where the   value of zero (0) is reserved and must not be assigned.  The values   one (1) and two (2) are allocated in this specification, and can be   found inSection 4.6.33.  This namespace is managed by IANA and   assignments require an Expert Review.  IANA created the Radio Admin   State registry, whose format is:           Radio Admin State                Type Value       Reference15.18.  Radio Operational State   The State field in the Radio Operational State message element (seeSection 4.6.34) is used by the WTP to represent the operational state   of its radios.  The namespace is 8 bits (0-255), where the value of   zero (0) is reserved and must not be assigned.  The values one (1)   and two (2) are allocated in this specification, and can be found inSection 4.6.34.  This namespace is managed by IANA and assignments   require an Expert Review.  IANA created the Radio Operational State   registry, whose format is:           Radio Operational State          Type Value       Reference15.19.  Radio Failure Causes   The Cause field in the Radio Operational State message element (seeSection 4.6.34) is used by the WTP to represent the reason a radio   may have failed.  The namespace is 8 bits (0-255), where the value of   zero (0) through three (3) are allocated in this specification, and   can be found inSection 4.6.34.  This namespace is managed by IANA   and assignments require an Expert Review.  IANA created the Radio   Failure Causes registry, whose format is:           Radio Failure Causes             Type Value       ReferenceCalhoun, et al.             Standards Track                   [Page 148]

RFC 5415             CAPWAP Protocol Specification            March 200915.20.  Result Code   The Result Code field in the Result Code message element (seeSection 4.6.35) is used to indicate the success or failure of a   CAPWAP Control message.  The namespace is 32 bits (0-4294967295),   where the value of zero (0) through 22 are allocated in this   specification, and can be found inSection 4.6.35.  This namespace is   managed by IANA and assignments require an Expert Review.  IANA   created the Result Code registry, whose format is:           Result Code                      Type Value       Reference15.21.  Returned Message Element Reason   The Reason field in the Returned Message Element message element (seeSection 4.6.36) is used to indicate the reason why a message element   was not processed successfully.  The namespace is 8 bits (0-255),   where the value of zero (0) is reserved and must not be assigned.   The values one (1) through four (4) are allocated in this   specification, and can be found inSection 4.6.36.  This namespace is   managed by IANA and assignments require an Expert Review.  IANA   created the Returned Message Element Reason registry, whose format   is:           Returned Message Element Reason  Type Value       Reference15.22.  WTP Board Data Type   The Board Data Type field in the WTP Board Data message element (seeSection 4.6.40) is used to represent information about the WTP   hardware.  The namespace is 16 bits (0-65535).  The WTP Board Data   Type values zero (0) through four (4) are allocated in this   specification, and can be found inSection 4.6.40.  This namespace is   managed by IANA and assignments require an Expert Review.  IANA   created the WTP Board Data Type registry, whose format is:           WTP Board Data Type              Type Value       Reference15.23.  WTP Descriptor Type   The Descriptor Type field in the WTP Descriptor message element (seeSection 4.6.41) is used to represent information about the WTP   software.  The namespace is 16 bits (0-65535).  This field, combined   with the Descriptor Vendor ID, allows vendors to use a private   namespace.  This specification defines the WTP Descriptor Type   namespace when the Descriptor Vendor ID is set to zero (0), for which   the values zero (0) through three (3) are allocated in thisCalhoun, et al.             Standards Track                   [Page 149]

RFC 5415             CAPWAP Protocol Specification            March 2009   specification, and can be found inSection 4.6.41.  This namespace is   managed by IANA and assignments require an Expert Review.  IANA   created the WTP Board Data Type registry, whose format is:           WTP Descriptor Type              Type Value       Reference15.24.  WTP Fallback Mode   The Mode field in the WTP Fallback message element (seeSection 4.6.42) is used to indicate the type of AC fallback mechanism   the WTP should employ.  The namespace is 8 bits (0-255), where the   value of zero (0) is reserved and must not be assigned.  The values   one (1) and two (2) are allocated in this specification, and can be   found inSection 4.6.42.  This namespace is managed by IANA and   assignments require an Expert Review.  IANA created the WTP Fallback   Mode registry, whose format is:           WTP Fallback Mode                Type Value       Reference15.25.  WTP Frame Tunnel Mode   The Tunnel Type field in the WTP Frame Tunnel Mode message element   (seeSection 4.6.43) is 8 bits and is used to indicate the type of   tunneling to use between the WTP and the AC.  This specification   defines bits four (4) through six (6), while bits zero (0) through   three (3) as well as bit seven (7) are reserved and unused.  These   reserved bits are managed by IANA and assignment requires an Expert   Review.  IANA created the WTP Frame Tunnel Mode registry, whose   format is:           WTP Frame Tunnel Mode             Bit Position    Reference15.26.  WTP MAC Type   The MAC Type field in the WTP MAC Type message element (seeSection 4.6.44) is used to indicate the type of MAC to use in   tunneled frames between the WTP and the AC.  The namespace is 8 bits   (0-255), where the value of zero (0) through two (2) are allocated in   this specification, and can be found inSection 4.6.44.  This   namespace is managed by IANA and assignments require an Expert   Review.  IANA created the WTP MAC Type registry, whose format is:           WTP MAC Type                     Type Value       ReferenceCalhoun, et al.             Standards Track                   [Page 150]

RFC 5415             CAPWAP Protocol Specification            March 200915.27.  WTP Radio Stats Failure Type   The Last Failure Type field in the WTP Radio Statistics message   element (seeSection 4.6.46) is used to indicate the last WTP   failure.  The namespace is 8 bits (0-255), where the value of zero   (0) through three (3) as well as the value 255 are allocated in this   specification, and can be found inSection 4.6.46.  This namespace is   managed by IANA and assignments require an Expert Review.  IANA   created the WTP Radio Stats Failure Type registry, whose format is:           WTP Radio Stats Failure Type     Type Value       Reference15.28.  WTP Reboot Stats Failure Type   The Last Failure Type field in the WTP Reboot Statistics message   element (seeSection 4.6.47) is used to indicate the last reboot   reason.  The namespace is 8 bits (0-255), where the value of zero (0)   through five (5) as well as the value 255 are allocated in this   specification, and can be found inSection 4.6.47.  This namespace is   managed by IANA and assignments require an Expert Review.  IANA   created the WTP Reboot Stats Failure Type registry, whose format is:           WTP Reboot Stats Failure Type    Type Value       Reference16.  Acknowledgments   The following individuals are acknowledged for their contributions to   this protocol specification: Puneet Agarwal, Abhijit Choudhury, Pasi   Eronen, Saravanan Govindan, Peter Nilsson, David Perkins, and Yong   Zhang.   Michael Vakulenko contributed text to describe how CAPWAP can be used   over Layer 3 (IP/UDP) networks.17.  References17.1.  Normative References   [RFC1191]          Mogul, J. and S. Deering, "Path MTU discovery",RFC 1191, November 1990.   [RFC1321]          Rivest, R., "The MD5 Message-Digest Algorithm",RFC 1321, April 1992.   [RFC1305]          Mills, D., "Network Time Protocol (Version 3)                      Specification, Implementation",RFC 1305,                      March 1992.Calhoun, et al.             Standards Track                   [Page 151]

RFC 5415             CAPWAP Protocol Specification            March 2009   [RFC1981]          McCann, J., Deering, S., and J. Mogul, "Path MTU                      Discovery for IP version 6",RFC 1981,                      August 1996.   [RFC2119]          Bradner, S., "Key words for use in RFCs to                      Indicate Requirement Levels",BCP 14,RFC 2119,                      March 1997.   [RFC2460]          Deering, S. and R. Hinden, "Internet Protocol,                      Version 6 (IPv6) Specification",RFC 2460,                      December 1998.   [RFC2474]          Nichols, K., Blake, S., Baker, F., and D. Black,                      "Definition of the Differentiated Services Field                      (DS Field) in the IPv4 and IPv6 Headers",RFC 2474, December 1998.   [RFC2782]          Gulbrandsen, A., Vixie, P., and L. Esibov, "A DNS                      RR for specifying the location of services (DNS                      SRV)",RFC 2782, February 2000.   [RFC3168]          Ramakrishnan, K., Floyd, S., and D. Black, "The                      Addition of Explicit Congestion Notification (ECN)                      to IP",RFC 3168, September 2001.   [RFC3539]          Aboba, B. and J. Wood, "Authentication,                      Authorization and Accounting (AAA) Transport                      Profile",RFC 3539, June 2003.   [RFC3629]          Yergeau, F., "UTF-8, a transformation format of                      ISO 10646", STD 63,RFC 3629, November 2003.   [RFC3828]          Larzon, L-A., Degermark, M., Pink, S., Jonsson,                      L-E., and G. Fairhurst, "The Lightweight User                      Datagram Protocol (UDP-Lite)",RFC 3828,                      July 2004.   [RFC4086]          Eastlake, D., Schiller, J., and S. Crocker,                      "Randomness Requirements for Security",BCP 106,RFC 4086, June 2005.   [RFC4279]          Eronen, P. and H. Tschofenig, "Pre-Shared Key                      Ciphersuites for Transport Layer Security (TLS)",RFC 4279, December 2005.   [RFC5246]          Dierks, T. and E. Rescorla, "The Transport Layer                      Security (TLS) Protocol Version 1.2",RFC 5246,                      August 2008.Calhoun, et al.             Standards Track                   [Page 152]

RFC 5415             CAPWAP Protocol Specification            March 2009   [RFC4347]          Rescorla, E. and N. Modadugu, "Datagram Transport                      Layer Security",RFC 4347, April 2006.   [RFC4821]          Mathis, M. and J. Heffner, "Packetization Layer                      Path MTU Discovery",RFC 4821, March 2007.   [RFC4963]          Heffner, J., Mathis, M., and B. Chandler, "IPv4                      Reassembly Errors at High Data Rates",RFC 4963,                      July 2007.   [RFC5226]          Narten, T. and H. Alvestrand, "Guidelines for                      Writing an IANA Considerations Section in RFCs",BCP 26,RFC 5226, May 2008.   [RFC5280]          Cooper, D., Santesson, S., Farrell, S., Boeyen,                      S., Housley, R., and W. Polk, "Internet X.509                      Public Key Infrastructure Certificate and                      Certificate Revocation List (CRL) Profile",RFC 5280, May 2008.   [ISO.9834-1.1993]  International Organization for Standardization,                      "Procedures for the operation of OSI registration                      authorities - part 1: general procedures",                      ISO Standard 9834-1, 1993.   [RFC5416]          Calhoun, P., Ed., Montemurro, M., Ed., and D.                      Stanley, Ed., "Control And Provisioning of                      Wireless Access Points (CAPWAP) Protocol Binding                      for IEEE 802.11",RFC 5416, March 2009.   [RFC5417]          Calhoun, P., "Control And Provisioning of Wireless                      Access Points (CAPWAP) Access Controller DHCP                      Option",RFC 5417, March 2009.   [FRAME-EXT]        IEEE, "IEEE Standard 802.3as-2006", 2005.17.2.  Informative References   [RFC3232]          Reynolds, J., "Assigned Numbers:RFC 1700 is                      Replaced by an On-line Database",RFC 3232,                      January 2002.   [RFC3753]          Manner, J. and M. Kojo, "Mobility Related                      Terminology",RFC 3753, June 2004.Calhoun, et al.             Standards Track                   [Page 153]

RFC 5415             CAPWAP Protocol Specification            March 2009   [RFC4564]          Govindan, S., Cheng, H., Yao, ZH., Zhou, WH., and                      L. Yang, "Objectives for Control and Provisioning                      of Wireless Access Points (CAPWAP)",RFC 4564,                      July 2006.   [RFC4962]          Housley, R. and B. Aboba, "Guidance for                      Authentication, Authorization, and Accounting                      (AAA) Key Management",BCP 132,RFC 4962,                      July 2007.   [LWAPP]            Calhoun, P., O'Hara, B., Suri, R., Cam Winget, N.,                      Kelly, S., Williams, M., and S. Hares,                      "Lightweight Access Point Protocol", Work in                      Progress, March 2007.   [SLAPP]            Narasimhan, P., Harkins, D., and S. Ponnuswamy,                      "SLAPP: Secure Light Access Point Protocol", Work                      in Progress, May 2005.   [DTLS-DESIGN]      Modadugu, et al., N., "The Design and                      Implementation of Datagram TLS", Feb 2004.   [EUI-48]           IEEE, "Guidelines for use of a 48-bit Extended                      Unique Identifier", Dec 2005.   [EUI-64]           IEEE, "GUIDELINES FOR 64-BIT GLOBAL IDENTIFIER                      (EUI-64) REGISTRATION AUTHORITY".   [EPCGlobal]        "Seehttp://www.epcglobalinc.org/home".   [PacketCable]      "PacketCable Security Specification PKT-SP-SEC-                      I12-050812", August 2005, <PacketCable>.   [CableLabs]        "OpenCable System Security Specification OC-SP-                      SEC-I07-061031", October 2006, <CableLabs>.   [WiMAX]            "WiMAX Forum X.509 Device Certificate Profile                      Approved Specification V1.0.1", April 2008,                      <WiMAX>.   [RFC5418]          Kelly, S. and C. Clancy, "Control And Provisioning                      for Wireless Access Points (CAPWAP) Threat                      Analysis for IEEE 802.11 Deployments",RFC 5418,                      March 2009.Calhoun, et al.             Standards Track                   [Page 154]

RFC 5415             CAPWAP Protocol Specification            March 2009Editors' Addresses   Pat R. Calhoun (editor)   Cisco Systems, Inc.   170 West Tasman Drive   San Jose, CA  95134   Phone: +1 408-902-3240   EMail: pcalhoun@cisco.com   Michael P. Montemurro (editor)   Research In Motion   5090 Commerce Blvd   Mississauga, ON  L4W 5M4   Canada   Phone: +1 905-629-4746 x4999   EMail: mmontemurro@rim.com   Dorothy Stanley (editor)   Aruba Networks   1322 Crossman Ave   Sunnyvale, CA  94089   Phone: +1 630-363-1389   EMail: dstanley@arubanetworks.comCalhoun, et al.             Standards Track                   [Page 155]

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