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INFORMATIONAL
Errata Exist
Network Working Group                                            R. BushRequest for Comments: 3439                                      D. MeyerUpdates:1958                                              December 2002Category: InformationalSome Internet Architectural Guidelines and PhilosophyStatus of this Memo   This memo provides information for the Internet community.  It does   not specify an Internet standard of any kind.  Distribution of this   memo is unlimited.Copyright Notice   Copyright (C) The Internet Society (2002).  All Rights Reserved.Abstract   This document extendsRFC 1958 by outlining some of the philosophical   guidelines to which architects and designers of Internet backbone   networks should adhere.  We describe the Simplicity Principle, which   states that complexity is the primary mechanism that impedes   efficient scaling, and discuss its implications on the architecture,   design and engineering issues found in large scale Internet   backbones.Table of Contents1. Introduction . . . . . . . . . . . . . . . . . . . . . . . .22. Large Systems and The Simplicity Principle . . . . . . . . .32.1. The End-to-End Argument and Simplicity   . . . . . . . . .32.2. Non-linearity and Network Complexity   . . . . . . . . . .32.2.1. The Amplification Principle. . . . . . . . . . . . . . .42.2.2. The Coupling Principle . . . . . . . . . . . . . . . . .52.3. Complexity lesson from voice. . . . .  . . . . . . . . . .62.4. Upgrade cost of complexity. . . . . .  . . . . . . . . . .73. Layering Considered Harmful. . . . . . . . . . . . . . . . .73.1. Optimization Considered Harmful . . .  . . . . . . . . . .8   3.2. Feature Richness Considered Harmful .  . . . . . . . . . .9   3.3. Evolution of Transport Efficiency for IP.  . . . . . . . .93.4. Convergence Layering. . . . . . . . . . .  . . . . . . . .93.4.1. Note on Transport Protocol Layering. . . . . . . . . . .113.5. Second Order Effects   . . . . . . . . . . . . . . . . . .113.6. Instantiating the EOSL Model with IP   . . . . . . . . . .124. Avoid the Universal Interworking Function. . . . . . . . . .124.1. Avoid Control Plane Interworking . . . . . . . . . . . . .13Bush, et. al.                Informational                      [Page 1]

RFC 3439           Internet Architectural Guidelines       December 20025. Packet versus Circuit Switching: Fundamental Differences . .135.1. Is PS is inherently more efficient than CS?  . . . . . . .135.2. Is PS simpler than CS? . . . . . . . . . . . . . . . . . .145.2.1. Software/Firmware Complexity . . . . . . . . . . . . . .155.2.2. Macro Operation Complexity . . . . . . . . . . . . . . .155.2.3. Hardware Complexity. . . . . . . . . . . . . . . . . . .155.2.4. Power. . . . . . . . . . . . . . . . . . . . . . . . . .165.2.5. Density. . . . . . . . . . . . . . . . . . . . . . . . .165.2.6. Fixed versus variable costs. . . . . . . . . . . . . . .165.2.7. QoS. . . . . . . . . . . . . . . . . . . . . . . . . . .175.2.8. Flexibility. . . . . . . . . . . . . . . . . . . . . . .175.3. Relative Complexity  . . . . . . . . . . . . . . . . . . .175.3.1. HBHI and the OPEX Challenge. . . . . . . . . . . . . . .186. The Myth of Over-Provisioning. . . . . . . . . . . . . . . .187. The Myth of Five Nines . . . . . . . . . . . . . . . . . . .198. Architectural Component Proportionality Law. . . . . . . . .208.1. Service Delivery Paths . . . . . . . . . . . . . . . . . .219. Conclusions. . . . . . . . . . . . . . . . . . . . . . . . .2110. Security Considerations . . . . . . . . . . . . . . . . . .2211. Acknowledgments . . . . . . . . . . . . . . . . . . . . . .2312. References. . . . . . . . . . . . . . . . . . . . . . . . .2313. Authors' Addresses. . . . . . . . . . . . . . . . . . . . .2714. Full Copyright Statement. . . . . . . . . . . . . . . . . .281.  IntroductionRFC 1958 [RFC1958] describes the underlying principles of the   Internet architecture.  This note extends that work by outlining some   of the philosophical guidelines to which architects and designers of   Internet backbone networks should adhere.  While many of the areas   outlined in this document may be controversial, the unifying   principle described here, controlling complexity as a mechanism to   control costs and reliability, should not be.  Complexity in carrier   networks can derive from many sources.  However, as stated in   [DOYLE2002], "Complexity in most systems is driven by the need for   robustness to uncertainty in their environments and component parts   far more than by basic functionality".  The major thrust of this   document, then, is to raise awareness about the complexity of some of   our current architectures, and to examine the effect such complexity   will almost certainly have on the IP carrier industry's ability to   succeed.   The rest of this document is organized as follows: The first section   describes the Simplicity Principle and its implications for the   design of very large systems.  The remainder of the document outlines   the high-level consequences of the Simplicity Principle and how it   should guide large scale network architecture and design approaches.Bush, et. al.                Informational                      [Page 2]

RFC 3439           Internet Architectural Guidelines       December 20022.  Large Systems and The Simplicity Principle   The Simplicity Principle, which was perhaps first articulated by Mike   O'Dell, former Chief Architect at UUNET, states that complexity is   the primary mechanism which impedes efficient scaling, and as a   result is the primary driver of increases in both capital   expenditures (CAPEX) and operational expenditures (OPEX).  The   implication for carrier IP networks then, is that to be successful we   must drive our architectures and designs toward the simplest possible   solutions.2.1.  The End-to-End Argument and Simplicity   The end-to-end argument, which is described in [SALTZER] (as well as   inRFC 1958 [RFC1958]), contends that "end-to-end protocol design   should not rely on the maintenance of state (i.e., information about   the state of the end-to-end communication) inside the network.  Such   state should be maintained only in the end points, in such a way that   the state can only be destroyed when the end point itself breaks."   This property has also been related to Clark's "fate-sharing" concept   [CLARK].  We can see that the end-to-end principle leads directly to   the Simplicity Principle by examining the so-called "hourglass"   formulation of the Internet architecture [WILLINGER2002].  In this   model, the thin waist of the hourglass is envisioned as the   (minimalist) IP layer, and any additional complexity is added above   the IP layer.  In short, the complexity of the Internet belongs at   the edges, and the IP layer of the Internet should remain as simple   as possible.   Finally, note that the End-to-End Argument does not imply that the   core of the Internet will not contain and maintain state.  In fact, a   huge amount coarse grained state is maintained in the Internet's core   (e.g., routing state).  However, the important point here is that   this (coarse grained) state is almost orthogonal to the state   maintained by the end-points (e.g., hosts).  It is this minimization   of interaction that contributes to simplicity.  As a result,   consideration of "core vs. end-point" state interaction is crucial   when analyzing protocols such as Network Address Translation (NAT),   which reduce the transparency between network and hosts.2.2.  Non-linearity and Network Complexity   Complex architectures and designs have been (and continue to be)   among the most significant and challenging barriers to building cost-   effective large scale IP networks.  Consider, for example, the task   of building a large scale packet network.  Industry experience has   shown that building such a network is a different activity (and hence   requires a different skill set) than building a small to medium scaleBush, et. al.                Informational                      [Page 3]

RFC 3439           Internet Architectural Guidelines       December 2002   network, and as such doesn't have the same properties.  In   particular, the largest networks exhibit, both in theory and in   practice, architecture, design, and engineering non-linearities which   are not exhibited at smaller scale.  We call this Architecture,   Design, and Engineering (ADE) non-linearity.  That is, systems such   as the Internet could be described as highly self-dissimilar, with   extremely different scales and levels of abstraction [CARLSON].  The   ADE non-linearity property is based upon two well-known principles   from non-linear systems theory [THOMPSON]:2.2.1.  The Amplification Principle   The Amplification Principle states that there are non-linearities   which occur at large scale which do not occur at small to medium   scale.   COROLLARY: In many large networks, even small things can and do cause   huge events.  In system-theoretic terms, in large systems such as   these, even small perturbations on the input to a process can   destabilize the system's output.   An important example of the Amplification Principle is non-linear   resonant amplification, which is a powerful process that can   transform dynamic systems, such as large networks, in surprising ways   with seemingly small fluctuations.  These small fluctuations may   slowly accumulate, and if they are synchronized with other cycles,   may produce major changes.  Resonant phenomena are examples of non-   linear behavior where small fluctuations may be amplified and have   influences far exceeding their initial sizes.  The natural world is   filled with examples of resonant behavior that can produce system-   wide changes, such as the destruction of the Tacoma Narrows bridge   (due to the resonant amplification of small gusts of wind).  Other   examples include the gaps in the asteroid belts and rings of Saturn   which are created by non-linear resonant amplification.  Some   features of human behavior and most pilgrimage systems are influenced   by resonant phenomena involving the dynamics of the solar system,   such as solar days, the 27.3 day (sidereal) and 29.5 day (synodic)   cycles of the moon or the 365.25 day cycle of the sun.   In the Internet domain, it has been shown that increased inter-   connectivity results in more complex and often slower BGP routing   convergence [AHUJA].  A related result is that a small amount of   inter-connectivity causes the output of a routing mesh to be   significantly more complex than its input [GRIFFIN].  An important   method for reducing amplification is ensure that local changes have   only local effect (this is as opposed to systems in which local   changes have global effect).  Finally, ATM provides an excellent   example of an amplification effect: if you lose one cell, you destroyBush, et. al.                Informational                      [Page 4]

RFC 3439           Internet Architectural Guidelines       December 2002   the entire packet (and it gets worse, as in the absence of mechanisms   such as Early Packet Discard [ROMANOV], you will continue to carry   the already damaged packet).   Another interesting example of amplification comes from the   engineering domain, and is described in [CARLSON].  They consider the   Boeing 777, which is a "fly-by-wire" aircraft, containing as many as   150,000 subsystems and approximately 1000 CPUs.  What they observe is   that while the 777 is robust to large-scale atmospheric disturbances,   turbulence boundaries, and variations in cargo loads (to name a few),   it could be catastrophically disabled my microscopic alterations in a   very few large CPUs (as the point out, fortunately this is a very   rare occurrence).  This example illustrates the issue "that   complexity can amplify small perturbations, and the design engineer   must ensure such perturbations are extremely rare." [CARLSON]2.2.2.  The Coupling Principle   The Coupling Principle states that as things get larger, they often   exhibit increased interdependence between components.   COROLLARY: The more events that simultaneously occur, the larger the   likelihood that two or more will interact.  This phenomenon has also   been termed "unforeseen feature interaction" [WILLINGER2002].   Much of the non-linearity observed large systems is largely due to   coupling.  This coupling has both  horizontal and vertical   components.  In the context of networking, horizontal coupling is   exhibited between the same protocol layer, while vertical coupling   occurs between layers.   Coupling is exhibited by a wide variety of natural systems, including   plasma macro-instabilities (hydro-magnetic, e.g., kink, fire-hose,   mirror, ballooning, tearing, trapped-particle effects) [NAVE], as   well as various kinds of electrochemical systems (consider the custom   fluorescent nucleotide synthesis/nucleic acid labeling problem   [WARD]).  Coupling of clock physical periodicity has also been   observed [JACOBSON], as well as coupling of various types of   biological cycles.   Several canonical examples also exist in well known network systems.   Examples include the synchronization of various control loops, such   as routing update synchronization and TCP Slow Start synchronization   [FLOYD,JACOBSON].  An important result of these observations is that   coupling is intimately related to synchronization.  Injecting   randomness into these systems is one way to reduce coupling.Bush, et. al.                Informational                      [Page 5]

RFC 3439           Internet Architectural Guidelines       December 2002   Interestingly, in analyzing risk factors for the Public Switched   Telephone Network (PSTN), Charles Perrow decomposes the complexity   problem along two related axes, which he terms "interactions" and   "coupling" [PERROW].  Perrow cites interactions and coupling as   significant factors in determining the reliability of a complex   system (and in particular, the PSTN).  In this model, interactions   refer to the dependencies between components (linear or non-linear),   while coupling refers to the flexibility in a system.  Systems with   simple, linear interactions have components  that affect only other   components that are functionally downstream.  Complex system   components interact with many other components in different and   possibly distant parts of the system.  Loosely coupled systems are   said to have more flexibility in time constraints, sequencing, and   environmental assumptions than do tightly coupled systems.  In   addition, systems with complex interactions and tight coupling are   likely to have unforeseen failure states (of course, complex   interactions permit more complications to develop and make the system   hard to understand and predict); this behavior is also described in   [WILLINGER2002].  Tight coupling also means that the system has less   flexibility in recovering from failure states.   The PSTN's SS7 control network provides an interesting example of   what can go wrong with a tightly coupled complex system.  Outages   such as the well publicized 1991 outage of AT&T's SS7 demonstrates   the phenomenon: the outage was caused by software bugs in the   switches' crash recovery code.  In this case, one switch crashed due   to a hardware glitch.  When this switch came back up, it (plus a   reasonably probable timing event) caused its neighbors to crash When   the neighboring switches came back up, they caused their neighbors to   crash, and so on [NEUMANN] (the root cause turned out to be a   misplaced 'break' statement; this is an excellent example of cross-   layer coupling).  This phenomenon is similar to the phase-locking of   weakly coupled oscillators, in which random variations in sequence   times plays an important role in system stability [THOMPSON].2.3.  Complexity lesson from voice   In the 1970s and 1980s, the voice carriers competed by adding   features which drove substantial increases in the complexity of the   PSTN, especially in the Class 5 switching infrastructure.  This   complexity was typically software-based, not hardware driven, and   therefore had cost curves worse than Moore's Law.  In summary, poor   margins on voice products today are due to OPEX and CAPEX costs not   dropping as we might expect from simple hardware-bound   implementations.Bush, et. al.                Informational                      [Page 6]

RFC 3439           Internet Architectural Guidelines       December 20022.4.  Upgrade cost of complexity   Consider the cost of providing new features in a complex network.   The traditional voice network has little intelligence in its edge   devices (phone instruments), and a very smart core.  The Internet has   smart edges, computers with operating systems, applications, etc.,   and a simple core, which consists of a control plane and packet   forwarding engines.  Adding an new Internet service is just a matter   of distributing an application to the a few consenting desktops who   wish to use it.  Compare this to adding a service to voice, where one   has to upgrade the entire core.3.  Layering Considered Harmful   There are several generic properties of layering, or vertical   integration as applied to networking.  In general, a layer as defined   in our context implements one or more of    Error Control:     The layer makes the "channel" more reliable                       (e.g., reliable transport layer)    Flow Control:      The layer avoids flooding slower peer (e.g.,                       ATM flow control)    Fragmentation:     Dividing large data chunks into smaller                       pieces, and subsequent reassembly (e.g., TCP                       MSS fragmentation/reassembly)    Multiplexing:      Allow several higher level sessions share                       single lower level "connection" (e.g., ATM PVC)    Connection Setup:  Handshaking with peer (e.g., TCP three-way                       handshake, ATM ILMI)    Addressing/Naming: Locating, managing identifiers associated                       with entities (e.g., GOSSIP 2 NSAP Structure                       [RFC1629])   Layering of this type does have various conceptual and structuring   advantages.  However, in the data networking context structured   layering implies that the functions of each layer are carried out   completely before the protocol data unit is passed to the next layer.   This means that the optimization of each layer has to be done   separately.  Such ordering constraints are in conflict with efficient   implementation of data manipulation functions.  One could accuse the   layered model (e.g., TCP/IP and ISO OSI) of causing this conflict.   In fact, the operations of multiplexing and segmentation both hide   vital information that lower layers may need to optimize theirBush, et. al.                Informational                      [Page 7]

RFC 3439           Internet Architectural Guidelines       December 2002   performance.  For example, layer N may duplicate lower level   functionality, e.g., error recovery hop-hop versus end-to-end error   recovery.  In addition, different layers may need the same   information (e.g., time stamp): layer N may need layer N-2   information (e.g., lower layer packet sizes), and the like [WAKEMAN].   A related and even more ironic statement comes from Tennenhouse's   classic paper, "Layered Multiplexing Considered Harmful"   [TENNENHOUSE]: "The ATM approach to broadband networking is presently   being pursued within the CCITT (and elsewhere) as the unifying   mechanism for the support of service integration, rate adaptation,   and jitter control within the lower layers of the network   architecture.  This position paper is specifically concerned with the   jitter arising from the design of the "middle" and "upper" layers   that operate within the end systems and relays of multi-service   networks (MSNs)."   As a result of inter-layer dependencies, increased layering can   quickly lead to violation of the Simplicity Principle.  Industry   experience has taught us that increased layering frequently increases   complexity and hence leads to increases in OPEX, as is predicted by   the Simplicity Principle.  A corollary is stated inRFC 1925[RFC1925], section 2(5):      "It is always possible to agglutinate multiple separate problems      into a single complex interdependent solution.  In most cases      this is a bad idea."   The first order conclusion then, is that horizontal (as opposed to   vertical) separation may be more cost-effective and reliable in the   long term.3.1.  Optimization Considered Harmful   A corollary of the layering arguments above is that optimization can   also be considered harmful.  In particular, optimization introduces   complexity, and as well as introducing tighter coupling between   components and layers.   An important and related effect of optimization is described by the   Law of Diminishing Returns, which states that if one factor of   production is increased while the others remain constant, the overall   returns will relatively decrease after a certain point [SPILLMAN].   The implication here is that trying to squeeze out efficiency past   that point only adds complexity, and hence leads to less reliable   systems.Bush, et. al.                Informational                      [Page 8]

RFC 3439           Internet Architectural Guidelines       December 20023.2.  Feature Richness Considered Harmful   While adding any new feature may be considered a gain (and in fact   frequently differentiates vendors of various types of equipment), but   there is a danger.  The danger is in increased system complexity.3.3.  Evolution of Transport Efficiency for IP   The evolution of transport infrastructures for IP offers a good   example of how decreasing vertical integration has lead to various   efficiencies.  In particular,    | IP over ATM over SONET  -->    | IP over SONET over WDM  -->    | IP over WDM    |   \|/   Decreasing complexity, CAPEX, OPEX   The key point here is that layers are removed resulting in CAPEX and   OPEX efficiencies.3.4.  Convergence Layering   Convergence is related to the layering concepts described above in   that convergence is achieved via a "convergence layer".  The end   state of the convergence argument is the concept of Everything Over   Some Layer (EOSL).  Conduit, DWDM, fiber, ATM, MPLS, and even IP have   all been proposed as convergence layers.  It is important to note   that since layering typically drives OPEX up, we expect convergence   will as well.  This observation is again consistent with industry   experience.   There are many notable examples of convergence layer failure.   Perhaps the most germane example is IP over ATM.  The immediate and   most obvious consequence of ATM layering is the so-called cell tax:   First, note that the complete answer on ATM efficiency is that it   depends upon packet size distributions.  Let's assume that typical   Internet type traffic patterns, which tend to have high percentages   of packets at 40, 44, and 552 bytes.  Recent data [CAIDA] shows that   about 95% of WAN bytes and 85% of packets are TCP.  Much of this   traffic is composed of 40/44 byte packets.   Now, consider the case of a a DS3 backbone with PLCP turned on.  Then   the maximum cell rate is 96,000 cells/sec.  If you multiply this   value by the number of bits in the payload, you get: 96000 cells/sec   * 48 bytes/cell * 8 = 36.864 Mbps.  This, however, is unrealistic   since itBush, et. al.                Informational                      [Page 9]

RFC 3439           Internet Architectural Guidelines       December 2002   assumes perfect payload packing.  There are two other things that   contribute to the ATM overhead (cell tax): The wasted padding and the   8 byte SNAP header.   It is the SNAP header which causes most of the problems (and you   can't do anything about this), forcing most small packets to consume   two cells, with the second cell to be mostly empty padding (this   interacts really poorly with the data quoted above, e.g., that most   packets are 40-44 byte TCP Ack packets).  This causes a loss of about   another 16% from the 36.8 Mbps ideal throughput.   So the total throughput ends up being (for a DS3):             DS3 Line Rate:              44.736             PLCP Overhead              - 4.032             Per Cell Header:           - 3.840             SNAP Header & Padding:     - 5.900                                       =========                                         30.960 Mbps   Result: With a DS3 line rate of 44.736 Mbps, the total overhead is   about 31%.   Another way to look at this is that since a large fraction of WAN   traffic is comprised of TCP ACKs, one can make a different but   related calculation.  IP over ATM requires:             IP data (40 bytes in this case)             8 bytes SNAP             8 bytes AAL5 stuff             5 bytes for each cell             + as much more as it takes to fill out the last cell   On ATM, this becomes two cells - 106 bytes to convey 40 bytes of   information.  The next most common size seems to be one of several   sizes in the 504-556 byte range - 636 bytes to carry IP, TCP, and a   512 byte TCP payload - with messages larger than 1000 bytes running   third.   One would imagine that 87% payload (556 byte message size) is better   than 37% payload (TCP Ack size), but it's not the 95-98% that   customers are used to, and the predominance of TCP Acks skews the   average.Bush, et. al.                Informational                     [Page 10]

RFC 3439           Internet Architectural Guidelines       December 20023.4.1.  Note on Transport Protocol Layering   Protocol layering models are frequently cast as "X over Y" models.   In these cases, protocol Y carries protocol X's protocol data units   (and possibly control data) over Y's data plane, i.e., Y is a   "convergence layer".  Examples include Frame Relay over ATM, IP over   ATM, and IP over MPLS.  While X over Y layering has met with only   marginal success [TENNENHOUSE,WAKEMAN], there have been a few notable   instances where efficiency can be and is gained.  In particular, "X   over Y efficiencies" can be realized when there is a kind of   "isomorphism" between the X and Y (i.e., there is a small convergence   layer).  In these cases X's data, and possibly control traffic, are   "encapsulated" and transported over Y.  Examples include Frame Relay   over ATM, and Frame Relay, AAL5 ATM and Ethernet over L2TPv3   [L2TPV3]; the simplifying factors here are that there is no   requirement that a shared clock be recovered by the communicating end   points, and that control-plane interworking is minimized.  An   alternative is to interwork the X and Y's control and data planes;   control-plane interworking is discussed below.3.5.  Second Order Effects   IP over ATM provides an excellent example of unanticipated second   order effects.  In particular, Romanov and Floyd's classic study on   TCP good-put [ROMANOV] on ATM showed that large UBR buffers (larger   than one TCP window size) are required to achieve reasonable   performance, that packet discard mechanisms (such as Early Packet   Discard, or EPD) improve the effective usage of the bandwidth and   that more elaborate service and drop strategies than FIFO+EPD, such   as per VC queuing and accounting, might be required at the bottleneck   to ensure both high efficiency and fairness.  Though all studies   clearly indicate that a buffer size not less than one TCP window size   is required, the amount of extra buffer required naturally depends on   the packet discard mechanism used and is still an open issue.   Examples of this kind of problem with layering abound in practical   networking.  Consider, for example, the effect of IP transport's   implicit assumptions of lower layers.  In particular:    o Packet loss: TCP assumes that packet losses are indications of      congestion, but sometimes losses are from corruption on a wireless      link [RFC3115].    o Reordered packets: TCP assumes that significantly reordered      packets are indications of congestion.  This is not always the      case [FLOYD2001].Bush, et. al.                Informational                     [Page 11]

RFC 3439           Internet Architectural Guidelines       December 2002    o Round-trip times: TCP measures round-trip times, and assumes that      the lack of an acknowledgment within a period of time based on the      measured round-trip time is a packet loss, and therefore an      indication of congestion [KARN].    o Congestion control: TCP congestion control implicitly assumes that      all the packets in a flow are treated the same by the network, but      this is not always the case [HANDLEY].3.6.  Instantiating the EOSL Model with IP   While IP is being proposed as a transport for almost everything, the   base assumption, that Everything over IP (EOIP) will result in OPEX   and CAPEX efficiencies, requires critical examination.  In   particular, while it is the case that many protocols can be   efficiently transported over an IP network (specifically, those   protocols that do not need to recover synchronization between the   communication end points, such as Frame Relay, Ethernet, and AAL5   ATM), the Simplicity and Layering Principles suggest that EOIP may   not represent the most efficient convergence strategy for arbitrary   services.  Rather, a more CAPEX and OPEX efficient convergence layer   might be much lower (again, this behavior is predicted by the   Simplicity Principle).   An example of where EOIP would not be the most OPEX and CAPEX   efficient transport would be in those cases where a service or   protocol needed SONET-like restoration times (e.g., 50ms).  It is not   hard to imagine that it would cost more to build and operate an IP   network with this kind of restoration and convergence property (if   that were even possible) than it would to build the SONET network in   the first place.4.  Avoid the Universal Interworking Function   While there have been many implementations of Universal Interworking   unction (UIWF), IWF approaches have been problematic at large scale.   his concern is codified in the Principle of Minimum Intervention   BRYANT]:   "To minimise the scope of information, and to improve the efficiency   of data flow through the Encapsulation Layer, the payload should,   where possible, be transported as received without modification."Bush, et. al.                Informational                     [Page 12]

RFC 3439           Internet Architectural Guidelines       December 20024.1.  Avoid Control Plane Interworking   This corollary is best understood in the context of the integrated   solutions space.  In this case, the architecture and design   frequently achieves the worst of all possible worlds.  This is due to   the fact that such integrated solutions perform poorly at both ends   of the performance/CAPEX/OPEX spectrum: the protocols with the least   switching demand may have to bear the cost of the most expensive,   while the protocols with the most stringent requirements often must   make concessions to those with different requirements.  Add to this   the various control plane interworking issues and you have a large   opportunity for failure.  In summary, interworking functions should   be restricted to data plane interworking and encapsulations, and   these functions should be carried out at the edge of the network.   As described above, interworking models have been successful in those   cases where there is a kind of "isomorphism" between the layers being   interworked.  The trade-off here, frequently described as the   "Integrated vs.  Ships In the Night trade-off" has been examined at   various times and  at various protocol layers.  In general, there are   few cases in which such integrated solutions have proven efficient.   Multi-protocol BGP [RFC2283] is a subtly different but notable   exception.  In this case, the control plane is  independent of the   format of the control data.  That is, no control plane data   conversion is required, in contrast with control plane interworking   models such as the ATM/IP interworking envisioned by some soft-switch   manufacturers, and the so-called "PNNI-MPLS SIN" interworking   [ATMMPLS].5.  Packet versus Circuit Switching: Fundamental Differences   Conventional wisdom holds that packet switching (PS) is inherently   more efficient than circuit switching (CS), primarily because of the   efficiencies that can be gained by statistical multiplexing and the   fact that routing and forwarding decisions are made independently in   a hop-by-hop fashion [[MOLINERO2002].  Further, it is widely assumed   that IP is simpler that circuit switching, and hence should be more   economical to deploy and manage [MCK2002].  However, if one examines   these and related assumptions, a different picture emerges (see for   example [ODLYZKO98]).  The following sections discuss these   assumptions.5.1.  Is PS is inherently more efficient than CS?   It is well known that packet switches make efficient use of scarce   bandwidth [BARAN].  This efficiency is based on the statistical   multiplexing inherent in packet switching.  However, we continue to   be puzzled by what is generally believed to be the low utilization ofBush, et. al.                Informational                     [Page 13]

RFC 3439           Internet Architectural Guidelines       December 2002   Internet backbones.  The first question we might ask is what is the   current average utilization of Internet backbones, and how does that   relate to the utilization of long distance voice networks?  Odlyzko   and Coffman [ODLYZKO,COFFMAN] report that the average utilization of   links in the IP networks was in the range between 3% and 20%   (corporate intranets run in the 3% range, while commercial Internet   backbones run in the 15-20% range).  On the other hand, the average   utilization of long haul voice lines is about 33%.  In addition, for   2002, the average utilization of optical networks (all services)   appears to be hovering at about 11%, while the historical average is   approximately 15% [ML2002].  The question then becomes why we see   such utilization levels, especially in light of the assumption that   PS is inherently more efficient than CS.  The reasons cited by   Odlyzko and Coffman include:      (i).   Internet traffic is extremely asymmetric and bursty, but             links are symmetric and of fixed capacity (i.e., don't know             the traffic matrix, or required link capacities);      (ii).  It is difficult to predict traffic growth on a link, so             operators tend to add bandwidth aggressively;      (iii).  Falling prices for coarser bandwidth granularity make it             appear more economical to add capacity in large increments.   Other static factors include protocol overhead, other kinds of   equipment granularity, restoration capacity, and provisioning lag   time all contribute to the need to "over-provision" [MC2001].5.2.  Is PS simpler than CS?   The end-to-end principle can be interpreted as stating that the   complexity of the Internet belongs at the edges.  However, today's   Internet backbone routers are extremely complex.  Further, this   complexity scales with line rate.  Since the relative complexity of   circuit and packet switching seems to have resisted direct analysis,   we instead examine several artifacts of packet and circuit switching   as complexity metrics.  Among the metrics we might look at are   software complexity, macro operation complexity, hardware complexity,   power consumption, and density.  Each of these metrics is considered   below.Bush, et. al.                Informational                     [Page 14]

RFC 3439           Internet Architectural Guidelines       December 20025.2.1.  Software/Firmware Complexity   One measure of software/firmware complexity is the number of   instructions required to program the device.  The typical software   image for an Internet router requires between eight and ten million   instructions (including firmware), whereas a typical transport switch   requires on average about three million instructions [MCK2002].   This difference in software complexity has tended to make Internet   routers unreliable, and has notable other second order effects (e.g.,   it may take a long time to reboot such a router).  As another point   of comparison, consider that the AT&T (Lucent) 5ESS class 5 switch,   which has a huge number of calling features, requires only about   twice the number of lines of code as an Internet core router [EICK].   Finally, since routers are as much or more software than hardware   devices, another result of the code complexity is that the cost of   routers benefits less from Moore's Law than less software-intensive   devices.  This causes a bandwidth/device trade-off that favors   bandwidth more than less software-intensive devices.5.2.2.  Macro Operation Complexity   An Internet router's line card must perform many complex operations,   including processing the packet header, longest prefix match,   generating ICMP error messages, processing IP header options, and   buffering the packet so that TCP congestion control will be effective   (this typically requires a buffer of size proportional to the line   rate times the RTT, so a buffer will hold around 250 ms of packet   data).  This doesn't include route and packet filtering, or any QoS   or VPN filtering.   On the other hand, a transport switch need only to map ingress time-   slots to egress time-slots and interfaces, and therefore can be   considerably less complex.5.2.3.  Hardware Complexity   One measure of hardware complexity is the number of logic gates on a   line card [MOLINERO2002].  Consider the case of a high-speed Internet   router line card: An OC192 POS router line card contains at least 30   million gates in ASICs, at least one CPU, 300 Mbytes of packet   buffers, 2 Mbytes of forwarding table, and 10 Mbytes of otherBush, et. al.                Informational                     [Page 15]

RFC 3439           Internet Architectural Guidelines       December 2002   state memory.  On the other hand, a comparable transport switch line   card has 7.5 million logic gates, no CPU, no packet buffer, no   forwarding table, and an on-chip state memory.  Rather, the line-card   of an electronic transport switch typically contains a SONET framer,   a chip to map ingress time-slots to egress time-slots, and an   interface to the switch fabric.5.2.4.  Power   Since transport switches have traditionally been built from simpler   hardware components, they also consume less power [PMC].5.2.5.  Density   The highest capacity transport switches have about four times the   capacity of an IP router [CISCO,CIENA], and sell for about one-third   as much per Gigabit/sec.  Optical (OOO) technology pushes this   complexity difference further (e.g., tunable lasers, MEMs switches.   e.g., [CALIENT]), and DWDM multiplexers provide technology to build   extremely high capacity, low power transport switches.   A related metric is physical footprint.  In general, by virtue of   their higher density, transport switches have a smaller "per-gigabit"   physical footprint.5.2.6.  Fixed versus variable costs   Packet switching would seem to have high variable cost, meaning that   it costs more to send the n-th piece of information using packet   switching than it might in a circuit switched network.  Much of this   advantage is due to the relatively static nature of circuit   switching, e.g., circuit switching can take advantage of of pre-   scheduled arrival of information to eliminate operations to be   performed on incoming information.  For example, in the circuit   switched case, there is no need to buffer incoming information,   perform loop detection, resolve next hops, modify fields in the   packet header, and the like.  Finally, many circuit switched networks   combine relatively static configuration with out-of-band control   planes (e.g., SS7), which greatly simplifies data-plane switching.   The bottom line is that as data rates get large, it becomes more and   more complex to switch packets, while circuit switching scales more   or less linearly.Bush, et. al.                Informational                     [Page 16]

RFC 3439           Internet Architectural Guidelines       December 20025.2.7.  QoS   While the components of a complete solution for Internet QoS,   including call admission control, efficient packet classification,   and scheduling algorithms, have been the subject of extensive   research and standardization for more than 10 years, end-to-end   signaled QoS for the Internet has not become a reality.   Alternatively, QoS has been part of the circuit switched   infrastructure almost from its inception.  On the other hand, QoS is   usually deployed to determine queuing disciplines to be used when   there is insufficient bandwidth to support traffic.  But unlike voice   traffic, packet drop or severe delay may have a much more serious   effect on TCP traffic due to its congestion-aware feedback loop (in   particular, TCP backoff/slow start).5.2.8.  Flexibility   A somewhat harder to quantify metric is the inherent flexibility of   the Internet.  While the Internet's flexibility has led to its rapid   growth, this flexibility comes with a relatively high cost at the   edge: the need for highly trained support personnel.  A standard rule   of thumb is that in an enterprise setting, a single support person   suffices to provide telephone service for a group, while you need ten   computer networking experts to serve the networking requirements of   the same group [ODLYZKO98A].  This phenomenon is also described in   [PERROW].5.3.  Relative Complexity   The relative computational complexity of circuit switching as   compared to packet switching has been difficult to describe in formal   terms [PARK].  As such, the sections above seek to describe the   complexity in terms of observable artifacts.  With this in mind, it   is clear that the fundamental driver producing the increased   complexities outlined above is the hop-by-hop independence (HBHI)   inherent in the IP architecture.  This is in contrast to the end to   end architectures such as ATM or Frame Relay.   [WILLINGER2002] describes this phenomenon in terms of the robustness   requirement of the original Internet design, and how this requirement   has the driven complexity of the network.  In particular, they   describe a "complexity/robustness" spiral, in which increases in   complexity create further and more serious sensitivities, which then   requires additional robustness (hence the spiral).Bush, et. al.                Informational                     [Page 17]

RFC 3439           Internet Architectural Guidelines       December 2002   The important lesson of this section is that the Simplicity   Principle, while applicable to circuit switching as well as packet   switching, is crucial in controlling the complexity (and hence OPEX   and CAPEX properties) of packet networks.  This idea is reinforced by   the observation that while packet switching is a younger, less mature   discipline than circuit switching, the trend in packet switches is   toward more complex line cards, while the complexity of circuit   switches appears to be scaling linearly with line rates and aggregate   capacity.5.3.1.  HBHI and the OPEX Challenge   As a result of HBHI, we need to approach IP networks in a   fundamentally different way than we do circuit based networks.  In   particular, the major OPEX challenge faced by the IP network is that   debugging of a large-scale IP network still requires a large degree   of expertise and understanding, again due to the hop-by-hop   independence inherent in a packet architecture (again, note that this   hop-by-hop independence is not present in virtual circuit networks   such as ATM or Frame Relay).  For example, you may have to visit a   large set of your routers only to discover that the problem is   external to your own network.  Further, the debugging tools used to   diagnose problems are also complex and somewhat primitive.  Finally,   IP has to deal with people having problems with their DNS or their   mail or news or some new application, whereas this is usually not the   case for TDM/ATM/etc.  In the case of IP, this can be eased by   improving automation (note that much of what we mention is customer   facing).  In general, there are many variables external to the   network that effect OPEX.   Finally, it is important to note that the quantitative relationship   between CAPEX, OPEX, and a network's inherent complexity is not well   understood.  In fact, there are no agreed upon and quantitative   metrics for describing a network's complexity, so a precise   relationship between CAPEX, OPEX, and complexity remains elusive.6.  The Myth of Over-Provisioning   As noted in [MC2001] and elsewhere, much of the complexity we observe   in today's Internet is directed at increasing bandwidth utilization.   As a result, the desire of network engineers to keep network   utilization below 50% has been termed "over-provisioning".  However,   this use of the term over-provisioning is a misnomer.  Rather, in   modern Internet backbones the unused capacity is actually protection   capacity.  In particular, one might view this as "1:1 protection at   the IP layer".  Viewed in this way, we see that an IP network   provisioned to run at 50% utilization is no more over-provisioned   than the typical SONET network.  However, the important advantagesBush, et. al.                Informational                     [Page 18]

RFC 3439           Internet Architectural Guidelines       December 2002   that accrue to an IP network provisioned in this way include close to   speed of light delay and close to zero packet loss [FRALEIGH].  These   benefits can been seen as a "side-effect" of 1:1 protection   provisioning.   There are also other, system-theoretic reasons for providing 1:1-like   protection provisioning.  Most notable among these reasons is that   packet-switched networks with in-band control loops can become   unstable and can experience oscillations and synchronization when   congested.  Complex and non-linear dynamic interaction of traffic   means that congestion in one part of the network will spread to other   parts of the network.  When routing protocol packets are lost due to   congestion or route-processor overload, it causes inconsistent   routing state, and this may result in traffic loops, black holes, and   lost connectivity.  Thus, while statistical multiplexing can in   theory yield higher network utilization, in practice, to maintain   consistent performance and a reasonably stable network, the dynamics   of the Internet backbones favor 1:1 provisioning and its side effects   to keep the network stable and delay low.7.  The Myth of Five Nines   Paul Baran, in his classic paper, "SOME PERSPECTIVES ON NETWORKS--   PAST, PRESENT AND FUTURE", stated that "The tradeoff curves between   cost and system reliability suggest that the most reliable systems   might be built of relatively unreliable and hence low cost elements,   if it is system reliability at the lowest overall system cost that is   at issue" [BARAN77].   Today we refer to this phenomenon as "the myth of five nines".   Specifically, so-called five nines reliability in packet network   elements is consider a myth for the following reasons: First, since   80% of unscheduled outages are caused by people or process errors   [SCOTT], there is only a 20% window in which to optimize.  Thus, in   order to increase component reliability, we add complexity   (optimization frequently leads to complexity), which is the root   cause of 80% of the unplanned outages.  This effectively narrows the   20% window (i.e., you increase the likelihood of people and process   failure).  This phenomenon is also characterized as a   "complexity/robustness" spiral [WILLINGER2002], in which increases in   complexity create further and more serious sensitivities, which then   requires additional robustness, and so on (hence the spiral).   The conclusion, then is that while a system like the Internet can   reach five-nines-like reliability, it is undesirable (and likely   impossible) to try to make any individual component, especially the   most complex ones, reach that reliability standard.Bush, et. al.                Informational                     [Page 19]

RFC 3439           Internet Architectural Guidelines       December 20028.  Architectural Component Proportionality Law   As noted in the previous section, the computational complexity of   packet switched networks such as the Internet has proven difficult to   describe in formal terms.  However, an intuitive, high level   definition of architectural complexity might be that the complexity   of an architecture is proportional to its number of components, and   that the probability of achieving a stable implementation of an   architecture is inversely proportional to its number of components.   As described above, components include discrete elements such as   hardware elements, space and power requirements, as well as software,   firmware, and the protocols they implement.   Stated more abstractly:       Let         A   be a representation of architecture A,         |A| be number of distinct components in the service             delivery path of architecture A,         w   be a monotonically increasing function,         P   be the probability of a stable implementation of an             architecture, and let       Then         Complexity(A) = O(w(|A|))         P(A)          = O(1/w(|A|))       where       O(f) = {g:N->R | there exists c > 0 and n such that g(n)       < c*f(n)}       [That is, O(f) comprises the set of functions g for which       there exists a constant c and a number n, such that g(n) is       smaller or equal to c*f(n) for all n. That is, O(f) is the       set of all functions that do not grow faster than f,       disregarding constant factors]   Interestingly, the Highly Optimized Tolerance (HOT) model [HOT]   attempts to characterize complexity in general terms (HOT is one   recent attempt to develop a general framework for the study of   complexity, and is a member of a family of abstractions generally   termed "the new science of complexity" or "complex adaptiveBush, et. al.                Informational                     [Page 20]

RFC 3439           Internet Architectural Guidelines       December 2002   systems").  Tolerance, in HOT semantics, means that "robustness in   complex systems is a constrained and limited quantity that must be   carefully managed and protected." One focus of the HOT model is to   characterize heavy-tailed distributions such as Complexity(A) in the   above example (other examples include forest fires, power outages,   and Internet traffic distributions).  In particular, Complexity(A)   attempts to map the extreme heterogeneity of the parts of the system   (Internet), and the effect of their organization into highly   structured networks, with hierarchies and multiple scales.8.1.  Service Delivery Paths   The Architectural Component Proportionality Law (ACPL) states that   the complexity of an architecture is proportional to its number of   components.   COROLLARY: Minimize the number of components in a service delivery   path, where the service delivery path can be a protocol path, a   software path, or a physical path.   This corollary is an important consequence of the ACPL, as the path   between a customer and the desired service is particularly sensitive   to the number and complexity of elements in the path.  This is due to   the fact that the complexity "smoothing" that we find at high levels   of aggregation [ZHANG] is missing as you move closer to the edge, as   well as having complex interactions with backoffice and CRM systems.   Examples of architectures that haven't found a market due to this   effect include TINA-based CRM systems, CORBA/TINA based service   architectures.  The basic lesson here was that the only possibilities   for deploying these systems were "Limited scale deployments (such) as   in Starvision can avoid coping with major unproven scalability   issues", or "Otherwise need massive investments (like the carrier-   grade ORB built almost from scratch)" [TINA].  In other words, these   systems had complex service delivery paths, and were too complex to   be feasibly deployed.9.  Conclusions   This document attempts to codify long-understood Internet   architectural principles.  In particular, the unifying principle   described here is best expressed by the Simplicity Principle, which   states complexity must be controlled if one hopes to efficiently   scale a complex object.  The idea that simplicity itself can lead to   some form of optimality has been a common theme throughout history,   and has been stated in many other ways and along many dimensions.   For example, consider the maxim known as Occam's Razor, which was   formulated by the medieval English philosopher and Franciscan monk   William of Ockham (ca. 1285-1349), and states "Pluralitas non estBush, et. al.                Informational                     [Page 21]

RFC 3439           Internet Architectural Guidelines       December 2002   ponenda sine neccesitate" or "plurality should not be posited without   necessity." (hence Occam's Razor is sometimes called "the principle   of unnecessary plurality" and " the principle of simplicity").  A   perhaps more contemporary formulation of Occam's Razor states that   the simplest explanation for a phenomenon is the one preferred by   nature.  Other formulations of the same  idea can be found in the   KISS (Keep It Simple Stupid) principle and the Principle of Least   Astonishment (the assertion that the most usable system is the one   that least often leaves users astonished).  [WILLINGER2002] provides   a more theoretical discussion of "robustness through simplicity", and   in discussing the PSTN, [KUHN87] states that in most systems, "a   trade-off can be made between simplicity of interactions and   looseness of coupling".   When applied to packet switched network architectures, the Simplicity   Principle has implications that some may consider heresy, e.g., that   highly converged approaches are likely to be less efficient than   "less converged" solutions.  Otherwise stated, the "optimal"   convergence layer may be much lower in the protocol stack that is   conventionally believed.  In addition, the analysis above leads to   several conclusions that are contrary to the conventional wisdom   surrounding  packet networking.  Perhaps most significant is the   belief that packet switching is simpler than circuit switching.  This   belief has lead to conclusions such as "since packet is simpler than   circuit, it must cost less to operate".  This study finds to the   contrary.  In particular, by examining the metrics described above,   we find that packet switching is more complex than circuit switching.   Interestingly, this conclusion is borne out by the fact that   normalized OPEX for data networks is typically significantly greater   than for voice networks [ML2002].   Finally, the important conclusion of this work is that for packet   networks that are of the scale of today's Internet or larger, we must   strive for the simplest possible solutions if we hope to build cost   effective infrastructures.  This idea is eloquently stated in   [DOYLE2002]: "The evolution of protocols can lead to a   robustness/complexity/fragility spiral where complexity added for   robustness also adds new fragilities, which in turn leads to new and   thus spiraling complexities".  This is exactly the phenomenon that   the Simplicity Principle is designed to avoid.10.  Security Considerations   This document does not directly effect the security of any existing   Internet protocol.  However, adherence to the Simplicity Principle   does have a direct affect on our ability to implement secure systems.   In particular, a system's complexity grows, it becomes  more   difficult to model and analyze, and hence it becomes more difficultBush, et. al.                Informational                     [Page 22]

RFC 3439           Internet Architectural Guidelines       December 2002   to find and understand the security implications inherent in its   architecture, design, and implementation.11.  Acknowledgments   Many of the ideas for comparing the complexity of circuit switched   and packet switched networks were inspired by conversations with Nick   McKeown.  Scott Bradner, David Banister, Steve Bellovin, Steward   Bryant, Christophe Diot, Susan Harris, Ananth Nagarajan, Andrew   Odlyzko, Pete and Natalie Whiting, and Lixia Zhang made many helpful   comments on early drafts of this document.12.  References   [AHUJA]         "The Impact of Internet Policy and Topology on                   Delayed Routing Convergence", Labovitz, et. al.                   Infocom, 2001.   [ATMMPLS]       "ATM-MPLS Interworking Migration Complexities Issues                   and Preliminary Assessment", School of                   Interdisciplinary Computing and Engineering,                   University of Missouri-Kansas City, April 2002   [BARAN]         "On Distributed Communications", Paul Baran, Rand                   Corporation Memorandum RM-3420-PR,http://www.rand.org/publications/RM/RM3420", August,                   1964.   [BARAN77]       "SOME PERSPECTIVES ON NETWORKS--PAST, PRESENT AND                   FUTURE", Paul Baran,  Information Processing 77,                   North-Holland Publishing Company, 1977,   [BRYANT]        "Protocol Layering in PWE3", Bryant et al, Work in                   Progress.   [CAIDA]http://www.caida.org   [CALLIENT]http://www.calient.net/home.html   [CARLSON]       "Complexity and Robustness", J.M. Carlson and John                   Doyle, Proc. Natl. Acad. Sci. USA, Vol. 99, Suppl. 1,                   2538-2545, February 19, 2002.http://www.pnas.org/cgi/doi/10.1073/pnas.012582499   [CIENA]         "CIENA Multiwave CoreDiretor",http://www.ciena.com/downloads/products/coredirector.pdfBush, et. al.                Informational                     [Page 23]

RFC 3439           Internet Architectural Guidelines       December 2002   [CISCO]http://www.cisco.com   [CLARK]         "The Design Philosophy of the DARPA Internet                   Protocols", D. Clark, Proc. of the ACM SIGCOMM, 1988.   [COFFMAN]       "Internet Growth: Is there a 'Moores Law' for Data                   Traffic", K.G. Coffman and A.M. Odlyzko, pp. 47-93,                   Handbook of Massive Data Stes, J. Elli, P. M.                   Pardalos, and M. G. C. Resende, Editors. Kluwer,                   2002.   [DOYLE2002]     "Robustness and the Internet: Theoretical                   Foundations", John C. Doyle, et. al. Work in                   Progress.   [EICK]          "Visualizing Software Changes", S.G. Eick, et al,                   National Institute of Statistical Sciences, Technical                   Report 113, December 2000.   [MOLINERO2002]  "TCP Switching: Exposing Circuits to IP", Pablo                   Molinero-Fernandez and Nick McKeown, IEEE January,                   2002.   [FLOYD]         "The Synchronization of Periodic Routing Messages",                   Sally Floyd and Van Jacobson, IEEE ACM Transactions                   on Networking, 1994.   [FLOYD2001]     "A Report on Some Recent Developments in TCP                   Congestion Control, IEEE Communications Magazine, S.                   Floyd, April 2001.   [FRALEIGH]      "Provisioning IP Backbone Networks to Support Delay-                   Based Service Level Agreements", Chuck Fraleigh,                   Fouad Tobagi, and Christophe Diot, 2002.   [GRIFFIN]       "What is the Sound of One Route Flapping", Timothy G.                   Griffin,  IPAM Workshop on Large-Scale Communication                   Networks: Topology, Routing, Traffic, and Control,                   March, 2002.   [HANDLEY]       "On Inter-layer Assumptions (A view from the                   Transport Area), slides from a presentation at the                   IAB workshop on Wireless Internetworking", M.                   Handley,  March 2000.   [HOT]           J.M. Carlson and John Doyle, Phys. Rev. E 60, 1412-                   1427, 1999.Bush, et. al.                Informational                     [Page 24]

RFC 3439           Internet Architectural Guidelines       December 2002   [ISO10589]      "Intermediate System to Intermediate System                   Intradomain Routing Exchange Protocol (IS-IS)".   [JACOBSON]      "Congestion Avoidance and Control", Van Jacobson,                   Proceedings of ACM Sigcomm 1988, pp. 273-288.   [KARN]          "TCP vs Link Layer Retransmission" in P. Karn et al.,                   Advice for Internet Subnetwork Designers, Work in                   Progress.   [KUHN87]        "Sources of Failure in the Public Switched Telephone                   Network", D. Richard Kuhn, EEE Computer, Vol. 30, No.                   4, April, 1997.   [L2TPV3]        Lan, J., et. al., "Layer Two Tunneling Protocol                   (Version 3) -- L2TPv3", Work in Progress.   [MC2001]        "U.S Communications Infrastructure at A Crossroads:                   Opportunities Amid the Gloom", McKinsey&Company for                   Goldman-Sachs, August 2001.   [MCK2002]       Nick McKeown, personal communication, April, 2002.   [ML2002]        "Optical Systems", Merril Lynch Technical Report,                   April, 2002.   [NAVE]          "The influence of mode coupling on the non-linear                   evolution of tearing modes", M.F.F. Nave, et al, Eur.                   Phys. J. D 8, 287-297.   [NEUMANN]       "Cause of AT&T network failure", Peter G. Neumann,http://catless.ncl.ac.uk/Risks/9.62.html#subj2   [ODLYZKO]       "Data networks are mostly empty for good reason",                   A.M. Odlyzko, IT Professional 1 (no. 2), pp. 67-69,                   Mar/Apr 1999.   [ODLYZKO98A]    "Smart and stupid networks: Why the Internet is like                   Microsoft".  A. M. Odlyzko, ACM Networker, 2(5),                   December, 1998.   [ODLYZKO98]     "The economics of the Internet: Utility, utilization,                   pricing, and Quality of Service", A.M. Odlyzko, July,                   1998.http://www.dtc.umn.edu/~odlyzko/doc/networks.htmlBush, et. al.                Informational                     [Page 25]

RFC 3439           Internet Architectural Guidelines       December 2002   [PARK]          "The Internet as a Complex System: Scaling,                   Complexity and Control", Kihong Park and Walter                   Willinger, AT&T Research, 2002.   [PERROW]        "Normal Accidents: Living with High Risk                   Technologies", Basic Books, C. Perrow, New York,                   1984.   [PMC]           "The Design of a 10 Gigabit Core Router                   Architecture", PMC-Sierra,http://www.pmc-sierra.com/products/diagrams/CoreRouter_lg.html   [RFC1629]       Colella, R., Callon, R., Gardner, E. and Y. Rekhter,                   "Guidelines for OSI NSAP Allocation in the Internet",RFC 1629, May 1994.   [RFC1925]       Callon, R., "The Twelve Networking Truths",RFC 1925,                   1 April 1996.   [RFC1958]       Carpenter, B., Ed., "Architectural principles of the                   Internet",RFC 1958, June 1996.   [RFC2283]       Bates, T., Chandra, R., Katz, D. and Y. Rekhter,                   "Multiprotocol Extensions for BGP4",RFC 2283,                   February 1998.   [RFC3155]       Dawkins, S., Montenegro, G., Kojo, M. and N. Vaidya,                   "End-to-end Performance Implications of Links with                   Errors",BCP 50,RFC 3155, May 2001.   [ROMANOV]       "Dynamics of TCP over ATM Networks", A. Romanov, S.                   Floyd, IEEE JSAC, vol. 13, No 4, pp.633-641, May                   1995.   [SALTZER]       "End-To-End Arguments in System Design", J.H.                   Saltzer, D.P. Reed, and D.D. Clark, ACM TOCS, Vol 2,                   Number 4, November 1984, pp 277-288.   [SCOTT]         "Making Smart Investments to Reduce Unplanned                   Downtime", D. Scott, Tactical Guidelines, TG-07-4033,                   Gartner Group Research Note, March 1999.   [SPILLMAN]      "The Law of Diminishing Returns:, W. J. Spillman and                   E. Lang, 1924.   [STALLINGS]     "Data and Computer Communications (2nd Ed)", William                   Stallings, Maxwell Macmillan, 1989.Bush, et. al.                Informational                     [Page 26]

RFC 3439           Internet Architectural Guidelines       December 2002   [TENNENHOUSE]   "Layered multiplexing considered harmful", D.                   Tennenhouse, Proceedings of the IFIP Workshop on                   Protocols for High-Speed Networks, Rudin ed., North                   Holland Publishers, May 1989.   [THOMPSON]      "Nonlinear Dynamics and Chaos". J.M.T. Thompson and                   H.B. Stewart, John Wiley and Sons, 1994, ISBN                   0471909602.   [TINA]          "What is TINA and is it useful for the TelCos?",                   Paolo Coppo, Carlo A. Licciardi, CSELT, EURESCOM                   Participants in P847 (FT, IT, NT, TI)   [WAKEMAN]       "Layering considered harmful", Ian Wakeman, Jon                   Crowcroft, Zheng Wang, and Dejan Sirovica, IEEE                   Network, January 1992, p. 7-16.   [WARD]          "Custom fluorescent-nucleotide synthesis as an                   alternative method for nucleic acid labeling",                   Octavian Henegariu*, Patricia Bray-Ward and David C.                   Ward, Nature Biotech 18:345-348 (2000).   [WILLINGER2002] "Robustness and the Internet: Design and evolution",                   Walter Willinger and John Doyle, 2002.   [ZHANG]         "Impact of Aggregation on Scaling Behavior of                   Internet Backbone Traffic", Sprint ATL Technical                   Report TR02-ATL-020157 Zhi-Li Zhang, Vinay Ribeiroj,                   Sue Moon, Christophe Diot, February, 2002.13.  Authors' Addresses   Randy Bush   EMail: randy@psg.com   David Meyer   EMail: dmm@maoz.comBush, et. al.                Informational                     [Page 27]

RFC 3439           Internet Architectural Guidelines       December 200214.  Full Copyright Statement   Copyright (C) The Internet Society (2002).  All Rights Reserved.   This document and translations of it may be copied and furnished to   others, and derivative works that comment on or otherwise explain it   or assist in its implementation may be prepared, copied, published   and distributed, in whole or in part, without restriction of any   kind, provided that the above copyright notice and this paragraph are   included on all such copies and derivative works.  However, this   document itself may not be modified in any way, such as by removing   the copyright notice or references to the Internet Society or other   Internet organizations, except as needed for the purpose of   developing Internet standards in which case the procedures for   copyrights defined in the Internet Standards process must be   followed, or as required to translate it into languages other than   English.   The limited permissions granted above are perpetual and will not be   revoked by the Internet Society or its successors or assigns.   This document and the information contained herein is provided on an   "AS IS" basis and THE INTERNET SOCIETY AND THE INTERNET ENGINEERING   TASK FORCE DISCLAIMS ALL WARRANTIES, EXPRESS OR IMPLIED, INCLUDING   BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE INFORMATION   HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED WARRANTIES OF   MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.Acknowledgement   Funding for the RFC Editor function is currently provided by the   Internet Society.Bush, et. al.                Informational                     [Page 28]

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