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INFORMATIONAL
Errata Exist
Internet Architecture Board (IAB)                             P. HoffmanRequest for Comments: 7998                                         ICANNCategory: Informational                                    J. HildebrandISSN: 2070-1721                                                  Mozilla                                                           December 2016            "xml2rfc" Version 3 Preparation Tool DescriptionAbstract   This document describes some aspects of the "prep tool" that is   expected to be created when the new xml2rfc version 3 specification   is deployed.Status of This Memo   This document is not an Internet Standards Track specification; it is   published for informational purposes.   This document is a product of the Internet Architecture Board (IAB)   and represents information that the IAB has deemed valuable to   provide for permanent record.  It represents the consensus of the   Internet Architecture Board (IAB).  Documents approved for   publication by the IAB are not a candidate for any level of Internet   Standard; seeSection 2 of RFC 7841.   Information about the current status of this document, any errata,   and how to provide feedback on it may be obtained athttp://www.rfc-editor.org/info/rfc7998.Copyright Notice   Copyright (c) 2016 IETF Trust and the persons identified as the   document authors.  All rights reserved.   This document is subject toBCP 78 and the IETF Trust's Legal   Provisions Relating to IETF Documents   (http://trustee.ietf.org/license-info) in effect on the date of   publication of this document.  Please review these documents   carefully, as they describe your rights and restrictions with respect   to this document.Hoffman & Hildebrand          Informational                     [Page 1]

RFC 7998                      v3 Prep Tool                 December 2016Table of Contents1.  Introduction  . . . . . . . . . . . . . . . . . . . . . . . .32.  xml2rfc v3 Prep Tool Usage Scenarios  . . . . . . . . . . . .43.  Internet-Draft Submission . . . . . . . . . . . . . . . . . .44.  Canonical RFC Preparation . . . . . . . . . . . . . . . . . .55.  What the v3 Prep Tool Does  . . . . . . . . . . . . . . . . .55.1.  XML Sanitization  . . . . . . . . . . . . . . . . . . . .65.1.1.  XInclude Processing . . . . . . . . . . . . . . . . .65.1.2.  DTD Removal . . . . . . . . . . . . . . . . . . . . .65.1.3.  Processing Instruction Removal  . . . . . . . . . . .65.1.4.  Validity Check  . . . . . . . . . . . . . . . . . . .65.1.5.  Check "anchor"  . . . . . . . . . . . . . . . . . . .65.2.  Defaults  . . . . . . . . . . . . . . . . . . . . . . . .65.2.1.  "version" Insertion . . . . . . . . . . . . . . . . .65.2.2.  "seriesInfo" Insertion  . . . . . . . . . . . . . . .75.2.3.  <date> Insertion  . . . . . . . . . . . . . . . . . .75.2.4.  "prepTime" Insertion  . . . . . . . . . . . . . . . .75.2.5.  <ol> Group "start" Insertion  . . . . . . . . . . . .75.2.6.  Attribute Default Value Insertion . . . . . . . . . .75.2.7.  Section "toc" attribute . . . . . . . . . . . . . . .75.2.8.  "removeInRFC" Warning Paragraph . . . . . . . . . . .85.3.  Normalization . . . . . . . . . . . . . . . . . . . . . .85.3.1.  "month" Attribute . . . . . . . . . . . . . . . . . .85.3.2.  ASCII Attribute Processing  . . . . . . . . . . . . .85.3.3.  "title" Conversion  . . . . . . . . . . . . . . . . .95.4.  Generation  . . . . . . . . . . . . . . . . . . . . . . .95.4.1.  "expiresDate" Insertion . . . . . . . . . . . . . . .95.4.2.  <boilerplate> Insertion . . . . . . . . . . . . . . .9         5.4.2.1.  Compare <rfc> "submissionType" and <seriesInfo>                   "stream"  . . . . . . . . . . . . . . . . . . . .95.4.2.2.  "Status of this Memo" Insertion . . . . . . . . .95.4.2.3.  "Copyright Notice" Insertion  . . . . . . . . . .105.4.3.  <reference> "target" Insertion  . . . . . . . . . . .105.4.4.  <name> Slugification  . . . . . . . . . . . . . . . .105.4.5.  <reference> Sorting . . . . . . . . . . . . . . . . .105.4.6.  "pn" Numbering  . . . . . . . . . . . . . . . . . . .105.4.7.  <iref> Numbering  . . . . . . . . . . . . . . . . . .115.4.8.  <xref> Processing . . . . . . . . . . . . . . . . . .115.4.8.1.  "derivedContent" Insertion (with Content) . . . .115.4.8.2.  "derivedContent" Insertion (without Content)  . .115.4.9.  <relref> Processing . . . . . . . . . . . . . . . . .125.5.  Inclusion . . . . . . . . . . . . . . . . . . . . . . . .125.5.1.  <artwork> Processing  . . . . . . . . . . . . . . . .125.5.2.  <sourcecode> Processing . . . . . . . . . . . . . . .14Hoffman & Hildebrand          Informational                     [Page 2]

RFC 7998                      v3 Prep Tool                 December 20165.6.  RFC Production Mode Cleanup . . . . . . . . . . . . . . .145.6.1.  <note> Removal  . . . . . . . . . . . . . . . . . . .145.6.2.  <cref> Removal  . . . . . . . . . . . . . . . . . . .155.6.3.  <link> Processing . . . . . . . . . . . . . . . . . .155.6.4.  XML Comment Removal . . . . . . . . . . . . . . . . .155.6.5.  "xml:base" and "originalSrc" Removal  . . . . . . . .155.6.6.  Compliance Check  . . . . . . . . . . . . . . . . . .155.7.  Finalization  . . . . . . . . . . . . . . . . . . . . . .155.7.1.  "scripts" Insertion . . . . . . . . . . . . . . . . .165.7.2.  Pretty-Format . . . . . . . . . . . . . . . . . . . .166.  Additional Uses for the Prep Tool . . . . . . . . . . . . . .167.  Security Considerations . . . . . . . . . . . . . . . . . . .168.  Informative References  . . . . . . . . . . . . . . . . . . .17   IAB Members at the Time of Approval . . . . . . . . . . . . . . .18   Acknowledgements  . . . . . . . . . . . . . . . . . . . . . . . .18   Authors' Addresses  . . . . . . . . . . . . . . . . . . . . . . .181.  Introduction   As initially described in [RFC6949], the canonical format (the data   that is the authorized, recognized, accepted, and archived version of   the document) of the RFC Series has been plain text to date: it is   now changing to XML (using the xml2rfc v3 vocabulary [RFC7991]).   However, most people will read RFCs in other formats, such as HTML,   PDF, ASCII text, or other formats not yet in existence.  In order to   ensure as much uniformity in text output as possible across formats   (and with the canonical XML itself), there is a desire that the   translation from XML into the other formats will be straightforward   syntactic translation.  To make that happen, a good amount of data   will need to be in the XML format that is not there today.  That data   will be added by a program called the "prep tool", which will often   run as a part of the xml2rfc process.   This document specifies the steps that the prep tool will have to   take.  When changes to the xml2rfc v3 vocabulary [RFC7991] are made,   this document is likely to be updated at the same time.   The details (particularly any vocabularies) described in this   document are expected to change based on experience gained in   implementing the new publication toolsets.  Revised documents will be   published capturing those changes as the toolsets are completed.   Other implementers must not expect those changes to remain backwards-   compatible with the details described in this document.Hoffman & Hildebrand          Informational                     [Page 3]

RFC 7998                      v3 Prep Tool                 December 20162.  xml2rfc v3 Prep Tool Usage Scenarios   The prep tool will have several settings:   o  Internet-Draft preparation   o  Canonical RFC preparation   There are only a few differences between the two settings: for   example, the boilerplate output and the date output on the front   page.   Note that this document only describes what the IETF-sponsored prep   tool does.  Others might create their own work-alike prep tools for   their own formatting needs.  However, an output format developer does   not need to change the prep tool in order to create their own   formatter: they only need to be able to consume prepared text.  The   IETF-sponsored prep tool runs in two different modes: "I-D" mode when   the tool is run during Internet-Draft submission and processing and   "RFC production mode" when the tool is run by the RFC Production   Center while producing an RFC.   This tool is described as if it is a separate tool so that we can   reason about its architectural properties.  In actual implementation,   it might be a part of a larger suite of functionality.3.  Internet-Draft Submission   When the IETF draft submission tool accepts xml2rfc version 3   vocabulary [RFC7991] (referred to as "v3" hereafter) as an input   format, the submission tool runs the submitted file through the prep   tool.  This is called "I-D mode" in this document.  If the tool finds   no errors, it keeps two XML files: the submitted file and the prepped   file.   The prepped file provides a record of what a submitter was attesting   to at the time of submission.  It represents a self-contained record   of what any external references resolved to at the time of   submission.   The prepped file is used by the IETF formatters to create outputs   such as HTML, PDF, and text (or the tools act in a way   indistinguishable from this).  The message sent out by the draft   submission tool includes a link to the submitted XML as well as the   other outputs, including the prepped XML.Hoffman & Hildebrand          Informational                     [Page 4]

RFC 7998                      v3 Prep Tool                 December 2016   The prepped XML can be used by tools not yet developed to output new   formats that have as similar output as possible to the current IETF   formatters.  For example, if the IETF creates a .mobi output renderer   later, it can run that renderer on all of the prepped XML that has   been saved, ensuring that the content of included external references   and all of the part numbers and boilerplate will be the same as what   was produced by the previous IETF formatters at the time the document   was first uploaded.4.  Canonical RFC Preparation   During editing, the RPC will run the prep tool in canonical RFC   production mode and make the results available to the authors during   AUTH48 (see [PUB-PROCESS]) so they can see what the final output   would look like.  When the document has passed AUTH48 review, the RPC   runs the prep tool in canonical RFC production mode one last time,   locks down the canonicalized XML, runs the formatters for the   publication formats, and publishes all of those.   This document assumes that the prep tool will be used by the RPC in   the manner described in this document; they may use something   different or with different configuration.   Similar to the case for I-Ds, the prepped XML can be used later to   re-render the output formats or to generate new formats.5.  What the v3 Prep Tool Does   The steps listed here are in order of processing.  In all cases where   the prep tool would "add" an attribute or element, if that attribute   or element already exists, the prep tool will check that the   attribute or element has valid values.  If the value is incorrect,   the prep tool will warn with the old and new values, then replace the   incorrect value with the new value.   Currently, the IETF uses a tool called "idnits" [IDNITS] to check   text input to the Internet-Drafts posting process. idnits indicates   if it encountered anything it considers an error and provides text   describing all of the warnings and errors in a human-readable form.   The prep tool should probably check for as many of these errors and   warnings as possible when it is processing the XML input.  For the   moment, tooling might run idnits on the text output from the prepared   XML.  The list below contains some of these errors and warnings, but   the deployed version of the prep tool may contain additional steps to   include more or the checks from idnits.Hoffman & Hildebrand          Informational                     [Page 5]

RFC 7998                      v3 Prep Tool                 December 20165.1.  XML Sanitization   These steps will ensure that the input document is properly formatted   and that all XML processing has been performed.5.1.1.  XInclude Processing   Process all <x:include> elements.  Note: XML <x:include> elements may   include more <x:include> elements (with relative references resolved   against the base URI potentially modified by a previously inserted   xml:base attribute).  The tool may be configurable with a limit on   the depth of recursion.5.1.2.  DTD Removal   Fully process any Document Type Definitions (DTDs) in the input   document, then remove the DTD.  At a minimum, this entails processing   the entity references and includes for external files.5.1.3.  Processing Instruction Removal   Remove processing instructions.5.1.4.  Validity Check   Check the input against the RELAX NG (RNG) in [RFC7991].  If the   input is not valid, give an error.5.1.5.  Check "anchor"   Check all elements for "anchor" attributes.  If any "anchor"   attribute begins with "s-", "f-", "t-", or "i-", give an error.5.2.  Defaults   These steps will ensure that all default values have been filled in   to the XML, in case the defaults change at a later date.  Steps in   this section will not overwrite existing values in the input file.5.2.1.  "version" Insertion   If the <rfc> element has a "version" attribute with a value other   than "3", give an error.  If the <rfc> element has no "version"   attribute, add one with the value "3".Hoffman & Hildebrand          Informational                     [Page 6]

RFC 7998                      v3 Prep Tool                 December 20165.2.2.  "seriesInfo" Insertion   If the <front> element of the <rfc> element does not already have a   <seriesInfo> element, add a <seriesInfo> element with the name   attribute based on the mode in which the prep tool is running   ("Internet-Draft" for Draft mode and "RFC" for RFC production mode)   and a value that is the input filename minus any extension for   Internet-Drafts, and is a number specified by the RFC Editor for   RFCs.5.2.3.  <date> Insertion   If the <front> element in the <rfc> element does not contain a <date>   element, add it and fill in the "day", "month", and "year" attributes   from the current date.  If the <front> element in the <rfc> element   has a <date> element with "day", "month", and "year" attributes, but   the date indicated is more than three days in the past or is in the   future, give a warning.  If the <front> element in the <rfc> element   has a <date> element with some but not all of the "day", "month", and   "year" attributes, give an error.5.2.4.  "prepTime" Insertion   If the input document includes a "prepTime" attribute of <rfc>, exit   with an error.   Fill in the "prepTime" attribute of <rfc> with the current datetime.5.2.5.  <ol> Group "start" Insertion   Add a "start" attribute to every <ol> element containing a group that   does not already have a start.5.2.6.  Attribute Default Value Insertion   Fill in any default values for attributes on elements, except   "keepWithNext" and "keepWithPrevious" of <t>, and "toc" of <section>.   Some default values can be found in the RELAX NG schema, while others   can be found in the prose describing the elements in [RFC7991].5.2.7.  Section "toc" attribute   For each <section>, modify the "toc" attribute to be either "include"   or "exclude":   o  for sections that have an ancestor of <boilerplate>, use "exclude"Hoffman & Hildebrand          Informational                     [Page 7]

RFC 7998                      v3 Prep Tool                 December 2016   o  else for sections that have a descendant that has toc="include",      use "include".  If the ancestor section has toc="exclude" in the      input, this is an error.   o  else for sections that are children of a section with      toc="exclude", use "exclude".   o  else for sections that are deeper than rfc/@tocDepth, use      "exclude"   o  else use "include"5.2.8.  "removeInRFC" Warning Paragraph   In I-D mode, if there is a <note> or <section> element with a   "removeInRFC" attribute that has the value "true", add a paragraph to   the top of the element with the text "This note is to be removed   before publishing as an RFC." or "This section...", unless a   paragraph consisting of that exact text already exists.5.3.  Normalization   These steps will ensure that ideas that can be expressed in multiple   different ways in the input document are only found in one way in the   prepared document.5.3.1.  "month" Attribute   Normalize the values of "month" attributes in all <date> elements in   <front> elements in <rfc> elements to numeric values.5.3.2.  ASCII Attribute Processing   In every <email>, <organization>, <street>, <city>, <region>,   <country>, and <code> element, if there is an "ascii" attribute and   the value of that attribute is the same as the content of the   element, remove the "ascii" element and issue a warning about the   removal.   In every <author> element, if there is an "asciiFullname",   "asciiInitials", or "asciiSurname" attribute, check the content of   that element against its matching "fullname", "initials", or   "surname" element (respectively).  If the two are the same, remove   the "ascii*" element and issue a warning about the removal.Hoffman & Hildebrand          Informational                     [Page 8]

RFC 7998                      v3 Prep Tool                 December 20165.3.3.  "title" Conversion   For every <section>, <note>, <figure>, <references>, and <texttable>   element that has a (deprecated) "title" attribute, remove the "title"   attribute and insert a <name> element with the title from the   attribute.5.4.  Generation   These steps will generate new content, overriding existing similar   content in the input document.  Some of these steps are important   enough that they specify a warning to be generated when the content   being overwritten does not match the new content.5.4.1.  "expiresDate" Insertion   If in I-D mode, fill in "expiresDate" attribute of <rfc> based on the   <date> element of the document's <front> element.5.4.2.  <boilerplate> Insertion   Create a <boilerplate> element if it does not exist.  If there are   any children of the <boilerplate> element, produce a warning that   says "Existing boilerplate being removed.  Other tools, specifically   the draft submission tool, will treat this condition as an error" and   remove the existing children.5.4.2.1.  Compare <rfc> "submissionType" and <seriesInfo> "stream"   Verify that <rfc> "submissionType" and <seriesInfo> "stream" are the   same if they are both present.  If either is missing, add it.  Note   that both have a default value of "IETF".5.4.2.2.  "Status of this Memo" Insertion   Add the "Status of this Memo" section to the <boilerplate> element   with current values.  The application will use the "submissionType",   and "consensus" attributes of the <rfc> element, the <workgroup>   element, and the "status" and "stream" attributes of the <seriesInfo>   element, to determine which boilerplate from [RFC7841] to include, as   described inAppendix A of [RFC7991].Hoffman & Hildebrand          Informational                     [Page 9]

RFC 7998                      v3 Prep Tool                 December 20165.4.2.3.  "Copyright Notice" Insertion   Add the "Copyright Notice" section to the <boilerplate> element.  The   application will use the "ipr" and "submissionType" attributes of the   <rfc> element and the <date> element to determine which portions and   which version of the Trust Legal Provisions (TLP) to use, as   described in A.1 of [RFC7991].5.4.3.  <reference> "target" Insertion   For any <reference> element that does not already have a "target"   attribute, fill the target attribute in if the element has one or   more <seriesinfo> child element(s) and the "name" attribute of the   <seriesinfo> element is "RFC", "Internet-Draft", or "DOI" or other   value for which it is clear what the "target" should be.  The   particular URLs for RFCs, Internet-Drafts, and Digital Object   Identifiers (DOIs) for this step will be specified later by the RFC   Editor and the IESG.  These URLs might also be different before and   after the v3 format is adopted.5.4.4.  <name> Slugification   Add a "slugifiedName" attribute to each <name> element that does not   contain one; replace the attribute if it contains a value that begins   with "n-".5.4.5.  <reference> Sorting   If the "sortRefs" attribute of the <rfc> element is true, sort the   <reference> and <referencegroup> elements lexically by the value of   the "anchor" attribute, as modified by the "to" attribute of any   <displayreference> element.  The RFC Editor needs to determine what   the rules for lexical sorting are.  The authors of this document   acknowledge that getting consensus on this will be a difficult task.5.4.6.  "pn" Numbering   Add "pn" attributes for all parts.  Parts are:   o  <section> in <middle>: pn='s-1.4.2'   o  <references>: pn='s-12' or pn='s-12.1'   o  <abstract>: pn='s-abstract'   o  <note>: pn='s-note-2'   o  <section> in <boilerplate>: pn='s-boilerplate-1'Hoffman & Hildebrand          Informational                    [Page 10]

RFC 7998                      v3 Prep Tool                 December 2016   o  <table>: pn='t-3'   o  <figure>: pn='f-4'   o  <artwork>, <aside>, <blockquote>, <dt>, <li>, <sourcecode>, <t>:      pn='p-[section]-[counter]'5.4.7.  <iref> Numbering   In every <iref> element, create a document-unique "pn" attribute.   The value of the "pn" attribute will start with 'i-', and use the   item attribute, the subitem attribute (if it exists), and a counter   to ensure uniqueness.  For example, the first instance of "<iref   item='foo' subitem='bar'>" will have the "irefid" attribute set to   'i-foo-bar-1'.5.4.8.  <xref> Processing5.4.8.1.  "derivedContent" Insertion (with Content)   For each <xref> element that has content, fill the "derivedContent"   with the element content, having first trimmed the whitespace from   ends of content text.  Issue a warning if the "derivedContent"   attribute already exists and has a different value from what was   being filled in.5.4.8.2.  "derivedContent" Insertion (without Content)   For each <xref> element that does not have content, fill the   "derivedContent" attribute based on the "format" attribute.   o  For a value of "counter", the "derivedContent" is set to the      section, figure, table, or ordered list number of the element with      an anchor equal to the <xref> target.   o  For format='default' and the "target" attribute points to a      <reference> or <referencegroup> element, the "derivedContent" is      the value of the "target" attribute (or the "to" attribute of a      <displayreference> element for the targeted <reference>).   o  For format='default' and the "target" attribute points to a      <section>, <figure>, or <table>, the "derivedContent" is the name      of the thing pointed to, such as "Section 2.3", "Figure 12", or      "Table 4".   o  For format='title', if the target is a <reference> element, the      "derivedContent" attribute is the name of the reference, extracted      from the <title> child of the <front> child of the reference.Hoffman & Hildebrand          Informational                    [Page 11]

RFC 7998                      v3 Prep Tool                 December 2016   o  For format='title', if the target element has a <name> child      element, the "derivedContent" attribute is the text content of      that <name> element concatenated with the text content of each      descendant node of <name> (that is, stripping out all of the XML      markup, leaving only the text).   o  For format='title', if the target element does not contain a      <name> child element, the "derivedContent" attribute is the value      of the "target" attribute with no other adornment.  Issue a      warning if the "derivedContent" attribute already exists and has a      different value from what was being filled in.5.4.9.  <relref> Processing   If any <relref> element's "target" attribute refers to anything but a   <reference> element, give an error.   For each <relref> element, fill in the "derivedLink" attribute.5.5.  Inclusion   These steps will include external files into the output document.5.5.1.  <artwork> Processing   1.  If an <artwork> element has a "src" attribute where no scheme is       specified, copy the "src" attribute value to the "originalSrc"       attribute, and replace the "src" value with a URI that uses the       "file:" scheme in a path relative to the file being processed.       SeeSection 7 for warnings about this step.  This will likely be       one of the most common authoring approaches.   2.  If an <artwork> element has a "src" attribute with a "file:"       scheme, and if processing the URL would cause the processor to       retrieve a file that is not in the same directory, or a       subdirectory, as the file being processed, give an error.  If the       "src" has any shellmeta strings (such as "`", "$USER", and so on)       that would be processed, give an error.  Replace the "src"       attribute with a URI that uses the "file:" scheme in a path       relative to the file being processed.  This rule attempts to       prevent <artwork src='file:///etc/passwd'> and similar security       issues.  SeeSection 7 for warnings about this step.   3.  If an <artwork> element has a "src" attribute, and the element       has content, give an error.Hoffman & Hildebrand          Informational                    [Page 12]

RFC 7998                      v3 Prep Tool                 December 2016   4.  If an <artwork> element has type='svg' and there is an "src"       attribute, the data needs to be moved into the content of the       <artwork> element.       *  If the "src" URI scheme is "data:", fill the content of the          <artwork> element with that data and remove the "src"          attribute.       *  If the "src" URI scheme is "file:", "http:", or "https:", fill          the content of the <artwork> element with the resolved XML          from the URI in the "src" attribute.  If there is no          "originalSrc" attribute, add an "originalSrc" attribute with          the value of the URI and remove the "src" attribute.       *  If the <artwork> element has an "alt" attribute, and the SVG          does not have a <desc> element, add the <desc> element with          the contents of the "alt" attribute.   5.  If an <artwork> element has type='binary-art', the data needs to       be in an "src" attribute with a URI scheme of "data:".  If the       "src" URI scheme is "file:", "http:", or "https:", resolve the       URL.  Replace the "src" attribute with a "data:" URI, and add an       "originalSrc" attribute with the value of the URI.  For the       "http:" and "https:" URI schemes, the mediatype of the "data:"       URI will be the Content-Type of the HTTP response.  For the       "file:" URI scheme, the mediatype of the "data:" URI needs to be       guessed with heuristics (this is possibly a bad idea).  This also       fails for content that includes binary images but uses a type       other than "binary-art".  Note: since this feature can't be used       for RFCs at the moment, this entire feature might be   6.  If an <artwork> element does not have type='svg' or       type='binary-art' and there is an "src" attribute, the data needs       to be moved into the content of the <artwork> element.  Note that       this step assumes that all of the preferred types other than       "binary-art" are text, which is possibly wrong.       *  If the "src" URI scheme is "data:", fill the content of the          <artwork> element with the correctly escaped form of that data          and remove the "src" attribute.       *  If the "src" URI scheme is "file:", "http:", or "https:", fill          the content of the <artwork> element with the correctly          escaped form of the resolved text from the URI in the "src"          attribute.  If there is no "originalSrc" attribute, add an          "originalSrc" attribute with the value of the URI and remove          the "src" attribute.Hoffman & Hildebrand          Informational                    [Page 13]

RFC 7998                      v3 Prep Tool                 December 20165.5.2.  <sourcecode> Processing   1.  If a <sourcecode> element has a "src" attribute where no scheme       is specified, copy the "src" attribute value to the "originalSrc"       attribute and replace the "src" value with a URI that uses the       "file:" scheme in a path relative to the file being processed.       SeeSection 7 for warnings about this step.  This will likely be       one of the most common authoring approaches.   2.  If a <sourcecode> element has a "src" attribute with a "file:"       scheme, and if processing the URL would cause the processor to       retrieve a file that is not in the same directory, or a       subdirectory, as the file being processed, give an error.  If the       "src" has any shellmeta strings (such as "`", "$USER", and so on)       that would be processed, give an error.  Replace the "src"       attribute with a URI that uses the "file:" scheme in a path       relative to the file being processed.  This rule attempts to       prevent <sourcecode src='file:///etc/passwd'> and similar       security issues.  SeeSection 7 for warnings about this step.   3.  If a <sourcecode> element has a "src" attribute, and the element       has content, give an error.   4.  If a <sourcecode> element has a "src" attribute, the data needs       to be moved into the content of the <sourcecode> element.       *  If the "src" URI scheme is "data:", fill the content of the          <sourcecode> element with that data and remove the "src"          attribute.       *  If the "src" URI scheme is "file:", "http:", or "https:", fill          the content of the <sourcecode> element with the resolved XML          from the URI in the "src" attribute.  If there is no          "originalSrc" attribute, add an "originalSrc" attribute with          the value of the URI and remove the "src" attribute.5.6.  RFC Production Mode Cleanup   These steps provide extra cleanup of the output document in RFC   production mode.5.6.1.  <note> Removal   In RFC production mode, if there is a <note> or <section> element   with a "removeInRFC" attribute that has the value "true", remove the   element.Hoffman & Hildebrand          Informational                    [Page 14]

RFC 7998                      v3 Prep Tool                 December 20165.6.2.  <cref> Removal   If in RFC production mode, remove all <cref> elements.5.6.3.  <link> Processing   1.  If in RFC production mode, remove all <link> elements whose "rel"       attribute has the value "alternate".   2.  If in RFC production mode, check if there is a <link> element       with the current ISSN for the RFC series (2070-1721); if not, add       <link rel="item" href="urn:issn:2070-1721">.   3.  If in RFC production mode, check if there is a <link> element       with a DOI for this RFC; if not, add one of the form <link       rel="describedBy" href="https://dx.doi.org/10.17487/rfcdd"> where       "dd" is the number of the RFC, such as       "https://dx.doi.org/10.17487/rfc2109".  The URI is described in       [RFC7669].  If there was already a <link> element with a DOI for       this RFC, check that the "href" value has the right format.  The       content of the href attribute is expected to change in the       future.   4.  If in RFC production mode, check if there is a <link> element       with the file name of the Internet-Draft that became this RFC the       form <link rel="convertedFrom"       href="https://datatracker.ietf.org/doc/draft-tttttttttt/">.  If       one does not exist, give an error.5.6.4.  XML Comment Removal   If in RFC production mode, remove XML comments.5.6.5.  "xml:base" and "originalSrc" Removal   If in RFC production mode, remove all "xml:base" or "originalSrc"   attributes from all elements.5.6.6.  Compliance Check   If in RFC production mode, ensure that the result is in full   compliance to the v3 schema, without any deprecated elements or   attributes and give an error if any issues are found.5.7.  Finalization   These steps provide the finishing touches on the output document.Hoffman & Hildebrand          Informational                    [Page 15]

RFC 7998                      v3 Prep Tool                 December 20165.7.1.  "scripts" Insertion   Determine all the characters used in the document and fill in the   "scripts" attribute for <rfc>.5.7.2.  Pretty-Format   Pretty-format the XML output.  (Note: there are many tools that do an   adequate job.)6.  Additional Uses for the Prep Tool   There will be a need for Internet-Draft authors who include files   from their local disk (such as for <artwork src="mydrawing.svg"/>) to   have the contents of those files inlined to their drafts before   submitting them to the Internet-Draft processor.  (There is a   possibility that the Internet-Draft processor will allow XML files   and accompanying files to be submitted at the same time, but this   seems troublesome from a security, portability, and complexity   standpoint.)  For these users, having a local copy of the prep tool   that has an option to just inline all local files would be terribly   useful.  That option would be a proper subset of the steps given inSection 5.   A feature that might be useful in a local prep tool would be the   inverse of the "just inline" option would be "extract all".  This   would allow a user who has a v3 RFC or Internet-Draft to dump all of   the <artwork> and <sourcecode> elements into local files instead of   having to find each one in the XML.  This option might even do as   much validation as possible on the extracted <sourcecode> elements.   This feature might also remove some of the features added by the prep   tool (such as part numbers and "slugifiedName" attributes starting   with "n-") in order to make the resulting file easier to edit.7.  Security Considerations   Steps in this document attempt to prevent the <artwork> and   <sourcecode> entities from exposing the contents of files outside the   directory in which the document being processed resides.  For   example, values starting with "/", "./", or "../" should generate   errors.   The security considerations in [RFC3470] apply here.  Specifically,   processing XML-external references can expose a prep-tool   implementation to various threats by causing the implementation to   access external resources automatically.  It is important to disallow   arbitrary access to such external references within XML data from   untrusted sources.Hoffman & Hildebrand          Informational                    [Page 16]

RFC 7998                      v3 Prep Tool                 December 20168.  Informative References   [IDNITS]   IETF Tools, "Idnits Tool",              <https://tools.ietf.org/tools/idnits/>.   [PUB-PROCESS]              RFC Editor, "Publication Process",              <https://www.rfc-editor.org/pubprocess/>.   [RFC3470]  Hollenbeck, S., Rose, M., and L. Masinter, "Guidelines for              the Use of Extensible Markup Language (XML) within IETF              Protocols",BCP 70,RFC 3470, DOI 10.17487/RFC3470,              January 2003, <http://www.rfc-editor.org/info/rfc3470>.   [RFC6949]  Flanagan, H. and N. Brownlee, "RFC Series Format              Requirements and Future Development",RFC 6949,              DOI 10.17487/RFC6949, May 2013,              <http://www.rfc-editor.org/info/rfc6949>.   [RFC7669]  Levine, J., "Assigning Digital Object Identifiers to              RFCs",RFC 7669, DOI 10.17487/RFC7669, October 2015,              <http://www.rfc-editor.org/info/rfc7669>.   [RFC7841]  Halpern, J., Ed., Daigle, L., Ed., and O. Kolkman, Ed.,              "RFC Streams, Headers, and Boilerplates",RFC 7841,              DOI 10.17487/RFC7841, May 2016,              <http://www.rfc-editor.org/info/rfc7841>.   [RFC7991]  Hoffman, P., "The "xml2rfc" Version 3 Vocabulary",RFC 7991, DOI 10.17487/RFC7991, December 2016,              <http://www.rfc-editor.org/info/rfc7991>.Hoffman & Hildebrand          Informational                    [Page 17]

RFC 7998                      v3 Prep Tool                 December 2016IAB Members at the Time of Approval   The IAB members at the time this memo was approved were (in   alphabetical order):      Jari Arkko      Ralph Droms      Ted Hardie      Joe Hildebrand      Russ Housley      Lee Howard      Erik Nordmark      Robert Sparks      Andrew Sullivan      Dave Thaler      Martin Thomson      Brian Trammell      Suzanne WoolfAcknowledgements   Many people contributed valuable ideas to this document.  Special   thanks go to Robert Sparks for his in-depth review and contributions   early in the development of this document and to Julian Reschke for   his help getting the document structured more clearly.Authors' Addresses   Paul Hoffman   ICANN   Email: paul.hoffman@icann.org   Joe Hildebrand   Mozilla   Email: joe-ietf@cursive.netHoffman & Hildebrand          Informational                    [Page 18]

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