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PROPOSED STANDARD
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Network Working Group                                           D. SimonRequest for Comments: 5216                                      B. AbobaObsoletes:2716                                                 R. HurstCategory: Standards Track                          Microsoft Corporation                                                              March 2008The EAP-TLS Authentication ProtocolStatus of This Memo   This document specifies an Internet standards track protocol for the   Internet community, and requests discussion and suggestions for   improvements.  Please refer to the current edition of the "Internet   Official Protocol Standards" (STD 1) for the standardization state   and status of this protocol.  Distribution of this memo is unlimited.Abstract   The Extensible Authentication Protocol (EAP), defined inRFC 3748,   provides support for multiple authentication methods.  Transport   Layer Security (TLS) provides for mutual authentication, integrity-   protected ciphersuite negotiation, and key exchange between two   endpoints.  This document defines EAP-TLS, which includes support for   certificate-based mutual authentication and key derivation.   This document obsoletesRFC 2716.  A summary of the changes between   this document andRFC 2716 is available inAppendix A.Simon, et al.               Standards Track                     [Page 1]

RFC 5216            EAP-TLS Authentication Protocol           March 2008Table of Contents1. Introduction ....................................................21.1. Requirements ...............................................31.2. Terminology ................................................32. Protocol Overview ...............................................42.1. Overview of the EAP-TLS Conversation .......................42.1.1. Base Case ...........................................42.1.2. Session Resumption ..................................72.1.3. Termination .........................................82.1.4. Privacy ............................................112.1.5. Fragmentation ......................................142.2. Identity Verification .....................................162.3. Key Hierarchy .............................................172.4. Ciphersuite and Compression Negotiation ...................193. Detailed Description of the EAP-TLS Protocol ...................203.1. EAP-TLS Request Packet ....................................203.2. EAP-TLS Response Packet ...................................224. IANA Considerations ............................................235. Security Considerations ........................................245.1. Security Claims ...........................................245.2. Peer and Server Identities ................................255.3. Certificate Validation ....................................265.4. Certificate Revocation ....................................275.5. Packet Modification Attacks ...............................286. References .....................................................296.1. Normative References ......................................296.2. Informative References ....................................29   Acknowledgments ...................................................31Appendix A -- Changes fromRFC 2716 ...............................321.  Introduction   The Extensible Authentication Protocol (EAP), described in [RFC3748],   provides a standard mechanism for support of multiple authentication   methods.  Through the use of EAP, support for a number of   authentication schemes may be added, including smart cards, Kerberos,   Public Key, One Time Passwords, and others.  EAP has been defined for   use with a variety of lower layers, including the Point-to-Point   Protocol (PPP) [RFC1661], Layer 2 tunneling protocols such as the   Point-to-Point Tunneling Protocol (PPTP) [RFC2637] or Layer 2   Tunneling Protocol (L2TP) [RFC2661], IEEE 802 wired networks   [IEEE-802.1X], and wireless technologies such as IEEE 802.11 [IEEE-   802.11] and IEEE 802.16 [IEEE-802.16e].   While the EAP methods defined in [RFC3748] did not support mutual   authentication, the use of EAP with wireless technologies such as   [IEEE-802.11] has resulted in development of a new set ofSimon, et al.               Standards Track                     [Page 2]

RFC 5216            EAP-TLS Authentication Protocol           March 2008   requirements.  As described in "Extensible Authentication Protocol   (EAP) Method Requirements for Wireless LANs" [RFC4017], it is   desirable for EAP methods used for wireless LAN authentication to   support mutual authentication and key derivation.  Other link layers   can also make use of EAP to enable mutual authentication and key   derivation.   This document defines EAP-Transport Layer Security (EAP-TLS), which   includes support for certificate-based mutual authentication and key   derivation, utilizing the protected ciphersuite negotiation, mutual   authentication and key management capabilities of the TLS protocol,   described in "The Transport Layer Security (TLS) Protocol   Version 1.1" [RFC4346].  While this document obsoletesRFC 2716   [RFC2716], it remains backward compatible with it.  A summary of the   changes between this document andRFC 2716 is available inAppendixA.1.1.  Requirements   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",   "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this   document are to be interpreted as described in [RFC2119].1.2.  Terminology   This document frequently uses the following terms:   authenticator     The entity initiating EAP authentication.   peer     The entity that responds to the authenticator.  In [IEEE-802.1X],     this entity is known as the Supplicant.   backend authentication server     A backend authentication server is an entity that provides an     authentication service to an authenticator.  When used, this server     typically executes EAP methods for the authenticator.  This     terminology is also used in [IEEE-802.1X].   EAP server     The entity that terminates the EAP authentication method with the     peer.  In the case where no backend authentication server is used,     the EAP server is part of the authenticator.  In the case where the     authenticator operates in pass-through mode, the EAP server is     located on the backend authentication server.Simon, et al.               Standards Track                     [Page 3]

RFC 5216            EAP-TLS Authentication Protocol           March 2008   Master Session Key (MSK)     Keying material that is derived between the EAP peer and server and     exported by the EAP method.   Extended Master Session Key (EMSK)     Additional keying material derived between the EAP peer and server     that is exported by the EAP method.2.  Protocol Overview2.1.  Overview of the EAP-TLS Conversation   As described in [RFC3748], the EAP-TLS conversation will typically   begin with the authenticator and the peer negotiating EAP.  The   authenticator will then typically send an EAP-Request/Identity packet   to the peer, and the peer will respond with an EAP-Response/Identity   packet to the authenticator, containing the peer's user-Id.   From this point forward, while nominally the EAP conversation occurs   between the EAP authenticator and the peer, the authenticator MAY act   as a pass-through device, with the EAP packets received from the peer   being encapsulated for transmission to a backend authentication   server.  In the discussion that follows, we will use the term "EAP   server" to denote the ultimate endpoint conversing with the peer.2.1.1.  Base Case   Once having received the peer's Identity, the EAP server MUST respond   with an EAP-TLS/Start packet, which is an EAP-Request packet with   EAP-Type=EAP-TLS, the Start (S) bit set, and no data.  The EAP-TLS   conversation will then begin, with the peer sending an EAP-Response   packet with EAP-Type=EAP-TLS.  The data field of that packet will   encapsulate one or more TLS records in TLS record layer format,   containing a TLS client_hello handshake message.  The current cipher   spec for the TLS records will be TLS_NULL_WITH_NULL_NULL and null   compression.  This current cipher spec remains the same until the   change_cipher_spec message signals that subsequent records will have   the negotiated attributes for the remainder of the handshake.   The client_hello message contains the peer's TLS version number, a   sessionId, a random number, and a set of ciphersuites supported by   the peer.  The version offered by the peer MUST correspond to TLS   v1.0 or later.   The EAP server will then respond with an EAP-Request packet with   EAP-Type=EAP-TLS.  The data field of this packet will encapsulate one   or more TLS records.  These will contain a TLS server_hello handshakeSimon, et al.               Standards Track                     [Page 4]

RFC 5216            EAP-TLS Authentication Protocol           March 2008   message, possibly followed by TLS certificate, server_key_exchange,   certificate_request, server_hello_done and/or finished handshake   messages, and/or a TLS change_cipher_spec message.  The server_hello   handshake message contains a TLS version number, another random   number, a sessionId, and a ciphersuite.  The version offered by the   server MUST correspond to TLS v1.0 or later.   If the peer's sessionId is null or unrecognized by the server, the   server MUST choose the sessionId to establish a new session.   Otherwise, the sessionId will match that offered by the peer,   indicating a resumption of the previously established session with   that sessionId.  The server will also choose a ciphersuite from those   offered by the peer.  If the session matches the peer's, then the   ciphersuite MUST match the one negotiated during the handshake   protocol execution that established the session.   If the EAP server is not resuming a previously established session,   then it MUST include a TLS server_certificate handshake message, and   a server_hello_done handshake message MUST be the last handshake   message encapsulated in this EAP-Request packet.   The certificate message contains a public key certificate chain for   either a key exchange public key (such as an RSA or Diffie-Hellman   key exchange public key) or a signature public key (such as an RSA or   Digital Signature Standard (DSS) signature public key).  In the   latter case, a TLS server_key_exchange handshake message MUST also be   included to allow the key exchange to take place.   The certificate_request message is included when the server desires   the peer to authenticate itself via public key.  While the EAP server   SHOULD require peer authentication, this is not mandatory, since   there are circumstances in which peer authentication will not be   needed (e.g., emergency services, as described in [UNAUTH]), or where   the peer will authenticate via some other means.   If the peer supports EAP-TLS and is configured to use it, it MUST   respond to the EAP-Request with an EAP-Response packet of EAP-   Type=EAP-TLS.  If the preceding server_hello message sent by the EAP   server in the preceding EAP-Request packet did not indicate the   resumption of a previous session, the data field of this packet MUST   encapsulate one or more TLS records containing a TLS   client_key_exchange, change_cipher_spec, and finished messages.  If   the EAP server sent a certificate_request message in the preceding   EAP-Request packet, then unless the peer is configured for privacy   (seeSection 2.1.4) the peer MUST send, in addition, certificate and   certificate_verify messages.  The former contains a certificate for   the peer's signature public key, while the latter contains the peer's   signed authentication response to the EAP server.  After receivingSimon, et al.               Standards Track                     [Page 5]

RFC 5216            EAP-TLS Authentication Protocol           March 2008   this packet, the EAP server will verify the peer's certificate and   digital signature, if requested.   If the preceding server_hello message sent by the EAP server in the   preceding EAP-Request packet indicated the resumption of a previous   session, then the peer MUST send only the change_cipher_spec and   finished handshake messages.  The finished message contains the   peer's authentication response to the EAP server.   In the case where the EAP-TLS mutual authentication is successful,   the conversation will appear as follows:   Authenticating Peer     Authenticator   -------------------     -------------                           <- EAP-Request/                           Identity   EAP-Response/   Identity (MyID) ->                           <- EAP-Request/                           EAP-Type=EAP-TLS                           (TLS Start)   EAP-Response/   EAP-Type=EAP-TLS   (TLS client_hello)->                           <- EAP-Request/                           EAP-Type=EAP-TLS                           (TLS server_hello,                             TLS certificate,                    [TLS server_key_exchange,]                     TLS certificate_request,                        TLS server_hello_done)   EAP-Response/   EAP-Type=EAP-TLS   (TLS certificate,    TLS client_key_exchange,    TLS certificate_verify,    TLS change_cipher_spec,    TLS finished) ->                           <- EAP-Request/                           EAP-Type=EAP-TLS                           (TLS change_cipher_spec,                            TLS finished)   EAP-Response/   EAP-Type=EAP-TLS ->                           <- EAP-SuccessSimon, et al.               Standards Track                     [Page 6]

RFC 5216            EAP-TLS Authentication Protocol           March 20082.1.2.  Session Resumption   The purpose of the sessionId within the TLS protocol is to allow for   improved efficiency in the case where a peer repeatedly attempts to   authenticate to an EAP server within a short period of time.  While   this model was developed for use with HTTP authentication, it also   can be used to provide "fast reconnect" functionality as defined inSection 7.2.1 of [RFC3748].   It is left up to the peer whether to attempt to continue a previous   session, thus shortening the TLS conversation.  Typically, the peer's   decision will be made based on the time elapsed since the previous   authentication attempt to that EAP server.  Based on the sessionId   chosen by the peer, and the time elapsed since the previous   authentication, the EAP server will decide whether to allow the   continuation or to choose a new session.   In the case where the EAP server and authenticator reside on the same   device, the peer will only be able to continue sessions when   connecting to the same authenticator.  Should the authenticators be   set up in a rotary or round-robin, then it may not be possible for   the peer to know in advance the authenticator to which it will be   connecting, and therefore which sessionId to attempt to reuse.  As a   result, it is likely that the continuation attempt will fail.  In the   case where the EAP authentication is remoted, then continuation is   much more likely to be successful, since multiple authenticators will   utilize the same backend authentication server.   If the EAP server is resuming a previously established session, then   it MUST include only a TLS change_cipher_spec message and a TLS   finished handshake message after the server_hello message.  The   finished message contains the EAP server's authentication response to   the peer.Simon, et al.               Standards Track                     [Page 7]

RFC 5216            EAP-TLS Authentication Protocol           March 2008   In the case where a previously established session is being resumed,   and both sides authenticate successfully, the conversation will   appear as follows:   Authenticating Peer     Authenticator   -------------------     -------------                           <- EAP-Request/                           Identity   EAP-Response/   Identity (MyID) ->                           <- EAP-Request/                           EAP-Request/                           EAP-Type=EAP-TLS                           (TLS Start)   EAP-Response/   EAP-Type=EAP-TLS   (TLS client_hello)->                           <- EAP-Request/                           EAP-Type=EAP-TLS                           (TLS server_hello,                           TLS change_cipher_spec                           TLS finished)   EAP-Response/   EAP-Type=EAP-TLS   (TLS change_cipher_spec,    TLS finished) ->                           <- EAP-Success2.1.3.  Termination   If the peer's authentication is unsuccessful, the EAP server SHOULD   send an EAP-Request packet with EAP-Type=EAP-TLS, encapsulating a TLS   record containing the appropriate TLS alert message.  The EAP server   SHOULD send a TLS alert message immediately terminating the   conversation so as to allow the peer to inform the user or log the   cause of the failure and possibly allow for a restart of the   conversation.   To ensure that the peer receives the TLS alert message, the EAP   server MUST wait for the peer to reply with an EAP-Response packet.   The EAP-Response packet sent by the peer MAY encapsulate a TLS   client_hello handshake message, in which case the EAP server MAY   allow the EAP-TLS conversation to be restarted, or it MAY contain an   EAP-Response packet with EAP-Type=EAP-TLS and no data, in which case   the EAP-Server MUST send an EAP-Failure packet and terminate the   conversation.  It is up to the EAP server whether to allow restarts,   and if so, how many times the conversation can be restarted.  An EAP   Server implementing restart capability SHOULD impose a per-peer limitSimon, et al.               Standards Track                     [Page 8]

RFC 5216            EAP-TLS Authentication Protocol           March 2008   on the number of restarts, so as to protect against denial-of-service   attacks.   If the peer authenticates successfully, the EAP server MUST respond   with an EAP-Request packet with EAP-Type=EAP-TLS, which includes, in   the case of a new TLS session, one or more TLS records containing TLS   change_cipher_spec and finished handshake messages.  The latter   contains the EAP server's authentication response to the peer.  The   peer will then verify the finished message in order to authenticate   the EAP server.   If EAP server authentication is unsuccessful, the peer SHOULD delete   the session from its cache, preventing reuse of the sessionId.  The   peer MAY send an EAP-Response packet of EAP-Type=EAP-TLS containing a   TLS Alert message identifying the reason for the failed   authentication.  The peer MAY send a TLS alert message rather than   immediately terminating the conversation so as to allow the EAP   server to log the cause of the error for examination by the system   administrator.   To ensure that the EAP Server receives the TLS alert message, the   peer MUST wait for the EAP Server to reply before terminating the   conversation.  The EAP Server MUST reply with an EAP-Failure packet   since server authentication failure is a terminal condition.   If the EAP server authenticates successfully, the peer MUST send an   EAP-Response packet of EAP-Type=EAP-TLS, and no data.  The EAP Server   then MUST respond with an EAP-Success message.Simon, et al.               Standards Track                     [Page 9]

RFC 5216            EAP-TLS Authentication Protocol           March 2008   In the case where the server authenticates to the peer successfully,   but the peer fails to authenticate to the server, the conversation   will appear as follows:   Authenticating Peer     Authenticator   -------------------     -------------                           <- EAP-Request/                           Identity   EAP-Response/   Identity (MyID) ->                           <- EAP-Request/                           EAP-Type=EAP-TLS                           (TLS Start)   EAP-Response/   EAP-Type=EAP-TLS   (TLS client_hello)->                           <- EAP-Request/                           EAP-Type=EAP-TLS                           (TLS server_hello,                             TLS certificate,                    [TLS server_key_exchange,]               TLS certificate_request,                 TLS server_hello_done)   EAP-Response/   EAP-Type=EAP-TLS   (TLS certificate,    TLS client_key_exchange,    TLS certificate_verify,    TLS change_cipher_spec,    TLS finished) ->                           <- EAP-Request/                           EAP-Type=EAP-TLS                           (TLS change_cipher_spec,                           TLS finished)   EAP-Response/   EAP-Type=EAP-TLS ->                           <- EAP-Request                           EAP-Type=EAP-TLS                           (TLS Alert message)   EAP-Response/   EAP-Type=EAP-TLS ->                           <- EAP-Failure                           (User Disconnected)Simon, et al.               Standards Track                    [Page 10]

RFC 5216            EAP-TLS Authentication Protocol           March 2008   In the case where server authentication is unsuccessful, the   conversation will appear as follows:   Authenticating Peer     Authenticator   -------------------     -------------                           <- EAP-Request/                           Identity   EAP-Response/   Identity (MyID) ->                           <- EAP-Request/                           EAP-Type=EAP-TLS                           (TLS Start)   EAP-Response/   EAP-Type=EAP-TLS    (TLS client_hello)->                           <- EAP-Request/                           EAP-Type=EAP-TLS                           (TLS server_hello,                            TLS certificate,                  [TLS server_key_exchange,]                   TLS certificate_request,                   TLS server_hello_done)   EAP-Response/   EAP-Type=EAP-TLS   (TLS Alert message) ->                           <- EAP-Failure                           (User Disconnected)2.1.4.  Privacy   EAP-TLS peer and server implementations MAY support privacy.   Disclosure of the username is avoided by utilizing a privacy Network   Access Identifier (NAI) [RFC4282] in the EAP-Response/Identity, and   transmitting the peer certificate within a TLS session providing   confidentiality.   In order to avoid disclosing the peer username, an EAP-TLS peer   configured for privacy MUST negotiate a TLS ciphersuite supporting   confidentiality and MUST provide a client certificate list containing   no entries in response to the initial certificate_request from the   EAP-TLS server.   An EAP-TLS server supporting privacy MUST NOT treat a certificate   list containing no entries as a terminal condition; instead, it MUST   bring up the TLS session and then send a hello_request.  The   handshake then proceeds normally; the peer sends a client_hello and   the server replies with a server_hello, certificate,   server_key_exchange, certificate_request, server_hello_done, etc.Simon, et al.               Standards Track                    [Page 11]

RFC 5216            EAP-TLS Authentication Protocol           March 2008   For the calculation of exported keying material (seeSection 2.3),   the master_secret derived within the second handshake is used.   An EAP-TLS peer supporting privacy MUST provide a certificate list   containing at least one entry in response to the subsequent   certificate_request sent by the server.  If the EAP-TLS server   supporting privacy does not receive a client certificate in response   to the subsequent certificate_request, then it MUST abort the   session.   EAP-TLS privacy support is designed to allow EAP-TLS peers that do   not support privacy to interoperate with EAP-TLS servers supporting   privacy.  EAP-TLS servers supporting privacy MUST request a client   certificate, and MUST be able to accept a client certificate offered   by the EAP-TLS peer, in order to preserve interoperability with EAP-   TLS peers that do not support privacy.   However, an EAP-TLS peer configured for privacy typically will not be   able to successfully authenticate with an EAP-TLS server that does   not support privacy, since such a server will typically treat the   refusal to provide a client certificate as a terminal error.  As a   result, unless authentication failure is considered preferable to   disclosure of the username, EAP-TLS peers SHOULD only be configured   for privacy on networks known to support it.   This is most easily achieved with EAP lower layers that support   network advertisement, so that the network and appropriate privacy   configuration can be determined.  In order to determine the privacy   configuration on link layers (such as IEEE 802 wired networks) that   do not support network advertisement, it may be desirable to utilize   information provided in the server certificate (such as the subject   and subjectAltName fields) or within identity selection hints   [RFC4284] to determine the appropriate configuration.   In the case where the peer and server support privacy and mutual   authentication, the conversation will appear as follows:   Authenticating Peer     Authenticator   -------------------     -------------                           <- EAP-Request/                           Identity   EAP-Response/   Identity (Anonymous NAI) ->                           <- EAP-Request/                           EAP-Type=EAP-TLS                           (TLS Start)Simon, et al.               Standards Track                    [Page 12]

RFC 5216            EAP-TLS Authentication Protocol           March 2008   EAP-Response/   EAP-Type=EAP-TLS   (TLS client_hello)->                           <- EAP-Request/                           EAP-Type=EAP-TLS                           (TLS server_hello,                            TLS certificate,                    [TLS server_key_exchange,]                     TLS certificate_request,                        TLS server_hello_done)   EAP-Response/   EAP-Type=EAP-TLS   (TLS certificate (no cert),    TLS client_key_exchange,    TLS change_cipher_spec,    TLS finished) ->                           <- EAP-Request/                           EAP-Type=EAP-TLS                           (TLS change_cipher_spec,                             finished,                             hello_request)   EAP-Response/   EAP-Type=EAP-TLS   (TLS client_hello)->                           <- EAP-Request/                           EAP-Type=EAP-TLS                           (TLS server_hello,                             TLS certificate,                     TLS server_key_exchange,                     TLS certificate_request,                        TLS server_hello_done)   EAP-Response/   EAP-Type=EAP-TLS   (TLS certificate,    TLS client_key_exchange,    TLS certificate_verify,    TLS change_cipher_spec,    TLS finished) ->                           <- EAP-Request/                           EAP-Type=EAP-TLS                           (TLS change_cipher_spec,                            TLS finished)   EAP-Response/   EAP-Type=EAP-TLS ->                           <- EAP-SuccessSimon, et al.               Standards Track                    [Page 13]

RFC 5216            EAP-TLS Authentication Protocol           March 20082.1.5.  Fragmentation   A single TLS record may be up to 16384 octets in length, but a TLS   message may span multiple TLS records, and a TLS certificate message   may in principle be as long as 16 MB.  The group of EAP-TLS messages   sent in a single round may thus be larger than the MTU size or the   maximum Remote Authentication Dail-In User Service (RADIUS) packet   size of 4096 octets.  As a result, an EAP-TLS implementation MUST   provide its own support for fragmentation and reassembly.  However,   in order to ensure interoperability with existing implementations,   TLS handshake messages SHOULD NOT be fragmented into multiple TLS   records if they fit within a single TLS record.   In order to protect against reassembly lockup and denial-of-service   attacks, it may be desirable for an implementation to set a maximum   size for one such group of TLS messages.  Since a single certificate   is rarely longer than a few thousand octets, and no other field is   likely to be anywhere near as long, a reasonable choice of maximum   acceptable message length might be 64 KB.   Since EAP is a simple ACK-NAK protocol, fragmentation support can be   added in a simple manner.  In EAP, fragments that are lost or damaged   in transit will be retransmitted, and since sequencing information is   provided by the Identifier field in EAP, there is no need for a   fragment offset field as is provided in IPv4.   EAP-TLS fragmentation support is provided through addition of a flags   octet within the EAP-Response and EAP-Request packets, as well as a   TLS Message Length field of four octets.  Flags include the Length   included (L), More fragments (M), and EAP-TLS Start (S) bits.  The L   flag is set to indicate the presence of the four-octet TLS Message   Length field, and MUST be set for the first fragment of a fragmented   TLS message or set of messages.  The M flag is set on all but the   last fragment.  The S flag is set only within the EAP-TLS start   message sent from the EAP server to the peer.  The TLS Message Length   field is four octets, and provides the total length of the TLS   message or set of messages that is being fragmented; this simplifies   buffer allocation.   When an EAP-TLS peer receives an EAP-Request packet with the M bit   set, it MUST respond with an EAP-Response with EAP-Type=EAP-TLS and   no data.  This serves as a fragment ACK.  The EAP server MUST wait   until it receives the EAP-Response before sending another fragment.   In order to prevent errors in processing of fragments, the EAP server   MUST increment the Identifier field for each fragment contained   within an EAP-Request, and the peer MUST include this Identifier   value in the fragment ACK contained within the EAP-Response.   Retransmitted fragments will contain the same Identifier value.Simon, et al.               Standards Track                    [Page 14]

RFC 5216            EAP-TLS Authentication Protocol           March 2008   Similarly, when the EAP server receives an EAP-Response with the M   bit set, it MUST respond with an EAP-Request with EAP-Type=EAP-TLS   and no data.  This serves as a fragment ACK.  The EAP peer MUST wait   until it receives the EAP-Request before sending another fragment.   In order to prevent errors in the processing of fragments, the EAP   server MUST increment the Identifier value for each fragment ACK   contained within an EAP-Request, and the peer MUST include this   Identifier value in the subsequent fragment contained within an EAP-   Response.   In the case where the EAP-TLS mutual authentication is successful,   and fragmentation is required, the conversation will appear as   follows:   Authenticating Peer     Authenticator   -------------------     -------------                           <- EAP-Request/                           Identity   EAP-Response/   Identity (MyID) ->                           <- EAP-Request/                           EAP-Type=EAP-TLS                           (TLS Start, S bit set)   EAP-Response/   EAP-Type=EAP-TLS   (TLS client_hello)->                           <- EAP-Request/                              EAP-Type=EAP-TLS                             (TLS server_hello,                               TLS certificate,                     [TLS server_key_exchange,]                       TLS certificate_request,                         TLS server_hello_done)                    (Fragment 1: L, M bits set)   EAP-Response/   EAP-Type=EAP-TLS ->                           <- EAP-Request/                              EAP-Type=EAP-TLS                           (Fragment 2: M bit set)   EAP-Response/   EAP-Type=EAP-TLS ->                           <- EAP-Request/                           EAP-Type=EAP-TLS                           (Fragment 3)Simon, et al.               Standards Track                    [Page 15]

RFC 5216            EAP-TLS Authentication Protocol           March 2008   EAP-Response/   EAP-Type=EAP-TLS   (TLS certificate,    TLS client_key_exchange,    TLS certificate_verify,    TLS change_cipher_spec,    TLS finished)(Fragment 1:    L, M bits set)->                            <- EAP-Request/                           EAP-Type=EAP-TLS   EAP-Response/   EAP-Type=EAP-TLS   (Fragment 2)->                          <- EAP-Request/                           EAP-Type=EAP-TLS                           (TLS change_cipher_spec,                            TLS finished)   EAP-Response/   EAP-Type=EAP-TLS ->                           <- EAP-Success2.2.  Identity Verification   As noted inSection 5.1 of [RFC3748]:      It is RECOMMENDED that the Identity Response be used primarily for      routing purposes and selecting which EAP method to use.  EAP      Methods SHOULD include a method-specific mechanism for obtaining      the identity, so that they do not have to rely on the Identity      Response.   As part of the TLS negotiation, the server presents a certificate to   the peer, and if mutual authentication is requested, the peer   presents a certificate to the server.  EAP-TLS therefore provides a   mechanism for determining both the peer identity (Peer-Id in   [KEYFRAME]) and server identity (Server-Id in [KEYFRAME]).  For   details, seeSection 5.2.   Since the identity presented in the EAP-Response/Identity need not be   related to the identity presented in the peer certificate, EAP-TLS   implementations SHOULD NOT require that they be identical.  However,   if they are not identical, the identity presented in the EAP-   Response/Identity is unauthenticated information, and SHOULD NOT be   used for access control or accounting purposes.Simon, et al.               Standards Track                    [Page 16]

RFC 5216            EAP-TLS Authentication Protocol           March 20082.3.  Key Hierarchy   Figure 1 illustrates the TLS Key Hierarchy, described in[RFC4346]   Section 6.3.  The derivation proceeds as follows:   master_secret = TLS-PRF-48(pre_master_secret, "master secret",                    client.random || server.random) key_block     =   TLS-PRF-X(master_secret, "key expansion",                    server.random || client.random)   Where:   TLS-PRF-X =     TLS pseudo-random function defined in [RFC4346],                   computed to X octets.   In EAP-TLS, the MSK, EMSK, and Initialization Vector (IV) are derived   from the TLS master secret via a one-way function.  This ensures that   the TLS master secret cannot be derived from the MSK, EMSK, or IV   unless the one-way function (TLS PRF) is broken.  Since the MSK and   EMSK are derived from the TLS master secret, if the TLS master secret   is compromised then the MSK and EMSK are also compromised.   The MSK is divided into two halves, corresponding to the "Peer to   Authenticator Encryption Key" (Enc-RECV-Key, 32 octets) and   "Authenticator to Peer Encryption Key" (Enc-SEND-Key, 32 octets).   The IV is a 64-octet quantity that is a known value; octets 0-31 are   known as the "Peer to Authenticator IV" or RECV-IV, and octets 32-63   are known as the "Authenticator to Peer IV", or SEND-IV.Simon, et al.               Standards Track                    [Page 17]

RFC 5216            EAP-TLS Authentication Protocol           March 2008            |                       | pre_master_secret       |      server|                       |                         | client      Random|                       V                         | Random            |     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     |            |     |                                     |     |            +---->|             master_secret           |<----+            |     |               (TMS)                 |     |            |     |                                     |     |            |     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     |            |                       |                         |            V                       V                         V      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      |                                                         |      |                         key_block                       |      |                   label == "key expansion"              |      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+        |         |         |         |         |         |        | client  | server  | client  | server  | client  | server        | MAC     | MAC     | write   | write   | IV      | IV        |         |         |         |         |         |        V         V         V         V         V         V                  Figure 1 - TLS [RFC4346] Key Hierarchy   EAP-TLS derives exported keying material and parameters as follows:   Key_Material = TLS-PRF-128(master_secret, "client EAP encryption",                     client.random || server.random)   MSK          = Key_Material(0,63)   EMSK         = Key_Material(64,127)   IV           = TLS-PRF-64("", "client EAP encryption",                     client.random || server.random)   Enc-RECV-Key = MSK(0,31) = Peer to Authenticator Encryption Key                  (MS-MPPE-Recv-Key in [RFC2548]).  Also known as the                  PMK in [IEEE-802.11].   Enc-SEND-Key = MSK(32,63) = Authenticator to Peer Encryption Key                  (MS-MPPE-Send-Key in [RFC2548])   RECV-IV      = IV(0,31) = Peer to Authenticator Initialization Vector   SEND-IV      = IV(32,63) = Authenticator to Peer Initialization                              Vector   Session-Id   = 0x0D || client.random || server.randomSimon, et al.               Standards Track                    [Page 18]

RFC 5216            EAP-TLS Authentication Protocol           March 2008   Where:   Key_Material(W,Z) = Octets W through Z inclusive of the key material.   IV(W,Z)           = Octets W through Z inclusive of the IV.   MSK(W,Z)          = Octets W through Z inclusive of the MSK.   EMSK(W,Z)         = Octets W through Z inclusive of the EMSK.   TLS-PRF-X         = TLS PRF function computed to X octets.   client.random     = Nonce generated by the TLS client.   server.random     = Nonce generated by the TLS server.         |                       | pre_master_secret       |   server|                       |                         | client   Random|                       V                         | Random         |     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     |         |     |                                     |     |         +---->|             master_secret           |<----+         |     |                                     |     |         |     |                                     |     |         |     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     |         |                       |                         |         V                       V                         V   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   |                                                         |   |                        MSK, EMSK                        |   |               label == "client EAP encryption"          |   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     |             |             |     | MSK(0,31)   | MSK(32,63)  | EMSK(0,63)     |             |             |     |             |             |     V             V             V                     Figure 2 - EAP-TLS Key Hierarchy   The use of these keys is specific to the lower layer, as described in   Section 2.1 of [KEYFRAME].2.4.  Ciphersuite and Compression Negotiation   EAP-TLS implementations MUST support TLS v1.0.   EAP-TLS implementations need not necessarily support all TLS   ciphersuites listed in [RFC4346].  Not all TLS ciphersuites are   supported by available TLS tool kits, and licenses may be required in   some cases.Simon, et al.               Standards Track                    [Page 19]

RFC 5216            EAP-TLS Authentication Protocol           March 2008   To ensure interoperability, EAP-TLS peers and servers MUST support   the TLS [RFC4346] mandatory-to-implement ciphersuite:      TLS_RSA_WITH_3DES_EDE_CBC_SHA   EAP-TLS peers and servers SHOULD also support and be able to   negotiate the following TLS ciphersuites:      TLS_RSA_WITH_RC4_128_SHA [RFC4346]      TLS_RSA_WITH_AES_128_CBC_SHA [RFC3268]   In addition, EAP-TLS servers SHOULD support and be able to negotiate   the following TLS ciphersuite:      TLS_RSA_WITH_RC4_128_MD5 [RFC4346]   Since TLS supports ciphersuite negotiation, peers completing the TLS   negotiation will also have selected a ciphersuite, which includes   encryption and hashing methods.  Since the ciphersuite negotiated   within EAP-TLS applies only to the EAP conversation, TLS ciphersuite   negotiation MUST NOT be used to negotiate the ciphersuites used to   secure data.   TLS also supports compression as well as ciphersuite negotiation.   However, during the EAP-TLS conversation the EAP peer and server MUST   NOT request or negotiate compression.3.  Detailed Description of the EAP-TLS Protocol3.1.  EAP-TLS Request Packet   A summary of the EAP-TLS Request packet format is shown below.  The   fields are transmitted from left to right.   0                   1                   2                   3   0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   |     Code      |   Identifier  |            Length             |   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   |     Type      |     Flags     |      TLS Message Length   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   |     TLS Message Length        |       TLS Data...   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   Code      1Simon, et al.               Standards Track                    [Page 20]

RFC 5216            EAP-TLS Authentication Protocol           March 2008   Identifier      The Identifier field is one octet and aids in matching responses      with requests.  The Identifier field MUST be changed on each      Request packet.   Length      The Length field is two octets and indicates the length of the EAP      packet including the Code, Identifier, Length, Type, and Data      fields.  Octets outside the range of the Length field should be      treated as Data Link Layer padding and MUST be ignored on      reception.   Type      13 -- EAP-TLS   Flags      0 1 2 3 4 5 6 7 8      +-+-+-+-+-+-+-+-+      |L M S R R R R R|      +-+-+-+-+-+-+-+-+      L = Length included      M = More fragments      S = EAP-TLS start      R = Reserved      The L bit (length included) is set to indicate the presence of the      four-octet TLS Message Length field, and MUST be set for the first      fragment of a fragmented TLS message or set of messages.  The M      bit (more fragments) is set on all but the last fragment.  The S      bit (EAP-TLS start) is set in an EAP-TLS Start message.  This      differentiates the EAP-TLS Start message from a fragment      acknowledgment.  Implementations of this specification MUST set      the reserved bits to zero, and MUST ignore them on reception.   TLS Message Length      The TLS Message Length field is four octets, and is present only      if the L bit is set.  This field provides the total length of the      TLS message or set of messages that is being fragmented.Simon, et al.               Standards Track                    [Page 21]

RFC 5216            EAP-TLS Authentication Protocol           March 2008   TLS data      The TLS data consists of the encapsulated TLS packet in TLS record      format.3.2.  EAP-TLS Response Packet      A summary of the EAP-TLS Response packet format is shown below.      The fields are transmitted from left to right.      0                   1                   2                   3      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      |     Code      |   Identifier  |            Length             |      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      |     Type      |     Flags     |      TLS Message Length      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      |     TLS Message Length        |       TLS Data...      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   Code      2   Identifier      The Identifier field is one octet and MUST match the Identifier      field from the corresponding request.   Length      The Length field is two octets and indicates the length of the EAP      packet including the Code, Identifier, Length, Type, and Data      fields.  Octets outside the range of the Length field should be      treated as Data Link Layer padding and MUST be ignored on      reception.   Type      13 -- EAP-TLSSimon, et al.               Standards Track                    [Page 22]

RFC 5216            EAP-TLS Authentication Protocol           March 2008   Flags      0 1 2 3 4 5 6 7 8      +-+-+-+-+-+-+-+-+      |L M R R R R R R|      +-+-+-+-+-+-+-+-+      L = Length included      M = More fragments      R = Reserved      The L bit (length included) is set to indicate the presence of the      four-octet TLS Message Length field, and MUST be set for the first      fragment of a fragmented TLS message or set of messages.  The M      bit (more fragments) is set on all but the last fragment.      Implementations of this specification MUST set the reserved bits      to zero, and MUST ignore them on reception.   TLS Message Length      The TLS Message Length field is four octets, and is present only      if the L bit is set.  This field provides the total length of the      TLS message or set of messages that is being fragmented.   TLS data      The TLS data consists of the encapsulated TLS packet in TLS record      format.4.  IANA Considerations   IANA has allocated EAP Type 13 for EAP-TLS.  The allocation has been   updated to reference this document.Simon, et al.               Standards Track                    [Page 23]

RFC 5216            EAP-TLS Authentication Protocol           March 20085.  Security Considerations5.1.  Security Claims   EAP security claims are defined inSection 7.2.1 of [RFC3748].  The   security claims for EAP-TLS are as follows:   Auth. mechanism:           Certificates   Ciphersuite negotiation:   Yes [4]   Mutual authentication:     Yes [1]   Integrity protection:      Yes [1]   Replay protection:         Yes [1]   Confidentiality:           Yes [2]   Key derivation:            Yes   Key strength:              [3]   Dictionary attack prot.:   Yes   Fast reconnect:            Yes   Crypt. binding:            N/A   Session independence:      Yes [1]   Fragmentation:             Yes   Channel binding:           No   Notes   -----   [1] A formal proof of the security of EAP-TLS when used with   [IEEE-802.11] is provided in [He].  This proof relies on the   assumption that the private key pairs used by the EAP peer and server   are not shared with other parties or applications.  For example, a   backend authentication server supporting EAP-TLS SHOULD NOT utilize   the same certificate with https.   [2] Privacy is an optional feature described inSection 2.1.4.   [3]Section 5 of BCP 86 [RFC3766] offers advice on the required RSA   or Diffie-Hellman (DH) module and Digital Signature Algorithm (DSA)   subgroup size in bits, for a given level of attack resistance in   bits.  For example, a 2048-bit RSA key is recommended to provide   128-bit equivalent key strength.  The National Institute of Standards   and Technology (NIST) also offers advice on appropriate key sizes in   [SP800-57].   [4] EAP-TLS inherits the secure ciphersuite negotiation features of   TLS, including key derivation function negotiation when utilized with   TLS v1.2 [RFC4346bis].Simon, et al.               Standards Track                    [Page 24]

RFC 5216            EAP-TLS Authentication Protocol           March 20085.2.  Peer and Server Identities   The EAP-TLS peer name (Peer-Id) represents the identity to be used   for access control and accounting purposes.  The Server-Id represents   the identity of the EAP server.  Together the Peer-Id and Server-Id   name the entities involved in deriving the MSK/EMSK.   In EAP-TLS, the Peer-Id and Server-Id are determined from the subject   or subjectAltName fields in the peer and server certificates.  For   details, seeSection 4.1.2.6 of [RFC3280].  Where the subjectAltName   field is present in the peer or server certificate, the Peer-Id or   Server-Id MUST be set to the contents of the subjectAltName.  If   subject naming information is present only in the subjectAltName   extension of a peer or server certificate, then the subject field   MUST be an empty sequence and the subjectAltName extension MUST be   critical.   Where the peer identity represents a host, a subjectAltName of type   dnsName SHOULD be present in the peer certificate.  Where the peer   identity represents a user and not a resource, a subjectAltName of   type rfc822Name SHOULD be used, conforming to the grammar for the   Network Access Identifier (NAI) defined inSection 2.1 of [RFC4282].   If a dnsName or rfc822Name are not available, other field types (for   example, a subjectAltName of type ipAddress or   uniformResourceIdentifier) MAY be used.   A server identity will typically represent a host, not a user or a   resource.  As a result, a subjectAltName of type dnsName SHOULD be   present in the server certificate.  If a dnsName is not available   other field types (for example, a subjectAltName of type ipAddress or   uniformResourceIdentifier) MAY be used.   Conforming implementations generating new certificates with Network   Access Identifiers (NAIs) MUST use the rfc822Name in the subject   alternative name field to describe such identities.  The use of the   subject name field to contain an emailAddress Relative Distinguished   Name (RDN) is deprecated, and MUST NOT be used.  The subject name   field MAY contain other RDNs for representing the subject's identity.   Where it is non-empty, the subject name field MUST contain an X.500   distinguished name (DN).  If subject naming information is present   only in the subject name field of a peer certificate and the peer   identity represents a host or device, the subject name field SHOULD   contain a CommonName (CN) RDN or serialNumber RDN.  If subject naming   information is present only in the subject name field of a server   certificate, then the subject name field SHOULD contain a CN RDN or   serialNumber RDN.Simon, et al.               Standards Track                    [Page 25]

RFC 5216            EAP-TLS Authentication Protocol           March 2008   It is possible for more than one subjectAltName field to be present   in a peer or server certificate in addition to an empty or non-empty   subject distinguished name.  EAP-TLS implementations supporting   export of the Peer-Id and Server-Id SHOULD export all the   subjectAltName fields within Peer-Ids or Server-Ids, and SHOULD also   export a non-empty subject distinguished name field within the Peer-   Ids or Server-Ids.  All of the exported Peer-Ids and Server-Ids are   considered valid.   EAP-TLS implementations supporting export of the Peer-Id and Server-   Id SHOULD export Peer-Ids and Server-Ids in the same order in which   they appear within the certificate.  Such canonical ordering would   aid in comparison operations and would enable using those identifiers   for key derivation if that is deemed useful.  However, the ordering   of fields within the certificate SHOULD NOT be used for access   control.5.3.  Certificate Validation   Since the EAP-TLS server is typically connected to the Internet, it   SHOULD support validating the peer certificate usingRFC 3280   [RFC3280] compliant path validation, including the ability to   retrieve intermediate certificates that may be necessary to validate   the peer certificate.  For details, seeSection 4.2.2.1 of [RFC3280].   Where the EAP-TLS server is unable to retrieve intermediate   certificates, either it will need to be pre-configured with the   necessary intermediate certificates to complete path validation or it   will rely on the EAP-TLS peer to provide this information as part of   the TLS handshake (seeSection 7.4.6 of [RFC4346]).   In contrast to the EAP-TLS server, the EAP-TLS peer may not have   Internet connectivity.  Therefore, the EAP-TLS server SHOULD provide   its entire certificate chain minus the root to facilitate certificate   validation by the peer.  The EAP-TLS peer SHOULD support validating   the server certificate usingRFC 3280 [RFC3280] compliant path   validation.   Once a TLS session is established, EAP-TLS peer and server   implementations MUST validate that the identities represented in the   certificate are appropriate and authorized for use with EAP-TLS.  The   authorization process makes use of the contents of the certificates   as well as other contextual information.  While authorization   requirements will vary from deployment to deployment, it is   RECOMMENDED that implementations be able to authorize based on the   EAP-TLS Peer-Id and Server-Id determined as described inSection 5.2.Simon, et al.               Standards Track                    [Page 26]

RFC 5216            EAP-TLS Authentication Protocol           March 2008   In the case of the EAP-TLS peer, this involves ensuring that the   certificate presented by the EAP-TLS server was intended to be used   as a server certificate.  Implementations SHOULD use the Extended Key   Usage (seeSection 4.2.1.13 of [RFC3280]) extension and ensure that   at least one of the following is true:   1) The certificate issuer included no Extended Key Usage identifiers      in the certificate.   2) The issuer included the anyExtendedKeyUsage identifier in the      certificate (seeSection 4.2.1.13 of [RFC3280]).   3) The issuer included the id-kp-serverAuth identifier in the      certificate (seeSection 4.2.1.13 [RFC3280]).   When performing this comparison, implementations MUST follow the   validation rules specified inSection 3.1 of [RFC2818].  In the case   of the server, this involves ensuring the certificate presented by   the EAP-TLS peer was intended to be used as a client certificate.   Implementations SHOULD use the Extended Key Usage (seeSection4.2.1.13 [RFC3280]) extension and ensure that at least one of the   following is true:   1) The certificate issuer included no Extended Key Usage identifiers      in the certificate.   2) The issuer included the anyExtendedKeyUsage identifier in the      certificate (seeSection 4.2.1.13 of [RFC3280]).   3) The issuer included the id-kp-clientAuth identifier in the      certificate (seeSection 4.2.1.13 of [RFC3280]).5.4.  Certificate Revocation   Certificates are long-lived assertions of identity.  Therefore, it is   important for EAP-TLS implementations to be capable of checking   whether these assertions have been revoked.   EAP-TLS peer and server implementations MUST support the use of   Certificate Revocation Lists (CRLs); for details, seeSection 3.3 of   [RFC3280].  EAP-TLS peer and server implementations SHOULD also   support the Online Certificate Status Protocol (OCSP), described in   "X.509 Internet Public Key Infrastructure Online Certificate Status   Protocol - OCSP" [RFC2560].  OCSP messages are typically much smaller   than CRLs, which can shorten connection times especially in   bandwidth-constrained environments.  While EAP-TLS servers are   typically connected to the Internet during the EAP conversation, an   EAP-TLS peer may not have Internet connectivity until authentication   completes.Simon, et al.               Standards Track                    [Page 27]

RFC 5216            EAP-TLS Authentication Protocol           March 2008   In the case where the peer is initiating a voluntary Layer 2 tunnel   using PPTP [RFC2637] or L2TP [RFC2661], the peer will typically   already have a PPP interface and Internet connectivity established at   the time of tunnel initiation.   However, in the case where the EAP-TLS peer is attempting to obtain   network access, it will not have network connectivity and is   therefore not capable of checking for certificate revocation until   after authentication completes and network connectivity is available.   For this reason, EAP-TLS peers and servers SHOULD implement   Certificate Status Request messages, as described in "Transport Layer   Security (TLS) Extensions",Section 3.6 of [RFC4366].  To enable   revocation checking in situations where servers do not support   Certificate Status Request messages and network connectivity is not   available prior to authentication completion, peer implementations   MUST also support checking for certificate revocation after   authentication completes and network connectivity is available, and   they SHOULD utilize this capability by default.5.5.  Packet Modification Attacks   The integrity protection of EAP-TLS packets does not extend to the   EAP header fields (Code, Identifier, Length) or the Type or Flags   fields.  As a result, these fields can be modified by an attacker.   In most cases, modification of the Code or Identifier fields will   only result in a denial-of-service attack.  However, an attacker can   add additional data to an EAP-TLS packet so as to cause it to be   longer than implied by the Length field.  EAP peers, authenticators,   or servers that do not check for this could be vulnerable to a buffer   overrun.   It is also possible for an attacker to modify the Type or Flags   fields.  By modifying the Type field, an attacker could cause one   TLS-based EAP method to be negotiated instead of another.  For   example, the EAP-TLS Type field (13) could be changed to indicate   another TLS-based EAP method.  Unless the alternative TLS-based EAP   method utilizes a different key derivation formula, it is possible   that an EAP method conversation altered by a man-in-the-middle could   run all the way to completion without detection.  Unless the   ciphersuite selection policies are identical for all TLS-based EAP   methods utilizing the same key derivation formula, it may be possible   for an attacker to mount a successful downgrade attack, causing the   peer to utilize an inferior ciphersuite or TLS-based EAP method.Simon, et al.               Standards Track                    [Page 28]

RFC 5216            EAP-TLS Authentication Protocol           March 20086.  References6.1.  Normative References   [RFC2119]      Bradner, S., "Key words for use in RFCs to Indicate                  Requirement Levels",BCP 14,RFC 2119, March 1997.   [RFC2560]      Myers, M., Ankney, R., Malpani, A., Galperin, S., and                  C. Adams, "X.509 Internet Public Key Infrastructure                  Online Certificate Status Protocol - OCSP",RFC 2560,                  June 1999.   [RFC2818]      Rescorla, E., "HTTP Over TLS",RFC 2818, May 2000.   [RFC3268]      Chown, P., "Advanced Encryption Standard (AES)                  Ciphersuites for Transport Layer Security (TLS)",RFC3268, June 2002.   [RFC3280]      Housley, R., Polk, W., Ford, W., and D. Solo,                  "Internet X.509 Public Key Infrastructure Certificate                  and Certificate Revocation List (CRL) Profile",RFC3280, April 2002.   [RFC3748]      Aboba, B., Blunk, L., Vollbrecht, J., Carlson, J., and                  H. Levkowetz, Ed., "Extensible Authentication Protocol                  (EAP)",RFC 3748, June 2004.   [RFC4282]      Aboba, B., Beadles, M., Arkko, J., and P. Eronen, "The                  Network Access Identifier",RFC 4282, December 2005.   [RFC4346]      Dierks, T. and E. Rescorla, "The Transport Layer                  Security (TLS) Protocol Version 1.1",RFC 4346, April                  2006.   [RFC4366]      Blake-Wilson, S., Nystrom, M., Hopwood, D., Mikkelsen,                  J., and T. Wright, "Transport Layer Security (TLS)                  Extensions",RFC 4366, April 2006.6.2.  Informative References   [IEEE-802.1X]  Institute of Electrical and Electronics Engineers,                  "Local and Metropolitan Area Networks: Port-Based                  Network Access Control", IEEE Standard 802.1X-2004,                  December 2004.Simon, et al.               Standards Track                    [Page 29]

RFC 5216            EAP-TLS Authentication Protocol           March 2008   [IEEE-802.11]  Information technology - Telecommunications and                  information exchange between systems - Local and                  metropolitan area networks - Specific Requirements                  Part 11:  Wireless LAN Medium Access Control (MAC) and                  Physical Layer (PHY) Specifications, IEEE Std.                  802.11-2007, 2007.   [IEEE-802.16e] Institute of Electrical and Electronics Engineers,                  "IEEE Standard for Local and Metropolitan Area                  Networks: Part 16: Air Interface for Fixed and Mobile                  Broadband Wireless Access Systems: Amendment for                  Physical and Medium Access Control Layers for Combined                  Fixed and Mobile Operations in Licensed Bands", IEEE                  802.16e, August 2005.   [He]           He, C., Sundararajan, M., Datta, A., Derek, A. and J.                  Mitchell, "A Modular Correctness Proof of IEEE 802.11i                  and TLS", CCS '05, November 7-11, 2005, Alexandria,                  Virginia, USA   [KEYFRAME]     Aboba, B., Simon, D. and P. Eronen, "Extensible                  Authentication Protocol (EAP) Key Management                  Framework", Work in Progress, November 2007.   [RFC1661]      Simpson, W., Ed., "The Point-to-Point Protocol (PPP)",                  STD 51,RFC 1661, July 1994.   [RFC2548]      Zorn, G., "Microsoft Vendor-specific RADIUS                  Attributes",RFC 2548, March 1999.   [RFC2637]      Hamzeh, K., Pall, G., Verthein, W., Taarud, J.,                  Little, W., and G. Zorn, "Point-to-Point Tunneling                  Protocol (PPTP)",RFC 2637, July 1999.   [RFC2661]      Townsley, W., Valencia, A., Rubens, A., Pall, G.,                  Zorn, G., and B. Palter, "Layer Two Tunneling Protocol                  "L2TP"",RFC 2661, August 1999.   [RFC2716]      Aboba, B. and D. Simon, "PPP EAP TLS Authentication                  Protocol",RFC 2716, October 1999.   [RFC3766]      Orman, H. and P. Hoffman, "Determining Strengths For                  Public Keys Used For Exchanging Symmetric Keys",BCP86,RFC 3766, April 2004.   [RFC4017]      Stanley, D., Walker, J., and B. Aboba, "Extensible                  Authentication Protocol (EAP) Method Requirements for                  Wireless LANs",RFC 4017, March 2005.Simon, et al.               Standards Track                    [Page 30]

RFC 5216            EAP-TLS Authentication Protocol           March 2008   [RFC4284]      Adrangi, F., Lortz, V., Bari, F., and P. Eronen,                  "Identity Selection Hints for the Extensible                  Authentication Protocol (EAP)",RFC 4284, January                  2006.   [SP800-57]     National Institute of Standards and Technology,                  "Recommendation for Key Management", Special                  Publication 800-57, May 2006.   [RFC4346bis]   Dierks, T. and E. Rescorla, "The TLS Protocol Version                  1.2", Work in Progress, February 2008.   [UNAUTH]       Schulzrinne. H., McCann, S., Bajko, G. and H.                  Tschofenig, "Extensions to the Emergency Services                  Architecture for dealing with Unauthenticated and                  Unauthorized Devices", Work in Progress, November                  2007.Acknowledgments   Thanks to Terence Spies, Mudit Goel, Anthony Leibovitz, and Narendra   Gidwani of Microsoft, Glen Zorn of NetCube, Joe Salowey of Cisco, and   Pasi Eronen of Nokia for useful discussions of this problem space.Simon, et al.               Standards Track                    [Page 31]

RFC 5216            EAP-TLS Authentication Protocol           March 2008Appendix A -- Changes fromRFC 2716   This appendix lists the major changes between [RFC2716] and this   document.  Minor changes, including style, grammar, spelling, and   editorial changes, are not mentioned here.   o  As EAP is now in use with a variety of lower layers, not just PPP      for which it was first designed, mention of PPP is restricted to      situations relating to PPP-specific behavior and reference is made      to other lower layers such as IEEE 802.11, IEEE 802.16, etc.   o  The document now cites TLS v1.1 as a normative reference (Sections      1 and 6.1).   o  The terminology section has been updated to reflect definitions      from [RFC3748] (Section 1.2), and the EAP Key Management Framework      [KEYFRAME] (Section 1.2).   o  Use for peer unauthenticated access is clarified (Section 2.1.1).   o  Privacy is supported as an optional feature (Section 2.1.4).   o  It is no longer recommended that the identity presented in the      EAP-Response/Identity be compared to the identity provided in the      peer certificate (Section 2.2).   o  The EAP-TLS key hierarchy is defined, using terminology from      [RFC3748].  This includes formulas for the computation of TEKs as      well as the MSK, EMSK, IV, and Session-Id (Section 2.3).   o  Mandatory and recommended TLS ciphersuites are provided.  The use      of TLS ciphersuite negotiation for determining the lower layer      ciphersuite is prohibited (Section 2.4).   o  The Start bit is not set within an EAP-Response packet (Section3.2).   o  A section on security claims has been added and advice on key      strength is provided (Section 5.1).   o  The Peer-Id and Server-Id are defined (Section 5.2), and      requirements for certificate validation (Section 5.3) and      revocation (Section 5.4) are provided.   o  Packet modification attacks are described (Section 5.5).Simon, et al.               Standards Track                    [Page 32]

RFC 5216            EAP-TLS Authentication Protocol           March 2008   o  The examples have been updated to reflect typical messages sent in      the described scenarios.  For example, where mutual authentication      is performed, the EAP-TLS server is shown to request a client      certificate and the peer is shown to provide a certificate_verify      message.  A privacy example is provided, and two faulty examples      of session resume failure were removed.Authors' Addresses   Dan Simon   Microsoft Corporation   One Microsoft Way   Redmond, WA 98052-6399   Phone: +1 425 882 8080   Fax:   +1 425 936 7329   EMail: dansimon@microsoft.com   Bernard Aboba   Microsoft Corporation   One Microsoft Way   Redmond, WA 98052-6399   Phone: +1 425 706 6605   Fax:   +1 425 936 7329   EMail: bernarda@microsoft.com   Ryan Hurst   Microsoft Corporation   One Microsoft Way   Redmond, WA 98052-6399   Phone: +1 425 882 8080   Fax:   +1 425 936 7329   EMail: rmh@microsoft.comSimon, et al.               Standards Track                    [Page 33]

RFC 5216            EAP-TLS Authentication Protocol           March 2008Full Copyright Statement   Copyright (C) The IETF Trust (2008).   This document is subject to the rights, licenses and restrictions   contained inBCP 78, and except as set forth therein, the authors   retain all their rights.   This document and the information contained herein are provided on an   "AS IS" basis and THE CONTRIBUTOR, THE ORGANIZATION HE/SHE REPRESENTS   OR IS SPONSORED BY (IF ANY), THE INTERNET SOCIETY, THE IETF TRUST AND   THE INTERNET ENGINEERING TASK FORCE DISCLAIM ALL WARRANTIES, EXPRESS   OR IMPLIED, INCLUDING BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF   THE INFORMATION HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED   WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.Intellectual Property   The IETF takes no position regarding the validity or scope of any   Intellectual Property Rights or other rights that might be claimed to   pertain to the implementation or use of the technology described in   this document or the extent to which any license under such rights   might or might not be available; nor does it represent that it has   made any independent effort to identify any such rights.  Information   on the procedures with respect to rights in RFC documents can be   found inBCP 78 andBCP 79.   Copies of IPR disclosures made to the IETF Secretariat and any   assurances of licenses to be made available, or the result of an   attempt made to obtain a general license or permission for the use of   such proprietary rights by implementers or users of this   specification can be obtained from the IETF on-line IPR repository athttp://www.ietf.org/ipr.   The IETF invites any interested party to bring to its attention any   copyrights, patents or patent applications, or other proprietary   rights that may cover technology that may be required to implement   this standard.  Please address the information to the IETF at   ietf-ipr@ietf.org.Simon, et al.               Standards Track                    [Page 34]

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