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INFORMATIONAL
Updated by:5448,9048Errata Exist
Network Working Group                                           J. ArkkoRequest for Comments: 4187                                      EricssonCategory: Informational                                     H. Haverinen                                                                   Nokia                                                            January 2006Extensible Authentication Protocol Method for 3rd GenerationAuthentication and Key Agreement (EAP-AKA)Status of This Memo   This memo provides information for the Internet community.  It does   not specify an Internet standard of any kind.  Distribution of this   memo is unlimited.Copyright Notice   Copyright (C) The Internet Society (2006).IESG Note   The EAP-AKA protocol was developed by 3GPP.  The documentation of   EAP-AKA is provided as information to the Internet community.  While   the EAP WG has verified that EAP-AKA is compatible with EAP as   defined inRFC 3748, no other review has been done, including   validation of the security claims.  The IETF has also not reviewed   the security of the underlying UMTS AKA algorithms.Abstract   This document specifies an Extensible Authentication Protocol (EAP)   mechanism for authentication and session key distribution that uses   the Authentication and Key Agreement (AKA) mechanism.  AKA is used in   the 3rd generation mobile networks Universal Mobile   Telecommunications System (UMTS) and CDMA2000.  AKA is based on   symmetric keys, and typically runs in a Subscriber Identity Module,   which is a UMTS Subscriber Identity Module, USIM, or a (Removable)   User Identity Module, (R)UIM, similar to a smart card.   EAP-AKA includes optional identity privacy support, optional result   indications, and an optional fast re-authentication procedure.Arkko & Haverinen            Informational                      [Page 1]

RFC 4187                 EAP-AKA Authentication             January 2006Table of Contents1. Introduction and Motivation .....................................42. Terms and Conventions Used in This Document .....................53. Protocol Overview ...............................................94. Operation ......................................................154.1. Identity Management .......................................154.1.1. Format, Generation, and Usage of Peer Identities ...154.1.2. Communicating the Peer Identity to the Server ......214.1.3. Choice of Identity for the EAP-Response/Identity ...23           4.1.4. Server Operation in the Beginning of                  EAP-AKA Exchange ...................................23           4.1.5. Processing of EAP-Request/AKA-Identity by                  the Peer ...........................................244.1.6. Attacks against Identity Privacy ...................254.1.7. Processing of AT_IDENTITY by the Server ............264.2. Message Sequence Examples (Informative) ...................274.2.1. Usage of AT_ANY_ID_REQ .............................274.2.2. Fall Back on Full Authentication ...................284.2.3. Requesting the Permanent Identity 1 ................294.2.4. Requesting the Permanent Identity 2 ................304.2.5. Three EAP/AKA-Identity Round Trips .................305. Fast Re-Authentication .........................................325.1. General ...................................................325.2. Comparison to AKA .........................................335.3. Fast Re-Authentication Identity ...........................335.4. Fast Re-Authentication Procedure ..........................35      5.5. Fast Re-Authentication Procedure when Counter is           Too Small .................................................376. EAP-AKA Notifications ..........................................386.1. General ...................................................386.2. Result Indications ........................................396.3. Error Cases ...............................................406.3.1. Peer Operation .....................................416.3.2. Server Operation ...................................416.3.3. EAP-Failure ........................................426.3.4. EAP-Success ........................................427. Key Generation .................................................438. Message Format and Protocol Extensibility ......................458.1. Message Format ............................................458.2. Protocol Extensibility ....................................479. Messages .......................................................489.1. EAP-Request/AKA-Identity ..................................489.2. EAP-Response/AKA-Identity .................................489.3. EAP-Request/AKA-Challenge .................................499.4. EAP-Response/AKA-Challenge ................................499.5. EAP-Response/AKA-Authentication-Reject ....................509.6. EAP-Response/AKA-Synchronization-Failure ..................50Arkko & Haverinen            Informational                      [Page 2]

RFC 4187                 EAP-AKA Authentication             January 20069.7. EAP-Request/AKA-Reauthentication ..........................509.8. EAP-Response/AKA-Reauthentication .........................519.9. EAP-Response/AKA-Client-Error .............................529.10. EAP-Request/AKA-Notification .............................529.11. EAP-Response/AKA-Notification ............................5210. Attributes ....................................................5310.1. Table of Attributes ......................................5310.2. AT_PERMANENT_ID_REQ ......................................5410.3. AT_ANY_ID_REQ ............................................5410.4. AT_FULLAUTH_ID_REQ .......................................5410.5. AT_IDENTITY ..............................................5510.6. AT_RAND ..................................................5510.7. AT_AUTN ..................................................5610.8. AT_RES ...................................................5610.9. AT_AUTS ..................................................5710.10. AT_NEXT_PSEUDONYM .......................................5710.11. AT_NEXT_REAUTH_ID .......................................5810.12. AT_IV, AT_ENCR_DATA, and AT_PADDING .....................5810.13. AT_CHECKCODE ............................................6010.14. AT_RESULT_IND ...........................................6210.15. AT_MAC ..................................................6310.16. AT_COUNTER ..............................................6410.17. AT_COUNTER_TOO_SMALL ....................................6410.18. AT_NONCE_S ..............................................6510.19. AT_NOTIFICATION .........................................6510.20. AT_CLIENT_ERROR_CODE ....................................6611. IANA and Protocol Numbering Considerations ....................6612. Security Considerations .......................................6812.1. Identity Protection ......................................6912.2. Mutual Authentication ....................................6912.3. Flooding the Authentication Centre .......................6912.4. Key Derivation ...........................................7012.5. Brute-Force and Dictionary Attacks .......................7012.6. Protection, Replay Protection, and Confidentiality .......7012.7. Negotiation Attacks ......................................7112.8. Protected Result Indications .............................7212.9. Man-in-the-Middle Attacks ................................7212.10. Generating Random Numbers ...............................7313. Security Claims ...............................................7314. Acknowledgements and Contributions ............................7415. References ....................................................7415.1. Normative References .....................................7415.2. Informative References ...................................76Appendix A.  Pseudo-Random Number Generator .......................77Arkko & Haverinen            Informational                      [Page 3]

RFC 4187                 EAP-AKA Authentication             January 20061.  Introduction and Motivation   This document specifies an Extensible Authentication Protocol (EAP)   mechanism for authentication and session key distribution that uses   the 3rd generation Authentication and Key Agreement mechanism,   specified for Universal Mobile Telecommunications System (UMTS) in   [TS33.102] and for CDMA2000 in [S.S0055-A].  UMTS and CDMA2000 are   global 3rd generation mobile network standards that use the same AKA   mechanism.   2nd generation mobile networks and 3rd generation mobile networks use   different authentication and key agreement mechanisms.  The Global   System for Mobile communications (GSM) is a 2nd generation mobile   network standard, and EAP-SIM [EAP-SIM] specifies an EAP mechanism   that is based on the GSM authentication and key agreement primitives.   AKA is based on challenge-response mechanisms and symmetric   cryptography.  AKA typically runs in a UMTS Subscriber Identity   Module (USIM) or a CDMA2000 (Removable) User Identity Module   ((R)UIM).  In this document, both modules are referred to as identity   modules.  Compared to the 2nd generation mechanisms such as GSM AKA,   the 3rd generation AKA provides substantially longer key lengths and   mutual authentication.   The introduction of AKA inside EAP allows several new applications.   These include the following:   o  The use of the AKA also as a secure PPP authentication method in      devices that already contain an identity module.   o  The use of the 3rd generation mobile network authentication      infrastructure in the context of wireless LANs   o  Relying on AKA and the existing infrastructure in a seamless way      with any other technology that can use EAP.   AKA works in the following manner:   o  The identity module and the home environment have agreed on a      secret key beforehand.  (The "home environment" refers to the home      operator's authentication network infrastructure.)   o  The actual authentication process starts by having the home      environment produce an authentication vector, based on the secret      key and a sequence number.  The authentication vector contains a      random part RAND, an authenticator part AUTN used for      authenticating the network to the identity module, an expected      result part XRES, a 128-bit session key for integrity check IK,      and a 128-bit session key for encryption CK.Arkko & Haverinen            Informational                      [Page 4]

RFC 4187                 EAP-AKA Authentication             January 2006   o  The RAND and the AUTN are delivered to the identity module.   o  The identity module verifies the AUTN, again based on the secret      key and the sequence number.  If this process is successful (the      AUTN is valid and the sequence number used to generate AUTN is      within the correct range), the identity module produces an      authentication result RES and sends it to the home environment.   o  The home environment verifies the correct result from the identity      module.  If the result is correct, IK and CK can be used to      protect further communications between the identity module and the      home environment.   When verifying AUTN, the identity module may detect that the sequence   number the network uses is not within the correct range.  In this   case, the identity module calculates a sequence number   synchronization parameter AUTS and sends it to the network.  AKA   authentication may then be retried with a new authentication vector   generated using the synchronized sequence number.   For a specification of the AKA mechanisms and how the cryptographic   values AUTN, RES, IK, CK and AUTS are calculated, see [TS33.102] for   UMTS and [S.S0055-A] for CDMA2000.   In EAP-AKA, the EAP server node obtains the authentication vectors,   compares RES and XRES, and uses CK and IK in key derivation.   In the 3rd generation mobile networks, AKA is used for both radio   network authentication and IP multimedia service authentication   purposes.  Different user identities and formats are used for these;   the radio network uses the International Mobile Subscriber Identifier   (IMSI), whereas the IP multimedia service uses the Network Access   Identifier (NAI) [RFC4282].2.  Terms and Conventions Used in This Document   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",   "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this   document are to be interpreted as described in [RFC2119].   The terms and abbreviations "authenticator", "backend authentication   server", "EAP server", "peer", "Silently Discard", "Master Session   Key (MSK)", and "Extended Master Session Key (EMSK)" in this document   are to be interpreted as described in [RFC3748].   This document frequently uses the following terms and abbreviations.   The AKA parameters are specified in detail in [TS33.102] for UMTS and   [S.S0055-A] for CDMA2000.Arkko & Haverinen            Informational                      [Page 5]

RFC 4187                 EAP-AKA Authentication             January 2006   AAA protocol         Authentication, Authorization and Accounting protocol   AKA         Authentication and Key Agreement   AuC         Authentication Centre.  The mobile network element that can         authenticate subscribers in the mobile networks.   AUTN         AKA parameter.  AUTN is an authentication value generated by         the AuC, which, together with the RAND, authenticates the         server to the peer, 128 bits.   AUTS         AKA parameter.  A value generated by the peer upon         experiencing a synchronization failure, 112 bits.   EAP         Extensible Authentication Protocol [RFC3748]   Fast Re-Authentication         An EAP-AKA authentication exchange that is based on keys         derived upon a preceding full authentication exchange.  The         3rd Generation AKA is not used in the fast re-authentication         procedure.   Fast Re-Authentication Identity         A fast re-authentication identity of the peer, including an         NAI realm portion in environments where a realm is used.         Used on re-authentication only.   Fast Re-Authentication Username         The username portion of fast re-authentication identity,         i.e., not including any realm portions.Arkko & Haverinen            Informational                      [Page 6]

RFC 4187                 EAP-AKA Authentication             January 2006   Full Authentication         An EAP-AKA authentication exchange that is based on the         3rd Generation AKA procedure.   GSM         Global System for Mobile communications.   NAI         Network Access Identifier [RFC4282]   Identity Module         Identity module is used in this document to refer to the         part of the mobile device that contains authentication and         key agreement primitives.  The identity module may be an         integral part of the mobile device or it may be an application         on a smart card distributed by a mobile operator.  USIM and         (R)UIM are identity modules.   Nonce         A value that is used at most once or that is never repeated         within the same cryptographic context.  In general, a nonce can         be predictable (e.g., a counter) or unpredictable (e.g., a         random value).  Because some cryptographic properties may         depend on the randomness of the nonce, attention should be paid         to whether a nonce is required to be random or not.  In this         document, the term nonce is only used to denote random nonces,         and it is not used to denote counters.   Permanent Identity         The permanent identity of the peer, including an NAI realm         portion in environments where a realm is used.  The permanent         identity is usually based on the IMSI.  Used on full         authentication only.   Permanent Username         The username portion of permanent identity, i.e., not including         any realm portions.Arkko & Haverinen            Informational                      [Page 7]

RFC 4187                 EAP-AKA Authentication             January 2006   Pseudonym Identity         A pseudonym identity of the peer, including an NAI realm         portion in environments where a realm is used.  Used on full         authentication only.   Pseudonym Username         The username portion of pseudonym identity, i.e., not including         any realm portions.   RAND         An AKA parameter.  Random number generated by the AuC,         128 bits.   RES         Authentication result from the peer, which, together with         the RAND, authenticates the peer to the server,         128 bits.   (R)UIM         CDMA2000 (Removable) User Identity Module.  (R)UIM is an         application that is resident on devices such as smart cards,         which may be fixed in the terminal or distributed by CDMA2000         operators (when removable).   SQN         An AKA parameter.  Sequence number used in the authentication         process, 48 bits.   SIM         Subscriber Identity Module.  The SIM is traditionally a smart         card distributed by a GSM operator.   SRES         The authentication result parameter in GSM, corresponds to         the RES parameter in 3G AKA, 32 bits.Arkko & Haverinen            Informational                      [Page 8]

RFC 4187                 EAP-AKA Authentication             January 2006   UAK         UIM Authentication Key, used in CDMA2000 AKA.  Both the         identity module and the network can optionally generate the UAK         during the AKA computation in CDMA2000.  UAK is not used in         this version of EAP-AKA.   UIM         Please see (R)UIM.   USIM         UMTS Subscriber Identity Module.  USIM is an application that         is resident on devices such as smart cards distributed by UMTS         operators.3.  Protocol Overview   Figure 1 shows the basic, successful full authentication exchange in   EAP-AKA, when optional result indications are not used.  The   authenticator typically communicates with an EAP server that is   located on a backend authentication server using an AAA protocol.   The authenticator shown in the figure is often simply relaying EAP   messages to and from the EAP server, but these backend AAA   communications are not shown.  At the minimum, EAP-AKA uses two   roundtrips to authenticate and authorize the peer and generate   session keys.  As in other EAP schemes, an identity request/response   message pair is usually exchanged first.  On full authentication, the   peer's identity response includes either the user's International   Mobile Subscriber Identity (IMSI), or a temporary identity   (pseudonym) if identity privacy is in effect, as specified inSection 4.1.  (As specified in [RFC3748], the initial identity   request is not required, and MAY be bypassed in cases where the   network can presume the identity, such as when using leased lines,   dedicated dial-ups, etc.  Please seeSection 4.1.2 for specification   of how to obtain the identity via EAP AKA messages.)   After obtaining the subscriber identity, the EAP server obtains an   authentication vector (RAND, AUTN, RES, CK, IK) for use in   authenticating the subscriber.  From the vector, the EAP server   derives the keying material, as specified inSection 6.4.  The vector   may be obtained by contacting an Authentication Centre (AuC) on the   mobile network; for example, per UMTS specifications, several vectors   may be obtained at a time.  Vectors may be stored in the EAP server   for use at a later time, but they may not be reused.Arkko & Haverinen            Informational                      [Page 9]

RFC 4187                 EAP-AKA Authentication             January 2006   In CDMA2000, the vector may include a sixth value called the User   Identity Module Authentication Key (UAK).  This key is not used in   EAP-AKA.   Next, the EAP server starts the actual AKA protocol by sending an   EAP-Request/AKA-Challenge message.  EAP-AKA packets encapsulate   parameters in attributes, encoded in a Type, Length, Value format.   The packet format and the use of attributes are specified inSection 8.  The EAP-Request/AKA-Challenge message contains a RAND   random number (AT_RAND), a network authentication token (AT_AUTN),   and a message authentication code (AT_MAC).  The EAP-Request/   AKA-Challenge message MAY optionally contain encrypted data, which is   used for identity privacy and fast re-authentication support, as   described inSection 4.1.  The AT_MAC attribute contains a message   authentication code covering the EAP packet.  The encrypted data is   not shown in the figures of this section.   The peer runs the AKA algorithm (typically using an identity module)   and verifies the AUTN.  If this is successful, the peer is talking to   a legitimate EAP server and proceeds to send the EAP-Response/   AKA-Challenge.  This message contains a result parameter that allows   the EAP server, in turn, to authenticate the peer, and the AT_MAC   attribute to integrity protect the EAP message.   The EAP server verifies that the RES and the MAC in the EAP-Response/   AKA-Challenge packet are correct.  Because protected success   indications are not used in this example, the EAP server sends the   EAP-Success packet, indicating that the authentication was   successful.  (Protected success indications are discussed inSection 6.2.)  The EAP server may also include derived keying   material in the message it sends to the authenticator.  The peer has   derived the same keying material, so the authenticator does not   forward the keying material to the peer along with EAP-Success.Arkko & Haverinen            Informational                     [Page 10]

RFC 4187                 EAP-AKA Authentication             January 2006       Peer                                             Authenticator          |                      EAP-Request/Identity             |          |<------------------------------------------------------|          |                                                       |          | EAP-Response/Identity                                 |          | (Includes user's NAI)                                 |          |------------------------------------------------------>|          |                            +------------------------------+          |                            | Server runs AKA algorithms,  |          |                            | generates RAND and AUTN.     |          |                            +------------------------------+          |                         EAP-Request/AKA-Challenge     |          |                         (AT_RAND, AT_AUTN, AT_MAC)    |          |<------------------------------------------------------|      +-------------------------------------+                     |      | Peer runs AKA algorithms,           |                     |      | verifies AUTN and MAC, derives RES  |                     |      | and session key                     |                     |      +-------------------------------------+                     |          | EAP-Response/AKA-Challenge                            |          | (AT_RES, AT_MAC)                                      |          |------------------------------------------------------>|          |                          +--------------------------------+          |                          | Server checks the given RES,   |          |                          | and MAC and finds them correct.|          |                          +--------------------------------+          |                                          EAP-Success  |          |<------------------------------------------------------|              Figure 1: EAP-AKA full authentication procedureArkko & Haverinen            Informational                     [Page 11]

RFC 4187                 EAP-AKA Authentication             January 2006   Figure 2 shows how the EAP server rejects the Peer due to a failed   authentication.       Peer                                              Authenticator          |                      EAP-Request/Identity             |          |<------------------------------------------------------|          |                                                       |          | EAP-Response/Identity                                 |          | (Includes user's NAI)                                 |          |------------------------------------------------------>|          |                            +------------------------------+          |                            | Server runs AKA algorithms,  |          |                            | generates RAND and AUTN.     |          |                            +------------------------------+          |                      EAP-Request/AKA-Challenge        |          |                      (AT_RAND, AT_AUTN, AT_MAC)       |          |<------------------------------------------------------|      +-------------------------------------+                     |      | Peer runs AKA algorithms,           |                     |      | possibly verifies AUTN, and sends an|                     |      | invalid response                    |                     |      +-------------------------------------+                     |          | EAP-Response/AKA-Challenge                            |          | (AT_RES, AT_MAC)                                      |          |------------------------------------------------------>|          |              +------------------------------------------+          |              | Server checks the given RES and the MAC, |          |              | and finds one of them incorrect.         |          |              +------------------------------------------+          |                      EAP-Request/AKA-Notification     |          |<------------------------------------------------------|          | EAP-Response/AKA-Notification                         |          |------------------------------------------------------>|          |                                          EAP-Failure  |          |<------------------------------------------------------|                    Figure 2: Peer authentication failsArkko & Haverinen            Informational                     [Page 12]

RFC 4187                 EAP-AKA Authentication             January 2006   Figure 3 shows the peer rejecting the AUTN of the EAP server.   The peer sends an explicit error message (EAP-Response/   AKA-Authentication-Reject) to the EAP server, as usual in AKA when   AUTN is incorrect.  This allows the EAP server to produce the same   error statistics that AKA generally produces in UMTS or CDMA2000.        Peer                                             Authenticator          |                      EAP-Request/Identity             |          |<------------------------------------------------------|          | EAP-Response/Identity                                 |          | (Includes user's NAI)                                 |          |------------------------------------------------------>|          |                            +------------------------------+          |                            | Server runs AKA algorithms,  |          |                            | generates RAND and a bad AUTN|          |                            +------------------------------+          |                         EAP-Request/AKA-Challenge     |          |                         (AT_RAND, AT_AUTN, AT_MAC)    |          |<------------------------------------------------------|      +-------------------------------------+                     |      | Peer runs AKA algorithms            |                     |      | and discovers AUTN that can not be  |                     |      | verified                            |                     |      +-------------------------------------+                     |          | EAP-Response/AKA-Authentication-Reject                |          |------------------------------------------------------>|          |                                          EAP-Failure  |          |<------------------------------------------------------|                  Figure 3: Network authentication fails   The AKA uses shared secrets between the Peer and the Peer's home   operator, together with a sequence number, to actually perform an   authentication.  In certain circumstances, shown in Figure 4, it is   possible for the sequence numbers to get out of sequence.Arkko & Haverinen            Informational                     [Page 13]

RFC 4187                 EAP-AKA Authentication             January 2006        Peer                                             Authenticator          |                      EAP-Request/Identity             |          |<------------------------------------------------------|          | EAP-Response/Identity                                 |          | (Includes user's NAI)                                 |          |------------------------------------------------------>|          |                            +------------------------------+          |                            | Server runs AKA algorithms,  |          |                            | generates RAND and AUTN.     |          |                            +------------------------------+          |                         EAP-Request/AKA-Challenge     |          |                         (AT_RAND, AT_AUTN, AT_MAC)    |          |<------------------------------------------------------|      +-------------------------------------+                     |      | Peer runs AKA algorithms            |                     |      | and discovers AUTN that contains an |                     |      | inappropriate sequence number       |                     |      +-------------------------------------+                     |          | EAP-Response/AKA-Synchronization-Failure              |          | (AT_AUTS)                                             |          |------------------------------------------------------>|          |                              +---------------------------+          |                              | Perform resynchronization |          |                              | Using AUTS and            |          |                              | the sent RAND             |          |                              +---------------------------+          |                                                       |                 Figure 4: Sequence number synchronization   After the resynchronization process has taken place in the server and   AAA side, the process continues by the server side sending a new   EAP-Request/AKA-Challenge message.   In addition to the full authentication scenarios described above,   EAP-AKA includes a fast re-authentication procedure, which is   specified inSection 5.  Fast re-authentication is based on keys   derived on full authentication.  If the peer has maintained state   information for re-authentication and wants to use fast   re-authentication, then the peer indicates this by using a specific   fast re-authentication identity instead of the permanent identity or   a pseudonym identity.Arkko & Haverinen            Informational                     [Page 14]

RFC 4187                 EAP-AKA Authentication             January 20064.  Operation4.1.  Identity Management4.1.1.  Format, Generation, and Usage of Peer Identities4.1.1.1.  General   In the beginning of EAP authentication, the Authenticator or the EAP   server usually issues the EAP-Request/Identity packet to the peer.   The peer responds with EAP-Response/Identity, which contains the   user's identity.  The formats of these packets are specified in   [RFC3748].   Subscribers of mobile networks are identified with the International   Mobile Subscriber Identity (IMSI) [TS23.003].  The IMSI is a string   of not more than 15 digits.  It is composed of a Mobile Country Code   (MCC) of 3 digits, a Mobile Network Code (MNC) of 2 or 3 digits, and   a Mobile Subscriber Identification Number (MSIN) of not more than 10   digits.  MCC and MNC uniquely identify the GSM operator and help   identify the AuC from which the authentication vectors need to be   retrieved for this subscriber.   Internet AAA protocols identify users with the Network Access   Identifier (NAI) [RFC4282].  When used in a roaming environment, the   NAI is composed of a username and a realm, separated with "@"   (username@realm).  The username portion identifies the subscriber   within the realm.   This section specifies the peer identity format used in EAP-AKA.  In   this document, the term identity or peer identity refers to the whole   identity string that is used to identify the peer.  The peer identity   may include a realm portion.  "Username" refers to the portion of the   peer identity that identifies the user, i.e., the username does not   include the realm portion.4.1.1.2.  Identity Privacy Support   EAP-AKA includes optional identity privacy (anonymity) support that   can be used to hide the cleartext permanent identity and thereby make   the subscriber's EAP exchanges untraceable to eavesdroppers.  Because   the permanent identity never changes, revealing it would help   observers to track the user.  The permanent identity is usually based   on the IMSI, which may further help the tracking, because the same   identifier may be used in other contexts as well.  Identity privacy   is based on temporary identities, or pseudonyms, which are equivalentArkko & Haverinen            Informational                     [Page 15]

RFC 4187                 EAP-AKA Authentication             January 2006   to but separate from the Temporary Mobile Subscriber Identities   (TMSI) that are used on cellular networks.  Please seeSection 12.1   for security considerations regarding identity privacy.4.1.1.3.  Username Types in EAP-AKA Identities   There are three types of usernames in EAP-AKA peer identities:   (1) Permanent usernames.  For example,   0123456789098765@myoperator.com might be a valid permanent identity.   In this example, 0123456789098765 is the permanent username.   (2) Pseudonym usernames.  For example, 2s7ah6n9q@myoperator.com might   be a valid pseudonym identity.  In this example, 2s7ah6n9q is the   pseudonym username.   (3) Fast re-authentication usernames.  For example,   43953754@myoperator.com might be a valid fast re-authentication   identity.  In this case, 43953754 is the fast re-authentication   username.  Unlike permanent usernames and pseudonym usernames, fast   re-authentication usernames are one-time identifiers, which are not   re-used across EAP exchanges.   The first two types of identities are used only on full   authentication, and the last type only on fast re-authentication.   When the optional identity privacy support is not used, the   non-pseudonym permanent identity is used on full authentication.  The   fast re-authentication exchange is specified inSection 5.4.1.1.4.  Username Decoration   In some environments, the peer may need to decorate the identity by   prepending or appending the username with a string, in order to   indicate supplementary AAA routing information in addition to the NAI   realm.  (The usage of an NAI realm portion is not considered to be   decoration.)  Username decoration is out of the scope of this   document.  However, it should be noted that username decoration might   prevent the server from recognizing a valid username.  Hence,   although the peer MAY use username decoration in the identities that   the peer includes in EAP-Response/Identity, and although the EAP   server MAY accept a decorated peer username in this message, the peer   or the EAP server MUST NOT decorate any other peer identities that   are used in various EAP-AKA attributes.  Only the identity used in   EAP-Response/Identity may be decorated.Arkko & Haverinen            Informational                     [Page 16]

RFC 4187                 EAP-AKA Authentication             January 20064.1.1.5.  NAI Realm Portion   The peer MAY include a realm portion in the peer identity, as per the   NAI format.  The use of a realm portion is not mandatory.   If a realm is used, the realm MAY be chosen by the subscriber's home   operator and it MAY be a configurable parameter in the EAP-AKA peer   implementation.  In this case, the peer is typically configured with   the NAI realm of the home operator.  Operators MAY reserve a specific   realm name for EAP-AKA users.  This convention makes it easy to   recognize that the NAI identifies an AKA subscriber.  Such a reserved   NAI realm may be useful as a hint of the first authentication method   to use during method negotiation.  When the peer is using a pseudonym   username instead of the permanent username, the peer selects the   realm name portion similarly to how it selects the realm portion when   using the permanent username.   If no configured realm name is available, the peer MAY derive the   realm name from the MCC and MNC portions of the IMSI.  A RECOMMENDED   way to derive the realm from the IMSI, using the realm   3gppnetwork.org, will be specified in [TS23.003].   Some old implementations derive the realm name from the IMSI by   concatenating "mnc", the MNC digits of IMSI, ".mcc", the MCC digits   of IMSI, and ".owlan.org".  For example, if the IMSI is   123456789098765, and the MNC is three digits long, then the derived   realm name is "mnc456.mcc123.owlan.org".  As there are no DNS servers   running at owlan.org, these realm names can only be used with   manually configured AAA routing.  New implementations SHOULD use the   mechanism specified in [TS23.003] instead of owlan.org.   The IMSI is a string of digits without any explicit structure, so the   peer may not be able to determine the length of the MNC portion.  If   the peer is not able to determine whether the MNC is two or three   digits long, the peer MAY use a 3-digit MNC.  If the correct length   of the MNC is two, then the MNC used in the realm name includes the   first digit of MSIN.  Hence, when configuring AAA networks for   operators that have 2-digit MNC's, the network SHOULD also be   prepared for realm names with incorrect 3-digit MNC's.4.1.1.6.  Format of the Permanent Username   The non-pseudonym permanent username SHOULD be derived from the IMSI.   In this case, the permanent username MUST be of the format "0" |   IMSI, where the character "|" denotes concatenation.  In other words,   the first character of the username is the digit zero (ASCII value 30   hexadecimal), followed by the IMSI.  The IMSI is an ASCII string that   consists of not more than 15 decimal digits (ASCII values between 30Arkko & Haverinen            Informational                     [Page 17]

RFC 4187                 EAP-AKA Authentication             January 2006   and 39 hexadecimal), one character per IMSI digit, in the order as   specified in [TS23.003].  For example, a permanent username derived   from the IMSI 295023820005424 would be encoded as the ASCII string   "0295023820005424" (byte values in hexadecimal notation: 30 32 39 35   30 32 33 38 32 30 30 30 35 34 32 34)   The EAP server MAY use the leading "0" as a hint to try EAP-AKA as   the first authentication method during method negotiation, rather   than using, for example, EAP-SIM.  The EAP-AKA server MAY propose   EAP-AKA even if the leading character was not "0".   Alternatively, an implementation MAY choose a permanent username that   is not based on the IMSI.  In this case the selection of the   username, its format, and its processing is out of the scope of this   document.  In this case, the peer implementation MUST NOT prepend any   leading characters to the username.4.1.1.7.  Generating Pseudonyms and Fast Re-Authentication Identities by          the Server   Pseudonym usernames and fast re-authentication identities are   generated by the EAP server.  The EAP server produces pseudonym   usernames and fast re-authentication identities in an   implementation-dependent manner.  Only the EAP server needs to be   able to map the pseudonym username to the permanent identity, or to   recognize a fast re-authentication identity.   EAP-AKA includes no provisions to ensure that the same EAP server   that generated a pseudonym username will be used on the   authentication exchange when the pseudonym username is used.  It is   recommended that the EAP servers implement some centralized mechanism   to allow all EAP servers of the home operator to map pseudonyms   generated by other severs to the permanent identity.  If no such   mechanism is available, then the EAP server, failing to understand a   pseudonym issued by another server, can request the peer to send the   permanent identity.   When issuing a fast re-authentication identity, the EAP server may   include a realm name in the identity that will cause the fast   re-authentication request to be forwarded to the same EAP server.   When generating fast re-authentication identities, the server SHOULD   choose a fresh, new fast re-authentication identity that is different   from the previous ones that were used after the same full   authentication exchange.  A full authentication exchange and the   associated fast re-authentication exchanges are referred to here as   the same "full authentication context".  The fast re-authentication   identity SHOULD include a random component.  The random componentArkko & Haverinen            Informational                     [Page 18]

RFC 4187                 EAP-AKA Authentication             January 2006   works as a full authentication context identifier.  A context-   specific fast re-authentication identity can help the server to   detect whether its fast re-authentication state information matches   the peer's fast re-authentication state information (in other words,   whether the state information is from the same full authentication   exchange).  The random component also makes the fast re-   authentication identities unpredictable, so an attacker cannot   initiate a fast re-authentication exchange to get the server's   EAP-Request/AKA-Reauthentication packet.   Transmitting pseudonyms and fast re-authentication identities from   the server to the peer is discussed inSection 4.1.1.8.  The   pseudonym is transmitted as a username, without an NAI realm, and the   fast re-authentication identity is transmitted as a complete NAI,   including a realm portion if a realm is required.  The realm is   included in the fast re-authentication identity in order to allow the   server to include a server-specific realm.   Regardless of construction method, the pseudonym username MUST   conform to the grammar specified for the username portion of an NAI.   Also, the fast re-authentication identity MUST conform to the NAI   grammar.  The EAP servers that the subscribers of an operator can use   MUST ensure that the pseudonym usernames and the username portions   used in fast re-authentication identities that they generate are   unique.   In any case, it is necessary that permanent usernames, pseudonym   usernames, and fast re-authentication usernames are separate and   recognizable from each other.  It is also desirable that EAP-SIM and   EAP-AKA usernames be recognizable from each other as an aid to the   server when deciding which method to offer.   In general, it is the task of the EAP server and the policies of its   administrator to ensure sufficient separation of the usernames.   Pseudonym usernames and fast re-authentication usernames are both   produced and used by the EAP server.  The EAP server MUST compose   pseudonym usernames and fast re-authentication usernames so that it   can recognize if an NAI username is an EAP-AKA pseudonym username or   an EAP-AKA fast re-authentication username.  For instance, when the   usernames have been derived from the IMSI, the server could use   different leading characters in the pseudonym usernames and fast   re-authentication usernames (e.g., the pseudonym could begin with a   leading "2" character).  When mapping a fast re-authentication   identity to a permanent identity, the server SHOULD only examine the   username portion of the fast re-authentication identity and ignore   the realm portion of the identity.Arkko & Haverinen            Informational                     [Page 19]

RFC 4187                 EAP-AKA Authentication             January 2006   Because the peer may fail to save a pseudonym username that was sent   in an EAP-Request/AKA-Challenge (for example, due to malfunction),   the EAP server SHOULD maintain, at least, the most recently used   pseudonym username in addition to the most recently issued pseudonym   username.  If the authentication exchange is not completed   successfully, then the server SHOULD NOT overwrite the pseudonym   username that was issued during the most recent successful   authentication exchange.4.1.1.8.  Transmitting Pseudonyms and Fast Re-Authentication Identities          to the Peer   The server transmits pseudonym usernames and fast re-authentication   identities to the peer in cipher, using the AT_ENCR_DATA attribute.   The EAP-Request/AKA-Challenge message MAY include an encrypted   pseudonym username and/or an encrypted fast re-authentication   identity in the value field of the AT_ENCR_DATA attribute.  Because   identity privacy support and fast re-authentication are optional to   implement, the peer MAY ignore the AT_ENCR_DATA attribute and always   use the permanent identity.  On fast re-authentication (discussed inSection 5), the server MAY include a new, encrypted fast re-   authentication identity in the EAP-Request/AKA-Reauthentication   message.   On receipt of the EAP-Request/AKA-Challenge, the peer MAY decrypt the   encrypted data in AT_ENCR_DATA; and if a pseudonym username is   included, the peer may use the obtained pseudonym username on the   next full authentication.  If a fast re-authentication identity is   included, then the peer MAY save it together with other fast re-   authentication state information, as discussed inSection 5, for the   next fast re-authentication.   If the peer does not receive a new pseudonym username in the   EAP-Request/AKA-Challenge message, the peer MAY use an old pseudonym   username instead of the permanent username on next full   authentication.  The username portions of fast re-authentication   identities are one-time usernames, which the peer MUST NOT re-use.   When the peer uses a fast re-authentication identity in an EAP   exchange, the peer MUST discard the fast re-authentication identity   and not re-use it in another EAP authentication exchange, even if the   authentication exchange was not completed.4.1.1.9.  Usage of the Pseudonym by the Peer   When the optional identity privacy support is used on full   authentication, the peer MAY use a pseudonym username received as   part of a previous full authentication sequence as the usernameArkko & Haverinen            Informational                     [Page 20]

RFC 4187                 EAP-AKA Authentication             January 2006   portion of the NAI.  The peer MUST NOT modify the pseudonym username   received in AT_NEXT_PSEUDONYM.  However, as discussed above, the peer   MAY need to decorate the username in some environments by appending   or prepending the username with a string that indicates supplementary   AAA routing information.   When using a pseudonym username in an environment where a realm   portion is used, the peer concatenates the received pseudonym   username with the "@" character and an NAI realm portion.  The   selection of the NAI realm is discussed above.  The peer can select   the realm portion similarly, regardless of whether it uses the   permanent username or a pseudonym username.4.1.1.10.  Usage of the Fast Re-Authentication Identity by the Peer   On fast re-authentication, the peer uses the fast re-authentication   identity received as part of the previous authentication sequence.  A   new fast re-authentication identity may be delivered as part of both   full authentication and fast re-authentication.  The peer MUST NOT   modify the username part of the fast re-authentication identity   received in AT_NEXT_REAUTH_ID, except in cases when username   decoration is required.  Even in these cases, the "root" fast   re-authentication username must not be modified, but it may be   appended or prepended with another string.4.1.2.  Communicating the Peer Identity to the Server4.1.2.1.  General   The peer identity MAY be communicated to the server with the   EAP-Response/Identity message.  This message MAY contain the   permanent identity, a pseudonym identity, or a fast re-authentication   identity.  If the peer uses the permanent identity or a pseudonym   identity, which the server is able to map to the permanent identity,   then the authentication proceeds as discussed in the overview ofSection 3.  If the peer uses a fast re-authentication identity, and   if the fast re-authentication identity matches with a valid fast   re-authentication identity maintained by the server, then a fast   re-authentication exchange is performed, as described inSection 5.   The peer identity can also be transmitted from the peer to the server   using EAP-AKA messages instead of EAP-Response/Identity.  In this   case, the server includes an identity requesting attribute   (AT_ANY_ID_REQ, AT_FULLAUTH_ID_REQ or AT_PERMANENT_ID_REQ) in the   EAP-Request/AKA-Identity message; and the peer includes the   AT_IDENTITY attribute, which contains the peer's identity, in the   EAP-Response/AKA-Identity message.  The AT_ANY_ID_REQ attribute is a   general identity requesting attribute, which the server uses if itArkko & Haverinen            Informational                     [Page 21]

RFC 4187                 EAP-AKA Authentication             January 2006   does not specify which kind of an identity the peer should return in   AT_IDENTITY.  The server uses the AT_FULLAUTH_ID_REQ attribute to   request either the permanent identity or a pseudonym identity.  The   server uses the AT_PERMANENT_ID_REQ attribute to request that the   peer send its permanent identity.  The EAP-Request/AKA-Challenge,   EAP-Response/AKA-Challenge, or the packets used on fast re-   authentication may optionally include the AT_CHECKCODE attribute,   which enables the protocol peers to ensure the integrity of the   AKA-Identity packets.  AT_CHECKCODE is specified inSection 10.13.   The identity format in the AT_IDENTITY attribute is the same as in   the EAP-Response/Identity packet (except that identity decoration is   not allowed).  The AT_IDENTITY attribute contains a permanent   identity, a pseudonym identity, or a fast re-authentication identity.   Please note that only the EAP-AKA peer and the EAP-AKA server process   the AT_IDENTITY attribute and entities that pass through; EAP packets   do not process this attribute.  Hence, the authenticator and other   intermediate AAA elements (such as possible AAA proxy servers) will   continue to refer to the peer with the original identity from the   EAP-Response/Identity packet unless the identity authenticated in the   AT_IDENTITY attribute is communicated to them in another way within   the AAA protocol.4.1.2.2.  Relying on EAP-Response/Identity Discouraged   The EAP-Response/Identity packet is not method specific; therefore,   in many implementations it may be handled by an EAP Framework.  This   introduces an additional layer of processing between the EAP peer and   EAP server.  The extra layer of processing may cache identity   responses or add decorations to the identity.  A modification of the   identity response will cause the EAP peer and EAP server to use   different identities in the key derivation, which will cause the   protocol to fail.   For this reason, it is RECOMMENDED that the EAP peer and server use   the method-specific identity attributes in EAP-AKA, and the server is   strongly discouraged from relying upon the EAP-Response/Identity.   In particular, if the EAP server receives a decorated identity in   EAP-Response/Identity, then the EAP server MUST use the   identity-requesting attributes to request the peer to send an   unmodified and undecorated copy of the identity in AT_IDENTITY.Arkko & Haverinen            Informational                     [Page 22]

RFC 4187                 EAP-AKA Authentication             January 20064.1.3.  Choice of Identity for the EAP-Response/Identity   If EAP-AKA peer is started upon receiving an EAP-Request/Identity   message, then the peer MAY use an EAP-AKA identity in the EAP-   Response/Identity packet.  In this case, the peer performs the   following steps.   If the peer has maintained fast re-authentication state information   and if the peer wants to use fast re-authentication, then the peer   transmits the fast re-authentication identity in   EAP-Response/Identity.   Else, if the peer has a pseudonym username available, then the peer   transmits the pseudonym identity in EAP-Response/Identity.   In other cases, the peer transmits the permanent identity in   EAP-Response/Identity.4.1.4.  Server Operation in the Beginning of EAP-AKA Exchange   As discussed inSection 4.1.2.2, the server SHOULD NOT rely on an   identity string received in EAP-Response/Identity.  Therefore, the   RECOMMENDED way to start an EAP-AKA exchange is to ignore any   received identity strings.  The server SHOULD begin the EAP-AKA   exchange by issuing the EAP-Request/AKA-Identity packet with an   identity-requesting attribute to indicate that the server wants the   peer to include an identity in the AT_IDENTITY attribute of the EAP-   Response/AKA-Identity message.  Three methods to request an identity   from the peer are discussed below.   If the server chooses to not ignore the contents of   EAP-Response/Identity, then the server may already receive an EAP-AKA   identity in this packet.  However, if the EAP server has not received   any EAP-AKA peer identity (permanent identity, pseudonym identity, or   fast re-authentication identity) from the peer when sending the first   EAP-AKA request, or if the EAP server has received an   EAP-Response/Identity packet but the contents do not appear to be a   valid permanent identity, pseudonym identity, or a re-authentication   identity, then the server MUST request an identity from the peer   using one of the methods below.   The server sends the EAP-Request/AKA-Identity message with the   AT_PERMANENT_ID_REQ attribute to indicate that the server wants the   peer to include the permanent identity in the AT_IDENTITY attribute   of the EAP-Response/AKA-Identity message.  This is done in the   following cases:Arkko & Haverinen            Informational                     [Page 23]

RFC 4187                 EAP-AKA Authentication             January 2006   o  The server does not support fast re-authentication or identity      privacy.   o  The server decided to process a received identity, and the server      recognizes the received identity as a pseudonym identity, but the      server is not able to map the pseudonym identity to a permanent      identity.   The server issues the EAP-Request/AKA-Identity packet with the   AT_FULLAUTH_ID_REQ attribute to indicate that the server wants the   peer to include a full authentication identity (pseudonym identity or   permanent identity) in the AT_IDENTITY attribute of the   EAP-Response/AKA-Identity message.  This is done in the following   cases:   o  The server does not support fast re-authentication and the server      supports identity privacy   o  The server decided to process a received identity, and the server      recognizes the received identity as a re-authentication identity      but the server is not able to map the re-authentication identity      to a permanent identity   The server issues the EAP-Request/AKA-Identity packet with the   AT_ANY_ID_REQ attribute to indicate that the server wants the peer to   include an identity in the AT_IDENTITY attribute of the   EAP-Response/AKA-Identity message, and the server does not indicate   any preferred type for the identity.  This is done in other cases,   such as when the server ignores a received EAP-Response/Identity,   when the server does not have any identity, or when the server does   not recognize the format of a received identity.4.1.5.  Processing of EAP-Request/AKA-Identity by the Peer   Upon receipt of an EAP-Request/AKA-Identity message, the peer MUST   perform the following steps.   If the EAP-Request/AKA-Identity includes AT_PERMANENT_ID_REQ, and if   the peer does not have a pseudonym available, then the peer MUST   respond with EAP-Response/AKA-Identity and include the permanent   identity in AT_IDENTITY.  If the peer has a pseudonym available, then   the peer MAY refuse to send the permanent identity; hence, in this   case the peer MUST either respond with EAP-Response/AKA-Identity and   include the permanent identity in AT_IDENTITY or respond with   EAP-Response/AKA-Client-Error packet with code "unable to process   packet".   If the EAP-Request/AKA-Identity includes AT_FULL_AUTH_ID_REQ, and if   the peer has a pseudonym available, then the peer SHOULD respond with   EAP-Response/AKA-Identity and include the pseudonym identity inArkko & Haverinen            Informational                     [Page 24]

RFC 4187                 EAP-AKA Authentication             January 2006   AT_IDENTITY.  If the peer does not have a pseudonym when it receives   this message, then the peer MUST respond with EAP-Response/   AKA-Identity and include the permanent identity in AT_IDENTITY.  The   Peer MUST NOT use a fast re-authentication identity in the   AT_IDENTITY attribute.   If the EAP-Request/AKA-Identity includes AT_ANY_ID_REQ, and if the   peer has maintained fast re-authentication state information and   wants to use fast re-authentication, then the peer responds with   EAP-Response/AKA-Identity and includes the fast re-authentication   identity in AT_IDENTITY.  Else, if the peer has a pseudonym identity   available, then the peer responds with EAP-Response/AKA-Identity and   includes the pseudonym identity in AT_IDENTITY.  Else, the peer   responds with EAP-Response/AKA-Identity and includes the permanent   identity in AT_IDENTITY.   An EAP-AKA exchange may include several EAP/AKA-Identity rounds.  The   server may issue a second EAP-Request/AKA-Identity, if it was not   able to recognize the identity the peer used in the previous   AT_IDENTITY attribute.  At most three EAP/AKA-Identity rounds can be   used, so the peer MUST NOT respond to more than three   EAP-Request/AKA-Identity messages within an EAP exchange.  The peer   MUST verify that the sequence of EAP-Request/AKA-Identity packets the   peer receives comply with the sequencing rules defined in this   document.  That is, AT_ANY_ID_REQ can only be used in the first   EAP-Request/AKA-Identity; in other words, AT_ANY_ID_REQ MUST NOT be   used in the second or third EAP-Request/AKA-Identity.   AT_FULLAUTH_ID_REQ MUST NOT be used if the previous   EAP-Request/AKA-Identity included AT_PERMANENT_ID_REQ.  The peer   operation, in cases when it receives an unexpected attribute or an   unexpected message, is specified inSection 6.3.1.4.1.6.  Attacks against Identity Privacy   The section above specifies two possible ways the peer can operate   upon receipt of AT_PERMANENT_ID_REQ because a received   AT_PERMANENT_ID_REQ does not necessarily originate from the valid   network.  However, an active attacker may transmit an   EAP-Request/AKA-Identity packet with an AT_PERMANENT_ID_REQ attribute   to the peer, in an effort to find out the true identity of the user.   If the peer does not want to reveal its permanent identity, then the   peer sends the EAP-Response/AKA-Client-Error packet with the error   code "unable to process packet", and the authentication exchange   terminates.   Basically, there are two different policies that the peer can employ   with regard to AT_PERMANENT_ID_REQ.  A "conservative" peer assumes   that the network is able to maintain pseudonyms robustly.  Therefore,Arkko & Haverinen            Informational                     [Page 25]

RFC 4187                 EAP-AKA Authentication             January 2006   if a conservative peer has a pseudonym username, the peer responds   with EAP-Response/AKA-Client-Error to the EAP packet with   AT_PERMANENT_ID_REQ, because the peer believes that the valid network   is able to map the pseudonym identity to the peer's permanent   identity.  (Alternatively, the conservative peer may accept   AT_PERMANENT_ID_REQ in certain circumstances, for example if the   pseudonym was received a long time ago.)  The benefit of this policy   is that it protects the peer against active attacks on anonymity.  On   the other hand, a "liberal" peer always accepts the   AT_PERMANENT_ID_REQ and responds with the permanent identity.  The   benefit of this policy is that it works even if the valid network   sometimes loses pseudonyms and is not able to map them to the   permanent identity.4.1.7.  Processing of AT_IDENTITY by the Server   When the server receives an EAP-Response/AKA-Identity message with   the AT_IDENTITY (in response to the server's identity requesting   attribute), the server MUST operate as follows.   If the server used AT_PERMANENT_ID_REQ, and if the AT_IDENTITY does   not contain a valid permanent identity, then the server sends an   EAP-Request/AKA-Notification packet with AT_NOTIFICATION code   "General failure" (16384) to terminate the EAP exchange.  If the   server recognizes the permanent identity and is able to continue,   then the server proceeds with full authentication by sending   EAP-Request/AKA-Challenge.   If the server used AT_FULLAUTH_ID_REQ, and if AT_IDENTITY contains a   valid permanent identity or a pseudonym identity that the server can   map to a valid permanent identity, then the server proceeds with full   authentication by sending EAP-Request/AKA-Challenge.  If AT_IDENTITY   contains a pseudonym identity that the server is not able to map to a   valid permanent identity, or an identity that the server is not able   to recognize or classify, then the server sends EAP-Request/   AKA-Identity with AT_PERMANENT_ID_REQ.   If the server used AT_ANY_ID_REQ, and if the AT_IDENTITY contains a   valid permanent identity or a pseudonym identity that the server can   map to a valid permanent identity, then the server proceeds with full   authentication by sending EAP-Request/ AKA-Challenge.   If the server used AT_ANY_ID_REQ, and if AT_IDENTITY contains a valid   fast re-authentication identity and the server agrees on using   re-authentication, then the server proceeds with fast   re-authentication by sending EAP-Request/AKA-Reauthentication   (Section 5).Arkko & Haverinen            Informational                     [Page 26]

RFC 4187                 EAP-AKA Authentication             January 2006   If the server used AT_ANY_ID_REQ, and if the peer sent an EAP-   Response/AKA-Identity with AT_IDENTITY that contains an identity that   the server recognizes as a fast re-authentication identity, but the   server is not able to map the identity to a permanent identity, then   the server sends EAP-Request/AKA-Identity with AT_FULLAUTH_ID_REQ.   If the server used AT_ANY_ID_REQ, and if AT_IDENTITY contains a valid   fast re-authentication identity, which the server is able to map to a   permanent identity, and if the server does not want to use fast   re-authentication, then the server proceeds with full authentication   by sending EAP-Request/AKA-Challenge.   If the server used AT_ANY_ID_REQ, and AT_IDENTITY contains an   identity that the server recognizes as a pseudonym identity but the   server is not able to map the pseudonym identity to a permanent   identity, then the server sends EAP-Request/AKA-Identity with   AT_PERMANENT_ID_REQ.   If the server used AT_ANY_ID_REQ, and AT_IDENTITY contains an   identity that the server is not able to recognize or classify, then   the server sends EAP-Request/AKA-Identity with AT_FULLAUTH_ID_REQ.4.2.  Message Sequence Examples (Informative)   This section contains non-normative message sequence examples to   illustrate how the peer identity can be communicated to the server.4.2.1.  Usage of AT_ANY_ID_REQ   Obtaining the peer identity with EAP-AKA attributes is illustrated in   Figure 5 below.       Peer                                             Authenticator          |                                                       |          |                            +------------------------------+          |                            | Server does not have any     |          |                            | Subscriber identity available|          |                            | When starting EAP-AKA        |          |                            +------------------------------+          |          EAP-Request/AKA-Identity                     |          |          (AT_ANY_ID_REQ)                              |          |<------------------------------------------------------|          |                                                       |          | EAP-Response/AKA-Identity                             |          | (AT_IDENTITY)                                         |          |------------------------------------------------------>|          |                                                       |                     Figure 5: Usage of AT_ANY_ID_REQArkko & Haverinen            Informational                     [Page 27]

RFC 4187                 EAP-AKA Authentication             January 20064.2.2.  Fall Back on Full Authentication   Figure 6 illustrates the case when the server does not recognize the   fast re-authentication identity the peer used in AT_IDENTITY.       Peer                                             Authenticator          |                                                       |          |                            +------------------------------+          |                            | Server does not have any     |          |                            | Subscriber identity available|          |                            | When starting EAP-AKA        |          |                            +------------------------------+          |        EAP-Request/AKA-Identity                       |          |        (AT_ANY_ID_REQ)                                |          |<------------------------------------------------------|          |                                                       |          | EAP-Response/AKA-Identity                             |          | (AT_IDENTITY containing a fast re-auth. identity)     |          |------------------------------------------------------>|          |                            +------------------------------+          |                            | Server does not recognize    |          |                            | The fast re-auth.            |          |                            | Identity                     |          |                            +------------------------------+          |     EAP-Request/AKA-Identity                          |          |     (AT_FULLAUTH_ID_REQ)                              |          |<------------------------------------------------------|          | EAP-Response/AKA-Identity                             |          | (AT_IDENTITY with a full-auth. Identity)              |          |------------------------------------------------------>|          |                                                       |                Figure 6: Fall back on full authentication   If the server recognizes the fast re-authentication identity, but   still wants to fall back on full authentication, the server may issue   the EAP-Request/AKA-Challenge packet.  In this case, the full   authentication procedure proceeds as usual.Arkko & Haverinen            Informational                     [Page 28]

RFC 4187                 EAP-AKA Authentication             January 20064.2.3.  Requesting the Permanent Identity 1   Figure 7 illustrates the case when the EAP server fails to decode a   pseudonym identity included in the EAP-Response/Identity packet.       Peer                                             Authenticator          |                               EAP-Request/Identity    |          |<------------------------------------------------------|          | EAP-Response/Identity                                 |          | (Includes a pseudonym)                                |          |------------------------------------------------------>|          |                            +------------------------------+          |                            | Server fails to decode the   |          |                            | Pseudonym.                   |          |                            +------------------------------+          |  EAP-Request/AKA-Identity                             |          |  (AT_PERMANENT_ID_REQ)                                |          |<------------------------------------------------------|          |                                                       |          | EAP-Response/AKA-Identity                             |          | (AT_IDENTITY with permanent identity)                 |          |------------------------------------------------------>|          |                                                       |               Figure 7: Requesting the permanent identity 1   If the server recognizes the permanent identity, then the   authentication sequence proceeds as usual with the EAP Server issuing   the EAP-Request/AKA-Challenge message.Arkko & Haverinen            Informational                     [Page 29]

RFC 4187                 EAP-AKA Authentication             January 20064.2.4.  Requesting the Permanent Identity 2   Figure 8 illustrates the case when the EAP server fails to decode the   pseudonym included in the AT_IDENTITY attribute.       Peer                                             Authenticator          |                                                       |          |                            +------------------------------+          |                            | Server does not have any     |          |                            | Subscriber identity available|          |                            | When starting EAP-AKA        |          |                            +------------------------------+          |        EAP-Request/AKA-Identity                       |          |        (AT_ANY_ID_REQ)                                |          |<------------------------------------------------------|          |                                                       |          |EAP-Response/AKA-Identity                              |          |(AT_IDENTITY with a pseudonym identity)                |          |------------------------------------------------------>|          |                            +------------------------------+          |                            | Server fails to decode the   |          |                            | Pseudonym in AT_IDENTITY     |          |                            +------------------------------+          |                EAP-Request/AKA-Identity               |          |                (AT_PERMANENT_ID_REQ)                  |          |<------------------------------------------------------|          | EAP-Response/AKA-Identity                             |          | (AT_IDENTITY with permanent identity)                 |          |------------------------------------------------------>|          |                                                       |               Figure 8: Requesting the permanent identity 24.2.5.  Three EAP/AKA-Identity Round Trips   Figure 9 illustrates the case with three EAP/AKA-Identity round   trips.Arkko & Haverinen            Informational                     [Page 30]

RFC 4187                 EAP-AKA Authentication             January 2006       Peer                                             Authenticator          |                                                       |          |                            +------------------------------+          |                            | Server does not have any     |          |                            | Subscriber identity available|          |                            | When starting EAP-AKA        |          |                            +------------------------------+          |        EAP-Request/AKA-Identity                       |          |        (AT_ANY_ID_REQ)                                |          |<------------------------------------------------------|          |                                                       |          | EAP-Response/AKA-Identity                             |          | (AT_IDENTITY with fast re-auth. identity)             |          |------------------------------------------------------>|          |                            +------------------------------+          |                            | Server does not accept       |          |                            | The fast re-authentication   |          |                            | Identity                     |          |                            +------------------------------+          |                                                       |          :                                                       :          :                                                       :          :                                                       :          :                                                       :          |     EAP-Request/AKA-Identity                          |          |     (AT_FULLAUTH_ID_REQ)                              |          |<------------------------------------------------------|          |EAP-Response/AKA-Identity                              |          |(AT_IDENTITY with a pseudonym identity)                |          |------------------------------------------------------>|          |                            +------------------------------+          |                            | Server fails to decode the   |          |                            | Pseudonym in AT_IDENTITY     |          |                            +------------------------------+          |           EAP-Request/AKA-Identity                    |          |           (AT_PERMANENT_ID_REQ)                       |          |<------------------------------------------------------|          | EAP-Response/AKA-Identity                             |          | (AT_IDENTITY with permanent identity)                 |          |------------------------------------------------------>|          |                                                       |                   Figure 9: Three EAP-AKA Start rounds   After the last EAP-Response/AKA-Identity message, the full   authentication sequence proceeds as usual.Arkko & Haverinen            Informational                     [Page 31]

RFC 4187                 EAP-AKA Authentication             January 20065.  Fast Re-Authentication5.1.  General   In some environments, EAP authentication may be performed frequently.   Because the EAP-AKA full authentication procedure uses the AKA   algorithms, and therefore requires fresh authentication vectors from   the Authentication Centre, the full authentication procedure may   result in many network operations when used very frequently.   Therefore, EAP-AKA includes a more inexpensive fast re-authentication   procedure that does not make use of the AKA algorithms and does not   need new vectors from the Authentication Centre.   Fast re-authentication is optional to implement for both the EAP-AKA   server and peer.  On each EAP authentication, either one of the   entities may fall back on full authentication if is does not want to   use fast re-authentication.   Fast re-authentication is based on the keys derived on the preceding   full authentication.  The same K_aut and K_encr keys used in full   authentication are used to protect EAP-AKA packets and attributes,   and the original Master Key from full authentication is used to   generate a fresh Master Session Key, as specified inSection 7.   The fast re-authentication exchange makes use of an unsigned 16-bit   counter, included in the AT_COUNTER attribute.  The counter has three   goals: 1) it can be used to limit the number of successive   reauthentication exchanges without full-authentication 2) it   contributes to the keying material, and 3) it protects the peer and   the server from replays.  On full authentication, both the server and   the peer initialize the counter to one.  The counter value of at   least one is used on the first fast re-authentication.  On subsequent   fast re-authentications, the counter MUST be greater than on any of   the previous fast re-authentications.  For example, on the second   fast re-authentication, counter value is two or greater, etc.  The   AT_COUNTER attribute is encrypted.   Both the peer and the EAP server maintain a copy of the counter.  The   EAP server sends its counter value to the peer in the fast   re-authentication request.  The peer MUST verify that its counter   value is less than or equal to the value sent by the EAP server.   The server includes an encrypted server random nonce (AT_NONCE_S) in   the fast re-authentication request.  The AT_MAC attribute in the   peer's response is calculated over NONCE_S to provide a   challenge/response authentication scheme.  The NONCE_S also   contributes to the new Master Session Key.Arkko & Haverinen            Informational                     [Page 32]

RFC 4187                 EAP-AKA Authentication             January 2006   Both the peer and the server SHOULD have an upper limit for the   number of subsequent fast re-authentications allowed before a full   authentication needs to be performed.  Because a 16-bit counter is   used in fast re-authentication, the theoretical maximum number of   re-authentications is reached when the counter value reaches FFFF   hexadecimal.  In order to use fast re-authentication, the peer and   the EAP server need to store the following values: Master Key, latest   counter value and the next fast re-authentication identity.  K_aut   and K_encr may either be stored or derived again from MK.  The server   may also need to store the permanent identity of the user.5.2.  Comparison to AKA   When analyzing the fast re-authentication exchange, it may be helpful   to compare it with the 3rd generation Authentication and Key   Agreement (AKA) exchange used on full authentication.  The counter   corresponds to the AKA sequence number, NONCE_S corresponds to RAND,   the AT_MAC in EAP-Request/AKA-Reauthentication corresponds to AUTN,   the AT_MAC in EAP-Response/AKA-Reauthentication corresponds to RES,   AT_COUNTER_TOO_SMALL corresponds to AUTS, and encrypting the counter   corresponds to the usage of the Anonymity Key.  Also, the key   generation on fast re-authentication, with regard to random or fresh   material, is similar to AKA -- the server generates the NONCE_S and   counter values, and the peer only verifies that the counter value is   fresh.   It should also be noted that encrypting the AT_NONCE_S, AT_COUNTER,   or AT_COUNTER_TOO_SMALL attributes is not important to the security   of the fast re-authentication exchange.5.3.  Fast Re-Authentication Identity   The fast re-authentication procedure makes use of separate   re-authentication user identities.  Pseudonyms and the permanent   identity are reserved for full authentication only.  If a fast   re-authentication identity is lost and the network does not recognize   it, the EAP server can fall back on full authentication.  If the EAP   server supports fast re-authentication, it MAY include the skippable   AT_NEXT_REAUTH_ID attribute in the encrypted data of EAP- Request/-   AKA-Challenge message.  This attribute contains a new   re-authentication identity for the next fast re-authentication.  The   attribute also works as a capability flag that indicates that the   server supports fast re-authentication and that the server wants to   continue using fast re-authentication within the current context.   The peer MAY ignore this attribute, in which case it will use full   authentication next time.  If the peer wants to use fast   re-authentication, it uses this fast re-authentication identity on   next authentication.  Even if the peer has a fast re-authenticationArkko & Haverinen            Informational                     [Page 33]

RFC 4187                 EAP-AKA Authentication             January 2006   identity, the peer MAY discard the re-authentication identity and use   a pseudonym or the permanent identity instead, in which case full   authentication MUST be performed.  If the EAP server does not include   the AT_NEXT_REAUTH_ID in the encrypted data of   EAP-Request/AKA-Challenge or EAP-Request/AKA-Reauthentication, then   the peer MUST discard its current fast re-authentication state   information and perform a full authentication next time.   In environments where a realm portion is needed in the peer identity,   the fast re-authentication identity received in AT_NEXT_REAUTH_ID   MUST contain both a username portion and a realm portion, as per the   NAI format.  The EAP Server can choose an appropriate realm part in   order to have the AAA infrastructure route subsequent fast   re-authentication-related requests to the same AAA server.  For   example, the realm part MAY include a portion that is specific to the   AAA server.  Hence, it is sufficient to store the context required   for fast re-authentication in the AAA server that performed the full   authentication.   The peer MAY use the fast re-authentication identity in the   EAP-Response/Identity packet or, in response to the server's   AT_ANY_ID_REQ attribute, the peer MAY use the fast re-authentication   identity in the AT_IDENTITY attribute of the EAP-Response/   AKA-Identity packet.   The peer MUST NOT modify the username portion of the fast   re-authentication identity, but the peer MAY modify the realm portion   or replace it with another realm portion.  The peer might need to   modify the realm in order to influence the AAA routing, for example,   to make sure that the correct server is reached.  It should be noted   that sharing the same fast re-authentication key among several   servers may have security risks, so changing the realm portion of the   NAI in order to change the EAP server is not desirable.   Even if the peer uses a fast re-authentication identity, the server   may want to fall back on full authentication, for example, because   the server does not recognize the fast re-authentication identity or   does not want to use fast re-authentication.  If the server was able   to decode the fast re-authentication identity to the permanent   identity, the server issues the EAP-Request/AKA-Challenge packet to   initiate full authentication.  If the server was not able to recover   the peer's identity from the fast re-authentication identity, the   server starts the full authentication procedure by issuing an   EAP-Request/AKA-Identity packet.  This packet always starts a full   authentication sequence if it does not include the AT_ANY_ID_REQ   attribute.Arkko & Haverinen            Informational                     [Page 34]

RFC 4187                 EAP-AKA Authentication             January 20065.4.  Fast Re-Authentication Procedure   Figure 10 illustrates the fast re-authentication procedure.  In this   example, the optional protected success indication is not used.   Encrypted attributes are denoted with '*'.  The peer uses its fast   re-authentication identity in the EAP-Response/Identity packet.  As   discussed above, an alternative way to communicate the fast   re-authentication identity to the server is for the peer to use the   AT_IDENTITY attribute in the EAP-Response/AKA-Identity message.  This   latter case is not illustrated in the figure below, and it is only   possible when the server requests that the peer send its identity by   including the AT_ANY_ID_REQ attribute in the EAP-Request/AKA-Identity   packet.   If the server recognizes the identity as a valid fast   re-authentication identity, and if the server agrees to use fast   re-authentication, then the server sends the EAP- Request/AKA-   Reauthentication packet to the peer.  This packet MUST include the   encrypted AT_COUNTER attribute, with a fresh counter value, the   encrypted AT_NONCE_S attribute that contains a random number chosen   by the server, the AT_ENCR_DATA and the AT_IV attributes used for   encryption, and the AT_MAC attribute that contains a message   authentication code over the packet.  The packet MAY also include an   encrypted AT_NEXT_REAUTH_ID attribute that contains the next fast   re-authentication identity.   Fast re-authentication identities are one-time identities.  If the   peer does not receive a new fast re-authentication identity, it MUST   use either the permanent identity or a pseudonym identity on the next   authentication to initiate full authentication.   The peer verifies that AT_MAC is correct and that the counter value   is fresh (greater than any previously used value).  The peer MAY save   the next fast re-authentication identity from the encrypted   AT_NEXT_REAUTH_ID for next time.  If all checks are successful, the   peer responds with the EAP-Response/AKA-Reauthentication packet,   including the AT_COUNTER attribute with the same counter value and   the AT_MAC attribute.   The server verifies the AT_MAC attribute and also verifies that the   counter value is the same that it used in the   EAP-Request/AKA-Reauthentication packet.  If these checks are   successful, the fast re-authentication has succeeded and the server   sends the EAP-Success packet to the peer.   If protected success indications (Section 6.2) were used, the   EAP-Success packet would be preceded by an EAP-AKA notification   round.Arkko & Haverinen            Informational                     [Page 35]

RFC 4187                 EAP-AKA Authentication             January 2006        Peer                                             Authenticator          |                                                       |          |                               EAP-Request/Identity    |          |<------------------------------------------------------|          |                                                       |          | EAP-Response/Identity                                 |          | (Includes a fast re-authentication identity)          |          |------------------------------------------------------>|          |                          +--------------------------------+          |                          | Server recognizes the identity |          |                          | and agrees on using fast       |          |                          | re-authentication              |          |                          +--------------------------------+          |  EAP-Request/AKA-Reauthentication                     |          |  (AT_IV, AT_ENCR_DATA, *AT_COUNTER,                   |          |   *AT_NONCE_S, *AT_NEXT_REAUTH_ID, AT_MAC)            |          |<------------------------------------------------------|          |                                                       |          :                                                       :          :                                                       :          :                                                       :          :                                                       :          |                                                       |     +-----------------------------------------------+            |     | Peer verifies AT_MAC and the freshness of     |            |     | the counter. Peer MAY store the new re-       |            |     | authentication identity for next re-auth.     |            |     +-----------------------------------------------+            |          |                                                       |          | EAP-Response/AKA-Reauthentication                     |          | (AT_IV, AT_ENCR_DATA, *AT_COUNTER with same value,    |          |  AT_MAC)                                              |          |------------------------------------------------------>|          |                          +--------------------------------+          |                          | Server verifies AT_MAC and     |          |                          | the counter                    |          |                          +--------------------------------+          |                                          EAP-Success  |          |<------------------------------------------------------|          |                                                       |                        Figure 10: ReauthenticationArkko & Haverinen            Informational                     [Page 36]

RFC 4187                 EAP-AKA Authentication             January 20065.5.  Fast Re-Authentication Procedure when Counter is Too Small   If the peer does not accept the counter value of EAP-Request/   AKA-Reauthentication, it indicates the counter synchronization   problem by including the encrypted AT_COUNTER_TOO_SMALL in   EAP-Response/AKA-Reauthentication.  The server responds with   EAP-Request/AKA-Challenge to initiate a normal full authentication   procedure.  This is illustrated in Figure 11.  Encrypted attributes   are denoted with '*'.        Peer                                             Authenticator          |          EAP-Request/AKA-Identity                     |          |          (AT_ANY_ID_REQ)                              |          |<------------------------------------------------------|          |                                                       |          | EAP-Response/AKA-Identity                             |          | (AT_IDENTITY)                                         |          | (Includes a fast re-authentication identity)          |          |------------------------------------------------------>|          |                                                       |          |  EAP-Request/AKA-Reauthentication                     |          |  (AT_IV, AT_ENCR_DATA, *AT_COUNTER,                   |          |   *AT_NONCE_S, *AT_NEXT_REAUTH_ID, AT_MAC)            |          |<------------------------------------------------------|     +-----------------------------------------------+            |     | AT_MAC is valid but the counter is not fresh. |            |     +-----------------------------------------------+            |          | EAP-Response/AKA-Reauthentication                     |          | (AT_IV, AT_ENCR_DATA, *AT_COUNTER_TOO_SMALL,          |          |  *AT_COUNTER, AT_MAC)                                 |          |------------------------------------------------------>|          |            +----------------------------------------------+          |            | Server verifies AT_MAC but detects           |          |            | That peer has included AT_COUNTER_TOO_SMALL|          |            +----------------------------------------------+          |                        EAP-Request/AKA-Challenge      |          |<------------------------------------------------------|     +---------------------------------------------------------------+     |                Normal full authentication follows.            |     +---------------------------------------------------------------+          |                                                       |            Figure 11: Fast re-authentication counter too small   In the figure above, the first three messages are similar to the   basic fast re-authentication case.  When the peer detects that the   counter value is not fresh, it includes the AT_COUNTER_TOO_SMALL   attribute in EAP-Response/AKA-Reauthentication.  This attributeArkko & Haverinen            Informational                     [Page 37]

RFC 4187                 EAP-AKA Authentication             January 2006   doesn't contain any data but it is a request for the server to   initiate full authentication.  In this case, the peer MUST ignore the   contents of the server's AT_NEXT_REAUTH_ID attribute.   On receipt of AT_COUNTER_TOO_SMALL, the server verifies AT_MAC and   verifies that AT_COUNTER contains the same counter value as in the   EAP-Request/AKA-Reauthentication packet.  If not, the server   terminates the authentication exchange by sending the   EAP-Request/AKA-Notification packet with AT_NOTIFICATION code   "General failure" (16384).  If all checks on the packet are   successful, the server transmits an EAP-Request/AKA-Challenge packet   and the full authentication procedure is performed as usual.  Because   the server already knows the subscriber identity, it MUST NOT use the   EAP-Request/AKA-Identity packet to request the identity.   It should be noted that in this case, peer identity is only   transmitted in the AT_IDENTITY attribute at the beginning of the   whole EAP exchange.  The fast re-authentication identity used in this   AT_IDENTITY attribute will be used in key derivation (seeSection 7).6.  EAP-AKA Notifications6.1.  General   EAP-AKA does not prohibit the use of the EAP Notifications as   specified in [RFC3748].  EAP Notifications can be used at any time in   the EAP-AKA exchange.  It should be noted that EAP-AKA does not   protect EAP Notifications.  EAP-AKA also specifies method-specific   EAP-AKA notifications, which are protected in some cases.   The EAP server can use EAP-AKA notifications to convey notifications   and result indications (Section 6.2) to the peer.   The server MUST use notifications in cases discussed inSection 6.3.2.  When the EAP server issues an   EAP-Request/AKA-Notification packet to the peer, the peer MUST   process the notification packet.  The peer MAY show a notification   message to the user and the peer MUST respond to the EAP server with   an EAP-Response/AKA-Notification packet, even if the peer did not   recognize the notification code.   An EAP-AKA full authentication exchange or a fast re-authentication   exchange MUST NOT include more than one EAP-AKA notification round.   The notification code is a 16-bit number.  The most significant bit   is called the Success bit (S bit).  The S bit specifies whether the   notification implies failure.  The code values with the S bit set to   zero (code values 0...32767) are used on unsuccessful cases.  TheArkko & Haverinen            Informational                     [Page 38]

RFC 4187                 EAP-AKA Authentication             January 2006   receipt of a notification code from this range implies failed EAP   exchange, so the peer can use the notification as a failure   indication.  After receiving the EAP-Response/AKA-Notification for   these notification codes, the server MUST send the EAP-Failure   packet.   The receipt of a notification code with the S bit set to one (values   32768...65536) does not imply failure.  Notification code "Success"   (32768) has been reserved as a general notification code to indicate   successful authentication.   The second most significant bit of the notification code is called   the Phase bit (P bit).  It specifies at which phase of the EAP-AKA   exchange the notification can be used.  If the P bit is set to zero,   the notification can only be used after a successful EAP/AKA-   Challenge round in full authentication or a successful EAP/AKA-   Reauthentication round in re-authentication.  A re-authentication   round is considered successful only if the peer has successfully   verified AT_MAC and AT_COUNTER attributes, and does not include the   AT_COUNTER_TOO_SMALL attribute in EAP-Response/AKA-Reauthentication.   If the P bit is set to one, the notification can only by used before   the EAP/AKA-Challenge round in full authentication or before the   EAP/AKA-Reauthentication round in reauthentication.  These   notifications can only be used to indicate various failure cases.  In   other words, if the P bit is set to one, then the S bit MUST be set   to zero.Section 9.10 andSection 9.11 specify what other attributes must be   included in the notification packets.   Some of the notification codes are authorization related and hence   not usually considered as part of the responsibility of an EAP   method.  However, they are included as part of EAP-AKA because there   are currently no other ways to convey this information to the user in   a localizable way, and the information is potentially useful for the   user.  An EAP-AKA server implementation may decide never to send   these EAP-AKA notifications.6.2.  Result Indications   As discussed inSection 6.3, the server and the peer use explicit   error messages in all error cases.  If the server detects an error   after successful authentication, the server uses an EAP-AKA   notification to indicate failure to the peer.  In this case, the   result indication is integrity and replay protected.Arkko & Haverinen            Informational                     [Page 39]

RFC 4187                 EAP-AKA Authentication             January 2006   By sending an EAP-Response/AKA-Challenge packet or an   EAP-Response/AKA-Reauthentication packet (without   AT_COUNTER_TOO_SMALL), the peer indicates that it has successfully   authenticated the server and that the peer's local policy accepts the   EAP exchange.  In other words, these packets are implicit success   indications from the peer to the server.   EAP-AKA also supports optional protected success indications from the   server to the peer.  If the EAP server wants to use protected success   indications, it includes the AT_RESULT_IND attribute in the   EAP-Request/AKA-Challenge or the EAP-Request/AKA-Reauthentication   packet.  This attribute indicates that the EAP server would like to   use result indications in both successful and unsuccessful cases.  If   the peer also wants this, the peer includes AT_RESULT_IND in   EAP-Response/AKA-Challenge or EAP-Response/AKA-Reauthentication.  The   peer MUST NOT include AT_RESULT_IND if it did not receive   AT_RESULT_IND from the server.  If both the peer and the server used   AT_RESULT_IND, then the EAP exchange is not complete yet, but an   EAP-AKA notification round will follow.  The following EAP-AKA   notification may indicate either failure or success.   Success indications with the AT_NOTIFICATION code "Success" (32768)   can only be used if both the server and the peer indicate they want   to use them with AT_RESULT_IND.  If the server did not include   AT_RESULT_IND in the EAP-Request/AKA-Challenge or   EAP-Request/AKA-Reauthentication packet, or if the peer did not   include AT_RESULT_IND in the corresponding response packet, then the   server MUST NOT use protected success indications.   Because the server uses the AT_NOTIFICATION code "Success" (32768) to   indicate that the EAP exchange has completed successfully, the EAP   exchange cannot fail when the server processes the EAP-AKA response   to this notification.  Hence, the server MUST ignore the contents of   the EAP-AKA response it receives to the EAP-Request/AKA-Notification   with this code.  Regardless of the contents of the EAP-AKA response,   the server MUST send EAP-Success as the next packet.6.3.  Error Cases   This section specifies the operation of the peer and the server in   error cases.  The subsections below require the EAP-AKA peer and   server to send an error packet (EAP-Response/AKA-Client-Error,   EAP-Response/AKA-Authentication-Reject or   EAP-Response/AKA-Synchronization-Failure from the peer and   EAP-Request/AKA-Notification from the server) in error cases.   However, implementations SHOULD NOT rely upon the correct error   reporting behavior of the peer, authenticator, or server.  It is   possible for error messages and other messages to be lost in transit,Arkko & Haverinen            Informational                     [Page 40]

RFC 4187                 EAP-AKA Authentication             January 2006   or for a malicious participant to attempt to consume resources by not   issuing error messages.  Both the peer and the EAP server SHOULD have   a mechanism to clean up state even if an error message or EAP-Success   is not received after a timeout period.6.3.1.  Peer Operation   Two special error messages have been specified for error cases that   are related to the processing of the AKA AUTN parameter, as described   inSection 3: (1) if the peer does not accept AUTN, the peer responds   with EAP-Response/AKA-Authentication-Reject (Section 9.5), and the   server issues EAP-Failure, and (2) if the peer detects that the   sequence number in AUTN is not correct, the peer responds with   EAP-Response/AKA-Synchronization-Failure (Section 9.6), and the   server proceeds with a new EAP-Request/AKA-Challenge.   In other error cases, when an EAP-AKA peer detects an error in a   received EAP-AKA packet, the EAP-AKA peer responds with the   EAP-Response/AKA-Client-Error packet.  In response to the   EAP-Response/AKA-Client-Error, the EAP server MUST issue the   EAP-Failure packet, and the authentication exchange terminates.   By default, the peer uses the client error code 0, "unable to process   packet".  This error code is used in the following cases:   o  EAP exchange is not acceptable according to the peer's local      policy.   o  The peer is not able to parse the EAP request, i.e., the EAP      request is malformed.   o  The peer encountered a malformed attribute.   o  Wrong attribute types or duplicate attributes have been included      in the EAP request.   o  A mandatory attribute is missing.   o  Unrecognized non-skippable attribute.   o  Unrecognized or unexpected EAP-AKA Subtype in the EAP request.   o  Invalid AT_MAC.  The peer SHOULD log this event.   o  Invalid AT_CHECKCODE.  The peer SHOULD log this event.   o  Invalid pad bytes in AT_PADDING.   o  The peer does not want to process AT_PERMANENT_ID_REQ.6.3.2.  Server Operation   If an EAP-AKA server detects an error in a received EAP-AKA response,   the server MUST issue the EAP-Request/AKA-Notification packet with an   AT_NOTIFICATION code that implies failure.  By default, the server   uses one of the general failure codes ("General failure after   authentication" (0) or "General failure" (16384)).  The choiceArkko & Haverinen            Informational                     [Page 41]

RFC 4187                 EAP-AKA Authentication             January 2006   between these two codes depends on the phase of the EAP-AKA exchange,   seeSection 6.  The error cases when the server issues an   EAP-Request/AKA-Notification that implies failure include the   following:   o  The server is not able to parse the peer's EAP response.   o  The server encounters a malformed attribute, a non-recognized      non-skippable attribute, or a duplicate attribute.   o  A mandatory attribute is missing or an invalid attribute was      included.   o  Unrecognized or unexpected EAP-AKA Subtype in the EAP Response.   o  Invalid AT_MAC.  The server SHOULD log this event.   o  Invalid AT_CHECKCODE.  The server SHOULD log this event.   o  Invalid AT_COUNTER.6.3.3.  EAP-Failure   The EAP-AKA server sends EAP-Failure in three cases:   1.  In response to an EAP-Response/AKA-Client-Error packet the server       has received from the peer, or   2.  In response to an EAP-Response/AKA-Authentication-Reject packet       the server has received from the peer, or   3.  Following an EAP-AKA notification round, when the AT_NOTIFICATION       code implies failure.   The EAP-AKA server MUST NOT send EAP-Failure in other cases than   these three.  However, it should be noted that even though the   EAP-AKA server would not send an EAP-Failure, an authorization   decision that happens outside EAP-AKA, such as in the AAA server or   in an intermediate AAA proxy, may result in a failed exchange.   The peer MUST accept the EAP-Failure packet in case 1), case 2), and   case 3) above.  The peer SHOULD silently discard the EAP-Failure   packet in other cases.6.3.4.  EAP-Success   On full authentication, the server can only send EAP-Success after   the EAP/AKA-Challenge round.  The peer MUST silently discard any   EAP-Success packets if they are received before the peer has   successfully authenticated the server and sent the   EAP-Response/AKA-Challenge packet.Arkko & Haverinen            Informational                     [Page 42]

RFC 4187                 EAP-AKA Authentication             January 2006   If the peer did not indicate that it wants to use protected success   indications with AT_RESULT_IND (as discussed inSection 6.2) on full   authentication, then the peer MUST accept EAP-Success after a   successful EAP/AKA-Challenge round.   If the peer indicated that it wants to use protected success   indications with AT_RESULT_IND (as discussed inSection 6.2), then   the peer MUST NOT accept EAP-Success after a successful EAP/   AKA-Challenge round.  In this case, the peer MUST only accept   EAP-Success after receiving an EAP-AKA Notification with the   AT_NOTIFICATION code "Success" (32768).   On fast re-authentication, EAP-Success can only be sent after the   EAP/AKA-Reauthentication round.  The peer MUST silently discard any   EAP-Success packets if they are received before the peer has   successfully authenticated the server and sent the   EAP-Response/AKA-Reauthentication packet.   If the peer did not indicate that it wants to use protected success   indications with AT_RESULT_IND (as discussed inSection 6.2) on fast   re-authentication, then the peer MUST accept EAP-Success after a   successful EAP/AKA-Reauthentication round.   If the peer indicated that it wants to use protected success   indications with AT_RESULT_IND (as discussed inSection 6.2), then   the peer MUST NOT accept EAP-Success after a successful EAP/AKA-   Reauthentication round.  In this case, the peer MUST only accept   EAP-Success after receiving an EAP-AKA Notification with the   AT_NOTIFICATION code "Success" (32768).   If the peer receives an EAP-AKA notification (Section 6) that   indicates failure, then the peer MUST no longer accept the   EAP-Success packet, even if the server authentication was   successfully completed.7.  Key Generation   This section specifies how keying material is generated.   On EAP-AKA full authentication, a Master Key (MK) is derived from the   underlying AKA values (CK and IK keys), and the identity, as follows.   MK = SHA1(Identity|IK|CK)   In the formula above, the "|" character denotes concatenation.   Identity denotes the peer identity string without any terminating   null characters.  It is the identity from the last AT_IDENTITY   attribute sent by the peer in this exchange, or, if AT_IDENTITY wasArkko & Haverinen            Informational                     [Page 43]

RFC 4187                 EAP-AKA Authentication             January 2006   not used, the identity from the EAP-Response/Identity packet.  The   identity string is included as-is, without any changes.  As discussed   inSection 4.1.2.2, relying on EAP-Response/Identity for conveying   the EAP-AKA peer identity is discouraged, and the server SHOULD use   the EAP-AKA method-specific identity attributes.  The hash function   SHA-1 is specified in [SHA-1].   The Master Key is fed into a Pseudo-Random number Function (PRF),   which generates separate Transient EAP Keys (TEKs) for protecting   EAP-AKA packets, as well as a Master Session Key (MSK) for link layer   security and an Extended Master Session Key (EMSK) for other   purposes.  On fast re-authentication, the same TEKs MUST be used for   protecting EAP packets, but a new MSK and a new EMSK MUST be derived   from the original MK and from new values exchanged in the fast   re-authentication.   EAP-AKA requires two TEKs for its own purposes: the authentication   key K_aut, to be used with the AT_MAC attribute, and the encryption   key K_encr, to be used with the AT_ENCR_DATA attribute.  The same   K_aut and K_encr keys are used in full authentication and subsequent   fast re-authentications.   Key derivation is based on the random number generation specified in   NIST Federal Information Processing Standards (FIPS) Publication   186-2 [PRF].  The pseudo-random number generator is specified in the   change notice 1 (2001 October 5) of [PRF] (Algorithm 1).  As   specified in the change notice (page 74), when Algorithm 1 is used as   a general-purpose pseudo-random number generator, the "mod q" term in   step 3.3 is omitted.  The function G used in the algorithm is   constructed via Secure Hash Standard as specified in Appendix 3.3 of   the standard.  It should be noted that the function G is very similar   to SHA-1, but the message padding is different.  Please refer to   [PRF] for full details.  For convenience, the random number algorithm   with the correct modification is cited in Annex A.   160-bit XKEY and XVAL values are used, so b = 160.  On each full   authentication, the Master Key is used as the initial secret seed-key   XKEY.  The optional user input values (XSEED_j) in step 3.1 are set   to zero.   On full authentication, the resulting 320-bit random numbers x_0,   x_1, ..., x_m-1 are concatenated and partitioned into suitable-sized   chunks and used as keys in the following order: K_encr (128 bits),   K_aut (128 bits), Master Session Key (64 bytes), Extended Master   Session Key (64 bytes).Arkko & Haverinen            Informational                     [Page 44]

RFC 4187                 EAP-AKA Authentication             January 2006   On fast re-authentication, the same pseudo-random number generator   can be used to generate a new Master Session Key and a new Extended   Master Session Key.  The seed value XKEY' is calculated as follows:   XKEY' = SHA1(Identity|counter|NONCE_S| MK)   In the formula above, the Identity denotes the fast re-authentication   identity, without any terminating null characters, from the   AT_IDENTITY attribute of the EAP-Response/AKA-Identity packet, or, if   EAP-Response/AKA-Identity was not used on fast re-authentication, it   denotes the identity string from the EAP-Response/Identity packet.   The counter denotes the counter value from the AT_COUNTER attribute   used in the EAP-Response/AKA-Reauthentication packet.  The counter is   used in network byte order.  NONCE_S denotes the 16-byte random   NONCE_S value from the AT_NONCE_S attribute used in the   EAP-Request/AKA-Reauthentication packet.  The MK is the Master Key   derived on the preceding full authentication.   On fast re-authentication, the pseudo-random number generator is run   with the new seed value XKEY', and the resulting 320-bit random   numbers x_0, x_1, ..., x_m-1 are concatenated and partitioned into   64-byte chunks and used as the new 64-byte Master Session Key and the   new 64-byte Extended Master Session Key.  Note that because K_encr   and K_aut are not derived on fast re-authentication, the Master   Session Key and the Extended Master Session key are obtained from the   beginning of the key stream x_0, x_1, ....   The first 32 bytes of the MSK can be used as the Pairwise Master Key   (PMK) for IEEE 802.11i.   When the RADIUS attributes specified in [RFC2548] are used to   transport keying material, then the first 32 bytes of the MSK   correspond to MS-MPPE-RECV-KEY and the second 32 bytes to   MS-MPPE-SEND-KEY.  In this case, only 64 bytes of keying material   (the MSK) are used.8.  Message Format and Protocol Extensibility8.1.  Message Format   As specified in [RFC3748], EAP packets begin with the Code,   Identifiers, Length, and Type fields, which are followed by   EAP-method-specific Type-Data.  The Code field in the EAP header is   set to 1 for EAP requests, and to 2 for EAP Responses.  The usage of   the Length and Identifier fields in the EAP header is also specified   in [RFC3748].  In EAP-AKA, the Type field is set to 23.Arkko & Haverinen            Informational                     [Page 45]

RFC 4187                 EAP-AKA Authentication             January 2006   In EAP-AKA, the Type-Data begins with an EAP-AKA header that consists   of a 1-octet Subtype field, and a 2-octet reserved field.  The   Subtype values used in EAP-AKA are defined inSection 11.  The   formats of the EAP header and the EAP-AKA header are shown below.    0                   1                   2                   3    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   |     Code      |  Identifier   |            Length             |   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   |     Type      |    Subtype    |           Reserved            |   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   The rest of the Type-Data, immediately following the EAP-AKA header,   consists of attributes that are encoded in Type, Length, Value   format.  The figure below shows the generic format of an attribute.    0                   1                   2                   3    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   |Attribute Type |    Length     | Value...   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   Attribute Type         Indicates the particular type of attribute.  The attribute type         values are listed inSection 11.   Length         Indicates the length of this attribute in multiples of 4 bytes.         The maximum length of an attribute is 1024 bytes.  The length         includes the Attribute Type and Length bytes.   Value         The particular data associated with this attribute.  This field         is always included and it is two or more bytes in length.  The         type and length fields determine the format and length of the         value field.   Attributes numbered within the range 0 through 127 are called   non-skippable attributes.  When an EAP-AKA peer encounters a   non-skippable attribute type that the peer does not recognize, the   peer MUST send the EAP-Response/AKA-Client-Error packet, and the   authentication exchange terminates.  If an EAP-AKA server encounters   a non-skippable attribute that the server does not recognize, then   the server sends EAP-Request/AKA-Notification packet with anArkko & Haverinen            Informational                     [Page 46]

RFC 4187                 EAP-AKA Authentication             January 2006   AT_NOTIFICATION code that implies general failure ("General failure   after authentication" (0), or "General failure" (16384), depending on   the phase of the exchange), and the authentication exchange   terminates.   When an attribute numbered in the range 128 through 255 is   encountered but not recognized, that particular attribute is ignored,   but the rest of the attributes and message data MUST still be   processed.  The Length field of the attribute is used to skip the   attribute value when searching for the next attribute.  These   attributes are called skippable attributes.   Unless otherwise specified, the order of the attributes in an EAP-AKA   message is insignificant, and an EAP-AKA implementation should not   assume a certain order will be used.   Attributes can be encapsulated within other attributes.  In other   words, the value field of an attribute type can be specified to   contain other attributes.8.2.  Protocol Extensibility   EAP-AKA can be extended by specifying new attribute types.  If   skippable attributes are used, it is possible to extend the protocol   without breaking old implementations.  As specified inSection 10.13,   if new attributes are specified for EAP-Request/AKA-Identity or   EAP-Response/AKA-Identity, then the AT_CHECKCODE MUST be used to   integrity protect the new attributes.   When specifying new attributes, it should be noted that EAP-AKA does   not support message fragmentation.  Hence, the sizes of the new   extensions MUST be limited so that the maximum transfer unit (MTU) of   the underlying lower layer is not exceeded.  According to [RFC3748],   lower layers must provide an EAP MTU of 1020 bytes or greater, so any   extensions to EAP-AKA SHOULD NOT exceed the EAP MTU of 1020 bytes.   EAP-AKA packets do not include a version field.  However, should   there be a reason to revise this protocol in the future, new   non-skippable or skippable attributes could be specified in order to   implement revised EAP-AKA versions in a backward-compatible manner.   It is possible to introduce version negotiation in the   EAP-Request/AKA-Identity and EAP-Response/AKA-Identity messages by   specifying new skippable attributes.Arkko & Haverinen            Informational                     [Page 47]

RFC 4187                 EAP-AKA Authentication             January 20069.  Messages   This section specifies the messages used in EAP-AKA.  It specifies   when a message may be transmitted or accepted, which attributes are   allowed in a message, which attributes are required in a message, and   other message-specific details.  Message format is specified inSection 8.1.9.1.  EAP-Request/AKA-Identity   The EAP/AKA-Identity roundtrip MAY be used for obtaining the peer   identity from the server.  As discussed inSection 4.1, several   AKA-Identity rounds may be required in order to obtain a valid peer   identity.   The server MUST include one of the following identity requesting   attributes: AT_PERMANENT_ID_REQ, AT_FULLAUTH_ID_REQ, AT_ANY_ID_REQ.   These three attributes are mutually exclusive, so the server MUST NOT   include more than one of the attributes.   If the server has previously issued an EAP-Request/AKA-Identity   message with the AT_PERMANENT_ID_REQ attribute, and if the server has   received a response from the peer, then the server MUST NOT issue a   new EAP-Request/AKA-Identity packet.   If the server has previously issued an EAP-Request/AKA-Identity   message with the AT_FULLAUTH_ID_REQ attribute, and if the server has   received a response from the peer, then the server MUST NOT issue a   new EAP-Request/AKA-Identity packet with the AT_ANY_ID_REQ or   AT_FULLAUTH_ID_REQ attributes.   If the server has previously issued an EAP-Request/AKA-Identity   message with the AT_ANY_ID_REQ attribute, and if the server has   received a response from the peer, then the server MUST NOT issue a   new EAP-Request/AKA-Identity packet with the AT_ANY_ID_REQ.   This message MUST NOT include AT_MAC, AT_IV, or AT_ENCR_DATA.9.2.  EAP-Response/AKA-Identity   The peer sends EAP-Response/AKA-Identity in response to a valid   EAP-Request/AKA-Identity from the server.   The peer MUST include the AT_IDENTITY attribute.  The usage of   AT_IDENTITY is defined inSection 4.1.   This message MUST NOT include AT_MAC, AT_IV, or AT_ENCR_DATA.Arkko & Haverinen            Informational                     [Page 48]

RFC 4187                 EAP-AKA Authentication             January 20069.3.  EAP-Request/AKA-Challenge   The server sends the EAP-Request/AKA-Challenge on full authentication   after successfully obtaining the subscriber identity.   The AT_RAND attribute MUST be included.   AT_MAC MUST be included.  In EAP-Request/AKA-Challenge, there is no   message-specific data covered by the MAC, seeSection 10.15.   The AT_RESULT_IND attribute MAY be included.  The usage of this   attribute is discussed inSection 6.2.   The AT_CHECKCODE attribute MAY be included, and in certain cases   specified inSection 10.13, it MUST be included.   The EAP-Request/AKA-Challenge packet MAY include encrypted attributes   for identity privacy and for communicating the next re-authentication   identity.  In this case, the AT_IV and AT_ENCR_DATA attributes are   included (Section 10.12).   The plaintext of the AT_ENCR_DATA value field consists of nested   attributes.  The nested attributes MAY include AT_PADDING (as   specified inSection 10.12).  If the server supports identity privacy   and wants to communicate a pseudonym to the peer for the next full   authentication, then the nested encrypted attributes include the   AT_NEXT_PSEUDONYM attribute.  If the server supports   re-authentication and wants to communicate a fast re-authentication   identity to the peer, then the nested encrypted attributes include   the AT_NEXT_REAUTH_ID attribute.  Later versions of this protocol MAY   specify additional attributes to be included within the encrypted   data.   When processing this message, the peer MUST process AT_RAND and   AT_AUTN before processing other attributes.  Only if these attributes   are verified to be valid, the peer derives keys and verifies AT_MAC.   The operation in case an error occurs is specified inSection 6.3.1.9.4.  EAP-Response/AKA-Challenge   The peer sends EAP-Response/AKA-Challenge in response to a valid   EAP-Request/AKA-Challenge.   Sending this packet indicates that the peer has successfully   authenticated the server and that the EAP exchange will be accepted   by the peer's local policy.  Hence, if these conditions are not met,   then the peer MUST NOT send EAP-Response/AKA-Challenge, but the peer   MUST send EAP-Response/AKA-Client-Error.Arkko & Haverinen            Informational                     [Page 49]

RFC 4187                 EAP-AKA Authentication             January 2006   The AT_MAC attribute MUST be included.  In   EAP-Response/AKA-Challenge, there is no message-specific data covered   by the MAC, seeSection 10.15.   The AT_RES attribute MUST be included.   The AT_CHECKCODE attribute MAY be included, and in certain cases   specified inSection 10.13, it MUST be included.   The AT_RESULT_IND attribute MAY be included, if it was included in   EAP-Request/AKA-Challenge.  The usage of this attribute is discussed   inSection 6.2.   Later versions of this protocol MAY make use of the AT_ENCR_DATA and   AT_IV attributes in this message to include encrypted (skippable)   attributes.  The EAP server MUST process EAP-Response/AKA-Challenge   messages that include these attributes even if the server did not   implement these optional attributes.9.5.  EAP-Response/AKA-Authentication-Reject   The peer sends the EAP-Response/AKA-Authentication-Reject packet if   it does not accept the AUTN parameter.  This version of the protocol   does not specify any attributes for this message.  Future versions of   the protocol MAY specify attributes for this message.   The AT_MAC, AT_ENCR_DATA, or AT_IV attributes MUST NOT be used in   this message.9.6.  EAP-Response/AKA-Synchronization-Failure   The peer sends the EAP-Response/AKA-Synchronization-Failure, when the   sequence number in the AUTN parameter is incorrect.   The peer MUST include the AT_AUTS attribute.  Future versions of the   protocol MAY specify other additional attributes for this message.   The AT_MAC, AT_ENCR_DATA, or AT_IV attributes MUST NOT be used in   this message.9.7.  EAP-Request/AKA-Reauthentication   The server sends the EAP-Request/AKA-Reauthentication message if it   wants to use fast re-authentication, and if it has received a valid   fast re-authentication identity in EAP-Response/Identity or   EAP-Response/AKA-Identity.Arkko & Haverinen            Informational                     [Page 50]

RFC 4187                 EAP-AKA Authentication             January 2006   The AT_MAC attribute MUST be included.  No message-specific data is   included in the MAC calculation, seeSection 10.15.   The AT_RESULT_IND attribute MAY be included.  The usage of this   attribute is discussed inSection 6.2.   The AT_CHECKCODE attribute MAY be included, and in certain cases   specified inSection 10.13, it MUST be included.   The AT_IV and AT_ENCR_DATA attributes MUST be included.  The   plaintext consists of the following nested encrypted attributes,   which MUST be included: AT_COUNTER and AT_NONCE_S.  In addition, the   nested encrypted attributes MAY include the following attributes:   AT_NEXT_REAUTH_ID and AT_PADDING.9.8.  EAP-Response/AKA-Reauthentication   The client sends the EAP-Response/AKA-Reauthentication packet in   response to a valid EAP-Request/AKA-Reauthentication.   The AT_MAC attribute MUST be included.  For   EAP-Response/AKA-Reauthentication, the MAC code is calculated over   the following data:  EAP packet| NONCE_S.  The EAP packet is   represented as specified inSection 8.1.  It is followed by the   16-byte NONCE_S value from the server's AT_NONCE_S attribute.   The AT_CHECKCODE attribute MAY be included, and in certain cases   specified inSection 10.13, it MUST be included.   The AT_IV and AT_ENCR_DATA attributes MUST be included.  The nested   encrypted attributes MUST include the AT_COUNTER attribute.  The   AT_COUNTER_TOO_SMALL attribute MAY be included in the nested   encrypted attributes, and it is included in cases specified inSection 5.  The AT_PADDING attribute MAY be included.   The AT_RESULT_IND attribute MAY be included, if it was included in   EAP-Request/AKA-Reauthentication.  The usage of this attribute is   discussed inSection 6.2.   Sending this packet without AT_COUNTER_TOO_SMALL indicates that the   peer has successfully authenticated the server and that the EAP   exchange will be accepted by the peer's local policy.  Hence, if   these conditions are not met, then the peer MUST NOT send   EAP-Response/AKA-Reauthentication, but the peer MUST send   EAP-Response/ AKA-Client-Error.Arkko & Haverinen            Informational                     [Page 51]

RFC 4187                 EAP-AKA Authentication             January 20069.9.  EAP-Response/AKA-Client-Error   The peer sends EAP-Response/AKA-Client-Error in error cases, as   specified inSection 6.3.1.   The AT_CLIENT_ERROR_CODE attribute MUST be included.  The AT_MAC,   AT_IV, or AT_ENCR_DATA attributes MUST NOT be used with this packet.9.10.  EAP-Request/AKA-Notification   The usage of this message is specified inSection 6.   The AT_NOTIFICATION attribute MUST be included.   The AT_MAC attribute MUST be included if the P bit of the   AT_NOTIFICATION code is set to zero, and MUST NOT be included if the   P bit is set to one.  The P bit is discussed inSection 6.   No message-specific data is included in the MAC calculation.  SeeSection 10.15.   If EAP-Request/AKA-Notification is used on a fast re-authentication   exchange, and if the P bit in AT_NOTIFICATION is set to zero, then   AT_COUNTER is used for replay protection.  In this case, the   AT_ENCR_DATA and AT_IV attributes MUST be included, and the   encapsulated plaintext attributes MUST include the AT_COUNTER   attribute.  The counter value included in AT_COUNTER MUST be the same   as in the EAP-Request/AKA-Reauthentication packet on the same fast   re-authentication exchange.9.11.  EAP-Response/AKA-Notification   The usage of this message is specified inSection 6.  This packet is   an acknowledgement of EAP-Request/AKA-Notification.   The AT_MAC attribute MUST be included in cases when the P bit of the   notification code in AT_NOTIFICATION of EAP-Request/AKA-Notification   is set to zero, and MUST NOT be included in cases when the P bit is   set to one.  The P bit is discussed inSection 6.   If EAP-Request/AKA-Notification is used on a fast re-authentication   exchange, and if the P bit in AT_NOTIFICATION is set to zero, then   AT_COUNTER is used for replay protection.  In this case, the   AT_ENCR_DATA and AT_IV attributes MUST be included, and the   encapsulated plaintext attributes MUST include the AT_COUNTER   attribute.  The counter value included in AT_COUNTER MUST be the same   as in the EAP-Request/AKA-Reauthentication packet on the same fast   re-authentication exchange.Arkko & Haverinen            Informational                     [Page 52]

RFC 4187                 EAP-AKA Authentication             January 200610.  Attributes   This section specifies the format of message attributes.  The   attribute type numbers are specified inSection 11.10.1.  Table of Attributes   The following table provides a guide to which attributes may be found   in which kinds of messages, and in what quantity.  Messages are   denoted with numbers in parentheses as follows: (1) EAP-Request/   AKA-Identity, (2) EAP-Response/AKA-Identity, (3) EAP-Request/   AKA-Challenge, (4) EAP-Response/AKA-Challenge, (5) EAP-Request/   AKA-Notification, (6) EAP-Response/AKA-Notification, (7) EAP-   Response/AKA-Client-Error (8) EAP-Request/AKA-Reauthentication, (9)   EAP-Response/AKA-Reauthentication, (10) EAP-Response/AKA-   Authentication-Reject, and (11) EAP-Response/AKA-Synchronization-   Failure.  The column denoted with "E" indicates whether the attribute   is a nested attribute that MUST be included within AT_ENCR_DATA.   "0" indicates that the attribute MUST NOT be included in the message,   "1" indicates that the attribute MUST be included in the message,   "0-1" indicates that the attribute is sometimes included in the   message, and "0*" indicates that the attribute is not included in the   message in cases specified in this document, but MAY be included in   the future versions of the protocol.              Attribute (1) (2) (3) (4) (5) (6) (7) (8) (9) (10)(11) E    AT_PERMANENT_ID_REQ 0-1  0   0   0   0   0   0   0   0   0   0   N          AT_ANY_ID_REQ 0-1  0   0   0   0   0   0   0   0   0   0   N     AT_FULLAUTH_ID_REQ 0-1  0   0   0   0   0   0   0   0   0   0   N            AT_IDENTITY  0  0-1  0   0   0   0   0   0   0   0   0   N                AT_RAND  0   0   1   0   0   0   0   0   0   0   0   N                AT_AUTN  0   0   1   0   0   0   0   0   0   0   0   N                 AT_RES  0   0   0   1   0   0   0   0   0   0   0   N                AT_AUTS  0   0   0   0   0   0   0   0   0   0   1   N      AT_NEXT_PSEUDONYM  0   0  0-1  0   0   0   0   0   0   0   0   Y      AT_NEXT_REAUTH_ID  0   0  0-1  0   0   0   0  0-1  0   0   0   Y                  AT_IV  0   0  0-1  0* 0-1 0-1  0   1   1   0   0   N           AT_ENCR_DATA  0   0  0-1  0* 0-1 0-1  0   1   1   0   0   N             AT_PADDING  0   0  0-1  0* 0-1 0-1  0  0-1 0-1  0   0   Y           AT_CHECKCODE  0   0  0-1 0-1  0   0   0  0-1 0-1  0   0   N          AT_RESULT_IND  0   0  0-1 0-1  0   0   0  0-1 0-1  0   0   N                 AT_MAC  0   0   1   1  0-1 0-1  0   1   1   0   0   N             AT_COUNTER  0   0   0   0  0-1 0-1  0   1   1   0   0   Y   AT_COUNTER_TOO_SMALL  0   0   0   0   0   0   0   0  0-1  0   0   Y             AT_NONCE_S  0   0   0   0   0   0   0   1   0   0   0   Y        AT_NOTIFICATION  0   0   0   0   1   0   0   0   0   0   0   N   AT_CLIENT_ERROR_CODE  0   0   0   0   0   0   1   0   0   0   0   NArkko & Haverinen            Informational                     [Page 53]

RFC 4187                 EAP-AKA Authentication             January 2006   It should be noted that attributes AT_PERMANENT_ID_REQ,   AT_ANY_ID_REQ, and AT_FULLAUTH_ID_REQ are mutually exclusive, so that   only one of them can be included at the same time.  If one of the   attributes AT_IV or AT_ENCR_DATA is included, then both of the   attributes MUST be included.10.2.  AT_PERMANENT_ID_REQ   The format of the AT_PERMANENT_ID_REQ attribute is shown below.    0                   1                   2                   3    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   |AT_PERM..._REQ | Length = 1    |           Reserved            |   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   The use of the AT_PERMANENT_ID_REQ is defined inSection 4.1.  The   value field only contains two reserved bytes, which are set to zero   on sending and ignored on reception.10.3.  AT_ANY_ID_REQ   The format of the AT_ANY_ID_REQ attribute is shown below.    0                   1                   2                   3    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   |AT_ANY_ID_REQ  | Length = 1    |           Reserved            |   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   The use of the AT_ANY_ID_REQ is defined inSection 4.1.  The value   field only contains two reserved bytes, which are set to zero on   sending and ignored on reception.10.4.  AT_FULLAUTH_ID_REQ   The format of the AT_FULLAUTH_ID_REQ attribute is shown below.    0                   1                   2                   3    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   |AT_FULLAUTH_...| Length = 1    |           Reserved            |   +---------------+---------------+-------------------------------+   The use of the AT_FULLAUTH_ID_REQ is defined inSection 4.1.  The   value field only contains two reserved bytes, which are set to zero   on sending and ignored on reception.Arkko & Haverinen            Informational                     [Page 54]

RFC 4187                 EAP-AKA Authentication             January 200610.5.  AT_IDENTITY   The format of the AT_IDENTITY attribute is shown below.    0                   1                   2                   3    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   | AT_IDENTITY   | Length        | Actual Identity Length        |   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   |                                                               |   .                       Identity                                .   .                                                               .   |                                                               |   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   The use of the AT_IDENTITY is defined inSection 4.1.  The value   field of this attribute begins with 2-byte actual identity length,   which specifies the length of the identity in bytes.  This field is   followed by the subscriber identity of the indicated actual length.   The identity is the permanent identity, a pseudonym identity or a   fast re-authentication identity.  The identity format is specified inSection 4.1.1.  The same identity format is used in the AT_IDENTITY   attribute and the EAP-Response/Identity packet, with the exception   that the peer MUST NOT decorate the identity it includes in   AT_IDENTITY.  The identity does not include any terminating null   characters.  Because the length of the attribute must be a multiple   of 4 bytes, the sender pads the identity with zero bytes when   necessary.10.6.  AT_RAND   The format of the AT_RAND attribute is shown below.    0                   1                   2                   3    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   |    AT_RAND    | Length = 5    |           Reserved            |   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   |                                                               |   |                             RAND                              |   |                                                               |   |                                                               |   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   The value field of this attribute contains two reserved bytes   followed by the AKA RAND parameter, 16 bytes (128 bits).  The   reserved bytes are set to zero when sending and ignored on reception.Arkko & Haverinen            Informational                     [Page 55]

RFC 4187                 EAP-AKA Authentication             January 200610.7.  AT_AUTN   The format of the AT_AUTN attribute is shown below.    0                   1                   2                   3    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   |    AT_AUTN    | Length = 5    |           Reserved            |   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   |                                                               |   |                        AUTN                                   |   |                                                               |   |                                                               |   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   The value field of this attribute contains two reserved bytes   followed by the AKA AUTN parameter, 16 bytes (128 bits).  The   reserved bytes are set to zero when sending and ignored on reception.10.8.  AT_RES   The format of the AT_RES attribute is shown below.    0                   1                   2                   3    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   |     AT_RES    |    Length     |          RES Length           |   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-|   |                                                               |   |                             RES                               |   |                                                               |   |                                                               |   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   The value field of this attribute begins with the 2-byte RES Length,   which identifies the exact length of the RES in bits.  The RES length   is followed by the AKA RES parameter.  According to [TS33.105], the   length of the AKA RES can vary between 32 and 128 bits.  Because the   length of the AT_RES attribute must be a multiple of 4 bytes, the   sender pads the RES with zero bits where necessary.Arkko & Haverinen            Informational                     [Page 56]

RFC 4187                 EAP-AKA Authentication             January 200610.9.  AT_AUTS   The format of the AT_AUTS attribute is shown below.    0                   1                   2                   3    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-++-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+|   |    AT_AUTS    | Length = 4    |                               |   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+                               |   |                                                               |   |                             AUTS                              |   |                                                               |   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   The value field of this attribute contains the AKA AUTS parameter,   112 bits (14 bytes).10.10.  AT_NEXT_PSEUDONYM   The format of the AT_NEXT_PSEUDONYM attribute is shown below.    0                   1                   2                   3    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   | AT_NEXT_PSEU..| Length        | Actual Pseudonym Length       |   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   |                                                               |   .                          Next Pseudonym                       .   .                                                               .   |                                                               |   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   The value field of this attribute begins with a 2-byte actual   pseudonym length, which specifies the length of the following   pseudonym in bytes.  This field is followed by a pseudonym username   that the peer can use in the next authentication.  The username MUST   NOT include any realm portion.  The username does not include any   terminating null characters.  Because the length of the attribute   must be a multiple of 4 bytes, the sender pads the pseudonym with   zero bytes when necessary.  The username encoding MUST follow the   UTF-8 transformation format [RFC3629].  This attribute MUST always be   encrypted by encapsulating it within the AT_ENCR_DATA attribute.Arkko & Haverinen            Informational                     [Page 57]

RFC 4187                 EAP-AKA Authentication             January 200610.11.  AT_NEXT_REAUTH_ID   The format of the AT_NEXT_REAUTH_ID attribute is shown below.    0                   1                   2                   3    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   | AT_NEXT_REAU..| Length        | Actual Re-Auth Identity Length|   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   |                                                               |   .              Next Fast Re-Authentication Username             .   .                                                               .   |                                                               |   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   The value field of this attribute begins with a 2-byte actual   re-authentication identity length which specifies the length of the   following fast re-authentication identity in bytes.  This field is   followed by a fast re-authentication identity that the peer can use   in the next fast re-authentication, as described inSection 5.  In   environments where a realm portion is required, the fast   re-authentication identity includes both a username portion and a   realm name portion.  The fast re-authentication identity does not   include any terminating null characters.  Because the length of the   attribute must be a multiple of 4 bytes, the sender pads the fast   re-authentication identity with zero bytes when necessary.  The   identity encoding MUST follow the UTF-8 transformation format   [RFC3629].  This attribute MUST always be encrypted by encapsulating   it within the AT_ENCR_DATA attribute.10.12.  AT_IV, AT_ENCR_DATA, and AT_PADDING   AT_IV and AT_ENCR_DATA attributes can be used to transmit encrypted   information between the EAP-AKA peer and server.   The value field of AT_IV contains two reserved bytes followed by a   16-byte initialization vector required by the AT_ENCR_DATA attribute.   The reserved bytes are set to zero when sending and ignored on   reception.  The AT_IV attribute MUST be included if and only if the   AT_ENCR_DATA is included.Section 6.3 specifies the operation if a   packet that does not meet this condition is encountered.   The sender of the AT_IV attribute chooses the initialization vector   at random.  The sender MUST NOT reuse the initialization vector value   from previous EAP-AKA packets.  The sender SHOULD use a good source   of randomness to generate the initialization vector.  Please see   [RFC4086] for more information about generating random numbers for   security applications.  The format of AT_IV is shown below.Arkko & Haverinen            Informational                     [Page 58]

RFC 4187                 EAP-AKA Authentication             January 2006    0                   1                   2                   3    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   |     AT_IV     | Length = 5    |           Reserved            |   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   |                                                               |   |                 Initialization Vector                         |   |                                                               |   |                                                               |   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   The value field of the AT_ENCR_DATA attribute consists of two   reserved bytes followed by cipher text bytes.  The cipher text bytes   are encrypted using the Advanced Encryption Standard (AES) [AES] with   a 128-bit key in the Cipher Block Chaining (CBC) mode of operation,   which uses the initialization vector from the AT_IV attribute.  The   reserved bytes are set to zero when sending and ignored on reception.   Please see [CBC] for a description of the CBC mode.  The format of   the AT_ENCR_DATA attribute is shown below.    0                   1                   2                   3    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   | AT_ENCR_DATA  | Length        |           Reserved            |   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   |                                                               |   .                    Encrypted Data                             .   .                                                               .   |                                                               |   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   The derivation of the encryption key (K_encr) is specified inSection 7.   The plaintext consists of nested EAP-AKA attributes.   The encryption algorithm requires the length of the plaintext to be a   multiple of 16 bytes.  The sender may need to include the AT_PADDING   attribute as the last attribute within AT_ENCR_DATA.  The AT_PADDING   attribute is not included if the total length of other nested   attributes within the AT_ENCR_DATA attribute is a multiple of 16   bytes.  As usual, the Length of the Padding attribute includes the   Attribute Type and Attribute Length fields.  The length of the   Padding attribute is 4, 8, or 12 bytes.  It is chosen so that the   length of the value field of the AT_ENCR_DATA attribute becomes a   multiple of 16 bytes.  The actual pad bytes in the value field are   set to zero (00 hexadecimal) on sending.  The recipient of the   message MUST verify that the pad bytes are set to zero.  If thisArkko & Haverinen            Informational                     [Page 59]

RFC 4187                 EAP-AKA Authentication             January 2006   verification fails on the peer, then it MUST send the   EAP-Response/AKA-Client-Error packet with the error code "unable to   process packet" to terminate the authentication exchange.  If this   verification fails on the server, then the server sends the   EAP-Response/AKA-Notification packet with an AT_NOTIFICATION code   that implies failure to terminate the authentication exchange.  The   format of the AT_PADDING attribute is shown below.    0                   1                   2                   3    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   |  AT_PADDING   | Length        | Padding...                    |   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+                               |   |                                                               |   |                                                               |   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+10.13.  AT_CHECKCODE   The AT_MAC attribute is not used in the very first EAP-AKA messages   during the AKA-Identity round, because keying material has not been   derived yet.  The peer and the server may exchange one or more pairs   of EAP-AKA messages of the Subtype AKA-Identity before keys are   derived and before the AT_MAC attribute can be applied.  The EAP/-   AKA-Identity messages may also be used upon fast re-authentication.   The AT_CHECKCODE attribute MAY be used to protect the EAP/   AKA-Identity messages.  In full authentication, the server MAY   include the AT_CHECKCODE in EAP-Request/AKA-Challenge, and the peer   MAY include AT_CHECKCODE in EAP-Response/AKA-Challenge.  In fast   re-authentication, the server MAY include AT_CHECKCODE in   EAP-Request/ AKA-Reauthentication, and the peer MAY include   AT_CHECKCODE in EAP-Response/AKA-Reauthentication.  The fact that the   peer receives an EAP-Request with AT_CHECKCODE does not imply that   the peer would have to include AT_CHECKCODE in the corresponding   response.  The peer MAY include AT_CHECKCODE even if the server did   not include AT_CHECKCODE in the EAP request.  Because the AT_MAC   attribute is used in these messages, AT_CHECKCODE will be integrity   protected with AT_MAC.  The format of the AT_CHECKCODE attribute is   shown below.Arkko & Haverinen            Informational                     [Page 60]

RFC 4187                 EAP-AKA Authentication             January 2006    0                   1                   2                   3    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   | AT_CHECKCODE  | Length        |           Reserved            |   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   |                                                               |   |                     Checkcode (0 or 20 bytes)                 |   |                                                               |   |                                                               |   |                                                               |   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   The value field of AT_CHECKCODE begins with two reserved bytes, which   may be followed by a 20-byte checkcode.  If the checkcode is not   included in AT_CHECKCODE, then the attribute indicates that no EAP/-   AKA-Identity messages were exchanged.  This may occur in both full   authentication and fast re-authentication.  The reserved bytes are   set to zero when sending and ignored on reception.   The checkcode is a hash value, calculated with SHA1 [SHA-1], over all   EAP-Request/AKA-Identity and EAP-Response/AKA-Identity packets   exchanged in this authentication exchange.  The packets are included   in the order that they were transmitted, that is, starting with the   first EAP-Request/AKA-Identity message, followed by the corresponding   EAP-Response/AKA-Identity, followed by the second   EAP-Request/AKA-Identity (if used), etc.   EAP packets are included in the hash calculation "as-is" (as they   were transmitted or received).  All reserved bytes, padding bytes,   etc., that are specified for various attributes are included as such,   and the receiver must not reset them to zero.  No delimiter bytes,   padding, or any other framing are included between the EAP packets   when calculating the checkcode.   Messages are included in request/response pairs; in other words, only   full "round trips" are included.  Packets that are silently discarded   are not included, and retransmitted packets (that have the same   Identifier value) are only included once.  (The base EAP protocol   [RFC3748] ensures that requests and responses "match".)  The EAP   server must only include an EAP-Request/AKA-Identity in the   calculation after it has received a corresponding response with the   same Identifier value.   The peer must include the EAP-Request/AKA-Identity and the   corresponding response in the calculation only if the peer receives a   subsequent EAP-Request/AKA-Challenge or a follow-up EAP-Request/   AKA-Identity with a different Identifier value than in the first   EAP-Request/AKA-Identity.Arkko & Haverinen            Informational                     [Page 61]

RFC 4187                 EAP-AKA Authentication             January 2006   The AT_CHECKCODE attribute is optional to implement.  It is specified   in order to allow protection of the EAP/AKA-Identity messages and any   future extensions to them.  The implementation of AT_CHECKCODE is   RECOMMENDED.   If the receiver of AT_CHECKCODE implements this attribute, then the   receiver MUST check that the checkcode is correct.  If the checkcode   is invalid, the receiver must operate as specified inSection 6.3.   If the EAP/AKA-Identity messages are extended with new attributes,   then AT_CHECKCODE MUST be implemented and used.  More specifically,   if the server includes any attributes other than AT_PERMANENT_ID_REQ,   AT_FULLAUTH_ID_REQ, or AT_ANY_ID_REQ in the EAP-Request/AKA-Identity   packet, then the server MUST include AT_CHECKCODE in EAP-Request/   AKA-Challenge or EAP-Request/AKA-Reauthentication.  If the peer   includes any attributes other than AT_IDENTITY in the EAP-Response/   AKA-Identity message, then the peer MUST include AT_CHECKCODE in   EAP-Response/AKA-Challenge or EAP-Response/AKA-Reauthentication.   If the server implements the processing of any other attribute than   AT_IDENTITY for the EAP-Response/AKA-Identity message, then the   server MUST implement AT_CHECKCODE.  In this case, if the server   receives any attribute other than AT_IDENTITY in the   EAP-Response/AKA-Identity message, then the server MUST check that   AT_CHECKCODE is present in EAP-Response/AKA-Challenge or   EAP-Response/ AKA-Reauthentication.  The operation when a mandatory   attribute is missing is specified inSection 6.3.   Similarly, if the peer implements the processing of any attribute   other than AT_PERMANENT_ID_REQ, AT_FULLAUTH_ID_REQ, or AT_ANY_ID_REQ   for the EAP-Request/AKA-Identity packet, then the peer MUST implement   AT_CHECKCODE.  In this case, if the peer receives any attribute other   than AT_PERMANENT_ID_REQ, AT_FULLAUTH_ID_REQ, or AT_ANY_ID_REQ in the   EAP-Request/AKA-Identity packet, then the peer MUST check that   AT_CHECKCODE is present in EAP-Request/AKA-Challenge or   EAP-Request/AKA-Reauthentication.  The operation when a mandatory   attribute is missing is specified inSection 6.3.10.14.  AT_RESULT_IND   The format of the AT_RESULT_IND attribute is shown below.     0                   1                   2                   3     0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+    |  AT_RESULT_...| Length = 1    |           Reserved            |    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+Arkko & Haverinen            Informational                     [Page 62]

RFC 4187                 EAP-AKA Authentication             January 2006   The value field of this attribute consists of two reserved bytes,   which are set to zero upon sending and ignored upon reception.  This   attribute is always sent unencrypted, so it MUST NOT be encapsulated   within the AT_ENCR_DATA attribute.10.15.  AT_MAC   The AT_MAC attribute is used for EAP-AKA message authentication.Section 9 specifies in which messages AT_MAC MUST be included.   The value field of the AT_MAC attribute contains two reserved bytes   followed by a keyed message authentication code (MAC).  The MAC is   calculated over the whole EAP packet and concatenated with optional   message-specific data, with the exception that the value field of the   MAC attribute is set to zero when calculating the MAC.  The EAP   packet includes the EAP header that begins with the Code field, the   EAP-AKA header that begins with the Subtype field, and all the   attributes, as specified inSection 8.1.  The reserved bytes in   AT_MAC are set to zero when sending and ignored on reception.  The   contents of the message-specific data that may be included in the MAC   calculation are specified separately for each EAP-AKA message inSection 9.   The format of the AT_MAC attribute is shown below.    0                   1                   2                   3    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   |     AT_MAC    | Length = 5    |           Reserved            |   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   |                                                               |   |                           MAC                                 |   |                                                               |   |                                                               |   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   The MAC algorithm is HMAC-SHA1-128 [RFC2104] keyed hash value.  (The   HMAC-SHA1-128 value is obtained from the 20-byte HMAC-SHA1 value by   truncating the output to 16 bytes.  Hence, the length of the MAC is   16 bytes.)  The derivation of the authentication key (K_aut) used in   the calculation of the MAC is specified inSection 7.   When the AT_MAC attribute is included in an EAP-AKA message, the   recipient MUST process the AT_MAC attribute before looking at any   other attributes, except when processing EAP-Request/AKA-Challenge.   The processing of EAP-Request/AKA-Challenge is specified inArkko & Haverinen            Informational                     [Page 63]

RFC 4187                 EAP-AKA Authentication             January 2006Section 9.3.  If the message authentication code is invalid, then the   recipient MUST ignore all other attributes in the message and operate   as specified inSection 6.3.10.16.  AT_COUNTER   The format of the AT_COUNTER attribute is shown below.    0                   1                   2                   3    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   |  AT_COUNTER   | Length = 1    |           Counter             |   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   The value field of the AT_COUNTER attribute consists of a 16-bit   unsigned integer counter value, represented in network byte order.   This attribute MUST always be encrypted by encapsulating it within   the AT_ENCR_DATA attribute.10.17.  AT_COUNTER_TOO_SMALL   The format of the AT_COUNTER_TOO_SMALL attribute is shown below.    0                   1                   2                   3    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   |  AT_COUNTER...| Length = 1    |           Reserved            |   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   The value field of this attribute consists of two reserved bytes,   which are set to zero upon sending and ignored upon reception.  This   attribute MUST always be encrypted by encapsulating it within the   AT_ENCR_DATA attribute.Arkko & Haverinen            Informational                     [Page 64]

RFC 4187                 EAP-AKA Authentication             January 200610.18.  AT_NONCE_S   The format of the AT_NONCE_S attribute is shown below.    0                   1                   2                   3    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   | AT_NONCE_S    | Length = 5    |           Reserved            |   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   |                                                               |   |                                                               |   |                            NONCE_S                            |   |                                                               |   |                                                               |   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   The value field of the AT_NONCE_S attribute contains two reserved   bytes followed by a random number (16 bytes) that is freshly   generated by the server for this EAP-AKA fast re-authentication.  The   random number is used as challenge for the peer and also as a seed   value for the new keying material.  The reserved bytes are set to   zero upon sending and ignored upon reception.  This attribute MUST   always be encrypted by encapsulating it within the AT_ENCR_DATA   attribute.   The server MUST NOT reuse the NONCE_S value from a previous EAP-AKA   fast re-authentication exchange.  The server SHOULD use a good source   of randomness to generate NONCE_S.  Please see [RFC4086] for more   information about generating random numbers for security   applications.10.19.  AT_NOTIFICATION   The format of the AT_NOTIFICATION attribute is shown below.    0                   1                   2                   3    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   |AT_NOTIFICATION| Length = 1    |S|P|  Notification Code        |   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   The value field of this attribute contains a two-byte notification   code.  The first and second bit (S and P) of the notification code   are interpreted as described inSection 6.Arkko & Haverinen            Informational                     [Page 65]

RFC 4187                 EAP-AKA Authentication             January 2006   The notification code values listed below have been reserved.  The   descriptions below illustrate the semantics of the notifications.   The peer implementation MAY use different wordings when presenting   the notifications to the user.  The "requested service" depends on   the environment where EAP-AKA is applied.   0 - General failure after authentication.  (Implies failure, used   after successful authentication.)   16384 - General failure.  (Implies failure, used before   authentication.)   32768 - Success.  User has been successfully authenticated.  (Does   not imply failure, used after successful authentication.)  The usage   of this code is discussed inSection 6.2.   1026 - User has been temporarily denied access to the requested   service.  (Implies failure, used after successful authentication.)   1031 - User has not subscribed to the requested service.  (Implies   failure, used after successful authentication.)10.20.  AT_CLIENT_ERROR_CODE   The format of the AT_CLIENT_ERROR_CODE attribute is shown below.    0                   1                   2                   3    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   |AT_CLIENT_ERR..| Length = 1    |     Client Error Code         |   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   The value field of this attribute contains a two-byte client error   code.  The following error code values have been reserved.   0 "unable to process packet": a general error code11.  IANA and Protocol Numbering Considerations   IANA has assigned the EAP type number 23 for EAP-AKA authentication.   EAP-AKA shares most of the protocol design, such as attributes and   message Subtypes, with EAP-SIM [EAP-SIM].  EAP-AKA protocol numbers   should be administered in the same IANA registry with EAP-SIM.  This   document establishes the registries and lists the initial protocol   numbers for both protocols.Arkko & Haverinen            Informational                     [Page 66]

RFC 4187                 EAP-AKA Authentication             January 2006   EAP-AKA and EAP-SIM messages include a Subtype field.  The Subtype is   a new numbering space for which IANA administration is required.  The   Subtype is an 8-bit integer.  The following Subtypes are specified in   this document and in [EAP-SIM]:        AKA-Challenge...................................1        AKA-Authentication-Reject.......................2        AKA-Synchronization-Failure.....................4        AKA-Identity....................................5        SIM-Start......................................10        SIM-Challenge..................................11        AKA-Notification and SIM-Notification..........12        AKA-Reauthentication and SIM-Reauthentication..13        AKA-Client-Error and SIM-Client-Error..........14   The messages are composed of attributes, which have 8-bit attribute   type numbers.  Attributes numbered within the range 0 through 127 are   called non-skippable attributes, and attributes within the range of   128 through 255 are called skippable attributes.  The EAP-AKA and   EAP-SIM attribute type number is a new numbering space for which IANA   administration is required.  The following attribute types are   specified in this document in [EAP-SIM]:        AT_RAND.........................................1        AT_AUTN.........................................2        AT_RES..........................................3        AT_AUTS.........................................4        AT_PADDING......................................6        AT_NONCE_MT.....................................7        AT_PERMANENT_ID_REQ............................10        AT_MAC.........................................11        AT_NOTIFICATION................................12        AT_ANY_ID_REQ..................................13        AT_IDENTITY....................................14        AT_VERSION_LIST................................15        AT_SELECTED_VERSION............................16        AT_FULLAUTH_ID_REQ.............................17        AT_COUNTER.....................................19        AT_COUNTER_TOO_SMALL...........................20        AT_NONCE_S.....................................21        AT_CLIENT_ERROR_CODE...........................22        AT_IV.........................................129        AT_ENCR_DATA..................................130        AT_NEXT_PSEUDONYM.............................132        AT_NEXT_REAUTH_ID.............................133        AT_CHECKCODE..................................134        AT_RESULT_IND.................................135Arkko & Haverinen            Informational                     [Page 67]

RFC 4187                 EAP-AKA Authentication             January 2006   The AT_NOTIFICATION attribute contains a 16-bit notification code   value.  The most significant bit of the notification code is called   the S bit (success) and the second most significant bit is called the   P bit (phase).  If the S bit is set to zero, then the notification   code indicates failure; notification codes with the S bit set to one   do not indicate failure.  If the P bit is set to zero, then the   notification code can only be used before authentication has   occurred.  If the P bit is set to one, then the notification code can   only be used after authentication.  The notification code is a new   numbering space for which IANA administration is required.  The   following values have been specified in this document and in   [EAP-SIM].        General failure after authentication......................0        User has been temporarily denied access................1026        User has not subscribed to the requested service.......1031        General failure.......................................16384        Success...............................................32768   The AT_VERSION_LIST and AT_SELECTED_VERSION attributes, specified in   [EAP-SIM], contain 16-bit EAP method version numbers.  The EAP method   version number is a new numbering space for which IANA administration   is required.  Value 1 for "EAP-SIM Version 1" has been specified in   [EAP-SIM].  Version numbers are not currently used in EAP-AKA.   The AT_CLIENT_ERROR_CODE attribute contains a 16-bit client error   code.  The client error code is a new numbering space for which IANA   administration is required.  Values 0, 1, 2, and 3 have been   specified in this document and in [EAP-SIM].   All requests for value assignment from the various number spaces   described in this document require proper documentation, according to   the "Specification Required" policy described in [RFC2434].  Requests   must be specified in sufficient detail so that interoperability   between independent implementations is possible.  Possible forms of   documentation include, but are not limited to, RFCs, the products of   another standards body (e.g., 3GPP), or permanently and readily   available vendor design notes.12.  Security Considerations   The EAP specification [RFC3748] describes the security   vulnerabilities of EAP, which does not include its own security   mechanisms.  This section discusses the claimed security properties   of EAP-AKA as well as vulnerabilities and security recommendations.Arkko & Haverinen            Informational                     [Page 68]

RFC 4187                 EAP-AKA Authentication             January 200612.1.  Identity Protection   EAP-AKA includes optional Identity privacy support that protects the   privacy of the subscriber identity against passive eavesdropping.   This document only specifies a mechanism to deliver pseudonyms from   the server to the peer as part of an EAP-AKA exchange.  Hence, a peer   that has not yet performed any EAP-AKA exchanges does not typically   have a pseudonym available.  If the peer does not have a pseudonym   available, then the privacy mechanism cannot be used, and the   permanent identity will have to be sent in the clear.  The terminal   SHOULD store the pseudonym in non-volatile memory so that it can be   maintained across reboots.  An active attacker that impersonates the   network may use the AT_PERMANENT_ID_REQ attribute (Section 4.1.2) to   learn the subscriber's IMSI.  However, as discussed inSection 4.1.2,   the terminal can refuse to send the cleartext IMSI if it believes   that the network should be able to recognize the pseudonym.   If the peer and server cannot guarantee that the pseudonym will be   maintained reliably, and Identity privacy is required then additional   protection from an external security mechanism (such as Protected   Extensible Authentication Protocol (PEAP) [PEAP]) may be used.  The   benefits and the security considerations of using an external   security mechanism with EAP-AKA are beyond the scope of this   document.12.2.  Mutual Authentication   EAP-AKA provides mutual authentication via the 3rd generation AKA   mechanisms [TS33.102] and [S.S0055-A].   Note that this mutual authentication is with the EAP server.  In   general, EAP methods do not authenticate the identity or services   provided by the EAP authenticator (if distinct from the EAP server)   unless they provide the so-called channel bindings property.  The   vulnerabilities related to this have been discussed in [RFC3748],   [EAPKeying], [ServiceIdentity].   EAP-AKA does not provide the channel bindings property, so it only   authenticates the EAP server.  However, ongoing work such as   [ServiceIdentity] may provide such support as an extension to popular   EAP methods such as EAP-TLS, EAP-SIM, or EAP-AKA.12.3.  Flooding the Authentication Centre   The EAP-AKA server typically obtains authentication vectors from the   Authentication Centre (AuC).  EAP-AKA introduces a new usage for the   AuC.  The protocols between the EAP-AKA server and the AuC are out of   the scope of this document.  However, it should be noted that aArkko & Haverinen            Informational                     [Page 69]

RFC 4187                 EAP-AKA Authentication             January 2006   malicious EAP-AKA peer may generate a lot of protocol requests to   mount a denial-of-service attack.  The EAP-AKA server implementation   SHOULD take this into account and SHOULD take steps to limit the   traffic that it generates towards the AuC, preventing the attacker   from flooding the AuC and from extending the denial-of-service attack   from EAP-AKA to other users of the AuC.12.4.  Key Derivation   EAP-AKA supports key derivation with 128-bit effective key strength.   The key hierarchy is specified inSection 7.   The Transient EAP Keys used to protect EAP-AKA packets (K_encr,   K_aut), the Master Session Keys, and the Extended Master Session Keys   are cryptographically separate.  An attacker cannot derive any   non-trivial information about any of these keys based on the other   keys.  An attacker also cannot calculate the pre-shared secret from   AKA IK, AKA CK, EAP-AKA K_encr, EAP-AKA K_aut, the Master Session   Key, or the Extended Master Session Key.12.5.  Brute-Force and Dictionary Attacks   The effective strength of EAP-AKA values is 128 bits, and there are   no known, computationally feasible brute-force attacks.  Because AKA   is not a password protocol (the pre-shared secret is not a   passphrase, or derived from a passphrase), EAP-AKA is not vulnerable   to dictionary attacks.12.6.  Protection, Replay Protection, and Confidentiality   AT_MAC, AT_IV, AT_ENCR_DATA, and AT_COUNTER attributes are used to   provide integrity, replay, and confidentiality protection for EAP-AKA   Requests and Responses.  Integrity protection with AT_MAC includes   the EAP header.  Integrity protection (AT_MAC) is based on a keyed   message authentication code.  Confidentiality (AT_ENCR_DATA and   AT_IV) is based on a block cipher.   Because keys are not available in the beginning of the EAP methods,   the AT_MAC attribute cannot be used for protecting EAP/AKA-Identity   messages.  However, the AT_CHECKCODE attribute can optionally be used   to protect the integrity of the EAP/AKA-Identity roundtrip.   Confidentiality protection is applied only to a part of the protocol   fields.  The table of attributes inSection 10.1 summarizes which   fields are confidentiality protected.  It should be noted that the   error and notification code attributes AT_CLIENT_ERROR_CODE and   AT_NOTIFICATION are not confidential, but they are transmitted in the   clear.  Identity protection is discussed inSection 12.1.Arkko & Haverinen            Informational                     [Page 70]

RFC 4187                 EAP-AKA Authentication             January 2006   On full authentication, replay protection of the EAP exchange is   provided by RAND and AUTN values from the underlying AKA scheme.   Protection against replays of EAP-AKA messages is also based on the   fact that messages that can include AT_MAC can only be sent once with   a certain EAP-AKA Subtype, and on the fact that a different K_aut key   will be used for calculating AT_MAC in each full authentication   exchange.   On fast re-authentication, a counter included in AT_COUNTER and a   server random nonce is used to provide replay protection.  The   AT_COUNTER attribute is also included in EAP-AKA notifications, if   they are used after successful authentication in order to provide   replay protection between re-authentication exchanges.   The contents of the user identity string are implicitly integrity   protected by including them in key derivation.   Because EAP-AKA is not a tunneling method, EAP-Request/Notification,   EAP-Response/Notification, EAP-Success, or EAP-Failure packets are   not confidential, integrity protected, or replay protected.  On   physically insecure networks, this may enable an attacker to mount   denial-of-service attacks by spoofing these packets.  As discussed inSection 6.3, the peer will only accept EAP-Success after the peer   successfully authenticates the server.  Hence, the attacker cannot   force the peer to believe successful mutual authentication has   occurred before the peer successfully authenticates the server or   after the peer failed to authenticate the server.   The security considerations of EAP-AKA result indications are covered   inSection 12.8   An eavesdropper will see the EAP Notification, EAP_Success and   EAP-Failure packets sent in the clear.  With EAP-AKA, confidential   information MUST NOT be transmitted in EAP Notification packets.12.7.  Negotiation Attacks   EAP-AKA does not protect the EAP-Response/Nak packet.  Because   EAP-AKA does not protect the EAP method negotiation, EAP method   downgrading attacks may be possible, especially if the user uses the   same identity with EAP-AKA and other EAP methods.   As described inSection 8, EAP-AKA allows the protocol to be extended   by defining new attribute types.  When defining such attributes, it   should be noted that any extra attributes included in   EAP-Request/AKA-Identity or EAP-Response/AKA-Identity packets are notArkko & Haverinen            Informational                     [Page 71]

RFC 4187                 EAP-AKA Authentication             January 2006   included in the MACs later on, and thus some other precautions must   be taken to avoid modifications to them.   EAP-AKA does not support ciphersuite negotiation or EAP-AKA protocol   version negotiation.12.8.  Protected Result Indications   EAP-AKA supports optional protected success indications, and   acknowledged failure indications.  If a failure occurs after   successful authentication, then the EAP-AKA failure indication is   integrity and replay protected.   Even if an EAP-Failure packet is lost when using EAP-AKA over an   unreliable medium, then the EAP-AKA failure indications will help   ensure that the peer and EAP server will know the other party's   authentication decision.  If protected success indications are used,   then the loss of Success packet will also be addressed by the   acknowledged, integrity, and replay protected EAP-AKA success   indication.  If the optional success indications are not used, then   the peer may end up believing the server completed successful   authentication, when actually it failed.  Because access will not be   granted in this case, protected result indications are not needed   unless the client is not able to realize it does not have access for   an extended period of time.12.9.  Man-in-the-Middle Attacks   In order to avoid man-in-the-middle attacks and session hijacking,   user data SHOULD be integrity protected on physically insecure   networks.  The EAP-AKA Master Session Key or keys derived from it MAY   be used as the integrity protection keys, or, if an external security   mechanism such as PEAP is used, then the link integrity protection   keys MAY be derived by the external security mechanism.   There are man-in-the-middle attacks associated with the use of any   EAP method within a tunneled protocol.  For instance, an early   version of PEAP [PEAP-02] was vulnerable to this attack.  This   specification does not address these attacks.  If EAP-AKA is used   with a tunneling protocol, there should be cryptographic binding   provided between the protocol and EAP-AKA to prevent   man-in-the-middle attacks through rogue authenticators being able to   setup one-way authenticated tunnels.  For example, newer versions of   PEAP include such cryptographic binding.  The EAP-AKA Master Session   Key MAY be used to provide the cryptographic binding.  However, the   mechanism that provides the binding depends on the tunneling protocol   and is beyond the scope of this document.Arkko & Haverinen            Informational                     [Page 72]

RFC 4187                 EAP-AKA Authentication             January 200612.10.  Generating Random Numbers   An EAP-AKA implementation SHOULD use a good source of randomness to   generate the random numbers required in the protocol.  Please see   [RFC4086] for more information on generating random numbers for   security applications.13.  Security Claims   This section provides the security claims required by [RFC3748].   Auth.  Mechanism: EAP-AKA is based on the AKA mechanism, which is an   authentication and key agreement mechanism based on a symmetric   128-bit pre-shared secret.   Ciphersuite negotiation: No   Mutual authentication: Yes (Section 12.2)   Integrity protection: Yes (Section 12.6)   Replay protection: Yes (Section 12.6)   Confidentiality: Yes, except method-specific success and failure   indications (Section 12.1,Section 12.6)   Key derivation: Yes   Key strength: EAP-AKA supports key derivation with 128-bit effective   key strength.   Description of key hierarchy: Please seeSection 7.   Dictionary attack protection: N/A (Section 12.5)   Fast reconnect: Yes   Cryptographic binding: N/A   Session independence: Yes (Section 12.4)   Fragmentation: No   Channel binding: No   Indication of vulnerabilities.  Vulnerabilities are discussed inSection 12.Arkko & Haverinen            Informational                     [Page 73]

RFC 4187                 EAP-AKA Authentication             January 200614.  Acknowledgements and Contributions   The authors wish to thank Rolf Blom of Ericsson, Bernard Aboba of   Microsoft, Arne Norefors of Ericsson, N.Asokan of Nokia, Valtteri   Niemi of Nokia, Kaisa Nyberg of Nokia, Jukka-Pekka Honkanen of Nokia,   Pasi Eronen of Nokia, Olivier Paridaens of Alcatel, and Ilkka   Uusitalo of Ericsson for interesting discussions in this problem   space.   Many thanks to Yoshihiro Ohba for reviewing the document.   This protocol has been partly developed in parallel with EAP-SIM   [EAP-SIM], and hence this specification incorporates many ideas from   EAP-SIM, and many contributions from the reviewer's of EAP-SIM.   The attribute format is based on the extension format of Mobile IPv4   [RFC3344].15.  References15.1.  Normative References   [TS33.102]        3rd Generation Partnership Project, "3GPP Technical                     Specification 3GPP TS 33.102 V5.1.0: "Technical                     Specification Group Services and System Aspects; 3G                     Security; Security Architecture (Release 5)"",                     December 2002.   [S.S0055-A]       3rd Generation Partnership Project 2, "3GPP2                     Enhanced Cryptographic Algorithms", September 2003.   [RFC4282]         Aboba, B., Beadles, M., Arkko, J., and P. Eronen,                     "The Network Access Identifier",RFC 4282, December                     2005.   [RFC3748]         Aboba, B., Blunk, L., Vollbrecht, J., Carlson, J.,                     and H.  Levkowetz, "Extensible Authentication                     Protocol (EAP)",RFC 3748, June 2004.   [RFC2119]         Bradner, S., "Key words for use in RFCs to Indicate                     Requirement Levels",BCP 14,RFC 2119, March 1997.   [TS23.003]        3rd Generation Partnership Project, "3GPP Technical                     Specification 3GPP TS 23.003 V6.8.0: "3rd                     Generation Parnership Project; Technical                     Specification Group Core Network; Numbering,                     addressing and identification (Release 6)"",                     December 2005.Arkko & Haverinen            Informational                     [Page 74]

RFC 4187                 EAP-AKA Authentication             January 2006   [RFC2104]         Krawczyk, H., Bellare, M. and R. Canetti, "HMAC:                     Keyed-Hashing for Message Authentication",RFC 2104, February 1997.   [AES]             National Institute of  Standards and Technology,                     "Federal Information Processing Standards (FIPS)                     Publication 197, "Advanced Encryption Standard                     (AES)"", November 2001,http://csrc.nist.gov/publications/fips/fips197/fips-197.pdf.   [CBC]             National Institute of Standards and Technology,                     "NIST Special Publication 800-38A, "Recommendation                     for Block Cipher Modes of Operation - Methods and                     Techniques"", December 2001,http://csrc.nist.gov/publications/nistpubs/800-38a/sp800-38a.pdf.   [SHA-1]           National Institute of Standards and Technology,                     U.S.  Department of Commerce, "Federal Information                     Processing Standard (FIPS) Publication 180-1,                     "Secure Hash Standard"", April 1995.   [PRF]             National Institute of Standards and Technology,                     "Federal Information Processing Standards (FIPS)                     Publication  186-2 (with change notice); Digital                     Signature Standard (DSS)", January 2000,http://csrc.nist.gov/publications/fips/fips186-2/fips186-2-change1.pdf.   [TS33.105]        3rd Generation Partnership Project, "3GPP Technical                     Specification 3GPP TS 33.105 4.1.0: "Technical                     Specification Group Services and System Aspects; 3G                     Security; Cryptographic Algorithm Requirements                     (Release 4)"", June 2001.   [RFC3629]         Yergeau, F., "UTF-8, a transformation format of ISO                     10646", STD 63,RFC 3629, November 2003.   [RFC2434]         Narten, T. and H. Alvestrand, "Guidelines for                     Writing an IANA Considerations Section in RFCs",BCP 26,RFC 2434, October 1998.Arkko & Haverinen            Informational                     [Page 75]

RFC 4187                 EAP-AKA Authentication             January 200615.2.  Informative References   [RFC2548]         Zorn, G., "Microsoft Vendor-specific RADIUS                     Attributes",RFC 2548, March 1999.   [PEAP]            Palekar, A., Simon, D., Zorn, G., Salowey, J.,                     Zhou, H., and S. Josefsson, "Protected EAP Protocol                     (PEAP) Version 2", work in progress, October 2004.   [PEAP-02]         Anderson, H., Josefsson, S., Zorn, G., Simon, D.,                     and A.  Palekar, "Protected EAP Protocol (PEAP)",                     work in progress, February 2002.   [EAPKeying]       Aboba, B., Simon, D., Arkko, J., Eronen, P., and H.                     Levkowetz, "Extensible Authentication Protocol                     (EAP) Key Management Framework", work in progress,                     October 2005.   [ServiceIdentity] Arkko, J. and P. Eronen, "Authenticated Service                     Information for the Extensible Authentication                     Protocol (EAP)", Work in Progress, October 2004.   [RFC4086]         Eastlake, D., Schiller, J., and S. Crocker,                     "Randomness Requirements for Security",BCP 106,RFC 4086, June 2005.   [RFC3344]         Perkins, C., "IP Mobility Support for IPv4",RFC 3344, August 2002.   [EAP-SIM]         Haverinen, H., Ed. and J. Salowey, Ed., "Extensible                     Authentication Protocol Method for Global System                     for Mobile Communications (GSM) Subscriber Identity                     Modules (EAP-SIM)",RFC 4186, January 2006.Arkko & Haverinen            Informational                     [Page 76]

RFC 4187                 EAP-AKA Authentication             January 2006Appendix A.  Pseudo-Random Number Generator   The "|" character denotes concatenation, and "^" denotes   exponentiation.   Step 1: Choose a new, secret value for the seed-key, XKEY   Step 2: In hexadecimal notation let       t = 67452301 EFCDAB89 98BADCFE 10325476 C3D2E1F0       This is the initial value for H0|H1|H2|H3|H4       in the FIPS SHS [SHA-1]   Step 3: For j = 0 to m - 1 do         3.1.  XSEED_j = 0 /* no optional user input */         3.2.  For i = 0 to 1 do               a.  XVAL = (XKEY + XSEED_j) mod 2^b               b.  w_i = G(t, XVAL)               c.  XKEY = (1 + XKEY + w_i) mod 2^b         3.3.  x_j = w_0|w_1Arkko & Haverinen            Informational                     [Page 77]

RFC 4187                 EAP-AKA Authentication             January 2006Authors' Addresses   Jari Arkko   Ericsson   FIN-02420 Jorvas   Finland   EMail: jari.Arkko@ericsson.com   Henry Haverinen   Nokia Enterprise Solutions   P.O. Box 12   FIN-40101 Jyvaskyla   Finland   EMail: henry.haverinen@nokia.comArkko & Haverinen            Informational                     [Page 78]

RFC 4187                 EAP-AKA Authentication             January 2006Full Copyright Statement   Copyright (C) The Internet Society (2006).   This document is subject to the rights, licenses and restrictions   contained inBCP 78, and except as set forth therein, the authors   retain all their rights.   This document and the information contained herein are provided on an   "AS IS" basis and THE CONTRIBUTOR, THE ORGANIZATION HE/SHE REPRESENTS   OR IS SPONSORED BY (IF ANY), THE INTERNET SOCIETY AND THE INTERNET   ENGINEERING TASK FORCE DISCLAIM ALL WARRANTIES, EXPRESS OR IMPLIED,   INCLUDING BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE   INFORMATION HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED   WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.Intellectual Property   The IETF takes no position regarding the validity or scope of any   Intellectual Property Rights or other rights that might be claimed to   pertain to the implementation or use of the technology described in   this document or the extent to which any license under such rights   might or might not be available; nor does it represent that it has   made any independent effort to identify any such rights.  Information   on the procedures with respect to rights in RFC documents can be   found inBCP 78 andBCP 79.   Copies of IPR disclosures made to the IETF Secretariat and any   assurances of licenses to be made available, or the result of an   attempt made to obtain a general license or permission for the use of   such proprietary rights by implementers or users of this   specification can be obtained from the IETF on-line IPR repository athttp://www.ietf.org/ipr.   The IETF invites any interested party to bring to its attention any   copyrights, patents or patent applications, or other proprietary   rights that may cover technology that may be required to implement   this standard.  Please address the information to the IETF at   ietf-ipr@ietf.org.Acknowledgement   Funding for the RFC Editor function is provided by the IETF   Administrative Support Activity (IASA).Arkko & Haverinen            Informational                     [Page 79]

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