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PROPOSED STANDARD
Network Working Group                                          A. TerzisRequest for Comments: 2746                                          UCLACategory: Standards Track                                    J. Krawczyk                                               ArrowPoint Communications                                                           J. Wroclawski                                                                 MIT LCS                                                                L. Zhang                                                                    UCLA                                                            January 2000RSVP Operation Over IP TunnelsStatus of this Memo   This document specifies an Internet standards track protocol for the   Internet community, and requests discussion and suggestions for   improvements.  Please refer to the current edition of the "Internet   Official Protocol Standards" (STD 1) for the standardization state   and status of this protocol.  Distribution of this memo is unlimited.Copyright Notice   Copyright (C) The Internet Society (2000).  All Rights Reserved.Abstract   This document describes an approach for providing RSVP protocol   services over IP tunnels. We briefly describe the problem, the   characteristics of possible solutions, and the design goals of our   approach. We then present the details of an implementation which   meets our design goals.1.  Introduction   IP-in-IP "tunnels" have become a widespread mechanism to transport   datagrams in the Internet. Typically, a tunnel is used to route   packets through portions of the network which do not directly   implement the desired service (e.g. IPv6), or to augment and modify   the behavior of the deployed routing architecture (e.g. multicast   routing, mobile IP, Virtual Private Net).   Many IP-in-IP tunneling protocols exist today.  [IP4INIP4] details a   method of tunneling using an additional IPv4 header.  [MINENC]   describes a way to reduce the size of the "inner" IP header used in   [IP4INIP4] when the original datagram is not fragmented.  The generic   tunneling method in [IPV6GEN] can be used to tunnel either IPv4 or   IPv6 packets within IPv6.  [RFC1933] describes how to tunnel IPv6Terzis, et al.              Standards Track                     [Page 1]

RFC 2746             RSVP Operation Over IP Tunnels         January 2000   datagrams through IPv4 networks.  [RFC1701] describes a generic   routing encapsulation, while [RFC1702] applies this encapsulation to   IPv4.  Finally, [ESP] describes a mechanism that can be used to   tunnel an encrypted IP datagram.   From the perspective of traditional best-effort IP packet delivery, a   tunnel behaves as any other link. Packets enter one end of the   tunnel, and are delivered to the other end unless resource overload   or error causes them to be lost.   The RSVP setup protocol [RFC2205] is one component of a framework   designed to extend IP to support multiple, controlled classes of   service over a wide variety of link-level technologies. To deploy   this technology with maximum flexibility, it is desirable for tunnels   to act as RSVP-controllable links within the network.   A tunnel, and in fact any sort of link, may participate in an RSVP-   aware network in one of three ways, depending on the capabilities of   the equipment from which the tunnel is constructed and the desires of   the operator.      1. The (logical) link may not support resource reservation or QoS         control at all. This is a best-effort link. We refer to this as         a best-effort or type 1 tunnel in this note.      2. The (logical) link may be able to promise that some overall         level of resources is available to carry traffic, but not to         allocate resources specifically to individual data flows.  A         configured resource allocation over a tunnel is an example of         this.  We refer to this case as a type 2 tunnel in this note.      3. The (logical) link may be able to make reservations for         individual end-to-end data flows.  We refer to this case as a         type 3 tunnel. Note that the key feature that distinguishes         type 3 tunnels from type 2 tunnels is that in the type 3 tunnel         new tunnel reservations are created and torn down dynamically         as end-to-end reservations come and go.   Type 1 tunnels exist when at least one of the routers comprising the   tunnel endpoints does not support the scheme we describe here. In   this case, the tunnel acts as a best-effort link. Our goal is simply   to make sure that RSVP messages traverse the link correctly, and the   presence of the non-controlled link is detected, as required by the   integrated services framework.   When the two end points of the tunnel are capable of supporting RSVP   over tunnels, we would like to have proper resources reserved along   the tunnel.  Depending on the requirements of the situation, this   might mean that  one client's data flow is placed into a larger   aggregate reservation  (type 2 tunnels) or that possibly a new,Terzis, et al.              Standards Track                     [Page 2]

RFC 2746             RSVP Operation Over IP Tunnels         January 2000   separate reservation is made for the data flow (type 3 tunnels).   Note that an RSVP reservation between the two tunnel end points does   not necessarily mean that all the intermediate routers along the   tunnel path support RSVP, this is equivalent to the case of an   existing end-to-end RSVP session transparently passing through non-   RSVP cloud.   Currently, however, RSVP signaling over tunnels is not possible.   RSVP packets entering the tunnel are encapsulated with an outer IP   header that has a protocol number other than 46 (e.g. it is 4 for   IP-in-IP encapsulation) and do not carry the Router-Alert option,   making them virtually "invisible" to RSVP routers between the two   tunnel endpoints.  Moreover, the current IP-in-IP encapsulation   scheme adds only an IP header as the external wrapper. It is   impossible to distinguish between packets that use reservations and   those that don't, or to differentiate packets belonging to different   RSVP Sessions while they are in the tunnel, because no distinguishing   information such as a UDP port is available in the encapsulation.   This document describes an IP tunneling enhancement mechanism that   allows RSVP to make  reservations across all IP-in-IP tunnels. This   mechanism is capable of supporting both type 2 and type 3 tunnels, as   described above, and requires minimal changes to both RSVP and other   parts of the integrated services framework.2.  The Design2.1.  Design Goals   Our design choices are motivated by several goals.      * Co-existing with most, if not all, current IP-in-IP tunneling        schemes.      * Limiting the changes to the RSVP spec to the minimum possible.      * Limiting the necessary changes to only the two end points of a        tunnel.  This requirement leads to simpler deployment, lower        overhead in the intermediate routers, and less chance of failure        when the set of intermediate routers is modified due to routing        changes.      * Supporting correct inter-operation with RSVP routers that have        not been upgraded to handle RSVP over tunnels and with non-RSVP        tunnel endpoint routers. In these cases, the tunnel behaves as a        non-RSVP link.Terzis, et al.              Standards Track                     [Page 3]

RFC 2746             RSVP Operation Over IP Tunnels         January 20002.2.  Basic Approach   The basic idea of the method described in this document is to   recursively apply RSVP over the tunnel portion of the path. In this   new session, the tunnel entry point Rentry sends PATH messages and   the tunnel exit point Rexit sends RESV messages to reserve resources   for the end-to-end sessions over the tunnel.   We discuss next two different aspects of the design: how to enhance   an IP-in-IP tunnel with RSVP capability, and how to map end-to-end   RSVP sessions to a tunnel session.2.2.1.  Design Decisions   To establish a RSVP reservation over a unicast IP-in-IP tunnel, we   made the following design decisions:   One or more Fixed-Filter style unicast reservations between the two   end points of the tunnel will be used to reserve resources for   packets traversing the tunnel. In the type 2 case, these reservations   will be configured statically by a management interface. In the type   3 case, these reservations will be created and torn down on demand,   as end-to-end reservation requests come and go.   Packets that do not require reservations are encapsulated in the   normal way, e. g. being wrapped with an IP header only, specifying   the tunnel entry point as source and the exit point as destination.   Data packets that require resource reservations within a tunnel must   have some attribute other than the IP addresses visible to the   intermediate routers, so that the routers may map the packet to an   appropriate reservation.  To allow intermediate routers to use   standard RSVP filterspec handling, we choose to encapsulate such data   packets by prepending an IP and a UDP header, and to use UDP port   numbers to distinguish packets of different RSVP sessions. The   protocol number in the outer IP header in this case will be UDP.   Figure 1 shows RSVP operating over a tunnel. Rentry is the tunnel   entry router which encapsulates data into the tunnel.  Some number of   intermediate routers forward the data across the network based upon   the encapsulating IP header added by Rentry.  Rexit is the endpoint   of the tunnel.  It decapsulates the data and forwards it based upon   the original, "inner" IP header.Terzis, et al.              Standards Track                     [Page 4]

RFC 2746             RSVP Operation Over IP Tunnels         January 2000     ...........             ...............            .............               :   _______   :             :   _____    :               :  |       |  :             :  |     |   :     Intranet  :--| Rentry|===================|Rexit|___:Intranet               :  |_______|  :             :  |_____|   :     ..........:             :   Internet  :            :...........                             :..............                          |___________________|                 Figure 1.  An example IP Tunnel2.2.2.  Mapping between End-to-End and Tunnel Sessions   Figure 2 shows a simple topology with a tunnel and a few hosts. The   sending hosts H1 and H3 may be one or multiple IP hops away from   Rentry; the receiving hosts H2 and H4 may also be either one or   multiple IP hops away from Rexit.             H1                                          H2             :                                            :             :                                            :         +--------+     +---+     +---+     +---+     +-------+         |        |     |   |     |   |     |   |     |       |   H3... | Rentry |===================================| Rexit |.....  H4         |        |     |   |     |   |     |   |     |       |         +--------+     +---+     +---+     +---+     +-------+            Figure 2: An example end-to-end path with                      a tunnel in the middle.   An RSVP session may be in place between endpoints at hosts H1 and H2.   We refer to this session as the "end-to-end" (E2E for short) or   "original" session, and to its PATH and RESV messages as the end-to-   end messages.  One or more RSVP sessions may be in place between   Rentry and Rexit to provide resource reservation over the tunnel. We   refer to these as the tunnel RSVP sessions, and to their PATH and   RESV messages as the tunnel or tunneling messages.  A tunnel RSVP   session may exist independently from any end-to-end sessions.  For   example through network management interface one may create a RSVP   session over the tunnel to provide QoS support for data flow from H3   to H4, although there is no end-to-end RSVP session between H3 and   H4.   When an end-to-end RSVP session crosses a RSVP-capable tunnel, there   are two cases to consider in designing mechanisms to support an end-   to-end reservation over the tunnel: mapping the E2E session to an   existing tunnel RSVP session (type 2 tunnel), and dynamically   creating a new tunnel RSVP session for each end-to-end session (typeTerzis, et al.              Standards Track                     [Page 5]

RFC 2746             RSVP Operation Over IP Tunnels         January 2000   3 tunnel).  In either case, the picture looks like a recursive   application of RSVP.  The tunnel RSVP session views the two tunnel   endpoints as two end hosts with a unicast Fixed-Filter style   reservation in between.  The original, end-to-end RSVP session views   the tunnel as a single (logical) link on the path between the   source(s) and destination(s).   Note that in practice a tunnel may combine type 2 and type 3   characteristics. Some end-to-end RSVP sessions may trigger the   creation of new tunnel sessions, while others may be mapped into an   existing tunnel RSVP session. The choice of how an end-to-end session   is treated at the tunnel is a matter of local policy.   When an end-to-end RSVP session crosses a RSVP-capable tunnel, it is   necessary to coordinate the actions of the two RSVP sessions, to   determine whether or when the tunnel RSVP session should be created   and torn down, and to correctly transfer error and ADSPEC information   between the two RSVP sessions.  We made the following design   decision:      * End-to-end RSVP control messages being forwarded through a        tunnel are encapsulated in the same way as normal IP packets,        e.g. being wrapped with the tunnel IP header only, specifying        the tunnel entry point as source and the exit point as        destination.2.3.  Major Issues   As IP-in-IP tunnels are being used more widely for network traffic   management purposes, it is clear we must support type 2 tunnels   (tunnel reservation for aggregate end-to-end sessions).  Furthermore,   these type 2 tunnels should allow more than one (configurable,   static) reservation to be used at once, to support different traffic   classes within the tunnel. Whether it is necessary to support type 3   tunnels (dynamic per end-to-end session tunnel reservation) is a   policy issue that should be left open.  Our design supports both   cases.   If there is only one RSVP session configured over a tunnel, then all   the end-to-end RSVP sessions (that are allowed to use this tunnel   session) will be bound to this configured tunnel session.  However   when more than one RSVP session is in use over an IP tunnel, a second   design issue is how the association, or binding, between an original   RSVP reservation and a tunnel reservation is created and conveyed   from one end of the tunnel to the other. The entry router Rentry and   the exit router Rexit must agree on these associations so thatTerzis, et al.              Standards Track                     [Page 6]

RFC 2746             RSVP Operation Over IP Tunnels         January 2000   changes in the original reservation state can be correctly mapped   into changes in the tunnel reservation state, and that errors   reported by intermediate routers to the tunnel end points can be   correctly transformed into errors reported by the tunnel endpoints to   the end-to-end RSVP session.   We require that this same association mechanism work for both the   case of bundled reservation over a tunnel (type 2 tunnel), and the   case of one-to-one mapping between original and tunnel reservations   (type 3 tunnel). In our scheme the association is created when a   tunnel entry point first sees an end-to-end session's RESV message   and either sets up a new tunnel session, or adds to an existing   tunnel session.  This new association must be conveyed to Rexit, so   that Rexit can reserve resources for the end-to-end sessions inside   the tunnel. This information includes the identifier and certain   parameters of the tunnel session, and the identifier of the end-to-   end session to which the tunnel session is being bound. In our   scheme, all RSVP sessions between the same two routers Rentry and   Rexit will have identical values for source IP address, destination   IP address, and destination UDP port number. An individual session is   identified primarily by the source port value.   We identified three possible choices for a binding mechanism:      1. Define a new RSVP message that is exchanged only between two         tunnel end points to convey the binding information.      2. Define a new RSVP object to be attached to end-to-end PATH         messages at Rentry, associating the end-to-end session with one         of the tunnel sessions. This new object is interpreted by Rexit         associating the end-to-end session with one of the tunnel         sessions generated at Rentry.      3. Apply the same UDP encapsulation to the end-to-end PATH         messages as to data packets of the session.  When Rexit         decapsulates the PATH message, it deduces the relation between         the source UDP port used in the encapsulation and the RSVP         session that is specified in the original PATH message.Terzis, et al.              Standards Track                     [Page 7]

RFC 2746             RSVP Operation Over IP Tunnels         January 2000   The last approach above does not require any new design.  However it   requires additional resources to be reserved for PATH messages (since   they are now subject to the tunnel reservation).  It also requires a   priori knowledge of whether Rexit supports RSVP over tunnels by UDP   encapsulation.  If Rentry encapsulates all the end-to-end PATH   messages with the UDP encapsulation, but Rexit does not understand   this encapsulation, then the encapsulated PATH messages will be lost   at Rexit.   On the other hand, options (1) and (2) can handle this case   transparently.  They allow Rexit to pass on end-to-end PATHs received   via the tunnel (because they are decapsulated normally), while   throwing away the tunnel PATHs, all without any additional   configuration.  We chose Option (2) because it is simpler.  We   describe this object in the following section.   Packet exchanges must follow the following constraints:      1. Rentry encapsulates and sends end-to-end PATH messages over the         tunnel to Rexit where they get decapsulated and forwarded         downstream.      2. When a corresponding end-to-end RESV message arrives at Rexit,         Rexit encapsulates it and sends it to Rentry.      3. Based on some or all of the information in the end-to-end PATH         messages, the flowspec in the end-to-end RESV message and local         policies, Rentry decides if and how to map the end-to-end         session to a tunnel session.      4. If the end-to-end session should be mapped to a tunnel session,         Rentry either sends a PATH message for a new tunnel session or         updates an existing one.      5. Rentry sends a E2E Path containing a SESSION_ASSOC object         associating the end-to-end session with the tunnel session         above.  Rexit records the association and removes the object         before forwarding the Path message further.      6. Rexit responds to the tunnel PATH message by sending a tunnel         RESV message, reserving resources inside the tunnel.      7. Rentry UDP-encapsulates arriving packets only if a         corresponding tunnel session reservation is actually in place         for the packets.Terzis, et al.              Standards Track                     [Page 8]

RFC 2746             RSVP Operation Over IP Tunnels         January 20002.3.1.  SESSION_ASSOC Object   The new object, called SESSION_ASSOC, is defined with the following   format:    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+    |          length               |  class        |     c-type    |    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+    |                                                               |    |          SESSION object  (for the end-to-end session)         |    |                                                               |    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+    |                                                               |    |           Sender FILTER-SPEC (for the tunnel session)         |    |                                                               |    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+                           SESSION_ASSOC Object   Length      This field contains the size of the SESSION_ASSOC object in bytes.   Class      Should be 192.   Ctype      Should be sent as zero and ignored on receipt.   SESSION object      The end-to-end SESSION contained in the object is to be mapped to      the tunnel session described by the Sender FILTER-SPEC defined      below.   Sender FILTER-SPEC      This is the tunnel session that the above mentioned end-to-end      session maps to over the tunnel. As we mentioned above, a tunnel      session is identified primarily by source port. This is why we use      a Sender Filter-Spec for the tunnel session, in the place of a      SESSION object.Terzis, et al.              Standards Track                     [Page 9]

RFC 2746             RSVP Operation Over IP Tunnels         January 20002.3.2.  NODE_CHAR Object   There has to be a way (other than through configuration) for Rexit to   communicate to Rentry the fact that it is a tunnel endpoint   supporting the scheme described in this document. We have defined for   this reason a new object, called NODE_CHAR, carrying this   information. If a node receives this object but does not understand   it, it should drop it without producing any error report. Objects   with Class-Num = 10bbbbbb (`b' represents a bit), as defined in the   RSVP specification [RFC2205], have the characteristics we need. While   for now this object only carries one bit of information, it can be   used in the future to describe other characteristics of an RSVP   capable node that are not part of the original RSVP specification.   The object NODE_CHAR has the following format:    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+    |          length               |  class        |     c-type    |    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+    |                         Reserved                            |T|    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   Length      This field contains the size of the NODE_CHAR object in bytes. It      should be set to eight.   Class      An appropriate value should be assigned by the IANA. We propose      this value to be 128.   Ctype      Should be sent as zero and ignored on receipt.   T bit      This bit shows that the node is a RSVP-tunnel capable node.   When Rexit receives an end-to-end reservation, it appends a NODE_CHAR   object with the T bit set, to the RESV object, it encapsulates it and   sends it to Rentry. When Rentry receives this RESV message it deduces   that Rexit implements the mechanism described here and so it creates   or adjusts a tunnel session and associates the tunnel session to the   end-to-end session via a SESSION_ASSOC object. Rentry should remove   the NODE_CHAR object, before forwarding the RESV message upstream. IfTerzis, et al.              Standards Track                    [Page 10]

RFC 2746             RSVP Operation Over IP Tunnels         January 2000   on the other hand, Rentry does not support the RSVP Tunnels mechanism   it would simply ignore the NODE_CHAR object and not forward it   further upstream.3.  Implementation   In this section we discuss several cases separately, starting from   the simplest scenario and moving to the more complex ones.3.1.  Single Configured RSVP Session over an IP-in-IP Tunnel   Treating the two tunnel endpoints as a source and destination host,   one easily sets up a FF-style reservation in between.  Now the   question is what kind of filterspec to use for the tunnel   reservation, which directly relates to how packets get encapsulated   over the tunnel.  We discuss two cases below.3.1.1.  In the Absence of End-to-End RSVP Session   In the case where all the packets traversing a tunnel use the   reserved resources, the current IP-in-IP encapsulation could be used.   The RSVP session over the tunnel would simply specify a FF style   reservation (with zero port number) with Rentry as the source address   and Rexit as the destination address.   However if only some of the packets traversing the tunnel should   benefit from the reservation, we must encapsulate the qualified   packets in IP and UDP. This allows intermediate routers to use   standard RSVP filterspec handling, without having to know about the   existence of tunnels.   Rather than supporting both cases we choose to simplify   implementations by requiring all data packets using reservations to   be encapsulated with an outer IP and UDP header. This reduces special   case checking and handling.3.1.2.  In the Presence of End-to-End RSVP Session(s)   According to the tunnel control policies, installed through some   management interface, some or all end-to-end RSVP sessions may be   allowed to map to the single RSVP session over the tunnel.  In this   case there is no need to provide dynamic binding information between   end-to-end sessions and the tunnel session, given that the tunnel   session is unique and pre-configured, and therefore well-known.   Binding multiple end-to-end sessions to one tunnel session, however,   raises a new question of when and how the size of the tunnel   reservation should be adjusted to accommodate the end-to-end sessionsTerzis, et al.              Standards Track                    [Page 11]

RFC 2746             RSVP Operation Over IP Tunnels         January 2000   mapped onto it.  Again the tunnel manager makes such policy decision.   Several scenarios are possible. In the first, the tunnel reservation   is never adjusted. This makes the tunnel the rough equivalent of a   fixed-capacity hardware link. In the second, the tunnel reservation   is adjusted whenever a new end-to-end reservation arrives or an old   one is torn down. In the third, the tunnel reservation is adjusted   upwards or downwards occasionally, whenever the end-to-end   reservation level has changed enough to warrant the adjustment. This   trades off extra resource usage in the tunnel for reduced control   traffic and overhead.   We call a tunnel whose reservation cannot be adjusted a "hard pipe",   as opposed to a "soft pipe" where the amount of resources allocated   is adjustable.Section 5.2 explains how the adjustment can be carried   out for soft pipes.3.2.  Multiple Configured RSVP Sessions over an IP-in-IP Tunnel   It is straightforward to build on the case of a single configured   RSVP session over a tunnel by setting up multiple FF-style   reservations between the two tunnel endpoints using a management   interface.  In this case Rentry must carefully encapsulate data   packets with the proper UDP port numbers, so that packets belonging   to different tunnel sessions will be distinguished by the   intermediate RSVP routers.  Note that this case and the one described   before describe what we call type 2 tunnels.3.2.1.  In the Absence of End-to-End RSVP Session   Nothing more needs to be said in this case. Rentry classifies the   packets and encapsulates them accordingly. Packets with no   reservations are encapsulated with an outer IP header only, while   packets qualified for reservations are encapsulated with a UDP header   as well as an IP header. The UDP source port value should be properly   set to map to the corresponding tunnel reservation the packet is   supposed to use.3.2.2.  In the Presence of End-to-End RSVP Session(s)   Since in this case, there is more than one RSVP session operating   over the tunnel, one must explicitly bind each end-to-end RSVP   session to its corresponding tunnel session.  As discussed   previously, this binding will be provided by the new SESSION_ASSOC   object carried by the end-to-end PATH messages.Terzis, et al.              Standards Track                    [Page 12]

RFC 2746             RSVP Operation Over IP Tunnels         January 20003.3.  Dynamically Created Tunnel RSVP Sessions   This is the case of a type 3 tunnel. The only differences between   this case and that ofSection 4.2 are that:      - The tunnel session is created when a new end-to-end session        shows up.      - There is a one-to-one mapping between the end-to-end and tunnel        RSVP sessions, as opposed to possibly many-to-one mapping that        is allowed in the case described inSection 4.2.4.  RSVP Messages handling over an IP-in-IP Tunnel4.1.  RSVP Messages for Configured Session(s) Over A Tunnel   Here one or more RSVP sessions are set up over a tunnel through a   management interface.  The session reservation parameters never   change for a "hard pipe" tunnel. The reservation parameters may   change for a "soft pipe" tunnel. Tunnel session PATH messages   generated by Rentry are addressed to Rexit, where they are processed   and deleted.4.2.  Handling of RSVP Messages at Tunnel Endpoints4.2.1.  Handling End-to-End PATH Messages at Rentry   When forwarding an end-to-end PATH message, a router acting as the   tunnel entry point, Rentry, takes the following actions depending on   the end-to-end session mentioned in the PATH message. There are two   possible cases:      1. The end-to-end PATH message is a refresh of a previously known         end-to-end session.      2. The end-to-end PATH message is from a new end-to-end session.   If the PATH message is a refresh of a previously known end-to-end   session, then Rentry refreshes the Path state of the end-to-end   session and checks to see if this session is mapped to a tunnel   session. If this is the case, then when Rentry refreshes the end-to-   end session, it includes in the end-to-end PATH message a   SESSION_ASSOC object linking this session to its corresponding tunnel   session It then encapsulates the end-to-end PATH message and sends it   over the tunnel to Rexit. If the tunnel session was dynamically   created, the end-to-end PATH message serves as a refresh for the   local tunnel state at Rentry as well as for the end-to-end session.Terzis, et al.              Standards Track                    [Page 13]

RFC 2746             RSVP Operation Over IP Tunnels         January 2000   Otherwise, if the PATH message is from a new end-to-end session that   has not yet been mapped to a tunnel session, Rentry creates Path   state for this new session setting the outgoing interface to be the   tunnel interface. After that, Rentry encapsulates the PATH message   and sends it to Rexit without adding a SESSION_ASSOC message.   When an end-to-end PATH TEAR is received by Rentry, this node   encapsulates and forwards the message to Rexit. If this end-to-end   session has a one-to-one mapping to a tunnel session or if this is   the last one of the many end-to-end sessions mapping to a tunnel   session, Rentry tears down the tunnel session by sending a PATH TEAR   for that session to Rexit. If, on the other hand, there are remaining   end-to-end sessions mapping to the tunnel session, then Rentry sends   a tunnel PATH message adjusting the Tspec of the tunnel session.4.2.2.  Handling End-to-End PATH Messages at Rexit   Encapsulated end-to-end PATH messages are decapsulated and processed   at Rexit. Depending on whether the end-to-end PATH message contains a   SESSION_ASSOC object or not, Rexit takes the following steps:      1. If the end-to-end PATH message does not contain a SESSION_ASSOC         object, then Rentry sets the Non_RSVP flag at the Path state         stored for this end-to-end sender, sets the global break bit in         the ADSPEC and forwards the packets downstream. Alternatively,         if tunnel sessions exist and none of them has the Non_RSVP flag         set, Rexit can pick the worst-case Path ADSPEC params from the         existing tunnel sessions and update the end-to-end ADSPEC using         these values. This is a conservative estimation of the composed         ADSPEC but it has the benefit of avoiding to set the break bit         in the end-to-end ADSPEC before mapping information is         available. In this case the Non_RSVP flag at the end-to-end         Path state is not set.      2. If the PATH message contains a SESSION_ASSOC object and no         association for this end-to-end session already exists, then         Rexit records the association between the end-to-end session         and the tunnel session described by the object. If the end-to-         end PATH arrives early before the tunnel PATH message arrives         then it creates PATH state at Rexit for the tunnel session.         When the actual PATH message for the tunnel session arrives it         is treated as an update of the existing PATH state and it         updates any information missing. We believe that this situation         is another transient along with the others existing in RSVP and         that it does not have any long-term effects on the correct         operation of the mechanism described here.Terzis, et al.              Standards Track                    [Page 14]

RFC 2746             RSVP Operation Over IP Tunnels         January 2000         Before further forwarding the message to the next hop along the         path to the destination, Rexit finds the corresponding tunnel         session's recorded state and turns on Non_RSVP flag in the         end-to-end Path state if the Non_RSVP bit was turned on for the         tunnel session.  If the end-to-end PATH message carries an         ADSPEC object, Rexit performs composition of the         characterization parameters contained in the ADSPEC. It does         this by considering the tunnel session's overall (composed)         characterization parameters as the local parameters for the         logical link implemented by the tunnel, and composing these         parameters with those in the end-to-end ADSPEC by executing         each parameter's defined composition function. In the logical         link's characterization parameters, the minimum path latency         may take into account the encapsulation/decapsulation delay and         the bandwidth estimate can represent the decrease in available         bandwidth caused by the addition of the extra UDP header.         ADSPECs and composition functions are discussed in great detail         in [RFC2210].         If the end-to-end session has reservation state, while no         reservation state for the matching tunnel session exists, Rexit         send a tunnel RESV message to Rentry matching the reservation         in the end-to-end session.   If Rentry does not support RSVP tunneling, then Rexit will have no   PATH state for the tunnel. In this case Rexit simply turns on the   global break bit in the decapsulated end-to-end PATH message and   forwards it.4.2.3.  Handling End-to-End RESV Messages at Rexit   When forwarding a RESV message upstream, a router serving as the exit   router, Rexit, may discover that one of the upstream interfaces is a   tunnel.  In this case the router performs a number of tests.   Step 1: Rexit must determine if there is a tunnel session bound to   the end-to-end session given in the RESV message.  If not, the tunnel   is treated as a non-RSVP link, Rexit appends a NODE_CHAR object with   the T bit set, to the RESV message and forwards it over the tunnel   interface (where it is encapsulated as a normal IP datagram and   forwarded towards Rentry).   Step 2: If a bound tunnel session is found, Rexit checks to see if a   reservation is already in place for the tunnel session bound to the   end-to-end session given in the RESV message. If the arriving end-   to-end RESV message is a refresh of existing RESV state, then Rexit   sends the original RESV through tunnel interface (after adding the   NODE_CHAR object). For dynamic tunnel sessions, the end-to-end RESVTerzis, et al.              Standards Track                    [Page 15]

RFC 2746             RSVP Operation Over IP Tunnels         January 2000   message acts as a refresh for the tunnel session reservation state,   while for configured tunnel sessions, reservation state never   expires.   If the arriving end-to-end RESV message causes a change in the end-   to-end RESV flowspec parameters, it may also trigger an attempt to   change the tunnel session's flowspec parameters.  In this case Rexit   sends a tunnel session RESV, including a RESV_CONFIRM object.   In the case of a "hard pipe" tunnel, a new end-to-end reservation or   change in the level of resources requested by an existing reservation   may cause the total resource level needed by the end-to-end   reservations to exceed the level of resources reserved by the tunnel   reservation. This event should be treated as an admission control   failure, identically to the case where RSVP requests exceed the level   of resources available over a hardware link. A RESV_ERR message with   Error Code set to 01 (Admission Control failure), should be sent back   to the originator of the end-to-end RESV message.   If a RESV CONFIRM response arrives, the original RESV is encapsulated   and sent through the tunnel. If the updated tunnel reservation fails,   Rexit must send a RESV ERR to the originator of the end-to-end RESV   message, using the error code and value fields from the ERROR_SPEC   object of the received tunnel session RESV ERR message. Note that the   pre-existing reservations through the tunnel stay in place. Rexit   continues refreshing the tunnel RESV using the old flowspec.   Tunnel session state for a "soft pipe" may also be adjusted when an   end-to-end reservation is deleted.  The tunnel session gets reduced   whenever one of the end-to-end sessions using the tunnel goes away   (or gets reduced itself). However even when the last end-to-end   session bound to that tunnel goes away, the configured tunnel session   remains active, perhaps with a configured minimal flowspec.   Note that it will often be appropriate to use some hysteresis in the   adjustment of the tunnel reservation parameters, rather than   adjusting the tunnel reservation up and down with each arriving or   departing end-to-end reservation.  Doing this will require the tunnel   exit router to keep track of the resources allocated to the tunnel   (the tunnel flowspec) and the resources actually in use by end-to-end   reservations (the sum or statistical sum of the end-to-end   reservation flowspecs) separately.   When an end-to-end RESV TEAR is received by Rexit, it encapsulates   and forwards the message to Rentry. If the end-to-end session had   created a dynamic tunnel session, then a RESV TEAR for the   corresponding tunnel session is send by Rexit.Terzis, et al.              Standards Track                    [Page 16]

RFC 2746             RSVP Operation Over IP Tunnels         January 20004.2.4.  Handling of End-to-End RESV Messages at Rentry.   If the RESV message received is a refresh of an existing reservation   then Rentry updates the reservation state and forwards the message   upstream. On the other hand, if this is the first RESV message for   this end-to-end session and a NODE_CHAR object with the T bit set is   present, Rentry should initiate the mapping between this end-to-end   session and some (possibly new) tunnel session. This mapping is based   on some or all of the contents of the end-to-end PATH message, the   contents of the end-to-end RESV message, and local policies. For   example, there could be different tunnel sessions based on the   bandwidth or delay requirements of end-to-end sessions)   If Rentry decides that this end-to-end session should be mapped to an   existing configured tunnel session, it binds this end-to-end session   to that tunnel session.   If this end-to-end RSVP session is allowed to set up a new tunnel   session, Rentry sets up tunnel session PATH state as if it were a   source of data by starting to send tunnel-session PATH messages to   Rexit, which is treated as the unicast destination of the data. The   Tspec in this new PATH message is computed from the original PATH   message by adjusting the Tspec parameters to include the tunnel   overhead of the encapsulation of data packets. In this case Rentry   should also send a PATH message from the end-to-end session this time   containing the SESSION_ASSOC object linking the two sessions. The   receipt of this PATH message by Rexit will trigger an update of the   end-to-end Path state which in turn will have the effect of Rexit   sending a tunnel RESV message, allocating resources inside the   tunnel.   The last case is when the end-to-end session is not allowed to use   the tunnel resources. In this case no association is created between   this end-to-end session and a tunnel session and no new tunnel   session is created.   One limitation of our scheme is that the first RESV message of an   end-to-end session determines the mapping between that end-to-end   session and its corresponding session over the tunnel. Moreover as   long as the reservation is active this mapping cannot change.Terzis, et al.              Standards Track                    [Page 17]

RFC 2746             RSVP Operation Over IP Tunnels         January 20005.  Forwarding Data   When data packets arrive at the tunnel entry point Rentry, Rentry   must decide whether to forward the packets using the normal IP-in-IP   tunnel encapsulation or the IP+UDP encapsulation expected by the   tunnel session.  This decision is made by determining whether there   is a resource reservation (not just PATH state) actually in place for   the tunnel session bound to the arriving packet, that is, whether the   packet matches any active filterspec.   If a reservation is in place, it means that both Rentry and Rexit are   RSVP-tunneling aware routers, and the data will be correctly   decapsulated at Rexit.   If no tunnel session reservation is in place, the data should be   encapsulated in the tunnel's normal format, regardless of whether   end-to-end PATH state covering the data is present.6.  Details6.1.  Selecting UDP port numbers   There may be multiple end-to-end RSVP sessions between the two end   points Rentry and Rexit. These sessions are distinguished by the   source UDP port. Other components of the session ID, the source and   destination IP addresses and the destination UDP port, are identical   for all such sessions.   The source UDP port is chosen by the tunnel entry point Rentry when   it establishes the initial PATH state for a new tunnel session. The   source UDP port associated with the new session is then conveyed to   Rexit by the SESSION_ASSOC object.   The destination UDP port used in tunnel sessions should the one   assigned by IANA (363).6.2.  Error Reporting   When a tunnel session PATH message encounters an error, it is   reported back to Rentry. Rentry must relay the error report back to   the original source of the end-to-end session.   When a tunnel session RESV request fails, an error message is   returned to Rexit. Rexit must treat this as an error in crossing the   logical link (the tunnel) and forward the error message back to the   end host.Terzis, et al.              Standards Track                    [Page 18]

RFC 2746             RSVP Operation Over IP Tunnels         January 20006.3.  MTU Discovery   Since the UDP encapsulated packets should not be fragmented, tunnel   entry routers must support tunnel MTU discovery as discussed in   section 5.1 of [IP4INIP4]. Alternatively, the Path MTU Discovery   mechanism discussed inRFC 2210 [RFC2210] can be used.6.4.  Tspec and Flowspec Calculations   As multiple End-to-End sessions can be mapped to a single tunnel   session, there is the need to compute the aggregate Tspec of all the   senders of those End-to-End sessions. This aggregate Tspec will the   Tspec of the representative tunnel session. The same operation needs   to be performed for flowspecs of End-to-End reservations arriving at   Rexit.   The semantics of these operations are not addressed here.  The   simplest way to do them is to compute a sum of the end-to-end Tspecs,   as is defined in the specifications of the Controlled-Load and   Guaranteed services (found at [RFC2211] and [RFC2212] respectively).   However, it may also be appropriate to compute the aggregate   reservation level for the tunnel using a more sophisticated   statistical or measurement-based computation.7.  IPSEC Tunnels   In the case where the IP-in-IP tunnel supports IPSEC (especially ESP   in Tunnel-Mode with or without AH) then the Tunnel Session uses the   GPI SESSION and GPI SENDER_TEMPLATE/FILTER_SPEC as defined in   [RSVPESP] for the PATH and RESV messages.   Data packets are not encapsulated with a UDP header since the SPI can   be used by the intermediate nodes for classification purposes.   Notice that user oriented keying must be used between Rentry and   Rexit, so that different SPIs are assigned to data packets that have   reservation and "best effort" packets, as well as packets that belong   to different Tunnel Sessions if those are supported.8.  RSVP Support for Multicast and Multipoint Tunnels   The mechanisms described above are useful for unicast tunnels.   Unicast tunnels provide logical point-to-point links in the IP   infrastructure, though they may encapsulate and carry either unicast   or multicast traffic between those points.Terzis, et al.              Standards Track                    [Page 19]

RFC 2746             RSVP Operation Over IP Tunnels         January 2000   Two other types of tunnels may be imagined.  The first of these is a   "multicast" tunnel.  In this type of tunnel, packets arriving at an   entry point are encapsulated and transported (multicast) to -all- of   the exit points.  This sort of tunnel might prove useful for   implementing a hierarchical multicast distribution network, or for   emulating efficiently some portion of a native multicast distribution   tree.   A second possible type of tunnel is the "multipoint" tunnel. In this   type of tunnel, packets arriving at an entry point are normally   encapsulated and transported to -one- of the exit points, according   to some route selection algorithm.   This type of tunnel differs from all previous types in that the '   shape' of the usual data distribution path does not match the 'shape'   of the tunnel.  The topology of the tunnel does not by itself define   the data transmission function that the tunnel performs.  Instead,   the tunnel becomes a way to express some shared property of the set   of connected tunnel endpoints.  For example, the "tunnel" may be used   to create and embed a logical shared broadcast network within some   larger network.  In this case the tunnel endpoints are the nodes   connected to the logical shared broadcast network.  Data traffic may   be unicast between two such nodes, broadcast to all connected nodes,   or multicast between some subset of the connected nodes.  The tunnel   itself is used to define a domain in which to manage routing and   resource management - essentially a virtual private network.   Note that while a VPN of this form can always be implemented using a   multicast tunnel to emulate the broadcast medium, this approach will   be very inefficient in the case of wide area VPNs, and a multipoint   tunnel with appropriate control mechanisms will be preferable.   The following paragraphs provide some brief commentary on the use of   RSVP in these situations. Future versions of this note will provide   more concrete details and specifications.   Using RSVP to provide resource management over a multicast tunnel is   relatively straightforward. As in the unicast case, one or more RSVP   sessions may be used, and end-to-end RSVP sessions may be mapped onto   tunnel RSVP sessions on a many-to-one or one-to-one basis. Unlike the   unicast, case, however, the mapping is complicated by RSVP's   heterogeneity semantics. If different receivers have made different   reservation requests, it may be that the RESV messages arriving at   the tunnel would logically map the receiver's requests to different   tunnel sessions. Since the data can actually be placed into only one   session, the choice of session must be reconciled (merged) to select   the one that will meet the needs of all applications. This requires a   relatively simple extension to the session mapping mechanism.Terzis, et al.              Standards Track                    [Page 20]

RFC 2746             RSVP Operation Over IP Tunnels         January 2000   Use of RSVP to support multipoint tunnels is somewhat more difficult.   In this case, the goal is to give the tunnel as a whole a specific   level of resources. For example, we may wish to emulate a "logical   shared 10 megabit Ethernet" rather than a "logical shared Ethernet".   However, the problem is complicated by the fact that in this type of   tunnel the data does not always go to all tunnel endpoints. This   implies that we cannot use the destination address of the   encapsulated packets as part of the packet classification filter,   because the destination address will vary for different packets   within the tunnel.   This implies the need for an extension to current RSVP session   semantics in which the Session ID (destination IP address) is used   -only- to identify the session state within network nodes, but is not   used to classify packets.  Other than this, the use of RSVP for   multipoint tunnels follows that of multicast tunnels. A multicast   group is created to represent the set of nodes that are tunnel   endpoints, and one or more tunnel RSVP sessions are created to   reserve resources for the encapsulated packets. In the case of a   tunnel implementing a simple VPN, it is most likely that there will   be one session to reserve resources for the whole VPN. Each tunnel   endpoint will participate both as a source of PATH messages and a   source of (FF or SE) RESV messages for this single session,   effectively creating a single shared reservation for the entire   logical shared medium. Tunnel endpoints MUST NOT make wildcard   reservations over multipoint tunnels.9.  Extensions to the RSVP/Routing Interface   The RSVP specification [RFC2205] states that through the RSVP/Routing   Interface, the RSVP daemon must be able to learn the list of local   interfaces along with their IP addresses. In the RSVP Tunnels case,   the RSVP daemon needs also to learn which of the local interface(s)   is (are) IP-in-IP tunnel(s) having the capabilities described here.   The RSVP daemon can acquire this information, either by directly   querying the underlying network and physical layers or by using any   existing interface between RSVP and the routing protocol properly   extended to provide this information.Terzis, et al.              Standards Track                    [Page 21]

RFC 2746             RSVP Operation Over IP Tunnels         January 200010.  Security Considerations   The introduction of RSVP Tunnels raises no new security issues other   than those associated with the use of RSVP and tunnels. Regarding   RSVP, the major issue is the need to control and authenticate access   to enhanced qualities of service. This requirement is discussed   further in [RFC2205]. [RSVPCRYPTO] describes the mechanism used to   protect the integrity of RSVP messages carrying the information   described here.  The security issues associated with IP-in-IP tunnels   are discussed in [IPINIP4] and [IPV6GEN].11.  IANA Considerations   IANA should assign a Class number for the NODE_CHAR object defined inSection 3.3.2. This number should be in the 10bbbbbb range. The   suggested value is 128.12.  Acknowledgments   We thank Bob Braden for his insightful comments that helped us to   produce this updated version of the document.13.  References   [ESP]        Atkinson, R., "IP Encapsulating Security Payload (ESP)",RFC 1827, August 1995.   [IP4INIP4]   Perkins, C., "IP Encapsulation within IP",RFC 2003,                October 1996.   [IPV6GEN]    Conta, A. and S. Deering, "Generic Packet Tunneling in                IPv6 Specification",RFC 2473, December 1998.   [MINENC]     Perkins, C., "Minimal Encapsulation within IP",RFC2004, October 1996.   [RFC1701]    Hanks, S., Li, T., Farinacci, D. and P. Traina, "Generic                Routing Encapsulation (GRE)",RFC 1701, October 1994.   [RFC1702]    Hanks, S., Li, T., Farinacci, D. and P. Traina, "Generic                Routing Encapsulation over IPv4 Networks",RFC 1702,                October 1994.   [RFC1933]    Gilligan, R. and E. Nordmark, "Transition Mechanisms for                IPv6 Hosts and Routers",RFC 1933, April 1996.Terzis, et al.              Standards Track                    [Page 22]

RFC 2746             RSVP Operation Over IP Tunnels         January 2000   [RFC2210]    Wroclawski, J., "The Use of RSVP with IETF Integrated                Services",RFC 2210, September 1997.   [RFC2211]    Wroclawski, J., "Specification of the Controlled-Load                Network Element Service",RFC 2211, September 1997.   [RFC2212]    Shenker, S., Partridge, C. and R. Guerin, "Specification                of the Guaranteed Quality of Service",RFC 2212,                September 1997.   [RFC2205]    Braden, R., Zhang, L., Berson, S., Herzog, S. and S.                Jamin, "Resource ReSerVation Protocol (RSVP) -- Version                1 Functional Specification",RFC 2205, September 1997.   [RSVPESP]    Berger, L. and T. O'Malley, "RSVP Extensions for IPSEC                Data Flows",RFC 2207, September 1997.   [RSVPCRYPTO] Baker, F., Lindell, B. and M. Talwar, "RSVP                Cryptographic Authentication",RFC 2747, January 2000.Terzis, et al.              Standards Track                    [Page 23]

RFC 2746             RSVP Operation Over IP Tunnels         January 200014.  Authors' Addresses   John Krawczyk   ArrowPoint Communications   50 Nagog Park   Acton, MA 01720   Phone: 978-206-3027   EMail:  jj@arrowpoint.com   John Wroclawski   MIT Laboratory for Computer Science   545 Technology Sq.   Cambridge, MA  02139   Phone: 617-253-7885   Fax:   617-253-2673   EMail: jtw@lcs.mit.edu   Lixia Zhang   UCLA   4531G Boelter Hall   Los Angeles, CA  90095   Phone: 310-825-2695   EMail: lixia@cs.ucla.edu   Andreas Terzis   UCLA   4677 Boelter Hall   Los Angeles, CA 90095   Phone: 310-267-2190   EMail: terzis@cs.ucla.eduTerzis, et al.              Standards Track                    [Page 24]

RFC 2746             RSVP Operation Over IP Tunnels         January 200015.  Full Copyright Statement   Copyright (C) The Internet Society (2000).  All Rights Reserved.   This document and translations of it may be copied and furnished to   others, and derivative works that comment on or otherwise explain it   or assist in its implementation may be prepared, copied, published   and distributed, in whole or in part, without restriction of any   kind, provided that the above copyright notice and this paragraph are   included on all such copies and derivative works.  However, this   document itself may not be modified in any way, such as by removing   the copyright notice or references to the Internet Society or other   Internet organizations, except as needed for the purpose of   developing Internet standards in which case the procedures for   copyrights defined in the Internet Standards process must be   followed, or as required to translate it into languages other than   English.   The limited permissions granted above are perpetual and will not be   revoked by the Internet Society or its successors or assigns.   This document and the information contained herein is provided on an   "AS IS" basis and THE INTERNET SOCIETY AND THE INTERNET ENGINEERING   TASK FORCE DISCLAIMS ALL WARRANTIES, EXPRESS OR IMPLIED, INCLUDING   BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE INFORMATION   HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED WARRANTIES OF   MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.Acknowledgement   Funding for the RFC Editor function is currently provided by the   Internet Society.Terzis, et al.              Standards Track                    [Page 25]

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