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Network Working Group                                          L. BergerRequest for Comments: 2380                                  FORE SystemsCategory: Standards Track                                    August 1998RSVP over ATM Implementation RequirementsStatus of this Memo   This document specifies an Internet standards track protocol for the   Internet community, and requests discussion and suggestions for   improvements.  Please refer to the current edition of the "Internet   Official Protocol Standards" (STD 1) for the standardization state   and status of this protocol.  Distribution of this memo is unlimited.Copyright Notice   Copyright (C) The Internet Society (1998).  All Rights Reserved.Abstract   This memo presents specific implementation requirements for running   RSVP over ATM switched virtual circuits (SVCs).  It presents   requirements that ensure interoperability between multiple   implementations and conformance to the RSVP and Integrated Services   specifications.  A separate document [5] provides specific guidelines   for running over today's ATM networks.  The general problem is   discussed in [9].   Integrated Services to ATM service mappings are   covered in [6].  The full set of documents present the background and   information needed to implement Integrated Services and RSVP over   ATM.Table of Contents1. Introduction .................................................21.1 Terms ....................................................21.2 Assumptions ..............................................32. General RSVP Session Support .................................42.1 RSVP Message VC Usage ....................................42.2 VC Initiation ............................................42.3 VC Teardown ..............................................52.4 Dynamic QoS ..............................................62.5 Encapsulation ............................................63. Multicast RSVP Session Support ...............................73.1 Data VC Management for Heterogeneous Sessions ............73.2 Multicast End-Point Identification .......................83.3 Multicast Data Distribution ..............................93.4 Receiver Transitions .....................................11Berger                      Standards Track                     [Page 1]

RFC 2380       RSVP over ATM Implementation Requirements     August 19984. Security Considerations ......................................115. Acknowledgments ..............................................116. Author's Address .............................................12   REFERENCES ......................................................13   FULL COPYRIGHT STATEMENT ........................................141. Introduction   This memo discusses running IP over ATM in an environment where SVCs   are used to support QoS flows and RSVP is used as the internet level   QoS signaling protocol.  It applies when using CLIP/ION, LANE2.0 and   MPOA [4] methods for supporting IP over ATM.  The general issues   related to running RSVP [8] over ATM have been covered in several   papers including [9] and other earlier work.  This document is   intended as a companion to [9,5].  The reader should be familiar with   both documents.   This document defines the specific requirements for implementations   using ATM UNI3.x and 4.0.  These requirements must be adhered to by   all RSVP over ATM implementations to ensure interoperability.   Further recommendations to guide implementers of RSVP over ATM are   provided in [5].   The rest of this section will define terms and assumptions.Section 2   will cover implementation guidelines common to all RSVP session.Section 3 will cover implementation guidelines specific to multicast   sessions.1.1 Terms   The terms "reservation" and "flow" are used in many contexts, often   with different meaning.  These terms are used in this document with   the following meaning:   o    Reservation is used in this document to refer to an RSVP        initiated request for resources.  RSVP initiates requests for        resources based on RESV message processing.  RESV messages that        simply refresh state do not trigger resource requests.  Resource        requests may be made based on RSVP sessions and RSVP reservation        styles. RSVP styles dictate whether the reserved resources are        used by one sender or shared by multiple senders.  See [8] for        details of each. Each new request is referred to in this        document as an RSVP reservation, or simply reservation.Berger                      Standards Track                     [Page 2]

RFC 2380       RSVP over ATM Implementation Requirements     August 1998   o    Flow is used to refer to the data traffic associated with a        particular reservation.  The specific meaning of flow is RSVP        style dependent.  For shared style reservations, there is one        flow per session.  For distinct style reservations, there is one        flow per sender (per session).   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",   "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this   document are to be interpreted as described inRFC 2119 [7].1.2 Assumptions   The following assumptions are made:   o    RSVP        We assume RSVP as the internet signaling protocol which is        described in [8].  The reader is assumed to be familiar with        [8].   o    IPv4 and IPv6        RSVP support has been defined for both IPv4 and IPv6.  The        guidelines in this document are intended to be used to support        RSVP with either IPv4 or IPv6.  This document does not require        one version over the other.   o    Best effort service model        The current Internet only supports best effort service.  We        assume that as additional components of the Integrated Services        model are defined, best effort service must continue to be        supported.   o    ATM UNI 3.x and 4.0        We assume ATM service as defined by UNI 3.x and 4.0.  ATM        provides both point-to-point and point-to-multipoint Virtual        Circuits (VCs) with a specified Quality of Service (QoS).  ATM        provides both Permanent Virtual Circuits (PVCs) and Switched        Virtual Circuits (SVCs).  In the Permanent Virtual Circuit (PVC)        environment, PVCs are typically used as point-to-point link        replacements.  So the support issues are similar to point-to-        point links.  This memo assumes that SVCs are used to support        RSVP over ATM.Berger                      Standards Track                     [Page 3]

RFC 2380       RSVP over ATM Implementation Requirements     August 19982. General RSVP Session Support   This section provides implementation requirements that are common for   all (both unicast and multicast) RSVP sessions.  The section covers   VC usage, QoS VC initiation, VC teardown, handling requested changes   in QoS, and encapsulation.2.1 RSVP Message VC Usage   There are several RSVP Message VC Usage options available to   implementers.  Implementers must select which VC to use for RSVP   messages and how to aggregate RSVP sessions over QoS VCs.  These   options have been covered in [9] and some specific implementation   guidelines are stated in [5].  In order to ensure interoperability   between implementations that follow different options, RSVP over ATM   implementations MUST NOT send RSVP (control) messages on the same QoS   VC as RSVP associated data packets.  RSVP over ATM implementations   MAY send RSVP messages on either the best effort data path or on a   separate control VC.   Since RSVP (control) messages and RSVP associated data packets are   not sent on the same VCs, it is possible for a VC supporting one type   of traffic to fail while the other remains in place.  When the VC   associated with data packets fails and cannot be reestablished, RSVP   SHOULD treat this as an allocation failure.  When the VC used to   forward RSVP control messages is abnormally released and cannot be   reestablished, the RSVP associated QoS VCs MUST also be released.   The release of the associated data VCs is required to maintain the   synchronization between forwarding and reservation states for the   associated data flows.2.2 VC Initiation   There is an apparent mismatch between RSVP and ATM. Specifically,   RSVP control is receiver oriented and ATM control is sender oriented.   This initially may seem like a major issue but really is not.  While   RSVP reservation (RESV) requests are generated at the receiver,   actual allocation of resources takes place at the subnet sender.   For data flows, this means that subnet senders MUST establish all QoS   VCs and the RSVP enabled subnet receiver MUST be able to accept   incoming QoS VCs.  These restrictions are consistent with RSVP   version 1 processing rules and allow senders to use different flow to   VC mappings and even different QoS renegotiation techniques without   interoperability problems.  All RSVP over ATM approaches that have   VCs initiated and controlled by the subnet senders will interoperate.   Figure 1 shows this model of data flow VC initiation.Berger                      Standards Track                     [Page 4]

RFC 2380       RSVP over ATM Implementation Requirements     August 1998                              Data Flow ==========>                      +-----+                      |     |      -------------->  +----+                      | Src |    -------------->    | R1 |                      |    *|  -------------->      +----+                      +-----+       QoS VCs                           /\                           ||                       VC  ||                       Initiator                     Figure 1: Data Flow VC Initiation   RSVP over ATM implementations MAY send data in the backwards   direction on an RSVP initiated QoS point-to-point VC.  When sending   in the backwards data path, the sender MUST ensure that the data   conforms to the backwards direction traffic parameters.  Since the   traffic parameters are set by the VC initiator, it is quite likely   that no resources will be requested for traffic originating at the   called party.  It should be noted that the backwards data path is not   available with point-to-multipoint VCs.2.3 VC Teardown   VCs supporting IP over ATM data are typically torndown based on   inactivity timers.  This mechanism is used since IP is connectionless   and there is therefore no way to know when a VC is no longer needed.   Since RSVP provides explicit mechanisms (messages and timeouts) to   determine when an associated data VC is no longer needed, the   traditional VC timeout mechanisms are not needed. Additionally, under   normal operations RSVP implementations expect to be able to allocate   resources and have those resources remain allocated until released at   the direction of RSVP.  Therefore, data VCs set up to support RSVP   controlled flows should only be released at the direction of RSVP.   Such VCs must not be timed out due to inactivity by either the VC   initiator or the VC receiver.  This conflicts with VCs timing out as   described inRFC 1755 [11], section 3.4 on VC Teardown.RFC 1755   recommends tearing down a VC that is inactive for a certain length of   time. Twenty minutes is recommended.  This timeout is typically   implemented at both the VC initiator and the VC receiver.  Although,section 3.1 of the update toRFC 1755 [12] states that inactivity   timers must not be used at the VC receiver.   In RSVP over ATM implementations, the configurable inactivity timer   mentioned in [11] MUST be set to "infinite" for VCs initiated at the   request of RSVP.  Setting the inactivity timer value at the VC   initiator should not be problematic since the proper value can beBerger                      Standards Track                     [Page 5]

RFC 2380       RSVP over ATM Implementation Requirements     August 1998   relayed internally at the originator.  Setting the inactivity timer   at the VC receiver is more difficult, and would require some   mechanism to signal that an incoming VC was RSVP initiated.  To avoid   this complexity and to conform to [12], RSVP over ATM implementations   MUST not use an inactivity timer to clear any received connections.2.4 Dynamic QoS   As stated in [9], there is a mismatch in the service provided by RSVP   and that provided by ATM UNI3.x and 4.0.  RSVP allows modifications   to QoS parameters at any time while ATM does not support any   modifications to QoS parameters post VC setup.  See [9] for more   detail.   The method for supporting changes in RSVP reservations is to attempt   to replace an existing VC with a new appropriately sized VC. During   setup of the replacement VC, the old VC MUST be left in place   unmodified. The old VC is left unmodified to minimize interruption of   QoS data delivery.  Once the replacement VC is established, data   transmission is shifted to the new VC, and only then is the old VC   closed.   If setup of the replacement VC fails, then the old QoS VC MUST   continue to be used.  When the new reservation is greater than the   old reservation, the reservation request MUST be answered with an   error. When the new reservation is less than the old reservation, the   request MUST be treated as if the modification was successful.  While   leaving the larger allocation in place is suboptimal, it maximizes   delivery of service to the user.  The behavior is also required in   order to conform to RSVP error handling as defined in sections2.5,   3.1.8 and 3.11.2 of [8].  Implementations SHOULD retry replacing a   too large VC after some appropriate elapsed time.   One additional issue is that only one QoS change can be processed at   one time per reservation. If the (RSVP) requested QoS is changed   while the first replacement VC is still being setup, then the   replacement VC SHOULD BE released and the whole VC replacement   process is restarted.  Implementations MAY also limit number of   changes processed in a time period per [9].2.5 Encapsulation   There are multiple encapsulation options for data sent over RSVP   triggered QoS VCs.  All RSVP over ATM implementations MUST be able to   support LLC encapsulation perRFC 1483 [10] on such QoS VCs.   Implementations MAY negotiate alternative encapsulations using the   B-LLI negotiation procedures defined in ATM Signalling, see [11] forBerger                      Standards Track                     [Page 6]

RFC 2380       RSVP over ATM Implementation Requirements     August 1998   details.  When a QoS VC is only being used to carry IP packets,   implementations SHOULD negotiate VC based multiplexing to avoid   incurring the overhead of the LLC header.3. Multicast RSVP Session Support   There are several aspects to running RSVP over ATM that are unique to   multicast sessions.  This section addresses multicast end-point   identification, multicast data distribution, multicast receiver   transitions and next-hops requesting different QoS values   (heterogeneity) which includes the handling of multicast best effort   receivers.  Handling of best effort receivers is not strictly an RSVP   issue, but needs to be addressed by any RSVP over ATM implementation   in order to maintain expected best effort internet service.3.1 Data VC Management for Heterogeneous Sessions   The issues relating to data VC management of heterogeneous sessions   are covered in detail in [9].  In summary, heterogeneity occurs when   receivers request different levels of QoS within a single session,   and also when some receivers do not request any QoS.  Both types of   heterogeneity are shown in figure 2.                                 +----+                        +------> | R1 |                        |        +----+                        |                        |        +----+           +-----+ -----+   +--> | R2 |           |     | ---------+    +----+        Receiver Request Types:           | Src |                             ---->  QoS 1 and QoS 2           |     | .........+    +----+        ....>  Best-Effort           +-----+ .....+   +..> | R3 |                        :        +----+                    /\  :                    ||  :        +----+                    ||  +......> | R4 |                    ||           +----+                  Single               IP Mulicast                  Group                 Figure 2: Types of Multicast Receivers   [9] provides four models for dealing with heterogeneity: full   heterogeneity, limited heterogeneity, homogeneous, and modified   homogeneous models.  No matter which model or combination of models   is used by an implementation, implementations MUST NOT normally sendBerger                      Standards Track                     [Page 7]

RFC 2380       RSVP over ATM Implementation Requirements     August 1998   more than one copy of a particular data packet to a particular next-   hop (ATM end-point).  Some transient duplicate transmission is   acceptable, but only during VC setup and transition.   Implementations MUST also ensure that data traffic is sent to best   effort receivers.  Data traffic MAY be sent to best effort receivers   via best effort or QoS VCs as is appropriate for the implemented   model.  In all cases, implementations MUST NOT create VCs in such a   way that data cannot be sent to best effort receivers.  This includes   the case of not being able to add a best effort receiver to a QoS VC,   but does not include the case where best effort VCs cannot be setup.   The failure to establish best effort VCs is considered to be a   general IP over ATM failure and is therefore beyond the scope of this   document.   There is an interesting interaction between dynamic QoS and   heterogeneous requests when using the limited heterogeneity,   homogeneous, or modified homogeneous models.  In the case where a   RESV message is received from a new next-hop and the requested   resources are larger than any existing reservation, both dynamic QoS   and heterogeneity need to be addressed.  A key issue is whether to   first add the new next-hop or to change to the new QoS.  This is a   fairly straight forward special case.  Since the older, smaller   reservation does not support the new next-hop, the dynamic QoS   process SHOULD be initiated first. Since the new QoS is only needed   by the new next-hop, it SHOULD be the first end-point of the new VC.   This way signaling is minimized when the setup to the new next-hop   fails.3.2 Multicast End-Point Identification   Implementations must be able to identify ATM end-points participating   in an IP multicast group.  The ATM end-points will be IP multicast   receivers and/or next-hops.  Both QoS and best effort end-points must   be identified.  RSVP next-hop information will usually provide QoS   end-points, but not best effort end-points.   There is a special case where RSVP next-hop information will not   provide the appropriate end-points.  This occurs when a next-hop is   not RSVP capable and RSVP is being automatically tunneled. In this   case a PATH message travels through a non-RSVP egress router on the   way to the next-hop RSVP node.  When the next-hop RSVP node sends a   RESV message it may arrive at the source via a different route than   used by the PATH message.  The source will get the RESV message, but   will not know which ATM end-point should be associated with the   reservation. For unicast sessions, there is no problem since the ATM   end-point will be the IP next-hop router.  There is a problem withBerger                      Standards Track                     [Page 8]

RFC 2380       RSVP over ATM Implementation Requirements     August 1998   multicast, since multicast routing may not be able to uniquely   identify the IP next-hop router.  It is therefore possible for a   multicast end-point to not be properly identified.   In certain cases it is also possible to identify the list of all best   effort end-points.  Some multicast over ATM control mechanisms, such   as MARS in mesh mode, can be used to identify all end-points of a   multicast group.  Also, some multicast routing protocols can  provide   all next-hops for a particular multicast group.  In both cases, RSVP   over ATM implementations can obtain a full list of end-points, both   QoS and non-QoS, using the appropriate mechanisms.  The full list can   then be compared against the RSVP identified end-points to determine   the list of best effort receivers.   While there are cases where QoS and best effort end-points can be   identified, there is no straightforward solution to uniquely   identifying end-points of multicast traffic handled by non-RSVP   next-hops.  The preferred solution is to use multicast control   mechanisms and routing protocols that support unique end-point   identification.  In cases where such mechanisms and routing protocols   are unavailable, all IP routers that will be used to support RSVP   over ATM should support RSVP. To ensure proper behavior, baseline   RSVP over ATM implementations MUST only establish RSVP-initiated VCs   to RSVP capable end-points.  It is permissible to allow a user to   override this behavior.3.3 Multicast Data Distribution   Two basic models exist for IP multicast data distribution over ATM.   In one model, senders establish point-to-multipoint VCs to all ATM   attached destinations, and data is then sent over these VCs.  This   model is often called "multicast mesh" or "VC mesh" mode   distribution.  In the second model, senders send data over point-to-   point VCs to a central point and the central point relays the data   onto point-to-multipoint VCs that have been established to all   receivers of the IP multicast group.  This model is often referred to   as "multicast server" mode distribution. Figure 3 shows data flow for   both modes of IP multicast data distribution.Berger                      Standards Track                     [Page 9]

RFC 2380       RSVP over ATM Implementation Requirements     August 1998                            _________                           /         \                          / Multicast \                          \   Server  /                           \_________/                             ^  |  |                             |  |  +--------+              +-----+        |  |           |              |     | -------+  |           |         Data Flow:              | Src | ...+......|....+      V         ---->  Server              |     |    :      |    :    +----+      ....>  Mesh              +-----+    :      |    +...>| R1 |                         :      |         +----+                         :      V                         :    +----+                         +..> | R2 |                              +----+             Figure 3: IP Multicast Data Distribution Over ATM   The goal of RSVP over ATM solutions is to ensure that IP multicast   data is distributed with appropriate QoS.  Current multicast servers   [1,2] do not support any mechanisms for communicating QoS   requirements to a multicast server.  For this reason, RSVP over ATM   implementations SHOULD support "mesh-mode" distribution for RSVP   controlled multicast flows.  When using multicast servers that do not   support QoS requests, a sender MUST set the service, not global,   break bit(s). Use of the service-specific break bit tells the   receiver(s) that RSVP and Integrated Services are supported by the   router but that the service cannot be delivered over the ATM network   for the specific request.   In the case of MARS [1], the selection of distribution modes is   administratively controlled.  Therefore network administrators that   desire proper RSVP over ATM operation MUST appropriately configure   their network to support mesh mode distribution for multicast groups   that will be used in RSVP sessions.  For LANE1.0 networks the only   multicast distribution option is over the LANE Broadcast and Unknown   Server which means that the break bit MUST always be set.  For   LANE2.0 [3] there are provisions that allow for non-server solutions   with which it may be possible to ensure proper QoS delivery.Berger                      Standards Track                    [Page 10]

RFC 2380       RSVP over ATM Implementation Requirements     August 19983.4 Receiver Transitions   When setting up a point-to-multipoint VCs there will be a time when   some receivers have been added to a QoS VC and some have not.   During such transition times it is possible to start sending data on   the newly established VC. If data is sent both on the new VC and the   old VC, then data will be delivered with proper QoS to some receivers   and with the old QoS to all receivers.  Additionally, the QoS   receivers would get duplicate data.  If data is sent just on the new   QoS VC, the receivers that have not yet been added will miss data.   So, the issue comes down to whether to send to both the old and new   VCs, or to just send to one of the VCs.  In one case duplicate data   will be received, in the other some data may not be received.  This   issue needs to be considered for three cases: when establishing the   first QoS VC, when establishing a VC to support a QoS change, and   when adding a new end-point to an already established QoS VC.   The first two cases are essentially the same.  In both, it is   possible to send data on the partially completed new VC.  In both,   there is the option of duplicate or lost data.  In order to ensure   predictable behavior and to conform to the requirement to deliver   data to all receivers, data MUST NOT be sent on new VCs until all   parties have been added.  This will ensure that all data is only   delivered once to all receivers.   The last case differs from the others and occurs when an end-point   must be added to an existing QoS VC.  In this case the end-point must   be both added to the QoS VC and dropped from a best effort VC.  The   issue is which to do first.  If the add is first requested, then the   end-point may get duplicate data.  If the drop is requested first,   then the end-point may miss data.  In order to avoid loss of data,   the add MUST be completed first and then followed by the drop.  This   behavior requires receivers to be prepared to receive some duplicate   packets at times of QoS setup.4. Security Considerations   The same considerations stated in [8] and [11] apply to this   document.  There are no additional security issues raised in this   document.5. Acknowledgments   This work is based on earlier drafts and comments from the ISSLL   working group.  The author would like to acknowledge their   contribution, most notably Steve Berson who coauthored one of the   drafts.Berger                      Standards Track                    [Page 11]

RFC 2380       RSVP over ATM Implementation Requirements     August 19986. Author's Address   Lou Berger   FORE Systems   1595 Spring Hill Road   5th Floor   Vienna, VA 22182   Phone: +1 703-245-4527   EMail: lberger@fore.comBerger                      Standards Track                    [Page 12]

RFC 2380       RSVP over ATM Implementation Requirements     August 1998REFERENCES   [1] Armitage, G., "Support for Multicast over UNI 3.0/3.1 based ATM       Networks,"RFC 2022, November 1996.   [2] The ATM Forum, "LAN Emulation Over ATM Specification", Version       1.0.   [3] The ATM Forum, "LAN Emulation over ATM Version 2 - LUNI       Specification", April 1997.   [4] The ATM Forum, "MPOA Baseline Version 1", May 1997.   [5] Berger, L., "RSVP over ATM Implementation Guidelines",BCP 24,RFC 2379, August 1998.   [6] Borden, M., and M. Garrett, "Interoperation of Controlled-Load       and Guaranteed-Service with ATM",RFC 2381, August 1998.   [7] Bradner, S., "Key words for use in RFCs to Indicate Requirement       Levels",BCP 14,RFC 2119, March 1997.   [8] Braden, R., Zhang, L., Berson, S., Herzog, S., and S. Jamin,       "Resource ReSerVation Protocol (RSVP) -- Version 1 Functional       Specification",RFC 2205, September 1997.   [9] Crawley, E., Berger, L., Berson, S., Baker, F., Borden, M., and       J. Krawczyk, "A Framework for Integrated Services and RSVP over       ATM",RFC 2382, August 1998.   [10] Heinanen, J., "Multiprotocol Encapsulation over ATM Adaptation        Layer 5",RFC 1483, July 1993.   [11] Perez, M., Liaw, F., Grossman, D., Mankin, A., Hoffman, E., and        A. Malis, "ATM Signalling Support for IP over ATM",RFC 1755,        February 1995.   [12] Maher, M., "ATM Signalling Support for IP over ATM - UNI 4.0        Update",RFC 2331, April 1998.Berger                      Standards Track                    [Page 13]

RFC 2380       RSVP over ATM Implementation Requirements     August 1998Full Copyright Statement   Copyright (C) The Internet Society (1998).  All Rights Reserved.   This document and translations of it may be copied and furnished to   others, and derivative works that comment on or otherwise explain it   or assist in its implementation may be prepared, copied, published   and distributed, in whole or in part, without restriction of any   kind, provided that the above copyright notice and this paragraph are   included on all such copies and derivative works.  However, this   document itself may not be modified in any way, such as by removing   the copyright notice or references to the Internet Society or other   Internet organizations, except as needed for the purpose of   developing Internet standards in which case the procedures for   copyrights defined in the Internet Standards process must be   followed, or as required to translate it into languages other than   English.   The limited permissions granted above are perpetual and will not be   revoked by the Internet Society or its successors or assigns.   This document and the information contained herein is provided on an   "AS IS" basis and THE INTERNET SOCIETY AND THE INTERNET ENGINEERING   TASK FORCE DISCLAIMS ALL WARRANTIES, EXPRESS OR IMPLIED, INCLUDING   BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE INFORMATION   HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED WARRANTIES OF   MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.Berger                      Standards Track                    [Page 14]

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