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INFORMATIONAL
Network Working Group                                         M. LambertRequest For Comments: 1857              Pittsburgh Supercomputing CenterObsoletes:1404                                             October 1995Category: InformationalA Model for Common Operational StatisticsStatus of this Memo   This memo provides information for the Internet community.  This memo   does not specify an Internet standard of any kind.  Distribution of   this memo is unlimited.Abstract   This memo describes a model for operational statistics in the   Internet.  It gives recommendations for metrics, measurements,   polling periods and presentation formats and defines a format for the   exchange of operational statistics.Acknowledgements   The author would like to thank the members of the Operational   Statistics Working Group of the IETF whose efforts made this memo   possible, particularly Bernhard Stockman, author ofRFC 1404, and   Nevil Brownlee, who produced the revised BNF description of the   model.  Wherever possible, their text has been changed as little as   feasible.Table of Contents1.      Introduction .............................................22.      The Model ................................................52.1     Metrics and Polling Periods ..............................52.2     Format for Storing Collected Data ........................62.3     Reports ..................................................62.4     Security Issues ..........................................63.      Categorization of Metrics ................................73.1     Overview .................................................73.2     Categorization of Metrics Based on Measurement Areas .....73.2.1   Utilization Metrics ......................................73.2.2   Performance Metrics ......................................73.2.3   Availability Metrics .....................................83.2.4   Stability Metrics ........................................83.3     Categorization Based on Availability of Metrics ..........83.3.1   Per Interface Variables Already in Standard MIB ..........83.3.2   Per Interface Variables in Private Enterprise MIB ........93.3.3   Per interface Variables Needing High Resolution Polling ..9Lambert                      Informational                      [Page 1]

RFC 1857                 Operational Statistics             October 19953.3.4   Per Interface Variables not in any MIB ...................93.3.5   Per Node Variables .......................................93.3.6   Metrics not being Retrievable with SNMP .................103.4     Recommended Metrics .....................................104.      Polling Frequencies .....................................104.1     Variables Needing High Resolution Polling ...............114.2     Variables not Needing High Resolution Polling ...........115.      Pre-Processing of Raw Statistical Data ..................115.1     Optimizing and Concentrating Data to Resources ..........115.2     Aggregation of Data .....................................126.      Storing of Statistical Data .............................126.1     The Storage Format ......................................136.1.1   The Label Section .......................................146.1.2   The Device Section ......................................156.1.3   The Data Section ........................................176.2     Storage Requirement Estimations .........................177.      Report Formats ..........................................187.1     Report Types and Contents ...............................187.2     Contents of the Reports .................................197.2.1   Offered Load by Link ....................................197.2.2   Offered Load by Customer ................................197.2.3   Resource Utilization Reporting ..........................207.2.3.1 Utilization as Maximum Peak Behavior ....................207.2.3.2 Utilization as Frequency Distribution of Peaks ..........208.      Considerations for Future Development ...................208.1     A Client/Server Based Statistical Exchange System .......21   8.2     Inclusion of Variables not in the Internet Standard MIB . 218.3     Detailed Resource Utilization Statistics ................21Appendix A  Some formulas for statistical aggregation ...........22Appendix B  An example ..........................................24   Security Considerations .........................................27   Author's Address ................................................271.  Introduction   Many network administrations commonly collect and archive network   management metrics that indicate network utilization, growth and   reliability.  The primary goals of this activity are to facilitate   near-term problem isolation and longer-term network planning within   the organization.  There is also the broader goal of cooperative   problem isolation and network planning among network administrations.   This broader goal is likely to become increasingly important as the   Internet continues to grow, particularly as the number of Internet   service providers expands and the quality of service between   providers becomes more of a concern.Lambert                      Informational                      [Page 2]

RFC 1857                 Operational Statistics             October 1995   There exist a variety of network management tools for the collection   and presentation of network management metrics.  However, different   kinds of measurement and presentation techniques make it difficult   to compare data among networks.  In addition, there is not general   agreement on what metrics should be regularly collected or how they   should be displayed.   There needs to be an agreed-upon model for   1)   A minimal set of common network management metrics to satisfy        the goals stated above,   2)   Tools for collecting these metrics,   3)   A common interchange format to facilitate the usage of these        data by common presentation tools and   4)   Common presentation formats.   Under this Operational Statistics model, collection tools will   collect and store data to be retrieved later in a given format by   presentation tools displaying the data in a predefined way.  (See   figure below.)Lambert                      Informational                      [Page 3]

RFC 1857                 Operational Statistics             October 1995The Operational Statistics Model   (Collection of common metrics, by commonly available tools, stored in   a common format, displayed in common formats by commonly available   presentation tools.)                      !-----------------------!                      !       Network         !                      !---+---------------+---!                         /                 \                        /                   \                       /                     \              --------+------             ----+---------              !     New     !             !    Old     !              !  Collection !             ! Collection !              !     Tool    !             !    Tool    !              !---------+---!             !------+-----!                         \                       !                          \              !-------+--------!                           \             ! Post-Processor !                            \            !--+-------------!                             \             /                              \           /                               \         /                             !--+-------+---!                             !    Common    !                             !  Statistics  !                             !   Database   !                             !-+--------+---!                              /          \                             /            \                            /              \                           /              !-+-------------!                          /               ! Pre-Processor !                         /                !-------+-------!            !-----------+--!                      !            !     New      !              !-------+-------!            ! Presentation !              !     Old       !            !     Tool     !              ! Presentation  !            !---------+----!              !     Tool      !                       \                  !--+------------!                        \                   /                         \                 /                        !-+---------------+-!                        ! Graphical Output  !                        ! (e.g., to paper   !                        ! or X Window)      !                        !-------------------!Lambert                      Informational                      [Page 4]

RFC 1857                 Operational Statistics             October 1995   This memo gives an overview of this model for common operational   statistics. The model defines the gathering, storing and presentation   of network operational statistics and classifies the types of   information that should be available at each network operation center   (NOC) conforming to this model.   The model defines a minimal set of metrics and discusses how these   metrics should be gathered and stored.  It gives recommendations for   the content and layout of statistical reports which make possible the   easy comparison of network statistics among NOCs.   The primary purpose of this model is to define mechanisms by which   NOCs could share most effectively their operational statistics.  One   intent of this model is to specify a baseline capability that NOCs   conforming to the model may support with minimal development effort   and minimal ongoing effort.2.  The Model   The model defines three areas of interest on which all underlying   concepts are based:   1)   The definition of a minimal set of metrics to be gathered,   2)   The definition of a format for storing collected statistical        data and   3)   The definition of methods and formats for generating reports.   The model indicates that old tools currently in use could be   retrofitted into the new paradigm. This could be done by providing   conversion filters between old and new tools. In this sense this   model intends to advocate the development of freely redistributable   software for use by participating NOCs.   One basic idea of the model is that statistical data stored at one   place could be retrieved and displayed at some other place.2.1.  Metrics and Polling Periods   Here the value is 0.   The intent here is to define a minimal set of metrics that could be   gathered easily using standard SNMP-based network management tools.   Thus, these metrics should be available as variables in the Internet   Standard MIB.Lambert                      Informational                      [Page 5]

RFC 1857                 Operational Statistics             October 1995   If the Internet Standard MIB were changed, this minimal set of   metrics should be reconsidered, as there are many metrics regarded   as important, but not currently defined in the standard MIB.   Some metrics which are highly desirable to collect are probably not   retrievable using SNMP.  Therefore, tools and methods for gathering   such metrics should be defined explicitly if such metrics are to be   considered. This is, however, outside of the scope of this memo.2.2.  Format for Storing Collected Data   A format for storing data is defined. The intent is to minimize   redundant information by using a single header structure wherein all   information relevant to a certain set of statistical data is stored.   This header section will give information about when and where the   corresponding statistical data were collected.2.3.  Reports   Some basic classes of reports are suggested, addressing different   views of network behavior.  Reports of total octets and packets over   some time period are regarded as essential to give an overall view of   the traffic flow in a network.  Differentiation between applications   and protocols is regarded as needed to give ideas on which type of   traffic is dominant.  Reports on resource utilization are   recommended.   The time period which a report spans may vary depending on its   intent.  In engineering and operations daily or weekly reports may be   sufficient, whereas for capacity planning there may be a need for   longer-term reports.2.4.  Security Issues   There are legal, ethical and political concerns about data sharing.   People, in particular Network Service Providers, are concerned about   showing data that may make one of their networks look bad.   For this reason there is a need to insure integrity, conformity and   confidentiality of the shared data. To be useful, the same data   should be collected from all involved sites and it should be   collected at the same interval.Lambert                      Informational                      [Page 6]

RFC 1857                 Operational Statistics             October 19953.  Categorization of Metrics3.1.  Overview   This section gives a classification of metrics with regard to scope   and ease of retrieval. A recommendation of a minimal set of metrics   is given. This section also gives some hints on metrics to be   considered for future inclusion when available in the network   management environment. Finally some thoughts on storage requirements   are presented.3.2.  Categorization of Metrics Based on Measurement Areas   The metrics used in evaluating network traffic could be classified   into (at least) four major categories:    o Utilization metrics    o Performance metrics    o Availability metrics    o Stability metrics3.2.1.  Utilization Metrics   This category describes different aspects of the total traffic being   forwarded through the network. Possible metrics include:    o Total input and output packets and octets    o Various peak metrics    o Per protocol and per application metrics3.2.2.  Performance Metrics   These metrics relate to quality of service issues such as delays and   congestion situations. Possible metrics include:    o RTT metrics on different protocol layers    o Number of collisions on a bus network    o Number of ICMP Source Quench messages    o Number of packets droppedLambert                      Informational                      [Page 7]

RFC 1857                 Operational Statistics             October 19953.2.3.  Availability MetricsThese metrics could be viewed as gauging long term accessibility ondifferent protocol layers. Possible metrics include:    o Line availability as percentage uptime    o Route availability    o Application availability3.2.4.  Stability Metrics   These metrics describe short-term fluctuations in the network which   degrade the service level.  Changes in traffic patterns also could be   recognized using these metrics.  Possible metrics include:    o Number of fast line status transitions    o Number of fast route changes (also known as route flapping)    o Number of routes per interface in the tables    o Next hop count stability    o Short term ICMP behavior3.3.  Categorization Based on Availability of Metrics   To be able to retrieve metrics, the corresponding variables must be   accessible at every network object which is part of the management   domain for which statistics are being collected.   Some metrics are easily retrievable because they are defined as   variables in the Internet Standard MIB.  Other metrics may be   retrievable because they are part of some vendor's private enterprise   MIB subtree.  Finally, some metrics are considered irretrievable,   either because they are not possible to include in the SNMP concept   or because their measurement would require extensive polling (loading   the network with management traffic).   The metrics categorized below could each be judged as important in   evaluating network behavior.  This list may serve as a basis for   revisiting the decisions on which metrics are to be regarded as   reasonable and desirable to collect. If the availability of the   metrics listed below changes, these decisions may change.3.3.1.  Per Interface Variables Already in Internet Standard MIB (thus        easy to retrieve)           ifInUcastPkts   (unicast packets in)           ifOutUcastPkts  (unicast packets out)           ifInNUcastPkts  (non-unicast packets in           ifOutNUcastPkts (non-unicast packets out)Lambert                      Informational                      [Page 8]

RFC 1857                 Operational Statistics             October 1995           ifInOctets      (octets in)           ifOutOctets     (octets out)           ifOperStatus    (line status)3.3.2.  Per Interface Variables in Internet Private Enterprise MIB (thus        could sometimes be retrievable)           discarded packets in           discarded packets out           congestion events in           congestion events out           aggregate errors           interface resets3.3.3.  Per Interface Variables Needing High Resolution Polling (which        is hard due to resulting network load)           interface queue length           seconds missing stats           interface unavailable           route changes           interface next hop count3.3.4.  Per Interface Variables not in any Known MIB (thus impossible        to retrieve using SNMP but possible to include in a MIB)           link layer packets in           link layer packets out           link layer octets in           link layer octets out           packet interarrival times           packet size distribution3.3.5.  Per Node Variables (not categorized here)           per-protocol packets in           per-protocol packets out           per-protocol octets in           per-protocol octets out           packets discarded in           packets discarded out           packet size distribution           system uptime           poll delta time           reboot countLambert                      Informational                      [Page 9]

RFC 1857                 Operational Statistics             October 19953.3.6.  Metrics not Retrievable with SNMP           delays (RTTs) on different protocol layers           application layer availabilities           peak behavior metrics3.4.  Recommended Metrics   A large number of metrics could be considered for collection in the   process of doing network statistics. To facilitate general consensus   for this model, there is a need to define a minimal set of metrics   that are both essential and retrievable in a majority of today's   network objects.  General retrievability is equated with presence in   the Internet Standard MIB.   The following metrics from the Internet Standard MIB were chosen as   being desirable and reasonable:   For each interface:           ifInOctets      (octets in)           ifOutOctets     (octets out)           ifInUcastPkts   (unicast packets in)           ifOutUcastPkts  (unicast packets out)           ifInNUcastPkts  (non-unicast packets in)           ifOutNUcastPkts (non-unicast packets out)           ifInDiscards    (in discards)           ifOutDiscards   (out discards)           ifOperStatus    (line status)   For each node:           ipForwDatagrams (IP forwards)           ipInDiscards    (IP in discards)           sysUpTime       (system uptime)4.  Polling Frequencies   The purpose of polling at specified intervals is to gather statistics   to serve as a basis for trend and capacity planning. From the   operational data it should be possible to derive engineering and   management data. It should be noted that all polling and retention   values given below are recommendations and are not mandatory.Lambert                      Informational                     [Page 10]

RFC 1857                 Operational Statistics             October 19954.1.  Variables Needing High Resolution Polling   To be able to detect peak behavior, it is recommended that a period   of 1 minute (60 seconds) at a maximum be used in gathering traffic   data. The metrics to be collected at this frequency are:   for each interface           ifInOctets      (octets in)           ifOutOctets     (octets out)           ifInUcastPkts   (unicast packets in)           ifOutUcastPkts  (unicast packets out)   If it is not possible to gather data at this high polling frequency,   it is recommended that an exact multiple of 60 seconds be used. The   initial polling frequency value will be part of the stored   statistical data as described insection 6.1.2 below.4.2.  Variables not Needing High Resolution Polling   The remainder of the recommended variables to be gathered, i.e.,   For each interface:           ifInNUcastPkts  (non-unicast packets in)           ifOutNUcastPkts (non-unicast packets out)           ifInDiscards    (in discards)           ifOutDiscards   (out discards)           ifOperStatus    (line status)   and for each node:           ipForwDatagrams (IP forwards)           ipInDiscards    (IP in discards)           sysUpTime       (system uptime)   could be collected at a lower polling rate. No polling rate is   specified, but it is recommended that the period chosen be an exact   multiple of 60 seconds.5.  Pre-Processing of Raw Statistical Data5.1.  Optimizing and Concentrating Data to Resources   To avoid storing redundant data in what might be a shared file   system, it is desirable to preprocess the raw data. For example, if a   link is down there is no need to continuously store a counter which   is not changing. The use of the variables sysUpTime and ifOperStatusLambert                      Informational                     [Page 11]

RFC 1857                 Operational Statistics             October 1995   makes it possible not to have to continuously store data collected   from links and nodes where no traffic has been transmitted for some   period of time.   Another aspect of processing is to decouple the data from the raw   interface being polled. The intent should be to convert such data   into the resource of interest as, for example, the traffic on a given   link. Changes of interface in a gateway for a given link should not   be visible in the resulting data.5.2.  Aggregation of Data   At many sites, the volume of data generated by a polling period of 1   minute will make aggregation of the stored data desirable if not   necessary.   Aggregation here refers to the replacement of data values on a number   of time intervals by some function of the values over the union of   the intervals.  Either raw data or shorter-term aggregates may be   aggregated.  Note that aggregation reduces the amount of data, but   also reduces the available information.   In this model, the function used for the aggregation is either the   arithmetic mean or the maximum, depending on whether it is desired to   track the average or peak value of a variable.   Details of the layout of the aggregated entries in the data file are   given insection 6.1.3.   Suggestions for aggregation periods:   Over a           24 hour period        aggregate to 15 minutes,           1 month period        aggregate to 1 hour,           1 year period         aggregate to 1 day6.  Storing of Statistical Data   This section describes a format for the storage of statistical data.   The goal is to facilitate a common set of tools for the gathering,   storage and analysis of statistical data. The format is defined with   the intent of minimizing redundant information and thus minimizing   storage requirements. If a client server based model for retrieving   remote statistical data were later developed, the specified storage   format could be used as the transmission protocol.Lambert                      Informational                     [Page 12]

RFC 1857                 Operational Statistics             October 1995   This model is intended to define an interchange file format, which   would not necessarily be used for actual data storage.  That means   its goal is to provide complete, self-contained, portable files,   rather than to describe a full database for storing them.6.1.  The Storage Format   All white space (including tabs, line feeds and carriage returns)   within a file is ignored.  In addition all text from a # symbol to   the following end of line (inclusive) is also ignored.stat-data    ::= <stat-section> [ <FS> <stat-section> ]stat-section ::= <device-section> | <label-section> | <data-section>   A data file must contain at least one device section and at least one   label section.  At least one data section must be associated with   each label section.  A device section must precede any data section   which uses tags defined within it.   A data section may appear in the file (in which case it is called an   internal data section and is preceded by a label section) or in   another file (in which case it is called an external data section and   is specified in an external label section).  Such an external file   may contain one and only one data section.   A label section indicates the start and finish times for its   associated data section or sections, and a list of the names of the   tags they contain.  Within a data file there is an ordering of label   sections.  This depends only upon their relative position in the   file.  All internal data sections associated with the first label   record must precede those associated with the second label record,   and so on.   Here are some examples of valid data files:       <label-s> <device-s> <data-s> <data-s>       <label-s> <device-s> <data-s> <device-s> <data-s> <data-s>   Both these files start with a label section giving the times and   tag-name lists for the device and data sections which follow.       <dev-s> <label-s> <label-s> <label-s>   This file begins with a device section (which specifies tags used in   its data sections) then has three 'external' label sections, each of   which points to a separate data section.  The data sections need not   use all the tags defined in the device section; this is indicated byLambert                      Informational                     [Page 13]

RFC 1857                 Operational Statistics             October 1995   the tag-name    lists in their label sections.      <default-dev> <dev-1> <label-1> <dev-2> <label-2> ..   In this example default-dev is a full device section, including a   complete tag-table, with initial polling and aggregation periods   specified for each variable in each variable-field.  There is no   label or data for default-dev--it is there purely to provide default   tag-list information.  Dev-1, dev-2, ... are device sections for a   series of different devices.  They each have their description fields   (network-name, router-name, etc), but no tag-table.  Instead they   rely on using the tag-table from default-device.  A default-dev   record, if present, must be the first item in the data file.   Label-1, label-2, etc. are label sections which point to files   containing data sections for each device.6.1.1.  The Label Section   label-section    ::= BEGIN_LABEL <FS> <data-location> <FS>                           <tag-name-list> <FS>                           <start-time> <FS> <stop-time> <FS> END_LABEL   data-location    ::= <data-file-name> | <empty>   tag-name-list    ::= <LEFT> <tag> [ <FS> <tag> ] <RIGHT>   The label section gives the start and stop times for its   corresponding data section (or sections) and a list of the tags it   uses.  If a data location is given it specifies the name of a file   containing its data section; otherwise the data section follows in   this file.   start-time       ::= <time-string>   stop-time        ::= <time-string>   data-file-name   ::= <ASCII-string>   time-string      ::= <year><month><day><hour><minute><second>   year             ::= <digit><digit><digit><digit>   month            ::= 01..12   day              ::= 01..31   hour             ::= 00..23   minute           ::= 00..59   second           ::= <float>   The start-time and stop-time are specified in UTC.Lambert                      Informational                     [Page 14]

RFC 1857                 Operational Statistics             October 1995   A maximum of 60.0 is specified for 'seconds' so as to allow for leap   seconds, as is done (for example) by ntp. If a time-zone changes   during a data file--e.g.  because daylight savings time has   ended--this should be recorded by ending the current data section,   writing a device section with the new time-zone and starting a new   data section.6.1.2.  The Device Section   device-section  ::= BEGIN_DEVICE <FS> <device-field> <FS> END_DEVICE   device-field   ::= <network-name><FS><router-name><FS><link-name<FS>                          <bw-value><FS><proto-type><FS><proto-addr><FS>                          <time-zone> <optional-tag-table>   optional-tag-table  ::= <FS> <tag-table> | <empty>   network-name    ::= <ASCII-string>   router-name     ::= <ASCII-string>   link-name       ::= <ASCII-string>   bw-value        ::= <float>   proto-type      ::= IP | DECNET | X.25 | CLNS | IPX | AppleTalk   proto-addr      ::= <ASCII-string>   time-zone       ::= [+|-] [00..13] [00..59]   tag-table       ::= <LEFT> <tag-desc> [ <FS> <tag-desc> ] <RIGHT>   tag-desc        ::= <tag> <FS> <tag-class> <FS> <variable-field-list>   tag             ::= <ASCII-string>   tag-class       ::= total | peak   variable-field-list    ::= <LEFT> <variable-field>                                 [ <FS> <variable-field> ] <RIGHT>   variable-field         ::= <variable-name><FS><initial-polling-period>                                 <FS> <aggregation-period>   variable-name          ::= <ASCII-string>   initial-polling-period ::= <integer>   aggregation-period     ::= <integer>   The network-name is a human readable string indicating to which   network the logged data belong.   The router-name is given as an ASCII string, allowing for styles   other than IP domain names (which are names of interfaces, not   routers).   The link-name is a human readable string indicating the connectivity   of the link where from the logged data is gathered.Lambert                      Informational                     [Page 15]

RFC 1857                 Operational Statistics             October 1995   The units for bandwidth (bw-value) are bits per second, and are given   as a floating-point number, e.g. 1536000 or 1.536e6.  A zero value   indicates that the actual bandwidth is unknown; one instance of this   would be a Frame Relay link with Committed Information Rate different   from Burst Rate.   The proto-type field describes to which network architecture the   interface being logged is connected.  Valid types are IP, DECNET,   X.25, CLNS, IPX and AppleTalk.   The network address (proto-addr) is the unique numeric address of the   interface being logged. The actual form of this address is dependent   on the protocol type as indicated in the proto-type field. For   Internet connected interfaces the dotted-quad notation should be   used.   The time-zone indicates the time difference that should be added to   the time-stamp in the data-section to give the local time for the   logged interface.  Note that the range for time-zone is sufficient to   allow for all possibilities, not just those which fall on 30-minute   multiples.   The tag-table lists all variables being polled. Variable names are   the fully qualified Internet MIB names. The table may contain   multiple tags. Each tag must be associated with only one polling and   aggregation period. If variables are being polled or aggregated at   different periods, a separate tag in the table must be used for each   period.   As variables may be polled with different polling periods within the   same set of logged data, there is a need to explicitly associate a   polling period with each variable. After processing, the actual   period covered may have changed compared to the initial polling   period and this should be noted in the aggregation period field.  The   initial polling period and aggregation period are given in seconds.   Original data values, and data values which have been aggregated by   adding them together, will have a tag-class of 'total.'  Data values   which have been aggregated by finding the maximum over an aggregation   time interval will have a tag-class of 'peak.'   The tag-table and variable-field-lists are enclosed in brackets,   making the extent of each obvious.  Without the brackets a parser   would have difficulty distinguishing between a variable name   (continuing the variable-field list for this tag) or a tag (starting   the next tag of the tag table).  To make the distinction clearer to a   human reader one should use different kinds of brackets for each, for   example {} for the tag-table list and [] for the variable-fieldLambert                      Informational                     [Page 16]

RFC 1857                 Operational Statistics             October 1995   lists.6.1.3.  The Data Section   data-section     ::= BEGIN_DATA <FS> <data-field>                           [ <FS> <data-field> ] <FS> END_DATA   data-field       ::= <time-string> <FS> <tag> <FS>                           <poll-delta> <FS> <delta-val-list>   delta-val-list   ::= LEFT <delta-val> [ <FS> <delta-val> ] RIGHT   poll-delta       ::= <integer>   delta-val        ::= <integer>   FS            ::= , | ; | :   LEFT          ::= ( | [ | {   RIGHT         ::= ) | ] | }   A data-field contains values for each variable in the specified tag.   A new data field should be written for each separate poll; there   should be a one-to-one mapping betwen variables and values.  Each   data-field begins with the timestamp for this poll followed by the   tag defining the polled variables followed by a polling delta value   giving the period of time in seconds since the previous poll. The   variable values are stored as delta values for counters and as   absolute values for non-counter values such as OperStatus. The   timestamp is in UTC and the time-zone field in the device section is   used to compute the local time for the device being logged.   Comma, semicolon or colon may be used as a field separator.  Normally   one would use commas within a line, semicolon at the end of a line   and a colon after keywords such as BEGIN_LABEL.   Parentheses (), brackets [] or braces {} may be used as LEFT and   RIGHT brackets around tag-name, tag-table and delta-val lists.  These   should be used in corresponding pairs, although combinations such as   (], [} etc. are syntactically valid.6.2.  Storage Requirement Estimations   The header sections are not counted in this example.  Assuming that   the maximum polling intensity is used for all 12 recommended   variables, that the size in ASCII of each variable is eight bytes and   that there are no timestamps which are fractional seconds, the   following calculations will give an estimate of storage requirements   for one year of storing and aggregating statistical data.Lambert                      Informational                     [Page 17]

RFC 1857                 Operational Statistics             October 1995   Assuming that data is saved according to the scheme           1 minute non-aggregated           saved 1 day,           15 minute aggregation period      saved 1 week,           1 hour aggregation period         saved 1 month and           1 day aggregation period          saved 1 year,   this will give:   Size of one entry for each aggregation period:                                    Aggregation periods                         1 min       15 min      1 hour     1 day       Timestamp           14          14          14         14       Tag                  5           5           5          5       Poll-Delta           2           3           4          5       Total values        96          96          96         96       Peak values          0          96         192        288       Field separators    14          28          42         56       Total entry size   131         242         353        464   For each day 60*24 = 1440 entries with a total size of 1440*131 = 189   kB.   For each week 4*24*7 = 672 entries are stored with a total size of   672*242 = 163 kB.   For each month 24*30 = 720 entries are stored with a total size of   720*353 = 254 kB.   For each year 365 entries are stored with a total size of 365*464 =   169 kB.   Grand total estimated storage for during one year = 775 kB.7.  Report Formats   This section suggests some report formats and defines the metrics to   be used in such reports.7.1.  Report Types and Contents   There are longer-term needs for monthly and yearly reports showing   long-term tendencies in the network. There are short-term weekly   reports giving information about medium-term changes in networkLambert                      Informational                     [Page 18]

RFC 1857                 Operational Statistics             October 1995   behavior which could    serve as input to the medium-term engineering   approach.  Finally, there are daily reports giving the instantaneous   overviews needed in the daily operations of a network.   These reports should give information on:         Offered Load              Total traffic at external interfaces         Offered Load              Segmented by "Customer"         Offered Load              Segmented protocol/application.         Resource Utilization      Link/Router7.2.  Content of the Reports7.2.1.  Offered Load by Link       Metric categories: input  octets  per external interface                          output octets  per external interface                          input  packets per external interface                          output packets per external interface   The intent is to visualize the overall trend of network traffic on   each connected external interface. This could be done as a bar-chart   giving the totals for each of the four metric categories.  Based on   the time period selected this could be done on a hourly, daily,   monthly or yearly basis.7.2.2.  Offered Load by Customer       Metric categories: input  octets  per customer                          output octets  per customer                          input  packets per customer                          output packets per customer   The recommendation here is to sort the offered load (in decreasing   order) by customer. Plot the function F(n), where F(n) is percentage   of total traffic offered to the top n customers or the function f(n)   where f is the percentage of traffic offered by the nth ranked   customers.   The definition of what is meant by a "customer" has to be done   locally at the site where the statistics are being gathered.   A cumulative plot could be useful as an overview of how traffic is   distributed among users since it enables one to quickly pick off what   fraction of the traffic comes from what number of "users."Lambert                      Informational                     [Page 19]

RFC 1857                 Operational Statistics             October 1995   A method of displaying both average and peak behaviors in the same   bar chart is to compute both the average value over some period and   the peak value during the same period. The average and peak values   are then displayed in the same bar.7.2.3.  Resource Utilization Reporting7.2.3.1.  Utilization as Maximum Peak Behavior   Link utilization is used to capture information on network loading.   The polling interval must be small enough to be significant with   respect to variations in human activity, since this is the activity   that drives variations in network loading. On the other hand, there   is no need to make it smaller than an interval over which excessive   delay would notably impact productivity. For this reason, 30 minutes   is a good estimate of the time at which people remain in one activity   and over which prolonged high delay will affect their productivity.   To track 30 minute variations, there is a need to sample twice as   frequently, i.e., every 15 minutes. Use of the polling period of 10   minutes recommended above should be sufficient to capture variations   in utilization.   A possible format for reporting utilizations seen as peak behaviors   is to use a method of combining averages and peak measurements onto   the same diagram. Compare for example peak-meters on audio-equipment.   If, for example, a diagram contains the daily totals for some period,   then the peaks would be the most busy hour during each day. If the   diagram were totals on an hourly basis then the peak would be the   maximum ten-minute period in each hour.   By combining the average and the maximum values for a certain time   period, it should be possible to detect line utilization and   bottlenecks due to temporary high loads.7.2.3.2.  Utilization Visualized as a Frequency Distribution of Peaks   Another way of visualizing line utilization is to put the ten-minute   samples in a histogram showing the relative frequency among the   samples versus the load.8.  Considerations for Future Development   This memo is the first effort at formalizing a common basis for   operational statistics. One major guideline in this work has been to   keep the model simple to facilitate the easy integration of this   model by vendors and NOCs into their operational tools.Lambert                      Informational                     [Page 20]

RFC 1857                 Operational Statistics             October 1995   There are, however, some ideas that could progress further to expand   the scope and usability of the model.8.1.  A Client/Server Based Statistical Exchange System   A possible path for development could be the definition of a   client/server based architecture for providing Internet access to   operational statistics. Such an architecture envisions that each NOC   install a server which provides locally collected information in a   variety of forms for clients.   Using a query language, the client should be able to define the   network object, the interface, the metrics and the time period to be   provided.  Using a TCP-based protocol, the server will transmit the   requested data.  Once these data are received by the client, they   could be processed and presented by a variety of tools. One   possibility is to have an X-Window based tool that displays defined   diagrams from data, supporting such diagrams being fed into the X-   Window tool directly from the statistical server. Another   complementary method would be to generate PostScript output to print   the diagrams. In all cases it should be possible to store the   retrieved data locally for later processing.   The client/server approach is discussed further by Henry Clark inRFC 1856.8.2.  Inclusion of Variables not in the Internet Standard MIB   As has been pointed out above in the categorization of metrics, there   are metrics which certainly could have been recommended if they were   available in the Internet Standard MIB. To facilitate the inclusion   of such metrics in the set of recommended metrics, it will be   necessary to specify a subtree in the Internet Standard MIB   containing variables judged necessary in the scope of performing   operational statistics.8.3.  Detailed Resource Utilization Statistics   One area of interest not covered in the above description of metrics   and presentation formats is to present statistics on detailed views   of the traffic flows. Such views could include statistics on a per   application basis and on a per protocol basis. Today such metrics are   not part of the Internet Standard MIB. Tools like the NSF NNStat are   being used to gather information of this kind. A possible way to   achieve such data could be to define an NNStat MIB or to include such   variables in the above suggested operational statistics MIB subtree.Lambert                      Informational                     [Page 21]

RFC 1857                 Operational Statistics             October 1995APPENDIX ASome formulas for statistical aggregation   The following naming conventions are used:   For poll values poll(n)_j           n = Polling or aggregation period           j = Entry number   poll(900)_j is thus the 15 minute total value.   For peak values peak(n,m)_j           n = Period over which the peak is calculated           m = The peak period length           j = Entry number   peak(3600,900)_j is thus the maximum 15 minute period calculated over   1 hour.   Assume a polling over 24 hour period giving 1440 logged entries.       =========================       Without any aggregation we have           poll(60)_1           ......           poll(60)_1440       ========================       15 minute aggregation will give 96 entries of total values           poll(900)_1           ....           poll(900)_96                         j=(n+14)           poll(900)_k = SUM  poll(60)_j  n=1,16,31,...1426                         j=n              k=1,2,....,96          There will also be 96 one-minute peak values.Lambert                      Informational                     [Page 22]

RFC 1857                 Operational Statistics             October 1995                           j=(n+14)          peak(900,60)_k = MAX poll(60)_j  n=1,16,31,....,1426                           j=n                k=1,2,....,96       =======================   The next aggregation step is from 15 minutes to 1 hour.  This gives   24 totals.                              j=(n+3)          poll(3600)_k = SUM  poll(900)_j  n=1,5,9,.....,93                              j=n          k=1,2,....,24   and 24 one-minute peaks calculated over each hour.                             j=(n+3)          peak (3600,60)_k = MAX  peak(900,60)_j  n=1,5,9,.....,93                             j=n                  k=1,2,....24   and finally 24 15-minute peaks calculated over each hour:                            j=(n+3)          peak (3600,900) = MAX poll(900)_j  n=1,5,9,.....,93                            j=n       ===================   The next aggregation step is from 1 hour to 24 hours.  For each day   with 1440 entries as above this will give                           j=(n+23)           poll(86400)_k = SUM  poll(3600)_j  n=1,25,51,.......                           j=n                k=1,2............                                j=(n+23)           peak(86400,60)_k   = MAX peak(3600,60)_j  n=1,25,51,....                                j=n                  k=1,2.........   which gives the busiest 1 minute period over 24 hours.                                j=(n+23)           peak(86400,900)_k  = MAX peak(3600,900)_j  n=1,25,51,....                                j=n                   k=1,2,........   which gives the busiest 15 minute period over 24 hours.                                j=(n+23)Lambert                      Informational                     [Page 23]

RFC 1857                 Operational Statistics             October 1995           peak(86400,3600)_k = MAX poll(3600)_j  n=1,25,51,....                                j=n               k=1,2,........   which gives the busiest 1 hour period over 24 hours.       ===================   There will probably be a difference between the three peak values in   the final 24 hour aggregation. A smaller peak period will give higher   values than a longer one, i.e., if adjusted to be numerically   comparable.       poll(86400)/3600 < peak(86400,3600) < peak(86400,900)*4              < peak(86400,60)*60APPENDIX B   An example   Assuming below data storage:   BEGIN_DEVICE:      ...   {      UNI-1,total: [ifInOctet,  60, 60,ifOutOctet,      60, 60];      BRD-1,total: [ifInNUcastPkts,300,300,ifOutNUcastPkts,300,300]   }      ...   which gives   BEGIN_DATA:      19920730000000,UNI-1,60:(val1-1,val2-1);      19920730000060,UNI-1,60:(val1-2,val2-2);      19920730000120,UNI-1,60:(val1-3,val2-3);      19920730000180,UNI-1,60:(val1-4,val2-4);      19920730000240,UNI-1,60:(val1-5,val2-5);      19920730000300,UNI-1,60:(val1-6,val2-6);      19920730000300,BRD-1,300:(val1-7,val2-7);      19920730000360,UNI-1,60:(val1-8,val2-8);      ...   Aggregation to 15 minutes gives   BEGIN_DEVICE:       ...Lambert                      Informational                     [Page 24]

RFC 1857                 Operational Statistics             October 1995   {       UNI-1,total:     [ifInOctet,      60,900,ifOutOctet,      60,900];       BRD-1,total:     [ifInNUcastPkts,300,900,ifOutNUcastPkts,300,900];       UNI-2,peak:      [ifInOctet,      60,900,ifOutOctet,      60,900];       BRD-2,peak:      [ifInNUcastPkts,300,900,ifOutNUcastPkts,300,900]   }       ...   where UNI-1 is the 15 minute total         BRD-1 is the 15 minute total         UNI-2 is the 1 minute peak     over 15 minute (peak = peak(1))         BRD-2 is the 5 minute peak     over 15 minute (peak = peak(1))   which gives   BEGIN_DATA:      19920730000900,UNI-1,900:(tot-val1,tot-val2);      19920730000900,BRD-1,900:(tot-val1,tot-val2);      19920730000900,UNI-2,900:(peak(1)-val1,peak(1)-val2);      19920730000900,BRD-2,900:(peak(1)-val1,peak(1)-val2);      19920730001800,UNI-1,900:(tot-val1,tot-val2);      19920730001800,BRD-1,900:(tot-val1,tot-val2);      19920730001800,UNI-2,900:(peak(1)-val1,peak(1)-val2);      19920730001800,BRD-2,900:(peak(1)-val1,peak(1)-val2);      ...   Next aggregation step to 1 hour generates:   BEGIN_DEVICE:       ...   {      UNI-1,total: [ifInOctet,  60,3600,ifOutOctet,      60,3600];      BRD-1,total: [ifInNUcastPkts,300,3600,ifOutNUcastPkts,300,3600];      UNI-2,peak:  [ifInOctet,  60,3600,ifOutOctet,      60,3600];      BRD-2,peak:  [ifInNUcastPkts,300, 900,ifOutNUcastPkts,300, 900];      UNI-3,peak:  [ifInOctet,     900,3600,ifOutOctet, 900,3600];      BRD-3,peak:  [ifInNUcastPkts,900,3600,ifOutNUcastPkts,900,3600]   }   where   UNI-1 is the one hour total   BRD-1 is the one hour total   UNI-2 is the  1 minute peak over 1 hour (peak of peak = peak(2))   BRD-2 is the  5 minute peak over 1 hour (peak of peak = peak(2))   UNI-3 is the 15 minute peak over 1 hour (peak = peak(1))   BRD-3 is the 15 minute peak over 1 hour (peak = peak(1))Lambert                      Informational                     [Page 25]

RFC 1857                 Operational Statistics             October 1995   which gives   BEGIN_DATA:      19920730003600,UNI-1,3600:(tot-val1,tot-val2);      19920730003600,BRD-1,3600:(tot-val1,tot-val2);      19920730003600,UNI-2,3600:(peak(2)-val1,peak(2)-val2);      19920730003600,BRD-2,3600:(peak(2)-val1,peak(2)-val2);      19920730003600,UNI-3,3600:(peak(1)-val1,peak(1)-val2);      19920730003600,BRD-3,3600:(peak(1)-val1,peak(1)-val2);      19920730007200,UNI-1,3600:(tot-val1,tot-val2);      19920730007200,BRD-1,3600:(tot-val1,tot-val2);      19920730007200,UNI-2,3600:(peak(2)-val1,peak(2)-val2);      19920730007200,BRD-2,3600:(peak(2)-val1,peak(2)-val2);      19920730007200,UNI-3,3600:(peak(1)-val1,peak(1)-val2);      19920730007200,BRD-3,3600:(peak(1)-val1,peak(1)-val2);      ...   Finally aggregation step to 1 day generates:   BEGIN_DEVICE:      ...   {   UNI-1,total: [ifInOctet,      60,86400,ifOutOctet, 60,86400];   BRD-1,total: [ifInNUcastPkts, 300,86400,ifOutNUcastPkts, 300,86400];   UNI-2,peak:  [ifInOctet,      60,86400,ifOutOctet, 60,86400];   BRD-2,peak:  [ifInNUcastPkts, 300,  900,ifOutNUcastPkts, 300, 900];   UNI-3,peak:  [ifInOctet,      900,86400,ifOutOctet,  900,86400];   BRD-3,peak:  [ifInNUcastPkts, 900,86400,ifOutNUcastPkts, 900,86400];   UNI-4,peak:  [ifInOctet,      3600,86400,ifOutOctet, 3600,86400];   BRD-4,peak:  [ifInNUcastPkts,3600,86400,ifOutNUcastPkts,3600,86400]   }      ...   where   UNI-1 is the 24 hour total   BRD-1 is the 24 hour total   UNI-2 is the  1 minute peak over 24 hour       (peak of peak of peak = peak(3))   UNI-3 is the 15 minute peak over 24 hour (peak of peak = peak(2))   UNI-4 is the  1 hour peak over 24 hour (peak = peak(1))   BRD-2 is the  5 minute peak over 24 hour       (peak of peak of peak = peak(3))   BRD-3 is the 15 minute peak over 24 hour (peak of peak = peak(2))   BRD-4 is the  1 hour peak over 24 hour (peak = peak(1))   which givesLambert                      Informational                     [Page 26]

RFC 1857                 Operational Statistics             October 1995   BEGIN_DATA:      19920730086400,UNI-1,86400:(tot-val1,tot-val2);      19920730086400,BRD-1,86400:(tot-val1,tot-val2);      19920730086400,UNI-2,86400:(peak(3)-val1,peak(3)-val2);      19920730086400,BRD-2,86400:(peak(3)-val1,peak(3)-val2);      19920730086400,UNI-3,86400:(peak(2)-val1,peak(2)-val2);      19920730086400,BRD-3,86400:(peak(2)-val1,peak(2)-val2);      19920730086400,UNI-4,86400:(peak(1)-val1,peak(1)-val2);      19920730086400,BRD-4,86400:(peak(1)-val1,peak(1)-val2);      19920730172800,UNI-1,86400:(tot-val1,tot-val2);      19920730172800,BRD-1,86400:(tot-val1,tot-val2);      19920730172800,UNI-2,86400:(peak(3)-val1,peak(3)-val2);      19920730172800,BRD-2,86400:(peak(3)-val1,peak(3)-val2);      19920730172800,UNI-3,86400:(peak(2)-val1,peak(2)-val2);      19920730172800,UNI-3,86400:(peak(2)-val1,peak(2)-val2);      19920730172800,UNI-4,86400:(peak(1)-val1,peak(1)-val2);      19920730172800,BRD-4,86400:(peak(1)-val1,peak(1)-val2);      ...Security Considerations   Security issues are discussed inSection 2.4.Author's Address   Michael H. Lambert   Pittsburgh Supercomputing Center   4400 Fifth Avenue   Pittsburgh, PA  15213   USA   Phone: +1 412 268-4960   Fax:  +1 412 268-8200   EMail: lambert@psc.eduLambert                      Informational                     [Page 27]

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