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PROPOSED STANDARD
Updated by:5621
Network Working Group                                          E. BurgerRequest for Comments: 3459                            SnowShore NetworksUpdates:3204                                               January 2003Category: Standards TrackCritical Content Multi-purpose Internet MailExtensions (MIME) ParameterStatus of this Memo   This document specifies an Internet standards track protocol for the   Internet community, and requests discussion and suggestions for   improvements.  Please refer to the current edition of the "Internet   Official Protocol Standards" (STD 1) for the standardization state   and status of this protocol.  Distribution of this memo is unlimited.Copyright Notice   Copyright (C) The Internet Society (2003).  All Rights Reserved.Abstract   This document describes the use of a mechanism for identifying body   parts that a sender deems critical in a multi-part Internet mail   message.  The mechanism described is a parameter to Content-   Disposition, as described byRFC 3204.   By knowing what parts of a message the sender deems critical, a   content gateway can intelligently handle multi-part messages when   providing gateway services to systems of lesser capability.  Critical   content can help a content gateway to decide what parts to forward.   It can indicate how hard a gateway should try to deliver a body part.   It can help the gateway to pick body parts that are safe to silently   delete when a system of lesser capability receives a message.  In   addition, critical content can help the gateway chose the   notification strategy for the receiving system.  Likewise, if the   sender expects the destination to do some processing on a body part,   critical content allows the sender to mark body parts that the   receiver must process.Burger                      Standards Track                     [Page 1]

RFC 3459           Critical Content of Internet Mail        January 2003Table of Contents1.  Conventions used in this document..............................32.  Introduction...................................................33.  Handling Parameter.............................................43.1. REQUIRED..................................................43.2. OPTIONAL..................................................53.3. Default Values............................................53.4. Other Values..............................................54.  Collected Syntax...............................................65.  Notification...................................................65.1. DSN vs. MDN Generation....................................75.2. Summary...................................................76.  Signed Content.................................................87.  Encrypted Content..............................................98.  Status Code...................................................109.  Requirements for Critical Content.............................119.1. Needs....................................................119.2. Current Approaches.......................................1210. The Content Gateway...........................................1310.1. Integrated Content Gateway..............................1410.2. Disaggregated Delivery Network..........................1411. Backward Compatibility Considerations.........................1512. MIME Interactions.............................................1512.1. multipart/alternative...................................1512.2. multipart/related.......................................1512.3. message/rfc822..........................................1512.4. multipart/signed........................................1612.5. multipart/encrypted.....................................1613. Implementation Examples.......................................1613.1. Content Gateways........................................1613.2. Disaggregated Content Gateway...........................1714. OPES Considerations...........................................1814.1. Consideration (2.1): One-Party Consent..................1814.2. Consideration (2.2): IP-layer Communications............1814.3. Consideration (3.1): Notification - Sender..............1814.4. Consideration (3.2): Notification - Receiver............1814.5. Consideration (3.3): Non-Blocking.......................1814.6. Consideration (4.1): URI Resolution.....................1814.7. Consideration (4.2): Reference Validity.................1914.8. Consideration (4.3): Architecture Extensions............1914.9. Consideration (5.1): Privacy............................1915. Security Considerations.......................................1916. IANA Considerations...........................................1917. References....................................................2017.1 Normative References.....................................2017.2 Informative Reference....................................2118. Acknowledgments...............................................22Burger                      Standards Track                     [Page 2]

RFC 3459           Critical Content of Internet Mail        January 200319. Intellectual Property Notice..................................2320. Author's Address..............................................2321. Full Copyright Statement......................................241. Conventions used in this document   This document refers generically to the sender of a message in the   masculine (he/him/his) and the recipient of the message in the   feminine (she/her/hers).  This convention is purely for convenience   and makes no assumption about the gender of a message sender or   recipient.   The key words "MUST", "MUST NOT", "SHALL", "SHALL NOT", "SHOULD",   "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this document   are to be interpreted as described inBCP 14,RFC 2119 [2].   The word "REQUIRED" in this document does not follow the definition   found inRFC 2119.  This is because this document defines a parameter   named "REQUIRED".  There is no requirement in this document that is   "REQUIRED", so there is no confusion.   In this document, the "sending agent" is the originator of the   message.  It could be a mail user agent (MUA) for an Internet   message, or a SIP User Agent Client (UAC) for a SIP [3] message. The   "endpoint" is the receiving device, of lesser capability than the   sending agent.   NOTE: Notes, such as this one, provide additional nonessential   information that the reader may skip without missing anything   essential.  The primary purpose of these non-essential notes is to   convey information about the rationale of this document, or to place   this document in the proper historical or evolutionary context.   Readers whose sole purpose is to construct a conformant   implementation may skip such information.  However, it may be of use   to those who wish to understand why we made certain design choices.2. Introduction   The specification of Critical Content is small and compact.  For the   benefit of developers, the specification comes first, the rationale   after.   One concept that an implementer must understand is the content   gateway.Section 10 describes the content gateway.  In brief, a   content gateway has knowledge of the receiving system's capabilities.   The content gateway passes messages the receiving system can process,   render or store.  The content gateway can modify a message, for   example by deleting unrenderable or storable body parts, for deliveryBurger                      Standards Track                     [Page 3]

RFC 3459           Critical Content of Internet Mail        January 2003   to the receiving system.  Finally, the content gateway can reject a   message that the receiving system cannot handle.   Although Critical Content processing is not an OPES service, the   protocol machinery described in this document meets all of the OPES   IAB requirements as stated byRFC 3238 [4].Section 14 describes   this in detail.  In particular, unlike the current situation where   content gateways silently modified messages, or had abstract rules   for modifying them (see the content transformation rules in VPIM, for   example), the Critical Content mechanism allows for the sending user   to explicitly indicate desired content handling by content gateways   NOTE: This document updatesRFC 3204 [5] to separate the Handling   parameter from the ISUP/QSIG transport mechanism.  The protocol   described here is identical in functionality toRFC 3204 with respect   to SIP.  Future versions ofRFC 3204 should reference this document   for the Handling parameter, as it is orthogonal to the tunneling of   signaling.3. Handling Parameter   The Handling parameter is a Content-Disposition [6] parameter   inserted by the sending agent to indicate to the content gateway   whether to consider the marked body part critical.   A REQUIRED body part is one the sender requires the receiving system   to deliver for him to consider the message delivered.   An OPTIONAL body part is one the sender doesn't care whether the   receiving system delivers it or not.  A content gateway can silently   delete such body parts if the receiving system cannot deliver the   part.   The terms "entity" and "body part" have the meanings defined in [6].3.1. REQUIRED   "Handling=REQUIRED" signifies that this body part is critical to the   sender.   If the content gateway cannot pass a body part marked REQUIRED, then   the entire message has failed.  In this case, the content gateway   MUST take the appropriate failure action.   NOTE: We say "appropriate action", because the sender may have   suppressed all notifications.  In this case, the appropriate action   is to silently discard the message.  In addition, as a general MIME   parameter, the MIME body part may not be in an Internet Mail message.Burger                      Standards Track                     [Page 4]

RFC 3459           Critical Content of Internet Mail        January 2003   Moreover, in the SIP case, the appropriate notification is a status   return code, not a delivery notification.3.2. OPTIONAL   "Handling=OPTIONAL" signifies that the sender does not care about   notification reports for this body part.   If the content gateway cannot pass a body part marked OPTIONAL, the   receiving system may silently delete the body part.  The receiving   system MUST NOT return a delivery failure, unless parts marked   REQUIRED have also failed.3.3. Default Values   The default value for Handling for a given body part is REQUIRED.   This enables the existing notification mechanisms to work for sending   agents that do not know about the content notification entity.  All   body parts are critical, because they have the default marking of   REQUIRED.   NOTE: In the case of Internet mail, critical content processing is a   function of the content gateway and not the mail transfer agent (MTA)   or user agent (UA).  Often, the entity performing content gateway   processing is the receiving UA.  However, in this case the UA is   acting as a content gateway.  Thus the default action for any   Content-Disposition [6]-compliant user agent to ignore unrecognized   disposition parameters ensures that this mechanism is compatible with   the Internet architecture.   NOTE: This parameter is fully backwards compatible and works as   expected for Internet mail and SIP.   NOTE: Some VPIMv2 implementations can receive arbitrary e-mail from   the Internet.  However, these systems are really acting in the   capacity of an Internet Voice Mail system.  In this case, one would   expect the implementation to provide Internet Voice Mail semantics to   Internet Voice Mail messages.3.4. Other Values   The content gateway MUST treat unrecognized values as REQUIRED. This   is to provide backward compatibility with future uses of the   Content-Criticality entity.   NOTE: A possible new value is IMPORTANT.  An IMPORTANT body part is   something the sender wants the receiver to get, but would not want   the message rejected outright if the IMPORTANT body part fails, butBurger                      Standards Track                     [Page 5]

RFC 3459           Critical Content of Internet Mail        January 2003   they do want notification of the failure.  However, as no   implementations do IMPORTANT, it is not important to this version of   this document.4. Collected Syntax   The format of the collected syntax is in accordance with the ABNF of   [7].  Note that perRFC 2183 [6], the HANDLING Content-Disposition   parameter is not case sensitive.  In addition, the notification-type   is not case sensitive.      "handling" "=" notification-type CRLF      notification-type = "REQUIRED" / "OPTIONAL" /                          other-handling / generic-param      other-handling    =  token5. Notification   One obvious application of critical content is generating a (non-)   delivery notification in the Internet mail environment.  If the value   of the field is OPTIONAL, the content gateway MUST NOT generate a   notification.  If the value of the field is REQUIRED, the content   gateway MAY generate a notification, based on the normal notification   request mechanisms.  Normal notification request mechanisms include   specifying the NOTIFY parameter to the SMTP RCPT command [8] and the   Disposition-Notification-To header [9].   In SIP, all requests have responses.  These responses provide   notification in the status code of the response.  For theRFC 3204   case, a content gateway generates a 415 (Unsupported Media Type)   response if the field is REQUIRED.   If the sending system requests a notification, and a REQUIRED part   fails, the content gateway MUST generate a notification for the whole   message.  Conversely, if the gateway cannot pass on a body part   marked OPTIONAL, the gateway MUST NOT generate a notification.   NOTE: This implies that the content gateway must examine the entire   message to determine whether it needs to generate a notification.   However, the content gateway need not examine the message if it knows   it can store and forward all media types. Said differently, Internet   e-mail MTAs or gateways can, by default, handle any arbitrary MIME-   encapsulated type.  Some voice mail systems, on the other hand,   cannot store binary attachments at all, such as application/ms-word.   The voice mail content gateway, in this example, would be scanning   for non-renderable body parts in any event.Burger                      Standards Track                     [Page 6]

RFC 3459           Critical Content of Internet Mail        January 20035.1. DSN vs. MDN Generation   The content gateway generates a delivery status notification (DSN)   [9] if it operates as a gateway.  The content gateway generates a   Message Disposition Notification (MDN) [10] if it operates as a mail   user agent.Section 6 describes the operating modes of a content   gateway.  In short, if there is a MTA that "delivers" the message to   the content gateway for processing, the MTA takes responsibility for   DSN processing.  In this case, the only option available to the   content gateway is to generate MDNs.  If the content gateway operates   as a MTA, then it generates DSNs.  DSN generation is the preferred   option.   If the content gateway is part of a SIP endpoint, then it generates   the appropriate success or error response code.5.2. Summary   The following table summarizes the actions expected of a conforming   content gateway.   NOTE: This section is normative: it suggests what a content gateway   should put into the DSN or MDN.   NOTE: In the case of SIP, this section is informative.  SeeRFC 3204   for the normative set of actions on failure.                  Table 1 - Expected Actions                        +--------------------------------------+                        |    Sending UA Has Marked Body Part   |                        |---------------------+----------------|                        |      REQUIRED       |    OPTIONAL    |   +--------------------+---------------------+----------------+   | Body Part is       |                     |                |   | Deliverable        | Appropriate Action  |     ignore     |   +--------------------+---------------------+----------------+   | Body Part is       |                     |                |   | Undeliverable      | Fail Entire Message |     ignore     |   +--------------------+--------------------------------------+   The "Appropriate Action" is the action the content gateway would take   given the context of execution.  For example, if a sender requests   return receipt and the receiver reads a HANDLING body part, the   receiving UA must generate the appropriate MDN (following the rules   for MDN).  Likewise, if the content gateway cannot deliver the body   part and the body part is critical, the content gateway generates the   appropriate DSN or MDN.Burger                      Standards Track                     [Page 7]

RFC 3459           Critical Content of Internet Mail        January 2003   "Optional" means the content gateway ignores the disposition of the   body part.  The content gateway treats the message as if the body   part was not present in the message.6. Signed ContentRFC 1847 [11] describes how to apply digital signatures to a MIME   body part.  In brief, a multipart/signed body part encapsulates the   body part of interest, or the "content object", in a MIME body part   and the control information needed to verify the object, or the   "protocol" in the lexicon ofRFC 1847, in a second MIME body part.   Here is an example taken fromRFC 1847.      Content-Type: multipart/signed; protocol="TYPE/STYPE";              micalg="MICALG"; boundary="Signed Boundary"      --Signed Boundary      Content-Type: text/plain; charset="us-ascii"      This is some text to be signed although it could be      any type of data, labeled accordingly, of course.      --Signed Boundary      Content-Type: TYPE/STYPE      CONTROL INFORMATION for protocol "TYPE/STYPE" would be here      --Signed Boundary--                Figure 1 - Signed Content MIME Type   There are three places where one may place the criticality indicator   for a multipart/signed body part.  One could mark the   multipart/signed object, the content object, the control object, or   any combination of the three.   The disposition of REQUIRED body parts follow the guidelines found inRFC 2480 [12].   A critical content indicator on a multipart/signed body part means   the sending party requires true end-to-end signature verification.   Thus the gateway needs to pass the enclosure intact.  If the system   or network of lesser capability cannot do signature verification and   the signed enclosure is REQUIRED, the gateway MUST reject the   message.Burger                      Standards Track                     [Page 8]

RFC 3459           Critical Content of Internet Mail        January 2003   A critical content indicator on a signature means that either the   receiving endpoint must be able to do signature verification, or the   gateway needs to verify the signature before forwarding the message.   If the content does not pass verification, the gateway MUST reject   the message.   A critical content indicator on the enclosed material specifies   whether that material is critical to the message as a whole.  If the   signature is marked OPTIONAL and the enclosed material is marked   REQUIRED, the gateway MAY strip out the signature information if the   system or network of lesser capability cannot do signature   verification.  However, if possible, we STRONGLY RECOMMEND the   gateway do signature verification and indicate tampering to the   recipient.7. Encrypted ContentRFC 1847 [11] describes how to encrypt a MIME body part.  In brief, a   multipart/encrypted body part encapsulates the control information   ("protocol" in the lexicon ofRFC 1847) for the encrypted object and   the second containing the encrypted data (application/octet-stream).   Here is an example taken fromRFC 1847.      Content-Type: multipart/encrypted; protocol="TYPE/STYPE";              boundary="Encrypted Boundary"      --Encrypted Boundary      Content-Type: TYPE/STYPE      CONTROL INFORMATION for protocol "TYPE/STYPE" would be here      --Encrypted Boundary      Content-Type: application/octet-stream          Content-Type: text/plain; charset="us-ascii"          All of this indented text, including the indented headers,          would be unreadable since it would have been encrypted by          the protocol "TYPE/STYPE".  Also, this encrypted data could          be any type of data, labeled accordingly, of course.      --Encrypted Boundary--   One may sensibly place a criticality indicator on the encrypted   enclosure (multipart/encrypted) body part.  If the endpoint can   decrypt the message, then the gateway passes the body part in its   entirety.Burger                      Standards Track                     [Page 9]

RFC 3459           Critical Content of Internet Mail        January 2003   If one marks the control object REQUIRED, then the sending UA   requires end-to-end encryption.  If the endpoint cannot decrypt the   message, then the gateway MUST reject the message.   If the control object is OPTIONAL, and the endpoint cannot decrypt   the message, and the gateway can decrypt the message, then the   gateway MAY decrypt the message and forward the cleartext message.   The sending user has explicitly given permission for the gateway to   decrypt the message by marking the control object OPTIONAL. Recall   that the default indication for MIME body parts is REQUIRED.  Thus if   the user takes no explicit action, the content gateway will assume   the user wished end-to-end encryption.   Marking the encrypted content, without marking the encrypted   enclosure, is problematic.  This is because the gateway has to   decrypt the encrypted data to retrieve the header.  However, it is   unlikely for the gateway to have the capability (e.g., keys) to   decrypt the encrypted data.  If a sending UA wishes to mark encrypted   data as not REQUIRED, the sending UA MUST mark the encrypted content   as not REQUIRED.  Clearly, if the sending UA marks the encrypted   content as REQUIRED, the gateway will apply the REQUIRED processing   rules.  Moreover, if the sending UA does not mark the encrypted   content as REQUIRED, the gateway, unless it can decrypt the data,   will treat the encrypted content as REQUIRED.  This occurs because   gateways always treat unmarked content as REQUIRED (seeSection 3.3).8. Status Code   The critical content indication, in itself, does not guarantee any   notification.  Notification follows the rules described in [3], [8],   and [9].   NOTE: The content of actual DSNs or MDNs are beyond the scope of this   document.  This document only specifies how to mark a critical body   part.  On the other hand, we do envision sensible DSN and MDN   contents.  For example, DSNs should include the appropriate failure   code as enumerated in [13].  Likewise, MDNs should include the   failure code in the MDN "Failure:" field.   If the receiving system is to generate a notification based on its   inability to render or store the media type, the notification should   use the status code 5.6.1, "Media not supported", from [10].   For the SIP case, all requests have notification provided by the   status response message.  PerRFC 3204, a content gateway generates a   415 (Unsupported Media Type) response.Burger                      Standards Track                    [Page 10]

RFC 3459           Critical Content of Internet Mail        January 20039. Requirements for Critical Content   This section is informative.9.1. Needs   The need for a critical content identification mechanism comes about   because of the internetworking of Internet mail systems with   messaging systems that do not fulfill all of the semantics of   Internet mail.  Such legacy systems have a limited ability to render   or store all parts of a given message.  This document will use the   case of an Internet mail system exchanging electronic messages with a   legacy voice messaging system for illustrative purposes.   Electronic mail has historically been text-centric.  Extensions such   as MIME [14] enable the user agents to send and receive multi-part,   multimedia messages.  Popular multimedia data types include binary   word processing documents, binary business presentation graphics,   voice, and video.   Voice mail has historically been audio-centric.  Many voice-messaging   systems only render voice.  Extensions such as fax enable the voice   mail system to send and receive fax images as well as create multi-   part voice and fax messages.  A few voice mail systems can render   text using text-to-speech or text-to-fax technology.  Although   theoretically possible, none can today render video.   An important aspect of the interchange between voice messaging   services and desktop e-mail client applications is that the rendering   capability of the voice-messaging platform is often much less than   the rendering capability of a desktop e-mail client.  In the e-mail   case, the sender has the expectation that the recipient receives all   components of a multimedia message.  This is so even if the recipient   cannot render all body parts.  In most cases, the recipient can   either find the appropriate rendering tool or tell the sender that   she cannot read the particular attachment.   This is an important issue.  By definition, a MIME-enabled user   agent, conforming to [15], will present or make available all of the   body parts to the recipient.  However, a voice mail system may not be   capable of storing non-voice objects.  Moreover, the voice mail   system may not be capable of notifying the recipient that there were   undeliverable message parts.   The inability of the receiving system to render a body part is   usually a permanent failure.  Retransmission of the message will not   improve the likelihood of a future successful delivery. Contrast this   with the case with normal data delivery. Traditional messageBurger                      Standards Track                    [Page 11]

RFC 3459           Critical Content of Internet Mail        January 2003   failures, such as a garbled message or disabled link will benefit   from retransmission.   This situation is fundamentally different from normal Internet mail.   In the Internet mail case, either the system delivered the message,   or it didn't.  There is no concept of a system partially delivering a   message.   In addition, there are many situations where the sender would not   mind if the system did not deliver non-critical parts of a message.   For example, the sender's user agent may add body parts to a message   unbeknownst to the sender.  If the receiving system rejected the   message because it could not render a hidden body part, the sender   would be understandably confused and upset.   Thus, there is a need for a method of indicating to a Mail Transfer   Agent (MTA) or User Agent (UA) that the sender considers parts of a   message to be critical.  From the sender's perspective, he would not   consider the message delivered if the system did not deliver the   critical parts.9.2. Current Approaches   One method of indicating critical content of a message is to define a   profile.  The profile defines rules for silently deleting mail body   parts based on knowledge of the UA capabilities.  Citing the example   above, a voice profile can easily declare that MTAs or UAs can   silently delete TNEF data and yet consider the message successfully   delivered.  This is, in fact, the approach taken by VPIMv2 [16].   Since one aspect of the issue is deciding when to notify the sender   that the system cannot deliver part of a message, one could use a   partial non-delivery notification mechanism to indicate a problem   with delivering a given body part.  However, this requires the user   request a delivery notification.  In addition, the sender may not be   aware of parts added by the sending user agent.  In this case, a   failure notice would mystify the sender.   A straightforward alternative implementation method for marking a   body part critical is to use a Critical-Content MIME entity.  This   has the benefit that criticality is meta information for the body   part.  However, IMAP servers in particular would need to either put   Critical-Content into the BODYSTRUCTURE method or create a new method   to retrieve arbitrary MIME entities.  Given the experience of trying   to get Content-Location accepted by IMAP vendors, we chose not to go   that route.Burger                      Standards Track                    [Page 12]

RFC 3459           Critical Content of Internet Mail        January 2003   What we need is a way of letting the sender indicate what body parts   he considers to be critical.  The mechanism must not burden the   sender with failure notifications for non-critical body parts.  The   mechanism must conform to the general notification status request   mechanism for positive or negative notification.  When requested, the   mechanism must indicate to the sender when a receiving system cannot   deliver a critical body part.10. The Content Gateway   This section is informative.   In this section, we use the definition found inRFC 2156 [17] for the   term "gateway."   We do not strictly use the definition found inRFC 2821 [18] for the   term "gateway."  In particular,RFC 2821 is discussing a gateway that   should not examine the message itself.  AnRFC 2821 gateway is a   transport gateway, that mostly deals with transformations of the SMTP   information.   A content gateway is a gateway that connects a first network to a   second network.  The second network often has lesser capability than   the first network.  The canonical topology follows.  "[MTA]", with   square brackets, signifies an optional component.                             +---------+   +---------+     +-----+   |         |     +-------+   +-----------+   | Sending |=...=|[MTA]|===| Content |=...=| [MTA] |===| Receiving |   |   UA    |     +-----+   | Gateway |     +-------+   |    UA     |   +---------+               |         |                 +-----------+                             +---------+          First Network                         Second Network                 Figure 2 - Content Gateway Topology   The content gateway can be the last hop before the receiving MTA. The   content gateway can be between networks, and thus not the last hop   before the receiving MTA.  The content gateway can be the first MTA   the sending UA contacts.  Finally, the content gateway can be an   integrated component of the receiving MTA.   For the SIP case, consider each MTA as a SIP Proxy, the Sending UA as   a SIP User Agent Client, and the Receiving UA as a SIP User Agent   Server.Burger                      Standards Track                    [Page 13]

RFC 3459           Critical Content of Internet Mail        January 200310.1. Integrated Content Gateway   In this situation, the receiving user agent is integrated with the   content gateway. The integrated content gateway knows the   capabilities of the user agent.  The topology is as follows.                             +---------------------+   +---------+     +-----+   |         :           |   | Sending |=...=|[MTA]|===| Content : Receiving |   |   UA    |     +-----+   | Gateway :    UA     |   +---------+               |         :           |                             +---------------------+          First Network           Second Network                  Figure 3 - Integrated Content Gateway   The processing of ISUP and QSIG objects, as described in [5], is an   example of an integrated gateway.10.2. Disaggregated Delivery Network   A degenerate case, although one that does occur, is where the content   gateway sits behind the final MTA.  This happens when one implements   the content gateway as a post-processing step to a normal delivery.   For example, one could configure a mail handling system to deliver   the message to a queue or directory, where the content gateway   process picks up the message.  If there were any directives for DSN   processing, the delivering MTA would execute them.  For example, the   message could have requested notification on successful delivery.   The delivering MTA, having delivered the message to the queue, would   consider the message delivered and thus notify the sender of such.   However, the content gateway process could then discover that the   receiving UA cannot render the message.  In this case, the content   gateway generates a NDN, as it is the only option available.                           Delivered                               |      +---------+   +---------+     +-----+     v      |         |     +-----------+   | Sending |=...=| MTA |--> File -->| Content |=...=| Receiving |   |   UA    |     +-----+            | Gateway |     |    UA     |   +---------+                        |         |     +-----------+                                      +---------+          First Network              Second Network              Figure 4 - Disaggregated Delivery NetworkBurger                      Standards Track                    [Page 14]

RFC 3459           Critical Content of Internet Mail        January 200311. Backward Compatibility Considerations   DSN requires ESMTP.  If MTAs in the path from the sending UA to the   receiving UA do not support ESMTP, then that MTA will reject the DSN   request.  In addition, the message will default to notification on   delay or failure.  While not ideal, the sender will know that DSN is   not available, and that critical content that fails will get   notification.12. MIME Interactions12.1. multipart/alternative   As is true for all Content-Disposition parameters, handling is only   in effect for the selected alternative.  If the selected alternative   has the critical content indicator, then the entire alternative takes   on the criticality indicated.  That is, if the alternative selected   has HANDLING=OPTIONAL, then the content gateway MUST NOT generate any   delivery notifications.   NOTE: This statement explicitly shows that HANDLING overrides the DSN   and MDN request mechanisms.   It is unlikely for a selected alternative to fail, as the content   gateway presumably picks the alternative specifically because it can   render it.   If the selected alternative is a message/rfc822 that encloses a   multipart MIME message or the selected alternative is itself a   multipart MIME type, the individual top-level body parts follow the   HANDLING mechanism described in this document.   NOTE: This means that a forwarded message's criticality will not   affect the forwarding agent's intentions.12.2. multipart/related   Criticality fits in rather well with the multipart/related   construction.  For example, consider a multipart/related message   consisting of a Macintosh data fork and a Macintosh resource fork.   For a Microsoft Word document, the data fork is likely to be   critical.  The receiving system can safely ignore the resource fork.12.3. message/rfc822   Criticality only affects the outermost level of the message or, in   the case of multipart/alternative, the outermost level of the   selected alternative.  Specifically, the receiving system ignoresBurger                      Standards Track                    [Page 15]

RFC 3459           Critical Content of Internet Mail        January 2003   criticality indicators in embedded body parts.  This avoids the   situation of a forwarded message triggering or suppressing undesired   reporting.  This simply implements the procedures described in [6].12.4. multipart/signed   SeeSection 6.12.5. multipart/encrypted   SeeSection 7.13. Implementation Examples   This section is an informative part of the definition of Criticality.   We hope it helps implementers understand the mechanics of the   Handling mechanism.   We will examine two cases.  They are how a content gateway processes   a message and how a disaggregated content gateway processes a   message.13.1. Content Gateways   Content gateways examine the contents of a message from a first   network before the gateway forwards the message to a second network.   For the purposes of this example, we assume the second network has   less capability than the first network.  In particular, we expect   there will be certain message body types that the gateway cannot pass   onto the second network.   Consider a gateway between the Internet and a text-only short message   service.  A message comes through the gateway containing a text part   and a tnef part.  The sender marks the text part REQUIRED.  The   gateway, knowing the capability of the short message service,   silently deletes the non-critical, tnef part, passing the critical   content to the short message service network. Any subsequent   notifications, such as failure notices or delivery notices, follow   the normal rules for notification.   Note the gateway, by silently deleting non-critical content, may   affect proprietary message correlation schemes.  One can envision the   sending UA inserting a body part for tracking purposes.  By deleting   non-critical content, the content gateway will break such a scheme.   If a sending UA understands how to mark critical content, it should   use Internet standard mechanisms for tracking messages, such as   Message-ID [19].Burger                      Standards Track                    [Page 16]

RFC 3459           Critical Content of Internet Mail        January 2003   What if no body parts have critical content indicators?  In this   case, the entire message is critical.  Thus, when the gateway sees   the tnef part, it will reject the entire message, generating a DSN   with a status code 5.6.1, "Media not supported".   Likewise, consider a three part message with a text annotation (part   1) to a voice message (part 2) with a vCard [20] (part 3). The sender   marks the first two parts REQUIRED.  Now, let us assume the receiving   MTA (gateway) is a voice mail only system, without even the   capability to store text.  In this case, the gateway, acting as the   receiving MTA, will reject the message, generating a DSN with the   status code 5.6.1, "Media not supported".13.2. Disaggregated Content Gateway   For this example, we will examine the processing of a three-part   message.  The first part is a text annotation of the second part, an   audio message.  The third part is the sender's vCard.  The sender   marks the first and second parts REQUIRED.  In addition, the sender   marks the message for read receipt.   For the purposes of example, the telephone user interface (TUI) does   not perform text-to-speech conversion.  A TUI is a mail user agent   (UA) that uses DTMF touch-tone digits for input and audio for output   (display).   The TUI is unable to render the first part of the message, the text   part.  In addition, it is unable to render the third part of the   message, the vCard part.  Since the sender did not mark the third   part of the message REQUIRED, the system ignores the failure of the   TUI to render the third part of the message.  However, since the   sender did mark the first part REQUIRED, and the TUI is unable to   render text, the message fails.   What happens next is implementation dependent.  If the TUI is part of   a unified messaging system, a reasonable action is to hold the   message for the user.  The user can access the message at a later   time from a terminal that can render all of the critical body parts.   It would be reasonable for the TUI to notify the user about the   undeliverable body part.   If the TUI is part of a voice messaging system, or if the user does   not subscribe to a text-to-speech service, a reasonable action is for   the TUI to return a MDN with the disposition "failed" and the failure   modifier "5.6.1 (Media not supported)".Burger                      Standards Track                    [Page 17]

RFC 3459           Critical Content of Internet Mail        January 200314. OPES Considerations   Critical Content processing is not a web service.  However, some in   the Internet community may draw parallels between web services that   modify content and an e-mail, SIP, or other MIME-transport service   that modifies content.   This section will analyze the Critical Content protocol machinery   against the requirements stated inRFC 3238 [4].  The summary is that   the protocol described in this document meets all of the requirements   ofRFC 3238.14.1. Consideration (2.1): One-Party Consent   This is the heart of Critical Content.  Critical Content enables the   sending party to give consent to have the message modified. Gateways   that conform to this document will ensure that gateways only modify   messages that the sending party has given consent to modify.14.2. Consideration (2.2): IP-layer Communications   The content gateway is an addressable IP-entity.  Moreover, all of   the relevant protocols (SMTP, SIP, HTTP, etc.) all explicitly make   the presence of the gateway known to the endpoints.14.3. Consideration (3.1): Notification - Sender   Again, this is the point of this document.  The sender explicitly   gets notification if the gateway would remove a Critical Content body   part.14.4. Consideration (3.2): Notification - Receiver   The nature of the receiving system dictates that end users understand   that the messages have been changed.14.5. Consideration (3.3): Non-Blocking   By definition, the endpoint cannot receive non-modified content, so   this requirement does not apply.14.6. Consideration (4.1): URI Resolution   Clearly, one is sending mail (SMTP), a message (SIP), or fetching a   document (HTTP).  The machinery described in this document does not   alter the content itself or the access mechanism.  Thus it is   compliant with this requirement.Burger                      Standards Track                    [Page 18]

RFC 3459           Critical Content of Internet Mail        January 200314.7. Consideration (4.2): Reference Validity   Since the protocol described in this document does not alter the   content itself, inter- and intra-document references are not altered.   However, intra-document references to removed body parts will fail.   On the other hand, the sender explicitly marked those body parts as   being disposable.  Thus the sender is aware of the possibility the   parts may not arrive at the receiver.14.8. Consideration (4.3): Architecture Extensions   Since the protocol described in this document meets Considerations   4.1 and 4.2, this requirement does not apply.14.9. Consideration (5.1): Privacy   The privacy policy of this protocol is explicit.  In particular, the   protocol honors end-to-end security.15. Security Considerations   Sending UA's can use signatures over critical content indicators to   ensure the integrity of the indicator.   The gateway MUST honor signature processing.  In particular, if the   sending UA marks the signature components REQUIRED, and the endpoint   cannot do MIME signature processing, the gateway MUST establish an   appropriate signature mechanism between the gateway and the endpoint.   In this case, the gateway must be secure, as it can become a target   point for tampering with the signed components of the message.   Receiving systems and users should not place any authentication value   on the Handling parameter.   Note that by design, and under the sending user's request, a content   gateway will silently delete unimportant body parts. Critical content   gives the sender the ability to determine the acceptable level   integrity of the delivered message.  That is, the message as the   content gateway actually passes it on is, in fact, representative of   the sender's intentions.16. IANA ConsiderationsRFC 3204 already registered the Handling parameter.  It is collected   here only for reference and as a placeholder for use both for further   expansion in the future and as the normative reference for other   documents that need to reference the Handling parameter.Burger                      Standards Track                    [Page 19]

RFC 3459           Critical Content of Internet Mail        January 2003   Per section 9 of [6], here is the IANA registration for Handling.   To: IANA@IANA.ORG Subject: Registration of new Content-Disposition   parameter   Content-Disposition parameter name: HANDLING   Allowable values for this parameter: REQUIRED OPTIONAL   Description: Marks the body part as required for delivery (REQUIRED)   or can be silently discarded (OPTIONAL).  See RFC <this document> andRFC 3204.   PerRFC 2183, the Content-Disposition parameter name is not case   sensitive.  PerRFC 3459, the values of the parameter are also not   case sensitive.17. References17.1 Normative References   [1]  Bradner, S., "The Internet Standards Process -- Revision 3",BCP9,RFC 2026, October 1996.   [2]  Bradner, S., "Key words for use in RFCs to Indicate Requirement        Levels",BCP 14,RFC 2119, March 1997.   [3]  Rosenberg, J., Schulzrinne, H., Camarillo, G., Johnston, A.,        Peterson, P., Sparks, R., Handley, M. and E. Schooler, "SIP:        Session Initiation Protocol",RFC 3261, June 2002.   [4]  IAB, Floyd, S. and L. Daigle,  "IAB Architectural and Policy        Considerations for Open Pluggable Edge Services",RFC 3238,        January 2002.   [5]  Zimmerer, E., Peterson, E., Vemuri, A., Ong, L., Audet, F.,        Watson, M. and M. Zonoun, "MIME media types for ISUP and QSIG        Objects",RFC 3204, December 2001.   [6]  Troost, R., Dorner, S. and K. Moore, Ed., "Communicating        Presentation Information in Internet Messages: The Content-        Disposition Header Field",RFC 2183, August 1997.   [7]  Crocker, D. and P. Overell, Eds., "Augmented BNF for Syntax        Specifications: ABNF",RFC 2234, November 1997.Burger                      Standards Track                    [Page 20]

RFC 3459           Critical Content of Internet Mail        January 2003   [8]  Moore, K., "Simple Mail Transfer Protocol (SMTP) Service        Extension for Delivery Status Notifications (DSNs)",RFC 3461,        January 2003.   [9]  Moore, K. and G. Vaudreuil, "An Extensible Message Format for        Delivery Status Notifications",RFC 3464, January 2003.   [10] Fajman, R., "An Extensible Message Format for Message        Disposition Notifications",RFC 2298, March 1998.   [11] Galvin, J., Murphy, S., Crocker, S. and N. Freed, "Security        Multiparts for MIME: Multipart/Signed and Multipart/Encrypted",RFC 1847, October 1995.   [12] Freed, N., "Gateways and MIME Security Multiparts",RFC 2480,        January 1999.   [13] Vaudreuil, G., "Enhanced Mail System Status Codes",RFC 3463,        January 2003.   [14] Freed, N. and N. Borenstein, "Multipurpose Internet Mail        Extensions (MIME) Part One: Format of Internet Message Bodies",RFC 2045, November 1996.   [15] Freed, N. and N. Borenstein, "Multipurpose Internet Mail        Extensions (MIME) Part Two: Media Types",RFC 2046, November        1996.   [16] Vaudreuil, G. and G. Parsons, "Voice Profile for Internet Mail -        version 2",RFC 2421, September 1998.   [17] Kille, S., "MIXER (Mime Internet X.400 Enhanced Relay): Mapping        between X.400 andRFC 822/MIME",RFC 2156, January 1998.   [18] Klensin, J., Ed., "Simple Mail Transfer Protocol",RFC 2821,        April 2001.   [19] Crocker, D., "Standard for the Format of ARPA Internet Text        Messages",RFC 822, August 1982.17.2 Informative Reference   [20] Dawson, F. and T. Howes, "vCard MIME Directory Profile",RFC2426, September 1998.Burger                      Standards Track                    [Page 21]

RFC 3459           Critical Content of Internet Mail        January 200318. Acknowledgments   Emily Candell of Comverse Network Systems was instrumental in helping   work out the base issues in the -00 document in Adelaide.   Ned Freed pointed out that this mechanism was about criticality, not   notification.  That insight made the concept and descriptions   infinitely more straightforward.  If it's still confusing, it's my   fault!   Ned Freed also was instrumental in crafting the sections on   multipart/signed and multipart/encrypted.  As AD, he provided   invaluable commentary to help progress this document.   Keith Moore for helped tighten-up the explanations, and he approved   of the use of Content-Disposition.   Dropping the IMPORTANT critical content type took away one of the   reasons for partial non-delivery notification.  That makes Jutta   Degener very happy!   Harald Alvestrand and Chris Newman suggested some implementation   examples.   Greg White asked THE key question that let us realize that critical   content processing was a gateway function, and not a MTA or UA   function.   Jon Peterson cleared up how handling actually does work in the SIP   environment.   An enormous thank you to Michelle S. Cotton at IANA for helping me   craft the original IANA Considerations section in 2000, and for   catching the functional overlap withRFC 3204 in January 2002.   Any errors, omissions, or silliness are my fault.Burger                      Standards Track                    [Page 22]

RFC 3459           Critical Content of Internet Mail        January 200319. Intellectual Property Rights Notice   The IETF takes no position regarding the validity or scope of any   intellectual property or other rights that might be claimed to   pertain to the implementation or use of the technology described in   this document or the extent to which any license under such rights   might or might not be available; neither does it represent that it   has made any effort to identify any such rights.  Information on the   IETF's procedures with respect to rights in standards-track and   standards-related documentation can be found inBCP-11.  Copies of   claims of rights made available for publication and any assurances of   licenses to be made available, or the result of an attempt made to   obtain a general license or permission for the use of such   proprietary rights by implementers or users of this specification can   be obtained from the IETF Secretariat.   The IETF invites any interested party to bring to its attention any   copyrights, patents or patent applications, or other proprietary   rights that may cover technology that may be required to practice   this standard.  Please address the information to the IETF Executive   Director.20. Author's Address   Eric Burger   SnowShore Networks, Inc.   285 Billerica Rd.   Chelmsford, MA  01824-4120   USA   Phone: +1 978 367 8400   Fax:   +1 603 457 5944   EMail: e.burger@ieee.orgBurger                      Standards Track                    [Page 23]

RFC 3459           Critical Content of Internet Mail        January 200321.  Full Copyright Statement   Copyright (C) The Internet Society (2003).  All Rights Reserved.   This document and translations of it may be copied and furnished to   others, and derivative works that comment on or otherwise explain it   or assist in its implementation may be prepared, copied, published   and distributed, in whole or in part, without restriction of any   kind, provided that the above copyright notice and this paragraph are   included on all such copies and derivative works.  However, this   document itself may not be modified in any way, such as by removing   the copyright notice or references to the Internet Society or other   Internet organizations, except as needed for the purpose of   developing Internet standards in which case the procedures for   copyrights defined in the Internet Standards process must be   followed, or as required to translate it into languages other than   English.   The limited permissions granted above are perpetual and will not be   revoked by the Internet Society or its successors or assigns.   This document and the information contained herein is provided on an   "AS IS" basis and THE INTERNET SOCIETY AND THE INTERNET ENGINEERING   TASK FORCE DISCLAIMS ALL WARRANTIES, EXPRESS OR IMPLIED, INCLUDING   BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE INFORMATION   HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED WARRANTIES OF   MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.Acknowledgement   Funding for the RFC Editor function is currently provided by the   Internet Society.Burger                      Standards Track                    [Page 24]

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