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Network Working Group                                           E. RosenRequest for Comments: 3031                           Cisco Systems, Inc.Category: Standards Track                                 A. Viswanathan                                                  Force10 Networks, Inc.                                                               R. Callon                                                  Juniper Networks, Inc.                                                            January 2001Multiprotocol Label Switching ArchitectureStatus of this Memo   This document specifies an Internet standards track protocol for the   Internet community, and requests discussion and suggestions for   improvements.  Please refer to the current edition of the "Internet   Official Protocol Standards" (STD 1) for the standardization state   and status of this protocol.  Distribution of this memo is unlimited.Copyright Notice   Copyright (C) The Internet Society (2001).  All Rights Reserved.Abstract   This document specifies the architecture for Multiprotocol Label   Switching (MPLS).Table of Contents1          Specification  ......................................32          Introduction to MPLS  ...............................32.1        Overview  ...........................................42.2        Terminology  ........................................62.3        Acronyms and Abbreviations  .........................92.4        Acknowledgments  ....................................93          MPLS Basics  ........................................93.1        Labels  .............................................93.2        Upstream and Downstream LSRs  .......................103.3        Labeled Packet  .....................................113.4        Label Assignment and Distribution  ..................113.5        Attributes of a Label Binding  ......................113.6        Label Distribution Protocols  .......................113.7        Unsolicited Downstream vs. Downstream-on-Demand  ....123.8        Label Retention Mode  ...............................123.9        The Label Stack  ....................................133.10       The Next Hop Label Forwarding Entry (NHLFE)  ........133.11       Incoming Label Map (ILM)  ...........................14Rosen, et al.               Standards Track                     [Page 1]

RFC 3031                   MPLS Architecture                January 20013.12       FEC-to-NHLFE Map (FTN)  .............................143.13       Label Swapping  .....................................153.14       Scope and Uniqueness of Labels  .....................15   3.15       Label Switched Path (LSP), LSP Ingress, LSP Egress  .  163.16       Penultimate Hop Popping  ............................183.17       LSP Next Hop  .......................................203.18       Invalid Incoming Labels  ............................203.19       LSP Control: Ordered versus Independent  ............203.20       Aggregation  ........................................213.21       Route Selection  ....................................233.22       Lack of Outgoing Label  .............................243.23       Time-to-Live (TTL)  .................................243.24       Loop Control  .......................................253.25       Label Encodings  ....................................263.25.1     MPLS-specific Hardware and/or Software  .............263.25.2     ATM Switches as LSRs  ...............................263.25.3     Interoperability among Encoding Techniques  .........283.26       Label Merging  ......................................283.26.1     Non-merging LSRs  ...................................293.26.2     Labels for Merging and Non-Merging LSRs  ............303.26.3     Merge over ATM  .....................................313.26.3.1   Methods of Eliminating Cell Interleave  .............313.26.3.2   Interoperation: VC Merge, VP Merge, and Non-Merge  ..313.27       Tunnels and Hierarchy  ..............................323.27.1     Hop-by-Hop Routed Tunnel  ...........................323.27.2     Explicitly Routed Tunnel  ...........................333.27.3     LSP Tunnels  ........................................333.27.4     Hierarchy: LSP Tunnels within LSPs  .................333.27.5     Label Distribution Peering and Hierarchy  ...........343.28       Label Distribution Protocol Transport  ..............353.29       Why More than one Label Distribution Protocol?  .....363.29.1     BGP and LDP  ........................................363.29.2     Labels for RSVP Flowspecs  ..........................363.29.3     Labels for Explicitly Routed LSPs  ..................363.30       Multicast  ..........................................374          Some Applications of MPLS  ..........................374.1        MPLS and Hop by Hop Routed Traffic  .................374.1.1      Labels for Address Prefixes  ........................374.1.2      Distributing Labels for Address Prefixes  ...........374.1.2.1    Label Distribution Peers for an Address Prefix  .....374.1.2.2    Distributing Labels  ................................384.1.3      Using the Hop by Hop path as the LSP  ...............394.1.4      LSP Egress and LSP Proxy Egress  ....................394.1.5      The Implicit NULL Label  ............................404.1.6      Option: Egress-Targeted Label Assignment  ...........404.2        MPLS and Explicitly Routed LSPs  ....................424.2.1      Explicitly Routed LSP Tunnels  ......................424.3        Label Stacks and Implicit Peering  ..................43Rosen, et al.               Standards Track                     [Page 2]

RFC 3031                   MPLS Architecture                January 20014.4        MPLS and Multi-Path Routing  ........................444.5        LSP Trees as Multipoint-to-Point Entities  ..........444.6        LSP Tunneling between BGP Border Routers  ...........454.7        Other Uses of Hop-by-Hop Routed LSP Tunnels  ........474.8        MPLS and Multicast  .................................475          Label Distribution Procedures (Hop-by-Hop)  .........475.1        The Procedures for Advertising and Using labels  ....485.1.1      Downstream LSR: Distribution Procedure  .............485.1.1.1    PushUnconditional  ..................................495.1.1.2    PushConditional  ....................................495.1.1.3    PulledUnconditional  ................................495.1.1.4    PulledConditional  ..................................505.1.2      Upstream LSR: Request Procedure  ....................515.1.2.1    RequestNever  .......................................515.1.2.2    RequestWhenNeeded  ..................................515.1.2.3    RequestOnRequest  ...................................515.1.3      Upstream LSR: NotAvailable Procedure  ...............525.1.3.1    RequestRetry  .......................................525.1.3.2    RequestNoRetry  .....................................525.1.4      Upstream LSR: Release Procedure  ....................525.1.4.1    ReleaseOnChange  ....................................525.1.4.2    NoReleaseOnChange  ..................................535.1.5      Upstream LSR: labelUse Procedure  ...................535.1.5.1    UseImmediate  .......................................535.1.5.2    UseIfLoopNotDetected  ...............................535.1.6      Downstream LSR: Withdraw Procedure  .................53   5.2        MPLS Schemes: Supported Combinations of Procedures  .  545.2.1      Schemes for LSRs that Support Label Merging  ........55   5.2.2      Schemes for LSRs that do not Support Label Merging  .  565.2.3      Interoperability Considerations  ....................576          Security Considerations  ............................587          Intellectual Property  ..............................588          Authors' Addresses  .................................599          References  .........................................5910         Full Copyright Statement  ...........................611. Specification   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",   "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this   document are to be interpreted as described inRFC 2119.2. Introduction to MPLS   This document specifies the architecture for Multiprotocol Label   Switching (MPLS).   Note that the use of MPLS for multicast is left for further study.Rosen, et al.               Standards Track                     [Page 3]

RFC 3031                   MPLS Architecture                January 20012.1. Overview   As a packet of a connectionless network layer protocol travels from   one router to the next, each router makes an independent forwarding   decision for that packet.  That is, each router analyzes the packet's   header, and each router runs a network layer routing algorithm.  Each   router independently chooses a next hop for the packet, based on its   analysis of the packet's header and the results of running the   routing algorithm.   Packet headers contain considerably more information than is needed   simply to choose the next hop.  Choosing the next hop can therefore   be thought of as the composition of two functions.  The first   function partitions the entire set of possible packets into a set of   "Forwarding Equivalence Classes (FECs)".  The second maps each FEC to   a next hop.  Insofar as the forwarding decision is concerned,   different packets which get mapped into the same FEC are   indistinguishable.  All packets which belong to a particular FEC and   which travel from a particular node will follow the same path (or if   certain kinds of multi-path routing are in use, they will all follow   one of a set of paths associated with the FEC).   In conventional IP forwarding, a particular router will typically   consider two packets to be in the same FEC if there is some address   prefix X in that router's routing tables such that X is the "longest   match" for each packet's destination address.  As the packet   traverses the network, each hop in turn reexamines the packet and   assigns it to a FEC.   In MPLS, the assignment of a particular packet to a particular FEC is   done just once, as the packet enters the network.  The FEC to which   the packet is assigned is encoded as a short fixed length value known   as a "label".  When a packet is forwarded to its next hop, the label   is sent along with it; that is, the packets are "labeled" before they   are forwarded.   At subsequent hops, there is no further analysis of the packet's   network layer header.  Rather, the label is used as an index into a   table which specifies the next hop, and a new label.  The old label   is replaced with the new label, and the packet is forwarded to its   next hop.   In the MPLS forwarding paradigm, once a packet is assigned to a FEC,   no further header analysis is done by subsequent routers; all   forwarding is driven by the labels.  This has a number of advantages   over conventional network layer forwarding.Rosen, et al.               Standards Track                     [Page 4]

RFC 3031                   MPLS Architecture                January 2001      -  MPLS forwarding can be done by switches which are capable of         doing label lookup and replacement, but are either not capable         of analyzing the network layer headers, or are not capable of         analyzing the network layer headers at adequate speed.      -  Since a packet is assigned to a FEC when it enters the network,         the ingress router may use, in determining the assignment, any         information it has about the packet, even if that information         cannot be gleaned from the network layer header.  For example,         packets arriving on different ports may be assigned to         different FECs.  Conventional forwarding, on the other hand,         can only consider information which travels with the packet in         the packet header.      -  A packet that enters the network at a particular router can be         labeled differently than the same packet entering the network         at a different router, and as a result forwarding decisions         that depend on the ingress router can be easily made.  This         cannot be done with conventional forwarding, since the identity         of a packet's ingress router does not travel with the packet.      -  The considerations that determine how a packet is assigned to a         FEC can become ever more and more complicated, without any         impact at all on the routers that merely forward labeled         packets.      -  Sometimes it is desirable to force a packet to follow a         particular route which is explicitly chosen at or before the         time the packet enters the network, rather than being chosen by         the normal dynamic routing algorithm as the packet travels         through the network.  This may be done as a matter of policy,         or to support traffic engineering.  In conventional forwarding,         this requires the packet to carry an encoding of its route         along with it ("source routing").  In MPLS, a label can be used         to represent the route, so that the identity of the explicit         route need not be carried with the packet.   Some routers analyze a packet's network layer header not merely to   choose the packet's next hop, but also to determine a packet's   "precedence" or "class of service".  They may then apply different   discard thresholds or scheduling disciplines to different packets.   MPLS allows (but does not require) the precedence or class of service   to be fully or partially inferred from the label.  In this case, one   may say that the label represents the combination of a FEC and a   precedence or class of service.Rosen, et al.               Standards Track                     [Page 5]

RFC 3031                   MPLS Architecture                January 2001   MPLS stands for "Multiprotocol" Label Switching, multiprotocol   because its techniques are applicable to ANY network layer protocol.   In this document, however, we focus on the use of IP as the network   layer protocol.   A router which supports MPLS is known as a "Label Switching Router",   or LSR.2.2. Terminology   This section gives a general conceptual overview of the terms used in   this document.  Some of these terms are more precisely defined in   later sections of the document.      DLCI                      a label used in Frame Relay networks to                                identify frame relay circuits      forwarding equivalence class   a group of IP packets which are                                     forwarded in the same manner (e.g.,                                     over the same path, with the same                                     forwarding treatment)      frame merge               label merging, when it is applied to                                operation over frame based media, so                                that the potential problem of cell                                interleave is not an issue.      label                     a short fixed length physically                                contiguous identifier which is used to                                identify a FEC, usually of local                                significance.      label merging             the replacement of multiple incoming                                labels for a particular FEC with a                                single outgoing label      label swap                the basic forwarding operation                                consisting of looking up an incoming                                label to determine the outgoing label,                                encapsulation, port, and other data                                handling information.      label swapping            a forwarding paradigm allowing                                streamlined forwarding of data by using                                labels to identify classes of data                                packets which are treated                                indistinguishably when forwarding.Rosen, et al.               Standards Track                     [Page 6]

RFC 3031                   MPLS Architecture                January 2001      label switched hop        the hop between two MPLS nodes, on which                                forwarding is done using labels.      label switched path       The path through one or more LSRs at one                                level of the hierarchy followed by a                                packets in a particular FEC.      label switching router    an MPLS node which is capable of                                forwarding native L3 packets      layer 2                   the protocol layer under layer 3 (which                                therefore offers the services used by                                layer 3).  Forwarding, when done by the                                swapping of short fixed length labels,                                occurs at layer 2 regardless of whether                                the label being examined is an ATM                                VPI/VCI, a frame relay DLCI, or an MPLS                                label.      layer 3                   the protocol layer at which IP and its                                associated routing protocols operate                                link layer synonymous with layer 2      loop detection            a method of dealing with loops in which                                loops are allowed to be set up, and data                                may be transmitted over the loop, but                                the loop is later detected      loop prevention           a method of dealing with loops in which                                data is never transmitted over a loop      label stack               an ordered set of labels      merge point               a node at which label merging is done      MPLS domain               a contiguous set of nodes which operate                                MPLS routing and forwarding and which                                are also in one Routing or                                Administrative Domain      MPLS edge node            an MPLS node that connects an MPLS                                domain with a node which is outside of                                the domain, either because it does not                                run MPLS, and/or because it is in a                                different domain.  Note that if an LSR                                has a neighboring host which is not                                running MPLS, that that LSR is an MPLS                                edge node.Rosen, et al.               Standards Track                     [Page 7]

RFC 3031                   MPLS Architecture                January 2001      MPLS egress node          an MPLS edge node in its role in                                handling traffic as it leaves an MPLS                                domain      MPLS ingress node         an MPLS edge node in its role in                                handling traffic as it enters an MPLS                                domain      MPLS label                a label which is carried in a packet                                header, and which represents the                                packet's FEC      MPLS node                 a node which is running MPLS.  An MPLS                                node will be aware of MPLS control                                protocols, will operate one or more L3                                routing protocols, and will be capable                                of forwarding packets based on labels.                                An MPLS node may optionally be also                                capable of forwarding native L3 packets.      MultiProtocol Label Switching  an IETF working group and the                                     effort associated with the working                                     group      network layer             synonymous with layer 3      stack                     synonymous with label stack      switched path             synonymous with label switched path      virtual circuit           a circuit used by a connection-oriented                                layer 2 technology such as ATM or Frame                                Relay, requiring the maintenance of                                state information in layer 2 switches.      VC merge                  label merging where the MPLS label is                                carried in the ATM VCI field (or                                combined VPI/VCI field), so as to allow                                multiple VCs to merge into one single VC      VP merge                  label merging where the MPLS label is                                carried din the ATM VPI field, so as to                                allow multiple VPs to be merged into one                                single VP.  In this case two cells would                                have the same VCI value only if they                                originated from the same node.  This                                allows cells from different sources to                                be distinguished via the VCI.Rosen, et al.               Standards Track                     [Page 8]

RFC 3031                   MPLS Architecture                January 2001      VPI/VCI                   a label used in ATM networks to identify                                circuits2.3. Acronyms and Abbreviations   ATM                       Asynchronous Transfer Mode   BGP                       Border Gateway Protocol   DLCI                      Data Link Circuit Identifier   FEC                       Forwarding Equivalence Class   FTN                       FEC to NHLFE Map   IGP                       Interior Gateway Protocol   ILM                       Incoming Label Map   IP                        Internet Protocol   LDP                       Label Distribution Protocol   L2                        Layer 2 L3                        Layer 3   LSP                       Label Switched Path   LSR                       Label Switching Router   MPLS                      MultiProtocol Label Switching   NHLFE                     Next Hop Label Forwarding Entry   SVC                       Switched Virtual Circuit   SVP                       Switched Virtual Path   TTL                       Time-To-Live   VC                        Virtual Circuit   VCI                       Virtual Circuit Identifier   VP                        Virtual Path   VPI                       Virtual Path Identifier2.4. Acknowledgments   The ideas and text in this document have been collected from a number   of sources and comments received.  We would like to thank Rick   Boivie, Paul Doolan, Nancy Feldman, Yakov Rekhter, Vijay Srinivasan,   and George Swallow for their inputs and ideas.3. MPLS Basics   In this section, we introduce some of the basic concepts of MPLS and   describe the general approach to be used.3.1. Labels   A label is a short, fixed length, locally significant identifier   which is used to identify a FEC.  The label which is put on a   particular packet represents the Forwarding Equivalence Class to   which that packet is assigned.Rosen, et al.               Standards Track                     [Page 9]

RFC 3031                   MPLS Architecture                January 2001   Most commonly, a packet is assigned to a FEC based (completely or   partially) on its network layer destination address.  However, the   label is never an encoding of that address.   If Ru and Rd are LSRs, they may agree that when Ru transmits a packet   to Rd, Ru will label with packet with label value L if and only if   the packet is a member of a particular FEC F.  That is, they can   agree to a "binding" between label L and FEC F for packets moving   from Ru to Rd.  As a result of such an agreement, L becomes Ru's   "outgoing label" representing FEC F, and L becomes Rd's "incoming   label" representing FEC F.   Note that L does not necessarily represent FEC F for any packets   other than those which are being sent from Ru to Rd.  L is an   arbitrary value whose binding to F is local to Ru and Rd.   When we speak above of packets "being sent" from Ru to Rd, we do not   imply either that the packet originated at Ru or that its destination   is Rd.  Rather, we mean to include packets which are "transit   packets" at one or both of the LSRs.   Sometimes it may be difficult or even impossible for Rd to tell, of   an arriving packet carrying label L, that the label L was placed in   the packet by Ru, rather than by some other LSR.  (This will   typically be the case when Ru and Rd are not direct neighbors.)  In   such cases, Rd must make sure that the binding from label to FEC is   one-to-one.  That is, Rd MUST NOT agree with Ru1 to bind L to FEC F1,   while also agreeing with some other LSR Ru2 to bind L to a different   FEC F2, UNLESS Rd can always tell, when it receives a packet with   incoming label L, whether the label was put on the packet by Ru1 or   whether it was put on by Ru2.   It is the responsibility of each LSR to ensure that it can uniquely   interpret its incoming labels.3.2. Upstream and Downstream LSRs   Suppose Ru and Rd have agreed to bind label L to FEC F, for packets   sent from Ru to Rd.  Then with respect to this binding, Ru is the   "upstream LSR", and Rd is the "downstream LSR".   To say that one node is upstream and one is downstream with respect   to a given binding means only that a particular label represents a   particular FEC in packets travelling from the upstream node to the   downstream node.  This is NOT meant to imply that packets in that FEC   would actually be routed from the upstream node to the downstream   node.Rosen, et al.               Standards Track                    [Page 10]

RFC 3031                   MPLS Architecture                January 20013.3. Labeled Packet   A "labeled packet" is a packet into which a label has been encoded.   In some cases, the label resides in an encapsulation header which   exists specifically for this purpose.  In other cases, the label may   reside in an existing data link or network layer header, as long as   there is a field which is available for that purpose.  The particular   encoding technique to be used must be agreed to by both the entity   which encodes the label and the entity which decodes the label.3.4. Label Assignment and Distribution   In the MPLS architecture, the decision to bind a particular label L   to a particular FEC F is made by the LSR which is DOWNSTREAM with   respect to that binding.  The downstream LSR then informs the   upstream LSR of the binding.  Thus labels are "downstream-assigned",   and label bindings are distributed in the "downstream to upstream"   direction.   If an LSR has been designed so that it can only look up labels that   fall into a certain numeric range, then it merely needs to ensure   that it only binds labels that are in that range.3.5. Attributes of a Label Binding   A particular binding of label L to FEC F, distributed by Rd to Ru,   may have associated "attributes".  If Ru, acting as a downstream LSR,   also distributes a binding of a label to FEC F, then under certain   conditions, it may be required to also distribute the corresponding   attribute that it received from Rd.3.6. Label Distribution Protocols   A label distribution protocol is a set of procedures by which one LSR   informs another of the label/FEC bindings it has made.  Two LSRs   which use a label distribution protocol to exchange label/FEC binding   information are known as "label distribution peers" with respect to   the binding information they exchange.  If two LSRs are label   distribution peers, we will speak of there being a "label   distribution adjacency" between them.   (N.B.: two LSRs may be label distribution peers with respect to some   set of bindings, but not with respect to some other set of bindings.)   The label distribution protocol also encompasses any negotiations in   which two label distribution peers need to engage in order to learn   of each other's MPLS capabilities.Rosen, et al.               Standards Track                    [Page 11]

RFC 3031                   MPLS Architecture                January 2001   THE ARCHITECTURE DOES NOT ASSUME THAT THERE IS ONLY A SINGLE LABEL   DISTRIBUTION PROTOCOL.  In fact, a number of different label   distribution protocols are being standardized.  Existing protocols   have been extended so that label distribution can be piggybacked on   them (see, e.g., [MPLS-BGP], [MPLS-RSVP-TUNNELS]).  New protocols   have also been defined for the explicit purpose of distributing   labels (see, e.g., [MPLS-LDP], [MPLS-CR-LDP].   In this document, we try to use the acronym "LDP" to refer   specifically to the protocol defined in [MPLS-LDP]; when speaking of   label distribution protocols in general, we try to avoid the acronym.3.7. Unsolicited Downstream vs. Downstream-on-Demand   The MPLS architecture allows an LSR to explicitly request, from its   next hop for a particular FEC, a label binding for that FEC.  This is   known as "downstream-on-demand" label distribution.   The MPLS architecture also allows an LSR to distribute bindings to   LSRs that have not explicitly requested them.  This is known as   "unsolicited downstream" label distribution.   It is expected that some MPLS implementations will provide only   downstream-on-demand label distribution, and some will provide only   unsolicited downstream label distribution, and some will provide   both.  Which is provided may depend on the characteristics of the   interfaces which are supported by a particular implementation.   However, both of these label distribution techniques may be used in   the same network at the same time.  On any given label distribution   adjacency, the upstream LSR and the downstream LSR must agree on   which technique is to be used.3.8. Label Retention Mode   An LSR Ru may receive (or have received) a label binding for a   particular FEC from an LSR Rd, even though Rd is not Ru's next hop   (or is no longer Ru's next hop) for that FEC.   Ru then has the choice of whether to keep track of such bindings, or   whether to discard such bindings.  If Ru keeps track of such   bindings, then it may immediately begin using the binding again if Rd   eventually becomes its next hop for the FEC in question.  If Ru   discards such bindings, then if Rd later becomes the next hop, the   binding will have to be reacquired.Rosen, et al.               Standards Track                    [Page 12]

RFC 3031                   MPLS Architecture                January 2001   If an LSR supports "Liberal Label Retention Mode", it maintains the   bindings between a label and a FEC which are received from LSRs which   are not its next hop for that  FEC.  If an LSR supports "Conservative   Label Retention Mode", it discards such bindings.   Liberal label retention mode allows for quicker adaptation to routing   changes, but conservative label retention mode though requires an LSR   to maintain many fewer labels.3.9. The Label Stack   So far, we have spoken as if a labeled packet carries only a single   label.  As we shall see, it is useful to have a more general model in   which a labeled packet carries a number of labels, organized as a   last-in, first-out stack.  We refer to this as a "label stack".   Although, as we shall see, MPLS supports a hierarchy, the processing   of a labeled packet is completely independent of the level of   hierarchy.  The processing is always based on the top label, without   regard for the possibility that some number of other labels may have   been "above it" in the past, or that some number of other labels may   be below it at present.   An unlabeled packet can be thought of as a packet whose label stack   is empty (i.e., whose label stack has depth 0).   If a packet's label stack is of depth m, we refer to the label at the   bottom of the stack as the level 1 label, to the label above it (if   such exists) as the level 2 label, and to the label at the top of the   stack as the level m label.   The utility of the label stack will become clear when we introduce   the notion of LSP Tunnel and the MPLS Hierarchy (section 3.27).3.10. The Next Hop Label Forwarding Entry (NHLFE)   The "Next Hop Label Forwarding Entry" (NHLFE) is used when forwarding   a labeled packet.  It contains the following information:   1. the packet's next hop   2. the operation to perform on the packet's label stack; this is one      of the following operations:      a) replace the label at the top of the label stack with a         specified new label      b) pop the label stackRosen, et al.               Standards Track                    [Page 13]

RFC 3031                   MPLS Architecture                January 2001      c) replace the label at the top of the label stack with a         specified new label, and then push one or more specified new         labels onto the label stack.   It may also contain:      d) the data link encapsulation to use when transmitting the packet      e) the way to encode the label stack when transmitting the packet      f) any other information needed in order to properly dispose of         the packet.   Note that at a given LSR, the packet's "next hop" might be that LSR   itself.  In this case, the LSR would need to pop the top level label,   and then "forward" the resulting packet to itself.  It would then   make another forwarding decision, based on what remains after the   label stacked is popped.  This may still be a labeled packet, or it   may be the native IP packet.   This implies that in some cases the LSR may need to operate on the IP   header in order to forward the packet.   If the packet's "next hop" is the current LSR, then the label stack   operation MUST be to "pop the stack".3.11. Incoming Label Map (ILM)   The "Incoming Label Map" (ILM) maps each incoming label to a set of   NHLFEs.  It is used when forwarding packets that arrive as labeled   packets.   If the ILM maps a particular label to a set of NHLFEs that contains   more than one element, exactly one element of the set must be chosen   before the packet is forwarded.  The procedures for choosing an   element from the set are beyond the scope of this document.  Having   the ILM map a label to a set containing more than one NHLFE may be   useful if, e.g., it is desired to do load balancing over multiple   equal-cost paths.3.12. FEC-to-NHLFE Map (FTN)   The "FEC-to-NHLFE" (FTN) maps each FEC to a set of NHLFEs.  It is   used when forwarding packets that arrive unlabeled, but which are to   be labeled before being forwarded.Rosen, et al.               Standards Track                    [Page 14]

RFC 3031                   MPLS Architecture                January 2001   If the FTN maps a particular label to a set of NHLFEs that contains   more than one element, exactly one element of the set must be chosen   before the packet is forwarded.  The procedures for choosing an   element from the set are beyond the scope of this document.  Having   the FTN map a label to a set containing more than one NHLFE may be   useful if, e.g., it is desired to do load balancing over multiple   equal-cost paths.3.13. Label Swapping   Label swapping is the use of the following procedures to forward a   packet.   In order to forward a labeled packet, a LSR examines the label at the   top of the label stack.  It uses the ILM to map this label to an   NHLFE.  Using the information in the NHLFE, it determines where to   forward the packet, and performs an operation on the packet's label   stack.  It then encodes the new label stack into the packet, and   forwards the result.   In order to forward an unlabeled packet, a LSR analyzes the network   layer header, to determine the packet's FEC.  It then uses the FTN to   map this to an NHLFE.  Using the information in the NHLFE, it   determines where to forward the packet, and performs an operation on   the packet's label stack.  (Popping the label stack would, of course,   be illegal in this case.)  It then encodes the new label stack into   the packet, and forwards the result.   IT IS IMPORTANT TO NOTE THAT WHEN LABEL SWAPPING IS IN USE, THE NEXT   HOP IS ALWAYS TAKEN FROM THE NHLFE; THIS MAY IN SOME CASES BE   DIFFERENT FROM WHAT THE NEXT HOP WOULD BE IF MPLS WERE NOT IN USE.3.14. Scope and Uniqueness of Labels   A given LSR Rd may bind label L1 to FEC F, and distribute that   binding to label distribution peer Ru1.  Rd may also bind label L2 to   FEC F, and distribute that binding to label distribution peer Ru2.   Whether or not L1 == L2 is not determined by the architecture; this   is a local matter.   A given LSR Rd may bind label L to FEC F1, and distribute that   binding to label distribution peer Ru1.  Rd may also bind label L to   FEC F2, and distribute that binding to label distribution peer Ru2.   IF (AND ONLY IF) RD CAN TELL, WHEN IT RECEIVES A PACKET WHOSE TOP   LABEL IS L, WHETHER THE LABEL WAS PUT THERE BY RU1 OR BY RU2, THEN   THE ARCHITECTURE DOES NOT REQUIRE THAT F1 == F2.  In such cases, we   may say that Rd is using a different "label space" for the labels it   distributes to Ru1 than for the labels it distributes to Ru2.Rosen, et al.               Standards Track                    [Page 15]

RFC 3031                   MPLS Architecture                January 2001   In general, Rd can only tell whether it was Ru1 or Ru2 that put the   particular label value L at the top of the label stack if the   following conditions hold:      -  Ru1 and Ru2 are the only label distribution peers to which Rd         distributed a binding of label value L, and      -  Ru1 and Ru2 are each directly connected to Rd via a point-to-         point interface.   When these conditions hold, an LSR may use labels that have "per   interface" scope, i.e., which are only unique per interface.  We may   say that the LSR is using a "per-interface label space".  When these   conditions do not hold, the labels must be unique over the LSR which   has assigned them, and we may say that the LSR is using a "per-   platform label space."   If a particular LSR Rd is attached to a particular LSR Ru over two   point-to-point interfaces, then Rd may distribute to Ru a binding of   label L to FEC F1, as well as a binding of label L to FEC F2, F1 !=   F2, if and only if each binding is valid only for packets which Ru   sends to Rd over a particular one of the interfaces.  In all other   cases, Rd MUST NOT distribute to Ru bindings of the same label value   to two different FECs.   This prohibition holds even if the bindings are regarded as being at   different "levels of hierarchy".  In MPLS, there is no notion of   having a different label space for different levels of the hierarchy;   when interpreting a label, the level of the label is irrelevant.   The question arises as to whether it is possible for an LSR to use   multiple per-platform label spaces, or to use multiple per-interface   label spaces for the same interface.  This is not prohibited by the   architecture.  However, in such cases the LSR must have some means,   not specified by the architecture, of determining, for a particular   incoming label, which label space that label belongs to.  For   example, [MPLS-SHIM] specifies that a different label space is used   for unicast packets than for multicast packets, and uses a data link   layer codepoint to distinguish the two label spaces.3.15. Label Switched Path (LSP), LSP Ingress, LSP Egress   A "Label Switched Path (LSP) of level m" for a particular packet P is   a sequence of routers,                               <R1, ..., Rn>   with the following properties:Rosen, et al.               Standards Track                    [Page 16]

RFC 3031                   MPLS Architecture                January 2001      1. R1, the "LSP Ingress", is an LSR which pushes a label onto P's         label stack, resulting in a label stack of depth m;      2. For all i, 1<i<n, P has a label stack of depth m when received         by LSR Ri;      3. At no time during P's transit from R1 to R[n-1] does its label         stack ever have a depth of less than m;      4. For all i, 1<i<n: Ri transmits P to R[i+1] by means of MPLS,         i.e., by using the label at the top of the label stack (the         level m label) as an index into an ILM;      5. For all i, 1<i<n: if a system S receives and forwards P after P         is transmitted by Ri but before P is received by R[i+1] (e.g.,         Ri and R[i+1] might be connected via a switched data link         subnetwork, and S might be one of the data link switches), then         S's forwarding decision is not based on the level m label, or         on the network layer header.  This may be because:         a) the decision is not based on the label stack or the network            layer header at all;         b) the decision is based on a label stack on which additional            labels have been pushed (i.e., on a level m+k label, where            k>0).   In other words, we can speak of the level m LSP for Packet P as the   sequence of routers:      1. which begins with an LSR (an "LSP Ingress") that pushes on a         level m label,      2. all of whose intermediate LSRs make their forwarding decision         by label Switching on a level m label,      3. which ends (at an "LSP Egress") when a forwarding decision is         made by label Switching on a level m-k label, where k>0, or         when a forwarding decision is made by "ordinary", non-MPLS         forwarding procedures.   A consequence (or perhaps a presupposition) of this is that whenever   an LSR pushes a label onto an already labeled packet, it needs to   make sure that the new label corresponds to a FEC whose LSP Egress is   the LSR that assigned the label which is now second in the stack.Rosen, et al.               Standards Track                    [Page 17]

RFC 3031                   MPLS Architecture                January 2001   We will call a sequence of LSRs the "LSP for a particular FEC F" if   it is an LSP of level m for a particular packet P when P's level m   label is a label corresponding to FEC F.   Consider the set of nodes which may be LSP ingress nodes for FEC F.   Then there is an LSP for FEC F which begins with each of those nodes.   If a number of those LSPs have the same LSP egress, then one can   consider the set of such LSPs to be a tree, whose root is the LSP   egress.  (Since data travels along this tree towards the root, this   may be called a multipoint-to-point tree.)  We can thus speak of the   "LSP tree" for a particular FEC F.3.16. Penultimate Hop Popping   Note that according to the definitions ofsection 3.15, if <R1, ...,   Rn> is a level m LSP for packet P, P may be transmitted from R[n-1]   to Rn with a label stack of depth m-1.  That is, the label stack may   be popped at the penultimate LSR of the LSP, rather than at the LSP   Egress.   From an architectural perspective, this is perfectly appropriate.   The purpose of the level m label is to get the packet to Rn.  Once   R[n-1] has decided to send the packet to Rn, the label no longer has   any function, and need no longer be carried.   There is also a practical advantage to doing penultimate hop popping.   If one does not do this, then when the LSP egress receives a packet,   it first looks up the top label, and determines as a result of that   lookup that it is indeed the LSP egress.  Then it must pop the stack,   and examine what remains of the packet.  If there is another label on   the stack, the egress will look this up and forward the packet based   on this lookup.  (In this case, the egress for the packet's level m   LSP is also an intermediate node for its level m-1 LSP.)  If there is   no other label on the stack, then the packet is forwarded according   to its network layer destination address.  Note that this would   require the egress to do TWO lookups, either two label lookups or a   label lookup followed by an address lookup.   If, on the other hand, penultimate hop popping is used, then when the   penultimate hop looks up the label, it determines:      -  that it is the penultimate hop, and      -  who the next hop is.   The penultimate node then pops the stack, and forwards the packet   based on the information gained by looking up the label that was   previously at the top of the stack.  When the LSP egress receives theRosen, et al.               Standards Track                    [Page 18]

RFC 3031                   MPLS Architecture                January 2001   packet, the label which is now at the top of the stack will be the   label which it needs to look up in order to make its own forwarding   decision.  Or, if the packet was only carrying a single label, the   LSP egress will simply see the network layer packet, which is just   what it needs to see in order to make its forwarding decision.   This technique allows the egress to do a single lookup, and also   requires only a single lookup by the penultimate node.   The creation of the forwarding "fastpath" in a label switching   product may be greatly aided if it is known that only a single lookup   is ever required:      -  the code may be simplified if it can assume that only a single         lookup is ever needed      -  the code can be based on a "time budget" that assumes that only         a single lookup is ever needed.   In fact, when penultimate hop popping is done, the LSP Egress need   not even be an LSR.   However, some hardware switching engines may not be able to pop the   label stack, so this cannot be universally required.  There may also   be some situations in which penultimate hop popping is not desirable.   Therefore the penultimate node pops the label stack only if this is   specifically requested by the egress node, OR if the next node in the   LSP does not support MPLS.  (If the next node in the LSP does support   MPLS, but does not make such a request, the penultimate node has no   way of knowing that it in fact is the penultimate node.)   An LSR which is capable of popping the label stack at all MUST do   penultimate hop popping when so requested by its downstream label   distribution peer.   Initial label distribution protocol negotiations MUST allow each LSR   to determine whether its neighboring LSRS are capable of popping the   label stack.  A LSR MUST NOT request a label distribution peer to pop   the label stack unless it is capable of doing so.   It may be asked whether the egress node can always interpret the top   label of a received packet properly if penultimate hop popping is   used.  As long as the uniqueness and scoping rules ofsection 3.14   are obeyed, it is always possible to interpret the top label of a   received packet unambiguously.Rosen, et al.               Standards Track                    [Page 19]

RFC 3031                   MPLS Architecture                January 20013.17. LSP Next Hop   The LSP Next Hop for a particular labeled packet in a particular LSR   is the LSR which is the next hop, as selected by the NHLFE entry used   for forwarding that packet.   The LSP Next Hop for a particular FEC is the next hop as selected by   the NHLFE entry indexed by a label which corresponds to that FEC.   Note that the LSP Next Hop may differ from the next hop which would   be chosen by the network layer routing algorithm.  We will use the   term "L3 next hop" when we refer to the latter.3.18. Invalid Incoming Labels   What should an LSR do if it receives a labeled packet with a   particular incoming label, but has no binding for that label?  It is   tempting to think that the labels can just be removed, and the packet   forwarded as an unlabeled IP packet.  However, in some cases, doing   so could cause a loop.  If the upstream LSR thinks the label is bound   to an explicit route, and the downstream LSR doesn't think the label   is bound to anything, and if the hop by hop routing of the unlabeled   IP packet brings the packet back to the upstream LSR, then a loop is   formed.   It is also possible that the label was intended to represent a route   which cannot be inferred from the IP header.   Therefore, when a labeled packet is received with an invalid incoming   label, it MUST be discarded, UNLESS it is determined by some means   (not within the scope of the current document) that forwarding it   unlabeled cannot cause any harm.3.19. LSP Control: Ordered versus Independent   Some FECs correspond to address prefixes which are distributed via a   dynamic routing algorithm.  The setup of the LSPs for these FECs can   be done in one of two ways: Independent LSP Control or Ordered LSP   Control.   In Independent LSP Control, each LSR, upon noting that it recognizes   a particular FEC, makes an independent decision to bind a label to   that FEC and to distribute that binding to its label distribution   peers.  This corresponds to the way that conventional IP datagram   routing works; each node makes an independent decision as to how to   treat each packet, and relies on the routing algorithm to converge   rapidly so as to ensure that each datagram is correctly delivered.Rosen, et al.               Standards Track                    [Page 20]

RFC 3031                   MPLS Architecture                January 2001   In Ordered LSP Control, an LSR only binds a label to a particular FEC   if it is the egress LSR for that FEC, or if it has already received a   label binding for that FEC from its next hop for that FEC.   If one wants to ensure that traffic in a particular FEC follows a   path with some specified set of properties (e.g., that the traffic   does not traverse any node twice, that a specified amount of   resources are available to the traffic, that the traffic follows an   explicitly specified path, etc.)  ordered control must be used.  With   independent control, some LSRs may begin label switching a traffic in   the FEC before the LSP is completely set up, and thus some traffic in   the FEC may follow a path which does not have the specified set of   properties.  Ordered control also needs to be used if the recognition   of the FEC is a consequence of the setting up of the corresponding   LSP.   Ordered LSP setup may be initiated either by the ingress or the   egress.   Ordered control and independent control are fully interoperable.   However, unless all LSRs in an LSP are using ordered control, the   overall effect on network behavior is largely that of independent   control, since one cannot be sure that an LSP is not used until it is   fully set up.   This architecture allows the choice between independent control and   ordered control to be a local matter.  Since the two methods   interwork, a given LSR need support only one or the other.  Generally   speaking, the choice of independent versus ordered control does not   appear to have any effect on the label distribution mechanisms which   need to be defined.3.20. Aggregation   One way of partitioning traffic into FECs is to create a separate FEC   for each address prefix which appears in the routing table.  However,   within a particular MPLS domain, this may result in a set of FECs   such that all traffic in all those FECs follows the same route.  For   example, a set of distinct address prefixes might all have the same   egress node, and label swapping might be used only to get the the   traffic to the egress node.  In this case, within the MPLS domain,   the union of those FECs is itself a FEC.  This creates a choice:   should a distinct label be bound to each component FEC, or should a   single label be bound to the union, and that label applied to all   traffic in the union?   The procedure of binding a single label to a union of FECs which is   itself a FEC (within some domain), and of applying that label to allRosen, et al.               Standards Track                    [Page 21]

RFC 3031                   MPLS Architecture                January 2001   traffic in the union, is known as "aggregation".  The MPLS   architecture allows aggregation.  Aggregation may reduce the number   of labels which are needed to handle a particular set of packets, and   may also reduce the amount of label distribution control traffic   needed.   Given a set of FECs which are "aggregatable" into a single FEC, it is   possible to (a) aggregate them into a single FEC, (b) aggregate them   into a set of FECs, or (c) not aggregate them at all.  Thus we can   speak of the "granularity" of aggregation, with (a) being the   "coarsest granularity", and (c) being the "finest granularity".   When order control is used, each LSR should adopt, for a given set of   FECs, the granularity used by its next hop for those FECs.   When independent control is used, it is possible that there will be   two adjacent LSRs, Ru and Rd, which aggregate some set of FECs   differently.   If Ru has finer granularity than Rd, this does not cause a problem.   Ru distributes more labels for that set of FECs than Rd does.  This   means that when Ru needs to forward labeled packets in those FECs to   Rd, it may need to map n labels into m labels, where n > m.  As an   option, Ru may withdraw the set of n labels that it has distributed,   and then distribute a set of m labels, corresponding to Rd's level of   granularity.  This is not necessary to ensure correct operation, but   it does result in a reduction of the number of labels distributed by   Ru, and Ru is not gaining any particular advantage by distributing   the larger number of labels.  The decision whether to do this or not   is a local matter.   If Ru has coarser granularity than Rd (i.e., Rd has distributed n   labels for the set of FECs, while Ru has distributed m, where n > m),   it has two choices:      -  It may adopt Rd's finer level of granularity.  This would         require it to withdraw the m labels it has distributed, and         distribute n labels.  This is the preferred option.      -  It may simply map its m labels into a subset of Rd's n labels,         if it can determine that this will produce the same routing.         For example, suppose that Ru applies a single label to all         traffic that needs to pass through a certain egress LSR,         whereas Rd binds a number of different labels to such traffic,         depending on the individual destination addresses of the         packets.  If Ru knows the address of the egress router, and if         Rd has bound a label to the FEC which is identified by that         address, then Ru can simply apply that label.Rosen, et al.               Standards Track                    [Page 22]

RFC 3031                   MPLS Architecture                January 2001   In any event, every LSR needs to know (by configuration) what   granularity to use for labels that it assigns.  Where ordered control   is used, this requires each node to know the granularity only for   FECs which leave the MPLS network at that node.  For independent   control, best results may be obtained by ensuring that all LSRs are   consistently configured to know the granularity for each FEC.   However, in many cases this may be done by using a single level of   granularity which applies to all FECs (such as "one label per IP   prefix in the forwarding table", or "one label per egress node").3.21. Route Selection   Route selection refers to the method used for selecting the LSP for a   particular FEC.  The proposed MPLS protocol architecture supports two   options for Route Selection: (1) hop by hop routing, and (2) explicit   routing.   Hop by hop routing allows each node to independently choose the next   hop for each FEC.  This is the usual mode today in existing IP   networks.  A "hop by hop routed LSP" is an LSP whose route is   selected using hop by hop routing.   In an explicitly routed LSP, each LSR does not independently choose   the next hop; rather, a single LSR, generally the LSP ingress or the   LSP egress, specifies several (or all) of the LSRs in the LSP.  If a   single LSR specifies the entire LSP, the LSP is "strictly" explicitly   routed.  If a single LSR specifies only some of the LSP, the LSP is   "loosely" explicitly routed.   The sequence of LSRs followed by an explicitly routed LSP may be   chosen by configuration, or may be selected dynamically by a single   node (for example, the egress node may make use of the topological   information learned from a link state database in order to compute   the entire path for the tree ending at that egress node).   Explicit routing may be useful for a number of purposes, such as   policy routing or traffic engineering.  In MPLS, the explicit route   needs to be specified at the time that labels are assigned, but the   explicit route does not have to be specified with each IP packet.   This makes MPLS explicit routing much more efficient than the   alternative of IP source routing.   The procedures for making use of explicit routes, either strict or   loose, are beyond the scope of this document.Rosen, et al.               Standards Track                    [Page 23]

RFC 3031                   MPLS Architecture                January 20013.22. Lack of Outgoing Label   When a labeled packet is traveling along an LSP, it may occasionally   happen that it reaches an LSR at which the ILM does not map the   packet's incoming label into an NHLFE, even though the incoming label   is itself valid.  This can happen due to transient conditions, or due   to an error at the LSR which should be the packet's next hop.   It is tempting in such cases to strip off the label stack and attempt   to forward the packet further via conventional forwarding, based on   its network layer header.  However, in general this is not a safe   procedure:      -  If the packet has been following an explicitly routed LSP, this         could result in a loop.      -  The packet's network header may not contain enough information         to enable this particular LSR to forward it correctly.   Unless it can be determined (through some means outside the scope of   this document) that neither of these situations obtains, the only   safe procedure is to discard the packet.3.23. Time-to-Live (TTL)   In conventional IP forwarding, each packet carries a "Time To Live"   (TTL) value in its header.  Whenever a packet passes through a   router, its TTL gets decremented by 1; if the TTL reaches 0 before   the packet has reached its destination, the packet gets discarded.   This provides some level of protection against forwarding loops that   may exist due to misconfigurations, or due to failure or slow   convergence of the routing algorithm.  TTL is sometimes used for   other functions as well, such as multicast scoping, and supporting   the "traceroute" command.  This implies that there are two TTL-   related issues that MPLS needs to deal with: (i) TTL as a way to   suppress loops; (ii) TTL as a way to accomplish other functions, such   as limiting the scope of a packet.   When a packet travels along an LSP, it SHOULD emerge with the same   TTL value that it would have had if it had traversed the same   sequence of routers without having been label switched.  If the   packet travels along a hierarchy of LSPs, the total number of LSR-   hops traversed SHOULD be reflected in its TTL value when it emerges   from the hierarchy of LSPs.Rosen, et al.               Standards Track                    [Page 24]

RFC 3031                   MPLS Architecture                January 2001   The way that TTL is handled may vary depending upon whether the MPLS   label values are carried in an MPLS-specific "shim" header [MPLS-   SHIM], or if the MPLS labels are carried in an L2 header, such as an   ATM header [MPLS-ATM] or a frame relay header [MPLS-FRMRLY].   If the label values are encoded in a "shim" that sits between the   data link and network layer headers, then this shim MUST have a TTL   field that SHOULD be initially loaded from the network layer header   TTL field, SHOULD be decremented at each LSR-hop, and SHOULD be   copied into the network layer header TTL field when the packet   emerges from its LSP.   If the label values are encoded in a data link layer header (e.g.,   the VPI/VCI field in ATM's AAL5 header), and the labeled packets are   forwarded by an L2 switch (e.g., an ATM switch), and the data link   layer (like ATM) does not itself have a TTL field, then it will not   be possible to decrement a packet's TTL at each LSR-hop.  An LSP   segment which consists of a sequence of LSRs that cannot decrement a   packet's TTL will be called a "non-TTL LSP segment".   When a packet emerges from a non-TTL LSP segment, it SHOULD however   be given a TTL that reflects the number of LSR-hops it traversed.  In   the unicast case, this can be achieved by propagating a meaningful   LSP length to ingress nodes, enabling the ingress to decrement the   TTL value before forwarding packets into a non-TTL LSP segment.   Sometimes it can be determined, upon ingress to a non-TTL LSP   segment, that a particular packet's TTL will expire before the packet   reaches the egress of that non-TTL LSP segment.  In this case, the   LSR at the ingress to the non-TTL LSP segment must not label switch   the packet.  This means that special procedures must be developed to   support traceroute functionality, for example, traceroute packets may   be forwarded using conventional hop by hop forwarding.3.24. Loop Control   On a non-TTL LSP segment, by definition, TTL cannot be used to   protect against forwarding loops.  The importance of loop control may   depend on the particular hardware being used to provide the LSR   functions along the non-TTL LSP segment.   Suppose, for instance, that ATM switching hardware is being used to   provide MPLS switching functions, with the label being carried in the   VPI/VCI field.  Since ATM switching hardware cannot decrement TTL,   there is no protection against loops.  If the ATM hardware is capable   of providing fair access to the buffer pool for incoming cells   carrying different VPI/VCI values, this looping may not have any   deleterious effect on other traffic.  If the ATM hardware cannotRosen, et al.               Standards Track                    [Page 25]

RFC 3031                   MPLS Architecture                January 2001   provide fair buffer access of this sort, however, then even transient   loops may cause severe degradation of the LSR's total performance.   Even if fair buffer access can be provided, it is still worthwhile to   have some means of detecting loops that last "longer than possible".   In addition, even where TTL and/or per-VC fair queuing provides a   means for surviving loops, it still may be desirable where practical   to avoid setting up LSPs which loop.  All LSRs that may attach to   non-TTL LSP segments will therefore be required to support a common   technique for loop detection; however, use of the loop detection   technique is optional.  The loop detection technique is specified in   [MPLS-ATM] and [MPLS-LDP].3.25. Label Encodings   In order to transmit a label stack along with the packet whose label   stack it is, it is necessary to define a concrete encoding of the   label stack.  The architecture supports several different encoding   techniques; the choice of encoding technique depends on the   particular kind of device being used to forward labeled packets.3.25.1. MPLS-specific Hardware and/or Software   If one is using MPLS-specific hardware and/or software to forward   labeled packets, the most obvious way to encode the label stack is to   define a new protocol to be used as a "shim" between the data link   layer and network layer headers.  This shim would really be just an   encapsulation of the network layer packet; it would be "protocol-   independent" such that it could be used to encapsulate any network   layer.  Hence we will refer to it as the "generic MPLS   encapsulation".   The generic MPLS encapsulation would in turn be encapsulated in a   data link layer protocol.   The MPLS generic encapsulation is specified in [MPLS-SHIM].3.25.2. ATM Switches as LSRs   It will be noted that MPLS forwarding procedures are similar to those   of legacy "label swapping" switches such as ATM switches.  ATM   switches use the input port and the incoming VPI/VCI value as the   index into a "cross-connect" table, from which they obtain an output   port and an outgoing VPI/VCI value.  Therefore if one or more labels   can be encoded directly into the fields which are accessed by these   legacy switches, then the legacy switches can, with suitable software   upgrades, be used as LSRs.  We will refer to such devices as "ATM-   LSRs".Rosen, et al.               Standards Track                    [Page 26]

RFC 3031                   MPLS Architecture                January 2001   There are three obvious ways to encode labels in the ATM cell header   (presuming the use of AAL5):      1. SVC Encoding         Use the VPI/VCI field to encode the label which is at the top         of the label stack.  This technique can be used in any network.         With this encoding technique, each LSP is realized as an ATM         SVC, and the label distribution protocol becomes the ATM         "signaling" protocol.  With this encoding technique, the ATM-         LSRs cannot perform "push" or "pop" operations on the label         stack.      2. SVP Encoding         Use the VPI field to encode the label which is at the top of         the label stack, and the VCI field to encode the second label         on the stack, if one is present.  This technique some         advantages over the previous one, in that it permits the use of         ATM "VP-switching".  That is, the LSPs are realized as ATM         SVPs, with the label distribution protocol serving as the ATM         signaling protocol.         However, this technique cannot always be used.  If the network         includes an ATM Virtual Path through a non-MPLS ATM network,         then the VPI field is not necessarily available for use by         MPLS.         When this encoding technique is used, the ATM-LSR at the egress         of the VP effectively does a "pop" operation.      3. SVP Multipoint Encoding         Use the VPI field to encode the label which is at the top of         the label stack, use part of the VCI field to encode the second         label on the stack, if one is present, and use the remainder of         the VCI field to identify the LSP ingress.  If this technique         is used, conventional ATM VP-switching capabilities can be used         to provide multipoint-to-point VPs.  Cells from different         packets will then carry different VCI values.  As we shall see         insection 3.26, this enables us to do label merging, without         running into any cell interleaving problems, on ATM switches         which can provide multipoint-to-point VPs, but which do not         have the VC merge capability.         This technique depends on the existence of a capability for         assigning 16-bit VCI values to each ATM switch such that no         single VCI value is assigned to two different switches.  (If anRosen, et al.               Standards Track                    [Page 27]

RFC 3031                   MPLS Architecture                January 2001         adequate number of such values could be assigned to each         switch, it would be possible to also treat the VCI value as the         second label in the stack.)   If there are more labels on the stack than can be encoded in the ATM   header, the ATM encodings must be combined with the generic   encapsulation.3.25.3. Interoperability among Encoding Techniques   If <R1, R2, R3> is a segment of a LSP, it is possible that R1 will   use one encoding of the label stack when transmitting packet P to R2,   but R2 will use a different encoding when transmitting a packet P to   R3.  In general, the MPLS architecture supports LSPs with different   label stack encodings used on different hops.  Therefore, when we   discuss the procedures for processing a labeled packet, we speak in   abstract terms of operating on the packet's label stack.  When a   labeled packet is received, the LSR must decode it to determine the   current value of the label stack, then must operate on the label   stack to determine the new value of the stack, and then encode the   new value appropriately before transmitting the labeled packet to its   next hop.   Unfortunately, ATM switches have no capability for translating from   one encoding technique to another.  The MPLS architecture therefore   requires that whenever it is possible for two ATM switches to be   successive LSRs along a level m LSP for some packet, that those two   ATM switches use the same encoding technique.   Naturally there will be MPLS networks which contain a combination of   ATM switches operating as LSRs, and other LSRs which operate using an   MPLS shim header.  In such networks there may be some LSRs which have   ATM interfaces as well as "MPLS Shim" interfaces.  This is one   example of an LSR with different label stack encodings on different   hops.  Such an LSR may swap off an ATM encoded label stack on an   incoming interface and replace it with an MPLS shim header encoded   label stack on the outgoing interface.3.26. Label Merging   Suppose that an LSR has bound multiple incoming labels to a   particular FEC.  When forwarding packets in that FEC, one would like   to have a single outgoing label which is applied to all such packets.   The fact that two different packets in the FEC arrived with different   incoming labels is irrelevant; one would like to forward them with   the same outgoing label.  The capability to do so is known as "label   merging".Rosen, et al.               Standards Track                    [Page 28]

RFC 3031                   MPLS Architecture                January 2001   Let us say that an LSR is capable of label merging if it can receive   two packets from different incoming interfaces, and/or with different   labels, and send both packets out the same outgoing interface with   the same label.  Once the packets are transmitted, the information   that they arrived from different interfaces and/or with different   incoming labels is lost.   Let us say that an LSR is not capable of label merging if, for any   two packets which arrive from different interfaces, or with different   labels, the packets must either be transmitted out different   interfaces, or must have different labels.  ATM-LSRs using the SVC or   SVP Encodings cannot perform label merging.  This is discussed in   more detail in the next section.   If a particular LSR cannot perform label merging, then if two packets   in the same FEC arrive with different incoming labels, they must be   forwarded with different outgoing labels.  With label merging, the   number of outgoing labels per FEC need only be 1; without label   merging, the number of outgoing labels per FEC could be as large as   the number of nodes in the network.   With label merging, the number of incoming labels per FEC that a   particular LSR needs is never be larger than the number of label   distribution adjacencies.  Without label merging, the number of   incoming labels per FEC that a particular LSR needs is as large as   the number of upstream nodes which forward traffic in the FEC to the   LSR in question.  In fact, it is difficult for an LSR to even   determine how many such incoming labels it must support for a   particular FEC.   The MPLS architecture accommodates both merging and non-merging LSRs,   but allows for the fact that there may be LSRs which do not support   label merging.  This leads to the issue of ensuring correct   interoperation between merging LSRs and non-merging LSRs.  The issue   is somewhat different in the case of datagram media versus the case   of ATM.  The different media types will therefore be discussed   separately.3.26.1. Non-merging LSRs   The MPLS forwarding procedures is very similar to the forwarding   procedures used by such technologies as ATM and Frame Relay.  That   is, a unit of data arrives, a label (VPI/VCI or DLCI) is looked up in   a "cross-connect table", on the basis of that lookup an output port   is chosen, and the label value is rewritten.  In fact, it is possible   to use such technologies for MPLS forwarding; a label distribution   protocol can be used as the "signalling protocol" for setting up the   cross-connect tables.Rosen, et al.               Standards Track                    [Page 29]

RFC 3031                   MPLS Architecture                January 2001   Unfortunately, these technologies do not necessarily support the   label merging capability.  In ATM, if one attempts to perform label   merging, the result may be the interleaving of cells from various   packets.  If cells from different packets get interleaved, it is   impossible to reassemble the packets.  Some Frame Relay switches use   cell switching on their backplanes.  These switches may also be   incapable of supporting label merging, for the same reason -- cells   of different packets may get interleaved, and there is then no way to   reassemble the packets.   We propose to support two solutions to this problem.  First, MPLS   will contain procedures which allow the use of non-merging LSRs.   Second, MPLS will support procedures which allow certain ATM switches   to function as merging LSRs.   Since MPLS supports both merging and non-merging LSRs, MPLS also   contains procedures to ensure correct interoperation between them.3.26.2. Labels for Merging and Non-Merging LSRs   An upstream LSR which supports label merging needs to be sent only   one label per FEC.  An upstream neighbor which does not support label   merging needs to be sent multiple labels per FEC.  However, there is   no way of knowing a priori how many labels it needs.  This will   depend on how many LSRs are upstream of it with respect to the FEC in   question.   In the MPLS architecture, if a particular upstream neighbor does not   support label merging, it is not sent any labels for a particular FEC   unless it explicitly asks for a label for that FEC.  The upstream   neighbor may make multiple such requests, and is given a new label   each time.  When a downstream neighbor receives such a request from   upstream, and the downstream neighbor does not itself support label   merging, then it must in turn ask its downstream neighbor for another   label for the FEC in question.   It is possible that there may be some nodes which support label   merging, but can only merge a limited number of incoming labels into   a single outgoing label.  Suppose for example that due to some   hardware limitation a node is capable of merging four incoming labels   into a single outgoing label.  Suppose however, that this particular   node has six incoming labels arriving at it for a particular FEC.  In   this case, this node may merge these into two outgoing labels.   Whether label merging is applicable to explicitly routed LSPs is for   further study.Rosen, et al.               Standards Track                    [Page 30]

RFC 3031                   MPLS Architecture                January 20013.26.3. Merge over ATM3.26.3.1. Methods of Eliminating Cell Interleave   There are several methods that can be used to eliminate the cell   interleaving problem in ATM, thereby allowing ATM switches to support   stream merge:      1. VP merge, using the SVP Multipoint Encoding         When VP merge is used, multiple virtual paths are merged into a         virtual path, but packets from different sources are         distinguished by using different VCIs within the VP.      2. VC merge         When VC merge is used, switches are required to buffer cells         from one packet until the entire packet is received (this may         be determined by looking for the AAL5 end of frame indicator).   VP merge has the advantage that it is compatible with a higher   percentage of existing ATM switch implementations.  This makes it   more likely that VP merge can be used in existing networks.  Unlike   VC merge, VP merge does not incur any delays at the merge points and   also does not impose any buffer requirements.  However, it has the   disadvantage that it requires coordination of the VCI space within   each VP.  There are a number of ways that this can be accomplished.   Selection of one or more methods is for further study.   This tradeoff between compatibility with existing equipment versus   protocol complexity and scalability implies that it is desirable for   the MPLS protocol to support both VP merge and VC merge.  In order to   do so each ATM switch participating in MPLS needs to know whether its   immediate ATM neighbors perform VP merge, VC merge, or no merge.3.26.3.2. Interoperation: VC Merge, VP Merge, and Non-Merge   The interoperation of the various forms of merging over ATM is most   easily described by first describing the interoperation of VC merge   with non-merge.   In the case where VC merge and non-merge nodes are interconnected the   forwarding of cells is based in all cases on a VC (i.e., the   concatenation of the VPI and VCI).  For each node, if an upstream   neighbor is doing VC merge then that upstream neighbor requires only   a single VPI/VCI for a particular stream (this is analogous to the   requirement for a single label in the case of operation over frame   media).  If the upstream neighbor is not doing merge, then theRosen, et al.               Standards Track                    [Page 31]

RFC 3031                   MPLS Architecture                January 2001   neighbor will require a single VPI/VCI per stream for itself, plus   enough VPI/VCIs to pass to its upstream neighbors.  The number   required will be determined by allowing the upstream nodes to request   additional VPI/VCIs from their downstream neighbors (this is again   analogous to the method used with frame merge).   A similar method is possible to support nodes which perform VP merge.   In this case the VP merge node, rather than requesting a single   VPI/VCI or a number of VPI/VCIs from its downstream neighbor, instead   may request a single VP (identified by a VPI) but several VCIs within   the VP.  Furthermore, suppose that a non-merge node is downstream   from two different VP merge nodes.  This node may need to request one   VPI/VCI (for traffic originating from itself) plus two VPs (one for   each upstream node), each associated with a specified set of VCIs (as   requested from the upstream node).   In order to support all of VP merge, VC merge, and non-merge, it is   therefore necessary to allow upstream nodes to request a combination   of zero or more VC identifiers (consisting of a VPI/VCI), plus zero   or more VPs (identified by VPIs) each containing a specified number   of VCs (identified by a set of VCIs which are significant within a   VP).  VP merge nodes would therefore request one VP, with a contained   VCI for traffic that it originates (if appropriate) plus a VCI for   each VC requested from above (regardless of whether or not the VC is   part of a containing VP).  VC merge node would request only a single   VPI/VCI (since they can merge all upstream traffic into a single VC).   Non-merge nodes would pass on any requests that they get from above,   plus request a VPI/VCI for traffic that they originate (if   appropriate).3.27. Tunnels and Hierarchy   Sometimes a router Ru takes explicit action to cause a particular   packet to be delivered to another router Rd, even though Ru and Rd   are not consecutive routers on the Hop-by-hop path for that packet,   and Rd is not the packet's ultimate destination.  For example, this   may be done by encapsulating the packet inside a network layer packet   whose destination address is the address of Rd itself.  This creates   a "tunnel" from Ru to Rd.  We refer to any packet so handled as a   "Tunneled Packet".3.27.1. Hop-by-Hop Routed Tunnel   If a Tunneled Packet follows the Hop-by-hop path from Ru to Rd, we   say that it is in an "Hop-by-Hop Routed Tunnel" whose "transmit   endpoint" is Ru and whose "receive endpoint" is Rd.Rosen, et al.               Standards Track                    [Page 32]

RFC 3031                   MPLS Architecture                January 20013.27.2. Explicitly Routed Tunnel   If a Tunneled Packet travels from Ru to Rd over a path other than the   Hop-by-hop path, we say that it is in an "Explicitly Routed Tunnel"   whose "transmit endpoint" is Ru and whose "receive endpoint" is Rd.   For example, we might send a packet through an Explicitly Routed   Tunnel by encapsulating it in a packet which is source routed.3.27.3. LSP Tunnels   It is possible to implement a tunnel as a LSP, and use label   switching rather than network layer encapsulation to cause the packet   to travel through the tunnel.  The tunnel would be a LSP <R1, ...,   Rn>, where R1 is the transmit endpoint of the tunnel, and Rn is the   receive endpoint of the tunnel.  This is called a "LSP Tunnel".   The set of packets which are to be sent though the LSP tunnel   constitutes a FEC, and each LSR in the tunnel must assign a label to   that FEC (i.e., must assign a label to the tunnel).  The criteria for   assigning a particular packet to an LSP tunnel is a local matter at   the tunnel's transmit endpoint.  To put a packet into an LSP tunnel,   the transmit endpoint pushes a label for the tunnel onto the label   stack and sends the labeled packet to the next hop in the tunnel.   If it is not necessary for the tunnel's receive endpoint to be able   to determine which packets it receives through the tunnel, as   discussed earlier, the label stack may be popped at the penultimate   LSR in the tunnel.   A "Hop-by-Hop Routed LSP Tunnel" is a Tunnel that is implemented as   an hop-by-hop routed LSP between the transmit endpoint and the   receive endpoint.   An "Explicitly Routed LSP Tunnel" is a LSP Tunnel that is also an   Explicitly Routed LSP.3.27.4. Hierarchy: LSP Tunnels within LSPs   Consider a LSP <R1, R2, R3, R4>.  Let us suppose that R1 receives   unlabeled packet P, and pushes on its label stack the label to cause   it to follow this path, and that this is in fact the Hop-by-hop path.   However, let us further suppose that R2 and R3 are not directly   connected, but are "neighbors" by virtue of being the endpoints of an   LSP tunnel.  So the actual sequence of LSRs traversed by P is <R1,   R2, R21, R22, R23, R3, R4>.Rosen, et al.               Standards Track                    [Page 33]

RFC 3031                   MPLS Architecture                January 2001   When P travels from R1 to R2, it will have a label stack of depth 1.   R2, switching on the label, determines that P must enter the tunnel.   R2 first replaces the Incoming label with a label that is meaningful   to R3.  Then it pushes on a new label.  This level 2 label has a   value which is meaningful to R21.  Switching is done on the level 2   label by R21, R22, R23.  R23, which is the penultimate hop in the   R2-R3 tunnel, pops the label stack before forwarding the packet to   R3.  When R3 sees packet P, P has only a level 1 label, having now   exited the tunnel.  Since R3 is the penultimate hop in P's level 1   LSP, it pops the label stack, and R4 receives P unlabeled.   The label stack mechanism allows LSP tunneling to nest to any depth.3.27.5. Label Distribution Peering and Hierarchy   Suppose that packet P travels along a Level 1 LSP <R1, R2, R3, R4>,   and when going from R2 to R3 travels along a Level 2 LSP <R2, R21,   R22, R3>.  From the perspective of the Level 2 LSP, R2's label   distribution peer is R21.  From the perspective of the Level 1 LSP,   R2's label distribution peers are R1 and R3.  One can have label   distribution peers at each layer of hierarchy.  We will see in   sections4.6 and4.7 some ways to make use of this hierarchy.  Note   that in this example, R2 and R21 must be IGP neighbors, but R2 and R3   need not be.   When two LSRs are IGP neighbors, we will refer to them as "local   label distribution peers".  When two LSRs may be label distribution   peers, but are not IGP neighbors, we will refer to them as "remote   label distribution peers".  In the above example, R2 and R21 are   local label distribution peers, but R2 and R3 are remote label   distribution peers.   The MPLS architecture supports two ways to distribute labels at   different layers of the hierarchy: Explicit Peering and Implicit   Peering.   One performs label distribution with one's local label distribution   peer by sending label distribution protocol messages which are   addressed to the peer.  One can perform label distribution with one's   remote label distribution peers in one of two ways:      1. Explicit Peering         In explicit peering, one distributes labels to a peer by         sending label distribution protocol messages which are         addressed to the peer, exactly as one would do for local label         distribution peers.  This technique is most useful when the         number of remote label distribution peers is small, or theRosen, et al.               Standards Track                    [Page 34]

RFC 3031                   MPLS Architecture                January 2001         number of higher level label bindings is large, or the remote         label distribution peers are in distinct routing areas or         domains.  Of course, one needs to know which labels to         distribute to which peers; this is addressed insection 4.1.2.         Examples of the use of explicit peering is found in sections         4.2.1 and 4.6.      2. Implicit Peering         In Implicit Peering, one does not send label distribution         protocol messages which are addressed to one's peer.  Rather,         to distribute higher level labels to ones remote label         distribution peers, one encodes a higher level label as an         attribute of a lower level label, and then distributes the         lower level label, along with this attribute, to one's local         label distribution peers.  The local label distribution peers         then propagate the information to their local label         distribution peers.  This process continues till the         information reaches the remote peer.         This technique is most useful when the number of remote label         distribution peers is large.  Implicit peering does not require         an n-square peering mesh to distribute labels to the remote         label distribution peers because the information is piggybacked         through the local label distribution peering.  However,         implicit peering requires the intermediate nodes to store         information that they might not be directly interested in.         An example of the use of implicit peering is found insection4.3.3.28. Label Distribution Protocol Transport   A label distribution protocol is used between nodes in an MPLS   network to establish and maintain the label bindings.  In order for   MPLS to operate correctly, label distribution information needs to be   transmitted reliably, and the label distribution protocol messages   pertaining to a particular FEC need to be transmitted in sequence.   Flow control is also desirable, as is the capability to carry   multiple label messages in a single datagram.   One way to meet these goals is to use TCP as the underlying   transport, as is done in [MPLS-LDP] and [MPLS-BGP].Rosen, et al.               Standards Track                    [Page 35]

RFC 3031                   MPLS Architecture                January 20013.29. Why More than one Label Distribution Protocol?   This architecture does not establish hard and fast rules for choosing   which label distribution protocol to use in which circumstances.   However, it is possible to point out some of the considerations.3.29.1. BGP and LDP   In many scenarios, it is desirable to bind labels to FECs which can   be identified with routes to address prefixes (seesection 4.1).  If   there is a standard, widely deployed routing algorithm which   distributes those routes, it can be argued that label distribution is   best achieved by piggybacking the label distribution on the   distribution of the routes themselves.   For example, BGP distributes such routes, and if a BGP speaker needs   to also distribute labels to its BGP peers, using BGP to do the label   distribution (see [MPLS-BGP]) has a number of advantages.  In   particular, it permits BGP route reflectors to distribute labels,   thus providing a significant scalability advantage over using LDP to   distribute labels between BGP peers.3.29.2. Labels for RSVP Flowspecs   When RSVP is used to set up resource reservations for particular   flows, it can be desirable to label the packets in those flows, so   that the RSVP filterspec does not need to be applied at each hop.  It   can be argued that having RSVP distribute the labels as part of its   path/reservation setup process is the most efficient method of   distributing labels for this purpose.3.29.3. Labels for Explicitly Routed LSPs   In some applications of MPLS, particularly those related to traffic   engineering, it is desirable to set up an explicitly routed path,   from ingress to egress.  It is also desirable to apply resource   reservations along that path.   One can imagine two approaches to this:      -  Start with an existing protocol that is used for setting up         resource reservations, and extend it to support explicit         routing and label distribution.      -  Start with an existing protocol that is used for label         distribution, and extend it to support explicit routing and         resource reservations.Rosen, et al.               Standards Track                    [Page 36]

RFC 3031                   MPLS Architecture                January 2001   The first approach has given rise to the protocol specified in   [MPLS-RSVP-TUNNELS], the second to the approach specified in [MPLS-   CR-LDP].3.30. Multicast   This section is for further study4. Some Applications of MPLS4.1. MPLS and Hop by Hop Routed Traffic   A number of uses of MPLS require that packets with a certain label be   forwarded along the same hop-by-hop routed path that would be used   for forwarding a packet with a specified address in its network layer   destination address field.4.1.1. Labels for Address Prefixes   In general, router R determines the next hop for packet P by finding   the address prefix X in its routing table which is the longest match   for P's destination address.  That is, the packets in a given FEC are   just those packets which match a given address prefix in R's routing   table.  In this case, a FEC can be identified with an address prefix.   Note that a packet P may be assigned to FEC F, and FEC F may be   identified with address prefix X, even if P's destination address   does not match X.4.1.2. Distributing Labels for Address Prefixes4.1.2.1. Label Distribution Peers for an Address Prefix   LSRs R1 and R2 are considered to be label distribution peers for   address prefix X if and only if one of the following conditions   holds:      1. R1's route to X is a route which it learned about via a         particular instance of a particular IGP, and R2 is a neighbor         of R1 in that instance of that IGP      2. R1's route to X is a route which it learned about by some         instance of routing algorithm A1, and that route is         redistributed into an instance of routing algorithm A2, and R2         is a neighbor of R1 in that instance of A2Rosen, et al.               Standards Track                    [Page 37]

RFC 3031                   MPLS Architecture                January 2001      3. R1 is the receive endpoint of an LSP Tunnel that is within         another LSP, and R2 is a transmit endpoint of that tunnel, and         R1 and R2 are participants in a common instance of an IGP, and         are in the same IGP area (if the IGP in question has areas),         and R1's route to X was learned via that IGP instance, or is         redistributed by R1 into that IGP instance      4. R1's route to X is a route which it learned about via BGP, and         R2 is a BGP peer of R1   In general, these rules ensure that if the route to a particular   address prefix is distributed via an IGP, the label distribution   peers for that address prefix are the IGP neighbors.  If the route to   a particular address prefix is distributed via BGP, the label   distribution peers for that address prefix are the BGP peers.  In   other cases of LSP tunneling, the tunnel endpoints are label   distribution peers.4.1.2.2. Distributing Labels   In order to use MPLS for the forwarding of packets according to the   hop-by-hop route corresponding to any address prefix, each LSR MUST:      1. bind one or more labels to each address prefix that appears in         its routing table;      2. for each such address prefix X, use a label distribution         protocol to distribute the binding of a label to X to each of         its label distribution peers for X.   There is also one circumstance in which an LSR must distribute a   label binding for an address prefix, even if it is not the LSR which   bound that label to that address prefix:      3. If R1 uses BGP to distribute a route to X, naming some other         LSR R2 as the BGP Next Hop to X, and if R1 knows that R2 has         assigned label L to X, then R1 must distribute the binding         between L and X to any BGP peer to which it distributes that         route.   These rules ensure that labels corresponding to address prefixes   which correspond to BGP routes are distributed to IGP neighbors if   and only if the BGP routes are distributed into the IGP.  Otherwise,   the labels bound to BGP routes are distributed only to the other BGP   speakers.   These rules are intended only to indicate which label bindings must   be distributed by a given LSR to which other LSRs.Rosen, et al.               Standards Track                    [Page 38]

RFC 3031                   MPLS Architecture                January 20014.1.3. Using the Hop by Hop path as the LSP   If the hop-by-hop path that packet P needs to follow is <R1, ...,   Rn>, then <R1, ..., Rn> can be an LSP as long as:      1. there is a single address prefix X, such that, for all i,         1<=i<n, X is the longest match in Ri's routing table for P's         destination address;      2. for all i, 1<i<n, Ri has assigned a label to X and distributed         that label to R[i-1].   Note that a packet's LSP can extend only until it encounters a router   whose forwarding tables have a longer best match address prefix for   the packet's destination address.  At that point, the LSP must end   and the best match algorithm must be performed again.   Suppose, for example, that packet P, with destination address   10.2.153.178 needs to go from R1 to R2 to R3.  Suppose also that R2   advertises address prefix 10.2/16 to R1, but R3 advertises   10.2.153/23, 10.2.154/23, and 10.2/16 to R2.  That is, R2 is   advertising an "aggregated route" to R1.  In this situation, packet P   can be label Switched until it reaches R2, but since R2 has performed   route aggregation, it must execute the best match algorithm to find   P's FEC.4.1.4. LSP Egress and LSP Proxy Egress   An LSR R is considered to be an "LSP Egress" LSR for address prefix X   if and only if one of the following conditions holds:      1. R has an address Y, such that X is the address prefix in R's         routing table which is the longest match for Y, or      2. R contains in its routing tables one or more address prefixes Y         such that X is a proper initial substring of Y, but R's "LSP         previous hops" for X do not contain any such address prefixes         Y; that is, R is a "deaggregation point" for address prefix X.   An LSR R1 is considered to be an "LSP Proxy Egress" LSR for address   prefix X if and only if:      1. R1's next hop for X is R2, and R1 and R2 are not label         distribution peers with respect to X (perhaps because R2 does         not support MPLS), or      2. R1 has been configured to act as an LSP Proxy Egress for XRosen, et al.               Standards Track                    [Page 39]

RFC 3031                   MPLS Architecture                January 2001   The definition of LSP allows for the LSP Egress to be a node which   does not support MPLS; in this case the penultimate node in the LSP   is the Proxy Egress.4.1.5. The Implicit NULL Label   The Implicit NULL label is a label with special semantics which an   LSR can bind to an address prefix.  If LSR Ru, by consulting its ILM,   sees that labeled packet P must be forwarded next to Rd, but that Rd   has distributed a binding of Implicit NULL to the corresponding   address prefix, then instead of replacing the value of the label on   top of the label stack, Ru pops the label stack, and then forwards   the resulting packet to Rd.   LSR Rd distributes a binding between Implicit NULL and an address   prefix X to LSR Ru if and only if:      1. the rules ofSection 4.1.2 indicate that Rd distributes to Ru a         label binding for X, and      2. Rd knows that Ru can support the Implicit NULL label (i.e.,         that it can pop the label stack), and      3. Rd is an LSP Egress (not proxy egress) for X.   This causes the penultimate LSR on a LSP to pop the label stack.   This is quite appropriate; if the LSP Egress is an MPLS Egress for X,   then if the penultimate LSR does not pop the label stack, the LSP   Egress will need to look up the label, pop the label stack, and then   look up the next label (or look up the L3 address, if no more labels   are present).  By having the penultimate LSR pop the label stack, the   LSP Egress is saved the work of having to look up two labels in order   to make its forwarding decision.   However, if the penultimate LSR is an ATM switch, it may not have the   capability to pop the label stack.  Hence a binding of Implicit NULL   may be distributed only to LSRs which can support that function.   If the penultimate LSR in an LSP for address prefix X is an LSP Proxy   Egress, it acts just as if the LSP Egress had distributed a binding   of Implicit NULL for X.4.1.6. Option: Egress-Targeted Label Assignment   There are situations in which an LSP Ingress, Ri, knows that packets   of several different FECs must all follow the same LSP, terminating   at, say, LSP Egress Re.  In this case, proper routing can be achievedRosen, et al.               Standards Track                    [Page 40]

RFC 3031                   MPLS Architecture                January 2001   by using a single label for all such FECs; it is not necessary to   have a distinct label for each FEC.  If (and only if) the following   conditions hold:      1. the address of LSR Re is itself in the routing table as a "host         route", and      2. there is some way for Ri to determine that Re is the LSP egress         for all packets in a particular set of FECs   Then Ri may bind a single label to all FECS in the set.  This is   known as "Egress-Targeted Label Assignment."   How can LSR Ri determine that an LSR Re is the LSP Egress for all   packets in a particular FEC?  There are a number of possible ways:      -  If the network is running a link state routing algorithm, and         all nodes in the area support MPLS, then the routing algorithm         provides Ri with enough information to determine the routers         through which packets in that FEC must leave the routing domain         or area.      -  If the network is running BGP, Ri may be able to determine that         the packets in a particular FEC must leave the network via some         particular router which is the "BGP Next Hop" for that FEC.      -  It is possible to use the label distribution protocol to pass         information about which address prefixes are "attached" to         which egress LSRs.  This method has the advantage of not         depending on the presence of link state routing.   If egress-targeted label assignment is used, the number of labels   that need to be supported throughout the network may be greatly   reduced.  This may be significant if one is using legacy switching   hardware to do MPLS, and the switching hardware can support only a   limited number of labels.   One possible approach would be to configure the network to use   egress-targeted label assignment by default, but to configure   particular LSRs to NOT use egress-targeted label assignment for one   or more of the address prefixes for which it is an LSP egress.  We   impose the following rule:      -  If a particular LSR is NOT an LSP Egress for some set of         address prefixes, then it should assign labels to the address         prefixes in the same way as is done by its LSP next hop for         those address prefixes.  That is, suppose Rd is Ru's LSP nextRosen, et al.               Standards Track                    [Page 41]

RFC 3031                   MPLS Architecture                January 2001         hop for address prefixes X1 and X2.  If Rd assigns the same         label to X1 and X2, Ru should as well.  If Rd assigns different         labels to X1 and X2, then Ru should as well.   For example, suppose one wants to make egress-targeted label   assignment the default, but to assign distinct labels to those   address prefixes for which there are multiple possible LSP egresses   (i.e., for those address prefixes which are multi-homed.)  One can   configure all LSRs to use egress-targeted label assignment, and then   configure a handful of LSRs to assign distinct labels to those   address prefixes which are multi-homed.  For a particular multi-homed   address prefix X, one would only need to configure this in LSRs which   are either LSP Egresses or LSP Proxy Egresses for X.   It is important to note that if Ru and Rd are adjacent LSRs in an LSP   for X1 and X2, forwarding will still be done correctly if Ru assigns   distinct labels to X1 and X2 while Rd assigns just one label to the   both of them.  This just means that R1 will map different incoming   labels to the same outgoing label, an ordinary occurrence.   Similarly, if Rd assigns distinct labels to X1 and X2, but Ru assigns   to them both the label corresponding to the address of their LSP   Egress or Proxy Egress, forwarding will still be done correctly.  Ru   will just map the incoming label to the label which Rd has assigned   to the address of that LSP Egress.4.2. MPLS and Explicitly Routed LSPs   There are a number of reasons why it may be desirable to use explicit   routing instead of hop by hop routing.  For example, this allows   routes to be based on administrative policies, and allows the routes   that LSPs take to be carefully designed to allow traffic engineering   [MPLS-TRFENG].4.2.1. Explicitly Routed LSP Tunnels   In some situations, the network administrators may desire to forward   certain classes of traffic along certain pre-specified paths, where   these paths differ from the Hop-by-hop path that the traffic would   ordinarily follow.  This can be done in support of policy routing, or   in support of traffic engineering.  The explicit route may be a   configured one, or it may be determined dynamically by some means,   e.g., by constraint-based routing.   MPLS allows this to be easily done by means of Explicitly Routed LSP   Tunnels.  All that is needed is:Rosen, et al.               Standards Track                    [Page 42]

RFC 3031                   MPLS Architecture                January 2001      1. A means of selecting the packets that are to be sent into the         Explicitly Routed LSP Tunnel;      2. A means of setting up the Explicitly Routed LSP Tunnel;      3. A means of ensuring that packets sent into the Tunnel will not         loop from the receive endpoint back to the transmit endpoint.   If the transmit endpoint of the tunnel wishes to put a labeled packet   into the tunnel, it must first replace the label value at the top of   the stack with a label value that was distributed to it by the   tunnel's receive endpoint.  Then it must push on the label which   corresponds to the tunnel itself, as distributed to it by the next   hop along the tunnel.  To allow this, the tunnel endpoints should be   explicit label distribution peers.  The label bindings they need to   exchange are of no interest to the LSRs along the tunnel.4.3. Label Stacks and Implicit Peering   Suppose a particular LSR Re is an LSP proxy egress for 10 address   prefixes, and it reaches each address prefix through a distinct   interface.   One could assign a single label to all 10 address prefixes.  Then Re   is an LSP egress for all 10 address prefixes.  This ensures that   packets for all 10 address prefixes get delivered to Re.  However, Re   would then have to look up the network layer address of each such   packet in order to choose the proper interface to send the packet on.   Alternatively, one could assign a distinct label to each interface.   Then Re is an LSP proxy egress for the 10 address prefixes.  This   eliminates the need for Re to look up the network layer addresses in   order to forward the packets.  However, it can result in the use of a   large number of labels.   An alternative would be to bind all 10 address prefixes to the same   level 1 label (which is also bound to the address of the LSR itself),   and then to bind each address prefix to a distinct level 2 label.   The level 2 label would be treated as an attribute of the level 1   label binding, which we call the "Stack Attribute".  We impose the   following rules:      -  When LSR Ru initially labels a hitherto unlabeled packet, if         the longest match for the packet's destination address is X,         and Ru's LSP next hop for X is Rd, and Rd has distributed to Ru         a binding of label L1 to X, along with a stack attribute of L2,         thenRosen, et al.               Standards Track                    [Page 43]

RFC 3031                   MPLS Architecture                January 2001         1. Ru must push L2 and then L1 onto the packet's label stack,            and then forward the packet to Rd;         2. When Ru distributes label bindings for X to its label            distribution peers, it must include L2 as the stack            attribute.         3. Whenever the stack attribute changes (possibly as a result            of a change in Ru's LSP next hop for X), Ru must distribute            the new stack attribute.   Note that although the label value bound to X may be different at   each hop along the LSP, the stack attribute value is passed   unchanged, and is set by the LSP proxy egress.   Thus the LSP proxy egress for X becomes an "implicit peer" with each   other LSR in the routing area or domain.  In this case, explicit   peering would be too unwieldy, because the number of peers would   become too large.4.4. MPLS and Multi-Path Routing   If an LSR supports multiple routes for a particular stream, then it   may assign multiple labels to the stream, one for each route.  Thus   the reception of a second label binding from a particular neighbor   for a particular address prefix should be taken as meaning that   either label can be used to represent that address prefix.   If multiple label bindings for a particular address prefix are   specified, they may have distinct attributes.4.5. LSP Trees as Multipoint-to-Point Entities   Consider the case of packets P1 and P2, each of which has a   destination address whose longest match, throughout a particular   routing domain, is address prefix X.  Suppose that the Hop-by-hop   path for P1 is <R1, R2, R3>, and the Hop-by-hop path for P2 is <R4,   R2, R3>.   Let's suppose that R3 binds label L3 to X, and distributes   this binding to R2.  R2 binds label L2 to X, and distributes this   binding to both R1 and R4.  When R2 receives packet P1, its incoming   label will be L2.  R2 will overwrite L2 with L3, and send P1 to R3.   When R2 receives packet P2, its incoming label will also be L2.  R2   again overwrites L2 with L3, and send P2 on to R3.   Note then that when P1 and P2 are traveling from R2 to R3, they carry   the same label, and as far as MPLS is concerned, they cannot be   distinguished.  Thus instead of talking about two distinct LSPs, <R1,Rosen, et al.               Standards Track                    [Page 44]

RFC 3031                   MPLS Architecture                January 2001   R2, R3> and <R4, R2, R3>, we might talk of a single "Multipoint-to-   Point LSP Tree", which we might denote as <{R1, R4}, R2, R3>.   This creates a difficulty when we attempt to use conventional ATM   switches as LSRs.  Since conventional ATM switches do not support   multipoint-to-point connections, there must be procedures to ensure   that each LSP is realized as a point-to-point VC.  However, if ATM   switches which do support multipoint-to-point VCs are in use, then   the LSPs can be most efficiently realized as multipoint-to-point VCs.   Alternatively, if the SVP Multipoint Encoding (section 3.25.2) can be   used, the LSPs can be realized as multipoint-to-point SVPs.4.6. LSP Tunneling between BGP Border Routers   Consider the case of an Autonomous System, A, which carries transit   traffic between other Autonomous Systems.  Autonomous System A will   have a number of BGP Border Routers, and a mesh of BGP connections   among them, over which BGP routes are distributed.  In many such   cases, it is desirable to avoid distributing the BGP routes to   routers which are not BGP Border Routers.  If this can be avoided,   the "route distribution load" on those routers is significantly   reduced.  However, there must be some means of ensuring that the   transit traffic will be delivered from Border Router to Border Router   by the interior routers.   This can easily be done by means of LSP Tunnels.  Suppose that BGP   routes are distributed only to BGP Border Routers, and not to the   interior routers that lie along the Hop-by-hop path from Border   Router to Border Router.  LSP Tunnels can then be used as follows:      1. Each BGP Border Router distributes, to every other BGP Border         Router in the same Autonomous System, a label for each address         prefix that it distributes to that router via BGP.      2. The IGP for the Autonomous System maintains a host route for         each BGP Border Router.  Each interior router distributes its         labels for these host routes to each of its IGP neighbors.      3. Suppose that:         a) BGP Border Router B1 receives an unlabeled packet P,         b) address prefix X in B1's routing table is the longest match            for the destination address of P,         c) the route to X is a BGP route,         d) the BGP Next Hop for X is B2,Rosen, et al.               Standards Track                    [Page 45]

RFC 3031                   MPLS Architecture                January 2001         e) B2 has bound label L1 to X, and has distributed this binding            to B1,         f) the IGP next hop for the address of B2 is I1,         g) the address of B2 is in B1's and I1's IGP routing tables as            a host route, and         h) I1 has bound label L2 to the address of B2, and distributed            this binding to B1.         Then before sending packet P to I1, B1 must create a label         stack for P, then push on label L1, and then push on label L2.      4. Suppose that BGP Border Router B1 receives a labeled Packet P,         where the label on the top of the label stack corresponds to an         address prefix, X, to which the route is a BGP route, and that         conditions 3b, 3c, 3d, and 3e all hold.  Then before sending         packet P to I1, B1 must replace the label at the top of the         label stack with L1, and then push on label L2.   With these procedures, a given packet P follows a level 1 LSP all of   whose members are BGP Border Routers, and between each pair of BGP   Border Routers in the level 1 LSP, it follows a level 2 LSP.   These procedures effectively create a Hop-by-Hop Routed LSP Tunnel   between the BGP Border Routers.   Since the BGP border routers are exchanging label bindings for   address prefixes that are not even known to the IGP routing, the BGP   routers should become explicit label distribution peers with each   other.   It is sometimes possible to create Hop-by-Hop Routed LSP Tunnels   between two BGP Border Routers, even if they are not in the same   Autonomous System.  Suppose, for example, that B1 and B2 are in AS 1.   Suppose that B3 is an EBGP neighbor of B2, and is in AS2.  Finally,   suppose that B2 and B3 are on some network which is common to both   Autonomous Systems (a "Demilitarized Zone").  In this case, an LSP   tunnel can be set up directly between B1 and B3 as follows:      -  B3 distributes routes to B2 (using EBGP), optionally assigning         labels to address prefixes;      -  B2 redistributes those routes to B1 (using IBGP), indicating         that the BGP next hop for each such route is B3.  If B3 has         assigned labels to address prefixes, B2 passes these labels         along, unchanged, to B1.Rosen, et al.               Standards Track                    [Page 46]

RFC 3031                   MPLS Architecture                January 2001      -  The IGP of AS1 has a host route for B3.4.7. Other Uses of Hop-by-Hop Routed LSP Tunnels   The use of Hop-by-Hop Routed LSP Tunnels is not restricted to tunnels   between BGP Next Hops.  Any situation in which one might otherwise   have used an encapsulation tunnel is one in which it is appropriate   to use a Hop-by-Hop Routed LSP Tunnel.  Instead of encapsulating the   packet with a new header whose destination address is the address of   the tunnel's receive endpoint, the label corresponding to the address   prefix which is the longest match for the address of the tunnel's   receive endpoint is pushed on the packet's label stack.  The packet   which is sent into the tunnel may or may not already be labeled.   If the transmit endpoint of the tunnel wishes to put a labeled packet   into the tunnel, it must first replace the label value at the top of   the stack with a label value that was distributed to it by the   tunnel's receive endpoint.  Then it must push on the label which   corresponds to the tunnel itself, as distributed to it by the next   hop along the tunnel.  To allow this, the tunnel endpoints should be   explicit label distribution peers.  The label bindings they need to   exchange are of no interest to the LSRs along the tunnel.4.8. MPLS and Multicast   Multicast routing proceeds by constructing multicast trees.  The tree   along which a particular multicast packet must get forwarded depends   in general on the packet's source address and its destination   address.  Whenever a particular LSR is a node in a particular   multicast tree, it binds a label to that tree.  It then distributes   that binding to its parent on the multicast tree.  (If the node in   question is on a LAN, and has siblings on that LAN, it must also   distribute the binding to its siblings.  This allows the parent to   use a single label value when multicasting to all children on the   LAN.)   When a multicast labeled packet arrives, the NHLFE corresponding to   the label indicates the set of output interfaces for that packet, as   well as the outgoing label.  If the same label encoding technique is   used on all the outgoing interfaces, the very same packet can be sent   to all the children.5. Label Distribution Procedures (Hop-by-Hop)   In this section, we consider only label bindings that are used for   traffic to be label switched along its hop-by-hop routed path.  In   these cases, the label in question will correspond to an address   prefix in the routing table.Rosen, et al.               Standards Track                    [Page 47]

RFC 3031                   MPLS Architecture                January 20015.1. The Procedures for Advertising and Using labels   There are a number of different procedures that may be used to   distribute label bindings.  Some are executed by the downstream LSR,   and some by the upstream LSR.   The downstream LSR must perform:      -  The Distribution Procedure, and      -  the Withdrawal Procedure.   The upstream LSR must perform:      -  The Request Procedure, and      -  the NotAvailable Procedure, and      -  the Release Procedure, and      -  the labelUse Procedure.   The MPLS architecture supports several variants of each procedure.   However, the MPLS architecture does not support all possible   combinations of all possible variants.  The set of supported   combinations will be described insection 5.2, where the   interoperability between different combinations will also be   discussed.5.1.1. Downstream LSR: Distribution Procedure   The Distribution Procedure is used by a downstream LSR to determine   when it should distribute a label binding for a particular address   prefix to its label distribution peers.  The architecture supports   four different distribution procedures.   Irrespective of the particular procedure that is used, if a label   binding for a particular address prefix has been distributed by a   downstream LSR Rd to an upstream LSR Ru, and if at any time the   attributes (as defined above) of that binding change, then Rd must   inform Ru of the new attributes.   If an LSR is maintaining multiple routes to a particular address   prefix, it is a local matter as to whether that LSR binds multiple   labels to the address prefix (one per route), and hence distributes   multiple bindings.Rosen, et al.               Standards Track                    [Page 48]

RFC 3031                   MPLS Architecture                January 20015.1.1.1. PushUnconditional   Let Rd be an LSR.  Suppose that:      1. X is an address prefix in Rd's routing table      2. Ru is a label distribution peer of Rd with respect to X   Whenever these conditions hold, Rd must bind a label to X and   distribute that binding to Ru.  It is the responsibility of Rd to   keep track of the bindings which it has distributed to Ru, and to   make sure that Ru always has these bindings.   This procedure would be used by LSRs which are performing unsolicited   downstream label assignment in the Independent LSP Control Mode.5.1.1.2. PushConditional   Let Rd be an LSR.  Suppose that:      1. X is an address prefix in Rd's routing table      2. Ru is a label distribution peer of Rd with respect to X      3. Rd is either an LSP Egress or an LSP Proxy Egress for X, or         Rd's L3 next hop for X is Rn, where Rn is distinct from Ru, and         Rn has bound a label to X and distributed that binding to Rd.   Then as soon as these conditions all hold, Rd should bind a label to   X and distribute that binding to Ru.   Whereas PushUnconditional causes the distribution of label bindings   for all address prefixes in the routing table, PushConditional causes   the distribution of label bindings only for those address prefixes   for which one has received label bindings from one's LSP next hop, or   for which one does not have an MPLS-capable L3 next hop.   This procedure would be used by LSRs which are performing unsolicited   downstream label assignment in the Ordered LSP Control Mode.5.1.1.3. PulledUnconditional   Let Rd be an LSR.  Suppose that:      1. X is an address prefix in Rd's routing table      2. Ru is a label distribution peer of Rd with respect to XRosen, et al.               Standards Track                    [Page 49]

RFC 3031                   MPLS Architecture                January 2001      3. Ru has explicitly requested that Rd bind a label to X and         distribute the binding to Ru   Then Rd should bind a label to X and distribute that binding to Ru.   Note that if X is not in Rd's routing table, or if Rd is not a label   distribution peer of Ru with respect to X, then Rd must inform Ru   that it cannot provide a binding at this time.   If Rd has already distributed a binding for address prefix X to Ru,   and it receives a new request from Ru for a binding for address   prefix X, it will bind a second label, and distribute the new binding   to Ru.  The first label binding remains in effect.   This procedure would be used by LSRs performing downstream-on-demand   label distribution using the Independent LSP Control Mode.5.1.1.4. PulledConditional   Let Rd be an LSR.  Suppose that:      1. X is an address prefix in Rd's routing table      2. Ru is a label distribution peer of Rd with respect to X      3. Ru has explicitly requested that Rd bind a label to X and         distribute the binding to Ru      4. Rd is either an LSP Egress or an LSP Proxy Egress for X, or         Rd's L3 next hop for X is Rn, where Rn is distinct from Ru, and         Rn has bound a label to X and distributed that binding to Rd   Then as soon as these conditions all hold, Rd should bind a label to   X and distribute that binding to Ru.  Note that if X is not in Rd's   routing table and a binding for X is not obtainable via Rd's next hop   for X, or if Rd is not a label distribution peer of Ru with respect   to X, then Rd must inform Ru that it cannot provide a binding at this   time.   However, if the only condition that fails to hold is that Rn has not   yet provided a label to Rd, then Rd must defer any response to Ru   until such time as it has receiving a binding from Rn.   If Rd has distributed a label binding for address prefix X to Ru, and   at some later time, any attribute of the label binding changes, then   Rd must redistribute the label binding to Ru, with the new attribute.   It must do this even though Ru does not issue a new Request.Rosen, et al.               Standards Track                    [Page 50]

RFC 3031                   MPLS Architecture                January 2001   This procedure would be used by LSRs that are performing downstream-   on-demand label allocation in the Ordered LSP Control Mode.   Insection 5.2, we  will discuss how to choose the particular   procedure to be used at any given time, and how to ensure   interoperability among LSRs that choose different procedures.5.1.2. Upstream LSR: Request Procedure   The Request Procedure is used by the upstream LSR for an address   prefix to determine when to explicitly request that the downstream   LSR bind a label to that prefix and distribute the binding.  There   are three possible procedures that can be used.5.1.2.1. RequestNever   Never make a request.  This is useful if the downstream LSR uses the   PushConditional procedure or the PushUnconditional procedure, but is   not useful if the downstream LSR uses the PulledUnconditional   procedure or the the PulledConditional procedures.   This procedure would be used by an LSR when unsolicited downstream   label distribution and Liberal Label Retention Mode are being used.5.1.2.2. RequestWhenNeeded   Make a request whenever the L3 next hop to the address prefix   changes, or when a new address prefix is learned, and one doesn't   already have a label binding from that next hop for the given address   prefix.   This procedure would be used by an LSR whenever Conservative Label   Retention Mode is being used.5.1.2.3. RequestOnRequest   Issue a request whenever a request is received, in addition to   issuing a request when needed (as described insection 5.1.2.2).  If   Ru is not capable of being an LSP ingress, it may issue a request   only when it receives a request from upstream.   If Rd receives such a request from Ru, for an address prefix for   which Rd has already distributed Ru a label, Rd shall assign a new   (distinct) label, bind it to X, and distribute that binding.   (Whether Rd can distribute this binding to Ru immediately or not   depends on the Distribution Procedure being used.)Rosen, et al.               Standards Track                    [Page 51]

RFC 3031                   MPLS Architecture                January 2001   This procedure would be used by an LSR which is doing downstream-on-   demand label distribution, but is not doing label merging, e.g., an   ATM-LSR which is not capable of VC merge.5.1.3. Upstream LSR: NotAvailable Procedure   If Ru and Rd are respectively upstream and downstream label   distribution peers for address prefix X, and Rd is Ru's L3 next hop   for X, and Ru requests a binding for X from Rd, but Rd replies that   it cannot provide a binding at this time, because it has no next hop   for X, then the NotAvailable procedure determines how Ru responds.   There are two possible procedures governing Ru's behavior:5.1.3.1. RequestRetry   Ru should issue the request again at a later time.  That is, the   requester is responsible for trying again later to obtain the needed   binding.  This procedure would be used when downstream-on-demand   label distribution is used.5.1.3.2. RequestNoRetry   Ru should never reissue the request, instead assuming that Rd will   provide the binding automatically when it is available.  This is   useful if Rd uses the PushUnconditional procedure or the   PushConditional procedure, i.e., if unsolicited downstream label   distribution is used.   Note that if Rd replies that it cannot provide a binding to Ru,   because of some error condition, rather than because Rd has no next   hop, the behavior of Ru will be governed by the error recovery   conditions of the label distribution protocol, rather than by the   NotAvailable procedure.5.1.4. Upstream LSR: Release Procedure   Suppose that Rd is an LSR which has bound a label to address prefix   X, and has distributed that binding to LSR Ru.  If Rd does not happen   to be Ru's L3 next hop for address prefix X, or has ceased to be Ru's   L3 next hop for address prefix X, then Ru will not be using the   label.  The Release Procedure determines how Ru acts in this case.   There are two possible procedures governing Ru's behavior:5.1.4.1. ReleaseOnChange   Ru should release the binding, and inform Rd that it has done so.   This procedure would be used to implement Conservative Label   Retention Mode.Rosen, et al.               Standards Track                    [Page 52]

RFC 3031                   MPLS Architecture                January 20015.1.4.2. NoReleaseOnChange   Ru should maintain the binding, so that it can use it again   immediately if Rd later  becomes Ru's L3 next hop for X.  This   procedure would be used to implement Liberal Label Retention Mode.5.1.5. Upstream LSR: labelUse Procedure   Suppose Ru is an LSR which has received label binding L for address   prefix X from LSR Rd, and Ru is upstream of Rd with respect to X, and   in fact Rd is Ru's L3 next hop for X.   Ru will make use of the binding if Rd is Ru's L3 next hop for X.  If,   at the time the binding is received by Ru, Rd is NOT Ru's L3 next hop   for X, Ru does not make any use of the binding at that time.  Ru may   however start using the binding at some later time, if Rd becomes   Ru's L3 next hop for X.   The labelUse Procedure determines just how Ru makes use of Rd's   binding.   There are two procedures which Ru may use:5.1.5.1. UseImmediate   Ru may put the binding into use immediately.  At any time when Ru has   a binding for X from Rd, and Rd is Ru's L3 next hop for X, Rd will   also be Ru's LSP next hop for X.  This procedure is used when loop   detection is not in use.5.1.5.2. UseIfLoopNotDetected   This procedure is the same as UseImmediate, unless Ru has detected a   loop in the LSP.  If a loop has been detected, Ru will discontinue   the use of label L for forwarding packets to Rd.   This procedure is used when loop detection is in use.   This will continue until the next hop for X changes, or until the   loop is no longer detected.5.1.6. Downstream LSR: Withdraw Procedure   In this case, there is only a single procedure.   When LSR Rd decides to break the binding between label L and address   prefix X, then this unbinding must be distributed to all LSRs to   which the binding was distributed.Rosen, et al.               Standards Track                    [Page 53]

RFC 3031                   MPLS Architecture                January 2001   It is required that the unbinding of L from X be distributed by Rd to   a LSR Ru before Rd distributes to Ru any new binding of L to any   other address prefix Y, where X != Y.  If Ru were to learn of the new   binding of L to Y before it learned of the unbinding of L from X, and   if packets matching both X and Y were forwarded by Ru to Rd, then for   a period of time, Ru would label both packets matching X and packets   matching Y with label L.   The distribution and withdrawal of label bindings is done via a label   distribution protocol.  All label distribution protocols require that   a label distribution adjacency be established between two label   distribution peers (except implicit peers).  If LSR R1 has a label   distribution adjacency to LSR R2, and has received label bindings   from LSR R2 via that adjacency, then if adjacency is brought down by   either peer (whether as a result of failure or as a matter of normal   operation), all bindings received over that adjacency must be   considered to have been withdrawn.   As long as the relevant label distribution adjacency remains in   place, label bindings that are withdrawn must always be withdrawn   explicitly.  If a second label is bound to an address prefix, the   result is not to implicitly withdraw the first label, but to bind   both labels; this is needed to support multi-path routing.  If a   second address prefix is bound to a label, the result is not to   implicitly withdraw the binding of that label to the first address   prefix, but to use that label for both address prefixes.5.2. MPLS Schemes: Supported Combinations of Procedures   Consider two LSRs, Ru and Rd, which are label distribution peers with   respect to some set of address prefixes, where Ru is the upstream   peer and Rd is the downstream peer.   The MPLS scheme which governs the interaction of Ru and Rd can be   described as a quintuple of procedures: <Distribution Procedure,   Request Procedure, NotAvailable Procedure, Release Procedure,   labelUse Procedure>.  (Since there is only one Withdraw Procedure, it   need not be mentioned.)  A "*" appearing in one of the positions is a   wild-card, meaning that any procedure in that category may be   present; an "N/A" appearing in a particular position indicates that   no procedure in that category is needed.   Only the MPLS schemes which are specified below are supported by the   MPLS Architecture.  Other schemes may be added in the future, if a   need for them is shown.Rosen, et al.               Standards Track                    [Page 54]

RFC 3031                   MPLS Architecture                January 20015.2.1. Schemes for LSRs that Support Label Merging   If Ru and Rd are label distribution peers, and both support label   merging, one of the following schemes must be used:      1. <PushUnconditional, RequestNever, N/A, NoReleaseOnChange,         UseImmediate>         This is unsolicited downstream label distribution with         independent control, liberal label retention mode, and no loop         detection.      2. <PushUnconditional, RequestNever, N/A, NoReleaseOnChange,         UseIfLoopNotDetected>         This is unsolicited downstream label distribution with         independent control, liberal label retention, and loop         detection.      3. <PushConditional, RequestWhenNeeded, RequestNoRetry,         ReleaseOnChange, *>         This is unsolicited downstream label distribution with ordered         control (from the egress) and conservative label retention         mode.  Loop detection is optional.      4. <PushConditional, RequestNever, N/A, NoReleaseOnChange, *>         This is unsolicited downstream label distribution with ordered         control (from the egress) and liberal label retention mode.         Loop detection is optional.      5. <PulledConditional, RequestWhenNeeded, RequestRetry,         ReleaseOnChange, *>         This is downstream-on-demand label distribution with ordered         control (initiated by the ingress), conservative label         retention mode, and optional loop detection.      6. <PulledUnconditional, RequestWhenNeeded, N/A, ReleaseOnChange,         UseImmediate>         This is downstream-on-demand label distribution with         independent control and conservative label retention mode,         without loop detection.Rosen, et al.               Standards Track                    [Page 55]

RFC 3031                   MPLS Architecture                January 2001      7. <PulledUnconditional, RequestWhenNeeded, N/A, ReleaseOnChange,         UseIfLoopNotDetected>         This is downstream-on-demand label distribution with         independent control and conservative label retention mode, with         loop detection.5.2.2. Schemes for LSRs that do not Support Label Merging   Suppose that R1, R2, R3, and R4 are ATM switches which do not support   label merging, but are being used as LSRs.  Suppose further that the   L3 hop-by-hop path for address prefix X is <R1, R2, R3, R4>, and that   packets destined for X can enter the network at any of these LSRs.   Since there is no multipoint-to-point capability, the LSPs must be   realized as point-to-point VCs, which means that there needs to be   three such VCs for address prefix X: <R1, R2, R3, R4>, <R2, R3, R4>,   and <R3, R4>.   Therefore, if R1 and R2 are MPLS peers, and either is an LSR which is   implemented using conventional ATM switching hardware (i.e., no cell   interleave suppression), or is otherwise incapable of performing   label merging, the MPLS scheme in use between R1 and R2 must be one   of the following:      1. <PulledConditional, RequestOnRequest, RequestRetry,         ReleaseOnChange, *>         This is downstream-on-demand label distribution with ordered         control (initiated by the ingress), conservative label         retention mode, and optional loop detection.         The use of the RequestOnRequest procedure will cause R4 to         distribute three labels for X to R3; R3 will distribute 2         labels for X to R2, and R2 will distribute one label for X to         R1.      2. <PulledUnconditional, RequestOnRequest, N/A, ReleaseOnChange,         UseImmediate>         This is downstream-on-demand label distribution with         independent control and conservative label retention mode,         without loop detection.Rosen, et al.               Standards Track                    [Page 56]

RFC 3031                   MPLS Architecture                January 2001      3. <PulledUnconditional, RequestOnRequest, N/A, ReleaseOnChange,         UseIfLoopNotDetected>         This is downstream-on-demand label distribution with         independent control and conservative label retention mode, with         loop detection.5.2.3. Interoperability Considerations   It is easy to see that certain quintuples do NOT yield viable MPLS   schemes.  For example:      -  <PulledUnconditional, RequestNever, *, *, *>         <PulledConditional, RequestNever, *, *, *>         In these MPLS schemes, the downstream LSR Rd distributes label         bindings to upstream LSR Ru only upon request from Ru, but Ru         never makes any such requests.  Obviously, these schemes are         not viable, since they will not result in the proper         distribution of label bindings.         -  <*, RequestNever, *, *, ReleaseOnChange>         In these MPLS schemes, Rd releases bindings when it isn't using         them, but it never asks for them again, even if it later has a         need for them.  These schemes thus do not ensure that label         bindings get properly distributed.   In this section, we specify rules to prevent a pair of label   distribution peers from adopting procedures which lead to infeasible   MPLS Schemes.  These rules require either the exchange of information   between label distribution peers during the initialization of the   label distribution adjacency, or a priori knowledge of the   information (obtained through a means outside the scope of this   document).      1. Each must state whether it supports label merging.      2. If Rd does not support label merging, Rd must choose either the         PulledUnconditional procedure or the PulledConditional         procedure.  If Rd chooses PulledConditional, Ru is forced to         use the RequestRetry procedure.         That is, if the downstream LSR does not support label merging,         its preferences take priority when the MPLS scheme is chosen.Rosen, et al.               Standards Track                    [Page 57]

RFC 3031                   MPLS Architecture                January 2001      3. If Ru does not support label merging, but Rd does, Ru must         choose either the RequestRetry or RequestNoRetry procedure.         This forces Rd to use the PulledConditional or         PulledUnConditional procedure respectively.         That is, if only one of the LSRs doesn't support label merging,         its preferences take priority when the MPLS scheme is chosen.      4. If both Ru and Rd both support label merging, then the choice         between liberal and conservative label retention mode belongs         to Ru.  That is, Ru gets to choose either to use         RequestWhenNeeded/ReleaseOnChange (conservative) , or to use         RequestNever/NoReleaseOnChange (liberal).  However, the choice         of "push" vs. "pull" and "conditional" vs. "unconditional"         belongs to Rd.  If Ru chooses liberal label retention mode, Rd         can choose either PushUnconditional or PushConditional.  If Ru         chooses conservative label retention mode, Rd can choose         PushConditional, PulledConditional, or PulledUnconditional.         These choices together determine the MPLS scheme in use.6. Security Considerations   Some routers may implement security procedures which depend on the   network layer header being in a fixed place relative to the data link   layer header.  The MPLS generic encapsulation inserts a shim between   the data link layer header and the network layer header.  This may   cause any such security procedures to fail.   An MPLS label has its meaning by virtue of an agreement between the   LSR that puts the label in the label stack (the "label writer"), and   the LSR that interprets that label (the "label reader").  If labeled   packets are accepted from untrusted sources, or if a particular   incoming label is accepted from an LSR to which that label has not   been distributed, then packets may be routed in an illegitimate   manner.7. Intellectual Property   The IETF has been notified of intellectual property rights claimed in   regard to some or all of the specification contained in this   document.  For more information consult the online list of claimed   rights.Rosen, et al.               Standards Track                    [Page 58]

RFC 3031                   MPLS Architecture                January 20018. Authors' Addresses   Eric C. Rosen   Cisco Systems, Inc.   250 Apollo Drive   Chelmsford, MA, 01824   EMail: erosen@cisco.com   Arun Viswanathan   Force10 Networks, Inc.   1440 McCarthy Blvd.   Milpitas, CA 95035-7438   EMail: arun@force10networks.com   Ross Callon   Juniper Networks, Inc.   1194 North Mathilda Avenue   Sunnyvale, CA 94089 USA   EMail: rcallon@juniper.net9. References   [MPLS-ATM]          Davie, B., Lawrence, J., McCloghrie, K., Rekhter,                       Y., Rosen, E., Swallow, G. and P. Doolan, "MPLS                       using LDP and ATM VC Switching",RFC 3035,                       January 2001.   [MPLS-BGP]          "Carrying Label Information in BGP-4", Rekhter,                       Rosen, Work in Progress.   [MPLS-CR-LDP]       "Constraint-Based LSP Setup using LDP", Jamoussi,                       Editor, Work in Progress.   [MPLS-FRMRLY]       Conta, A., Doolan, P. and A. Malis, "Use of Label                       Switching on Frame Relay Networks Specification",RFC 3034, January 2001.   [MPLS-LDP]          Andersson, L., Doolan, P., Feldman, N., Fredette,                       A. and B. Thomas, "LDP Specification",RFC 3036,                       January 2001.Rosen, et al.               Standards Track                    [Page 59]

RFC 3031                   MPLS Architecture                January 2001   [MPLS-RSVP-TUNNELS] "Extensions to RSVP for LSP Tunnels", Awduche,                       Berger, Gan, Li, Swallow, Srinvasan, Work in                       Progress.   [MPLS-SHIM]         Rosen, E., Rekhter, Y., Tappan, D., Fedorkow, G.,                       Farinacci, D. and A. Conta, "MPLS Label Stack                       Encoding",RFC 3032, January 2001.   [MPLS-TRFENG]       Awduche, D., Malcolm, J., Agogbua, J., O'Dell, M.                       and J. McManus, "Requirements for Traffic                       Engineering Over MPLS",RFC 2702, September 1999.Rosen, et al.               Standards Track                    [Page 60]

RFC 3031                   MPLS Architecture                January 200110. Full Copyright Statement   Copyright (C) The Internet Society (2001).  All Rights Reserved.   This document and translations of it may be copied and furnished to   others, and derivative works that comment on or otherwise explain it   or assist in its implementation may be prepared, copied, published   and distributed, in whole or in part, without restriction of any   kind, provided that the above copyright notice and this paragraph are   included on all such copies and derivative works.  However, this   document itself may not be modified in any way, such as by removing   the copyright notice or references to the Internet Society or other   Internet organizations, except as needed for the purpose of   developing Internet standards in which case the procedures for   copyrights defined in the Internet Standards process must be   followed, or as required to translate it into languages other than   English.   The limited permissions granted above are perpetual and will not be   revoked by the Internet Society or its successors or assigns.   This document and the information contained herein is provided on an   "AS IS" basis and THE INTERNET SOCIETY AND THE INTERNET ENGINEERING   TASK FORCE DISCLAIMS ALL WARRANTIES, EXPRESS OR IMPLIED, INCLUDING   BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE INFORMATION   HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED WARRANTIES OF   MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.Acknowledgement   Funding for the RFC Editor function is currently provided by the   Internet Society.Rosen, et al.               Standards Track                    [Page 61]

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