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INFORMATIONAL
Network Working Group                                         M. BananRequest for Comments: 2188                                        NedaCategory: Informational                                      M. Taylor                                                                   AWS                                                              J. Cheng                                                                   AWS                                                        September 1997AT&T/Neda's Efficient Short Remote Operations (ESRO)Protocol Specification Version 1.2Status of this Memo   This memo provides information for the Internet community.  It does   not specify an Internet standard of any kind.  Distribution of this   memo is unlimited.IESG Note   This protocol has not had the benefit of IETF Working Group review,   but a cursory examination reveals several issues which may be   significant issues for scalability.  A site considering deployment   should conduct a careful analysis to ensure they understand the   potential impacts.Abstract  This document specifies the service model, the notation and protocol  for Efficient Short Remote Operations (ESRO). The ESRO service is  similar to and is consistent with other Remote Procedure Call  services.  The emphasis of ESRO service definition and the ESRO  protocol is on efficiency.  ESRO is designed specifically with  wireless network (e.g., CDPD) usage in mind.  ESRO protocol provides reliable connectionless remote operation  services on top of UDP (or any other non-reliable connectionless  transport service) with minimum overhead.  ESRO protocol supports  segmentation and reassembly, concatenation and separation as well as  multiplexing for service users (applications).  ESRO allows for trade-offs between efficiency and reliability by  specifying both 2-way hand-shake and 3-way hand-shake based protocols.  Encoding mechanisms for presentation of the parameters of remote  operations are outside the scope of this document.  But,  identification (tagging) of the encoding mechanism in use (e.g., XDR,Banan, et. al                Informational                      [Page 1]

RFC 2188                          ESRO                    September 1997  BER, PER) is supported by ESRO protocol.  A variety of applications can use the ESRO protocol.  Some early  applications using ESRO include efficient short message submission and  delivery, credit card authorization and white pages lookup.Banan, et. al                Informational                      [Page 2]

RFC 2188                          ESRO                    September 1997Contents  1  INTRODUCTION                                                      4     1.1 Relationship To Existing Remote Operation Services    .       5         1.1.1 ESRO and RPC    .   .   .   .   .   .   .   .   .       5         1.1.2 ESRO and ROSE   .   .   .   .   .   .   .   .   .       5     1.2 Overview of ESROS     .   .   .   .   .   .   .   .   .       5     1.3 The Remote Operation Model    .   .   .   .   .   .   .       6  2  ESRO SERVICE DEFINITIONS                                          8     2.1 Acknowledged Result Service Mode  .   .   .   .   .   .       9         2.1.1 Performer side .   .   .   .   .   .   .   .   .        9         2.1.2 Invoker side    .   .   .   .   .   .   .   .   .      11     2.2 Non-acknowledged Result   .   .   .   .   .   .   .   .      11         2.2.1 Performer side .   .   .   .   .   .   .   .   .       12         2.2.2 Invoker side    .   .   .   .   .   .   .   .   .      12     2.3 Serialized Use of ESRO Services   .   .   .   .   .   .      12         2.3.1 Invoker     .   .   .   .   .   .   .   .   .   .      12         2.3.2 Performer   .   .   .   .   .   .   .   .   .   .      12     2.4 ESROS-INVOKE Service  .   .   .   .   .   .   .   .   .      13         2.4.1 Operation-value     .   .   .   .   .   .   .   .      13         2.4.2 Performer-address   .   .   .   .   .   .   .   .      14         2.4.3 Invoker-address     .   .   .   .   .   .   .   .      14         2.4.4 Invoke-argument-encoding-type   .   .   .   .   .      15         2.4.5 Invoke-argument     .   .   .   .   .   .   .   .      15         2.4.6 Invoke-ID   .   .   .   .   .   .   .   .   .   .      15         2.4.7 Failure-value   .   .   .   .   .   .   .   .   .      16     2.5 ESROS-RESULT Service  .   .   .   .   .   .   .   .   .      16         2.5.1 Result-argument-encoding-type   .   .   .   .   .      16         2.5.2 Result-argument     .   .   .   .   .   .   .   .      17         2.5.3 Invoke-ID   .   .   .   .   .   .   .   .   .   .      17         2.5.4 Failure-value   .   .   .   .   .   .   .   .   .      18     2.6 ESROS-ERROR Service   .   .   .   .   .   .   .   .   .      18         2.6.1 Error-value     .   .   .   .   .   .   .   .   .      18         2.6.2 Error-argument-encoding-type    .   .   .   .   .      19         2.6.3 Error-argument .   .   .   .   .   .   .   .   .       19         2.6.4 Invoke-ID   .   .   .   .   .   .   .   .   .   .      20         2.6.5 Failure-value   .   .   .   .   .   .   .   .   .      20     2.7 ESROS-FAILURE Service     .   .   .   .   .   .   .   .      20         2.7.1 Failure-value   .   .   .   .   .   .   .   .   .      21         2.7.2 Invoke-ID   .   .   .   .   .   .   .   .   .   .      21  3  ESRO SERVICE NOTATION                                            21     3.1 ES-OPERATION Notation     .   .   .   .   .   .   .   .      22     3.2 Mapping of ESROS Notation     .   .   .   .   .   .   .      22         3.2.1 Invocation of an Operation .   .   .   .   .   .       22         3.2.2 Reply of an Operation   .   .   .   .   .   .   .      22  4  REMOTE OPERATIONS PROTOCOL                                       23     4.1 Overview of the Protocol  .   .   .   .   .   .   .   .      23         4.1.1 Service Provision (Invoker User)    .   .   .   .      24Banan, et. al                Informational                      [Page 3]

RFC 2188                          ESRO                    September 1997         4.1.2 Service Provision (Performer User) .   .   .   .       24     4.2 Protocol Procedures   .   .   .   .   .   .   .   .   .      25         4.2.1 Service Access Point (SAP) Bind Procedure   .   .      25         4.2.2 Invoke Service Procedure    .   .   .   .   .   .      25         4.2.3 Invoke ID Assignment Procedure .   .   .   .   .       25         4.2.4 Functional Unit Selection Procedure     .   .   .      26     4.3 Connectionless PDU Transfer For Small PDUs    .   .   .      26         4.3.1 Overview    .   .   .   .   .   .   .   .   .   .      26         4.3.2 3-Way Handshake Functional Unit     .   .   .   .      28         4.3.3 2-Way Handshake Functional Unit     .   .   .   .      35         4.3.4 Segmentation and Reassembly     .   .   .   .   .      40     4.4 Structure and Encoding of ESROS PDUs  .   .   .   .   .      43         4.4.1 ESRO-INVOKE-PDU Format .   .   .   .   .   .   .       43         4.4.2 ESRO-RESULT-PDU Format .   .   .   .   .   .   .       45         4.4.3 ESRO-ERROR-PDU Format   .   .   .   .   .   .   .      46         4.4.4 ESRO-ACK-PDU Format     .   .   .   .   .   .   .      47         4.4.5 ESRO-FAILURE-PDU Format     .   .   .   .   .   .      47         4.4.6 ESRO-INVOKE-SEGMENTED-PDU Format    .   .   .   .      48         4.4.7 ESRO-RESULT-SEGMENTED-PDU Format    .   .   .   .      50         4.4.8 ESRO-ERROR-SEGMENTED-PDU Format     .   .   .   .      51     4.5 Concatenation and Separation  .   .   .   .   .   .   .      52         4.5.1 Procedures .   .   .   .   .   .   .   .   .   .       53         4.5.2 ESRO-CONCATENATED-PDU format    .   .   .   .   .      53     4.6 ES Remote Operations Protocol Parameters  .   .   .   .      54         4.6.1 PDU size    .   .   .   .   .   .   .   .   .   .      54         4.6.2 Timers .   .   .   .   .   .   .   .   .   .   .       55         4.6.3 Use of lower layers     .   .   .   .   .   .   .      56  5  ACKNOWLEDGMENTS  .   .   .   .   .   .   .   .   .   .   .   .   56  6  SECURITY CONSIDERATIONS  .   .   .   .   .   .   .   .   .   .   56  7  AUTHORS' ADDRESSES   .   .   .   .   .   .   .   .   .   .   .   561  INTRODUCTION   Efficient Short Remote Operations (ESRO) provide an efficent   mechanism for realization of Remote Procedure Call.  This document   specifies many aspects of ESRO including:     o Service Model     o Service Primitves     o A Notation for user of the Service     o Confirmed Connectionless Protocol (based on a 3-way hand-shake)     o Unconfirmed Connectionless Protocol (based on a 2-way hand-shake)Banan, et. al                Informational                      [Page 4]

RFC 2188                          ESRO                    September 19971.1  Relationship To Existing Remote Operation Services   The overall model of ESRO is similar to and consistent with many   existing protocols.  ESRO's distinguishing characteristic is   efficiency.   A brief comparison of ESRO and Remote Procedure Calls [7] and Remote   Operation Service Elements [1] follows.1.1.1  ESRO and RPC   Remote Procedure Call (RPC) is specified in [7] (RFC-1831) and [6]   (RFC-1833).   RPC specifications define a remote procedure model that is   essentially same as ESRO. RPC's notation uses a syntax quite   different from that of ESRO. RPC can rely on a connection oriented or   connectionless transport mechanism.  When using the connectionless   mechanism, the retransmission and reliability issues are considered   beyond the scope of the RPC specification.  RPC is usually used in   combination with External Data Representation, XDR [8] (RFC-1832).1.1.2  ESRO and ROSE   ROSE is specified in [1] and [2].  The service definition for ESRO   Service (ESROS) specified in this document is similar ROSE's   Notation.  The Notation specified in this document for ESROS is   similar ROSE's Notation.  The ESRO protocol specified in this   document is very different from the ROSE protocol [2].   The operation model for ESRO Service (ESROS) is based on Remote   Operations Services Element (ROSE) in [1].  In ESROS model both   entities can invoke operations.   ESRO protocols can accomplish short operations with much less   overhead than ROSE.1.2  Overview of ESROS   ESROS provides a service which supports interaction of applications   based on a remote operation model.  A Remote Operation is invoked by   one entity; the other entity attempts to perform the Remote Operation   and then reports the outcome of the attempt.  The ESROS protocol is   designed such that it could support many applications.Banan, et. al                Informational                      [Page 5]

RFC 2188                          ESRO                    September 19971.3  The Remote Operation Model   ESROS provides for performance of operations between two peer   sublayers.  Users of the ESROS assume the roles of invoker and   performer which invoke and perform the operations respectively.  An   ESROS-User can assume both roles and be an invoker for some   operations and be a performer for other operations.  The performer is   expected to report either the result of the operation or an error.  A   result reply is sent to the invoker if the operation is successful,   and an error reply is sent if the operation is unsuccessful.  If the   performer is unreachable, the ESROS sends a failure indication   primitive to the invoker.   Operations are asynchronous and the invoker may continue to invoke   further operations without waiting for a reply.  Synchronous or   serialized operations are also supported as a subset and a special   case of asynchronous service.  By default the ESRO service provider   on both invoker and performer sides supports the asynchronous   operation invocation.  However, if one side is to support only   serialized (synchronous) mode, it should be in agreement with the   peer side.   ESROS has no authentication mechanism.  Authentication is the   responsibility of the performer (which is outside of the scope of   ESROS) and the performer is not expected to honor the invoker when it   is not authenticated.   The ESROS operation model is represented in Figure 1.  In this   example, the ESROS User on the left is the Invoker and the ESROS User   on the right is the Performer.  The Provider is the entity providing   a service to the layer above it.Banan, et. al                Informational                      [Page 6]

RFC 2188                          ESRO                    September 1997   ESROS      -------------------    -------------------     ESROS   User      | Layer above ESROS |  | Layer above ESROS |    User   (Invoker) |                   |  |                   |  (Performer)              -------------------    -------------------      ^                |                      |                ^      |                |                      |                |      v                |                      |                v   ESROS     -------------------    -------------------      ESROS   Provider |       ESROS       |  |       ESROS       |    Provider             -------------------    -------------------                       |                      |                       |                      |                       |                      |             -------------------    -------------------            |    UDP           |   |   UDP             |             -------------------    -------------------                     _                    _/                       _                _/                         _    .       _/                           _ . .* . _/                             . * .* .                               * . *                    Figure 1:  ES Remote Operation ModelBanan, et. al                Informational                      [Page 7]

RFC 2188                          ESRO                    September 1997                  Invoker        Performer                 ESRO SAP         ESRO SAP                       |               |                       |               |   ESROS-INVOKE.req.   |               | ESROS-INVOKE.ind.   -------->-----------|               |-------->---------                       |               |   ESROS-INVOKE-P.conf.|               |   --------<-----------|               |                       |               |                       |               |                       |               |   ESROS-RESULT.ind.   |               | ESROS-RESULT.req.   --------<-----------|               |--------<---------                       |               |                       |               | ESROS-RESULT.conf.                       |               |-------->---------                       |               |                       |               |   ESROS-ERROR.ind.    |               | ESROS-ERROR.req.   --------<-----------|               |--------<---------                       |               |                       |               | ESROS-ERROR.conf.                       |               |-------->---------                       |               |                       |               |                       |               |                       |               |   ESROS-FAILURE.ind.  |               | ESROS-FAILURE.ind.   --------<-----------|               |-------->---------                       |               |             Figure 2:  Time sequence diagram for ESRO services2  ESRO SERVICE DEFINITIONS   ESRO service primitives are illustrated in Figure 2, Table 1 and   Table 2.  The description of services and primitives comes in the   following sections.   ESROS-User accesses ESRO services through Efficient Short Remote   Operations Service Access Point (ESRO-SAP) as shown in Figure 2.   The RESULT.request, ERROR.request and FAILURE.indication service   primitives can be implemented in two different modes:Banan, et. al                Informational                      [Page 8]

RFC 2188                          ESRO                    September 1997    1. Acknowledged Result, and    2. Non-Acknowledged Result                 _____________________________________________                 | ESRO Service   |Type                      |                 |________________|__________________________|                 | ESROS-INVOKE   |Non-confirmed             |                 | ESROS-INVOKE-P |Provider-initiated        |                 | ESROS-RESULT   |Confirmed / Non-confirmed |                 | ESROS-ERROR    |Confirmed / Non-confirmed |                 | ESROS-FAILURE  |Provider initiated        |                 |________________|__________________________|                           Table 1:  ESRO Services   as described below.  The difference between different modes is in   their reliability of service and efficiency.  Reliability of service   is defined based on the understanding of invoker and performer about   the success or failure of the operation on the peer side.  Table 3   and Table 4 summarize understanding of performer about success or   failure on invoker side in different situations.  In these tables the   FAILURE.indication refers to the primitive generated by protocol and   not the failure of local provider.2.1  Acknowledged Result Service Mode   In this service mode, the result is acknowledged by invoker, but the   mechanism by which the acknowledgment is accomplished may not be   reliable.  Table 3 summarizes the relationship between performer and   invoker in success and failure cases.2.1.1  Performer side   In this type of service, the RESULT.confirm and ERROR.confirm   primitives on performer side are generated if the result/error is   acknowledged by invoker.   The FAILURE.indication on performer side is generated if result/error   is not acknowledged by invoker or if there is a local failure on   performer side.   >From the protocol point of view, the FAILURE.indication might be   because either the result/error PDU or the ack PDU is lost.  The   outcome of this is that a FAILURE.indication is not robust as the   operation may have been successful from the invoker's perspective.   One method of compensating for this shortcoming is having the   performer verify the FAILURE.indication in a separate operation.Banan, et. al                Informational                      [Page 9]

RFC 2188                          ESRO                    September 1997   ____________________________________________________________   | Primitive                |Parameters                     |   |--------------------------+-------------------------------|   |                          |Operation-value                |   |                          |Performer-address              |   | ESROS-INVOKE.request     |Invoke-argument-encoding-type  |   |                          |Invoke-argument                |   |--------------------------+-------------------------------|   |                          |Operation-value                |   |                          |Invoker-address                |   | ESROS-INVOKE.indication  |Invoke-argument-encoding-type  |   |                          |Invoke-argument                |   |                          |Invoke-ID                      |   |--------------------------+-------------------------------|   | ESROS-INVOKE-P.confirm   |Invoke-ID                      |   |==========================================================|   |                          |                               |   |                          |Result-argument-encoding-type  |   | ESROS-RESULT.request     |Result-argument                |   |                          |Invoke-ID                      |   |--------------------------+-------------------------------|   |                          |Result-argument-encoding-type  |   | ESROS-RESULT.indication  |Result-argument                |   |                          |Invoke-ID                      |   |--------------------------+-------------------------------|   | ESROS-RESULT.confirm     |Invoke-ID                      |   |==========================================================|   |                          |                               |   |                          |Error-value                    |   |                          |Error-argument-encoding-type   |   | ESROS-ERROR.request      |Error-argument                 |   |--------------------------+-------------------------------|   |                          |Error-value                    |   |                          |Error-argument-encoding-type   |   | ESROS-ERROR.indication   |Error-argument                 |   |                          |Invoke-ID                      |   |--------------------------+-------------------------------|   | ESROS-ERROR.confirm      |Invoke-ID                      |   |==========================================================|   |                          |                               |   |                          |Failure-value                  |   | ESROS-FAILURE.indication |Invoke-ID                      |   |__________________________|_______________________________|    Table 2:  ESRO service primitives and associated parametersBanan, et. al                Informational                     [Page 10]

RFC 2188                          ESRO                    September 1997   ______________________________________________________________   |Service Mode        |Performer          |Invoker            |   |--------------------+-------------------+-------------------|   |Acknowledged Result |RESULT.confirm     |RESULT.indication  |   |                    |-------------------+-------------------|   |                    |FAILURE.indication |RESULT.indication  |   |                    | (protocol)        |                   |   |                    |-------------------+-------------------|   |                    |FAILURE.indication |FAILURE.indication |   |                    | (protocol)        | (protocol)        |   |____________________|___________________|___________________|    Table 3:  Success and Failure in Acknowledged Result Mode   __________________________________________________________________   |Service Mode            |Performer           |Invoker            |   |------------------------+--------------------+-------------------|   |Non-acknowledged Result |RESULT.confirm      |RESULT.indication  |   |                        +--------------------+-------------------|   |                        |RESULT.confirm      |FAILURE.indication |   |                        |                    | (protocol)        |   |                        +--------------------+-------------------|   |                        |FAILURE.indication  |                   |   |                        |(protocol)          |                   |   |                        |does not            |---                |   |                        |exist               |                   |   |________________________|____________________|___________________|    Table 4:  Success and Failure in Non-acknowledged Result Mode2.1.2  Invoker side   When invoker receives failure indication, the performer has the   failure indication too.   This type of service can be implemented by protocols based on 3-Way   handshaking.2.2  Non-acknowledged Result   In this service mode the result is not acknowledged.  Table 4   summarizes the relationship between performer and invoker in success   and failure cases.Banan, et. al                Informational                     [Page 11]

RFC 2188                          ESRO                    September 19972.2.1  Performer side   In this type of service, the RESULT.confirm and ERROR.confirm   primitives on performer side are generated without receiving   additional information from the invoker peer.  In other words, these   Primitives have no protocol-related meaning and convey no   information, other than end-of-operation.   The FAILURE.indication on performer side is not generated by   protocol.  The only case that can generate FAILURE.indication on   performer side is local failure in service provider on performer   side.2.2.2  Invoker side   The FAILURE.indication on invoker side can be the resultof not   receiving result/error/failure from peer performer or it can result   from failure in local service provider.   This type of service can be implemented by protocols based on 2-Way   handshaking.2.3  Serialized Use of ESRO Services   Although the ESRO Services are defined to support asynchronous   operation invocation in general, they can be used in the special case   of synchronous (serialized) mode too.  The serialized use of ESRO   Services is implementation specific.  However, one of the possible   scenarios is as follows:2.3.1  Invoker   Invokes an operation after it receives either RESULT.indication,   ERROR.indication, or FAILURE.indication for the previous operation.2.3.2  Performer   Considers an operation to be complete and accepts the next operation   after it receives RESULT.confirm, ERROR.confirm, or   FAILURE.indication.Banan, et. al                Informational                     [Page 12]

RFC 2188                          ESRO                    September 1997                  Invoker        Performer                 ESROS AP         ESROS AP                       |               |                       |               |   ESROS-INVOKE.req.   |               | ESROS-INVOKE.ind.   -------->-----------|               |-------->---------                       |               |   ESROS-INVOKE-P.conf.|               |   --------<-----------|               |                       |               |   ESROS-FAILURE.ind.  |               |   --------<-----------|               |                       |               |   Figure 3:  Time sequence diagram for ESROS-INVOKE service2.4  ESROS-INVOKE Service   The ESROS-INVOKE service is used by an ESROS-User (the invoker) to   cause the invocation of an OPERATION to be performed by the other   ESROS-User (the performer).   ESROS Invoker User issues ESROS-INVOKE.request primitive to invoke an   operation.   ESROS-INVOKE.indication primitive provides the ESROS Performer User   with the parameters of the invoked operation.   ESRO Service Provider issues the ESROS-INVOKE-P.confirm primitive to   provide the ESROS Invoker User with Invoke-ID of the invoked   operation.   The related service structure consists of three service primitives as   illustrated in Figure 3 and Table 5.2.4.1  Operation-value   This value is the identifier of the operation to be invoked.  The   value is agreed upon between the ESROS Users.  This parameter has to   be supplied by the invoker of the service.   ESROS Invoker User provides the Operation-value parameter for the   ESROS-INVOKE.request primitive.  The Operation-value parameter of   ESROS-INVOKE.indication is provided to the ESROS Performer User.Banan, et. al                Informational                     [Page 13]

RFC 2188                          ESRO                    September 1997          _____________________________________________________________          | Primitive                |Parameters                       |          |__________________________|_________________________________|          |                          |Operation-value                  |          |                          |Performer-address                |          | ESROS-INVOKE.request     |Invoke-argument-encoding-type    |          |                          |Invoke-argument                  |          |__________________________|_________________________________|          |                          |Operation-value                  |          |                          |Invoker-address                  |          |                          |Invoke-argument-encoding-type    |          | ESROS-INVOKE.indication  |Invoke-argument                  |          |                          |Invoke-ID                        |          |__________________________|_________________________________|          | ESROS-INVOKE-P.confirm   |Invoke-ID                        |          |                          |Failure-value                    |          |__________________________|_________________________________|          | ESROS-FAILURE.indication |Invoke-ID                        |          |__________________________|_________________________________|     Table 5:  ESROS-INVOKE service primitives and associated parameters2.4.2  Performer-address   This parameter is the address of the ESROS Performer User which   consists of ESRO Service Access Point (SAP) Selector, Transport   Service Access Point (TSAP) Selector (e.g., port number), and Network   Service Access Point (NSAP) address (e.g., IP address).  This   parameter has to be supplied by the invoker of the service.   ESROS Invoker User provides the Performer-address parameter for the   ESROS-INVOKE.request primitive.2.4.3  Invoker-address   This parameter is the address of the ESROS Invoker User which   consists of ESRO Service Access Point (SAP) Selector, Transport   Service Access Point (TSAP) Selector (e.g.  port number), and Network   Service Access Point (NSAP) address (e.g.  IP address).   The Invoker-address parameter of ESROS-INVOKE.indication is provided   to the ESROS Performer User.Banan, et. al                Informational                     [Page 14]

RFC 2188                          ESRO                    September 19972.4.4  Invoke-argument-encoding-type   This parameter identifies the encoding type of the Invoke-argument   (see next subsection).  The encoding type has to be agreed upon   between ESROS Users.  This parameter has to be supplied by the   invoker of the service.   ESROS Invoker User provides the Invoke-argument-encoding-type   parameter for the ESROS-INVOKE.request primitive.  The Invoke-   argument-encoding-type parameter of ESROS-INVOKE.indication is   provided to the ESROS Performer User.2.4.5  Invoke-argument   This parameter is the argument of the invoked operation.  The type   has to be agreed between the ESROS Users.  This parameter has to be   supplied by the invoker of the service.  Encoding type of the   Invoke-argument is specified through the Invoke-argument-encoding-   type parameter (see previous subsection).   ESROS Invoker User provides the Invoke-argument parameter for the   ESROS-INVOKE.request primitive.  The Invoke-argument parameter of   ESROS-INVOKE.indication is provided to the ESROS Performer User.2.4.6  Invoke-ID   This parameter identifies the invocation of an ESROS-INVOKE service   and is used to correlate this invocation with the corresponding   replies (ESROS-RESULT, ESROS-ERROR, and ESROS-FAILURE services.)   This parameter has to be supplied by the ESROS provider.   This parameter distinguishes several invocations of the service in   progress (asynchronous operations).  The ESROS provider may begin to   reuse Invoke-ID values whenever it chooses, subject to the constraint   that it may not reuse an Invoke-ID value that was previously assigned   to an invocation of the service for which it expects, but has not yet   received a reply.  In other words, the provider does not reuse a   previously used Invoke-ID unless the corresponding service is fully   completed.Banan, et. al                Informational                     [Page 15]

RFC 2188                          ESRO                    September 19972.4.7  Failure-value   This parameter identifies the failure that occurred during the   processing or transmission of any of the service primitives of ESROS.                  Invoker        Performer                 ESROS AP         ESROS AP                       |               |                       |               |   ESROS-RESULT.ind.   |               | ESROS-RESULT.req.   --------<-----------|               |--------<---------                       |               |                       |               | ESROS-RESULT.conf.                       |               |-------->---------                       |               |                       |               | ESROS-FAILURE.ind.                       |               |-------->---------                       |               |   Figure 4:  Time sequence diagram for ESROS-RESULT service   This parameter has to be supplied by the ESROS provider (see alsoSection 2.7).2.5  ESROS-RESULT Service   The ESROS-RESULT service is used by an ESROS User to reply to a   previous ESROS-INVOKE.indication in the case of a successfully   performed operation.  This service is either confirmed or non-   confirmed based on the service mode (seeSection 2).   The related service structure consists of three service primitives as   illustrated in Figure 4 and Table 6.2.5.1  Result-argument-encoding-type   This parameter identifies the encoding type of the Result-argument   (see next subsection).  The encoding type has to be agreed upon   between the ESROS Users.  This parameter has to be supplied by the   ESROS Performer User.   ESROS Performer User provides the Result-argument-encoding-type   parameter for the ESROS-RESULT.request primitive.  The Result-   argument-encoding-type parameter of ESROS-RESULT.indication is   provided to the ESROS Invoker User.Banan, et. al                Informational                     [Page 16]

RFC 2188                          ESRO                    September 1997   ______________________________________________________________   | Primitive                |Parameters                       |   |__________________________|_________________________________|   |                          |Result-argument-encoding-type    |   |                          |Result-argument                  |   | ESROS-RESULT.request     |Invoke-ID                        |   |__________________________|_________________________________|   |                          |                                 |   |                          |Result-argument-encoding-type    |   |                          |Result-argument                  |   | ESROS-RESULT.indication  |Invoke-ID                        |   |__________________________|_________________________________|   |                          |                                 |   | ESROS-RESULT.confirm     |Invoke-ID                        |   |                          |Failure-value                    |   |                          |                                 |   |__________________________|_________________________________|   | ESROS-FAILURE.indication |Invoke-ID                        |   |__________________________|_________________________________|   Table 6:  ESROS-RESULT service primitives and associated parameters2.5.2  Result-argument   This parameter is the result of an invoked and successfully performed   operation.  The type has to be agreed between the ESROS Users.  This   parameter has to be supplied by the invoker of the service.  Encoding   type of the Result-argument is specified through the Result-   argument-encoding-type parameter (see previous subsection).   ESROS Performer User provides the Result-argument parameter for the   ESROS-RESULT.request primitive.  The Result-argument parameter of   ESROS-RESULT.indication is provided to the ESROS Invoker User.2.5.3  Invoke-ID   This parameter identifies the corresponding invocation.  This   Invoke-ID, which is originally generated by the ESROS provider at the   time of ESROS-INVOKE indication, is extracted from the Invoke ID that   has to be supplied by the ESROS performer User.  The value is that of   the corresponding ESROS-INVOKE.indication primitive.Banan, et. al                Informational                     [Page 17]

RFC 2188                          ESRO                    September 1997                  Invoker        Performer                 ESROS AP         ESROS AP                       |               |                       |               |   ESROS-ERROR.ind.    |               | ESROS-ERROR.req.   --------<-----------|               |--------<---------                       |               |                       |               | ESROS-ERROR.conf.                       |               |-------->---------                       |               |                       |               | ESROS-FAILURE.ind.                       |               |-------->---------   Figure 5:  Time sequence diagram for ESROS-ERROR service2.5.4  Failure-value   This parameter identifies the failure that occurred during the   processing or transmission of any of the service primitives of ESROS.   This parameter has to be supplied by the ESROS provider (see alsoSection 2.7).2.6  ESROS-ERROR Service   The ESROS-ERROR service is used by an ESROS User to reply to a   previous ESROS-INVOKE.indication in the case of an unsuccessfully   performed operation.  This service is either confirmed or non-   confirmed based on the service mode (seeSection 2).   The related service structure consists of three service primitives as   illustrated in Figure 5 and Table 7.2.6.1  Error-value   This parameter identifies the error in reply to a previous ESROS-   INVOKE.indication in the case of an unsuccessfully performed   operation.  The value has to be agreed between the ESROS-Users.  This   parameter has to be supplied by the ESROS Performer User.   ESROS Performer User provides the Error-argument parameter for the   ESROS-ERROR.request primitive.  The Error-argument parameter of   ESROS-ERROR.indication is provided to the ESROS Invoker User.Banan, et. al                Informational                     [Page 18]

RFC 2188                          ESRO                    September 1997          ________________________________________________________          | Primitive                |Parameters                  |          |__________________________|____________________________|          |                          |Error-value                 |          |                          |Error-argument-encoding-type|          | ESROS-ERROR.request      |Error-argument              |          |__________________________|____________________________|          |                          |                            |          |                          |Error-value                 |          |                          |Error-argument-encoding-type|          | ESROS-ERROR.indication   |Error-argument              |          |                          |Invoke-ID                   |          |                          |                            |          |__________________________|____________________________|          | ESROS-ERROR.confirm      |Invoke-ID                   |          |                          |Failure-value               |          |                          |                            |          |__________________________|____________________________|          | ESROS-FAILURE.indication |Invoke-ID                   |          |__________________________|____________________________|    Table 7:  ESROS-ERROR service primitives and associated parameters2.6.2  Error-argument-encoding-type   This parameter identifies the encoding type of the Error-argument   (see next subsection).  The encoding type has to be agreed upon   between the ESROS Users.  This parameter has to be supplied by the   ESROS Performer User.   ESROS Performer User provides the Error-argument-encoding-type   parameter for the ESROS-ERROR.request primitive.  The Error-   argument-encoding-type parameter of ESROS-ERROR.indication is   provided to the ESROS Invoker User.2.6.3  Error-argument   This parameter provides additional information about the error in   reply to a previous ESROS-INVOKE.indication in the case of an   unsuccessfully performed operation.  The type (if any) has to be   agreed between the ESROS users.  This parameter has to be supplied by   the ESROS Performer User.  Encoding type of the Error-argument is   specified through the Error-argument-encoding-type parameter (see   previous subsection).Banan, et. al                Informational                     [Page 19]

RFC 2188                          ESRO                    September 1997                  Invoker        Performer                 ESROS AP         ESROS AP                       |               |                       |               |   ESROS-FAILURE.ind.  |               |   --------<-----------|               |                       |               |                       |               | ESROS-FAILURE.ind.                       |               |--------->---------                       |               |   Figure 6:  Time sequence diagram for ESROS-FAILURE service   ESROS Performer User provides the Error-argument parameter for the   ESROS-ERROR.request primitive.  The Error-argument parameter of   ESROS-ERROR.indication is provided to the ESROS Invoker User.2.6.4  Invoke-ID   This parameter identifies the corresponding invocation.  This   Invoke-ID, which is originally generated by the ESROS provider at the   time of the ESROS-INVOKE.indication, is extracted from the Invoke ID   which has to be supplied by the ESROS performer User.  The value is   that of the corresponding ESROS-INVOKE.indication primitive.2.6.5  Failure-value   This parameter identifies the failure that occurred during the   processing or transmission of any of the service primitives of ESROS.   This parameter has to be supplied by the ESROS provider (see alsoSection 2.7).2.7  ESROS-FAILURE Service   The ESROS-FAILURE service is used by ESROS provider to indicate the   failure in providing an ESROS-INVOKE, ESROS-RESULT, or ESROS-ERROR   service.   The related service structure consists of one service primitive as   illustrated in Figure 6 and Table 8.Banan, et. al                Informational                     [Page 20]

RFC 2188                          ESRO                    September 1997          _____________________________________________          | Primitive                |Parameters       |          |__________________________|_________________|          |                          |Failure-value    |          | ESROS-FAILURE.indication |Invoke-ID        |          |__________________________|_________________|   Table 8:  ESROS-FAILURE service primitives and associated parameters          _________________________________________          | Failure Value |Meaning                 |          |_______________|________________________|          | 0             |Transmission failure    |          | 1             |Out of local resources  |          | 2             |User not responding     |          | 3             |Out of remote resources |          | 4             |Reassembly failure      |          |_______________|________________________|             Table 9:  Encoding of Failure-value2.7.1  Failure-value   This parameter identifies the failure that occurred during the   processing or transmission of any of the service primitives of ESROS.   This parameter has to be supplied by the ESROS provider.   The values for encoding of Failure-value are presented in Table 9.2.7.2  Invoke-ID   This parameter identifies the corresponding invocation.  This   Invoke-ID, which is originally generated by ESROS provider at the   time of the ESROS-INVOKE.indication, is extracted from the Invoke ID   which has to be supplied by ESROS performer User.  The value is that   of the corresponding ESROS-INVOKE.indication primitive.3  ESRO SERVICE NOTATION   Users of ESRO services (invoker and performer) need to agree on a   well defined set of parameters which are enumerated below.    1. The operation's Argument data type.Banan, et. al                Informational                     [Page 21]

RFC 2188                          ESRO                    September 1997    2. The operation's Result data type.    3. The operation's Error data type.    4. The operation's value.  A specific tag which uniquely identifies        the operation.   The invoker and the performer can specify these parameters using a   variety of mechanisms.  The notation specified in this section is one   such mechanism.  It is not the only machanism and ESRO protocol can   be used independent of this notation.3.1  ES-OPERATION Notation   The Remote Operations and Operation Errors are specified in this   section.  The notation is defined by means of the macro facility   defined in [3].   The macros enabling the specification of operations and errors are   listed in Figure 7.   Note that this notation is very similar to the abstract operation   defined in [1].  The value form of ES-OPERATION is always an integer.3.2  Mapping of ESROS Notation3.2.1  Invocation of an Operation   An operation is mapped onto the ESRO Services.   The invocation of an operation is mapped on the ESRO-INVOKE service.   The value assigned to the operation is mapped on the Operation-value   parameter of that service.  The value of the Named-Type in the   ARGUMENT clause of the OPERATION Macro is mapped on the Argument   parameter of that service.3.2.2  Reply of an Operation   If an operation was successfully performed, the reply is mapped on   the ESRO-RESULT service.   The value of the Named-Type in the RESULT clause of the OPERATION   DEFINITIONS ::=   BEGIN     ES-OPERATION, ERROR;     -- macro definition for operationsBanan, et. al                Informational                     [Page 22]

RFC 2188                          ESRO                    September 1997     ES-OPERATION MACRO ::=     BEGIN           TYPE NOTATION   ::=     Argument Result Errors           VALUE NOTATION  ::=     value (localValue INTEGER)           Argument        ::=     "ARGUMENT" NamedType | empty           Result          ::=     "RESULT" ResultType | empty           ResultType      ::=     NamedType | empty           Errors          ::=     "ERRORS" "{"ErrorNames"}" | empty           ErrorNames      ::=     ErrorList | empty           ErrorList       ::=     Error | ErrorList "," Error           Error           ::=     value (ERROR) | type           NamedType       ::=     identifier type | type     END     -- macro definition for operations errors     ERROR MACRO   ::=     BEGIN           TYPE NOTATION   ::=     Parameter           VALUE NOTATION  ::=     value (localValue INTEGER)           Parameter       ::=     "PARAMETER" NamedType | empty           NamedType       ::=     identifier type | type     END   END            Figure 7:  ES Remote Operation Notation   macro is mapped on the Result parameter of that service.   If an operation was not successfully performed, the reply is mapped   on the ESRO-ERROR service.   In this case one of the errors in the Identifier List of Error Names   in the ERROR clause of the OPERATION macro may be applied.  The value   assigned to the applied error is mapped onto the Error parameter of   that service.  The value of the Named-Type in the PARAMETER clause of   the ERROR macro of the applied error is mapped on the Error-   parameter of that service.4  REMOTE OPERATIONS PROTOCOL4.1  Overview of the Protocol   The ESROS protocol realizes the services defined in the section   entitled ESROS Service Definitions.  Short operations are performed   in a highly efficient manner.  The protocol operation is summarized   below and is described in detail in the following sections.Banan, et. al                Informational                     [Page 23]

RFC 2188                          ESRO                    September 1997   Two Functional Units are defined which realize the services with 2-   Way handshake and 3-Way handshake, called 2-Way Handshake Functional   Unit and 3-Way Handshake Functional Unit respectively.   The procedures specified in this section refer to Protocol Data Units   (PDUs) which are defined inSection 4.4.4.1.1  Service Provision (Invoker User)      o An ESROS user binds to an ESRO Service Access Point (SAP) and        specifies whether 3-Way or 2-Way handshake Functional Unit is to        be associated with the SAP.      o An ESROS user initiates the transfer of a PDU using the INVOKE        service.      o On receipt of an ESROS-INVOKE.request service primitive from the        ESROS user:            -- The ESROS provider generates an Invoke ID,            -- Communicates the Invoke-ID to the invoker of the service                   through the ESROS-INVOKE-P.confirm primitive,4.1.2  Service Provision (Performer User)      o An ESROS user binds to an ESRO Service Access Point (SAP) and        specifies whether 3-Way or 2-Way handshake Functional Unit is to        be associated with the SAP.      o On receipt of an ESRO-INVOKE-PDU, the ESROS provider issues an        ESROS-INVOKE.indication to the ESROS performer user.      o On receipt of ESROS-RESULT.request or ESROS-ERROR.request from        the performer, the provider creates the ESRO-RESULT-PDU or        ESRO-ERROR-PDU.      o In the case that the provider receives an ESRO-ACK-PDU for the        transmitted ESRO-RESULT-PDU or ESRO-ERROR-PDU, if the        corresponding SAP is associated with the 3-Way Handshake        Functional Unit, it passes an ESROS-RESULT.confirm or ESROS-        ERROR.confirm to the performer user.  If the corresponding SAP        is associated with the 2-Way handshake Functional Unit, the        ESRO-ACK-PDU is dropped as an invalid PDU.      o In the case that the provider is not able to deliver the        ESRO-RESULT-PDU or ESRO-ERROR-PDU, it issues an ESROS-        FAILURE.indication to the performer user.  In the case that theBanan, et. al                Informational                     [Page 24]

RFC 2188                          ESRO                    September 1997        performer's SAP is associated with the 3-Way handshake        Functional Unit and provider doesn't receive the ESRO-ACK-PDU        for a transmitted ESRO-RESULT-PDU or an ESRO-ERROR-PDU, it        passes an ESROS- FAILURE.indication to the performer user.      o In the case that the performer's SAP is associated with the        3-Way handshake Functional Unit and provider receives an ESRO-        ACK-PDU for the operation, it passes an ESROS-RESULT.confirm or        ESROS-ERROR.confirm.  In the case that the performer's SAP is        associated with a 2-Way handshake Functional Unit and provider        doesn't receive duplicate ESROS-INVOKE-PDUs from the invoker, it        passes an ESROS-RESULT.confirm or ESROS-ERROR.confirm.      o On receipt of an ESRO-FAILURE-PDU, the ESROS provider issues an        ESROS-FAILURE.indication to the ESROS performer user.4.2  Protocol Procedures4.2.1  Service Access Point (SAP) Bind Procedure   To access the ESRO Services, an ESROS user binds to an ESRO Service   Access Point and specifies the SAP to be associated with 3-Way   handshake Functional Unit or 2-Way handshake Functional Unit.  ESROS   provider generates a SAP descriptor which is passed to the user.  The   handshaking for all Invoke.requests addressed to that SAP and all   PDUs addressed to that SAP will be either 3-Way or 2-Way based on the   Functional Unit associated with SAP and specified by user at SAP bind   time.   It is the responsibility of the ESROS peer users (invoker and   performer) to address their operations to the appropriate SAP (3-Way   or 2-Way) based on the agreement between users.4.2.2  Invoke Service Procedure   An ESROS user initiates the transfer of a PDU using the INVOKE   service.   On receipt of an ESRO-INVOKE-PDU, the ESROS provider sends an ESROS-   INVOKE.indication primitive to the ESROS performer user.4.2.3  Invoke ID Assignment Procedure   On receipt of an ESROS-INVOKE.request primitive from the ESROS user,   the ESROS provider generates two invoke identifiers:Banan, et. al                Informational                     [Page 25]

RFC 2188                          ESRO                    September 1997      o Invoke-Reference-Number:  Uniquely identifies the invocation        between the two peers.  This is a PDU field with a length of 8        bits (seesection 4.4).      o Invoke-ID-Parameter:  Uniquely identifies the invocation to the        service user.  This Invoke-ID-Parameter is a combination of the        Invoke-Reference-Number described above and the invoker address,        performer address, and the SAP Selector.   The provider communicates the Invoke-ID-Parameter to the invoker of   the INVOKE service through the ESROS-INVOKE-P.confirm primitive.   The Invoke-Reference-Number distinguishes several invocations of the   service in progress (asynchronous operations).  It is also used as   segment identifier when a Service Data Unit (SDU) is transferred   using segmentation and reassembly.  The ESROS provider may begin to   reuse the Invoke-Reference-Number values whenever it chooses, subject   to the constraint that it may not reuse an Invoke-Reference-Number   value that was previously assigned to an invocation of the service   for which it expects, but has not yet received, a reply.  In other   words the provider does not reuse a previously used Invoke-   Reference-Number unless the corresponding service is fully completed.   The same value of the Invoke-Reference-Number can be reused to   identify the invocation between different peer entities.  In that   case, the combination of the peer entity's address and the Invoke-   Reference-Number guarantees unique identification of each invocation.4.2.4  Functional Unit Selection Procedure   When an ESRO Services user binds to an ESRO SAP, it associates its   SAP descriptor to 3-Way Handshake Functional Unit or 2-Way Handshake   Functional Unit.   Based on the Functional Unit associated with SAP, provider selects   the corresponding Functional Unit for all Invoke Requests or PDUs   addressed to that SAP.4.3  Connectionless PDU Transfer For Small PDUs4.3.1  Overview   PDUs sent by UDP use port ESRO_CL_PORT. PDUs carried by UDP are   restricted to CLRO_SMALL_PDU_MAX_SIZE bytes (see 4.6.1)   Each PDU is encapsulated in a single UDP datagram.Banan, et. al                Informational                     [Page 26]

RFC 2188                          ESRO                    September 1997   For PDUs larger than CLRO_SMALL_PDU_MAX_SIZE but smaller than   CLRO_SEGMENTED_PDU_MAX_SIZE bytes (see 4.6.1), segmentation and   reassembly is used and each segment is transmitted in a UDP datagram.   PDUs sent using UDP may be lost, and hence a retransmission strategy   is defined.  When a PDU is segmented, the retransmission strategy is   not applied to individual segments (i.e., loss of one segment results   in retransmission of the whole SDU).   The optimal UDP retransmission policy will vary with the performance   of the network and the needs of the transmitter, but the following   are considered:   The retransmission interval should be based on prior statistics if   possible.  Too aggressive retransmission can easily slow response   time of the network at large.  Depending on how well connected the   invoker is to its performer, the minimum retransmission interval   should be RETRANSMISSION_INTERVAL (see 4.6.2) seconds.   Delivery of PDUs is asynchronous which means the ESROS does not wait   for the result of a transmitted PDU and continues delivering the next   PDUs.       ______________________________________________________       |From Idle to:                      |Event            |       |___________________________________|_________________|       |CL-Invoker Transition Diagram      |ESRO-INVOKE.req  |       | 2-way Handshake (Connectionless)  |                 |       |___________________________________|_________________|       |CL-Invoker Transition Diagram      |ESRO-INVOKE.req  |       | 3-way Handshake (Connectionless)  |                 |       |___________________________________|_________________|       |CL-Performer Transition Diagram    |INVOKE-PDU       |       | 3-way Handshake (Connectionless)  |                 |       |___________________________________|_________________|       |CL-Performer Transition Diagram    |INVOKE-PDU       |       | 2-way Handshake  (Connectionless) |                 |       |___________________________________|_________________|                Table 10:  ESROS Finite State Machine   This section describes the ESROS protocols in terms of state   diagrams.  The ESROS Finite State Machine is expressed as four   separate transition diagrams.  This is illustrated in Table 10.Banan, et. al                Informational                     [Page 27]

RFC 2188                          ESRO                    September 1997   Details of each of the two transition diagrams for connectionless   transmission and different handshakings are described in the   following sections.  The state diagrams show the state, the events,   the actions taken and the resultant state.The ESROS state transition   diagrams for connectionless data transmission are presented in Table   11, Table 12, Table 13, and Table 14.   Transitions are identified by numbers on the state diagrams.  The   corresponding actions are listed next to each table.4.3.2  3-Way Handshake Functional Unit   This unit implements the Acknowledged Result model of ESRO Services.   3-Way handshaking is used in this unit.   The RESULT.confirm and ERROR.confirm primitives on performer are   generated when ESRO-ACK-PDU is received.   The FAILURE.indication on performer side is resulted from remote or   local failures.  Not receiving ESRO-ACK-PDU or local failure can   generate FAILURE.indication primitive.   The FAILURE.indication on invoker side is generated if a local   failure happens or a ESRO-FAILURE-PDU is received.Banan, et. al                Informational                     [Page 28]

RFC 2188                          ESRO                    September 1997   _______________________________________________________________   |      State      |STA01     |STA02      |STA03    |STA04     |   |                 |CL Invoker|Invoke PDU |ACK-PDU  |Invoker   |   |Event            |Start     |Send       |Send     |RefNu Wait|   |-----------------+----------+-----------+---------+----------+   |U: INVOKE.request|(1) STA02 |           |         |          |   |-----------------+----------+-----------+---------+----------+   |T: INVOKE PDU    |          |(2) STA02  |         |          |   | Retransmit      |          |           |         |          |   |-----------------+----------+-----------+---------+----------+   |T: Last Timer    |          |(3) STA04  |         |          |   |-----------------+----------+-----------+---------+----------+   |P: Result-PDU    |          |           |         |(9) STA04 |   |-----------------+----------+-----------+---------+----------+   |P: Failure-PDU   |          |(5) STA04  |         |          |   |-----------------+----------+-----------+---------+----------+   |P: ACK-PDU       |          |(6) STA02  |         |          |   | (Hold On)       |          |           |         |          |   |-----------------+----------+-----------+---------+----------+   |P: Duplicate     |          |           |(7) STA03|          |   |  Result-PDU     |          |           |         |          |   |-----------------+----------+-----------+---------+----------+   |T: RefNu Timer   |          |           |         |(8) STA01 |   |-----------------+----------+-----------+---------+----------+   |P: Result-PDU    |          |(4) STA03  |         |          |   |-----------------+----------+-----------+---------+----------+   |T: Inactivity    |          |           |(10)     |          |   | Timer           |          |           |STA04    |          |   |_________________|__________|___________|_________|__________|   Table 11:  ESROS State Transition Diagram-Connectionless Transmission,   3-Way HS. P = Protocol, T = Timer, U = User, I = Internal.   The transmission of INVOKE, RESULT, and ERROR SDUs can be in a single   PDU (when it fits in one UDP) or a sequence of segment PDUs.   3-Way Handshake Connectionless Transmission:  Invoker   For each transition number in the state diagram Table 11, the   corresponding actions are listed below:    1. INVOKE.request:      o Assign Invoke-ID.Banan, et. al                Informational                     [Page 29]

RFC 2188                          ESRO                    September 1997      o Issue ESROS-INVOKE-P.confirm primitive.      o Assign invoke reference number.      o Send operation in one ESRO-INVOKE-PDU or in segmented INVOKE-        PDUs depending on the size of the operation.      o Initialize retransmission counter.      o Initialize retransmission timer.    2. Invoke PDU Retransmit:      o Retransmit operation in one ESRO-INVOKE-PDU or segmented PDUs        while number of retransmissions is less than        MAX_RETRANSMISSIONS.      o Increment the retransmission counter.  When MAX_RETRANSMISSIONS        reached, start LAST_TIMER, otherwise initialize retransmission        timer.    3. Last Timer:      o Issue ESROS-FAILURE.indication primitive.      o Initialize reference number timer.    4. ESRO-RESULT-PDU or ESRO-ERROR-PDU (or reassembled ESRO-       RESULT-SEGMENTED-PDU or ESRO-ERROR-SEGMENTED-PDU when the PDU is       received in segmented format):      o Send ESRO-ACK-PDU.      o Issue ESROS-RESULT.indication or ESROS-ERROR.indication        primitive.      o Initialize inactivity timer.    5. ESRO-FAILURE-PDU:      o Issue ESROS-FAILURE.indication primitive with User not        Responding failure cause.      o Initialize reference number timer.Banan, et. al                Informational                     [Page 30]

RFC 2188                          ESRO                    September 1997    6. ESRO-ACK-PDU (Hold on):      o For future use (no action).    7. Duplicate ESRO-RESULT-PDU or ESRO-ERROR-PDU:      o Initialize inactivity timer (Ignore PDU).      o Send ESRO-ACK-PDU.    8. Invoke reference number timer:      o Release the invoke reference number.    9. ESRO-RESULT-PDU or ESRO-ERROR-PDU:      o Reset Invoke reference number timer.    10. Inactivity timer:      o Initialize reference number timer.   On receipt of an ESROS-INVOKE.request, ESROS provider generates an   Invoke- Reference-Number and an Invoke-ID (seeSection 4.2.3).  The   provider issues an ESROS-INVOKE-P.confirm primitive and passes the   Invoke-ID to the invoker.   The ESROS provider initiates the timer for the Invoke-ID and   transmits the PDU. Based on the size of SDU, if segmentation is   required, the SDU is segmented and transmitted in a sequence of   segmented PDUs.  If the ESRO-RESULT-PDU or ESRO-ERROR-PDU associated   with the invoke ID is not received within the   INVOKE_PDU_RETRANSMISSION_INTERVAL (see 4.6.2) period, the SDU is   retransmitted (in one PDU or segmented and transmitted in a sequence   of segment PDUs).  The retransmission is repeated for a maximum of   MAX_RETRANSMISSIONS unless an ESRO-RESULT-PDU or ESRO-ERROR-PDU is   received.   If the ESRO-RESULT-PDU or ESRO-ERROR-PDU is received in a segmented   format, the reassembly process reassembles the sequence of segment   PDUs.   In the case that the Hold-on ESRO-ACK-PDU is received from the   performer, the provider stops retransmitting the ESRO-INVOKE-PDU and   waits for the ESRO- RESULT-PDU or ESRO-ERROR-PDU for a period equal   to the multiplication of INVOKE_PDU_RETRANSMISSION_INTERVAL (see   4.6.2) and MAX_RETRANSMISSIONS (see 4.6.2, for future use).Banan, et. al                Informational                     [Page 31]

RFC 2188                          ESRO                    September 1997   In the case that the ESRO-INVOKE-PDU is sent MAX_RETRANSMISSIONS (see   4.6.2) times and no ESRO-RESULT-PDU or ESRO-ERROR-PDU is received,   the ESROS provider sends an ESROS-FAILURE.indication primitive, with   the Invoke-ID of the failed PDU and the Failure-value as parameters,   to the invoker.   When an ESRO-RESULT-PDU or ESRO-ERROR-PDU is received (whether in one   PDU or reassembled from a sequence of segmented PDUs), the provider   issues an ESROS-RESULT.indication or ESROS-ERROR.indication to the   invoker user, sends an ESRO-ACK-PDU and initializes the inactivity   timer.  In the case that duplicate ESRO- RESULT-PDU or ESRO-ERROR-PDU   ____________________________________________________________________   |      State      |STA01        |STA02      |STA03     |STA04      |   |                 |CL Performer |Invoke PDU |ACK-PDU   |Performer  |   |Event            |Start        |Received   |Wait      |RefNu Wait |   |-----------------+-------------+-----------+----------+-----------|   |P: Invoke-PDU    |(1) STA02    |           |          |           |   |-----------------+-------------+-----------+----------+-----------|   |U: RESULT.req.   |             |(2) STA03  |          |           |   |-----------------+-------------+-----------+----------+-----------|   |P: ACK-PDU       |             |           |(3) STA04 |           |   |-----------------+-------------+-----------+----------+-----------|   |P: Invoke-PDU    |             |(4) STA02  |(6) STA03 |(7) STA04  |   | Duplicate       |             |           |          |           |   |-----------------+-------------+-----------+----------+-----------|   |T: Result-PDU    |             |           |(5) STA03 |           |   | Retransmission  |             |           |          |           |   | Timer           |             |           |          |           |   |-----------------+-------------+-----------+----------+-----------|   |I: Failure       |             |(8) STA01  |          |           |   |-----------------+-------------+-----------+----------+-----------|   |T: Last Time     |             |           |(9) STA04 |           |   |-----------------+-------------+-----------+----------+-----------|   |T: RefNu Timer   |             |           |          |(10) STA01 |   |-----------------+-------------+-----------+----------+-----------|   |P: ACK-PDU       |             |           |          |(11) STA04 |   | Duplicate       |             |           |          |           |   |-----------------+-------------+-----------+----------+-----------|   |U/P: Hold On ACK |             |(12) STA02 |          |           |   ____________________________________________________________________   Table 12:  ESROS State Transition Diagram-Connectionless Transmission,   3-Way HS: Performer.  P = Protocol, T = Timer, U = User, I = Internal.Banan, et. al                Informational                     [Page 32]

RFC 2188                          ESRO                    September 1997   are received, they are ignored, the inactivity timer is reset, and an   ESRO-ACK-PDU is retransmitted.   When no duplicate ESRO-RESULT-PDU or ESRO-ERROR-PDU is received for a   period equal to INACTIVITY_TIME (see 4.6.2), or in the case of ESRO-   INVOKE- PDU retransmission time-out, or in the case of internal   failure, the provider initializes the reference number timer.  After   REFERENCE_NUMBER_TIME (see 4.6.2), the reference number is released.   3-Way Handshake Connectionless Transmission:  Performer   For each transition number in the state diagram above, the   corresponding actions are listed below:     1. ESRO-INVOKE-PDU (as a single PDU or a sequence of segment PDUs):      o Issue ESROS-INVOKE.indication primitive.    2. ESROS-RESULT.request or ESROS-ERROR.request:      o Add invoke reference number to the active list.      o Transmit ESRO-RESULT-PDU or ESRO-ERROR-PDU (in a single PDU or        a sequence of segment PDUs).      o Set ESRO-RESULT-PDU or ESRO-ERROR-PDU retransmission timer.    3. ESRO-ACK-PDU:      o Initialize invoke reference number timer.      o Issue ESROS-RESULT.confirm or ESROS-ERROR.confirm.    4. Duplicate ESRO-INVOKE-PDU:      o No action (ignore the duplicate ESRO-INVOKE-PDU).    5. ESRO-RESULT-PDU or ESRO-ERROR-PDU retransmission timer:      o Retransmit ESRO-RESULT-PDU or ESRO-ERROR-PDU (in a single PDU        or in a segmented format) while number of retransmissions is        less than MAX_RETRANSMISSIONS.      o Increment the transmission counter.Banan, et. al                Informational                     [Page 33]

RFC 2188                          ESRO                    September 1997    6. Duplicate ESRO-INVOKE-PDU:      o Retransmit ESRO-RESULT-PDU or ESRO-ERROR-PDU.      o Reset ESRO-RESULT-PDU or ESRO-ERROR-PDU retransmission timer.      o Re-initialize the number of retransmissions counter to 1.    7. Duplicate ESRO-INVOKE-PDU:      o Reset invoke reference number timer.    8. Internal failure:      o Send ESRO-FAILURE-PDU.      o Release the invoke reference number.    9. Last time:      o Issue ESROS-FAILURE.indication.      o Initialize invoke reference number timer.    10. Invoke reference number timer:      o Release the invoke reference number.    11. Duplicate ESRO-ACK-PDU:      o Reset invoke reference number timer.    12. Hold-on ACK request:      o Send hold-on ESRO-ACK-PDU (for future use).   On receipt of an ESRO-INVOKE-PDU, the ESROS provider issues an   ESROS-INVOKE.indication to the ESROS performer user.  The provider   ignores the duplicate ESRO-INVOKE-PDUs.   In the case of internal failure or no response from performer user,   the provider sends an ESRO-FAILURE-PDU and releases the invoke   reference number.   On receipt of a Hold-on request from the performer user, or based on   other information, provider sends a Hold-on ESRO-ACK-PDU (future   use).Banan, et. al                Informational                     [Page 34]

RFC 2188                          ESRO                    September 1997   On receipt of either ESROS-RESULT.request or ESROS-ERROR.request from   the ESROS performer user, the ESROS provider initiates the   retransmission timer for the ESRO-RESULT-PDU or ESRO-ERROR-PDU and   transmits the ESRO-RESULT-PDU or ESRO-ERROR-PDU in a single PDU or in   a sequence of segment PDUs.  If the ESRO-ACK-PDU associated with the   Invoke-ID is not received within   RESULT_ERROR_PDU_RETRANSMISSION_INTERVAL (see 4.6.2), the PDU is   retransmitted.   When provider is waiting for ESRO-ACK-PDU and a duplicate ESRO-   INVOKE-PDU arrives, ESRO-RESULT-PDU or ESRO-ERROR-PDU is   retransmitted (in a single PDU or in a sequence of segment PDUs), the   retransmission timer is reset and counter for number of   retransmissions is re-initialized to 1.   If after MAX_TRANSMISSIONS (see 4.6.2) no ESRO-ACK-PDU is received,   the provider issues an ESROS-FAILURE.indication primitive, with the   Invoke-ID of the failed PDU and the Failure-value as parameters, to   the performer user.  Then the provider sets the reference number   timer and releases the reference number after REFERENCE_NUMBER_TIME   (see 4.6.2).   On receipt of ESRO-ACK-PDU associated with the Invoke-ID before   MAX_TRANSMISSIONS (see 4.6.2), the provider issues a ESROS-   RESULT.confirm or ESROS-ERROR.confirm primitive and sets the   reference number timer and releases the reference number after   REFERENCE_NUMBER_TIME (see 4.6.2).   The duplicate ESRO-ACK-PDU and duplicate ESRO-INVOKE-PDUs are ignored   while provider waits for the reference number timer to expire.4.3.3  2-Way Handshake Functional Unit   This Functional Unit implements the Not-Acknowledged Result model of   ESRO Services.  2-Way handshaking is used in this unit.   The RESULT.confirm and ERROR.confirm primitives on performer side are   generated based on time-out, i.e.  when no duplicate ESRO-INVOKE-PDU   is received in a specified period of time, provider issues   RESULT.confirm or ERROR.confirm primitive.   The FAILURE.indication on performer side is generated as a result of   local failure or after time-out of retransmission of ESRO-RESULT-PDU   or ESRO-ERROR-PDU.   The FAILURE.indication on invoker side is generated if a local   failure happens or a ESRO-FAILURE-PDU is received.Banan, et. al                Informational                     [Page 35]

RFC 2188                          ESRO                    September 1997   The transmission of INVOKE, RESULT, and ERROR PDUs can be in a single   PDU (when it fits in one PDU) or a sequence of segmented PDUs.   2-Way Handshake Connectionless Transmission:  Invoker   For each transition number in the state diagram above, the   corresponding actions are listed below:    1. INVOKE.request:      o Assign Invoke-ID.      o Issue ESROS-INVOKE-P.confirm primitive.      o Assign invoke reference number.      o Send ESRO-INVOKE-PDU in a single PDU or as a sequence of        segment PDUs.      o Initialize retransmission counter.      ______________________________________________________________      |      State              |STA01      |STA02      |STA03     |      |                         |2-Way HS   |Invoke PDU |Invoker   |      |                         |CL Invoker |Send       |RefNu Wait|      |Event                    |Start      |           |          |      |-------------------------+-----------+-----------+----------|      |U: INVOKE.req.           |(1) STA02  |           |          |      |-------------------------+-----------+-----------+----------|      |T: Invoke PDU Retransmit |           |(2) STA02  |          |      |-------------------------+-----------+-----------+----------|      |T: Last Timer            |           |(3) STA03  |          |      |-------------------------+-----------+-----------+----------|      |P: Result/Error PDU      |           |(4) STA03  |          |      |-------------------------+-----------+-----------+----------|      |P: Failure-PDU           |           |(5) STA03  |          |      |-------------------------+-----------+-----------+----------|      |P: Duplicate Result PDU  |           |           |(6) STA03 |      |-------------------------+-----------+-----------+----------|      |T: RefNu Timer           |           |           |(7) STA01 |      |_________________________|___________|___________|__________|      Table 13:  ESROS State Transition Diagram-Connectionless Transmission,      2-Way HS: Invoker p = Protocol, T = Timer, U = User, I = Internal.Banan, et. al                Informational                     [Page 36]

RFC 2188                          ESRO                    September 1997    2. Invoke PDU Retransmit:      o Retransmit ESRO-INVOKE-PDU (in a single PDU or in a sequence of        segment PDUs) while number of retransmissions is less than        MAX_RETRANSMISSIONS.      o Increment the transmission counter.  When MAX_RETRANSMISSIONS        reached, start LAST_TIMER.    3. Last Timer:      o Issue ESROS-FAILURE.indication primitive.      o Initialize reference number timer.    4. ESRO-RESULT-PDU or ESRO-ERROR-PDU:      o Issue ESROS-RESULT.indication or ESROS-ERROR.indication        primitive.      o Initialize reference number timer.    5. ESRO-FAILURE-PDU:      o Issue ESROS-FAILURE.indication primitive with User not        Responding failure cause.      o Initialize reference number timer.    6. Duplicate ESRO-RESULT-PDU or ESRO-ERROR-PDU:      o Reset Invoke reference number timer.    7. Invoke reference number timer:      o Release the invoke reference number.   On receipt of an ESROS-INVOKE.request, ESROS provider generates an   Invoke- Reference-Number and an Invoke-ID (see 4.2.3).  The provider   issues an ESROS-INVOKE-P.confirm primitive and passes the Invoke-ID   to the invoker.   The ESROS provider initiates the timer for the Invoke-ID and   transmits the PDU. The PDU is transmitted as a single PDU or a   sequence of segment PDUs.  If the ESRO- RESULT-PDU or ESRO-ERROR-PDU   associated with the invoke ID is not received within theBanan, et. al                Informational                     [Page 37]

RFC 2188                          ESRO                    September 1997   INVOKE_PDU_RETRANSMISSION_INTERVAL (see 4.6.2) period, the PDU is   retransmitted.  The retransmission is repeated for a maximum of   MAX_RETRANSMISSIONS unless an ESRO-RESULT-PDU or ESRO-ERROR-PDU is   received.   In the case that the ESRO-INVOKE-PDU is sent MAX_RETRANSMISSIONS (see   4.6.2) times and no ESRO-RESULT-PDU or ESRO-ERROR-PDU is received,   the ESROS provider sends an ESROS-FAILURE.indication primitive, with   the Invoke-ID of the failed PDU and the Failure-value as parameters,   to the invoker.  If ESRO- FAILURE-PDU is received, the ESROS provider   sends and ESROS-FAILURE.indication primitive, with the Invoke-Id of   the failed PDU and the Failure- value as parameters to the invoker.   When an ESRO-RESULT-PDU or ESRO-ERROR-PDU is received, the provider   issues an ESROS-RESULT.indication or ESROS-ERROR.indication to the   invoker user, and initializes the Reference-Number timer.  In the   case that duplicate ESRO-RESULT-PDU or ESRO-ERROR-PDU are received,   they are ignored.  In the case of internal failure, the provider   initializes the reference number timer.  After REFERENCE_NUMBER_TIME   (see 4.6.2), the reference number is released.   2-Way Handshake Connectionless Transmission:  Performer   ___________________________________________________________________   |      State        |STA01      |STA02     |STA03     |STA04      |   |                   |2-Way HS CL|Invoke PDU|Result PDU|Performer  |   |Event              |Performer  |Received  |Retransmit|RefNu Wait |   |                   |Start      |          |          |           |   |-------------------+-----------+----------+----------+-----------|   |P: Invoke-PDU      |(1) STA02  |          |          |           |   |-------------------+-----------+----------+----------+-----------|   |P: Invoke-PDU      |           |(2) STA02 |(5) STA03 |(7) STA04  |   | Duplicate         |           |          |          |           |   |-------------------+-----------+----------+----------+-----------|   |U: RESULT.req.     |           |(3) STA03 |          |           |   |-------------------+-----------+----------+----------+-----------|   |I: Failure         |           |(4) STA01 |          |           |   |-------------------+-----------+----------+----------+-----------|   |T: Inactivity Timer|           |          |(6) STA04 |           |   |-------------------+-----------+----------+----------+-----------|   |T: RefNu Timer     |           |          |          |(8) STA01  |   ___________________________________________________________________   Table 14:  ESROS State Transition Diagram-Connectionless Transmission,   2-Way HS: Performer.  P = Protocol, T = Timer, U = User, I = Internal.Banan, et. al                Informational                     [Page 38]

RFC 2188                          ESRO                    September 1997   For each transition number in the state diagram above, the   corresponding actions are listed below:    1. ESRO-INVOKE-PDU (received in a single PDU or reassembled from a       sequence of segment PDUs):      o Issue ESROS-INVOKE.indication primitive.    2. Duplicate ESRO-INVOKE-PDU:      o No action (ignore the duplicate ESRO-INVOKE-PDU).    3. EROS-RESULT.request or ESROS-ERROR.request:      o Add invoke reference number to the active list.      o Transmit ESRO-RESULT-PDU or ESRO-ERROR-PDU (as a single PDU or        as a sequence of segment PDUs.)      o Set Inactivity timer.    4. Internal failure:      o Send ESRO-FAILURE-PDU.      o Release the invoke reference number.    5. Duplicate ESRO-INVOKE-PDU:      o Retransmit ESRO-RESULT-PDU or ESRO-ERROR-PDU (as a single PDU        or as a sequence of segment PDUs.)      o Set Inactivity timer.    6. Inactivity Timer:      o Issue ESROS-RESULT.confirm.      o Initialize invoke reference number timer.    7. Dplicate ESRO-INVOKE-PDU:      o Reset invoke reference number timer.    8. Invoke reference number timer:      o Release the invoke reference number.Banan, et. al                Informational                     [Page 39]

RFC 2188                          ESRO                    September 1997   On receipt of an ESRO-INVOKE-PDU (as a single PDU or reassembled from   a sequence of segment PDUs), the ESROS provider issues an ESROS-   INVOKE.indication to the ESROS performer user.  The provider ignores   the duplicate ESRO-INVOKE-PDUs.   In the case of internal failure or no response from performer user,   the provider sends an ESRO-FAILURE-PDU and releases the invoke   reference number.   On receipt of either ESROS-RESULT.request or ESROS-ERROR.request from   the ESROS performer user, the ESROS provider initiates the inactivity   timer for the ESRO- RESULT-PDU or ESRO-ERROR-PDU and transmits the   ESRO-RESULT-PDU or ESRO-ERROR-PDU (in a single PDU or as a sequence   of segment PDUs.)  If a duplicate ESRO-INVOKE-PDU associated with the   Invoke-ID is received within INACTIVITY_TIME interval (see 4.6.2),   the PDU is retransmitted.   If no duplicate ESRO-INVOKE-PDU is received within the   INACTIVITY_TIME interval (see 4.6.2), provider issues a ESROS-   RESULT.confirm or ESROS-ERROR.confirm primitive and sets the   reference number timer and releases the reference number after   REFERENCE_NUMBER_TIME (see 4.6.2).   The duplicate ESRO-INVOKE-PDUs are ignored while provider waits for   the reference number timer to expire.4.3.4  Segmentation and Reassembly   Small ESRO Service Data Units (ESRO-SDUs) can benefit from the   efficiencies of connectionless feature of ESROS (SeeSection 4.3.1).   When an ESRO-SDU is too large to fit in a single connectionless PDU   it is segmented and reassembled.  There might be similar mechanisms   in the upper layers with different levels of efficiency.  When in   addition to the ESROS segmentation/reassembly, the upper layers are   capable of segmentation/reassembly services, then the ESROS user can   decide whether to use ESROS segmenting/reassembly mechanism depending   on the factors such as reliability of the underlying network.   In the case of segmentation/reassembly in ESROS layer, transmission   of operation segments is not acknowledged.  This results in an   efficient transmission over a reliable underlying network.  However   failure of one segment results in retransmission of all segments.   When acknowledged segments are desired, the ESROS user should   implement it using the acknowledged result service of ESROS.Banan, et. al                Informational                     [Page 40]

RFC 2188                          ESRO                    September 1997   The ESROS segmentation/reassembly is accommodated by:      o Use of two additional PDU codes for segmented INVOKE PDU.      o Use of one byte segmentation information, which contains        First/Other flag and segment number.      o Use of unused bits of RESULT and ERROR PDUs to identify a        segmented RESULT or ERROR PDU.   Segmentation and Assembly applies to INVOKE, RESULT, and ERROR SDUs.   The sender of the message is responsible for segmenting the ESRO-SDU   into segments that fit in CL PDUs.  The segmented ESRO-SDU is sent in   a sequence of segments each carrying a segment of the SDU. The   Invoke-Reference-Number is a unique identifier that is used as the   segment identifier which relates all segments of an ESRO-SDU. In   addition to this identifier, the first segment specifies the total   number of segments (number-of-segments).  Other segments have a   segment sequence number (segment- number).  The receiver is   responsible for sequencing (based on segment-number) and reassembling   the entire ESRO-SDU.   Segmenting/Reassembling over the Connectionless ESRO Service   The sender maps the original ESRO-SDU into an ordered sequence of   segments.  Several ESRO-SDU segment sequences can exist over the same   ESROS association, distinguished by their Invoke-Reference-Number   (used as segment identifier.)   All segments in the sequence have the same Invoke-Reference-Number   assigned by sender.   The first segment specifies the total number of segments.  All   segments in the sequence except the first one shall be sequentially   numbered, starting at 1 (first segment has an implicit segment number   of 0).   Each segment is transmitted in one UDP PDU and is sent by sender.   All segments of a segmented ESRO-SDU are identified by the same   Invoke-Reference-Number.  For a given operation, the receiver should   not impose any restrictions on the order of arrival of segments.   There is no requirement that any segment content be of   CLRO_SMALL_PDU_MAX_SIZE for connectionless transmission; however, no   more than CLRO_MAX_PDU_SEGMENTS segments can be derived from a single   ESRO-SDU.Banan, et. al                Informational                     [Page 41]

RFC 2188                          ESRO                    September 1997   The receiver reassembles a sequence of segments into a single ESRO-   SDU. An ESRO-SDU shall not be further processed unless all segments   of the ESRO-SDU are received.  Failure to receive the SDU shall be   determined by the following event:      o Expiration of Reassembly Timer (seeSection 4.3.4).   In the event of the above mentioned failure, the receiver shall   discard a partially assembled sequence.   The reassembly is done as described below:      o In the case of segmented Invoke ESRO-SDU, the encoding type and        operation-value fields are carried in the first segment used for        the whole operation.  These three fields are ignored in the        segments other than the first one.      o In the case of segmented Result ESRO-SDU, the encoding type of        the first segment is used for all segments.  The encoding type        field of segments other than the first one are ignored.      o In the case of segmented Error ESRO-SDU, the encoding type and        Error-value field of the first segment are used for all        segments.  These two fields are ignored in segments other than        the first one.   Sender sends all segments of a segmented ESRO-SDU one after the   other.  There is no mechanism for retransmission of a single segment.   In the case that the sender receives a failure indication for a   segment, it means that receiver has failed in reassembly process, and   the sender retransmits the whole ESRO-SDU (all segments).   Reassembly Timer   The Reassembly Timer is a local timer maintained by the receiver of   the segments that assists in performing the reassembly function.   This timer determines how long a receiver waits to receive all   segments of a segment sequence.   The Reassembly Timer shall be started on receipt of a segment with   different sequence identifier (Invoke-Reference-Number).  On receipt   of all segments composing a sequence, the corresponding reassembly   timer shall be stopped.Banan, et. al                Informational                     [Page 42]

RFC 2188                          ESRO                    September 1997   The value of the Reassembly Timer is defined based on the network   characteristics and the number of segments.  This requires that the   transmission of all segments of a single ESRO-SDU must be completed   within this time limit.4.4  Structure and Encoding of ESROS PDUs   Five PDU types are used in the ESRO protocol which are described in   the following sections.  PDU type coding is presented in Table 15.   The octets are numbered in increasing order, starting from 1.  The   bits of an octet are numbered from 1 to 8, where 1 is the low-order   bit.4.4.1  ESRO-INVOKE-PDU Format   Bit string format of the ESRO-INVOKE-PDU is represented in Table 16   and Table 17.           _______________________________________           | PDU Name              |PDU Type Code |           _______________________________________           | ESRO-INVOKE           |0             |           | ESRO-RESULT           |1             |           | ESRO-ERROR            |2             |           | ESRO-ACK              |3             |           | ESRO-FAILURE          |4             |           | ESRO-SEGMENTED-INVOKE |5             |           _______________________________________                   Table 15:  PDU CodingBanan, et. al                Informational                     [Page 43]

RFC 2188                          ESRO                    September 1997       __________________________________________________________       |Bit       |8 |            7           |6 |5 |4 |3 |2 |1 |       |----------+--+------------------------+--+--+--+--+--+--|       |Octet 1   | Performer SAP                   |0 |0 |0 |0 |       |----------+--+------------------------+--+--+--+--+--+--|       |Octet 2   | Invoke Reference Number                     |       |----------+--+------------------------+--+--+--+--+--+--|       |Octet 3   |Parameter Encoding Type    |Operation Value  |       |----------+--+------------------------+--+--+--+--+--+--|       |Octet 4   |                                             |       | ...      | Operation Information                       |       |Octet N   |                                             |       |__________|_____________________________________________|          Table 16:  ESRO-INVOKE-PDU format. ESRO-INVOKE-PDU Type Code =          0.  Note:  Invoker SAP = Performer SAP - 1.                         _______________________                         | Value |   Meaning    |                         |_______|______________|                         | 0     |   BER [5]    |                         |_______|______________|                         | 1     |   PER [4]    |                         |_______|______________|                         | 2     |   XDR [8]    |                         |_______|______________|                         | 3     |  Reserved    |                         |_______|______________|         Table 17:  Parameter Encoding Type for ESRO-INVOKE-PDUBanan, et. al                Informational                     [Page 44]

RFC 2188                          ESRO                    September 1997          ---------------------------------------------------------         |Bit     |  8  |  7  |  6  |  5  |  4  |  3  |  2  |  1  |         |--------|-----------|-----|-----|-----|-----|-----|-----|         |        | Parameter |     |     |     |     |     |     |         |        | Encoding  |     |     |     |     |     |     |         |Octet 1 | Type      |  0  |  0  |  0  |  0  | 0   |  1  |         |        |           |     |     |     |     |     |     |         |        |           |     |     |     |     |     |     |         |        |           |     |     |     |     |     |     |         |--------|-----------------------------------------------|         |Octet 2 |           Invoke Reference Number             |         |--------|-----------------------------------------------|         |Octet 3 |                                               |         |...     |             Result-parameter                  |         |Octet N |                                               |          ---------------------------------------------------------         ESRO-RESULT-PDU Type Code = 1.                         Table 18:  ESRO-RESULT-PDU format                         _______________________                         | Value |   Meaning    |                         |_______|______________|                         | 0     |    Basic     |                         |_______|______________|                         | 1     |   Packed     |                         |_______|______________|                         | 2     |     XDR      |                         |_______|______________|                         | 3     |  Reserved    |                         |_______|______________|          Table 19:  Parameter Encoding Type for ESRO-RESULT-PDU4.4.2  ESRO-RESULT-PDU Format   Bit string format of the ESRO-RESULT-PDU is represented in Table 18   and Table 19.Banan, et. al                Informational                     [Page 45]

RFC 2188                          ESRO                    September 19974.4.3  ESRO-ERROR-PDU Format   Bit string format of the ESRO-ERROR-PDU is represented in Table 20   and Table 21.          ---------------------------------------------------------         |Bit     |  8  |  7  |  6  |  5  |  4  |  3  |  2  |  1  |         |--------|-----------|-----|-----|-----|-----|-----|-----|         |        | Parameter |     |     |     |     |     |     |         |        | Encoding  |     |     |     |     |     |     |         |Octet 1 | Type      |  0  |  0  |  0  |  0  | 1   |  0  |         |        |           |     |     |     |     |     |     |         |        |           |     |     |     |     |     |     |         |        |           |     |     |     |     |     |     |         |--------|-----------------------------------------------|         |Octet 2 |           Invoke Reference Number             |         |--------|-----------------------------------------------|         |Octet 3 |               Error Value                     |         |--------|-----------------------------------------------|         |Octet 4 |                                               |         |...     |             Error parameter                   |         |Octet N |                                               |          ---------------------------------------------------------         ESRO-ERROR-PDU Type Code = 2.                          Table 20:  ESRO-ERROR-PDU format                         _______________________                         | Value |   Meaning    |                         |_______|______________|                         | 0     |    Basic     |                         |_______|______________|                         | 1     |   Packed     |                         |_______|______________|                         | 2     |     XDR      |                         |_______|______________|                         | 3     |  Reserved    |                         |_______|______________|               Table 21:  Parameter Encoding Type for ESRO-ERROR-PDUBanan, et. al                Informational                     [Page 46]

RFC 2188                          ESRO                    September 1997             ---------------------------------------------------------            |Bit     |  8  |  7  |  6  |  5  |  4  |  3  |  2  |  1  |            |--------|-----------------------|-----|-----|-----|-----|            |        | ESRO-ACK-PDU Type     |     |     |     |     |            |Octet 1 |                       |  0  |  0  | 1   |  1  |            |--------|-----------------------------------------------|            |Octet 2 |           Invoke Reference Number             |             ---------------------------------------------------------             ESRO-ACK-PDU Type Code = 3.                            Table 22:  Fields of ESRO-ACK-PDU               _____________________________________________               | ESRO-ACK-PDU Type |        Meaning         |               |___________________|________________________|               | 0                 |Complete 3-way handshake|               |___________________|________________________|               | 1                 |        Hold on         |               |___________________|________________________|                  Table 23:  Encoding of ESRO-ACK-PDU Type4.4.4  ESRO-ACK-PDU Format   Bit string format of the ESRO-ACK-PDU is represented in Table 22 and   Table 23.4.4.5  ESRO-FAILURE-PDU Format   Bit string format of the ESROS-FAILURE-PDU is represented in Table 24   and Table 25.   The first nibble of the first octet of ESRO-FAILURE-PDU shall be set   to zero.Banan, et. al                Informational                     [Page 47]

RFC 2188                          ESRO                    September 19974.4.6  ESRO-INVOKE-SEGMENTED-PDU Format   Bit string format of the ESRO-INVOKE-SEGMENTED-PDU is represented in   Table 25 and Table 26.   Note:  Invoker SAP = Performer SAP - 1.      ---------------------------------------------------------     |Bit     |  8  |  7  |  6  |  5  |  4  |  3  |  2  |  1  |     |--------|-----------------------|-----|-----|-----|-----|     |Octet 1 |         Not used      |  0  |  1  |  0  |  0  |     |--------|-----------------------------------------------|     |Octet 2 |           Invoke Reference Number             |     |--------|-----------------------------------------------|     |Octet 3 |                Failure Value                  |     ----------------------------------------------------------     ESRO-FAILURE-PDU Type Code = 4.                     Table 24:  ESRO-FAILURE-PDU format               ________________________________________               | Failure Value |       Meaning         |               |_______________|_______________________|               | 0             |Transmission failure   |               |_______________|_______________________|               | 1             |Out of local resources |               |_______________|_______________________|               | 2             | User not responding   |               |_______________|_______________________|               | 3             |Out of remote resources|               |_______________|_______________________|                 Table 25:  Encoding of failure valueBanan, et. al                Informational                     [Page 48]

RFC 2188                          ESRO                    September 1997      -----------------------------------------------------------------     |Bit     |  8   |  7   |  6   |  5   |  4   |  3   |  2   |  1   |     |--------|---------------------------|------|------|------|------|     |Octet 1 | Performer Service         |  0   |  1   |  0   |  1   |     |        | Access Point Selector     |      |      |      |      |     |--------|-------------------------------------------------------|     |Octet 2 |            Invoke Reference Number                    |     |--------|-------------------------------------------------------|     |        | Parameter   |                                         |     |        | Encoding    |                                         |     |Octet 3 | Type        |        Operation Value                  |     |        |             |                                         |     |        |             |                                         |     |        |             |                                         |     |--------|-------------------------------------------------------|     |Octet 4 |First/|                                                |     |        |Other |                  Segment Number                |     |--------|-------------------------------------------------------|     |Octet 5 |                                                       |     |...     |             Operation Information                     |     |Octet N |                                                       |      ----------------------------------------------------------------|      ESRO-INVOKE-PDU Type Code = 5.                Table 26:  ESRO-INVOKE-SEGMENTED-PDU format                          _______________________                          | Value |   Meaning    |                          |_______|______________|                          | 0     |    Basic     |                          |_______|______________|                          | 1     |   Packed     |                          |_______|______________|                          | 2     |     XDR      |                          |_______|______________|                          | 3     |  Reserved    |                          |_______|______________|     Table 27:  Parameter Encoding Type for ESRO-INVOKE-SEGMENTED-PDU      o For the first segment, the first/other bit is set to one, and        the segment number field contains the total number of segments.      o For segments other than the first one, the first/other bit is        set to zero, and the segment number field has the sequence        number of the segment.Banan, et. al                Informational                     [Page 49]

RFC 2188                          ESRO                    September 1997   The values of the three fields Performer-SAP, Parameter-Encoding-   Type, and Operation-Value of the first segment are used by performer   and these fields are ignored in the segments other than the first   one.4.4.7  ESRO-RESULT-SEGMENTED-PDU Format   Bit string format of the ESRO-RESULT-SEGMENTED-PDU is represented in   Table 28 and Table 29.      o For the first segment, the first/other bit is set to one, and      the        segment number field contains the total number of segments.      o For segments other than the first one, the first/other bit is      set        to zero, and the segment number field has the sequence number of        the segment.   The values of the Parameter-Encoding-Type field of the first segment   is used by invoker and this field is ignored in the segments other   than the first one.      -----------------------------------------------------------------     |Bit     |  8   |  7   |  6   |  5   |  4   |  3   |  2   |  1   |     |--------|-------------|------|------|------|------|------|------|     |        | Parameter   |      |      |      |      |      |      |     |        | Encoding    |      |      |      |      |      |      |     |Octet 1 | Type        |  0   |  1   |  0   |  0   |  0   |  1   |     |        |             |      |      |      |      |      |      |     |        |             |      |      |      |      |      |      |     |        |             |      |      |      |      |      |      |     |--------|-------------------------------------------------------|     |Octet 2 |            Invoke Reference Number                    |     |--------|-------------------------------------------------------|     |Octet 4 |First/|                                                |     |        |Other |                  Segment Number                |     |--------|-------------------------------------------------------|     |Octet 5 |                                                       |     |...     |                 Result Parameter                      |     |Octet N |                                                       |      ----------------------------------------------------------------|     ESRO-RESULT-SEGMENTED-PDU Type Code = 1.                Table 28:  ESRO-RESULT-SEGMENTED-PDU formatBanan, et. al                Informational                     [Page 50]

RFC 2188                          ESRO                    September 1997                          _______________________                          | Value |   Meaning    |                          |_______|______________|                          | 0     |    Basic     |                          |_______|______________|                          | 1     |   Packed     |                          |_______|______________|                          | 2     |     XDR      |                          |_______|______________|                          | 3     |  Reserved    |                          |_______|______________|     Table 29:  Parameter Encoding Type for ESRO-RESULT-SEGMENTED-PDU      -----------------------------------------------------------------     |Bit     |  8   |  7   |  6   |  5   |  4   |  3   |  2   |  1   |     |--------|-------------|------|------|------|------|------|------|     |        | Parameter   |      |      |      |      |      |      |     |        | Encoding    |      |      |      |      |      |      |     |Octet 1 | Type        |  0   |  1   |  0   |  0   |  1   |  0   |     |        |             |      |      |      |      |      |      |     |        |             |      |      |      |      |      |      |     |        |             |      |      |      |      |      |      |     |--------|-------------------------------------------------------|     |Octet 2 |            Invoke Reference Number                    |     |--------|-------------------------------------------------------|     |Octet 3 |First/|                                                |     |        |Other |                  Segment Number                |     |--------|-------------------------------------------------------|     |Octet 4 |                    Error Value                        |     |--------|-------------------------------------------------------|     |Octet 5 |                                                       |     |...     |                 Error Parameter                       |     |Octet N |                                                       |      ----------------------------------------------------------------|     ESRO-ERROR-SEGMENTED-PDU Type Code = 2.                    Table 30:  ESRO-ERROR-SEGMENTED-PDU4.4.8  ESRO-ERROR-SEGMENTED-PDU Format   Bit string format of the ESRO-ERROR-PDU is represented in Table 30   and Table 31.Banan, et. al                Informational                     [Page 51]

RFC 2188                          ESRO                    September 1997      o For the first segment, the first/other bit is set to one, and        the segment number field contains the total number of segments.      o For segments other than the first one, the first/other bit is        set to zero, and the segment number field has the sequence        number of the segment.   The values of the Parameter-Encoding-Type field of the first segment   is used by invoker and this field is ignored in the segments other   than the first one.4.5  Concatenation and Separation   The procedure for concatenation and separation conveys multiple   ESRO-PDUs in one TSDU. This is accomplished by ESRO-CONCATENATED-PDU.                          _______________________                          | Value |   Meaning    |                          |_______|______________|                          | 0     |    Basic     |                          |_______|______________|                          | 1     |   Packed     |                          |_______|______________|                          | 2     |     XDR      |                          |_______|______________|                          | 3     |  Reserved    |                          |_______|______________|      Table 31:  Parameter Encoding Type for ESRO-SEGMENTED-ERROR-PDU   An ESRO-CONCATENATED-PDU can contain one or more of the following   PDUs:  INVOKE, RESULT, ERROR, FAILURE, and ACK.   The ESRO-PDUs within a concatenated set may be distinguished by means   of the length indicator.  A one byte length indicator comes before   each ESRO-PDU.   The number of ESRO-PDUs in an ESRO-CONCATENATED-PDU is bounded by the   maximum length of TSDU.Banan, et. al                Informational                     [Page 52]

RFC 2188                          ESRO                    September 19974.5.1  Procedures   Concatenation   The ESROS provider concatenates PDUs as follows:      o PDU type code 8 is used.      o The length indicator which is the total length of first ESRO-PDU        (header and data) in octets is placed after PDU type code in        length indicator field of ESRO- CONCATENATED-PDU (seeSection4.5.2).      o The first PDU (header and data) is placed after the length        indicator field and in the ESRO-PDU field of ESRO-CONCATENATED-        PDU (seeSection 4.5.2).      o For any additional ESRO-PDU, the length indicator and PDUs are        concatenated.   Separation   When the ESRO service provider receives a PDU with PDU type code 8,   it separates the concatenated PDUs as described below:      o Length indicator field coming after type code field (seeSection 4.5.2) specifies the total length of the first PDU in        octets.      o The first PDU is in the ESRO-PDU field after the length      indicator        field (seeSection 4.5.2).      o Any additional PDU has its length indicator field specifying the        total length of PDU, followed by PDU itself (seeSection 4.5.2).      o PDUs are separated until the end of the ESRO-CONCATENATED-PDU is        reached.4.5.2  ESRO-CONCATENATED-PDU format   Bit string format of the ESRO-CONCATENATED-PDU containing multiple   concatenated ESRO-PDUs is represented in Table  32.Banan, et. al                Informational                     [Page 53]

RFC 2188                          ESRO                    September 1997   Length Indicator field   This field is contained in one octet and comes before each ESROS-PDU   in the concatenated PDU. The length indicated is total length of the   ESRO-PDU (including header and data) coming after it in octets.   ESRO-PDU field   This field contains an ESRO-INVOKE-PDU, ESRO-RESULT-PDU, ESRO-ERROR-   PDU, ESRO-FAILURE-PDU, or ESRO-ACK-PDU.   The length of this field is specified by the length indicator field   coming before it.4.6  ES Remote Operations Protocol Parameters4.6.1  PDU size      o CLRO_SMALL_PDU_MAX_SIZE:         ________________________________________________________________        |Bit     |  8   |  7   |  6   |  5   |  4   |  3   |  2   |  1   |        |--------|---------------------------|------|------|------|------|        |Octet 1 |         Not used          |  1   |  0   |  0   |  0   |        |--------|-------------------------------------------------------|        |Octet 2 |                  Length Indicator                     |        |--------|-------------------------------------------------------|        |Octet 3 |                                                       |        |...     |                     ESRO-PDU                          |        |Octet N |                                                       |        |--------|-------------------------------------------------------|        |Octet   |                                                       |        | N+1    |                  Length Indicator                     |        |--------|-------------------------------------------------------|        |Octet   |                                                       |        | N+2    |                     ESRO-PDU                          |        | ...    |                                                       |        |--------|-------------------------------------------------------|        | ...    |                        ...                            |        |________|_______________________________________________________|        ESRO-CONCATENATED-PDU Type Code = 8.                     Table 32:  ESRO-CONCATENATED-PDU formatBanan, et. al                Informational                     [Page 54]

RFC 2188                          ESRO                    September 1997        The value of this parameter should be chosen based on the        specifics of the subnetwork in use.  For example, in CDPD the        maximum size of SN-Userdata size can be up to 2048 bytes (see        part 404-2.b of CDPD Specification V1.1).  Based on this value        and IP and UDP protocol information fields, the value of        CLRO_SMALL_PDU_MAX_SIZE may be determined for CDPD. Again based        on the specifics of the subnetwork, the optimum value of        CLRO_SMALL_PDU_MAX_SIZE may best be determined based on field        experience and may be smaller than the maximum size that the        subnetwork supports.      o CLRO_SEGMENTED_PDU_MAX_SIZE        The value of this parameter should be chosen based on the        specifics of the subnetwork in use.  The optimum value of        CLRO_SEGMENTED_PDU_MAX_SIZE may best be determined based on        field experience.      o CLRO_MAX_PDU_SEGMENTS        The value of this parameter should be chosen based on the        specifics of the subnetwork in use.  The optimum value of        CLRO_MAX_PDU_SEGMENTS may best be determined based on field        experience.  In any case, this value should be smaller than 127.4.6.2  Timers      o INVOKE_PDU_RETRANSMISSION_INTERVAL:        The INVOKE_PDU retransmission interval should be specified and        optimized based on the characteristics of the network in use.      o RESULT_ERROR_PDU_RETRANSMISSION_INTERVAL:        The RESULT and ERROR-PDU retransmission interval should be        specified and optimized based on the characteristics of the        network in use.      o MAX_RETRANSMISSIONS:        The maximum number of retransmissions should be specified and        optimized based on the characteristics of the network in use.      o INACTIVITY_TIME:        The minimum waiting time during which no duplicate PDU is        received should be specified and optimized based on the        characteristics of the network in use.Banan, et. al                Informational                     [Page 55]

RFC 2188                          ESRO                    September 1997      o REFERENCE_NUMBER_TIME: The reference number lifetime timer        should be specified and optimized based on the characteristics        of the network in use.4.6.3  Use of lower layers   ESRO protocol uses UDP port number 259.5  ACKNOWLEDGMENTS   Development of this specification was funded by AT&T Wireless   Services (AWS). This protocol specification has been derived from   AT&T Wireless Services' document titled:  "Limited Size Remote   Operation Services (LSROS)", Revision 0.8, dated April 20, 1995.   This specification is technically consistent with CDPD Forum's   Implementor's Guidelines Part 1028, Release 1.03, June 21, 1996.6  SECURITY CONSIDERATIONS   ESROS has no authentication mechanism.  Authentication is the   responsibility of the performer (which is outside of the scope of   ESROS) and the performer is not expected to honor the invoker when it   is not authenticated.7  AUTHORS' ADDRESSES   Mohsen Banan   Neda Communications, Inc.   17005 SE 31st Place   Bellevue, WA 98008   EMail: mohsen@neda.com   Mark S. Taylor   Director of Strategic Engineering   AT&T Wireless Services   Wireless Data Division   10230 NE Points Drive   Kirkland, WA 98033-7869 USA   EMail: mark.taylor@airdata.comBanan, et. al                Informational                     [Page 56]

RFC 2188                          ESRO                    September 1997   Jia-bing Cheng   AT&T Wireless Services   Wireless Data Division   10230 NE Points Drive   Kirkland, WA 98033-7869 USA   EMail: jcheng@airdata.comReferences   [1] Remote Operations:  Model, Notation and Service Definition, March        1988. Recommendation X.219.   [2] Remote Operations:  Protocol Specification, March 1988.        Recommendation X.229.   [3] Specification of Abstract Syntax Notation One, 1988.        Recommendation X.208.   [4] Information Processing --- Open Systems        Interconnection --- Specification of Packed Encoding Rules for        Abstract Syntax Notation One (ASN.1). International Standard        8825-2.   [5] Information Processing --- Open Systems        Interconnection --- Specification of Basic Encoding Rules for        Abstract Syntax Notation One (ASN.1), 1987. International        Standard 8825.   [6] Srinivasan, R., "Binding protocols for onc rpc version 2".RFC 1833, Sun Microsystems Inc, August 1995.   [7] Srinivasan, R., "Rpc:  Remote procedure call protocol        specification version 2".RFC 1831, Sun Microsystems Inc, August        1995.   [8] Srinivasan, R., "Xdr:  External data representation standard".RFC 1832, Sun Microsystems Inc, August 1995.Banan, et. al                Informational                     [Page 57]

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