3.5. Window Functions#
Awindow function performs a calculation across a set of table rows that are somehow related to the current row. This is comparable to the type of calculation that can be done with an aggregate function. However, window functions do not cause rows to become grouped into a single output row like non-window aggregate calls would. Instead, the rows retain their separate identities. Behind the scenes, the window function is able to access more than just the current row of the query result.
Here is an example that shows how to compare each employee's salary with the average salary in his or her department:
SELECT depname, empno, salary, avg(salary) OVER (PARTITION BY depname) FROM empsalary;
depname | empno | salary | avg-----------+-------+--------+----------------------- develop | 11 | 5200 | 5020.0000000000000000 develop | 7 | 4200 | 5020.0000000000000000 develop | 9 | 4500 | 5020.0000000000000000 develop | 8 | 6000 | 5020.0000000000000000 develop | 10 | 5200 | 5020.0000000000000000 personnel | 5 | 3500 | 3700.0000000000000000 personnel | 2 | 3900 | 3700.0000000000000000 sales | 3 | 4800 | 4866.6666666666666667 sales | 1 | 5000 | 4866.6666666666666667 sales | 4 | 4800 | 4866.6666666666666667(10 rows)
The first three output columns come directly from the tableempsalary
, and there is one output row for each row in the table. The fourth column represents an average taken across all the table rows that have the samedepname
value as the current row. (This actually is the same function as the non-windowavg
aggregate, but theOVER
clause causes it to be treated as a window function and computed across the window frame.)
A window function call always contains anOVER
clause directly following the window function's name and argument(s). This is what syntactically distinguishes it from a normal function or non-window aggregate. TheOVER
clause determines exactly how the rows of the query are split up for processing by the window function. ThePARTITION BY
clause withinOVER
divides the rows into groups, or partitions, that share the same values of thePARTITION BY
expression(s). For each row, the window function is computed across the rows that fall into the same partition as the current row.
You can also control the order in which rows are processed by window functions usingORDER BY
withinOVER
. (The windowORDER BY
does not even have to match the order in which the rows are output.) Here is an example:
SELECT depname, empno, salary, rank() OVER (PARTITION BY depname ORDER BY salary DESC)FROM empsalary;
depname | empno | salary | rank-----------+-------+--------+------ develop | 8 | 6000 | 1 develop | 10 | 5200 | 2 develop | 11 | 5200 | 2 develop | 9 | 4500 | 4 develop | 7 | 4200 | 5 personnel | 2 | 3900 | 1 personnel | 5 | 3500 | 2 sales | 1 | 5000 | 1 sales | 4 | 4800 | 2 sales | 3 | 4800 | 2(10 rows)
As shown here, therank
function produces a numerical rank for each distinctORDER BY
value in the current row's partition, using the order defined by theORDER BY
clause.rank
needs no explicit parameter, because its behavior is entirely determined by theOVER
clause.
The rows considered by a window function are those of the“virtual table” produced by the query'sFROM
clause as filtered by itsWHERE
,GROUP BY
, andHAVING
clauses if any. For example, a row removed because it does not meet theWHERE
condition is not seen by any window function. A query can contain multiple window functions that slice up the data in different ways using differentOVER
clauses, but they all act on the same collection of rows defined by this virtual table.
We already saw thatORDER BY
can be omitted if the ordering of rows is not important. It is also possible to omitPARTITION BY
, in which case there is a single partition containing all rows.
There is another important concept associated with window functions: for each row, there is a set of rows within its partition called itswindow frame. Some window functions act only on the rows of the window frame, rather than of the whole partition. By default, ifORDER BY
is supplied then the frame consists of all rows from the start of the partition up through the current row, plus any following rows that are equal to the current row according to theORDER BY
clause. WhenORDER BY
is omitted the default frame consists of all rows in the partition.[5] Here is an example usingsum
:
SELECT salary, sum(salary) OVER () FROM empsalary;
salary | sum--------+------- 5200 | 47100 5000 | 47100 3500 | 47100 4800 | 47100 3900 | 47100 4200 | 47100 4500 | 47100 4800 | 47100 6000 | 47100 5200 | 47100(10 rows)
Above, since there is noORDER BY
in theOVER
clause, the window frame is the same as the partition, which for lack ofPARTITION BY
is the whole table; in other words each sum is taken over the whole table and so we get the same result for each output row. But if we add anORDER BY
clause, we get very different results:
SELECT salary, sum(salary) OVER (ORDER BY salary) FROM empsalary;
salary | sum--------+------- 3500 | 3500 3900 | 7400 4200 | 11600 4500 | 16100 4800 | 25700 4800 | 25700 5000 | 30700 5200 | 41100 5200 | 41100 6000 | 47100(10 rows)
Here the sum is taken from the first (lowest) salary up through the current one, including any duplicates of the current one (notice the results for the duplicated salaries).
Window functions are permitted only in theSELECT
list and theORDER BY
clause of the query. They are forbidden elsewhere, such as inGROUP BY
,HAVING
andWHERE
clauses. This is because they logically execute after the processing of those clauses. Also, window functions execute after non-window aggregate functions. This means it is valid to include an aggregate function call in the arguments of a window function, but not vice versa.
If there is a need to filter or group rows after the window calculations are performed, you can use a sub-select. For example:
SELECT depname, empno, salary, enroll_dateFROM (SELECT depname, empno, salary, enroll_date, rank() OVER (PARTITION BY depname ORDER BY salary DESC, empno) AS pos FROM empsalary ) AS ssWHERE pos < 3;
The above query only shows the rows from the inner query havingrank
less than 3.
When a query involves multiple window functions, it is possible to write out each one with a separateOVER
clause, but this is duplicative and error-prone if the same windowing behavior is wanted for several functions. Instead, each windowing behavior can be named in aWINDOW
clause and then referenced inOVER
. For example:
SELECT sum(salary) OVER w, avg(salary) OVER w FROM empsalary WINDOW w AS (PARTITION BY depname ORDER BY salary DESC);
More details about window functions can be found inSection 4.2.8,Section 9.22,Section 7.2.5, and theSELECT reference page.
[5] There are options to define the window frame in other ways, but this tutorial does not cover them. SeeSection 4.2.8 for details.