62.4. GIN Indexes#
62.4.1. Introduction#
GIN stands for Generalized Inverted Index.GIN is designed for handling cases where the items to be indexed are composite values, and the queries to be handled by the index need to search for element values that appear within the composite items. For example, the items could be documents, and the queries could be searches for documents containing specific words.
We use the worditem to refer to a composite value that is to be indexed, and the wordkey to refer to an element value.GIN always stores and searches for keys, not item values per se.
AGIN index stores a set of (key, posting list) pairs, where aposting list is a set of row IDs in which the key occurs. The same row ID can appear in multiple posting lists, since an item can contain more than one key. Each key value is stored only once, so aGIN index is very compact for cases where the same key appears many times.
GIN is generalized in the sense that theGIN access method code does not need to know the specific operations that it accelerates. Instead, it uses custom strategies defined for particular data types. The strategy defines how keys are extracted from indexed items and query conditions, and how to determine whether a row that contains some of the key values in a query actually satisfies the query.
One advantage ofGIN is that it allows the development of custom data types with the appropriate access methods, by an expert in the domain of the data type, rather than a database expert. This is much the same advantage as usingGiST.
TheGIN implementation inPostgres Pro is primarily maintained by Teodor Sigaev and Oleg Bartunov. There is more information aboutGIN on theirwebsite.
62.4.2. Built-in Operator Classes#
The corePostgres Pro distribution includes theGIN operator classes shown inTable 62.3. (Some of the optional modules described inAppendix F provide additionalGIN operator classes.)
Table 62.3. Built-inGIN Operator Classes
Name | Indexable Operators |
---|---|
array_ops | && (anyarray,anyarray) |
@> (anyarray,anyarray) | |
<@ (anyarray,anyarray) | |
= (anyarray,anyarray) | |
jsonb_ops | @> (jsonb,jsonb) |
@? (jsonb,jsonpath) | |
@@ (jsonb,jsonpath) | |
? (jsonb,text) | |
?| (jsonb,text[]) | |
?& (jsonb,text[]) | |
jsonb_path_ops | @> (jsonb,jsonb) |
@? (jsonb,jsonpath) | |
@@ (jsonb,jsonpath) | |
tsvector_ops | @@ (tsvector,tsquery) |
Of the two operator classes for typejsonb
,jsonb_ops
is the default.jsonb_path_ops
supports fewer operators but offers better performance for those operators. SeeSection 8.14.4 for details.
62.4.3. Extensibility#
TheGIN interface has a high level of abstraction, requiring the access method implementer only to implement the semantics of the data type being accessed. TheGIN layer itself takes care of concurrency, logging and searching the tree structure.
All it takes to get aGIN access method working is to implement a few user-defined methods, which define the behavior of keys in the tree and the relationships between keys, indexed items, and indexable queries. In short,GIN combines extensibility with generality, code reuse, and a clean interface.
There are two methods that an operator class forGIN must provide:
Datum *extractValue(Datum itemValue, int32 *nkeys, bool **nullFlags)
Datum *extractQuery(Datum query, int32 *nkeys, StrategyNumber n, bool **pmatch, Pointer **extra_data, bool **nullFlags, int32 *searchMode)
Returns a palloc'd array of keys given a value to be queried; that is,
query
is the value on the right-hand side of an indexable operator whose left-hand side is the indexed column.n
is the strategy number of the operator within the operator class (seeSection 36.16.2). Often,extractQuery
will need to consultn
to determine the data type ofquery
and the method it should use to extract key values. The number of returned keys must be stored into*nkeys
. If any of the keys can be null, also palloc an array of*nkeys
bool
fields, store its address at*nullFlags
, and set these null flags as needed.*nullFlags
can be leftNULL
(its initial value) if all keys are non-null. The return value can beNULL
if thequery
contains no keys.searchMode
is an output argument that allowsextractQuery
to specify details about how the search will be done. If*searchMode
is set toGIN_SEARCH_MODE_DEFAULT
(which is the value it is initialized to before call), only items that match at least one of the returned keys are considered candidate matches. If*searchMode
is set toGIN_SEARCH_MODE_INCLUDE_EMPTY
, then in addition to items containing at least one matching key, items that contain no keys at all are considered candidate matches. (This mode is useful for implementing is-subset-of operators, for example.) If*searchMode
is set toGIN_SEARCH_MODE_ALL
, then all non-null items in the index are considered candidate matches, whether they match any of the returned keys or not. (This mode is much slower than the other two choices, since it requires scanning essentially the entire index, but it may be necessary to implement corner cases correctly. An operator that needs this mode in most cases is probably not a good candidate for a GIN operator class.) The symbols to use for setting this mode are defined inaccess/gin.h
.pmatch
is an output argument for use when partial match is supported. To use it,extractQuery
must allocate an array of*nkeys
bool
s and store its address at*pmatch
. Each element of the array should be set to true if the corresponding key requires partial match, false if not. If*pmatch
is set toNULL
then GIN assumes partial match is not required. The variable is initialized toNULL
before call, so this argument can simply be ignored by operator classes that do not support partial match.extra_data
is an output argument that allowsextractQuery
to pass additional data to theconsistent
andcomparePartial
methods. To use it,extractQuery
must allocate an array of*nkeys
pointers and store its address at*extra_data
, then store whatever it wants to into the individual pointers. The variable is initialized toNULL
before call, so this argument can simply be ignored by operator classes that do not require extra data. If*extra_data
is set, the whole array is passed to theconsistent
method, and the appropriate element to thecomparePartial
method.
An operator class must also provide a function to check if an indexed item matches the query. It comes in two flavors, a Booleanconsistent
function, and a ternarytriConsistent
function.triConsistent
covers the functionality of both, so providingtriConsistent
alone is sufficient. However, if the Boolean variant is significantly cheaper to calculate, it can be advantageous to provide both. If only the Boolean variant is provided, some optimizations that depend on refuting index items before fetching all the keys are disabled.
bool consistent(bool check[], StrategyNumber n, Datum query, int32 nkeys, Pointer extra_data[], bool *recheck, Datum queryKeys[], bool nullFlags[])
Returns true if an indexed item satisfies the query operator with strategy number
n
(or might satisfy it, if the recheck indication is returned). This function does not have direct access to the indexed item's value, sinceGIN does not store items explicitly. Rather, what is available is knowledge about which key values extracted from the query appear in a given indexed item. Thecheck
array has lengthnkeys
, which is the same as the number of keys previously returned byextractQuery
for thisquery
datum. Each element of thecheck
array is true if the indexed item contains the corresponding query key, i.e., if (check[i] == true) the i-th key of theextractQuery
result array is present in the indexed item. The originalquery
datum is passed in case theconsistent
method needs to consult it, and so are thequeryKeys[]
andnullFlags[]
arrays previously returned byextractQuery
.extra_data
is the extra-data array returned byextractQuery
, orNULL
if none.GinTernaryValue triConsistent(GinTernaryValue check[], StrategyNumber n, Datum query, int32 nkeys, Pointer extra_data[], Datum queryKeys[], bool nullFlags[])
An operator class forGIN can optionally supply the following methods:
int comparePartial(Datum partial_key, Datum key, StrategyNumber n, Pointer extra_data)
void options(local_relopts *relopts)
Defines a set of user-visible parameters that control operator class behavior.
Since both key extraction of indexed values and representation of the key inGIN are flexible, they may depend on user-specified parameters.
To support“partial match” queries, an operator class must provide thecomparePartial
method, and itsextractQuery
method must set thepmatch
parameter when a partial-match query is encountered. SeeSection 62.4.4.2 for details.
The actual data types of the variousDatum
values mentioned above vary depending on the operator class. The item values passed toextractValue
are always of the operator class's input type, and all key values must be of the class'sSTORAGE
type. The type of thequery
argument passed toextractQuery
,consistent
andtriConsistent
is whatever is the right-hand input type of the class member operator identified by the strategy number. This need not be the same as the indexed type, so long as key values of the correct type can be extracted from it. However, it is recommended that the SQL declarations of these three support functions use the opclass's indexed data type for thequery
argument, even though the actual type might be something else depending on the operator.
62.4.4. Implementation#
Internally, aGIN index contains a B-tree index constructed over keys, where each key is an element of one or more indexed items (a member of an array, for example) and where each tuple in a leaf page contains either a pointer to a B-tree of heap pointers (a“posting tree”), or a simple list of heap pointers (a“posting list”) when the list is small enough to fit into a single index tuple along with the key value.Figure 62.1 illustrates these components of a GIN index.
As ofPostgreSQL 9.1, null key values can be included in the index. Also, placeholder nulls are included in the index for indexed items that are null or contain no keys according toextractValue
. This allows searches that should find empty items to do so.
Updating aGIN index tends to be slow because of the intrinsic nature of inverted indexes: inserting or updating one heap row can cause many inserts into the index (one for each key extracted from the indexed item).GIN is capable of postponing much of this work by inserting new tuples into a temporary, unsorted list of pending entries. When the table is vacuumed or autoanalyzed, or whengin_clean_pending_list
function is called, or if the pending list becomes larger thangin_pending_list_limit, the entries are moved to the mainGIN data structure using the same bulk insert techniques used during initial index creation. This greatly improvesGIN index update speed, even counting the additional vacuum overhead. Moreover the overhead work can be done by a background process instead of in foreground query processing.
If consistent response time is more important than update speed, use of pending entries can be disabled by turning off thefastupdate
storage parameter for aGIN index. SeeCREATE INDEX for details.
62.4.4.2. Partial Match Algorithm#
GIN can support“partial match” queries, in which the query does not determine an exact match for one or more keys, but the possible matches fall within a reasonably narrow range of key values (within the key sorting order determined by thecompare
support method). TheextractQuery
method, instead of returning a key value to be matched exactly, returns a key value that is the lower bound of the range to be searched, and sets thepmatch
flag true. The key range is then scanned using thecomparePartial
method.comparePartial
must return zero for a matching index key, less than zero for a non-match that is still within the range to be searched, or greater than zero if the index key is past the range that could match.
62.4.5. GIN Tips and Tricks#
- Create vs. insert
When
fastupdate
is enabled forGIN (seeSection 62.4.4.1 for details), the penalty is less than when it is not. But for very large updates it may still be best to drop and recreate the index.- maintenance_work_mem
Build time for aGIN index is very sensitive to the
maintenance_work_mem
setting; it doesn't pay to skimp on work memory during index creation.- gin_pending_list_limit
- gin_fuzzy_search_limit
To facilitate controlled execution of such queries,GIN has a configurable soft upper limit on the number of rows returned: the
gin_fuzzy_search_limit
configuration parameter. It is set to 0 (meaning no limit) by default. If a non-zero limit is set, then the returned set is a subset of the whole result set, chosen at random.From experience, values in the thousands (e.g., 5000 — 20000) work well.
The corePostgres Pro distribution includes theGIN operator classes previously shown inTable 62.3. The followingcontrib
modules also containGIN operator classes: