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Chapter 1: An introduction to proof theory & Chapter 2: Firstorder proof theory of arithmetic
In Samuel R. Buss,Handbook of proof theory. New York: Elsevier (1998)
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In this paper we examine various requirements on the formalisation choices under which self-reference can be adequately formalised in arithmetic. In particular, we study self-referential numberings, which immediately provide a strong notion of self-reference even for expressively weak languages. The results of this paper suggest that the question whether truly self-referential reasoning can be formalised in arithmetic is more sensitive to the underlying coding apparatus than usually believed. As a case study, we show how this sensitivity affects the formal study (...) of certain principles of self-referential truth. (shrink) | |
We present a formal system, E, which provides a faithful model of the proofs in Euclid's Elements, including the use of diagrammatic reasoning. | |
By a well-known result of Kotlarski et al., first-order Peano arithmetic \ can be conservatively extended to the theory \ of a truth predicate satisfying compositional axioms, i.e., axioms stating that the truth predicate is correct on atomic formulae and commutes with all the propositional connectives and quantifiers. This result motivates the general question of determining natural axioms concerning the truth predicate that can be added to \ while maintaining conservativity over \. Our main result shows that conservativity fails even (...) for the extension of \ obtained by the seemingly weak axiom of disjunctive correctness \ that asserts that the truth predicate commutes with disjunctions of arbitrary finite size. In particular, \ implies \\). Our main result states that the theory \ coincides with the theory \ obtained by adding \-induction in the language with the truth predicate. This result strengthens earlier work by Kotlarski and Cieśliński. For our proof we develop a new general form of Visser’s theorem on non-existence of infinite descending chains of truth definitions and prove it by reduction to Gödel’s second incompleteness theorem, rather than by using the Visser–Yablo paradox, as in Visser’s original proof. (shrink) No categories | |
For deductive reasoning to be justified, it must be guaranteed to preserve truth from premises to conclusion; and for it to be useful to us, it must be capable of informing us of something. How can we capture this notion of information content, whilst respecting the fact that the content of the premises, if true, already secures the truth of the conclusion? This is the problem I address here. I begin by considering and rejecting several accounts of informational content. I (...) then develop an account on which informational contents are indeterminate in their membership. This allows there to be cases in which it is indeterminate whether a given deduction is informative. Nevertheless, on the picture I present, there are determinate cases of informative (and determinate cases of uninformative) inferences. I argue that the model I offer is the best way for an account of content to respect the meaning of the logical constants and the inference rules associated with them without collapsing into a classical picture of content, unable to account for informative deductive inferences. (shrink) | |
This article investigates the proof theory of the Quantified Argument Calculus as developed and systematically studied by Hanoch Ben-Yami [3, 4]. Ben-Yami makes use of natural deduction, we, however, have chosen a sequent calculus presentation, which allows for the proofs of a multitude of significant meta-theoretic results with minor modifications to the Gentzen’s original framework, i.e., LK. As will be made clear in course of the article LK-Quarc will enjoy cut elimination and its corollaries. | |
On a traditional view, the primary role of a mathematical proof is to warrant the truth of the resulting theorem. This view fails to explain why it is very often the case that a new proof of a theorem is deemed important. Three case studies from elementary arithmetic show, informally, that there are many criteria by which ordinary proofs are valued. I argue that at least some of these criteria depend on the methods of inference the proofs employ, and that (...) standard models of formal deduction are not well-equipped to support such evaluations. I discuss a model of proof that is used in the automated deduction community, and show that this model does better in that respect. (shrink) | |
We consider a family of logical systems for representing entailment relations of various kinds. This family has its root in the logic of first-degree entailment formulated as a binary consequence system, i.e. a proof system dealing with the expressions of the form \, where both \ and \ are single formulas. We generalize this approach by constructing consequence systems that allow manipulating with sets of formulas, either to the right or left of the turnstile. In this way, it is possible (...) to capture proof-theoretically not only the entailment relation of the standard four-valued Belnap’s logic, but also its dual version, as well as some of their interesting extensions. The proof systems we propose are, in a sense, of a hybrid Hilbert–Gentzen nature. We examine some important properties of these systems and establish their completeness with respect to the corresponding entailment relations. (shrink) | |
We outline an intuitionistic view of knowledge which maintains the original Brouwer–Heyting–Kolmogorov semantics for intuitionism and is consistent with the well-known approach that intuitionistic knowledge be regarded as the result of verification. We argue that on this view coreflectionA→KAis valid and the factivity of knowledge holds in the formKA→ ¬¬A‘known propositions cannot be false’.We show that the traditional form of factivityKA→Ais a distinctly classical principle which, liketertium non datur A∨ ¬A, does not hold intuitionistically, but, along with the whole of (...) classical epistemic logic, is intuitionistically valid in its double negation form ¬¬(KA¬A).Within the intuitionistic epistemic framework the knowability paradox is resolved in a constructive manner. We argue that this paradox is the result of an unwarranted classical reading of constructive principles and as such does not have the consequences for constructive foundations traditionally attributed it. (shrink) | |
According to the implicit commitment thesis, once accepting a mathematical formal system S, one is implicitly committed to additional resources not immediately available in S. Traditionally, this thesis has been understood as entailing that, in accepting S, we are bound to accept reflection principles for S and therefore claims in the language of S that are not derivable in S itself. It has recently become clear, however, that such reading of the implicit commitment thesis cannot be compatible with well-established positions (...) in the foundations of mathematics which consider a specific theory S as self-justifying and doubt the legitimacy of any principle that is not derivable in S: examples are Tait’s finitism and the role played in it by Primitive Recursive Arithmetic, Isaacson’s thesis and Peano Arithmetic, Nelson’s ultrafinitism and sub-exponential arithmetical systems. This casts doubts on the very adequacy of the implicit commitment thesis for arithmetical theories. In the paper we show that such foundational standpoints are nonetheless compatible with the implicit commitment thesis. We also show that they can even be compatible with genuine soundness extensions of S with suitable form of reflection. The analysis we propose is as follows: when accepting a system S, we are bound to accept a fixed set of principles extending S and expressing minimal soundness requirements for S, such as the fact that the non-logical axioms of S are true. We call this invariant component the semantic core of implicit commitment. But there is also a variable component of implicit commitment that crucially depends on the justification given for our acceptance of S in which, for instance, may or may not appear reflection principles for S. We claim that the proposed framework regulates in a natural and uniform way our acceptance of different arithmetical theories. (shrink) No categories | |
The goals of reduction andreductionism in the natural sciences are mainly explanatoryin character, while those inmathematics are primarily foundational.In contrast to global reductionistprograms which aim to reduce all ofmathematics to one supposedly ``universal'' system or foundational scheme, reductive proof theory pursues local reductions of one formal system to another which is more justified in some sense. In this direction, two specific rationales have been proposed as aims for reductive proof theory, the constructive consistency-proof rationale and the foundational reduction rationale. However, (...) recent advances in proof theory force one to consider the viability of these rationales. Despite the genuine problems of foundational significance raised by that work, the paper concludes with a defense of reductive proof theory at a minimum as one of the principal means to lay out what rests on what in mathematics. In an extensive appendix to the paper,various reduction relations betweensystems are explained and compared, and arguments against proof-theoretic reduction as a ``good'' reducibilityrelation are taken up and rebutted. (shrink) | |
Various forms of mathematical induction are applicable to domains with some kinds of order. This naturally leads to the questions about the possibility of unification of different inductions and their generalization to wider classes of ordered domains. In the paper we propose a common framework for formulating induction proof principles in various structures and apply it to partially ordered sets. In this framework we propose a fixed induction principle which is indirectly applicable to the class of all posets. In a (...) certain sense, this result provides a solution to the problem of formulating a common generalization of a number of well-known induction principles for discrete and continuous ordered structures. (shrink) | |
In this paper we investigate strong logics of first and second order that have certain absoluteness properties. We begin with an investigation of first order logic and the strong logics ω-logic and β-logic, isolating two facets of absoluteness, namely, generic invariance and faithfulness. It turns out that absoluteness is relative in the sense that stronger background assumptions secure greater degrees of absoluteness. Our aim is to investigate the hierarchies of strong logics of first and second order that are generically invariant (...) and faithful against the backdrop of the strongest large cardinal hypotheses. We show that there is a close correspondence between the two hierarchies and we characterize the strongest logic in each hierarchy. On the first-order side, this leads to a new presentation of Woodin's Ω-logic. On the second-order side, we compare the strongest logic with full second-order logic and argue that the comparison lends support to Quine's claim that second-order logic is really set theory in sheep's clothing. (shrink) | |
Motivated by the problem of finding finite versions of classical incompleteness theorems, we present some conjectures that go beyond NP ≠ coNP. These conjectures formally connect computational complexity with the difficulty of proving some sentences, which means that high computational complexity of a problem associated with a sentence implies that the sentence is not provable in a weak theory, or requires a long proof. Another reason for putting forward these conjectures is that some results in proof complexity seem to be (...) special cases of such general statements and we want to formalize and fully understand these statements. Roughly speaking, we are trying to connect syntactic complexity, by which we mean the complexity of sentences and strengths of the theories in which they are provable, with the semantic concept of complexity of the computational problems represented by these sentences. -/- We have introduced the most fundamental conjectures in our earlier works. Our aim in this article is to present them in a more systematic way, along with several new conjectures, and prove new connections between them and some other statements studied before. (shrink) | |
The entire development of modern logic is characterized by various forms of confrontation of what has come to be called proof theory with what has earned the label of model theory. For a long time the widely accepted view was that while model theory captures directly what logical formalisms are about, proof theory is merely our technical means of getting some incomplete grip on this; but in recent decades the situation has altered. Not only did proof theory expand into new (...) realms, generalizing the concept of proof in various directions; many philosophers also realized that meaning may be seen as primarily consisting in certain rules rather than in language-world links. However, the possibility of construing meaning as an inferential role is often seen as essentially compromised by the limits of prooftheoretical means. The aim of this paper is to sort out the cluster of problems besetting logical inferentialism by disentangling and clarifying one of them, namely determining the power of various inferential frameworks as measured by that of explicitly semantic ones. (shrink) | |
Gödel regarded the Dialectica interpretation as giving constructive content to intuitionism, which otherwise failed to meet reasonable conditions of constructivity. He founded his theory of primitive recursive functions, in which the interpretation is given, on the concept of computable function of finite type. I will (1) criticize this foundation, (2) propose a quite different one, and (3) note that essentially the latter foundation also underlies the Curry-Howard type theory, and hence Heyting's intuitionistic conception of logic. Thus the Dialectica interpretation (in (...) so far as its aim was to give constructive content to intuitionism) is superfluous. (shrink) | |
The papers where Gerhard Gentzen introduced natural deduction and sequent calculi suggest that his conception of logic differs substantially from the now dominant views introduced by Hilbert, Gödel, Tarski, and others. Specifically, (1) the definitive features of natural deduction calculi allowed Gentzen to assert that his classical system nk is complete based purely on the sort of evidence that Hilbert called ?experimental?, and (2) the structure of the sequent calculi li and lk allowed Gentzen to conceptualize completeness as a question (...) about the relationships among a system's individual rules (as opposed to the relationship between a system as a whole and its ?semantics?). Gentzen's conception of logic is compelling in its own right. It is also of historical interest, because it allows for a better understanding of the invention of natural deduction and sequent calculi. (shrink) | |
We define a new NP search problem, the “local improvement” principle, about labellings of an acyclic, bounded-degree graph. We show that, provably in , it characterizes the consequences of and that natural restrictions of it characterize the consequences of and of the bounded arithmetic hierarchy. We also show that over V0 it characterizes the consequences of V1 and hence that, in some sense, a miniaturized version of the principle gives a new characterization of the consequences of . Throughout our search (...) problems are “type-2” NP search problems, which take second-order objects as parameters. (shrink) | |
It is well known that the modal logic S5 can be embedded in the classical predicate logic by interpreting the modal operator in terms of a quantifier. Wajsberg [10] proved this fact in a syntactic way. Mints [7] extended this result to the quantified version of S5; using a purely proof-theoretic method he showed that the quantified S5 corresponds to the classical predicate logic with one-sorted variable. In this paper we extend Mints' result to the basic modal logic S4; we (...) investigate the correspondence between the quantified versions of S4 (with and without the Barcan formula) and the classical predicate logic (with one-sorted variable). We present a purely proof-theoretic proof-transformation method, reducing an LK-proof of an interpreted formula to a modal proof. (shrink) | |
In this paper, we introduce the systems ns-ACA₀ and ns-WKL₀ of non-standard second-order arithmetic in which we can formalize non-standard arguments in ACA₀ and WKL₀, respectively. Then, we give direct transformations from non-standard proofs in ns-ACA₀ or ns-WKL₀ into proofs in ACA₀ or WKL₀. | |
In the Handbook of Mathematical Logic, the Paris-Harrington variant of Ramsey's theorem is celebrated as the first result of a long ‘search’ for a purely mathematical incompleteness result in first-order Peano arithmetic. This paper questions the existence of any such search and the status of the Paris-Harrington result as the first mathematical incompleteness result. In fact, I argue that Gentzen gave the first such result, and that it was restated by Goodstein in a number-theoretic form. | |
Purity is known as an ideal of proof that restricts a proof to notions belonging to the ‘content’ of the theorem. In this paper, our main interest is to develop a conception of purity for formal (natural deduction) proofs. We develop two new notions of purity: one based on an ontological notion of the content of a theorem, and one based on the notions of surrogate ontological content and structural content. From there, we characterize which (classical) first-order natural deduction proofs (...) of a mathematical theorem are pure. Formal proofs that refer to the ontological content of a theorem will be called ‘fully ontologically pure’. Formal proofs that refer to a surrogate ontological content of a theorem will be called ‘secondarily ontologically pure’, because they preserve the structural content of a theorem. We will use interpretations between theories to develop a proof-theoretic criterion that guarantees secondary ontological purity for formal proofs. (shrink) | |
This paper focuses on the categoricity of arithmetic and determinacy of arithmetical truth. Several ‘internal’ categoricity results have been discussed in the recent literature. Against the background of the philosophical position called internalism, we propose and investigate truth-theoretic versions of internal categoricity based on a primitive truth predicate. We argue for the compatibility of a primitive truth predicate with internalism and provide a novel argument for (and proof of) a truth-theoretic version of internal categoricity and internal determinacy with some positive (...) properties. (shrink) | |
The seminal Krajewski–Kotlarski–Lachlan theorem (1981) states that every countable recursively saturated model of $\mathsf {PA}$ (Peano arithmetic) carries a full satisfaction class. This result implies that the compositional theory of truth over $\mathsf {PA}$ commonly known as $\mathsf {CT}^{-}[\mathsf {PA}]$ is conservative over $\mathsf {PA}$. In contrast, Pakhomov and Enayat (2019) showed that the addition of the so-called axiom of disjunctive correctness (that asserts that a finite disjunction is true iff one of its disjuncts is true) to $\mathsf {CT}^{-}[\mathsf {PA}]$ (...) axiomatizes the theory of truth $\mathsf {CT}_{0}[\mathsf {PA}]$ that was shown by Wcisło and Łełyk (2017) to be nonconservative over $\mathsf {PA}$. The main result of this paper (Theorem 3.12) provides a foil to the Pakhomov–Enayat theorem by constructing full satisfaction classes over arbitrary countable recursively saturated models of $\mathsf {PA}$ that satisfy arbitrarily large approximations of disjunctive correctness. This shows that in the Pakhomov–Enayat theorem the assumption of disjunctive correctness cannot be replaced with any of its approximations. (shrink) | |
We study Basic Arithmetic, $$\textsf{BA}$$ introduced by Ruitenburg (Notre Dame J Formal Logic 39:18–46, 1998). $$\textsf{BA}$$ is an arithmetical theory based on basic logic which is weaker than intuitionistic logic. We show that the class of the provably total recursive functions of $$\textsf{BA}$$ is a proper sub-class of the primitive recursive functions. Three extensions of $$\textsf{BA}$$, called $$\textsf{BA}+\mathsf U$$, $$\mathsf {BA_{\mathrm c}}$$ and $$\textsf{EBA}$$ are investigated with relation to their provably total recursive functions. It is shown that the provably total (...) recursive functions of these three extensions of $$\textsf{BA}$$ are exactly the primitive recursive functions. Moreover, among other things, it is shown that the well-known MRDP theorem does not hold in $$\textsf{BA}$$, $$\textsf{BA}+\mathsf U$$, $$\mathsf {BA_{\mathrm c}}$$, but holds in $$\textsf{EBA}$$. (shrink) No categories | |
The $$\varepsilon $$ -elimination method of Hilbert’s $$\varepsilon $$ -calculus yields the up-to-date most direct algorithm for computing the Herbrand disjunction of an extensional formula. A central advantage is that the upper bound on the Herbrand complexity obtained is independent of the propositional structure of the proof. Prior (modern) work on Hilbert’s $$\varepsilon $$ -calculus focused mainly on the pure calculus, without equality. We clarify that this independence also holds for first-order logic with equality. Further, we provide upper bounds analyses (...) of the extended first $$\varepsilon $$ -theorem, even if the formalisation incorporates so-called $$\varepsilon $$ -equality axioms. (shrink) | |
A variety of projects in proof theory of relevance to the philosophy of mathematics are surveyed, including Gödel's incompleteness theorems, conservation results, independence results, ordinal analysis, predicativity, reverse mathematics, speed-up results, and provability logics. | |
We present sharpened lower bounds on the size of cut free proofs for first-order logic. Prior lower bounds for eliminating cuts from a proof established superexponential lower bounds as a stack of exponentials, with the height of the stack proportional to the maximum depth d of the formulas in the original proof. Our results remove the constant of proportionality, giving an exponential stack of height equal to d — 0(1). The proof method is based on more efficiently expressing the Gentzen-Solovay (...) cut formulas as low depth formulas. (shrink) | |
It can be argued that only the equational theories of some sub-elementary function algebras are finitistic or intuitive according to a certain interpretation of Hilbert's conception of intuition. The purpose of this paper is to investigate the relation of those restricted forms of equational reasoning to classical quantifier logic in arithmetic. The conclusion reached is that Edward Nelson's ‘predicative arithmetic’ program, which makes essential use of classical quantifier logic, cannot be justified finitistically and thus requires a different philosophical foundation, possibly (...) as a restricted form of logicism. (shrink) | |
In this paper we will state and prove some comparative theorems concerning PRA and IΣ1. We shall provide a characterization of IΣ1 in terms of PRA and iterations of a class of functions. In particular, we prove that for this class of functions the difference between IΣ1 and PRA is exactly that, where PRA is closed under iterations of these functions, IΣ1 is moreover provably closed under iteration. We will formulate a sufficient condition for a model of PRA to be (...) a model of IΣ1. This condition is used to give a model-theoretic proof of Parsons’ theorem, that is, IΣ1 is Π2-conservative over PRA. We shall also give a purely syntactical proof of Parsons’ theorem. Finally, we show that IΣ1 proves the consistency of PRA on a definable IΣ1-cut. This implies that proofs in IΣ1 can have non-elementary speed up over proofs in PRA. (shrink) | |
ABSTRACTIn this paper, we present a generalisation of proof simulation procedures for Frege systems by Bonet and Buss to some logics for which the deduction theorem does not hold. In particular, we study the case of finite-valued Łukasiewicz logics. To this end, we provide proof systems and which augment Avron's Frege system HŁuk with nested and general versions of the disjunction elimination rule, respectively. For these systems, we provide upper bounds on speed-ups w.r.t. both the number of steps in proofs (...) and the length of proofs. We also consider Tamminga's natural deduction and Avron's hypersequent calculus GŁuk for 3-valued Łukasiewicz logic and generalise our results considering the disjunction elimination rule to all finite-valued Łukasiewicz logics. (shrink) | |
We give a new characterization of the strict $$\forall {\Sigma^b_j}$$ sentences provable using $${\Sigma^b_k}$$ induction, for 1 ≤ j ≤ k. As a small application we show that, in a certain sense, Buss’s witnessing theorem for strict $${\Sigma^b_k}$$ formulas already holds over the relatively weak theory PV. We exhibit a combinatorial principle with the property that a lower bound for it in constant-depth Frege would imply that the narrow CNFs with short depth j Frege refutations form a strict hierarchy with (...) j, and hence that the relativized bounded arithmetic hierarchy can be separated by a family of $$\forall {\Sigma^b_1}$$ sentences. (shrink) | |
We find the complete Euler characteristics for the categories of definable sets and functions in strongly minimal groups. Their images, which represent the Grothendieck semirings of those categories, are all isomorphic to the semiring of polynomials over the integers with nonnegative leading coefficient. As a consequence, injective definable endofunctions in those groups are surjective. For infinite vector spaces over arbitrary division rings, the same results hold, and more: We also establish the Fubini property for all Euler characteristics, and extend the (...) complete one to the eq-expansion of those spaces while preserving the Fubini property but not completeness. Then, surjective interpretable endofunctions in those spaces are injective, and conversely. Our presentation is made in the general setting of multi-sorted structures. (shrink) |
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