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US7116943B2 - System and method for classifying signals occuring in a frequency band - Google Patents

System and method for classifying signals occuring in a frequency band
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US7116943B2
US7116943B2US10/420,362US42036203AUS7116943B2US 7116943 B2US7116943 B2US 7116943B2US 42036203 AUS42036203 AUS 42036203AUS 7116943 B2US7116943 B2US 7116943B2
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signal
pulse
data
pulses
frequency band
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Gary L. Sugar
Neil R. Diener
Karl A. Miller
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Cisco Technology Inc
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Cognio LLC
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Abstract

A system and method for classifying signals occurring in a frequency band. One or more characteristics of one or more signals in the frequency band are detected using any suitable technology, such as a device that can generate characteristics of signal pulses detected in the frequency band. Data pertaining to the signal pulses is accumulated over time. The accumulated signal data is compared against reference data associated with known signals to classify the one or more signals in the frequency band based on the comparison. The accumulated data may include one or more characteristics selected from the group consisting of: pulse center frequency, pulse bandwidth, pulse duration, time between pulses and number of different active pulses, and wherein the reference data associated with each of a plurality of known signals comprises one or more characteristics selected from the group consisting of: pulse center frequency, pulse bandwidth, pulse duration and time between pulses. The accumulated signal data is compared against the reference data, and depending on the degree of match with reference data, a signal can be classified. Additional levels of signal classification processing may be performed.

Description

This application claims priority to each of the following U.S. Provisional Applications, all of which are incorporated herein by reference:
Application No. 60/374,365, filed Apr. 22, 2002.
Application No. 60/374,363, filed Apr. 22, 2002.
Application No. 60/380,891, filed May 16, 2002.
Application No. 60/380,890, filed May 16, 2002.
Application No. 60/319,435, filed Jul. 30, 2002.
Application No. 60/319,542, filed Sep. 11, 2002.
Application No. 60/319,714, filed Nov. 20, 2002.
Application No. 60/453,385, filed Mar. 10, 2003.
Application No. 60/320,008, filed Mar. 14, 2003.
This application is a continuation-in-part of U.S. application Ser. No. 10/246,364, filed Sep. 18, 2002, now U.S. Pat. No. 6,850,735, the entirety of which is incorporated herein by reference.
BACKGROUND OF THE INVENTION
The present invention is directed to radio communication devices, and more particularly to technology used in a radio communication device to classify or identify signals in a radio frequency band.
In certain radio communication environments, it would be desirable to know whether and what types of other signals or devices are active. For example, an unlicensed radio frequency band is, by its nature, free to be used by any device that emits signals within certain power levels in that part of the allocated spectrum. It is possible that many devices may share the unlicensed frequency band at the same time, potentially causing interference with each other. Under these circumstances, it would be useful to identify or classify signals detected in the frequency band in order to know, for example, whether a device should take certain actions to avoid interfering with other devices operating in the frequency band.
SUMMARY OF THE INVENTION
Briefly, a system and method are provided for classifying signals occurring in a frequency band. One or more characteristics of one or more signals in the frequency band are detected using any suitable technology, such as a device that can generate characteristics of signal pulses detected in the frequency band, wherein the signal is associated with the presence of energy having a spectral (center frequency, frequency bandwidth, etc.) characteristics and timing (pulse time duration, time between pulses, etc.) characteristics. Data pertaining to the signal pulses is accumulated over time. The accumulated signal data is compared against reference data associated with known signals to classify the one or more signals in the frequency band based on the comparison. The accumulated data may include one or more characteristics selected from the group consisting of: pulse center frequency, pulse bandwidth, pulse duration, time between pulses and number of different active pulses, and wherein the reference data associated with each of a plurality of known signals comprises one or more characteristics selected from the group consisting of: pulse center frequency, pulse bandwidth, pulse duration and time between pulses. The accumulated signal data is compared against the reference data, and depending on the degree of match with reference data, a signal can be classified. The reference data may include pulse timing signatures for known signals that are compared against the accumulated data. Further, raw samples of the signals can be taken and examined to classify the signal. Further still, classification may involve iterating through a plurality of different signal characteristics to detect signals that meet one or more of the plurality of different signal characteristics.
The above and other objects and advantages will become readily apparent when reference is made to the following description taken in conjunction with the accompanying drawings.
BRIEF DESCRIPTION OF THE DRAWINGS
FIG. 1 is a block diagram showing a general environment for a signal classification system and method.
FIGS. 2 and 3 illustrate examples of the types of signals that may be simultaneously present in two exemplary radio frequency bands.
FIG. 4 is a block diagram of an exemplary spectrum analysis device that generates data useful as input to a signal classification process.
FIG. 5 is a flow chart depicting the various steps of the signal classification process.
FIG. 6 is a graphical diagram illustrating exemplary signals that may occur in a frequency band and how data related to those signals is accumulated for input into the signal classification process.
FIG. 7 illustrates examples of accumulated signal pulse data used by the signal classification process.
FIGS. 8–11 illustrate histograms of signal pulse characteristics of several exemplary signals that may occur in an unlicensed radio frequency band.
FIG. 12 is a diagram depicting how accumulated signal pulse data is compared with reference signal pulse data of known signals.
FIG. 13 is a diagram depicting how signal pulse timing signatures templates of known signals are compared against signal pulse data of unknown signals for purposes of signal classification.
FIG. 14 is a block diagram showing how reference data for new signals can be generated for use in a signal classification process.
FIG. 15 is a block diagram showing a spectrum sensor for obtaining the raw data used for signal classification and/or performing the signal classification process.
FIG. 16 is a block diagram showing use of the signal classification process in a spectrum management system that manages activity in a frequency band.
FIG. 17 is a ladder diagram illustrating how messages are generated to access SAGE data through a network spectrum interface (NSI).
FIGS. 18–26 are graphical diagrams showing information that can be displayed by a user interface application as part of the spectrum management system shown inFIG. 16.
DETAILED DESCRIPTION OF THE DRAWINGS
FIG. 1 shows a general environment for a signal classification system and method. Awireless communication device1000 operates in an environment, such as an unlicensed radio frequency band, where signals of multiples types may be simultaneously occurring. Examples of other devices sharing the unlicensed frequency band withcommunication device1000 are, for example, acordless phone handset2000 and cordlessphone base station2005, a wireless headset or other appliance remote2010 and its base station2015 (such as a device using the Bluetooth™ protocol or a device using the HomeRF™ protocol), amicrowave oven2020, an infant (video and/or audio)monitor base station2030, a first wireless local area network (WLAN) device2040 (such as an access point), a second WLAN device2045 (such as a station) and aradar device2050. Additional WLAN devices (e.g., stations) may be operating in the frequency band.Device1000 may be any type of communication device, such as a WLAN device for example.Device1000 may be in communication, or capable of communicating, with one or bothWLAN devices2040 and2045.WLAN device2045 may be a WLAN AP that is connected to aserver2055 via a wired LAN, e.g., Ethernet. Likewise, thedevice1000 may be capable of connecting to theserver2055.
Thecommunication device1000 has aradio transceiver200 coupled to one ormore antennas100. AnRF interface300 is coupled to theradio transceiver200. A spectrum analysis engine (SAGE)400 is coupled to theradio transceiver200. The SAGE400 is hardware peripheral that generates real-time spectrum activity information. The output of the SAGE400 is the raw information used in the classification process. The SAGE400 will be generally described hereinafter with reference toFIG. 4. It should be understood that any device capable of detecting signals in the frequency band and supplying raw information about those signals can be used in a classification process as described herein.
Though not specifically shown, the SAGE400 may reside in a baseband section of a communication device in a VLSI implementation. Aprocessor600 executes a classification software program, called theclassification engine500, stored in a processorreadable memory620. Information used by theclassification engine500 to classify signals may be stored locally in a device fingerprint database610 (also referred to as a profile or reference database). The concept of a fingerprint will be described hereinafter. In addition, new and updated device fingerprints may be downloaded to thecommunication device1000 from anothercommunication device2060 that stores a more comprehensive and updateddatabase2070 of fingerprint definitions. Theprocessor600 executing theclassification engine500 may be an on-chip processor in the baseband section, or may be a host processor external to the baseband section, but in thecommunication device1000 itself. Alternatively, theclassification engine500 may be executed on another device entirely separate fromcommunication device1000, in whichcase communication device1000 would transmit spectrum information generated by theSAGE400 via a wireless or wired link to the other device, such as to theserver2055 where the classification engine would be executed. For example, the classification engine could be executed on a server computer that communicates by wire or wirelessly tocommunication device1000. Alternatively, if thecommunication device1000 is a WLAN station, it may transmit the raw classification information toWLAN device2045 which may be an access point with greater processing power and capable of overseeing communications in the WLAN. Data output by theSAGE400 is stored in amemory620 that theprocessor600 accesses when performing the classification operations. Thememory620 may contain thefingerprint database610 as well.
Thecommunication device1000 samples the RF spectrum in which it is operating via theradio transceiver200. Theradio transceiver200 may downconvert the entire frequency band of interest for a given time interval or a portion of it at a given time interval. In addition, theradio transceiver200 may scan to different portions of the frequency band to ultimately gather information about the entire frequency band. TheSAGE400 receives and processes the RF information from theradio transceiver200 to output first level spectrum information, described hereinafter. Theclassification engine500 processes the first level spectrum information with the use of device fingerprints to output information characterizing the activity in the RF spectrum and which classifieds/identifies devices operating in the spectrum. When a signal is “classified,” data that describes the spectral parameters of the signal are determined sufficient to know generally what type of signal it is. The parameters may include the bandwidth, center frequency, frequency hopping rate (if it hops), pulse duration, time between pulses, etc. A signal that is classified can also be “identified” such as by the brand of the chipset that transmits its signal, or perhaps so specific as to identify the brand and model of the device that transmits the signal.
FIGS. 2 and 3 illustrate some examples of the spectral usage of two unlicensed frequency bands in the United States.FIG. 2 shows the spectral profiles of exemplary devices that operate in the 2.4 GHz unlicensed frequency band such as frequency hopper devices, cordless phones, IEEE 802.11b WLAN communication devices, infant monitor devices and microwave ovens. A frequency hopping device will occupy a predictable or random frequency sub-band at any given time, and therefore, over time, may span the entire frequency band. A cordless phone, of the non-frequency hopping variety, may occupy one of several frequency sub-bands (channels) at any given time. An IEEE 802.11b device will occupy one of several channels in the 2.4 GHz band at any given time, and an infant monitor is similar. A microwave oven will emit a burst of energy that may span a significant portion of the unlicensed band.
FIG. 3 shows a similar set of circumstances for the 5 GHz unlicensed bands. There are actually three unlicensed frequency bands at 5 GHz in the United States. Two of these are contiguous (and are meant to be represented by the diagram inFIG. 3) and the third is not contiguous with the other two (which for simplicity is not considered inFIG. 3). In the 5 GHz unlicensed bands, currently there are IEEE 802.11a WLAN devices operating in one of 8 different frequency sub-bands (channels), direct sequence spread spectrum (DSS) cordless phones, and various radar devices. At the time of this writing, the 5 GHz unlicensed band is relatively new, and not as widely used. However, as history has proven with the 2.4 GHz unlicensed band, greater use of the 5 GHz band is fully expected.
In an unlicensed band, it is inevitable that two or more of these devices will be transmitting at the same time. There is, therefore, a high likelihood that they will interfere with each other. When interference occurs, a signal from one device to another may not be received properly, causing the sending device to retransmit (and therefore reduce throughput), or possibly entirely destroying the communication link between two communication devices. Therefore, being able to classify or identify signals is an important prerequisite to intelligently managing the use of a shared frequency band. Once a signal type is known, actions in other devices operating in the frequency band can be tailored appropriately.
With reference toFIG. 4, theSAGE400 comprises aspectrum analyzer410, asignal detector420, asnapshot buffer430 and auniversal signal synchronizer440. The outputs of these components are coupled to thememory620, which may be a dual port RAM. Theprocessor600 accesses the output of theSAGE400 via thememory620 and controls theSAGE400 by writing configuration information to the control registers450 that configures operation of the SAGE components. More details on theSAGE400 are disclosed in co-pending commonly assigned application referred to above.
As described in that application, theSA410 generates data representing a real-time spectrogram of a bandwidth of RF spectrum, such as, for example, up to 100 MHz using a Fast Fourier Transform (FFT) process. As such, theSA410 may be used to monitor all activity in a frequency band, such as the 2.4 GHz or 5 GHz bands. As shown inFIG. 4, the data path leading into theSA410 comprises an automatic gain control block (AGC) block, a windowing block, a NFFT=256-point complex FFT block, and a spectrum correction block. The windowing and FFT blocks may support sampling rates as high as 120 Msps (complex). The windowing block performs pre-FFT windowing on the I and Q data using either a Hanning or rectangular window. The FFT block provides (I and Q) FFT data for each of 256 frequency bins that span the bandwidth of frequency band of interest. For each FFT sampling time interval, the FFT block outputs M (such as 10) bits of data for each FFT frequency bin, for example, 256 bins. The spectrum correction algorithm corrects side tone suppression and DC offset.
Internal to theSA410 are a lowpass filter (LPF), a linear-to-log converter, a decimator and a statistics block. The LPF performs a unity-gain, single-pole lowpass filtering operation on the power values of the signal at each FFT frequency. Using Pfft(k) to denote the power value of signal at FFT frequency f(k), the lowpass filter output Plpf(k) is updated once per FFT period as follows: Plpf(k,t)=α1·Plpf(k,t)+(1−α1)·Plpf(k,t−1), 1≦k≦256, where α1is a parameter specifying the LPF bandwidth. The linear-to-log block at the output of the FFT computes the decibel value PdB(k)=10*log(|Plpftd(k)|) for each FFT value Plpftd(k) (in dBFS, i.e., dB from full-scale on the ADC); the decibel value is subsequently converted to an absolute power level (in dBm) by subtracting the receiver gain control from the dBFS value. The stats block accumulates and stores the following statistics in the stats buffer of the memory620: duty cycle vs. frequency during a period of time; average power vs. frequency during a period of time; maximum (max) power vs. frequency during a period of time; and number of peaks during a period of time. The stats block gives the basic information about other signals surrounding a device operating aSAGE400. Duty cycle is a running count of the number of times the power at a FFT frequency bin exceeds a power threshold. Maximum power at a particular FFT frequency bin is tracked over time. The peaks histogram tracks the number of peaks detected over time intervals.
Thesignal detector420 comprises apeak detector422 and one or moreconfigurable pulse detectors424 coupled to the peak detector. The processor600 (or another processor coupled to theprocessor600, not shown, or another application program) configures the one or more pulse detectors to detect signal pulses that fall within specified ranges of bandwidth, power, center frequency, duration, etc., to detect signal pulses of certain types of signals.
More specifically, thepeak detector422 detects a peak as a set of FFT points in contiguous FFT frequency bins, each above a configured minimum power level. Once per FFT interval, thepeak detector422 outputs data describing those frequency bins that had a FFT value above a peak threshold and which frequency bin of a contiguous set of frequency bins has a maximum value for that set. In addition, thepeak detector422 passes a power vs. frequency bin data field for each FFT interval. This can be represented by the pseudo code (where k is the frequency bin index):
PDBdiff(k)=PDB(k)-SD_PEAKTH;If(PDBdiff(k)=0)PDBpeak(k)=PDB(k);PEAKEN(k)=1;ElsePDBpeak(k)=0;PEAKEN(k)=0;End
Thepeak detector422 outputs the bandwidth, center frequency and power for each detected peak.
Apulse detector424 calculates relative thresholds based on configuration information, and checks whether a peak exceeds the relative thresholds. If a peak exceeds the relative threshold, it defines the peak as a pulse candidate. Once a pulse candidate is found, the pulse detector compares the identified pulse candidate with a pulse definition such as ranges for power, center frequency, bandwidth and duration (defined by the pulse detector configuration information). After matching a pulse candidate with a defined pulse associated with the configuration information, the pulse detector declares that a pulse has been detected and outputs pulse event data (power, center frequency, bandwidth, duration and start time) associated with the detected pulse
If a pulse detector detects a pulse that meets the configured criteria, it outputs signal pulse event data for that pulse, including one or more of center frequency, bandwidth, duration, time between pulses and power. Thespectrum analyzer410 outputs duty cycle statistics such as the percentage of time of energy at each frequency in a frequency band and the average power and maximum power at each frequency (for example, at each of the 256 FFT frequency bins processed by the spectrum analyzer410). Apulse detector424 in thesignal detector420 can also be configured by theprocessor600 to trigger the snapshot buffer to store raw analog-to-digital (ADC) samples of the received signal when a pulse of a particular type is detected. Other devices or processes may be used to generate raw spectrum information useful by a signal classification process.
Consequently, the first level spectrum information may include one or more of:
    • 1. Signal pulse data (called pulse events): a list of pulse center frequencies, bandwidths, power, duration and time between pulses, for pulses detected by each of the pulse detectors.
    • 2. Duty cycle statistics.
    • 3. Average power and maximum power at each frequency.
    • 4. Raw analog-to-digital samples of the received signal.
With reference to the flow chart ofFIG. 5, thesignal classification process3000 executed by theclassification engine500 will be generally described. Instep3010, the classification engine captures raw spectrum information, such as signal pulse data, duty cycle and other spectrum statistics, and raw snapshot samples (if any). Instep3020, the classification engine500 (or a separate process referred to hereinafter in conjunction withFIG. 16 as the measurement engine) accumulates signal pulse and other data from the raw spectrum information. The accumulated data may take the form of histograms, examples of which will be described hereinafter. Accumulated signal pulse data may cover relatively short intervals of time which is suitable for classifying some types of signals, and in other cases, may cover relatively longer intervals of time.
Steps3030 through3050 depict the various ways that the accumulated signal pulse data may be processed to classify a signal. Theclassification engine500 uses device fingerprint definitions from a fingerprint database to compare with accumulated signal pulse data. A fingerprint definition includes signal descriptive or other information that is used to identify a device or a class of devices from the signal pulse data. A fingerprint definition may include:
    • 1. Characteristics of a signal pulse: center frequency, pulse duration, bandwidth, time between pulses, etc.
    • 2. Pulse timing signature template: definition of recurring pulse patterns, commonly related to a particular communication protocol or standard.
    • 3. Iterative test definitions: iteratively search for specific signal characteristics.
    • 4. Custom algorithms: specific algorithms which examine statistics and pulses looking for a specific device. These are usually communication protocol-specific programs.
    • 5. “Expert” system analysis: more “intelligent” program to process historical statistics and pulse events over longer periods of time.
    • 6. Techniques for analyzing snapshot samples for a specific preamble/codeword pattern.
Instep3030, theclassification engine500 compares the accumulated signal pulse data with reference data of known signals in thefingerprint database610 and tries to classify the pulse(s). Instep3040, pulse timing signatures are for signal classification. Pulse timing signatures templates of known signals are compared against pulse timing signatures derived from the accumulated signal pulse events. Examples of how pulse timing signatures are used is described in more detail hereinafter in conjunction withFIG. 13.
Instep3050, additional algorithms or iterative tests can be performed that are designed to classify otherwise hard to match pulse types. For example, in some cases, fingerprinting may be enhanced by detecting the leading sync-word of a pulse. Raw ADC samples of the frequency spectrum are analyzed for matches with sync-word formats or patterns in the fingerprint database. An algorithm running on a standard microprocessor can classify most sync-words expected to be detected in the unlicensed frequency band.
Instep3060, an identification/classification alert is generated for each signal that either classifies the signal or specifically identifies it. In addition, the power, duty cycle and center frequency (channel) information for each detected and/or identified pulse (referred to as general spectrum utilization descriptions) is output, as well as information generated by the spectrum analyzer (SA statistics) and the signal detector in theSAGE400. An identification/classification alert may contain center frequency information (when relevant), a signal identification/classification (described above), a probability indicator, as a well as power and duty cycle information for the signal. The signal identification/classification information may indicate whether the signal is a microwave oven, frequency hopping signal (Bluetooth™ SCO or Bluetooth™ ACL, for example), cordless telephone, IEEE 802.11 signal, IEEE 802.15.3 device, or one of various radar types.
The order of the steps for the flowchart shown inFIG. 5 is not meant to be restrictive. Any one or a combination ofsteps3030,3040 and3050 may be performed (in any order in the case of a combination) beforestep3060. For example, in some cases, it may be desirable to execute specific classification algorithms on signal pulse data first or early in the sequence of signal classification events.
Information used to build or compile a fingerprint definition is obtained from one or more of the following sources:
    • 1. Industry standards or protocols, such as IEEE 802.11, Bluetooth™, IEEE 802.15.3, HomeRF™, etc.
    • 2. Public filings with the U.S. Federal Communications Commission (FCC).
    • 3. Public information from research publications.
    • 4. Lab tests using a spectrum analyzer, duty cycle analyzer and/or vector analyzer.
    • 5. Operations of spectrum analysis engine (e.g.,SAGE400 inFIG. 4) to obtain pulse event duty cycle and spectrum analyzer output information representative of various signals. SeeFIG. 14 and the accompanying description hereinafter.
FIG. 6 illustrates exemplary signal pulses of signals that may be present in the frequency band. There is IEEE 802.11b signal activity that consists ofpulses16.Pulses1,3 and5 are the forward channel 802.11b transmissions andpulses2,4 and6 are acknowledgement signals. There is also a frequency hopping signal, such as a Bluetooth™ SCO signal comprising pulses714. The timing, strength and duration of the signals are not shown at precise scale. Pulse event information (pulse data) is generated forsignal pulses16, for example, by a pulse detector configured appropriately. Pulse event information is generated for signal pulses714 by another pulse detector configured appropriately. The signal pulse data is accumulated over time for the two types of signals. The signal pulse data may be accumulated into various histograms to be described in conjunction withFIG. 7. In addition, spectrum analysis information may be derived from the signal activity in the frequency band, and this information can be used to generate, for example, the number of different transmissions that appear to be present in the frequency band at a given time period by counting the number of power values (above a threshold) at different frequencies in the band during the same time interval.
Examples of the pulse event data that is generated for exemplary pulses shown inFIG. 6 are provided below.
Pulse 1
SDID:1(identifying pulse detector 1)
Pulse Bandwidth:11MHz
Center Frequency:37MHz
Pulse Duration:1.1msec
Power:−75dBm
Pulse
2
SDID:1
Pulse Bandwidth:11MHz
Center Frequency:37MHz
Pulse Duration:200microsec
Power:−60dBm
Pulse
3
SDID:1
Pulse Bandwidth:12MHz
Center Frequency:37MHz
Pulse Duration:1.1msec
Power:−75dBm
Pulse
4
SDID:1
Pulse Bandwidth:11MHz
Center Frequency:37MHz
Pulse Duration:200microsec
Power:−60dBm
Pulse
5
SDID:1
Pulse Bandwidth:13MHz
Center Frequency:37MHz
Pulse Duration:18msec
Power:−75dBm
Pulse
6
SDID:1
Pulse Bandwidth:11MHz
Center Frequency:37MHz
Pulse Duration:200microsec
Power:−60dBm
Though not listed above, also included in the information for each pulse is the start time of a pulse, thereby enabling computation of the time between consecutive pulses detected by a pulse detector.
The pulse event data for pulses714 are very similar, with the exception of the center frequency. For example, pulses714 may have a pulse bandwidth of 1 MHz, a pulse duration of 350 microsec, whereas the center frequency will vary across nearly all of the 2400 MHz to 2483 MHz frequency band. The SDID for pulses714 is 2, sincepulse detector2 is configured to detect these types of pulses, for example.
Turning toFIG. 7, examples of the types of accumulated signal pulse data will be described. These examples of accumulated signal pulse data are histograms of pulse characteristics, but it should be understood that other ways to accumulate different types of signal pulse data may also be suitable. There is a center frequency histogram that tracks the percentage of time a given center frequency is observed for a signal pulse. For example, for a 256 FFT, there are 256 frequency bins that accumulate the amount of time (or number of events) that pulses occur at a particular frequency/frequencies. After a certain amount of time, each accumulated time in a frequency bin is divided by a total amount of time that the pulses were being transmitted, to generate a percentage at each frequency bin or frequency bins. Each frequency bin may be represented by a byte that ranges from 0 to 100 and represents the percent of time at that center frequency.
Similarly, there is a bandwidth histogram that tracks a given bandwidth observed for signal pulses. For example, if the entire bandwidth of the frequency band is 80 MHz, then there may be 80 1 MHz slots that are used to count the amount of time a pulse is at a particular bandwidth. Again, after a certain amount of time, each bandwidth count is divided by a total amount of time that the pulses were being transmitted in order generate a percentage value. For example, each byte bwPercent[N] represents the percentage of pulses having a bandwidth of N.
The pulse duration and time between pulses (also called pulse gap) observed for a signal pulse may be tracked with separate histograms that have generally the same form as shown inFIG. 7. There may be three categories of pulse duration and time between pulses: short, medium and long, partitioned by appropriate thresholds. The categories can be broken down as follows:
BinNumber
BinStartIndividualofFirst Bin inLast Bin in
SizeRangeBin SizeBins inRangeRange
Type(microsec)(microsec)Range(microsec)(microsec)
Short  0 to 1901020  0 to 9 190 to 199
Medium 200 to5026 200 to 2491450 to 1499
1499
Long1500 to500271500 toAll times
145001999greater than
14500
Each of the bins represents the percentage of occurrences of gaps or durations within the range of that bin. The percentage values range from 0 to 100, with accuracy with ½ percentage point. For example, an unsigned value from 0 to 200 can be used to represent the 0 to 100 percentage value.
Another data that can be generated and used for signal classification and other purposes is data that tracks the number of different simultaneous transmissions in the frequency band during a period of time. The active transmission histogram is an example of such data. It shows the percentage or time that one to 4 or more different signal transmissions were in progress during a sampling interval, based on the number of different pulses tracked by the 4 pulse detectors. It should be understood that 4 is only an example of the number of different pulses that could be simultaneously tracked. This type of data is very useful in determining when two or more signals of the same or different type are simultaneously active in the frequency band.
The reference signal pulse data against which the accumulated signal pulse data is compared, is similar in structure to the accumulated signal pulse data. The active transmission data is useful to classify signals that are simultaneously occurring in the frequency band; it is not generally part of the reference data for a particular signal type, but is useful intelligence to process the signal data.
FIGS. 8–11 are pictorial diagrams that represent accumulated signal pulse data in the form of histograms of individual pulse characteristics of known signals. These diagrams are merely representative of the underlying reference histogram data, and are not meant to represent how the data is stored and processed.FIG. 8 shows histograms for a frequency hopping signal device, such as a Bluetooth™ synchronous (SCO) packet. The center frequency histogram for this type of signal indicates that the center frequency may be anywhere in the frequency band with equal likelihood. The pulse duration histogram indicates that this signal is consistently approximately 400 microsec long. (This may fall into a short bin of pulse duration as explained above in conjunction withFIG. 7, if the pulse duration is represented that way.) The bandwidth histogram for this signal indicates that it is always approximately 1 MHz wide. Finally, the time between pulses histogram indicates that half the time, the pulse gap is very short, and the other half of the time, the pulse gap is approximately 3000 microsec. In order to match accumulated signal pulse data to a signal of this type, the match criteria (referred to hereinafter in conjunction withFIG. 12) may be quite rigid with respect to the pulse duration, bandwidth and time between pulses histograms.
FIG. 9 shows histogram data for a microwave oven. The center frequency histogram for this type of signal may indicate that it is always at approximately one frequency, such as 40 MHz (in the 80 MHz wide 2.4 GHz unlicensed band). However, microwave ovens are also known to occur across wider portions of the frequency band. The pulse duration histogram indicates that it is always approximately 8 msec long. The bandwidth histogram may indicate that the microwave oven pulse is always approximately 50 MHz wide, but it can be wider. Finally, the time between pulses histogram indicates that it is always approximately 8 msec.
FIG. 10 shows histogram data for an IEEE 802.11b signal. Because an IEEE 802.11b signal could occur at any of several frequency channels in the frequency band, the center frequency histogram is not by itself very useful (unless prior knowledge is gained from general spectrum activity information that suggests there is 802.11 activity at a particular frequency channel). However, the bandwidth, pulse duration and time between pulses are useful, if not for classifying an 802.11 signal, then at least for a guide to suggest application of other signal classification techniques, such as a classification program or algorithm, described hereinafter.
FIG. 11 shows histogram data for one type of a radar signal. This type of signal may have a pulse duration of approximately 2 msec and a time between pulses of 135 msec. For example, most radar devices emit a pulse for a single pulse duration and repeat at the same time duration between pulses. Thus, the pulse duration histogram and the time between pulses histogram are very useful in identifying a signal as radar.
FIG. 12 depicts what is occurring during thecomparison step3030 in the flowchart ofFIG. 5. The accumulated signal pulse data (e.g., histograms) for the signals to be classified are compared against reference or profile signal pulse data for known signals. Each histogram of the accumulated signal pulse data is compared against a like-kind histogram of the reference signal pulse data. The degree of match between the accumulated signal pulse data and the reference signal pulse data may be adjustable and for certain reference signal pulses, a very close match on certain pulse data must be found, as compared to other signal pulse data. To this end, each reference data set may have its own match criteria that must be satisfied in order to ultimately declare a match. For example, when comparing accumulated signal pulse data with reference data for a Bluetooth™ SCO signal, there must be very precise matches between the pulse duration, bandwidth and time between pulses histograms in order to declare a match. A scoring system may be used, where a numeric value is assigned to the comparison results between each signal characteristic. For certain signal types, if the total numeric value (e.g., total score) is at least as great as a certain value, then a match may be declared. An additional constraint may also require that certain signal characteristics must have a minimum degree of match.
Pulse time signatures can provide a distinctive representation of a device or class of devices. They are useful to classify signals that have very rigorous timing attributes.FIG. 13 depicts a process whereby instep3042, the accumulated pulse data for a particular pulse may suggest that it is of a particular type, but it is not necessarily determinative. For example, suggestive characteristics of an 802.11 signal is the presence of a signal pulse with a very short duration, no more than 200 microsec and a time between pulses of no more than 20 microsec. However, the additional data (center frequency and bandwidth) is not sufficient to confirm that it is an 802.11 signal. Therefore, instep3052, pulse timing signature analysis (i.e., pattern) is performed on the pulse data. For example, the pulse timing analysis for an 802.11 signal is focused on identifying two signal pulses on the same center frequency separated from each other by no more than 20 microsec, and where the second signal pulse (an 802.11 ACK pulse) is no more than 200 microsec. The duration of the first pulse for an 802.11 signal is not particularly relevant to this analysis.
A similar analysis may be performed on the pulse data against pulse signature information for a Bluetooth™ SCO signal in which activity consists of two bursts of energy (pulses) very close in time. Energy associated with a first pulse may occur at one frequency in the band, and energy associated with a second pulse may occur at another frequency in the band, separated from the first pulse by a time interval that recurs on a consistent basis. In fact, the Bluetooth™ SCO signal shown inFIG. 13 is representative of many unlicensed band devices that employ a frequency hopping sequence and involve a transmission by a first device (e.g., a “master” shown as “M” inFIG. 13) followed a precise period of time later by a transmission by a second device (e.g., a “slave” shown as “S” inFIG. 13). The time period between the leading edge or trailing edge of the first pulse and the leading edge of the second pulse is commonly very consistent. Both pulses may be relatively short in duration. In addition, the time period between the leading edge of the second pulse and the leading edge of the next first pulse may be very consistent. A Bluetooth™ ACL transmission is quasi-periodic in the sense that sometimes it looks periodic and has timing signatures similar to Bluetooth™ SCO transmissions, and sometimes it does not.
Pulse timing signatures of known signals are compared against the accumulated data (typically over relatively short periods of time) to determine if there is a match within certain predetermined and adjustable tolerances. The visual paradigm is as if sliding a pulse timing template of a known signal along the accumulated pulse data of an unknown signal to determine if there is a sufficient match.
The pulse timing signature analysis for a frequency hopping signal is slightly different if the spectrum information is derived from sampling of only a portion of the frequency band, rather than the entire band that the signal may hop in. For example, while a frequency hopping signal is just as likely to occur anywhere in a frequency band, such as the 2.4 GHz band, if data for only a 20 MHz portion of the band were provided as input to the classification process, then the signal pulse data would show a relatively smaller percentage of pulses from the frequency hopping signal. The pulse timing signature analysis would be adjusted accordingly.
Classifying a pulse using timing signature templates is particularly useful when more than one device is transmitting in the frequency band. Pulse timing signature information for a signal can be represented by data describing the characteristics of a pulse, such as pulse duration, time between pulses, etc. This information can then compared against similar pulse timing signature information to determine whether there is a match.
Another way to iteratively search for different signal characteristics is to iteratively operate the pulse detectors in the SAGE with different parameters, with the goal of eventually detecting signal pulses that match the configured parameters of a pulse detector. The matching signal pulse characteristics are accumulated over time, and then run through the signal classification processes.
When several signals are being classified simultaneously, it may be useful to loosen the match requirements initially when processing data, and then once signals have been classified with a minimum confidence level, the match requirements can be tightened to ensure, over time, that the initial signal classifications holds over time.
FIG. 14 illustrates an environment that is useful to learn the distinctive profile of a device and create a fingerprint definition. Adevice4000 that transmits a radio signal to learn is turned on in an environment where acommunication device1000 having the SAGE400 (or other device capable of providing similar output as the SAGE400) resides. Thecommunication device1000 operates theSAGE400 to generate signal pulse data, spectrum analysis statistics, etc., from the signal that it receives from thedevice4000. This SAGE output may be processed byprocessor600 executing theclassification engine500. Theprocessor600 may be part of thecommunication device1000 using theSAGE400, or may be located in another device remote fromcommunication device1000, such as in a server computer, for example. If located remotely, the SAGE outputs are transmitted wirelessly or by wire toprocessor600. Theclassification engine500 processes the SAGE outputs generated based on the transmission in the frequency band by thedevice4000, accumulates signal pulse data (e.g., builds histograms) similar to the ones described above and uses those histograms as the appropriate set of fingerprint definitions to classify/identify thedevice4000 and update thefingerprint database610. Alternatively, the accumulated data can be used to design specific classification algorithms, pulse timing signature templates, etc., to classify/identify signals of thedevice4000.
FIG. 15 illustrates an exemplary block diagram of a device, called a spectrum sensor, which may be used to obtain the data used as input by the classification process and/or may perform the classification process itself. The spectrum sensor is a device that receives signals in the frequency band of interest. In this sense, the spectrum sensor is a spectrum monitor of a sort. The spectrum sensor comprises at least one radio receiver capable of downconverting signals in the frequency band of interest, either in a wideband mode or scanning narrowband mode. It is possible, as shown inFIG. 15, that the spectrum sensor comprises one ormore radio receivers210 and220 (dedicated to different unlicensed bands) or a single dual band radio receiver. There is anADC240 that converts the output of the radio receiver to digital signals that is then coupled to theSAGE400. ADAC230 may be useful to supply control signals to the radio receiver via aswitch250.
Aninterface630, such as a Cardbus, universal serial bus (USB), mini-PCI, etc., interfaces the output of theSAGE400 to ahost device5000. There may be an optional embeddedprocessor605 to perform local processing, anEthernet block640 to interface to a wired network,FLASH memory650 andSDRAM660. There are also an optional lower MAC (LMAC)logic block670 associated with a particular communication protocol or standard (“protocol X”) and amodem680 associated with protocol X. Protocol X may be any communication protocol that operates in the frequency band, such as an IEEE 802.11x protocol. Multiple protocols may be supported by the device. Many of the blocks may be integrated into a gate array ASIC. The larger block around the radio(s) and other components is meant to indicate that the spectrum sensor device may be implemented in a NIC form factor for PCI or mini-PCI deployment. Alternatively, many of these components may be implemented directly on a processor/CPU motherboard. The embeddedprocessor605 may execute software programs to perform one or more of the processes described hereinafter, including the classification engine.
Thehost device5000 may be a computer (e.g., PC) having aprocessor5002 andmemory5004 to process the spectrum activity information supplied by the spectrum sensor via a wired network connection, USB connection, or even a wireless connection (such as an 802.11x wireless network connection). Thememory5004 may store software to enable thehost processor5002 to execute processes based on the output of the SAGE400 (including the classification engine), as further described hereinafter. Adisplay monitor5010 may be coupled to thehost device5000. Thehost device5000 may be a desktop or notebook personal computer or personal digital assistant, or any other computer device local to or remote from the spectrum sensor. Thememory5004 in the host device may also store driver software for the host device, such as drivers for operating systems such as Windows operating systems (Windows® XP, Windows® CE, etc.). Either the embeddedprocessor620 or thehost processor5002 may perform the signal classification processes described herein.
Still another variation is to implement the functions of theSAGE400 in software on thehost processor5002. The output of an ADC of any one or more device(s) operating in the frequency band (particularly those devices having a wideband capable radio receiver) can be supplied to a host processor where the SAGE and other functions described herein are performed entirely in software, such as the classification engine, etc. For example, the output of theADC240 may be coupled across any one of the interfaces shown inFIG. 15 to thehost processor5002.
FIG. 16 is diagram illustrating how theclassification engine500 may be part of a larger spectrum management system. TheSAGE400 in cooperation with theradio200 generates spectrum activity information that is used by one or more software programs.SAGE drivers6000 are used by the one or more software applications to configure and access information from theSAGE400. Examples of software the software programs that may use information from theSAGE400 including ameasurement engine6100, theclassification engine500, alocation engine6130 and aspectrum expert6140. These processes maybe executed by an embedded processor or host processor (seeFIG. 15). At still a higher level above these software programs may be higherlevel application services6200, such as anetwork expert6210,security services6220,location services6230 anduser interfaces6240. There may also be a network integration application that integrates the spectrum management functions into a network management system that manages several wired and wireless networks. A network spectrum interface (NSI)6150 serves as an application programming interface between the higherlevel application services6200 and the processes on the other side of theNSI6150. Controls generated by thespectrum expert6140,network expert6210 or other applications are coupled to a device through the spectrumaware drivers6020, which in turn may control the baseband signal processing (e.g., modem)6010 and/or theradio200.
Themeasurement engine6100 collects and aggregates output from theSAGE400 and normalizes the data into meaningful data units for further processing. Specifically, themeasurement engine6100 accumulates statistics for time intervals of output data from theSAGE400 to track, with respect to each of a plurality of frequency bins that span the frequency band, average power, maximum power and duty cycle. In addition, themeasurement engine6100 accumulates pulse events for signal pulses output by theSAGE400 that fit the configured criteria. Each pulse event may include data for power level, center frequency, bandwidth, start time, duration and termination time. The measurement engine5100 may build the histograms of signal pulse data that is useful for signal classification, referred to above. Finally, themeasurement engine6100 accumulates raw received signal data (from the snapshot buffer of the SAGE400) useful for location measurement in response to commands from higher levels in the architecture. Themeasurement engine6100 may maintain short-term storage of spectrum activity information. Furthermore, themeasurement engine6100 may aggregate statistics related to performance of a wireless network operating in the radio frequency band, such as an IEEE 802.11 WLAN. In response to requests from other software programs or systems (via the network spectrum interface described hereinafter), themeasurement engine6100 responds with one or more of several types of data generated by processing the data output by theSAGE400.
Theclassification engine500 may compare data supplied to it by themeasurement engine6100 against a database of information of known signals or signal type, as described at length above. The signal classification database may be updated for new devices that use the frequency band. The output of the classification engine5120 includes classifiers of signals detected in the frequency band. As described above, a classification output may specify the signal type, for example, “cordless phone”, “frequency hopper device”, “frequency hopper cordless phone”, “microwave oven”, “802.11x WLAN device”, etc. In addition, the classification engine may output information describing one or more of the center frequency, bandwidth, power, pulse duration, etc. of the classified signal, which is easily obtained directly from the signal detector output of the SAGE. This may particularly useful for a classified signal that is determined to interfere with operation of other devices in the frequency band.
Thelocation engine6130 computes the physical location of devices operating in the frequency band. One example of a location measurement technique involves using snapshot buffer data collected by the measurement engine5100 to perform time difference of arrival measurements at known locations of a signal transmitted by the device to be located and another reference signal to determine a location of a variety of devices (such as interferers) operating in the region of the frequency band. Sometimes simply moving an interferer to a different location can resolve transmission problems that another device or network of devices may be experiencing. Thelocation engine6130 may coordinate measurements obtained from multiple locations in the network. An example of a location engine is disclosed in commonly assigned co-pending U.S. Application No. 60/319,737, filed Nov. 27, 2002, entitled “System and Method for Locating Wireless Devices in an Unsynchronized Wireless Network,” the entirety of which is incorporated herein by reference.
Many other techniques to determine the location of wireless radio communication devices are known in the art and may be used as well. When an interference condition in the frequency band is detected, thespectrum expert6140 may command thelocation engine6130 to locate the source of the interferer. The output of thelocation engine6130 may include position information, power level, device type and/or device (MAC) address. In addition, thesecurity application6220 may command thelocation engine6130 to locate a rogue device that may present a possible security problem.
Thespectrum expert6140 is a process that optimizes operation of devices operating in the frequency band, given knowledge about the activity in the frequency band obtained by the measurement and classification engines. For example, thespectrum expert6140 processes data from theSAGE400 and optionally statistics from a particular wireless network operating in the frequency band, such as an IEEE 802.11x network, in order to make recommendations to adjust parameters of a device, or to automatically perform those adjustments in a device. Thespectrum expert6140 may be a software program that is executed, for example, by a network management station. Parameters that can be adjusted (manually or automatically) based on output of thespectrum expert6140 include frequency channel, transmit power, fragmentation threshold, RTS/CTS, transmit data rate, CCA threshold, interference avoidance, etc. Example of interference mitigation techniques are described in commonly assigned and co-pending U.S. application Ser. No. 10/248,434, filed Jan. 20, 2003, and entitled “Systems and Methods for Interference Mitigation with Respect to Periodic Interferers in Short-Range Wireless Applications,” the entirety of which is incorporated herein by reference. Thespectrum expert6140 may operate on triggers for alert conditions in the frequency band, such as detection of a signal that interferes with the operation of a device or network of devices operating in the frequency band, to automatically report an alert, and/or adjust a parameter in a device in response thereto. For example, thespectrum expert6140 may operate to control or suggest controls for a single WLAN AP.
TheNSI6150 may be transport independent (e.g., supports Sockets, SNMP, RMON, etc.) and parses spectrum information into sub-sections for session and radio control, measurement, events (classification), location and protocol specific enhanced statistics and controls. End user on-demand commands to check the spectrum knowledge or activity information at a particular device may be received from an application residing above theNSI6150 and translated into a request for a particular process below theNSI6150 to supply the requested information.
The higherlevel application services6200 may include software and systems that perform broader analysis of activity in a frequency band, such as thenetwork expert6210 that, for example, manages multiple WLANs, a WLAN associated with one or more wireless LANs, etc. These applications may call upon the services of any one or more of the software processes shown on the other side of theNSI6150. For example, there may also besecurity services6220,location services6230,user interfaces6240, andsystems integrations6250 to integrate the lower level processes with other applications, such as anetwork management application6260. Thenetwork management application6260 may be executed by a network management station (e.g., server2055) that is located in a central monitoring or control center (telephone service provider, cable Internet service provider, etc.) coupled to the sensor devices, APs, etc., as well as the devices which it controls (e.g., APs) via a wide area network (WAN) connection, e.g., the Internet, a dedicated high speed wired connection, or other longer distance wired or wireless connection.
Spectrum Activity Information and Accessing it Using the NSI
Themeasurement engine6100,classification engine500,location engine6130 andspectrum expert6140 generate information that maybe used by software programs or systems that access it through the NSI. The software or systems above the NSI may access the data generated by the software residing below the NSI using session control messages. TheNSI6150 may be embodied by instructions stored on a computer/processor readable medium and executed by the processor (server1055 or network management station1090) that executes the one or more application program or systems. For example, this processor would execute instructions for an NSI “client” function that generates the request and configurations for spectrum analysis functions and receives the resulting data for the application program. The processor(s) that execute(s) the measurement engine, classification engine, location engine and/or spectrum expert will execute instructions stored on an associated computer/processor readable medium (shown inFIGS. 1 and 12) to execute an NSI “server” function that responds to requests from the NSI client to generate configuration parameters and initiate spectrum analysis functions by the measurement engine, classification engine, location engine and/or spectrum expert to perform the requested spectrum analysis function and return the resulting data. The measurement engine may in turn generate controls for theSAGE drivers6000 to configure theSAGE400 and/orradio200.
It should be further understood that the classification engine, location engine and spectrum expert can be viewed as a client to the measurement engine and would generate requests to, and receive data from, the measurement engine similar to the manner in which an application program would interact with the measurement engine. Further still, the spectrum expert can be viewed as a client to the classification engine and location engine and request analysis services of those engines.
TheNSI6150 may be transport independent (e.g., supports Sockets, SNMP, RMON, etc.) and may be designed for implementation in a wired or wireless format, such as by TCP/IP traffic from an 802.11 AP to a PC which is running software designed to accept the traffic for further analysis and processing. The TCP/IP traffic (or traffic using some other network protocol) could also be carried by a PCI bus inside a laptop PC, provided the PC has built-in 802.11 technology, or an 802.11 NIC. If the source of the spectrum information data stream is a TCP/IP connection, the application program would implement a socket, and access the correct port, to read the data stream. A sample of typical code for this purpose is shown below. (The sample is in Java, and shows client-side code.) Once the port connection to the data stream is established, the use of the data stream is determined by the network management software itself.
! Open Socket and Port (Remember to first assign the correct
value
! for the 802.11 device PortNumber)
Socket MyClient;
try {
MyClient = new Socket(“Machine name”, PortNumber);
}
catch (IOException e) {
System.out.println(e);
}
! Create input stream to get data from NSI
DataInputStream input;
try {
input = new DataInputStream(MyClient.getInputStream( ));
}
catch (IOException e) {
System.out.println(e);
}
! Create DataOutputStream to send control commands and
! configuration data to MSI
DataOutputStream output;
try {
output = new DataOutputStream(MyClient.getOutputStream( ));
}
catch (IOException e) {
System.out.println(e);
}
The class DataInputStream has methods such as read. The class DataOutputStream allows one to write Java primitive data types; one of its methods is writeBytes. These methods can be used to read data from, and write data to, theNSI6150.
If the transport of the data stream occurs over other low-level media, other methods are used to access the data stream. For example, if the data is carried over a PC's PCI bus, a PCI device driver will typically provide access to the data.
The information provided by the NSI to an application program corresponds to data generated by the measurement engine6100 (through the SAGE),classification engine500,location engine6130, and/or thespectrum expert6140.
In acting as the API, the NSI has a first group of messages that identify (and initiate) the spectrum analysis function (also called a service or test) to be performed and provide configuration information for the function. These are called session control messages and are sent by the application program to the NSI. There is a second group of messages, called informational messages, that are sent by the NSI (after the requested spectrum analysis functions are performed) to the application program containing the test data of interest.
Most of the spectrum analysis functions (i.e., tests) have various configuration parameters, which are sent via session control messages, and which determine specific details of the test. For example, in monitoring the spectrum, session control messages tell the NSI how wide the bandwidth should be (narrowband or wideband), and the center frequency of the bandwidth being monitored. In many cases, detailed test configuration parameters for a spectrum analysis function can be omitted from the session control messages. In those cases, the NSI uses default settings.
Examples of spectrum analysis functions that the measurement engine6100 (in conjunction with the services of the SAGE400) may perform, and the resulting data that is returned, include:
Spectrum Analyzer Power vs. Frequency Data. This data describes the total power in the spectrum as a function of frequency, over a given bandwidth.
Spectrum Analyzer Statistics Data. This data provides a statistical analysis of the data in RF power vs. frequency measurements.
Pulse Event Data—This data describes characteristics on individual RF pulses detected by theSAGE400. The characteristics for (and thus the types of pulses) detected by theSAGE400 can be configured.
Pulse Histogram Data. This data describes the distribution of pulses per unit of time, in terms of the percentage of pulses distributed among different frequencies, energy levels, and bandwidths.
Snapshot Data. This data contain portions of raw digital data of the RF spectrum captured by the snapshot buffer of theSAGE400. The data can help identify the location of devices, and can also be used to extract identifier information which can determine the brand of certain devices operating in the frequency band, for example. Snapshot data may also be useful for signal classification.
Theclassification engine500 may perform spectrum analysis functions to determine and classify the types of signals occurring in the frequency band, and together with optional recommendation or descriptive information that may be provided by theclassification engine500 or thespectrum expert6140, the resulting data that is returned are called spectrum event data, which describe specific events, such as detecting a particular signal type as going active or inactive in the frequency band. Thespectrum expert6140, as well as thenetwork expert6210 and other applications or processes may use the output of theclassification engine500.
There are numerous ways to format the NSI messages to provide the desired API functionality in connection with the spectrum analysis functions. The following are examples of message formats that are provided for the sake of completeness, but it should be understood that other API message formats may be used to provide the same type of interface between an application program and spectrum analysis functions pertaining to activity in a frequency band where signals of multiple types may be simultaneously occurring.
A common message header may be used by both session control messages and information messages. The common header, called the sm1StdHdr_t header, comes at the very beginning of all messages and provides certain general identifying information for the message. An example of the general format of the common header is explained in the table below.
Sub-FieldDescription and Notes
msgLen‘msgLen’ is the length of the message in bytes.
msgType‘msgType’ is an integer which indicates whether this is a
sessTypeStart Test message, a data message, etc. ‘sessType’ is an
integer which indicates the type of test, such as a pulse
test, or an spectrum analyzer test.
configTokenThis value is set by the user (the requesting application
program also called the Network Management Software)
when a test is set up. The purpose is to help the
requesting application program distinguish incoming data
based on different test configurations.
timestampSecsUse of the time stamp is message dependent.
Src‘src’ and ‘dest’ fields are intended to facilitate
Destmultiplexing of session routing across common transport
connections, where needed.
Informational messages are started with two headers: the common header (sm1StdHdr_t), followed by the Info Header (sm1InfoHdr_t). The sm1InfoHdr_t header provides specific identifying parameters for information messages:
Sub-Field NameDescription and Notes
transactionSeqSequence for this message. This starts at 1, and is
incremented for each succeeding message. The
increment reflects the number of data samples
(transactionCnt) in the previous messages. For some
types of messages the number of data points, and
hence the transactionCnt, is fixed at ‘1’; for these
message types successive messages always have their
transactionSeq incremented by ‘1’.
transactionCnt‘transactionCnt’ generally indicates the number of
entries in a message, where entries are discrete units of
data. Its use is message dependent. For example, for
Power vs. Frequency spectrum messages, this value
indicates the number of sequential “snapshots” of the
RF spectrum in the message. (Each snapshot is
encapsulated in a specific sequence of bytes. If the
transactionCnt has a value of 10, then the message
contains 10 successive snapshots of the RF spectrum;
there are ten matching byte patterns which follow,
each of which reports on one snapshot of the RF
spectrum.)
A summary of all the messages that may be sent via the NSI is contained in the table below. The numeric values in the table below correspond to the values that are used in the msgType sub-field of the sm1StdHrd_t field.
msgType
msgType NameValueDirectionMeaning
SESS_START_REQ
40User →Start a service, or
NSIcopying a service.
SESS_STARTED_RSP41NSI →Test started.
User
SESS_PENDING_RSP42NSI →Session will start
Userwhen the service is
freed up from
another user.
SESS_REJECT_RSP43NSI →Session could not be
Userstarted.
SESS_STOP_REQ44User →Request to stop the
NSIservice.
SESS_STOPPED_RSP45NSI →Service stopped,
Usereither in response to
user request or due
to problems.
SM_MSG_L1_INFO46NSI →Informational
Usermessage containing
test data.
SESS_QUERY_REQ47User →Requests the current
NSItest configuration.
SESS_QUERY_RSP48NSI →Current test
Userconfiguration.
SESS_POLL_REQ49User →Requests a poll, or
NSIflushing, of pulse
histogram test data.
SESS_POLL_RSP50NSI →Pulse histogram test
Userdata.
SESS_RECONFIG_REQ51User →Reconfigure a test
NSIsession.
SESS_RECONFIG_RSP52NSI →Response to
Userreconfiguration
request.
SESS_VENDOR_REQ52User →Vendor-defined
NSIrequest.
SESS_VENDOR_RSP53NSI →Vendor-defined
Userresponse.
Examples of informational messages, which as suggested above, are NSI formatted versions of the output of themeasurement engine6100 andclassification engine500, and optionally thespectrum expert6140, are described.
Spectrum Analyzer Power vs. Frequency Data
TheSAGE400 will analyze a frequency band centered at a frequency which may be controlled. Moreover, the bandwidth of the frequency band analyzed may be controlled. For example, a portion, such as 20 MHz (narrowband mode), of an entire frequency band may be analyzed, or substantially an entire frequency band may be analyzed, such as 100 MHz (wideband mode). The selected frequency band, is divided into a plurality of frequency “bins” (e.g., 256 bins), or adjacent frequency sub-bands. For each bin, and for each sample time interval, a report is made from the output of theSAGE400 on the power detected within that bin as measured in dBm. Themeasurement engine6100 supplies the configuration parameters to theSAGE drivers6000 and accumulates the output of the SAGE400 (FIG. 1).
FIG. 18 (also described further hereinafter) illustrates a graph that may be created from power measurements taken at a given time interval. In the illustration, the vertical bars do not represent the distinct frequency bins. Of the two jagged lines shown inFIG. 18, the lower line represents a direct graph of the data in a single snapshot of the spectrum at a given instant in time. It corresponds to the data in one, single sapfListEntries field, described below. However, a spectrum analysis message may contain multiple sapListEntries fields; each such field corresponding to a single snapshot of the spectrum. The upperjagged line was constructed by a software application. It represents the peak values seen in the RF spectrum over the entire testing period to the present instant.
An example of the structure of the spectrum analyzer power vs. frequency data is as follows.
Primary Field NamesDescription and Notes
sm1StdHdr_tStandard header.
sm1InfoHdr_tThe second standard header.
sm1SapfMsgHdr_tDescribes the frequency band being analyzed,
providing both the center frequency and the
width of the each of the 256 bins.
sapfListEntriesThis fields contains the primary data of interest,
that is, the RF signal power in dBm for each of
the 256 frequency bins. There may be only a
single instance of this field in the message, or
there may be multiple instances. If there is more
than one such field, each field corresponds to a
single snapshot in a time-series of snapshots of
the RF spectrum. The number of instances is
given by the sm1InfoHdr_t.transactionCnt
sub-field.
In the second standard header, the msgType is 46 to identify the message as an informational message, and the sessType is 10 (SM_L1_SESS_SAPF) to identify that data results from a session that is a spectrum analyzer power vs. frequency test.
The field below is the standard information header for spectrum analyzer power vs. frequency data.
Sub-Field NameDescription and Notes
transactionSeqSequence for this message. This starts at 1 for the first
message. For each subsequent message, it is
incremented by the value of transactionCnt in the
previous message.
transactionCntNumber of sapfList entries in message (sapfList). In
other words, this is the number of sequential
“snapshots” of the RF spectrum in the message.
This field sm1SapfMsgHdr_t below describes the frequency spectrum that is being monitored. While this message provides the center frequency and the width of the bins, it may not provide the total bandwidth being measured. This can be calculated (low end=frqCenterkHz−128*binSize, high end=frqCenterkHz+128*binSize. The radio receiver being used to monitor the bandwidth need not actually span the full bandwidth. As a result, some of the frequency bins at either end of the spectrum will typically show zero (0) RF power.
Sub-Field NameDescription and Notes
frqCenterkHzCenter Frequency of the power vs. frequency lists in
kHz.
binSizekHzSize of bins in kHz
For a single snapshot of the RF spectrum at a moment in time, the sapfListEntries field explained below contains the information of primary interest, namely, the power level in dBm for each of the frequency bins.
Sub-Field NameDescription and Notes
timestampSecsTimestamp seconds, and fractional portion of
timestampmicrosecstimestamp in μseconds. The time is counted from
the beginning of the test, not from some absolute
time (i.e., not like in the UNIX operating system).
powerValuesdBmBins (−128 to 127) dBm power values. The value
reflects the energy that the radio receiver “sees” in
the portion of the frequency spectrum corresponding
to this bin.
The frequency range corresponding to bin “N”, where N goes from 0 to 255, is given by:
LowFrequency[N]=sm1SapfMsgHdr_t.frqCenterkHz+(N−128)*sm1SapfMsgHdr_t.binSizekHz
HighFrequency[N]=sm1SapfMsgHdr_t.frqCenterkHz+(N−127)*sm1SapfMsgHdr_t.binSizekHz
Spectrum Analyzer Statistics Data
The spectrum analyzer statistics data/messages provide a statistical analysis of the data in the frequency spectrum.
A single message is built from a specified number of FFT cycles, where a single FFT cycle represents an, e.g., 256 frequency bin output of the FFT. For example, 40,000 successive FFTs of the RF spectrum, taken over a total time of 1/10 of a second, are used to construct the statistics for a single message.
FIG. 19 shows the kind of information that can be conveyed in the spectrum analyzer statistics data. The bottom line shows the average power over the sampling period (i.e., over the 40,000 FFTs, or 1/10 second). The top line represents the “absolute maximum power” over all spectrum analyzer statistics messages received so far.
An example of the overall structure of the spectrum analyzer statistics data is:
Field NameDescription and Notes
sm1StdHdr_tmsgType = 46 (SM_MSG_L1_INFO)
sessType = 11 (SM_L1_SESS_SASTATS)
sm1InfoHdr_tNo special fields
sm1SaStatsMsgHdr_tThis field contains general parameters about the
statistical sampling process. See format below.
statsBins256 Spectrum Analysis Stats Bins. See
discussion.
activeBins10 bins for active peaks. See discussion.
qualityA number from 0 to 100 indicating the quality of
the entire band. 0 is the worst, 100 is the best.
Values 0–33 indicate “POOR”, 34–66 indicates
“GOOD” and 67–100 indicates EXCELLENT.
This message header sm1SaStatsMsgHdr_t field contains parameters which describe the sampling process, examples of which are below.
Sub-Field NameDescription and Notes
bwkHzThe bandwidth (narrow/wide) for the statistical
analysis of the RF spectrum in kHz. Narrowband is
approximately 20 MHz, and wideband is
approximately 100 MHz.
cycleCntThe number of FFT cycles accumulated into the
statistics. This is user configurable, but is typically in
the range of 20,000 to 40,000.
startTimeSecsStart timestamp in seconds, and start timestamp,
startTimeUsecsfractional portion, in μseconds, for the current
message, indicating when measurements for the
current set of statistics began. Measured from when
the test started running.
endTimeSecsEnd timestamp in seconds, and end timestamp,
endTimeUsecsfractional portion, in μseconds, for the current
message, indicating when measurements for the
current set of statistics finished. Measured from
when the test started running.
centerFreqkHzCenter Frequency in kHz. User configurable.
pwrThreshDbmdBm of the current power threshold used for duty
cycle and active bins information. This represents the
minimum power the RF spectrum must have to be
counted in the duty cycle and active bin statistics
(these statistics are discussed further below).
noiseFloorDbmdBm value of the current noise floor.
There are, for example, 256 consecutive statsBins, each with four sub-fields as shown in the table below. Each statsBin, with its four subfields, contains the statistical data for a particular bandwidth. To calculate the width of each frequency bin, the following formula may be used:
binWidth=sm1SaStatsMsgHdr_t. bwkhz/256
The lower and upper bandwidth for each bin is giving by the following formulas:
LowBandwidth[N]=sm1SaStatsMsgHdr_t. centerFreqkHz+((N−128)*binWidth)
HighBandwidth[N]=sm1SaStatsMsgHdr_t. centerFreqkHz+((N−127)*binWidth)
Sub-Field NameDescription and Notes
avgDbm[0]Average dBm power level (−128 to 127 dBm) for this
frequency bin.
maxDbm[0]Maximum dBm power level (−128 to 127 dBm) for
this frequency bin.
dutyPercent[0]The percentage of time, multiplied by 2, that the power
level for this bin remained above a (user-defined)
threshold.
avgDbm[1]Average dBm power level (−128 to 127 dBm) for this
frequency bin.
maxDbm[1]Max dBm power level (−128 to 127 dBm) for this
frequency bin.
dutyPercent[1]The percentage of time, multiplied by 2, that the power
level for this bin remained above a (user-defined)
threshold.
avgDbm[N]Average dBm power level (−128 to 127 dBm)
maxDbm[N]Max dBm power level (−128 to 127 dBm)
dutyPercent[N]Percentage × 2 that power remained above threshold.
avgDbm[255]Average dBm power level (−128 to 127 dBm)
maxDbm[255]Max dBm power level (−128 to 127 dBm)
dutyPercent[255]Percentage × 2 that power remained above threshold.
There are ten consecutive activeBins which record “peak” activity. The bins may be viewed as being indexed consecutively, from 0 to 9. For each bin, the value in the bin should be interpreted as follows. In the Nth bin, if the value in the bin is X, then for (X/2) % of the time, there were N peaks in the RF spectrum during the sampling period, except for the special case below for the 10th bin, calledbin9.
Sub-Field NameDescription and Notes
activeBins[0]If the value in this bin is X, then (X/2)% of the time,
there were no peaks (0 peaks) in the RF spectrum.
activeBins[1]If the value in this bin is X, then (X/2)% of the time,
there was 1 peak in the RF spectrum.
activeBins[2]If the value in this bin is X, then (X/2)% of the time,
there were 2 peaks in the RF spectrum.
activeBins[8]If the value in this bin is X, then (X/2)% of the time,
there were 8 peaks in the RF spectrum.
activeBins[9]If the value in this bin is X, then (X/2)% of the time,
there were 9 or more peaks in the RF spectrum.
As described above in conjunction with theSAGE400, peaks are spikes, or very brief energy bursts in the RF spectrum. If a burst persists for a certain period of time (e.g., approximately 2.5 μsec), theSAGE400 will detect the peak, and the peak will be included in the statistics described in this subsection. Such brief peaks are generally not included in pulse data or pulse statistics. Also as described above, if a series of consecutive peaks are seen over a continuous time period, all at the same frequency, this series—once it reaches some minimum time threshold—it will be counted as a pulse.
The exact minimum duration of a pulse, for testing purposes, is configurable by the application program, but a typical time may be 100 μsec. Since theSAGE400 can detect RF events as brief as 2.5 μsec, a typical pulse would need to persist through at least 40 FFTs before being acknowledged as being a pulse.
Pulse Event Data
A signal pulse is a sustained emission of RF energy in a specific bandwidth starting at a specific time. TheSAGE400 detects pulses in the radio frequency band that satisfy certain configurable characteristics (e.g., ranges) for bandwidth, center frequency, duration and time between pulses (also referred to as “pulse gap”). When theSAGE400 detects a pulse that has these characteristics, it outputs pulse event data for the pulse including:
Start Time—Measured from when the SAGE first begins detecting pulses.
Duration—The lifetime of the pulse.
Center Frequency—The center frequency of the pulse.
Bandwidth—How wide the pulse is.
Power—Average power in dBm.
The overall structure of a pulse event (PEVT) data/message is shown in the table below.
Field NameDescription and Notes
sm1StdHdr_tmsgType = 46 (SM_MSG_L1_INFO)
sessType = 12 (SM_L1_SESS_PEVT)
sm1InfoHdr_ttransactionCnt = number of PEVTs in message; each
PEVT contains data on one pulse.
classPevtssm1Pevts: an array of ‘transactionCnt’ PEVTs of the
form ‘sm1Pevt_t’ shown below. Each field contains
data on one pulse
This information header field is the standard information header for pulse event messages.
Sub-Field NameDescription and Notes
transactionSeqSequence for this message. This begins with 1 for the
first message. For each successive message, it is
incremented by the transactionCnt in the previous
message. (In other words, it is incremented by the
number of pulses reported on in the previous message.)
transactionCntNumber of PEVTs in this message (Pevts). Each
PEVT field corresponds to one pulse.
There may be one or many pulse events in the message. Each instance of the classPevts field below, describes the properties of one pulse.
Sub-Field NameDescription and Notes
sdIdThis indicates which of 4 internal pulse detectors are
being used by SAGE to detect this pulse.
termCodeFlagsThis byte contains a series of flags which indicate how
the pulse was terminated.
dBmPulse power in dBm.
frqCenterkHzCenter Frequency of the pulse in kHz.
The value shown will typically range from 0 to
100,000 kHz. To obtain the actual center frequency,
add this value to the low end of the frequency
spectrum being tested.
Example: If the frequency spectrum being tested
ranges from 2,350,000 kHz to 2,450,000 kHz, and the
frqCenterkHz value is 40,000 kHz, then the actual
center frequency of the pulse is approximately
2,390,000 kHz.
Note: Actual resolution is ±200 to 500 kHz.
bandwidthkHzBandwidth of the pulse in kHz.
Note: Actual resolution is ±200 to 500 kHz.
durationUsPulse Duration in μseconds
timeOnSecsPulse Time On, seconds portion; and Pulse Time On,
timeOnUsecsfractional portion in μseconds. The time the pulse
began is measured from when the test started running,
not from someone absolute, fixed date.
Pulse Histogram Data
While it is possible to access information about individual pulses, it may also be useful to work with the statistical information about pulses detected and occurring in the frequency band over time. That information is provided by pulse histogram data. The pulse histograms track distributions of: duration of the pulses (the percentage of pulses with short, medium, and long durations); gaps in time between the pulses (the percentage of pulses with short time gaps between them, medium time gaps, and long time gaps); bandwidth of pulses; frequency of pulses; and power of pulses.
FIG. 20 illustrates graphical displays for exemplary pulse histograms.
The overall structure of the pulse histogram data is shown in the following table.
Field NameDescription and Notes
sm1StdHdr_tmsgType = 46 (SM_MSG_L1_INFO)
sessType = 13 (SM_L1_SESS_CLASS)
sm1InfoHdr_tno special fields
sm1PhistMsgHdr_tProvides detailed information about the
sampling process.
pulseDurationHistogramPulse Duration Histogram
pulseGapHistogramPulse Gap Histogram
pulseBandwidthHistogramPulse Bandwidth Histogram
centerFreqHistogramCenter Frequency Histogram
powerHistogramPower Histogram
This PhistMsgHdr field describes the frequency spectrum which is being monitored, and some other parameters of the overall sampling process.
Sub-Field NameDescription and Notes
classMsgTypeSM1_CLASS_PHIST_MSG == 1, (Pulse
Histogram Msg)
numSampleIntervalsNumber of sample intervals. If a dedicated
radio receiver is continually listening for
pulses, this value will be 1 (indicating a single
sampling interval). If the radio device is
doubling as a transmitter, then it cannot listen
all the time; this parameter will indicate the
number of times the radio device was actually
able to listen for pulses.
avgSampleDurationMsAverage sample time size in msec.
If a dedicated radio device is continually
listening for pulses, this value will be the same
as the amount of time theSAGE 400 has been
instructed to listen for pulses before sending
statistical data. If the listening device cannot
listen all the time, then multiply:
TALT = avgSampleDurationMs*
numSampleIntervals to obtain the total actual
listening time (TALT). To obtain the fraction
of listening time, divide the TALT by the
amount of time the CLP has been instructed to
listen for pulses before sending statistical data.
[The total listening time can also be calculated
from the fields below: endTimeSecs +
endTimeUsecs − (startTimeSecs +
startTimeUsecs)]
histBwkHzHistogram bandwidth in kHz
histCenterFreqkHzHistogram Radio Center frequency in kHz
startTimeSecsStart timestamp seconds, and start timestamp,
startTimeUsecsfractional portion in microseconds. This is
measured from when the pulse histogram
operation was initiated, not from some absolute
starting time (i.e., not like in the UNIX
operating system).
endTimeSecsEnd timestamp seconds, and end timestamp,
endTimeUsecsfractional portion in microseconds. Again, this
is measured from when the pulse histogram
operation was initiated.
numPulseEventsNumber of pulse events recorded for this
histogram.
The pulse duration histogram fields contain a series of bytes. Each of the data bytes, or bins—in sequence—indicates the percentage (multiplied by two) of pulses that fall into a given range of durations. The table below categorizes data into smallBins, mediumBins, and largeBins and are only examples of how to track pulse duration.
The first bin (bin0) contains the percentage (×2) of pulses that were between 0 μsec and 9 μsec. The second bin (bin1) contains the percentage, multiplied by 2, of pulses that were between 10 μsec and 19 μsec in duration. Each of these “bins” is 10 μsec wide. This continues up to the 20th bin (bin19), whose value is the percentage, multipliedtimes 2, of pulses that were between 190 and 199 μsec in length.
The next twenty-six bins are similar, except they are wider; specifically, they are 50 μsec wide.Bin20 has a value which indicates the percentage (×2) of pulses that were between 200 μsec and 249 μsec in length. Again, there are twenty-six bins which are 50 μsec wide. Bin number45 has a value which indicates the percentage (times 2) of pulses that were between 1450 μsec and 1499 μsec in length.
The final set of 27 bins each indicate the percentage (×2) of pulses that are wider still, specifically 500 μsec wide. Bin number46 includes pulses whose duration was between 1500 μsec and 1999 μsec in length. Bin72 includes pulses whose duration was between 14499 and 14999 μsec.
Pulse Duration Histogram Bins
Sub-Field NameDescription and Notes
smallBinsEach bin contains the percentage (×2) of pulses that
fell within a 10 μsec range. The range starts with
0 μsec to 9 μsec, and increases by 10 μsec for each
consecutive byte. The final bin (bin number 19) covers
pulses with widths between 190 to 199 μsec.
mediumBinsEach bin contains the percentage (×2) of pulses that
fell within a 50 μsec range. The range starts with 200
μsec to 249 μsec, and increases by 50 μsec for each
consecutive bin. The final bin—which is the 26th bin
of the mediumBins, the 46th bin overall, and is
numbered as bin 45—covers pulses with widths
between 1450 to 1499 μsec.
largeBinsEach bin contains the percentage (×2) of pulses that
fell within a 500 μsec range. The range starts with
1500 μsec to 1999 μsec, and increases by 5000 μsec
for each consecutive bin. The 73rd bin (which is
numbered as bin 72) covers pulses with widths
between 14499 to 14999 μsec.
The pulse gap histogram indicates the percentage (multiplied by two) of gaps between pulses, where the duration of the gap falls within a given time range. The bins do not reflect when the gaps occurred; they reflect how long the gaps were. Gaps are measured between the start of one pulse and the start of the next. This is because the start of a pulse tends to be sharply delineated, while a pulse may trail off more gradually. For example, assume there were a total of twenty gaps between pulses. Of these twenty, only two gaps had a duration between 10 μsec and 19 μsec. The first gap, which lasted 12 μsec, occurred at time 15.324 seconds. The second gap, which lasted 15 μsec, occurred at time 200.758 seconds. Both gaps are recorded in the second bin (numbered as bin1). Since the two gaps reflect 10% of all recorded gaps, the value in the second bin (bin1) will be 2×10%=20 (since all percentages are multiplied by two).
Pulse Gap Histogram Bins
Sub-Field NameDescription and Notes
smallBinsEach consecutive bin contains the percentage (×2) of
gaps between pulses, where the length of the gap fell
within a 10 μsec range. The range starts with gaps that
are 0 μsec to 9 μsec long, and increases by 10 μsec
for each consecutive byte. The 20th and final bin (bin
number 19) covers gaps whose duration was between
190 to 199 μsec.
mediumBinsEach bin contains the percentage (×2) of gaps whose
duration fell within a 50 μsec range. The range starts
with 200 μsec to 249 μsec (so all gaps whose duration
is within this range are included in this first bin,
number 20), and increases by 50 μsec for each
consecutive bin. The final bin—which is the 26th bin
of the mediumBins, the 46th bin overall, and is
numbered as bin 45—covers gaps whose duration was
between 1450 to 1499 μsec.
largeBinsEach bin contains the percentage (×2) of gaps whose
duration fell within a 500 μsec range. Gaps whose
duration was between 2500 μsec to 2999 μsec are
reflected in the first bin; each consecutive bin increases
the duration by 5000 μsec. The final bin—which is the
27th bin of the largeBins, the 73rd bin overall,
numbered as bin 72—covers gaps with widths
between 14499 to 14999 μsec.
For the pulse bandwidth histogram, each data bin reflects a progressively wider bandwidth. For example, if the first bin represents pulses from 0 to 9.999 kHz in width, then the second bin represents pulses from 10 kHz to 19.999 kHz, the third bin pulses from 20 kHz to 29.999 kHz in width, etc. The value stored in the bin is the percentage (×2) of the pulses that had a bandwidth somewhere within the indicated range. For example, assume the size of each bin is 80 kHz. Suppose also that theSAGE400 detected 1000 pulses and there are 256 frequency bins. The pulses had a bandwidth between 0 and 20,480 kHz. As another example, assume theSAGE400 detects 65 pulses, each of which had a bandwidth somewhere between 400 and 480 kHz. Then, 6.5% of the pulses fall within the sixth bandwidth range, so the 6th bin (bin number5) will have a value of 2×6.5%=13.
The bandwidth bins may have exactly the same width. For example, if the first bin is 80 kHz wide (and includes data for pulses with bandwidths from 0 to 79.999 kHz), then all successive bins will be 80 kHz wide. The second bin includes pulses from 80 kHz to 159.999 kHz; and the 256th bin—still 80 kHz wide—includes pulses with bandwidths from 20,400 kHz to 20,479.999 kHz.
Pulse Bandwidth Histogram Bins
Sub-Field NameDescription and Notes
binSizekHzSize of bin in kHz.
numBinsUsedN, for example 256.
freqBinsThe percentage (×2) of pulses which have a bandwidth
corresponding to the bandwidth of this byte.
The first byte (byte 0) represents pulse bandwidths
from 0 to binSizekHz. The second byte (byte 1)
represents pulse bandwidths from binSizekHz to 2 ×
binSizekHz. (So byte 1 contains the % * 2 of pulses
whose bandwidth fell within this range.)
In general, the Nthbin represents pulses with
bandwidths between
(N − 1) * binSizekHz, and N * binSizekHz. Again,
the value of the byte represents the % * 2 of pulses
whose bandwidths fell within this range.
For the pulse center frequency histogram, each data bin reflects a range of frequencies. The value stored in the bin is the percentage, multiplied times two, of the pulses whose center frequency fell within the indicated range of frequencies.
All frequency bins may be exactly the same width. However, in general, the lowest bin (byte number0) does not start with thefrequency 0 Hz. Recall that the pulse histogram message header (PhistMsgHdr_t) has a sub-field histCenterFreqkHz, which is measure in kHz. This field defines the center frequency for the pulse center frequency histogram.
The following formulae give the actual frequency range covered by each bin of this histogram, indicating both the low frequency and the high frequency of the range. The number N is the bin number, where bin numbers are counted fromfreqBins 0 to freqBins 255:
Low Frequ. (binN)=histCenterFreqkHz−(128 *binSizekHz)+(N*binSizekHz)
High Frequ. (binN)=histCenterFreqkHz−(128*binSizekHz)+((N+1)*binSizekHz))
Suppose the size of each bin, in kHz, is 100 kHz, and that the bandwidth is 2.4 GHz. Frequencies are actually being monitored in the range from 2,387,200 kHz to 2,412,800 kHz. Suppose also thatSAGE400 detected 1000 pulses, and 80 pulses with center frequencies in the range from 2,387,600 kHz to 2,387,699 kHz. Then 8% of the pulses fall within the fifth bandwidth range, sobin4 will have a value of 2×8%=16.
The field structure for the pulse center frequency histogram is indicated in the table below.
Pulse Center Frequency Histogram Bins
Sub-Field NameDescription and Notes
binSizekHzSize of bin in kHz,
numBinsUsedN, for example 256.
freqBinsThe percentage (×2) of pulses that have a central
frequency corresponding to this byte.
For the pulse power histogram, each bin reflects a certain power range, measured in dBm. The value of each bin reflects the percentage (×2) of those pulses whose power level fell within the indicated range.
Pulse Power Histogram Bins
Sub-Field NameDescription and Notes
powerBinsEach bin indicates the % (×2) of those pulses which
fell within the bin's designated power range.
The range of each bin is 5 dBm, and the lower power
of the lowest bin is −130 dBm. Therefore:
bin[0] = −130 to −126 dBm
bin[1] = −125 to −121 dBm
bin[2] = −120 to −116 dBm
. . .
bin[N] = −130 + (N * 5) to −126 + (N * 5)
. . .
bin[29] = +15 to +19 dBm
Snapshot Data
Snapshot data, unlike other data provided by the NSI, is not based on data analysis by the SAGE or software. Rather, this data provide raw data from the ADC which precedes the SAGE and that converts the received signal analog signal to digital data.
The raw ADC data may be expressed in n-bit I/Q format, where ‘n’ is indicated by ‘bitsPerSample’. The snapshot samples can be used for location measurements, or for detailed pulse classification (such as identifying the exact model of a device). The size of the sample data contained in ‘snapshotSamples’ is typically 8 K bytes. The overall structure of the message is shown in the following table.
Field NameDescription and Notes
sm1StdHdr_tmsgType = 46 (SM_MSG_L1_INFO)
sessType = 17 (SM_L1_SESS_SNAP)
sm1InfoHdr_ttransactionCnt = 1
smSnapshotMsg_tSnapshot message body. K is 24 +
‘snapshotSamplesLen’
An example of a snapshot message smSnapshotMsg_t field is defined below.
Sub-Field NameDescription and Notes
snapshotStartSecsTARGET snapshot time in seconds
snapshotStartNanosecsTARGET snapshot time in nanoseconds.
numberOfSamplesNumber of IQ Snapshot Samples
bitsPerSampleNumber of bits in a sample
radioGainDbRadio gain in dB: −127 to 128 dB
This is the radio gain used at the start of the
sample interval. It may be used to convert the raw
IQ samples into corresponding dBm power levels.
pulseDetectorIdPulse Detector ID. Value of 0xFF indicates that a
Pulse Detector was NOT used to trigger sampling.
reservedReserved for future expansion
snapshotSamplesLenNumber of bytes (N) in the ‘snapshotSamples’
field below.
snapshotSamplesSample data. The size of this snapshotSamples is
typically 8 k Bytes. Size N is the value in
‘snapshotSamplesLen’.
Spectrum Event Data (e.g., Monitoring Activity of Signals)
The msgType for spectrum event data is 46 and the sessType is 14 (SM_L1_SESS_EVENT). A format for the smEventMsg_t spectrum event message field is described in the table below.
Sub-Field NameDescription and Notes
EventTypeCharacter string. Up to 16 characters, null
terminated. Some typical examples of event types
are: “Information”, “Identification”, “Interferer”,
“Error”.
EventDateTimeNumber of seconds past an arbitrary date, e.g.,
Jan. 1, 1970 when smEventMsg was received.
This field is essentially a placeholder; the value
must be filled in by the receiving application. 0 is
sent by the target. Displayed as hh:mm:ss
mm/dd/yyyy.
EventTimestampSecsTARGET event timestamp in seconds. Times are
measured from when the monitoring began of the
environment, not from some absolute calendar
time.
EventTimestampUsecsTARGET fractional portion of timestamp in
microseconds. Times are measured from when the
monitoring began of the environment, not from
some absolute calendar time
EventIdSpecific ID numbers are assigned to specific types
of events. For example, a microwave oven startup
may be ‘1’, a Bluetooth device may be ‘2’, a
cordless phone may be ‘3’, etc.
For “Interferer” event messages, the following
format applies:
Low Address ByteHigh Address Byte
16 High Bits—15 Bits—1-Bit:
ReservedDevice IDOn/Off
The Device ID must be combined with the On/Off
bit to obtain the actual numeric value of the field.
For example, if the Device ID for a Bluetooth ™
device is ‘2’, the fifteen-bit pattern is ‘0000 0000
0000 010’. But with the On/Off bit appended to
the right, the bit pattern becomes:
‘0000 0000 0000 0101’ = Decimal 5 (device on),
or
‘0000 0000 0000 0100’ = Decimal 4 (device off).
EventSourceIdIdentifies the target source. This parameter is only
significant when more than one source (for
example, more than one AP) is feeding data to the
requesting software or system.
AlertLevelWarning Levels for Messages
ValueSeveritySuggestedDisplay Colors
1SevereRed
2HighOrange
3ElevatedYellow
4GuardedBlue
5LowGreen
EventMsgThis is a brief character string message, null
terminated, which identifies the event that caused
the message. For example, it may say
“Microwave oven has started“, or “Cordless
phone”. The content of the message is essentially
redundant with the EventId (above), except that it
provides text instead of a numeric identifier.
EventDescriptionThe event description will typically contain more
detailed information, and will often include
advisory and/or recommendation information as
to how to resolve interference or other situation
caused by the event source.
EventDetailThe event detail will generally include pertinent
technical parameters, such as power levels or
frequency bandwidth associated with the event.
Newline characters delimit individual lines.
Examples of the manner in which spectrum event messages may be displayed are shown inFIGS. 22–24, and described hereinafter.
Software and systems communicate requests to the NSI for data from the services on the other side of the NSI using the session control messages referred to above. An example of the format of the session control messages is as follows. There is a standard header followed by information elements. An information element is a data structure with several parts, as described in the following table:
Field NameDescription
infoElementLenNumber of bytes in this information element, including
this length field.
infoElementTypeInformation element type number. This type is used to
distinguish the information element. The types are
UNIQUE across ALL messages. Ex: An
‘infoElementType’ of ‘1’ indicates “Reject
Reason”, and has a particular meaning independent of
the ‘sm1StdHdr_t.msgType’ field.
infoElementBodyThis contains the significant data of the information
element, and may have one or more sub-fields. The
information element body. The format of the data is
determined by the infoElementType field.
Typical information elements provide data such as the SAGE configuration data, radio configuration data, and service specific data (e.g., pulse data, spectrum data, etc.). Examples of NSI information elements are provided in the table below:
InformationinfoElementType
Element Name(decimal)Description
IE_RETURN_CODE
 1Activity completion status
returncode information
IE_SESSION_CFG
 2Session priority andstartup
configuration
IE_SAGE_CFG
 3Common SAGE Config
effecting multiple services
IE_RADIO_CFG 4Commonradio
configuration
IE_COPY_CFG
 5Request copy of any data
for that service, with
optional notification of
configuration updates.
IE_SAPF_CFG 6Spectrum Analyzer Power
vs. Frequency configuration
IE_PD_CFG 7PulseDetector
Configuration
IE_SA_STATS_CFG
 8Spectrum AnalyzerStats
configuration
IE_PHIST_CFG
 9Configuration ofPHIST
service
IE_PEVT_CFG
 10Configuration ofPEVT
service
IE_SNAP_CFG
 12SnapshotBuffer
configuration
IE_VENDOR_CFG
 13Vendor specific
configuration information.
IE_FLOW_CTRL 15INFO MessageFlow
Control
IE_VERSION
 16Version of NSI being used.
There is an advantage to using information elements in NSI session control messages. The format of session control messages can be modified or expanded over time, as technology is further developed, while requiring no revisions to existing software or systems that use the NSI. In other words, enhancements to the messages do not break legacy code.
In traditional software design, the network management software would be coded with the expectation of specific data structures for each of the session control messages. Any time the session control messages were changed or enhanced, changes would be required in the code for the network management software, and the code would need to be recompiled.
With session control messages, however, this is no longer necessary. Session control messages are processed as follows.
1. The requesting software or system reads the message header, and determines what kind of message it is receiving.
2. Software developers know what kinds of information elements will follow the header field based on a specification document. Design decisions are made to determine what kinds of actions the software or system will take in response to those information elements.
3. In the code itself, after reading the header field, the software loops through information elements which follow. Only for information elements of interest—which can by flagged by the infoElementType field in each information element—the software takes appropriate action.
Additional information elements may be added to some of the session control messages. However, during the “looping” process the requesting software ignores any information elements which are not of interest to it, so the additional information elements in the control messages do not require any changes in the software code. Of course, it may be desirable to upgrade a software program to take advantage of additional types of information; but again, until that new software is in place, existing software continues to function.
This benefit works in both directions. For example, in sending messages to the NSI, the software program can send an information element which fine-tunes the behavior of the SAGE. Typically, however, SAGE's default operating modes are satisfactory, and there is no need to make changes. Rather than having to send an information element containing redundant, default configuration data for SAGE, this information element can simply be omitted.
A handshaking type protocol may be used to setup, initiate and terminate a session between the application and the NSI. There are numerous techniques known in the art to provide this function. For example, all tests are started by sending a sm1StdHdr_t field. Additional, optional information elements may follow. The NSI responds with messages indicating that the test has started successfully; that it was rejected; or that the test is pending (the test is queued behind other requests for the same service). The four possible session control reply messages are Started, Pending, Rejected, and Stop.
All Start Messages may have the following structure:
1. A required sm1StdHdr_t field with a msgType value of SESS_START_REQ (40), and a value for sessType to indicate the test to be performed. This field may come first. For example, to start a pulse event test, the sessType value of 12 is used, to start a pulse histogram test, a sessType value of 13 is used, to start a spectrum analyzer power vs. frequency test, a sessType value of is used, etc.
2. An optional common session configuration information element. This configures parameters which are of interest for all the possible tests, described below.
3. For the Pulse Event test only, an optional information element to configure the pulse detectors.
4. Optional information elements to configure the SAGE and the radio.
5. An optional, vendor-specific information element, typically (but not necessarily) related to further configurations to the radio.
6. An optional session-type specific information element, with configuration information for the particular test (PEVT, PHIST, SAPF, etc.).
The general/common session configuration element IE_Session_CFG is optional when starting tests, i.e., with SESS_START_REQ. If it is not sent, the default values are used.
Sub-Field NameDescription
infoElementLenLen = 20
infoElementTypeIE_SESSION_CFG = 2
infoElementBody
pendingTimeoutMsNumber of milliseconds before “START” times out.
A value of ‘0’ (default) indicates that the START
request should NOT be queued (that is, no
SESS_PENDING_RSP, or session pending
response, is allowed).
configStopFlagsThis field has an Offset of 8/36; it has a size of 4
bytes. Sometimes it is desired that the service which
is now being started should later stop if certain other
services are reconfigured; the reconfiguration(s)
which stops the current service is indicated by these
flags:
0x00000000: Do not stop for any reconfig
0x00000001: SAGE Config
0x00000002: Radio Config
0x00000004: SAPF Config
0x00000008: SA_STATS Config
0x00000010: SNAP Config
(Note that there are four pulse detectors (PDs),
numbered 0 through 3.)
0x00000020:PD 0 Config
0x00000040:PD 1 Config
0x00000080:PD 2 Config
0x00000100:PD 3 Config
0x00000200: PHIST Config
0x00000400: PEVT Config
0x00000800: 80211_STATS Config
0x00001000: Vendor Config
0xFFFFFFFF: Use Default Value (depends on
service type, see sub-table below)
1.These ‘configStopFlags’ allow cross-service
interdependence. It may seem odd to abort
an Spectrum Analyzer vs. Power Frequency
(SAPF) session when, say, a PD 0 (pulse
detector 0) is reconfigured. However there
may be cases where the use of the outputs of
these sessions are interrelated, particularly
for event classification software.
2.If a session attempts to reconfigure a service
to the same values that it already has, the
service is NOT stopped and the
reconfiguration is considered “successful”.
3.Flags can be combined. For example,
0x00000003 flags both SAGE andRadio
Config
4.The default value depends on the service
type:
ServiceconfigStopFlags
ALL SERVICESSAGE, Radio, Vendor
EXCEPT 802.11 STATSConfigs
Spectrum AnalyzerSAPF Config
(SAPF)
Spectrum Analyzer StatsSA_STATS Config
(SA_STATS)
Pulse Event (PEVT)PD 0,PD 1,PD 2,PD 3,
PEVT Configs
Pulse Histogram (PHIST)PD 0,PD 1,PD 2,PD 3,
PHIST Configs
802.11 Stat802.11 Stats, Radio,
(80211_STATS)Vendor Configs
Snapshot Buffer (SNAP)SNAP Config
sessionDurationMsDuration of session in ms. 0 (the default) indicates
no limit to the duration.
sessionPriority1 = highest, 254 = lowest, 255 (0xFF) requests the
default session priority.
The radio is configured to a starting bandwidth (either 2.4 GHz or one of the 5 GHz bands, for example) before the NSI can begin any testing. Similarly, before many pulse test services can be run, at least one (if not more) of SAGE's four pulse detectors need to be configured at least once. These services include Pulse Events, Pulse Histograms, Snapshot Data, and Spectrum Analyzer Power vs. Frequency (but only if this test is to be triggered by pulse events). Once the pulse detectors are configured, they can be left in their initial configuration for subsequent tests, although the application program can reconfigure them.
The radio configuration element IE_Radio_CFG is described in the table below. It is used to fine-tune the performance of the radio. If the information element is not sent as part of the message, the radio is configured to the default values.
Sub-Field NameDescription
infoElementLenLen = 8
infoElementTypeIE_RADIO_CFG = 4
infoElementBody
cfreqkHzCenter Frequency in kHz. Ex: 2400000 for 2.4 GHz
There is no default value for this parameter. The radio
must be configured to a starting center frequency by
the user before 802.11 communications can begin (and
of course, before the NSI can begin any testing), using
either this information element or the vendor-specific
information element.
radioBwkHzRadio bandwidth in kHz. Examples:
83000 (83 MHz wideband radio) [default value]
23000 (23 MHz narrow band radio)
The SAGE configuration information element IE_SAGE_CFG is optional. It fine-tunes the performance of theSAGE400. If the information element is not sent as part of the message, theSAGE400 is configured to the default values. An example of the SAGE configuration element is set forth below.
Sub-Field NameDescription
infoElementTypeIE_SAGE_CFG = 3
infoElementBody
1pfParmLow Pass Filter Parameter:
Parameter ValueLowPass Filter Value
01
11/2
21/4
31/8
41/16
51/32
61/64
71/128
0xFFuse default
sageCfgFlagsFlags indicate if custom radioGain, AGC (automatic
gain control) config, and/or narrow-band SAGE mode
are requested:
0x01: radioGainControl indicated below (in the
radioGainControl field) is used.
0x02: agcControl indicated below (in the agcControl
field) is used.
0x04: narrow band (20 MHz) SAGE Mode (rather than
wideband, or 100 MHz, which is the default)
Flags correspond to bit settings for this byte, so
0x01 is the right-most bit;
0x02 is the second bit from the right;
0x04 is the third bit from the right.
Any combination of flags may be set. If the
corresponding flag is ‘0’ then the default value for
these fields are used.
radioGainControlThis value is used if the matching bit is set in the
sageCfgFlags.
agcControlThis value is used if the matching bit is set in the
sageCfgFlags. “agc” stands for automatic gain control.
The IE_VENDOR_CFG information element contains vendor specific configuration information. Typically this is a configuration that is specific to the particular radio in use.
Sub-Field NameDescription
infoElementTypeIE_VENDOR_CFG = 13
vendorInfoVendor specific information. Format defined by
Vendor.
The NSI provides a pulse detector configuration element (IE_PD_CFG) which is used to configure the pulse detectors. This element must be used the first time the pulse detectors are configured. It is also used if and when the pulse detectors are reconfigured (which may be infrequent). The optional pulse events test configuration element (IE_PEVT_CFG) are shown in the table below. If this configuration element is not sent, the default values are used for the test.
Sub-Field NameDescription
infoElementTypeIE_PEVT_CFG = 10
maximumNumPevtsMaximum number of Pulse Events in a given PEVT
message
(Default = 30)
pdUsedThese bit flags select which Pulse Detector(s) to use:
0x01:PD 0 used0x02:PD 1 used
0x04:PD 2 used0x08:PD 3 used
Flags can be combined to indicate more than one
pulse detector. For example, 0x0D (binary 0000
1101) indicates the use ofpulse detectors 0, 2, and 3.
A value of 0xF (binary 0000 1111) indicates to use
all detectors (default value).
Configuring the pulse detectors involves selecting which pulse detector(s) to use for a test. It also involves providing parameters which indicate the kind of signal pulse (for example, ranges for signal power, pulse duration, pulse center frequency, etc.) will, in fact, be interpreted as being a pulse. There are a variety of options when dealing with pulse detectors:
Use the existing pulse detector configuration for the service.
Allocate a currently unused detector.
Reconfigure an existing pulse detector.
Release a pulse detector so that other sessions may use it.
Whether configuring a pulse detector before using it for the first time, or reconfiguring the detector, the header field will first be sent with a particular msgType. This will be followed by the pulse detector configuration element, IE_PD_CFG, described in the table below. (Other information elements may be included in the message as well.) Pulse detectors are selected using PD_ID sub-field values from 0 to 3. These do not correspond to physical pulse detectors; rather, they are a logical reference to a pulse detector that is used by that transport connection supporting the sessions.
Field NameDescription
infoElementTypeIE_PD_CFG = 7
pdIDSession Pulse Detector ID. Values of 0 to 3, for
example.
configActionTypeConfiguration Action Type:
1: Allocate and configure the pulse detector for use by
this session.
2: Reconfigure the existing pulse detector
3: Release the pulse detector for others to use. (If value
is ‘3’ then the remaining fields are ignored).
configProfileConfiguration Profile:
0: Use the profile fields below. In other words, use ‘0’
for this field in order to completely determine the
Pulse Detector configuration, using the remaining
parameters in this information element.
Any allowed non-zero value (currently 1 for short
pulses, and 2 for long pulses): Selects one of several
pre-defined configurations, suitable for detecting
pulses from different kinds of sources. In this non-zero
case, the remaining fields below are ignored.
bwMinkHzMinimum pulse bandwidth in kHz.
bwMaxkHzMaximum pulse bandwidth in kHz.
bwHoldkHzBandwidth hold value in kHz.
bwThreshDbmdBm threshold value used to define a pulse.
cfreqMinkHzMinimum value of pulse center frequency. Value is
number of kHz from the start of the radio band.
cfreqMaxkHzMaximum value of pulse center frequency in kHz.
cfreqHoldkHzCenter Frequency Hold value in kHz.
durMinUsecsMinimum Pulse Duration in μseconds.
durMaxUsecsMaximum Pulse Duration in μseconds.
durMaxTermFlagAction to be performed on Duration Max:
0: Terminate Pulse with TERMCODE 0 (max duration
pulse)
1: Discard Pulse (pulse is ignored)
pwrMinDbmsigned dBm value indicating the minimum pulse
power.
pwrMaxDbmsigned dBm value indicating the maximum pulse
power.
pwrHoldDbmunsigned power hold value.
The field bwThreshDbm takes a signed dBm value that helps determine which RF signals will be counted as pulses. A pulse is defined by a series of time-contiguous, and bandwidth continuous “peaks”, or brief spikes, which determine the overall bandwidth of the pulse (thus the reference to “bandwidth threshold”). A “peak floor” is established to determine which spikes of radio energy qualify as a valid “peak”. Energy spikes below this “peak floor” do not qualify, whereas those above the “peak floor” do qualify. The bwThreshDbm parameter determines the “peak floor” based on whether ‘bwThreshDbm’ is positive or negative:
If bwThreshDbm is negative (ex: −65 dBm), then the peak floor is the same as the value of bwThreshDbm.
If bwThreshDbm is positive (ex: 24 dBm), then the peak floor is determined dynamically based on the current noise floor:
peak floor dBm=noise floor dBm+bwThreshDbm.
The noise floor based mechanism (bwThreshDbm is positive) is used almost exclusively because it responds well to changes in the radio spectrum environment.
There may be pre-defined pulse detection configurations, shown in the table below, to detect certain types of signal pulses.
IE_PD_CFG
configProfile
Field ValueProfile NameProfile Description/Notes
1ShortPulse 1Captures short pulse frequency hoppers,
including Bluetooth headsets and many
cordless phones.
2LongPulse 1Captures long pulses output by microwave
ovens and television transmissions (infant
monitors, surveillance cameras, X-10
cameras, etc.).
This following short pulse profile is suitable for detecting short pulse frequency hoppers, such as Bluetooth™ headsets and many cordless phones.
IE_PD_CFGProfile
field namefieldvalueNotes
bwMinkHz
 300Pulse BW from 300 kHz to 4 MHz,
bwMaxkHz 4000with 4.5 MHz hold
bwHoldkHz 4500
bwThreshDbm  24Pulse defined 24 dBm above noise
floor.
cfreqMinkHz 60006 MHz to 94 MHz center frequency,
cfreqMaxkHz94000with 2 MHz hold.
cfreqHoldkHz 2000
durMinUsecs 250Pulse durations from 250 to 2000 μs.
durMaxUsecs 2000
durMaxTermFlag  1Discard the pulse if it is equal to, or
longer than, the maximum duration of
2000 μs.
pwrMinDbm  −85  Pulse power from −85 to 0 dBm, with
pwrMaxDbm  015 dB hold.
pwrHoldDbm  15
The following long pulse profile is suitable for detecting long pulses output by Microwave Ovens and television transmissions (infant monitors, surveillance cameras, X-10 cameras, etc.).
IE_PD_CFGProfile
field namefieldvalueNotes
bwMinkHz
 300Pulse BW from 300 kHz to 20 MHz,
bwMaxkHz20000with 8 MHz hold
bwHoldkHz 8000
bwThreshDbm  24Pulse defined 24 dBm above noise floor.
cfreqMinkHz 60006 MHz to 94 MHz center frequency,
cfreqMaxkHz94000with 8 MHz hold.
cfreqHoldkHz 8000
durMinUsecs 2800Pulse durations from 2800 to 8000 μs
durMaxUsecs 8000
durMaxTermFlag  0Do not discard long pulses
pwrMinDbm  −70  Pulse power from −70 to 0 dBm, with 20
pwrMaxDbm  0dB hold.
pwrHoldDbm  20
Before running a pulse histogram test for the first time, the pulse detectors need to be configured. This is done by first running a pulse event test, described above. A session control message is sent containing a header field with a sessType value of ‘13’. That is followed by the optional information elements, as shown in the table below detailing the optional pulse histogram test configuration element (IE_PHIST_CFG). If it is not sent, the default values (shown in the table) are used.
Sub-Field NameDescription
infoElementTypeIE_PHIST_CFG = 9
forwardTimeoutMsNumber of milliseconds between each Pulse
Histogram message update. The default is 1000
(which yields 1 Pulse Histogram message each
second).
pdUsedThese bit flags select which Pulse Detector(s) to use:
0x01:PD 0 used0x02:PD 1 used
0x04:PD 2 used0x08:PD 3 used
Flags can be combined to indicate more than one
pulse detector. For example, 0x0D (binary 0000
1101) indicates the use ofpulse detectors 0, 2, and
3. A value of 0xF (binary 0000 1111) indicates to
use all detectors (default value).
The spectrum analyzer power vs. frequency test is started by sending a session control message containing a header field with a sessType value of ‘10’; that is followed by the optional information elements, as shown below.
Sub-Field NameDescription
infoElementTypeIE_SAPF_CFG = 6
usecsBetweenSamplesThis value indicates the number of μseconds
between spectrum analyzer power vs. frequency
samples. The default value of 100,000 translates
to 10 samples per second.
transitionalPdUsedIndicates of which PD to use for Transitional
Mode.
0x00: PD0 used0x01: PD1 used
0x02: PD2 used0x03: PD3 used
0xFF: Transitional mode NOT USED (default
value)
If ‘transitionalPdUsed’ is not equal to 0xFF, then
the SAPF sample collection is turned on and off
via the specified Pulse Detector. When the Pulse
Detector is ON (a pulse is in progress), SAPF
samples are collected. When the Pulse Detector
transits to OFF, the samples are stopped. The time
between samples sent to the user is still
determined by ‘usecsBetweenSamples’.
The spectrum analyzer statistics test is started by send a session control message containing a header field with a sessType value of ‘11’. That is followed by the optional information elements, as described below.
Sub-Field NameDescription
infoElementTypeIE_SA_STATS_CFG = 8
usecsBetweenSamplesIndicates the number of μseconds between
spectrum analyzer stats updates. A default value
of 100,000 translates to 10 samples per second.
pwrThreshDbmdBm power threshold value used by “duty cycle”
and “peak count” stats info. The default value is
24 dBm. (The “duty cycle” statistics indicate how
often the signal power is above the threshold
value. The “peak count” statistics will only
count peaks at or above the threshold.)
The field pwrThreshDbm takes a signed dBm value that helps determine the minimum power level for the “duty cycle” and the “peak count.” The pwrThreshDbm parameter determines the “floor”, or minimum energy level for these measurements, based on whether pwrThreshDbm is positive or negative:
If pwrThreshDbm is negative (e.g.,: −65 dBm), then the floor is the same as the value of pwrThreshDbm.
If pwrThreshDbm is positive (e.g.,: 24 dBm), then the floor is determined dynamically based on the current noise floor: power floor dBm=noise floor dBm+pwrThreshDbm. A noise floor based mechanism (pwrThreshDbm is positive) is used almost exclusively because it responds well to changes in the radio spectrum environment.
The spectrum event data test is started by sending a message containing a header field with a sessType value of ‘14’.
The snapshot message test is started by sending a message containing a header field with a sessType value of ‘17’, followed by the optional configuration elements. The optional snapshot message configuration element (IE_SNAP_CFG) follows. If it is not sent, default values are used for the test.
Sub-Field NameDescription
infoElementLenLen = 12
infoElementTypeIE_SNAP_CFG = 12
numberSamplesNumber of samples to capture
snapPdUsedSnapshot Pulse Detector used to trigger the snapshot.
0x00:PD 0 used0x01:PD 1 used
0x02:PD 2 used0x03:PD 3 used
0xEF: Snapshot Use DISABLED
By specifying which pulse detector is used to trigger the snapshot capture, it is possible to control which types of signal pulses are detected to trigger a raw ADC data capture.
The NSI may reply to test start messages to inform the requesting software application of the status of the test, and the ability of the underlying applications to deliver data for the requested tests. It is also possible to stop a test that has been requested. The table below summarizes the session control status messages which may be sent via the NSI.
An example of how the NSI can be used to configure and obtain data from a SAGE pulse detector is shown inFIG. 17. In the diagram, solid lines are for the unified message and the dotted lines indicate the headers, information elements and information messages sent that make up a single message.Step7000 represents a software application sending to the NSI a start message. The message includes a message header with a particular msgType value that indicates it is a start message and a sessType value to indicate that it is a pulse event test. If it is the first message request sent, the start message includes either the IE_Radio_CFG element, or the IE_VENDOR_CFG element. Two IE_PD_CFG elements are sent to configurepulse detector0 to detect short pulses andpulse detector1 to detector long pulses. A pulse event information element IE_PEVT_CFG is also sent to indicate which of the configured pulse detectors to use. The applicable data from the SAGE is generated and made available to the NSI. Instep7010, the NSI replies with a message confirming that the service was started and the status of the service in process. Instep7020, a series of informational messages are sent with data. Each message includes indicates that it is an informational message and includes one or more of the ClassPevt fields which hold the actual data that described the measured properties of pulses that are detected within the configured parameters. Further information messages are sent as shown atstep7030.
Referring toFIGS. 18–26, output an exemplary graphical user interface (GUI) application useful for interfacing spectrum activity and management information to/from a user. The GUI provides a means to monitor, configure and analyze the various components of the spectrum management system. It interacts with other components of the spectrum management system via the NSI referred to above in conjunction withFIG. 16.
The GUI application may be written in Java® and may use sockets over TCP, for example, to communicate with the spectrum activity information associated with a particular radio communication device. The GUI application software loads a PE.ini file at initialization that contains all the configuration related information like hostname and the port number. Once the communication is established the application will spawn and thread which will wait on the port to detect spectrum activity information messages coming from the source device. As information comes through the socket it is processed and displayed to the various components that are detecting these messages. The message dispatcher dispatches the processed messages to appropriate display panels. All the messages coming through the socket will also be stored in a log file located in a directory specified by the user in the PE.ini against the key PE_LOGS. The GUI application is fed by data from the measurement engine and the classification engine (and optionally the spectrum expert or other applications) referred to above in conjunction withFIG. 16.
The GUI consists of several sub-parts:
Fault Management. Provides a means to detect, receive and provide fault information. The fault information describes the cause of the fault.
Configuration Management. Provides a means to configure the spectrum components. A spectrum advisor provides configuration related information and guides the user through the configuration process.
Performance Management. Monitors traffic of a communication protocol, such as an IEEE 802.11 network, and collects statistical information indicative of spectrum utilization and displays them.
Event Management. Provides a means to monitor various spectrum events and display this information in the form of graphs and histograms.
A graphs panel consists of the graphs or plots on the right of the screen and plot type on the left tree view. When the tree view is opened and any plot type is clicked, the corresponding plot will be added and displayed on the right side. Any plot on the right side of the screen can be removed by clicking on the close icon on the plot. As soon as the “Start” button is hit and data is available on the socket the spectrum analyzer plots will be plotted. If the “Stop” button is pressed the plotting action is disabled and the spectrum analyzer plots will no longer be updated with incoming data. The spectrum activity information is displayed on the spectrum analyzer graphs, pulse histograms and pulse plots.
The spectrum analyzer graph inFIG. 18 contains spectrum analyzer power vs. frequency, described above. The spectrum analyzer stats are shown inFIG. 19 and include the spectrum analyzer stats graph, the duty cycle graph, and number of peaks bar chart. This SA stats graph displays statistical data on the frequency spectrum. It is based on spectrum messages, where a single message is built from a specific number of successive FFT cycles. Typically, 40,000 successive FFTs of the RF spectrum, taken over a total time of 1/10 of a second, are used to construct the statistics for a single message. A first line shows the average power over the sampling period (i.e., over the 40,000 FFTs, or 1/10 second). A second line, which can change rapidly from 1/10 of a second to the next, represents the “maximum power per single sampling period.” It shows the maximum power achieved in each of 256 frequency bins, during the 1/10 second sampling period. A third line represents the “absolute maximum power” over all messages received so far. The Duty Cycle graph shows the percentage of the time that, for a given frequency, the power in the RF spectrum is above a specified threshold.
The Number of Peaks chart shows the percentage of time that there are “N” peaks in the RF spectrum. For example, if the “0” bar is hovering around 50%, then 50% of the time there are no peaks at all. If the “1” bar is hovering at around 20%, then 20% of the time there is just 1 peak in the RF spectrum. If the “2” bar hovers at 5%, then 5% of the time SAGE is detecting 2 peaks in the RF spectrum. (The “9” bar is a special case: If the “9” bar is hovering at, say, 3%, then 3% of the time SAGE is seeing 9 or more peaks in the RF spectrum.
FIG. 20 shows exemplary pulse histogram plots for center frequency, bandwidth, pulse duration, pulse gap, pulse power and pulse count. As soon as the “Start” button and histogram data is available on the socket the histograms will be plotted. If the “Stop” button is pressed the plotting action is disabled and the histograms will no longer be updated with incoming data. The following types of plots are available for viewing:
Center Frequency shows the distribution of the central frequencies of the pulses. The graph spans a bandwidth of 100 MHz. The actual central frequency is determined by combining the central frequency shown on the graph with the overall RF center frequency (2.4 GHz). Also, both ends of the graph are typically flat, since the actual bandwidth captured by the radio is 83 MHz.
Bandwidth shows the distribution of the bandwidths of the pulses.
Pulse Duration shows the distribution of the duration of the pulses. For example, a peak at around 200 μsec indicates that many of the pulses persist for about 200 μsec.
Pulse Gap shows the distribution of the gap times. A peak at about 1500 μsec indicates that many of the pulses are separated in time by gaps that are about 1500 μsec long.
Pulse Power indicates the distribution of the power of the pulses.
Pulse Count indicates, on a logarithmic scale, the number of pulse events counted per sample interval. Colors may be used indicate that the number of pulses poses little risk, some risk, or significant risk, for example, to a particular type of communications occurring in the radio frequency band, such as 802.11 communications.
FIGS. 18–20 are examples of how characteristics (e.g., center frequency, power, duty cycle, etc.) of a signal classified by the classification engine may be displayed to a user.
FIG. 21 shows a pulse chart/plot for various pulses detected in the frequency band. When the “Capture” button is selected, the GUI application will capture the pulses and display them on the pulse chart. Each pulse is defined in three dimensions and presents a single dot for each pulse. It is intended to show the time at which each pulse occurred (horizontal axis), the center frequency (vertical axis), and the power (the dot color). A color-coded legend may be used on the left side of the pulse chart. A zooming action can be performed by dragging the mouse on a specified area in the plot below the area to be zoomed, in order to magnify that area.
FIG. 22 shows how an alert may be generated when interference is detected, wherein the alert is displayed in an icon on a GUI bar. A user clicks that icon for more information and gets to the spectrum management console window inFIG. 23. In the spectrum management tab, there may be icons representing signals types that are being detected and classified in the frequency band, as well as textual information identifying those devices. In addition, there may be a sub-window that displays a “capacity rating” for the frequency band, indicating how much capacity in the frequency band is available based on the types of devices and traffic currently in use in the frequency band. The capacity rating may be derived from the “Quality” measurement reported above as a spectrum analyzer statistic, and is a qualitative estimate of the carrying capacity of the entire frequency band.
By clicking on the “Event Log” button on the spectrum management console window inFIG. 23, the event log screen ofFIG. 24 is displayed. The events log displays event information in a tabular format for all the RF events that the SAGE, measurement engine and classification engine have detected. Each event has associated with it fields including an event message, event data and time, event time stamp, event ID and event source ID, similar to the fields of the NSI spectrum event message described above:
The Alert Level, ranging from Low to High to Severe, indicates how much interference the event may cause for 802.11 communications.
The Type of event includes, “Interferer” (for example, a signal that may interfere with IEEE 802.11 communications), “Information” and “Error”.
A specific Message describing the event.
The Date & Time of the event. This is the date and time is filled in by the application (i.e., the Event Log software), based on the computer's internal clock.
A Time Stamp in seconds and microseconds, indicating the time when the event occurred, counting from when testing first began. This data is provided by the measurement engine (from the SAGE).
The ID indicates the device type, and a table below provides a partial list of IDs.
15 Bit Device ID (Bits 4, 3, and
2 shown, with corresponding Decimal1-Bit:
Value [taking blank 1-Bit into account])On/Off
2 (001_)—Microwave Oven1 = On
4 (010_)—GNNetcom Cordless Phone0 = Off
6 (011_)—Bluetooth Headset
8 (100_)—Infant Monitor
For example, a display value of 7 is the same as ([011][1]), meaning a Bluetooth Headset was turned on. 8 ([100][0]) means an Infant Monitor was just turned off. An additional field may be provided to indicate (and display) a measure of match confidence of the classification.
The Source ID identifies the target source. This parameter is only significant when more than one source (Access Point or STA) is feeding data to the application program.
More detailed information is displayed about a particular event by clicking on an event row which will open up a dialog. This dialog contains detailed information about the event in the form of a text area containing a description of the event and a text area containing details of the event. Examples of detailed event dialogs are shown inFIGS. 25 and 26.FIG. 25 illustrates exemplary spectrum event summary information after an action was executed according to a spectrum policy. The detailed event information indicates the action that was automatically taken. By contrast,FIG. 26 shows event information in which an action was not automatically taken, rather a recommendation to the user is made in the detail text box that suggests how a user may avoid interference with another device detected in the frequency band.
In sum, a method is provided for classifying signals occurring in a frequency band, comprising accumulating data pertaining to one or more characteristics of radio frequency energy received in the frequency band over time; comparing the accumulated data against reference data associated with known signals; and classifying one or more signals occurring the frequency band based on the step of comparing. In addition, a system is provided for classifying signals occurring in a frequency band, comprising: at least one spectrum sensor device that receives radio frequency energy in the radio frequency band and outputs data pertaining to one or more characteristics of radio frequency energy; and a processor that accumulates the data output by the spectrum sensor device and compares the accumulated data against reference data to classify the one or more signals in the frequency band.
A processor readable medium is provided that is encoded with instructions that, when executed by a processor, cause the processor to perform steps of: comparing data associated with one or more characteristics of radio frequency energy received in a frequency band against reference data associated with known signals; and classifying one or more signals in the frequency band based on the comparison.
A software system is provided that processes data representing activity in a radio frequency band where signals of multiple types may occur, comprising: a first process for accumulating data associated with activity in the radio frequency band; and a second process that classifies types of signals occurring in the radio frequency band based on data from the first process.
Finally, a device is provided that receives radio frequency energy in a radio frequency band and processes signals representative thereof, comprising: a radio receiver that receives radio frequency energy in a radio frequency band where signals of multiple types may be occurring; a spectrum analyzer that computes power values for radio frequency energy received in at least part of the radio frequency band for a time interval; a signal detector coupled to the spectrum analyzer that detects signal pulses of radio frequency energy that meet one or more characteristics; and a processor coupled to receive output of the spectrum analyzer and the signal detector, wherein the processor is programmed to accumulate data pertaining to signal pulses detected by the signal detector; and compare accumulated data against reference data associated with known signals to classify one or more signals occurring in the frequency band.
The above description is intended by way of example only.

Claims (46)

1. A method for classifying signals occurring in a frequency band, comprising:
a. detecting power spectral information of the radio frequency energy;
b. detecting signal pulses of radio frequency energy in the frequency band from said power spectral information;
c. accumulating data pertaining to detection of said signal pulses in the frequency band over time, wherein said accumulating comprises accumulating data for one or more characteristics selected from the group consisting of: pulse center frequency, pulse bandwidth, pulse duration, time between pulses and number of different active pulses, and wherein the reference data associated with each of a plurality of known signals comprises one or more characteristics selected from the group consisting of: pulse center frequency, pulse bandwidth and pulse duration;
d. comparing the accumulated data against reference data associated with known signals; and
e. classifying one or more signals occurring the frequency band based on the step of comparing.
9. The method ofclaim 1, wherein accumulating data comprises accumulating one or more histograms for the signal pulse, the one or more histograms are selected from the group consisting of: a center frequency histogram that tracks a percentage of time a given center frequency was observed for detected signal pulses, a bandwidth histogram that tracks the percentage of time a given bandwidth was observed for detected signal pulses, a pulse duration histogram that tracks a percentage of time a given duration or durations was observed for detected signal pulses, a time between pulses histogram that tracks a percentage of time that a given time duration or durations was observed between signal pulses and a number of active transmissions histogram that tracks when several different signal pulses simultaneously occur.
19. A system for classifying signals occurring in a frequency band, comprising:
a. at least one spectrum sensor device that receives radio frequency energy in the radio frequency band, where the spectrum sensor device generates power spectral information of the radio frequency energy and comprises a signal detector that detects signal pulses of radio frequency energy in the frequency band from the power spectral information and outputs data pertaining to one or more characteristics of radio frequency energy including data pertaining to said detected signal pulses; and
b. a processor that accumulates the signal pulse data output by the spectrum sensor device comprising one or more characteristics selected from the group of: pulse center frequency, pulse bandwidth, pulse duration histogram and time between pulses, and compares the accumulated signal pulse data with reference data comprising one or more characteristics selected from the group consisting of: pulse center frequency, pulse bandwidth, pulse duration and time between pulses to classify the one or more signals in the frequency band.
45. A device that receives radio frequency energy in a radio frequency band and processes signals representative thereof, comprising:
a. a radio receiver that receives radio frequency energy in a radio frequency band where signals of multiple types may be occurring;
b. a spectrum analyzer that computes power values for radio frequency energy received in at least part of the radio frequency band for a time interval;
c. a signal detector coupled to the spectrum analyzer that detects signal pulses of radio frequency energy that meet one or more characteristics; and
d. a processor coupled to receive output of the spectrum analyzer and the signal detector, wherein the processor is programmed to:
i. accumulate data for each signal pulse detected by the signal detector consisting of: pulse center frequency, pulse bandwidth, pulse duration, time between pulses and number of different active pulses; and
ii. compare accumulated data against reference data associated with known signals to classify one or more signals occurring in the frequency band.
US10/420,3622002-04-222003-04-22System and method for classifying signals occuring in a frequency bandExpired - Fee RelatedUS7116943B2 (en)

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US31943502P2002-07-302002-07-30
US31954202P2002-09-112002-09-11
US10/246,364US6850735B2 (en)2002-04-222002-09-18System and method for signal classiciation of signals in a frequency band
US31971402P2002-11-202002-11-20
US45338503P2003-03-102003-03-10
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