US20160313499A1 - Thermally controlled illumination devices - Google Patents

Abstract

An illumination element such as an optical waveguide for illuminating a surgical field in a patient has a light input section, a light transmitting section, and a light output section. The light input section is optically coupled to a proximal section of the light transmitting section and inputs light into the illumination element. The light transmitting section transmits the light preferably by total internal reflection or by other transmission means. The light output section is adjacent a distal section of the light transmitting section which has a light extraction area from which the light exits with an energy density. The light extraction area comprises a bore extending at least partially inward into a distal end of the light output section. A plurality of optical structures is disposed on an inner wall of the bore. The optical structures are configured to extract light from the light output section and direct the extracted light toward the surgical field.

Description

CROSS-REFERENCE
• The present application is a non-provisional of, and claims the benefit of U.S. Provisional Patent Application No. 62/078,729 (Attorney Docket No. 40556-739.101) filed Nov. 12, 2014; the entire contents of which are incorporated herein by reference.
• The present application is related to U.S. patent application Ser. No. 14/487,645 (Attorney Docket No. 40556-731.201) filed Sep. 16, 2014 which is a non-provisional of, and claims the benefit of U.S. Provisional Patent Application No. 61/878,395 (Attorney Docket No. 40556-731.101) filed Sep. 16, 2013; the entire contents of which are incorporated herein by reference.
BACKGROUND OF THE INVENTION
• 1. Field of the Invention
• The present invention generally relates to medical devices and methods, and more particularly relates to illuminated surgical instruments such as illuminated surgical retractors and handheld instruments such as illuminated suction devices. One of skill in the art will appreciate that these examples are not intended to be limiting and that other illuminated instruments or tools are also contemplated.
• There are various surgical devices in the market that provide illumination to a surgical field. A number of these devices include a light guide which includes either a bundle of optical fibers or a single fiber. In the operating room, modern light sources are used to produce a tremendous amount of illumination intensity. This energy is coupled into these illumination products, which transmit the light over a distance and then the energy is output onto the surgical surface.
• In certain circumstances, these devices can create a thermal danger to the patient, the user, or the equipment being used. When all the optical energy from a fiber bundle is focused on a patient, tissue can dry out, and the heat generated can also result in burns. Surgical drapes have been reported to melt and catch on fire in the operating room. During surgical procedures, blood, other debris, or surgical drapes may obstruct the device and block light output. Obstructing light creates several issues. The first is reduction of illumination on the field, thus minimizing the visual acuity of the task. This obviously can affect the efficiency of the procedure. A more critical issue however is thermal buildup on the section of the illumination device which is obstructed. Since the light cannot exit, it converts to heat as it is blocked. Blood, for example, coagulates at an average temperature of 40° C., so as it coagulates on the surface of the illumination device it will block light output minimizing the amount of light exiting the device. The increased energy density will also further heat up the device. Fiber bundles are often fabricated from glass which may not be affected by this, but adhesives used in the fiber bundle assembly may be damaged from the heat, and when the fiber bundles are fabricated from polymers, the fibers may heat up and melt or exceed the glass transition temperature and deform. Therefore it would be desirable to provide illuminated surgical instruments that are able to control heat generated so as to avoid damaging the illuminated surgical instrument, as well as avoiding harming the patient or operator. In the example of the surgical drape, if the drape is obstructing the illumination element, the energy density on the drape is much higher for several reasons. As mentioned earlier the illumination element heats up if the drape is actually touching the illumination element. Even if the drape is merely very close to the illumination element and there is air space, the energy density of light being absorbed by the drape is so high that it will melt the drape when compared to a drape that is disposed further away from the illumination element and the light is dispersed over a larger area on the drape.
• Therefore, it would be desirable to provide a device that has a low energy density output. Energy density may be controlled by increasing the surface area from which the light is delivered, thereby reducing the heat generated. However, an increase in surface area may increase the overall profile of the surgical device. This may be undesirable because a larger surgical device may occupy too much space in the surgical field, thereby requiring a larger incision which is undesirable. Thus, with ever decreasing surgical incision sizes, it would also be advantageous to provide an illuminated surgical instrument with a low profile so as to avoid obstructing the surgical field.
• At least some of these objectives will be satisfied by the devices and methods disclosed below.
• 2. Description of the Background Art
• Illuminated surgical instruments may include illumination elements such as fiber optics, optical waveguides, or other means for providing the light. Optical waveguides and fiber optics are well known in the art.
SUMMARY OF THE INVENTION
• The present invention generally relates to medical devices and methods, and more particularly relates to medical and surgical instruments that can illuminate a surgical field. Even more particularly, such illuminated surgical and medical instruments are designed to control and manage their thermal properties during use so as to minimize or prevent melting or other damage to the instrument, the surgical field, and harm to the patient or operator.
• In a first aspect of the present invention, an illumination element for illuminating a surgical field in a patient may comprise a light input section, a light transmitting section, and light output section. The light input section is for inputting light into the illumination element, and the light transmitting section transmits light therethrough, preferably by total internal reflection or by other means such as by using coatings on the illumination element. The light input section is optically coupled to a proximal section of the light transmitting section. The light output section is adjacent a distal section of the light transmitting section, and comprises a light extraction area with light exiting the light output section with an energy density. The light extraction area is large enough to maintain the energy density at a level that prevents melting or other damage of the illumination element or burning of the patient or operator, and the light extraction area has a low profile configured to avoid obstructing access to the surgical field and visualization thereof.
• The light output section may be tapered, either flat or conically tapered, and the light output section may comprise an upper surface and a flat planer lower surface. The upper surface may be angled relative to the flat planer lower surface. The upper surface may form an angle of 30 degrees or less relative to the flat planar lower surface. In alternative embodiments, the upper surface or the lower surface may be curved.
• The light input section may have a cross-sectional area, and the extraction area may be at least twice the input cross-sectional area. The light extraction area may be balanced so as to provide uniform light output therefrom. Balancing may be accomplished with light extraction surface features such as lenslets, prisms, stair steps, or other features which help control and direct the extracted light. The light input cross-sectional area may be in a plane that is perpendicular or otherwise transverse to the plane of the light extraction area.
• The illumination element may be an optical waveguide and may further comprise cladding disposed over at least a section of the light input section, light transmitting section, or the output section. The cladding may have an index of refraction in the range from about 1 to about 1.5.
• The illumination element or optical waveguide may further comprise a surgical instrument coupled to the light input section, the light transmitting section, or the light output section. The surgical instrument may comprise a suction tube or a surgical retractor blade. The suction tube or the surgical instrument may comprise interchangeably sized tips.
• The illumination element may comprise an optical waveguide, and light input into the illumination element may be transmitted through the transmitting section by total internal reflection, or by other means for transmission.
• In another aspect of the present invention, a method for illuminating a surgical field in a patient comprises providing an illumination element such as an optical waveguide having a light input section, a light transmitting section, and a light output section, and inputting light from an external source into the illumination element or the optical waveguide via the light input section. The method also comprises transmitting the light through the light transmitting section, and this may be accomplished via total internal reflection or another light transmission means, and extracting the light from the light output section. The method also comprises maintaining energy density of the light extracted from the light output section at a level that prevents melting of the illumination element which may be an optical waveguide or burning of the patient or operator, and illuminating the surgical field with the extracted light.
• The method may comprise advancing the illumination element or optical waveguide toward the surgical field without obstructing the surgical field. Maintaining the energy density may comprise providing the input section with a cross-sectional area, and providing the light output section with a light extraction area, wherein the light extraction area is at least twice the input section cross-sectional area. The cross-sectional area of the input section may be in a plane that is perpendicular or otherwise transverse to the plane in which the light extraction area is disposed.
• The method may further comprise balancing the extracted light so as to provide uniform illumination of the surgical field. This may be accomplished by providing extraction surface features on the illumination element such as lenslets, prisms, or stair steps which help control and direct the extracted light. The method may also comprise providing a suction tube or a surgical instrument coupled to the light input section, the light transmitting section, or the light output section of the illumination element or optical waveguide. The method may further comprise interchanging interchangeable instrument tips with either the suction tube or the surgical instrument.
• In some embodiments, the illumination element comprises an optical waveguide and light is transmitted through the transmitting section via total internal reflection or by other transmission means.
• In another aspect of the present invention, an illumination element for illuminating a surgical field in a patient comprises a light input section for inputting light into the illumination element, a light transmitting section, wherein the inputted light is transmitted through the light transmitting section, and wherein the light input section is optically coupled to a proximal section of the light transmitting section, and a light output section, wherein the light output section is adjacent a distal section of the light transmitting section, and wherein the light output section comprises a bore extending at least partially inward into a distal end of the light output section, and wherein a plurality of optical structures are disposed on an inner wall of the bore, the optical structures configured to extract light from the light output section and direct the extracted light toward the surgical field.
• The bore may extend only partially inward into the light output section, and the bore may be a conically shaped bore. A window may be disposed over the bore and the window may be configured to prevent tissue or blood from entering the bore. Some of the plurality of optical structures may extend completely or only partially around the circumference of the bore.
• The light extracted from the light output section may have an energy density, and wherein the light output section may have an extraction area large enough to maintain the energy density at a level that prevents melting of the illumination element or burning of the patient. The light input section may have a cross-sectional area and the extraction area may be larger than the light input cross-sectional area. In some embodiments, the extraction area may be at least twice as large as the light input area.
• The illumination element may further comprise a layer of cladding disposed thereover and configured to minimize light loss therefrom. The cladding may have an index of refraction in the range from about 1 to about 1.5. The illumination element may further comprise an instrument such as a surgical instrument, a tool, or any other apparatus used to perform a task, and the illumination element may be disposed over the instrument. The instrument may be a suction tube and the illumination element may be a non-fiber optic optical waveguide. A suction control mechanism may be fluidly coupled to the suction tube. Alternatively, the instrument may be a camera, a sensor, or any other tool. The light may be transmitted through the light transmitting section by total internal reflection (TIR). Light is preferably emitted distally from the illumination element in a symmetrical spot on the surgical field. The light may also be a non-symmetrical spot. A handle may be coupled to a proximal portion of the light input section.
• In yet another aspect of the present invention, a method for illuminating a surgical field in a patient comprises providing an illumination element having a light input section, a light transmitting section, and a light output section; inputting light from a light source into the illumination source via the light input section, and transmitting the light transmitting section. The method also comprises extracting the light from the light output section, wherein extracting the light comprises extracting the light from a plurality of optical structures disposed on an inner surface of a conical bore in a distal portion of the illumination element; and illuminating the surgical field with the extracted light.
• Extracting the light may comprise maintaining energy density of the extracted light at a level that prevents melting of the illumination element or burning of the patient. Maintaining the energy density may comprise providing the input section with a cross-sectional area, and providing the light output section with a light extraction area, wherein the light extraction area may be larger than the input section cross-sectional area. The light extraction area may be at least twice the input section cross-sectional area.
• The method may further comprise providing an instrument such as a suction tube, retractor, or a surgical instrument, coupled to the illumination element. The method may also further comprise retracting tissue with the retractor, or removing fluid, tissue or debris from the surgical field with suction delivered by the suction tube. Transmitting the light may comprise transmitting the light through the light transmitting section via total internal reflection.
• These and other embodiments are described in further detail in the following description related to the appended drawing figures.
INCORPORATION BY REFERENCE
• All publications, patents, and patent applications mentioned in this specification are herein incorporated by reference to the same extent as if each individual publication, patent, or patent application was specifically and individually indicated to be incorporated by reference.
BRIEF DESCRIPTION OF THE DRAWINGS
• The novel features of the invention are set forth with particularity in the appended claims. A better understanding of the features and advantages of the present invention will be obtained by reference to the following detailed description that sets forth illustrative embodiments, in which the principles of the invention are utilized, and the accompanying drawings of which:
• FIG. 1 illustrates typical fiber optic cables.
• FIG. 2 illustrates a fiber optic with a tapered tip.
• FIGS. 3A-3D illustrate an exemplary embodiment of an illumination element.
• FIG. 4 illustrates an illumination element with a blunt distal tip.
• FIG. 5 illustrates an illumination element with a tapered tip.
• FIG. 6 illustrates a perspective view of an illumination element with a tapered tip.
• FIG. 7 illustrates increased surface area of a tapered tip relative to a flat horizontal tip.
• FIG. 8 illustrates an illumination element having a conically tapered tip.
• FIG. 9 illustrates still another exemplary embodiment of an illumination element with increased light extraction surface area.
• FIG. 10 illustrates a typical illumination element and a tapered tip illumination element disposed over a suction tube.
• FIGS. 11A-11B illustrate other surgical instruments and tips.
• FIG. 12 illustrates still other surgical instruments and tips.
• FIGS. 13A-13D illustrate various embodiments of a surgical instrument with various tips.
• FIGS. 14A-14C illustrate other embodiments of a surgical instrument with various tips.
• FIG. 15 illustrates the relationship between temperature and surface area in an illumination element.
• FIG. 16 illustrates the relationship between surface area and taper angle.
• FIGS. 17A-17B illustrate the relationship between a conical taper angle and the surface area.
• FIGS. 18A-18B illustrate how stair steps create additional surface area relative to a tapered surface.
• FIGS. 19A-19C illustrate perspective views and a partial cross-section of another exemplary embodiment of an illuminated instrument.
• FIGS. 20A-20C illustrate perspective views and a partial cross-section of yet another exemplary embodiment of an illuminated instrument.
• FIGS. 21A-21D illustrate perspective and cross-sectional views of an alternative exemplary embodiment of an illumination element.
• FIGS. 22A-22D illustrate perspective and cross-sectional views of an exemplary embodiment of an illumination element.
• FIG. 23A shows a perspective view of an exemplary waveguide with optical surface features.
• FIG. 23B shows a side view ofFIG. 23A.
• FIG. 24 illustrates an exemplary illumination spot provided by the waveguide inFIGS. 23A-23B.
• FIG. 25A shows a side view of an exemplary waveguide with optical surface features.
• FIG. 25B shows a perspective view of the waveguide inFIG. 25A.
• FIG. 26 illustrates an exemplary illumination spot provided by the waveguide inFIGS. 25A-25B.
• FIG. 27A shows a perspective view of an exemplary waveguide with optical surface features.
• FIG. 27B shows a side view of the waveguide inFIG. 27A.
• FIG. 28 shows an exemplary illumination spot provided by the waveguide inFIGS. 27A-27B.
• FIG. 29A shows a perspective view of an exemplary waveguide with optical features.
• FIG. 29B shows a side view of the waveguide inFIG. 29A.
• FIG. 30 shows an exemplary illumination spot provided by the waveguide inFIGS. 29A-29B.
• FIGS. 31-32 illustrate exemplary embodiments of surface features on the outer surface or inner surface of a waveguide.
• FIGS. 33A-33H show another exemplary embodiment of an illuminated suction device.
• FIGS. 34A-34B illustrate exemplary embodiments of optical surface features on a waveguide.
• FIG. 35 illustrates an illumination element coupled with an instrument.
DETAILED DESCRIPTION OF THE INVENTION
• Specific embodiments of the disclosed device and method will now be described with reference to the drawings. Nothing in this detailed description is intended to imply that any particular component, feature, or step is essential to the invention.
• FIG. 1 illustrates typicalfiber optic cables10 which are often constructed with abarrel type connector12 and have distal tips which are circular and flat14. The reason they are cut flat is because when they are assembled, they are cut and polished. The angle of the distal tip of the fiber bundle dictates how much light will come out of the fiber and at what angle the light exits the fiber based on the material of the fiber and any air interface, a typical angle is approximately 6 degrees. The angle may be greater than 6 degrees, but efficiency starts to drop.
• Fiber optic cables are often connected to external light sources, such as a 300 Watt xenon light source, which exhibits high power output. When the tip of the fiber is absolutely clean or unobstructed, the temperature of the tip remains at safe levels, however when the tip of the fiber optic cable is obstructed with absorbing media such as debris, blood or fluids or even blocked by a surgical drape or a patient's skin, the illumination energy density quickly converts to heat and the tip heats up. The temperature can rise to over 150° C. This temperature is high enough to cause a burn on a patient or the operator, or melt a surgical drape or even result in a fire. Since blood coagulates at a much lower temperature, it will “bake” on the tip greatly reducing the output. This causes less visibility to the surgical procedure for the surgeon thus potentially creating risk. As previously mentioned even if the illuminator is not blocked and there is an air gap, absorption by a drape or skin can still cause damage.
• Another issue that the increased temperature can cause is damage to the illuminator. The increased temperature is unlikely to damage glass fibers, but it may melt plastic fibers. Also, any adhesives or polymer components used in the adjacent area may also melt or be damaged by the heat, regardless of whether the illuminator is glass or plastic.
• Therefore, it would be desirable to provide illuminated instruments and devices that are better at controlling heat in order to avoid damage to the device or harming the patient or the operator. Such a device preferably maintains the power output while minimizing energy density. One solution is to increase the light output or extraction area. Energy density may be minimized by increasing the extraction area. However, an increase in extraction area can increase the instrument profile which can obstruct the surgical field. Therefore, the energy density is preferably minimized by increasing extraction area, while maintaining a low profile on the device, while at the same time taking into account the thermal conductivity of the device as well as its melting characteristics.
• To address this, one has to create a large output area that minimizes the thermal/energy density across that surface without compromising practicality of the device in surgical applications where it may be too obtrusive.FIG. 15 illustrates the relationship between peak device temperature and surface area in one particular embodiment of an illumination element (also referred to herein as an illuminator). Clearly, temperature decreases with increasing surface area, assuming there is a uniform light output. In particular, there is a significant decrease in temperature for a doubling of the surface area. This graph was generated with a cyclo olefin polymer (COP) waveguide with the surface covered by a 1W thermal load. In another embodiment, with a large area for delivery of light, if 80% of the light is extracted from only 10% of the device area, this theory may not apply.
• FIG. 2 illustrates afiber bundle26 having a plurality of flat tapered surfaces disposed around the circumference of the distal taperedregion22 so that the output end of thefiber bundle20 has a larger output surface area than if the light simply exited the distal-most face of the fiber bundle. This spreads the output over a larger area, thereby keeping energy density lower and preventing overheating. However, this embodiment may not be ideal since the large profile of thebundle20 may be too obstructive in a surgical field. This embodiment may be fabricated by polishing an outer surface of each fiber on the outer circumference of the bundle. Each outer surface may be polished into a flat planar region. The fibers in the center of the bundle may retain their preferably round configuration.
• In order to provide an illumination element such as an optical waveguide that controls heat and provides a suitable profile, the present inventors disclose herein several exemplary embodiments of optical waveguides. Preferably, they may be fabricated using any suitable optical material, such as acrylic, polycarbonate, cyclo olefin polymer (COP), cyclo olefin copolymer (COC), or other materials used in the art. Still other embodiments may be fabricated from a silicone material that allows a malleable and flexible illumination element to be produced, and that can conform to the shape of the instrument to which it is paired. In some embodiments, the malleable illumination element may be pulled over the instrument like a glove, or the malleable illumination element may be disposed and pressed into a channel sized to receive the illumination element, the channel being disposed along the instrument. The optical waveguide is preferably coupled to the end of a fiber optic bundle (either releasably attached, fixedly attached (e.g. by bonding), or otherwise coupled thereto). Light is introduced into the optical waveguide from the fiber optic bundle and the light is then preferably transmitted along the waveguide by total internal reflection or by other light transmission principles (e.g. coatings), and the light is then extracted and delivered from a large area of the optical waveguide. The optical waveguide is preferably not a fiber optic. The optical waveguide may be a single unitary component that is preferably injection molded from a homogenous material. The optical waveguide preferably minimizes profile, reduces energy density and extracts light uniformly across the surface of the waveguide.
• To achieve these goals, the extraction area is preferably at least twice the cross-sectional area of the input source for a non-tapered extraction area. The light input section of the illumination element such as an optical waveguide typically matches the cross-sectional area of the input source, therefore, the ratio of the extraction area to the cross-sectional area of the light input section is similarly at least 2:1. Thus, for example, if the input source is a 4 mm diameter cable, the input area is approximately 12.5 mm²and thus the extraction area is preferably at least 25 mm². The exemplary embodiment seen inFIGS. 3A-3D illustrate an illumination element such as an optical waveguide having aninput138 cross-sectional area that is at least two times smaller than the light extraction area127-131. Additionally, the light extraction surface is parallel to the rear surface of the waveguide. The rear surface is substantially flat and planar. Additionally, the cross-sectional thickness of the input is larger than the thickness of the extraction area in order to ensure that profile at the extraction area remains low. Light output from the extraction area is also balanced. The surface features can vary dimensionally from the proximal part of the extraction zone to the distal part of the extraction zone so that light output does not vary across the surface and is uniformly delivered to the surgical field. For example each surface feature may include a stair step structure having a step face and a ramp face. An angle is disposed therebetween. The length of the step face or the ramp face may change (e.g. increase or decrease) between various stair steps in order to provide uniform illumination. Thus, the angle between the step face and ramp face may change (e.g. increase or decrease) between different stair steps in the extraction area. Additional details on the optical waveguide inFIG. 3 are disclosed in U.S. Pat. No. 8,088,066; the entire contents of which are incorporated herein by reference.
• FIG. 4 illustrates a typical illumination element such aswaveguide42 having a bluntdistal end46 that is orthogonal to the longitudinal axis of thewaveguide42.Light44 travels through the waveguide and exits thedistal end46. Thus, the energy density is distributed over the surface area of thedistal end46. Other waveguides may have surface features such as microstructures on an outer surface to extract light laterally from the waveguide, as seen inFIG. 3. This allows the energy density to be distributed over a larger surface area. Using a tapered surface as seen inFIG. 5 allows an even larger surface area to created for light delivery, thereby further decreasing energy density. InFIG. 5, the illumination element is awaveguide52 including a taperedtip54 from which the light56 is delivered. The tapered surface creates a larger surface area than that provided by a flat horizontal planar surface.FIG. 6 illustrates a perspective view of the tapereddistal tip64 ofwaveguide62 with a flat and oval shaped66 surface area for delivering the light. The ratios of input cross-sectional area and output cross-sectional area may be applied to any of the embodiments of illumination elements disclosed herein.
• FIGS. 18A-18B illustrate how the surface area of a tapered surface may further be increased.FIG. 18A illustrates the surface area for light extraction in a simple tapered illumination element such as a waveguide. InFIG. 18B, the surface area for light extraction has been increased by adding stair stepped facets on the ramp, thereby adding additional surface area. The angle Θ is still preferably a maximum of 30 degrees in order to have at least a doubling of the area relative to the input cross-sectional area.
• FIG. 16 illustrates the relationship between light output surface area and the taper angle. The angle inFIG. 16 is graphed as 90-Θ, where Θ is measured between the tapered surface and the flat planar back surface.FIG. 16 clearly shows that surface area increases with taper angle.FIG. 7 illustrates why a tapered surface provides a larger surface area compared to a flat planer horizontal surface. A flat planar illumination element such as a waveguide tip is defined by a-b-c-d, and light exits either surface a or surface b. Clearly surface b has a larger surface area than surface a. However, if a tapered tip is formed on the waveguide defined by c-d-h thereby forming a beveled tip, then the surface h becomes the extraction area, and has a length that can be calculated using basic trigonometry. Thus,
• 
  h=c/sine Θ, or
• 
  h=d/cosine Θ
• Since d=b, it is clear that h is longer than b when Θ is greater than zero degrees, thus the tapered tip provides a larger area for light extraction and delivery. Therefore the energy density is lower with a tapered tip relative to a flat planar vertical tip such as when light exits the distal-most face of a fiber. Similar calculations can be used to determine that the taper angle must be a maximum of 30 degrees (relative to the horizontal surface b or d) in order to create a surface that has a surface area at least twice that of the input surface area. The smaller the angle Θ, the more gradual the ramp angle, therefore the longer the beveled tip will be, increasing length and the corresponding extraction area.
• FIG. 17A illustrates basic cone geometry, the cone having a base with radius r, a height h, and an outer surface s. Angle theta is defined between s and r.FIG. 17B illustrates the relationship between surface area and the angle Θ in the cone. Again, changing a conical taper changes the angle Θ which can have a significant impact on surface area. The conical taper may extend entirely around the circumference of the cone, or the taper may only be on a portion of the cone. The taper may be symmetrical or non-symmetrical. The taper may be on one or more portions of the cone. Taper angles may be the same or different if more than one tapered portion exists. For example, a top portion of the cone may be tapered at one angle, and a bottom portion of the cone may be tapered at another angle. In an alternative embodiment, a top portion of the cone may have a taper angle and the bottom portion of the cone may be missing altogether.
• FIG. 8 illustrates another means for reducing profile and creating a larger light extraction area by forming aconical taper82aon the distal section of the illumination element, here awaveguide82b.The cone may partially or completely surround the surgical instrument. Exemplary use of this includes an illuminated suction device that is completely formed from waveguide material. A central hollow bore (not illustrated) in the waveguide serves as a suction channel and allows suction to be applied without requiring a separate suction tube.
• FIG. 9 shows another embodiment of an illuminated surgical instrument having an increased light extraction surface area for controlling heat in the device. An illumination element such as anoptical waveguide92 is coupled to asuction tube98. Thewaveguide92 has a tapered region that tapers intodifferent planes94, thereby forming multiple stair steps or terraces. The planes may be the same or different. This design allows a long taper on the top and a shorter taper on the sides to create a more tailored light extraction mechanism. This creates the desired larger surface area for light extraction, as well as helps to keep the profile minimized. Surface features such as microstructures may be disposed on the tapered region to help extract and direct light from the optical waveguide. The surface features may be flat such as prisms, or other planar facet features, or the surface features may be radiused to further control the light being extracted from the waveguide. The surface features may be uniform or they may be each unique in order to extract and deliver the light as required by the application. Any combination of surface features may be used, such as lenslets96 on the distal-most tip of the waveguide. The lenslets may overlap with one another so that light projected therefrom onto the surgical field also overlaps thereby providing more uniform illumination of the surgical field. This embodiment with a suction tube is not intended to be limiting and one of skill in the art appreciates that an illumination element may be coupled to any number of other surgical handheld instruments. Therefore, in still other embodiments, an illumination element may be coupled to any number of other handheld surgical instruments such as retractors, probes, electrosurgery instruments, a camera or other sensor instruments, etc.FIG. 35 illustrates anillumination element3502 which may be any of the illumination elements described herein coupled to anyother instrument3504 which may be any of the other instruments described herein such as those described above inFIG. 9, or any other instrument.
• FIG. 10 illustrates a comparison between a typical illuminated suction instrument and one with a tapered multi-plane tip such as previously discussed inFIG. 9. Thesuction tube1002 has a typical illumination element such as awaveguide1004 disposed thereover and has lenslets1006 on the distal tip of the waveguide. This view is transposed over the tapered tip waveguide having tapers intomultiple planes1008 and lenslets1010 on the distal tip. It is clear that the improved waveguide has greater surface area and lower profile than the typical waveguide. Therefore, the improved waveguide will have lower energy density and control heat more effectively, and will not obstruct the surgical field as much as the typical illumination element or waveguide. Optical cladding may be disposed between the waveguide and the suction tube in order to prevent light loss from the waveguide. The index of refraction of the optical cladding is preferably in the range from 1 to 1.5. For example, cladding may be a layer of air over the waveguide (index of refraction1), or various other polymers such as FEP heat shrink (fluorinated ethylene propylene) may be used. Other cladding materials may also be used. The thickness of the cladding is dependent on the material. For example, for some cladding, a cladding thickness of about 5 μm will result in only about 1% light loss, while thinner cladding coatings of 100 nm can result in up to 90% loss. The embodiment inFIG. 10 illustrates a suction tube combined with an illumination element such as an optical waveguide, however one of skill in the art will appreciate that the surgical instrument may be any other surgical instrument including a retractor blade, or other instruments described elsewhere in this specification. Cladding may be used in any of the embodiments disclosed in this specification.
• In alternative embodiments, the illumination element may be a waveguide that may be a stand-alone device without coupling the waveguide to a surgical instrument. Thus, the waveguide may be used solely for illuminating the surgical field, or other work space. In still other embodiments, the illuminated suction device illustrated inFIGS. 9 and 10 may have a removable suction tube, thus the device may be used solely to illuminate, or the device may be used with the suction tube as an illuminated suction tube. Various diameters of suction tube may be provided in order to allow different fringe size suction. In still other embodiments, the illumination element may be coupled to any number of other surgical instruments including but not limited to those disclosed in this specification.
• As previously discussed above, the optical waveguide may be used alone, or may be coupled to any surgical instrument to illuminate the surgical field during use of the instrument. Retractor blades and suction tubes are included in the preferred embodiments. Other surgical instruments which may be coupled to an illumination element such as an optical waveguide include but are not limited to such as probes, sensors, imaging elements such as video or other cameras, electrosurgical instruments, navigation instruments, neuro-monitoring instruments, etc. Other surgical instruments includenerve root retractors1102 as seen inFIGS. 11A-11B havingremovable tips1104, or coupled to a nerve root retractor coupled to ahandle1202 inFIG. 12 which clearly shows the profile issues as well as thermal hazard created because all of the light is extracted from the small tip.
• FIGS. 13A-13D illustrate other instruments that may be used with an illumination element like the optical waveguides described herein, such as ball tip probes having an upwardly bendingtip1302ainFIG. 13A, arightwardly bending tip1302binFIG. 13B, astraight tip1302cinFIG. 13C, and leftward bendingtip1302dinFIG. 13D. Also curettes seen inFIGS. 14A-14C may also be used with any of the illumination elements or optical waveguides described herein.FIG. 14A illustrates a straight tipped1402acurette,FIG. 14B illustrates anangled tip1402bcurette, andFIG. 14C illustrates a reversed angle tip1402 curette. In any of these surgical instruments, the illumination element or optical waveguide may be coupled to the entire surgical instrument, or simply the working end or tip of the surgical instrument may be coupled to the illumination element or optical waveguide.
• FIGS. 19A-19C illustrate still another exemplary embodiment of an illuminated instrument. InFIG. 19A an illuminatedsurgical instrument1900 is an illuminated suction device having asuction tube1906, anillumination element1904, andouter cladding1902. Thesuction tube1906 may be any of the suction tubes disclosed herein, and preferably is a metallic or polymeric cylindrical tube with a lumen extending from a proximal end of the suction tube to the distal end of the suction tube. The distal portion of the suction tube is preferably an elongate and linear section, and similarly the proximal portion of the suction tube is also an elongate linear section. A curved or angled region couples the elongate proximal and distal sections such that the distal section forms an angle theta therebetween. The angle theta when measured between the plane in which the proximal portion of the suction tube lies and relative to an upper surface of the plane in which the distal portion of the suction tube lies is preferably an acute angle, but may be any angle based on the anatomy being treated. The proximal end of the suction tube may include an adapter (not shown) such as a barbed fitting or other fluid adapter that allows the proximal end of the suction tube to be fluidly coupled with a source of vacuum. Preferably one end of a flexible polymer suction tube is coupled to the proximal end of the suction tube (not shown) and the opposite end of the flexible polymer suction tube is fluidly coupled to the vacuum source. Anengagement element1910 such as a snap fit, quick release, or other mechanism may be disposed on the proximal portion of the suction tube or theillumination element1904 so that the suction tube and illumination element assembly may be fixedly or releasably coupled with a handle (not shown).
• Anillumination element1904 is disposed over thesuction tube1906. Preferably, theillumination element1904 is concentric with thesuction tube1906, although this is not required and the illumination element may also be non-concentric (or offset) from the suction tube. The illumination element may take the form of any of the previous illumination elements but in preferred embodiments is a non-fiber optic optical waveguide. The waveguide may be fabricated by injection molding of a polymer thereby forming a homogenous, single piece illumination element. Preferred polymers include those disclosed in this specification, including cyclo olefin polymer (COP), cyclo olefin copolymer (COC), polycarbonates, acrylics, malleable and flexible silicones, as well as other optical materials known in the art. The distal portion of the illumination element is preferably offset from the distal end of the suction tube such that the suction tube contacts tissue or fluid in the surgical field without the distal portion of the illumination element contacting the tissue or fluid. Additionally, the distal portion of the illumination element is preferably anopen bore1908 that extends partially inward into the illumination element. In preferred embodiments, theopen bore1908 is cone shaped1904 with the larger diameter of the cone closest to the distal end of the illumination element, and the apex of the cone proximally oriented. The cone shape increases the light extraction surface area as previously discussed, thereby facilitating control of heat. Also, since the light extraction surfaces are internally positioned, they are protected from damage caused by adjacent surgical instruments, as well as helping to minimize light loss caused by contact with tissue, blood or other materials, as will be discussed further below. The proximal portion of the illumination element may include a coupling element such as a standard optical coupling element (e.g. ACMI coupling) to optically coupling the illumination element with a light source, such as with a fiber optic cable.
• The proximal portion of thesuction tube1906 may remain free of the illumination element. Acladding1902 may then be disposed over the outer surface of the illumination element. The cladding is selected to have desired optical properties, such as a low index of refraction to help minimize light loss from the illumination element. Exemplary claddings include fluorinate ethylene propylene (FEP) polymer. Other coatings or claddings may be used to minimize light loss from the illumination element. The cladding preferably extends along the entire outer surface of the illumination element. An inner cladding may be disposed between the inner surface of the illumination element and an outer surface of the suction tube to prevent light loss where the two contact one another. An air gap may serve as the cladding to prevent contact between the suction tube and the illumination element. Other coatings or cladding may also be used to provide desired optical or protective properties to the illumination element or adjacent instrument. In some embodiments, a coating or cladding may be selectively applied to either the illumination element or the adjacent instrument so that desired optical or protective properties are selectively disposed on either component. The selective coating or cladding may be applied by masking various regions or by using any other technique known in the art may be used to apply the selective coating or cladding to the desired locations. Thus, the illumination element or the instrument may have a continuous or discontinuous coating or cladding disposed thereon.
• FIG. 19B highlights theconical bore1904 which also has surface features on the inner surface of theconical bore1904 for extracting and controlling the light that passes through the surface features. The surface features may include lenses, prisms, or any other desired shapes to provide the desired optical properties of the illumination element. Preferably, a plurality of stair steps is formed into the conical bore, each stair step having a riser surface and a step surface. The riser surface preferably is angled to maintain light in the illumination element by total internal reflection, and the step surface is preferably angled to extract light from the illumination element and shape the light and direct the light to a desired portion of the surgical field. The stair steps preferably are formed at least partially circumferentially around the bore, or the stair steps may be formed all the way around the circumference of the bore. As previously discussed, an angle is formed between the riser and the step surface, and this angle may be varied in order to control the light exiting the illumination element, or the angle may be constant. In preferred embodiments, the angle changes from stair step to stair step along the bore. In other preferred embodiments, the riser surface may be a flat planer horizontal surface and the step surface may be a flat planer vertical surface. Any number of stair steps may be used, but preferably there are 1-10 stair steps, more preferably 3-8 stair steps, and more preferably 5-7 stair steps. The bore does not necessary extend all the way through the illumination element. It may be a blind hole. Additional details about the stair steps have been previously disclosed and may apply to this embodiment as well. Thus, the light controlling structures may be on the outer surface of the illumination element, or on the inner surface, or on both surfaces. Using the conical bore on the inner surface of the illumination element is advantageous because it provides a greater cross-section from which the light may exit, thereby controlling heat as previously described with respect to surface features on the outer surface. Also, the surface features may be adjusted to control divergence of the light. Also, since the surface features are on the inner surface of the illumination element, it is less likely that they will be damaged by adjacent surgical instruments, and they are less likely to be masked or otherwise covered by blood or other fluids or tissues during use, thereby further avoiding unwanted heating. And since the surface from which the light exits is on the inside of the illumination element, there is also less likely contact between tissue in the surgical field and the illumination element, therefore there is less chance of causing thermal damage to the tissue. Any of the features described in this embodiment may be combined with or substituted for features from other embodiments disclosed in this specification. And similarly, any of the features described in other embodiments may be combined with or substituted from features from this embodiment.
• FIGS. 20A-20C illustrate an alternative embodiment of anilluminated instrument2000 that is substantially similar to the embodiment inFIGS. 19A-19C with the major difference being a cover orprotective window2012 disposed over the distal end of theillumination element1906 to seal thebore1904 from tissue, fluid or other debris in the surgical field. The protective window prevents the optical structures on the inner surface of the conical bore from being obstructed by blood or tissue thereby preventing unwanted local heating. Additionally, the protective window may include a filter or polarizer which further allows the light illuminating the surgical field to have desired optical properties. Other aspects of the illuminatedsurgical instrument2000 are generally the same as the embodiment inFIGS. 19A-19C.FIG. 20A shows a perspective view of the illuminatedinstrument2000, whileFIG. 20B highlights the distal portion of theinstrument2000, andFIG. 20C shows a partial cross-section of theinstrument2000 which clearly shows the window and the optical structures. In the embodiments ofFIGS. 19A-19C and 20A-20C, the instrument is a suction tube, but one of skill in the art will appreciate that the instrument may be any instrument such as a surgical instrument, a tool, a camera, a sensor, or any other instrument.
• FIGS. 21A-21D illustrate perspective and cross-sectional views of an alternative exemplary embodiment of an illumination element.FIG. 21A illustrates a perspective view of anillumination element2100 that may be used instead of any of the illumination elements disclosed herein. This exemplary embodiment is similar to the embodiments inFIGS. 19A-19C and 20A-20C with the major difference being the internal conical bore has surface features which extend partially and completely around the circumference of the bore. The illumination element includescladding2102 which is generally the same as the cladding previously described above (e.g. cladding1902) is disposed over an outer surface ofillumination element2104 which includesconical bore2106.Optical structures2108 are disposed on the inner surface ofconical bore2106. The structure may be stair steps having a riser surface and a step surface that generally take the same form as those previously described above (e.g. inFIGS. 19A-19C or 20A-20C). Yet in this embodiment, some of the stair steps extend around the entire circumference of the bore while other stair steps only extend partially around the circumference of the bore. Those that extend fully around the circumference may be disposed distally, and those that extend partially around the circumference may be more proximally located. The circumferential distance that the stair steps extend around the circumference decreases in the proximal direction. Thus a first stair step which is proximal to a second stair step, extends less around the circumference than the second stair step. The result is that one side of the conical bore has more surface features than an opposite side. This allows light to be extracted preferentially from one side of the illumination element and directed toward one side of the surgical field, unlike in previous embodiments where the stair steps extend entirely around the conical bore and the light is directed uniformly in a beam toward the surgical field.FIG. 21B illustrates a partial cross-section ofFIG. 21A highlighting the optical structures on the inner surface of the conical bore.FIG. 21C illustrates the embodiment ofFIG. 21A with thecladding2102 removed, and similarlyFIG. 21D is the same view asFIG. 21B but with thecladding2102 removed.
• FIGS. 22A-22D illustrate still another exemplary embodiment of anilluminated instrument2200 without the instrument. It includesillumination element2203,cladding2202,conical bore2206 withoptical structure2204 and cover orwindow2208. Aspects of theillumination element2203,cladding2202,conical bore2206 andoptical structures2204 are generally the same as those described previously such as inFIGS. 21A-21D. The major difference being that this embodiment includescover2208 to protect the optical structures as previously described above with respect toFIGS. 20A-20C. Thecover2208 includes an aperture in its center and this aperture is sized so that the instrument (e.g. a surgical instrument such as a suction tube) may fit through the aperture. Other aspects of the illuminated instrument are generally the same as previously described.FIG. 22A illustrates a perspective view andFIG. 22B illustrates a cross-section.FIGS. 22C and 22D illustrate similar views of the embodiment but with the cladding removed for convenience.
• FIGS. 33A-33H show yet another exemplary embodiment of an illuminated instrument, here an illuminated handheld suction device.FIG. 33A shows a perspective view of anilluminated suction device3300 which includes ahandle3308 at the proximal end of the device and awaveguide3306 andsuction tube3302 withouter cover3322 extending distally from thehandle3308. Thewaveguide3306 is disposed over thesuction tube3302 and illuminates the surgical field distal to the suction tube. The tip of the waveguide preferably does not extend all the way to the distal end of the suction tube. Thedistal end3304 of the waveguide may have any of the surface features described herein. In this embodiment, an inner conical bore extends partially into the waveguide to increase the output surface area, and stair step surface features may be disposed circumferentially along the conical bore. The stair steps may extend partially or completely around the circumference of the conical bore. Thehandle3308 is preferably symmetrical so that left-handed or right-handed physician may comfortably use the device. Asuction control hole3310 may be disposed in the handle and is in fluid communication with the suction tube. The hole may be a round hole and the physician or operator may press a finger or thumb over the hole to coarsely adjust suction being applied to the surgical field.FIG. 33B shows an alternative embodiment of asuction control hole3310awhere the hole is either a tapered slot or tear drop shaped and this allows the physician to finely adjust suction by covering all or portion of the suction hole which is fluidly connected to the suction tube. Optionally, an insert may be disposed in the round suction hole to convert it into the tapered slot/tear drop suction hole, or an insert may be disposed in the tapered slot/tear drop suction hole to convert it into a round suction hole. The proximal end of the handle includes an optical connector (e.g. an ACMI connector) and a fluid connector (e.g. a barbed connector). The optical connector allows the waveguide to be optically coupled to a light source and the barbed fitting allows suction tubing to be coupled to the suction tube so that vacuum may be applied. The elongate portion of the suction tube and waveguide may be straight and angled relative to the shorter section of the waveguide and suction tube coupled to the handle.
• FIG. 33C shows an exploded view of the illuminatedsuction device3300 seen inFIG. 33A. The suction tube may formed from any material but is preferably metal. The suction tube may also be used to deliver electrical energy to the target tissue during surgery or it may have discrete electrodes disposed on the suction tube for delivering the electrical energy. One or more spacers3318 (here three spacers) may be disposed over the suction tube such as distally, proximally and centrally in between the proximal and distal spacers. The spacers prevent adjacent components such as the waveguide from directly contacting the suction tube thereby helping to minimize light loss at the points of contact. An exemplary spacer is a tube of FEP heat shrink material (fluorinated ethylene propylene) preferably having an index of refraction lower than the index of refraction of the waveguide. Preferred embodiments of the waveguide are formed from cyclo olefin polymer or cyclo olefin copolymer, and thewaveguide3306 is molded in twohalves3306a,3306bthat may be clamped together over the suction tube to form a closed tube. Anouter cover3322 may then be disposed over the waveguide halves to secure them to one another. Here, the outer cover is formed from FEP heat shrink which again preferably has an index of refraction lower than the waveguide material in order to minimize light loss from waveguide. The innerconical bore3304 having stair steps is also formed by joining the two halves of the waveguide together.
• Thehandle3308 includes atop half3308aand abottom half3308bthat may be clamped together and snapped together, welded together or boned together to secure the waveguide and suction tube to the handle. Alight input stem3324 is also optically coupled to the proximal portion of thewaveguide3306. Anair gap3320 or index matching material may be disposed between the two ends in order to efficiently transfer light therebetween. The proximal end of the input stem and the proximal end of the suction tube are coupled to theoptical connector3312 and thebarbed fitting3314 so that light and vacuum may be connected to the device. Aplate3316 holds both the barbed fitting and the optical connector in position and to the handle. This embodiment includes the round coarse adjustment vacuum hold3310 but this may be substituted with any other vacuum control hole disclosed herein.
• FIG. 33D shows the illuminatedsuction device3300 with the top portion of the handle removed. The distal portion of the suction tube may be bendable in order to allow a physician to conform the suction tube to the native anatomy.
• FIG. 33E illustrates the illuminatedsuction device3300 with thehandle3308 and theouter cover3322 removed and highlights the suction tube, the waveguide, input stem and connectors.
• FIG. 33E illustrates the proximal portion of the illuminatedsuction device3300 with the top handle cover removed. The proximal portion of the suction tube is bent into an S-shaped curve in order to smoothly transition from the elongate straight section of the suction tube to the barbed connector. Similarly, the input stem is also formed into an S-shaped curve in order to join the waveguide to the optical connector. Ribs in the handle provide stiffness and rigidity to the handle and also form recesses or channels for receiving the suction tube or the input stem.
• FIG. 33G shows and end view of proximal portion of the illuminatedsuction device3300.Ribs3330 disposed around the circumference of theoptical connector3312 minimize direct contact between theinput stem3324 and theconnector3312. The ribs provide standoffs that form result in anair gap3332 between the input stem and the connector. The air gap helps minimize light loss from the input stem.
• FIG. 33H shows a cross-section of the illuminatedsuction device3300 and highlights theair gap3336 between thewaveguide3306 and thesuction tube3302 that is due to the FEP layers3318. The FEP and air gap help minimize light loss from the waveguide. Also the tapered conical inner bore with optical surface features is also seen at the distal end of the waveguide. As previously discussed, the tapered bore provides increased surface area which helps control energy density and heat.
• In this exemplary embodiment, the illuminated instrument is an illuminated suction device. However, this is not intended to be limiting. The instrument may be any other instrument such as other instruments, tools, or even cameras, sensors, surgical instruments, laparoscopic instruments such as a grasper or clip applier, etc. The suction device or the instrument maybe malleable so that a physician can bend the instrument to conform to the native anatomy. Similarly, the waveguide may also be malleable along a portion, or along the entire length of the waveguide so that it may be bent or formed independently or in conjunction with the suction tube or other instrument to conform to the native anatomy. Preferably white light is delivered by the waveguide, but in other embodiments other wavelengths may be delivered. For example other wavelengths of visible or near infrared light may be delivered by the waveguide, or any other electromagnetic energy may be delivered.
• Additional Waveguide Geometries
• In addition to the waveguide geometries discussed above, other geometries are contemplated that may be used to deliver light to illuminate a target and that control heat. These waveguides may be used in any of the illuminated systems described herein. Any of these may be injection molded, or alternatively they may extruded, compression molded, coined, cast, or even machined directly.
• For example,FIG. 23A shows a perspective view ofwaveguide2302 having a square or rectangular cross-section and a wedge-shaped and pointedtip2304. The upper and lower outer surfaces of the wedge shapedtip2304 may have surface features2306 on one or both sides of the wedge shaped tip that extract and control the light to direct it toward a desired target area. The surface features here include a plurality of stair steps such as those previously described above with a riser surface and a step surface that may be the same as those previously described above. The riser and step surfaces may have any dimensions and may have any desired angle in order to preserve total internal reflection and direct the extracted light2310 to a desired target illumination area, preferably a spot of light2308. The stair steps may include a plurality of facets, and they may be disposed along a portion of the wedge-shaped tip, or along the entire wedge-shaped tip.FIG. 23B shows a side view ofFIG. 23A.
• FIG. 24 shows the preferred spot of light2308 that is emitted from the waveguide shown inFIGS. 23A-23B. The illumination pattern is rectangular with a bright spot in the middle. The rectangular shape matches the overall shape of the waveguide. Here, the spot is roughly square to correspond with the square cross-sectional shape of the waveguide inFIGS. 23A-23B. If the shape of the waveguide was more aggressively rectangular, the spot size would match. The bright spot in the middle is an image of the original source fiber with flat grooves and vertical walls forming the stair steps. However, in alternative embodiments additional microstructures or other surface features may be disposed on the waveguide such as on the individual grooves or including curvature on the grooves, angling the grooves or by using a separate diffuser or lens array. The angular spread of the pattern in these models is preferably the same as the fiber. In this exemplary embodiment, this includes 0.55 NA, or about +/−33 deg. This can be modified of course. Adding angles, curvature, or other microstructures onto the surfaces of the waveguide can widen the pattern as required. These surfaces can be used to narrow the pattern as well. However this is not necessarily the best solution. Etendue is preferably preserved, and a narrower pattern with the same cross sectional area would result in the leakage of light in the waveguide. This may be seen as scattered light, a loss of efficiency, glare, or all of the above. The concepts discussed in relationship toFIG. 24 may apply to any of the other waveguides discussed herein.
• FIG. 25A illustrates anotherexemplary waveguide2502 that may have a square or rectangular cross-section and a v-shaped recessedregion2504 at the distal end of the waveguide. The v-shaped recessed region includes two inner surfaces that are angled inwardly toward the proximal end of the waveguide, and may have surface features or microstructures along a part of or along the entire v-shaped recessed region. The microstructures may take the form of any of the microstructures discussed herein. In this embodiment, the microstructures form stair steps with a riser surface and a step surface that extract the light and control the extracted light to direct it to a target to be illuminated.FIG. 25B shows a perspective view of the waveguide inFIG. 25A with light2510 emitted therefrom and forming aspot2508 illuminating a target. Other aspects of the waveguide inFIGS. 25A-25B may take the same form as those previously discussed inFIGS. 23A-23B.
• FIG. 26 illustrates the spot of light2508 that is preferably emitted by the waveguide having the microstructures illustrated inFIGS. 25A-25B. Thespot2508 is substantially similar to thespot2308 inFIG. 24.
• FIG. 27A shows still another exemplary embodiment of awaveguide2702 with a rectangular or square cross-section and a ramped or angleddistal surface2704. Surface features2706 such as stair steps may be disposed along a part of the outer ramped surface or along the entire ramped surface. The surface features may take the form of any of the other surface features disclosed herein.Light2710 emitted from the surface features forms aspot2708 that illuminates the target.FIG. 27B shows a side view of the waveguide inFIG. 27A. The device, surgical instrument, or other instrument is preferably coupled to the long side of the waveguide, although it may be coupled to any side.
• FIG. 28 shows thespot2708 that is preferably formed by the waveguide inFIGS. 27A-27B. The spot is still preferably rectangular, however because the waveguide may a greater width and greater height than the internal or externally wedges shaped waveguides previously discussed, the spot is more rectangular than square.
• FIG. 29A illustrates a perspective view of yet another exemplary embodiment of awaveguide2902 having surface features2906 disposed on anangled ramp surface2904. This embodiment is similar to that described inFIGS. 27A-27B with the major difference being that the ramp surface is now on the underside of the waveguide unlike the previous embodiment which had the ramp on the outer or upper surface of the ramp. The device, surgical instrument or other instrument is preferably coupled to the short side of the waveguide. Other aspects of this embodiment are generally the same as those described with respect toFIGS. 27A-27B.Light2910 is emitted from the waveguide and forms aspot2908 on the target.FIG. 29B shows a side viewFIG. 29A.
• FIG. 30 illustrates theillumination spot2908 that is preferably formed by light emitted from the waveguide inFIGS. 29A-29B.
• FIG. 31 shows surface features3102 on a conically shapedwaveguide3100. The surface features may be stair steps like those previously discussed, or any shaped may be used to extract the light from the waveguide and direct the extracted light to the target area to be illuminated.
• FIG. 32 shows another exemplary embodiment with a cylindrically shapedwaveguide3200 that has surface features3202 disposed on an internal tapered surface of the waveguide. The surface features may be stair steps of any other shape needed in order to extract the light and direct it to the target.
• The stair steps on any of the waveguides described herein may take any form or shape. Two optional embodiments which may be applied to any of the waveguides are illustrated inFIGS. 34A-34B.
• FIG. 34A illustrates stair steps having a jagged saw toothed shape. A positive sloped rampedriser surface3402 is angled to maximize total internal reflection of light hitting the ramped surface, and a negatively slopedramp surface3404 is angled to facilitate extraction of light from the waveguide. The path of alight ray3406 through the waveguide is illustrated and shows the light refracted off the positively slopedramp surface3402 and then extracted from the negatively slopedsurface3404. The lengths of the positively sloped ramp surface and the negatively sloped ramp surface may change from step to step (e.g. increase or decrease in length) and similarly the angles of the positively sloped surface and the negatively sloped surface may also change from step to step, (e.g. increase or decrease in magnitude) in order to control the light. Optionally, the angle of the positively sloped surface relative to a horizontal line is acute, and optionally the angle of the negatively sloped surface is obtuse relative to a horizontal line, but this not intended to be limiting and any angle may be used.
• FIG. 34B illustrates stair steps having more horizontal and more vertical surfaces relative to the surfaces previously described inFIG. 34A. A more horizontal planar surface3408 (sometime referred to as the riser surface) helps maintain total internal reflection of the light in the waveguide, and the more verticalplanar surface3410 extracts light from the waveguide and directs the light to the target. A ray of light3412 shows the light refracted off of the flatplanar surface3408 and then extracted from thevertical surface3410. The angles of the horizontal and vertical surfaces optionally may be zero and perpendicular, respectively relative to a horizontal line, but this is not intended to be limiting and any angle may be used.
• Any of the waveguides described herein may be fabricated from multiple components coupled together (e.g. a D-shaped waveguide coupled to another D-shaped waveguide to produce a cylindrical waveguide), or the waveguide may be a single integral component that preferably has uniform material properties.
• While preferred embodiments of the present invention have been shown and described herein, it will be obvious to those skilled in the art that such embodiments are provided by way of example only. Numerous variations, changes, and substitutions will now occur to those skilled in the art without departing from the invention. It should be understood that various alternatives to the embodiments of the invention described herein may be employed in practicing the invention. It is intended that the following claims define the scope of the invention and that methods and structures within the scope of these claims and their equivalents be covered thereby.

Claims (24)

What is claimed is:

1. An illumination element for illuminating a surgical field in a patient, said illumination element comprising:

a light input section for inputting light into the illumination element;

a light transmitting section, wherein the inputted light is transmitted through the light transmitting section, and wherein the light input section is optically coupled to a proximal section of the light transmitting section; and

a light output section, wherein the light output section is adjacent a distal section of the light transmitting section, and wherein the light output section comprises a bore extending at least partially inward into a distal end of the light output section, and wherein a plurality of optical structures are disposed on an inner wall of the bore, the optical structures configured to extract light from the light output section and direct the extracted light toward the surgical field.

2. The illumination element ofclaim 1, wherein the bore extends only partially inward into the light output section.

3. The illumination element ofclaim 1, wherein the bore is a conically shaped bore.

4. The illumination element ofclaim 1, further comprising a window disposed over the bore, the window configured to prevent tissue or blood from entering the bore.

5. The illumination element ofclaim 1, wherein some of the plurality of optical structures extend completely around a circumference of the bore.

6. The illumination element ofclaim 1, wherein some of the plurality of optical structures extend only partially around a circumference of the bore.

7. The illumination element ofclaim 1, wherein the light extracted from the light output section has an energy density, and wherein the light output section has an extraction area large enough to maintain the energy density at a level that prevents melting of the illumination element or burning of the patient.

8. The illumination element ofclaim 7, wherein the light input section has a cross-sectional area, and wherein the extraction area is greater than the light input section cross-sectional area.

9. The illumination element ofclaim 8, wherein the extraction area is at least twice as large as the input section cross-sectional area.

10. The illumination element ofclaim 1, further comprising a layer of cladding disposed over the illumination element and configured to minimize light loss therefrom.

11. The illumination element ofclaim 10, wherein the cladding has an index of refraction in the range from about 1 to about 1.5.

12. The illumination element ofclaim 1, further comprising an instrument, wherein the illumination element is disposed over the instrument.

13. The illumination element ofclaim 12, wherein the instrument comprises a suction tube.

14. The illumination element ofclaim 13, further comprising a suction control mechanism fluidly coupled to the suction tube.

15. The illumination element ofclaim 12, wherein the instrument comprises a camera or a sensor.

16. The illumination element ofclaim 1, wherein the illumination element comprises a non-fiber optic optical waveguide.

17. The illumination element ofclaim 1, wherein the light is transmitted through the light transmitting section by total internal refection (TIR).

18. The illumination element ofclaim 1, further comprising a handle coupled to a proximal portion of the light input section.

19. A method for illuminating a surgical field in a patient, said method comprising:

providing an illumination element having a light input section, a light transmitting section, and a light output section;

inputting light from a light source into the illumination source via the light input section;

transmitting the light through the transmitting section;

extracting the light from the light output section, wherein extracting the light comprises extracting the light from a plurality of optical structures disposed on an inner surface of a conical bore in a distal portion of the illumination element; and

illuminating the surgical field with the extracted light.

20. The method ofclaim 19, wherein extracting the light comprises maintaining energy density of the extracted light at a level that prevents melting of the illumination element or burning of the patient.

21. The method ofclaim 20, wherein maintaining the energy density comprises providing the input section with a cross-sectional area, and providing the light output section with a light extraction area, wherein the light extraction area is greater than the input section cross-sectional area.

22. The method ofclaim 19, further comprising providing a suction tube or a surgical instrument coupled to the illumination element.

23. The method ofclaim 22, further comprising removing fluid, tissue or debris from the surgical field with suction delivered by the suction tube.

24. The method ofclaim 19, wherein transmitting the light comprises transmitting the light through the light transmitting section via total internal reflection.

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