This application is a Continuation of U.S. application Ser. No. 11/117,060, filed Apr. 28, 2005, the entire content of which is incorporated herein by reference.
FIELD OF THE INVENTIONThe invention relates to medical devices and methods for treatment of obesity.
BACKGROUNDObesity is a major health concern in the United States and other countries. A significant portion of the population is overweight with the number increasing every year. Obesity is one of the leading causes of preventable death. Obesity is associated with several co-morbidities that affect almost every body system. Some of these co-morbidities include: hypertension, heart disease, stroke, high cholesterol, diabetes, coronary disease, breathing disorders, sleep apnea, cancer, gallstones, and musculoskeletal problems.
Multiple factors contribute to obesity, including physical inactivity and overeating. A variety of medical approaches have been devised for treatment of obesity. Existing therapies include diet, exercise, appetite suppressive drugs, metabolism enhancing drugs, surgical restriction of the gastric tract, and surgical modification of the gastric tract. In general, surgery is reserved for patients in whom conservative measures, such as monitoring caloric intake or controlling appetite with appetite suppressants, have failed. In addition, surgery is generally reserved for patients who are seriously, and sometimes morbidly, overweight.
There are many surgical approaches to obesity. For example, one technique involves implantation of one or more bulking prostheses to reduce stomach volume. A bulking prosthesis and limits the amount of food the stomach can hold, causing a sensation of satiety. Another approach is restrictive surgery, which surgically makes the stomach smaller by removing or closing a section of the stomach. This procedure also reduces the amount of food the stomach can hold. Another surgical procedure is the gastric bypass procedure, in which a surgeon creates a small stomach pouch to restrict food intake and constructs a bypass of the duodenum and other segments of the small intestine. This procedure limits the amount of food that is completely digested or absorbed by the patient.
SUMMARYIn general, the invention is directed to medical devices and methods for treatment of obesity. The invention provides methods and devices for bulking the upper esophageal sphincter (UES) to inhibit swallowing, thereby limiting food intake and treating obesity. One or more bulking devices are implanted within or near the UES to create a partial obstruction or partially impair UES muscle function. In either case, the bulking devices make swallowing difficult, limiting the rate of food intake by a patient, and discouraging the patient from quickly consuming an excessive amount of food at one time.
With the bulking devices implanted within the UES, the patient is generally able to swallow, but with greater difficulty. When an excessive amount of food is consumed in a short period of time, the difficulty experienced during swallowing serves to limit the rate at which the food may pass through the UES and downward into the esophagus. The bulking devices may be surgically or endoscopically implanted within the UES of the patient.
The bulking devices may be expandable following implantation. In some embodiments, the bulking device includes a solid, hydrogel material that is expandable. In particular, the hydrogel material may be at least partially dehydrated prior to implantation, and then expand substantially due to rehydration following implantation.
In one embodiment, the invention provides method for treatment of obesity, the method comprising implanting one or more bulking devices in a region of an upper esophageal sphincter (UES) of a patient.
In another embodiment, the invention provides a system for treatment of obesity, the system comprising an endoscopic delivery device sized for introduction into an esophagus of a patient, a bulking device for implantation in a mucosal wall of an upper esophageal sphincter (UES) of the esophagus, wherein the implanted bulking devices are sized to expand the UES to create a partial occlusion of an inner lumen of the esophagus proximate the UES or partially impair function of a muscle associated with the UES, and a placement tool, deliverable via the endoscopic delivery device, to implant the bulking device in a region of the UES.
In a further embodiment, the invention provides a system for treatment of obesity, the system comprising an endoscopic delivery device sized for introduction into an esophagus of a patient, bulking means, implantable in a mucosal wall of an upper esophageal sphincter (UES) of the esophagus, for bulking the UES to create a partial occlusion of an inner lumen of the esophagus proximate the UES or partially impair function of a muscle associated with the UES, and means for implanting the bulking means device in a region of the UES via the endoscopic delivery device.
Various embodiments of the invention may provide one or more advantages. By partially obstructing the UES, or partially impairing the function of muscles associated with the UES, the patient is incapable of consuming food at an excessive rate, and experiences discomfort during excessive food consumption. The partial obstruction physically limits excessive food consumption, while the discomfort provides a form of biofeedback that discourages the patient from excessive eating. The result is prevention of increased obesity and possibly weight loss. In this manner, the invention is capable of discouraging excessive consumption of food without the use of appetite suppressant medications or chronic implantation of prostheses within the interior of the stomach. Also, in some embodiments, implantation of the bulking devices can be achieved endoscopically without the need for invasive surgical intervention or modification of the stomach structure. In this manner, the invention provides for a simple, safe, minimally invasive technique for achieving weigh loss in obese patients. Consequently, the invention can treat obesity with reduced side effects, reduced recovery time, and possible elimination of lengthy hospital stays.
The details of one or more embodiments of the invention are set forth in the accompanying drawings and the description below. Other features, objects, and advantages of the invention will be apparent from the description and drawings, and from the claims.
BRIEF DESCRIPTION OF DRAWINGSFIG. 1 is a cross-sectional diagram of the interior of the esophagus and stomach with bulking devices implanted in the UES to inhibit swallowing.
FIG. 2 is a diagram illustrating deployment of an endoscopic delivery device shown in conjunction with an esophagus and stomach of a patient.
FIG. 3 is an enlarged view of a portion of the esophagus in the vicinity of the UES, illustrating preparation of an implantation pocket for a bulking device.
FIG. 4 is another enlarged view of a portion of the esophagus in the vicinity of the UES, illustrating injection of a fluid to prepare an implantation pocket.
FIG. 5 is another enlarged view of a portion of the esophagus in the vicinity of the UES, illustrating placement of a bulking device in an implantation pocket.
FIG. 6 is an enlarged view of a portion of the esophagus in the vicinity of the LES, illustrating expansion of bulking devices following implantation to produce a partial obstruction in the esophagus.
FIG. 7 is a cross-sectional end view of the esophagus taken across line A-A ofFIG. 6, illustrating implantation of multiple bulking devices within the UES.
FIG. 8 is a flow diagram illustrating a method for implanting a bulking device in the UES to inhibit swallowing.
DETAILED DESCRIPTIONFIG. 1 is a cross-sectional diagram of the interior of astomach10 andesophagus12 of apatient14 withbulking devices16A,16B (hereinafter bulking devices16) implanted withinUES18 to inhibit swallowing, in accordance with the invention. As shown inFIG. 1,esophagus12 extends downward to joinstomach10 at lower esophageal sphincter (LES)20, which regulates input to the stomach.Pyloric sphincter22 joins stomach and the small intestine, and regulates output ofstomach10. UES18 is positioned between theoral passage24 ofpatient14 andesophagus12, and regulates passage of food from the oral passage into the esophagus. Bulking devices16 are implanted within UES to make swallowing difficult, and thereby discouragepatient14 from ingesting food at an excessive rate. AlthoughFIG. 1 illustrates two bulking devices16 in cross-section, additional bulking devices may be implanted at different angular positions about the circumference ofUES18.
UES18 is in a region at the top ofesophagus12. The region ofUES18 is approximately two to four centimeters in length, and separates the pharynx (not shown) fromesophagus12. UES18 generally includes the region from the distal part of the cricoid cartilage, to the crycopharyngeus muscle, and to a portion of the inferior constrictor muscle. The cricoid cartilage and the crycopharyngeus muscle lie approximately adjacent to cervical spine segment C5. Bulking devices16 may be implanted within the oblique or horizontal fibers of the crycopharyngeus or inferior constrictor muscles, or within the sub-mucosal region of the UES. Each of these regions extends generally between cervical spine segments C6 and C4. Bulking devices16 bulk the UES region so that the patient14 experiences difficulty in opening the UES to swallow food.
The swallowing difficulty experienced bypatient14 serves to limit food intake by a patient, and cause weight loss over a period of time, thereby treating obesity. In particular,patient14 is incapable of consuming food at an excessive rate, and experiences discomfort during excessive food consumption. The partial obstruction physically limits excessive food consumption throughesophagus12. At the same time, the discomfort may provide a form of biofeedback that discourages patient14 from consuming food at an excessive rate. The result is prevention of increased obesity and weight loss over an extended period of time. In some cases, bulking devices16 may be explanted frompatient14 after a desired amount of weight loss has been achieved.
Weight loss often occurs in patients who have difficulty swallowing, a condition known as dysphagia. Patients afflicted with dysphagia have difficulty swallowing and passing food from the mouth, through the esophagus, and into the stomach. This condition may be caused by abnormalities affecting the neuromuscular mechanisms of the smooth muscle in the mouth pharynx and upper esophageal sphincter (UES), and is referred to as oropharyngeal dysphagia. Oropharyngeal dysphagia may occur due to failure of the upper esophageal muscles to relax sufficiently during the swallowing reflex. This can be caused by certain forms of muscular dystrophy or cancers of the central nervous system or esophagus.
Implantation of bulking devices16 withinUES18 may simulate symptoms of oropharyngeal dysphagia, resulting in weight loss similar to that experience by patient suffering from actual oropharyngeal dysphagia. In particular, bulking devices16 can create a controlled form of oropharyngeal dysphagia by placement of an inert bulking device into the region of theUES18 as a means of inducing weight loss in obese patients. Although food intake is limited,patient18 is still able to ingest a sufficient amount of food to support nutritional requirements.
Bulking devices16 may be implanted surgically or endoscopically, although endoscopic implantation ordinarily will be desirable. In particular, endoscopic implantation of bulking devices16 viaoral passage24, or possiblynasal passage26, can prevent substantial trauma and recovery time otherwise associated with surgical implantation techniques. Endoscopic implantation may reduce the duration and complexity of the implantation procedure, and possibly eliminate the need for an overnight hospital stay in some instances. In addition, endoscopic implantation may be less likely to disrupt the physiological function ofUES18,stomach10,esophagus12, andLES20.
Bulking devices16 may be formed from an expandable material that is initially implanted with a reduced, unexpanded size. Upon implantation, bulking devices16 expand to a larger size to stretch the region aroundUES18 and inhibit swallowing. As an example, a bulking device16 may be a prosthesis formed from a hydrogel material that is implanted in an at least partially dehydrated state having a reduced size. Upon rehydration following implantation, bulking devices16 assume an expanded state and increased size. Hence, the initial, unexpanded size of bulking devices16 facilitates implantation, but subsequent expansion makes swallowing more difficult.
In the example ofFIG. 1, bulking devices16 have a substantially cylindrical shape. In other embodiments, bulking devices16 may have a variety of shapes, e.g., substantially spherically shaped, rod-shaped, tube-shaped, disc-shaped, curved, flat, or irregularly shaped. In some embodiments, bulking devices16 may carry a radio-opaque filler agent such as BaSO4or Ta. In an at least partially dehydrated state for implantation, a cylinder-shaped bulking device16 may have a diameter of approximately 2 mm, and a length of approximately 20 mm. Following implantation inUES18, the capsule-shaped bulking device16 may have a diameter of approximately 5.5. to 6.0 mm and a length of approximately 10 to 15 mm. This corresponds to an exemplary pre-implantation volume of less than approximately 65 mm3and a post-implantation volume of greater than or equal to approximately 400 mm3.
Hence, in general, in an at least partially dehydrated state for implantation, each bulking device16 may have a volume of less than approximately 100 mm3. Upon expansion following implantation and subsequent rehydration, bulking device16 may have a volume of greater than approximately 200 mm3. In some embodiments, each bulking device16 may have a pre-implantation volume of less than or equal to approximately 75 mm3and a post-implantation volume of greater than or equal to approximately 300 mm3. Hence, the hydrogel material may have an expansion ratio of greater than or equal to approximately 100 percent, or greater than or equal to approximately two times the pre-implantation size.
In some embodiments, however, each bulking device16 may have a larger volumetric expansion ratio, from an at least partially dehydrated state (pre-implantation) to a hydrated, expanded state (post-implantation), of at least approximately 4.5:1, and more particularly approximately 27:1. Other sizes and expansion ratios may be selected in accordance with the structural requirements for formation of a partial obstruction and the thickness of the esophageal wall in a given patient.
Bulking devices16 may be placed at a series of regularly or irregularly spaced angular positions about the circumference ofUES18. In some embodiments, two, three, four or more bulking devices16 may be placed inUES18. Spacing between adjacent bulking devices16 may be controlled by taking into account the expanded size of the bulking devices. Adjacent bulking devices16 may be separated about the circumference ofUES18 by a section of intact mucosal tissue or muscle within the wall ofesophagus12. By leaving a substantial portion of the mucosal tissue or muscle intact, bulking devices16 can inhibit swallowing without substantially compromising the physiological function or structural integrity ofesophagus12 in the digestion process.
FIG. 2 is a diagram illustrating deployment of anendoscopic delivery system28 shown in conjunction with astomach10 of apatient14. As shown inFIG. 2,endoscopic delivery system28 serves to position and place bulking devices16 withinUES18 ofpatient14.Endoscopic delivery system28 includes a proximal portion, referred to herein as ahandle30, and aflexible probe32 that extends fromhandle30 into the gastrointestinal tract ofpatient14 viaoral passage24.
A bulking device16 is delivered to a target location in theUES18 via adistal end34 offlexible probe32. In particular, one ormore placement tools36 may extend distally or laterally fromdistal end34 of flexible probe for preparation of an implantation pocket and implantation of a bulking device16.Distal end34 offlexible probe32accesses UES18, via eitheroral passage24 ornasal passage26, and extends to a desired location aboveUES18. Upon implantation of a bulking device16, endoscopicflexible probe32 may be repositioned to implant other bulking devices withinUES18.
FIG. 3 is an enlarged view of a portion of theesophagus12 in the vicinity of theUES18, illustrating optional preparation of an implantation pocket for a bulking device16. Formation of an implantation pocket prior to implantation of bulking device16 may not be necessary. As will be described, however, the formation of an implantation pocket may be advantageous in that it serves to stretch and define a sub-mucosal area beneath the mucosal wall, or between muscle layers, ofUES18 to provide space to receive the bulking device16, and perhaps accommodate some of the expansion of the bulking device.
FIG. 4 is another enlarged view of a portion of theesophagus12 in the vicinity of theUES18, illustrating injection of a fluid38A to prepare an implantation pocket. Formation of the implantation pocket may be optional, and may not be necessary in some embodiments. As shown inFIGS. 3 and 4, a physician extends aneedle36 along the length offlexible probe32 and out fromdistal end34 to penetrate the mucosal wall ofesophagus12adjacent UES18.
For example, the physician may steerdistal end34 offlexible probe32 to a desired location on the mucosal wall using conventional endoscope. Upon penetration of the mucosal wall, the physician injects a bolus of saline or other biocompatible fluid to expand a localized region of the mucosal wall and create a sub-mucosal implantation pocket. In this case, the bulking device16 is implanted within the mucosal wall atUES18. Alternatively, the physician may guideneedle36 into a muscle layer withinUES18 and create the implantation pocket in the muscle layer. In this case, the bulking device16 is implanted within or between muscle layers.
When bulking device16 is implanted beneath the mucosal wall, swallowing is inhibited due to the increased bulking ofUES18. Specifically, bulking device16 causes UES18 to extend inward, creating a smaller opening whenUES18 relaxes during swallowing. In this case,UES18 is operable but presents a smaller passage for food. When bulking device16 is implanted within or between muscle layers atUES18, the bulking device may likewise causeUES18 to extend inward. However, the bulking device16 may additionally impair the function of the muscles in theUES18, at least partially, so that the patient experiences difficulty in swallowing. In this case,UES18 may present a smaller passage for food, but also may be partially impaired, making swallowing more difficult.
FIG. 5 is another enlarged view of a portion of theesophagus12 in the vicinity ofUES18, illustrating placement of abulking device16B inimplantation pocket39B. InFIG. 5, bulkingdevice16A is shown following implantation inimplantation pocket39A. Bulkingdevice16B is shown in the process of implantation. In particular, bulkingdevice16B is implanted intoimplantation pocket39B via an aperture formed in a mucosal wall ofUES18. The aperture may be formed by a cutting tool or blunt dissection. Aplacement tool40 extends along the length offlexible probe32 and protrudes from adistal end34 of the flexible probe.Placement tool40 may be independently steerable to locate the desiredimplantation pocket39B created byfluid38B.
In the example ofFIG. 5,placement tool40 includes a grippingmember42, such as a pair of jaws or forceps, that carry bulkingdevice16B for placement withinimplantation pocket39B. Upon placement of bulkingdevice16B withinimplantation pocket39B, a suture or stapling tool may be introduced viaflexible probe32 to close the aperture in the mucosal lining. Precise positioning may be aided by endoscopic viewing provided by an imaging endoscope integrated within or delivered simultaneously withflexible probe32. In addition, external imaging techniques such as fluoroscopy or ultrasonic imaging may be used to aid precise positioning. Another placement approach is described in U.S. Pat. No. 6,401,718 to Johnson et al., assigned to Medtronic Endonetics, Inc., and entitled “Submucosal esophageal bulking device,” the entire content of which is incorporated herein by reference.
As discussed above, bulkingdevice16B may be implanted sub-mucosally under the mucosal lining of theUES18, or within or between muscle layers. The depth of implantation may be controlled according to the length ofplacement tool40. Also, radiographic imaging may be used to view the placement of bulkingdevice16B relative to cervical spine sections C4, C5 and C6.
As an alternative (not shown) to implantation with a gripping member, in some embodiments, abulking device16B may be initially mounted in a tip of a needle, which may be introduced viaflexible probe32. Upon placement of the tip of needle within the wall ofUES18 at a desired implantation site, a physician expels bulkingdevice16B from the needle. The physician may actuate a fluid pressure source or elongated push rod to drive bulkingdevice16B out of the needle and into the wall ofUES18. Following implantation via the needle, bulking device expands, e.g., by rehydration, to assume an enlarged size.
Then, the needle andflexible probe32 may be withdrawn or repositioned to implant another bulking device16 at a different tissue site within the esophageal wall. As an example, the needle may have a diameter in the range of less than approximately 2 mm to 4 mm in inside diameter, which can accommodate a spherical or rod-like bulking device16 having a diameter or transverse cross-section, respectively, of approximately 1.5 mm to 3.5 mm in diameter. Upon implantation of bulking device16 with a needle, the implantation hole may be sufficiently small that there is not a need for suturing or stapling.
FIG. 6 is an enlarged view of a portion of theesophagus12 in the vicinity of theLES18, illustrating expansion of bulking devices16 following implantation withinUES18. Bulkingdevice18 create a partial obstruction by extendingUES18 inward in the lumen defined byesophagus12, creating a partial obstruction, or partially impairs the operation of muscles associated withUES18. In either cases, swallowing is made more difficult. InFIG. 5, bulking devices16 are shown at the time of implantation in an initial, unexpanded state. InFIG. 6, however, bulking devices16 are shown following implantation in an expanded state. As discussed above, bulking devices16 may be formed from a variety of expandable materials that permit implantation of the bulking devices in an initial, reduced size, followed by post-implant expansion to inhibit swallowing bypatient14.
As an example, bulking devices16 may be formed from a hydrogel material that is implanted in an at least partially dehydrated state. In a dehydrated state, the hydrogel materials is reduced in size. Following implantation, bulking device16 takes on moisture and rehydrates. In this manner, bulking device16 expands to an enlarged size that further increases the degree of inward extension ofUES18, or further impairs UES muscle function. A hydrogel material may be implanted as a solid prosthesis, as shown inFIGS. 3-6, or injected as a fluid material that becomes solid or semi-solid following injection.
Bulking devices16 may be implanted at any desired position with the region defined byUES18. The length of the esophagus varies from patient to patient, but is on the order or approximately 25 cm.UES18 is approximately two to four centimeters in length, and separates the pharynx (not shown) fromesophagus12.UES18 generally includes the region from the distal part of the cricoid cartilage, the crycopharyngeus muscle, and a portion of the inferior constrictor muscle. In typical patients,UES18 resides between 8 and 12 cm below the back oforal passage24, i.e., the back of the mouth.
Again, the cricoid cartilage and the crycopharyngeus muscle lie adjacent to cervical spine segments C4-C6. Accordingly, bulking device16 may be implanted in the vicinity of cervical spine segments C4-C6, either within the oblique or horizontal fibers of the crycopharyngeus or inferior constrictor muscles, or within the sub-mucosal region ofUES18. In other embodiments, rather than being placed withinUES18, bulking devices16 may be formed within approximately 1 to 2 cm above or below the UES.
FIG. 7 is a cross-sectional end view of theUES18 taken across line A-A′ ofFIG. 6, illustrating implantation of a plurality of implantedbulking devices16A,16B visible inFIG. 6 andadditional bulking devices16C,16D. In the example ofFIG. 7,individual bulking devices16A-16D are implanted at angular positions spaced approximately 90 degrees apart from one another aroundUES18. In this manner, bulkingdevices16A-16D contribute to a combined effect of impairing UES muscle operation or creating a partial obstruction of the inner lumen ofesophagus12 in the vicinity ofUES18. The number of bulking devices16 implanted inUES18 may vary, and may be more or less than the number of bulking devices shown in the example ofFIG. 7.
FIG. 8 is a diagram illustrating a method for implanting a bulking device16 inUES18 ofpatient14. As shown inFIG. 8, a physician inserts an endoscopic delivery device into the throat of a patient (44), via the oral or nasal passage, and moves a distal end of a flexible probe to UES18 (46). The physician then advances a needle from the distal end of the flexible probe and into a mucosal wall in the vicinity of UES18 (48). Once the distal tip of the needle is in place, the physician injects saline or another fluid into the mucosal wall to create an implantation pocket (50).
The physician then withdraws the needle, and deploys a placement tool via the flexible probe (52), and implants the bulking device into the implant pocket (54). The placement tool may take the form of a needle or gripping device. If additional bulking devices are to be implanted (56), the physician repositions the flexible probe to another implant site (58) in theUES18 and repeats the implantation process. When all bulking devices have been implanted, the physician withdraws the endoscopic delivery device from the esophagus (60).
A bulking device16, as described herein, preferably is soft and compliant to minimize trauma withinUES18 upon implantation. The bulking device may be constructed from a variety of inert and biocompatible materials, including polymeric materials. Again, the materials forming bulking device may be expandable. In particular, as described herein, the bulking devices may be formed from an expandable hydrogel material. As further alternatives, bulking devices16 may be formed from silicone rubber or polyurethane, with or without radio-opaque filler agents, such as BaSO4or Ta. Suitable materials, including hydrogel materials, are described in U.S. Pat. No. 6,401,718 to Johnson et al., assigned to Medtronic Endonetics, Inc., and entitled “Submucosal esophageal bulking device,” the entire content of which is incorporated herein by reference.
Hydrogel materials, as described in the Johnson et al. patent, may be desirable as they can be readily fabricated in a variety of shapes, including cylindrical or capsule shapes that can be easily implanted. In addition, hydrogel materials advantageously can be implanted in a dehydrated state, making the bulking device smaller upon implant, and further minimizing the surgical trauma associated with the implant procedure. After implant, the hydrogel material absorbs moisture from the body of the patient and expands to its final size.
As alternatives, described in the Johnson et al. patent, bulking device16 may take the form of a fluid-filled, flexible capsule, pillow or balloon made from elastomeric materials such as silicone, latex, urethane, and the like. Example fillers include biocompatible liquid or gel such as saline, silicone oil, dimethyl sulfoxide (DMSO), polyvinyl, pyrollidone and hydrogels. As a further alternative, the bulking device may be a unitary structure formed by molding, casting, stamping or the like. The unitary structure may formed from hydrogel material, biocompatible foam material such as silicone foam or polyurethane foam, or a variety of biocompatible materials such as silicone, polyurethane, polysulfone, polyester, and the like. As described in Johnson et al., foam material may include outer skin of porous foam that facilitates tissue ingrowth.
As alternatives to implanted solid materials, bulking devices16 may be formed by injected fluids that form solids following injection. Examples of injectable bulking devices are those marketed by Boston Scientific as part of the Enterryx procedure, or those marketed by Carbon Medical Technologies, Inc, as the Durasphere GR Injectable Bulking Agent, which includes pyrolytic carbon-coated beads suspended in a water-based carrier gel. A variety of implanted solid materials and injected fluids suitable for formation of bulking devices to form a partial obstruction of the esophagus, as described herein, are disclosed in U.S. Published Patent Application No. 20040019388, to Starkebaum, assigned to Medtronic, Inc. and entitled “Methods and implants for retarding stomach emptying to treat eating disorders,” the entire content of which is incorporated herein by reference. Accordingly, bulking devices may refer to solid, semi-solid, or filled implants, or injected fluids that formed solid or semi-solid bulking devices withinUES18 to treat obesity.
Many embodiments of the invention have been described. Various modifications may be made without departing from the scope of the claims. These and other embodiments are within the scope of the following claims.