US20090082721A1 - Systems and methods for applying a selected treatment agent into contact with tissue to treat sphincter dysfunction - Google Patents

Abstract

Systems and methods apply a selected treatment agent or agents into contact with tissue at or in the region of a dysfunctional sphincter (in the case of GERD, fecal incontinence, or other dysfunctional sphincter disorders) to affect improved sphincter barrier function and/or to disrupt abnormal nerve pathways. The treatment agent can include at least one cytokine and/or at least one tissue bulking agent and/or at least one vanilloid compound to evoke a desired tissue response. The systems and methods can be used a primary treatment modality, or applied as a supplementary treatment before, during or after a primary intervention.

Description

RELATED APPLICATIONS
• This application is a divisional of U.S. patent application Ser. No. 10/912,329, filed 5 Aug. 2004, which is a divisional of copending U.S. patent application Ser. No. 09/994,379, filed Nov. 26, 2001, which is a continuation-in-part of U.S. patent application Ser. No. 09/304,737, now U.S. Pat. No. 6,464,697, filed May 4, 1999, and a continuation-in-part of U.S. patent application Ser. No. 09/556,169, now U.S. Pat. No. 6,645,201, filed Apr. 21, 2000, which claims the benefit of U.S. Provisional patent application Ser. No. 60/143,749, filed Jul. 14, 1999, and a continuation-in-part of U.S. patent application Ser. No. 09/090,794, filed Jun. 4, 1998 and entitled “Method for Treating a Sphincter” (now abandoned).
FIELD OF THE INVENTION
• In a general sense, the invention is directed to systems and methods for treating interior tissue regions of the body. More specifically, the invention is directed to systems and methods for treating dysfunction in body sphincters and adjoining tissue, e.g., in and around the lower esophageal sphincter and cardia of the stomach, or in and around the anal sphincter complex.
BACKGROUND OF THE INVENTION
• Dysfunction of a sphincter in the body can lead to internal damage or disease, discomfort, or otherwise adversely affect patient quality of life.
• Gastroesophageal reflux disease (GIRD), for example, is a common disorder caused most commonly by frequent transient relaxations of the lower esophageal sphincter (LES). If the lower esophageal sphincter fails to function properly, stomach contents, including acid, enzymes, and bile may flow backwards into the esophagus, causing heartburn or other disease symptoms, damage to the esophagus, and the development of precancerous lesions.
• Fecal incontinence is the involuntary passage of solid or liquid stool through the anal canal. This is caused most commonly by previous damage to or aging of the external and/or internal sphincter muscles in the anal canal. Secondary causes are improper sensing and control of solid or liquid stool within the rectum.
• The disease states of GERD and fecal incontinence have in common a defective sphincter barrier as a mechanism of the disease. The end result is the development of GERD and fecal incontinence symptoms due to inadequate barrier function. In both GERD and fecal incontinence, inadequate barrier function can be the result of either a mechanical defect in the sphincter, a low resting pressure in the sphincter, an overly compliant sphincter, abnormal afferent nerve impulses that trigger transient sphincter relaxations, or improper sensing of and control of lumenal contents.
SUMMARY OF THE INVENTION
• The invention provides systems and methods that apply a selected treatment agent into contact with tissue at, or in, the region of a dysfunctional sphincter in order to affect improved sphincter barrier function and improve a disease state. The systems and methods may be used as either a primary treatment modality, or applied as a supplementary treatment before, during or after a primary intervention.
• According to one aspect of the invention, the treatment agent includes at least one sub-type of a cytokine. Delivery of a cytokine to tissue evokes a desired tissue response, which can include, e.g., an initiation of a localized healing process including influx of white blood cells and fibroblasts, followed by deposition of collagen, and a subsequent reduction in tissue compliance and tightening. These effects will result in improved sphincter barrier function. The cytokine treatment agent may be applied to the surface of a tissue, or, alternatively, it may be injected below the surface of the tissue, including the submucosa, the sphincter itself, or the area surrounding the sphincter.
• According to another aspect of the invention, the treatment agent may include a tissue bulking agent, which is injected into subsurface tissue, including the submucosa, the sphincter, or the area surrounding the sphincter. Presence of the bulking agent results in additional tissue compliance reduction and tightening to improve sphincter barrier function.
• According to another aspect of the invention, the treatment agent includes at least one vanilloid compound. Presence of the vanilloid compound evokes a desired tissue response, which includes at least one of the following, e.g., the interruption of afferent nerve impulses which lead to impaired sphincter function or diminished pain impulses from the treated area. The vanilloid treatment agent may be applied to surface tissue, or, alternatively, it may be injected into subsurface tissue, including the submucosa, the sphincter, or the area surrounding the sphincter. In one embodiment, the systems and methods apply energy to the tissue region to form at least one lesion in conjunction with application of the treatment agent.
• Features and advantages of the inventions are set forth in the following Description and Drawings, as well as in the appended Claims.
BRIEF DESCRIPTION OF THE DRAWINGS
• FIGS. 1A and 1B are schematic views of a system for treating tissue that includes a treatment device with a tissue piercing member that embodies features of the invention,FIG. 1A showing the treatment device deployed in a sphincter tissue region andFIG. 1B showing the treatment device piercing the tissue region to inject a treatment agent into the sphincter;
• FIGS. 2A and 2B are schematic views of a system for treating tissue that includes a treatment device with multiple tissue piercing members that embodies features of the invention,FIG. 2A showing the treatment device deployed in a sphincter tissue region andFIG. 2B showing the treatment device piercing the tissue region to inject a treatment agent into the sphincter;
• FIG. 3 is an embodiment of a tissue treatment device that takes the form of a syringe and a needle for injecting a treatment agent into a sphincter tissue region that can be visualized from outside the body, e.g., the anal sphincter complex;
• FIG. 4 is an embodiment of a tissue treatment device for injecting a treatment agent into a sphincter tissue region that cannot be visualized from outside the body, e.g., in and around the LES;
• FIG. 5 is a schematic view of a system that includes an embodiment of a treatment device for injecting a treatment agent as well as forming lesions in and around the LES to treat GERD;
• FIG. 6 is a perspective view, with portions broken away and in section, of the treatment device shown inFIG. 5, with the basket element carried by the device shown in a collapsed condition for deployment to a targeted tissue region;
• FIG. 7 is a perspective view, with portions broken away, of the treatment device shown inFIG. 5, with the basket element carried by the device shown in an expanded condition, as it would be when ready for use in a targeted tissue region;
• FIG. 8 is a perspective view, with portions broken away, of the treatment device shown inFIG. 5, with the basket element carried by the device shown in an expanded condition, and with electrodes carried by the basket element extended for use in a targeted tissue region;
• FIG. 9 is an enlarged end view of one of the multiple lumen spines that form the basket element shown inFIGS. 6 to 8, showing the multiple interior lumens that the spine possesses;
• FIG. 10 is a top view of the multiple lumen spine shown inFIG. 9, showing the different functional elements that the interior lumens of the spine carry;
• FIG. 11 is an enlarged view of a portion of one of the multiple lumen spines that form the basket element shown inFIGS. 6 to 10, showing an electrode deployed through an opening in one of the spines;
• FIG. 12 is a perspective view of an embodiment of a treatment device for injecting a treatment agent as well as forming lesions in and around tissue in the lower gastro-intestinal tract, the treatment device having an array of electrodes shown in a retracted position; and
• FIG. 13 is a perspective view of the device shown inFIG. 5, with the array of electrodes shown in their extended position.
• The invention may be embodied in several forms without departing from its spirit or essential characteristics. The scope of the invention is defined in the appended claims, rather than in the specific description preceding them. All embodiments that fall within the meaning and range of equivalency of the claims are therefore intended to be embraced by the claims.
DETAILED DESCRIPTION OF THE PREFERRED EMBODIMENTS
• This specification discloses various catheter-based systems and methods for treating dysfunction of sphincters and adjoining tissue regions in the body. The systems and methods are particularly well suited for treating these dysfunctions in the lower gastrointestinal tract, e.g., in the intestines, rectum and anal canal. The systems and methods are also particularly well suited for treating these dysfunctions in the upper gastrointestinal tract, e.g., in the lower esophageal sphincter and adjacent cardia. For this reason, the systems and methods will be described in these contexts.
• Still, it should be appreciated that the disclosed systems and methods are applicable for use in treating other dysfunctions elsewhere in the body, e.g., for restoring compliance to or otherwise tightening interior tissue or muscle regions. The systems and methods that embody features of the invention are also adaptable for use with systems and surgical techniques that are not necessarily catheter-based.
I. System Overview
• Atissue treatment system10 that embodies features of the invention is shown inFIG. 1. Thetissue treatment system10 includes atissue treatment device12 and anapparatus14 to deliver thetissue treatment device12 to atissue region16 where a sphincter targeted for treatment is located. Thetreatment system10 also includes asource18 of atreatment agent20.
• A. The Tissue Treatment Device
• Thetissue treatment device12 serves to apply thetreatment agent20 to the targetedsphincter tissue region16 to obtain a desired therapeutic effect. The therapeutic effect can comprise either a physical alteration of the sphincter or tissue adjacent to the sphincter, or a neurologic alteration of nerve impulse pathways innervating the sphincter or tissue adjacent to the sphincter, or both.
• Thetissue treatment device12 includes one or moreagent delivery ports22. The one ormore delivery ports22 can apply thetreatment agent20 to surface tissue in theregion16. Desirably (asFIG. 1 shows), theport20 is located at the end of atissue piercing member24. In this arrangement, thetreatment agent20 may be injected into subsurface tissue, including the submucosa, the sphincter, or the area surrounding the sphincter.
• Thetissue treatment device12 can include single ormultiple ports22 located single or multipletissue piercing members24 to inject thetreatment agent20. AsFIG. 1 shows, a single tissue piercing member24 (with a single port22) may be used. Alternatively, asFIG. 2 shows, thetreatment device24 can carry multipletissue piercing members24, each with aport22. Desirably, the multipletissue piercing members24 are arranged in a spaced-apart array, to apply thetreatment agent20 in a prescribed pattern at the targeted site.
• Alternatively, thetissue treatment device12 may employ air powered, needle-less injection technology.
• B. The Delivery Device
• The configuration of thedelivery apparatus14 for thedevice12 can also vary, depending upon the accessibility of the treatment site and the particular treatment objectives desired.
• If the treatment site can be directly visualized—for example, sphincters in the anal canal—thedelivery apparatus14, thesource18, and thetreatment device12 can comprise asyringe100 and aneedle102, asFIG. 3 shows.
• If the treatment site can not be directly visualized or is otherwise not as readily accessible—for example, the LES or cardia—thedelivery apparatus14 can comprise anendoscope106 having aninterior lumen104 passed down the esophagus through the mouth, asFIG. 4 shows. In this arrangement, thetreatment device12 is desirably carried on the distal end of acatheter tube108 for passage through theendoscope lumen104 to the targeted site. A guidewire may be used, if desired, to further facilitate deployment of the endoscope and treatment device to the targeted site.
• AsFIGS. 5 to 11 and12 to13 further show (and as will be described in greater detail later), thetreatment device12 can be integrated with other sphincter treatment devices, particularly if another treatment modality or therapeutic result is contemplated in combination with the application of thetreatment agent20, e.g., the formation of lesions.
• C. The Tissue Treatment Agent
• Thetreatment agent20 is selected from a group of candidate agents based upon the physiologic effect or effects that are desired. One or more candidate agents may be applied simultaneously, or an agent(s) may be applied as a supplementary treatment before, during or after a primary intervention.
• In the illustrated embodiment, the group consists essentially of three candidate agents: (1) Cytokine Sub-Types; (2) Tissue Bulking Agents; and (3) Vanilloid Compounds
• • 1. Cytokine Subtypes
• Thetreatment agent20 can include one or more subtypes of cytokines. A cytokine, in the natural state within the body, is a protein produced and released by a biological cell that has an effect on the local environment surrounding the cell. Cytokines are involved in many cellular processes, such as wound healing. Application of cytokines to a sphincter could be performed with an intent to improve the barrier function. The mechanism of action would depend on the specific cytokine utilized. The term “cytokine subtype” as used herein means any polypeptide that affects the functions of other cells, and is a molecule which modulates interactions between cells in the immune or inflammatory response. A cytokine subtype includes, but is not limited to monokines and lymphokines regardless of which cells produce them. For instance, a monokine is generally referred to as being produced and secreted by a mononuclear cell, such as a macrophage and/or monocyte but many other cells produce monokines, such as natural killer cells, fibroblasts, basophils, neutrophils, endothelial cells, brain astrocytes, bone marrow stromal cells, epideral keratinocytes, and B-lymphocytes. Lymphokines are generally referred to as being produced by lymphocyte cells. Examples of cytokine subtypes include, but are not limited to, interleukin-1 (IL-1), tumor necrosis factor-alpha (TNF alpha) and tumor necrosis factor beta (TNF beta).
• Other cytokine subtypes include TGF-β (transforming growth factor); PDGF (platelet derived growth factor); FGF (basic fibroblast growth factor): IGF-1 (insulin-like growth factor 1); EGF (epidermal growth factor); and VEGF. Some of these cytokines are available commercially, could be produced commercially, or can be extracted from a persons harvested platelets (platelet releasates). The effects of a given cytokine upon tissue physiology can include one or more of the following: smooth muscle and fibroblast mitogenic effects (induces division and growth of cells) stimulation of the release of cytokines from other cells; chemoattractant (bringing new healing cells into local region); decrease of collagen enzyme activity allowing collagen to build up; inflammation; and angiogenesis (development of new blood vessels).
• Thetreatment agent20 can include a cytokine sub-type or combination of cytokine sub-types, alone or in combination with other substances. The cytokine-containing treatment agent can be applied by the port orports22 to the mucosal lining, or injected into the sphincter muscle, or applied extrinsically to the outside of the sphincter.
• The cytokine-containingtreatment agent20 can be a solution, a gel, a powder, a pellet, or other form. The treatment agent may be released immediately, or, be a sustained release product such as a slow released implant, slow release gel, coated pellet, microsphere, or other form.
• The cytokine-containingagent20 may be applied or injected as primary therapy, or applied as a supplementary treatment before, during or after a primary intervention. For example, as will be described later, radio frequency (RF) energy may be used to induce the wound healing process, followed by cytokine application to facilitate more exuberant wound healing.
• The application of a single cytokine or mixture thereof, as primary, neoadjuvant, or adjuvant therapy for a sphincter disease could have the various mechanical and therapeutic effects. With or without an inciting wound event (such as RF), cytokines can serve to initiate the process of healing within the local region. This process includes, but is not limited to, influx of white blood cells and macrophages, stimulation of fibroblast and smooth muscle division and collagen secretion, new blood vessel growth, wound contraction and tightening, maturation of the new or existing collagen framework, and reduced tissue compliance. These tissue effects could improve the barrier function of defective sphincter complexes in GERD, fecal incontinence, and other possible disorders.
• Examples of cytokine materials that can be used include commercially available Regranex, which is recombinant human PDGF-BB. This material has been applied as a gel for promoting the healing of diabetic foot ulcers. Platelet granules contain many of the cytokines listed above, and the cytokines can be extracted with a fairly simple technique (platelet releasates technique). Platelets (harvested as a pooled platelet product or from autologous donation) provide a source of cytokines for extraction. TGF-β and PDGF are considered to be the most important substances for the purpose of initiating the wound healing process.
• • 2. Tissue Bulking Agents
• Thetreatment agent20 can include one or more tissue bulking agents. Examples of tissue bulking agents that can be used include collagen, dermis, cadaver allograft material, or ePTFE (expanded poly-tetrafluoroethyene) pellets.
• The tissue bulkingtreatment agent20 can injected by the port orports22 into the sphincter muscle, or applied extrinsically to the outside of the sphincter.
• The tissue bulkingtreatment agent20 may be applied or injected as primary therapy, or, or applied as a supplementary treatment before, during or after a primary intervention. For example, as will be described later, radio frequency (RF) energy can be applied to the injected bulkingagent20 to change its physical characteristics, e.g., to expand or harden the bulking material, to achieve a desired effect.
• • 3. Vanilloids and Related Substances
• Thetreatment agent20 can comprise a vanilloid compound. Vanilloid compounds have a unique capacity to bind to a membrane receptor in sensory neurons. Capsaicin is one of many vanilloid compounds. Capsaicin is a powerful basic compound which is derived from chili peppers.
• The specific neuron for capsaicin is deemed “VR1”. This receptor is expressed only on small unmyelinated C-fibers (nerves typically involved in special visceral sensation and pain)
• Exposure to vanilloid compounds variably reduces the responsiveness of the neuron to stimuli. In many cases, the neuron may actually degenerate temporarily or permanently, thus impairing transmission of pain signals or other special sensory signals.
• The term “vanilloid compound” as used herein means a compound or a mixture of compounds having a biologically active vanillyl group. Vanilloid compounds include both naturally occurring vanilloids, synthetic vanilloids, pharmaceutically acceptable salts of the vanilloid compound (whether natural or synthetic) as well as pharmaceutically acceptable derivatives and/or analogues thereof (whether natural or synthetic).
• Examples of natural vanilloid compounds include both the crude extracts and the purified extracts of active vanilloid compounds from: capsicum, cayenne pepper, black pepper, paprika, cinnamon, clove, mace, mustard, ginger, turmeric, papaya seed and the cactus-like plantEuphorbia resinifera.
• Synthetic vanilloid compounds such as synthetic capsaicin are disclosed in WO 96/40079, which is incorporated herein by reference. The vanilloid compound family includes: Capsaicin; Dihydrotapsaicin: Nordihydrocapsaicin Homocapsaicin: Homodihydrocapsaicin. Alternatively, resiniferotoxin (RTX) is derived from the euphorbia cactus and is considered a capsaicin-like compound. This substance also activates the VR1 receptor and attenuates or eliminates afferent nerve function, although it may not illicit the rapid heat sensation that other vanilloids produce.
• Other examples of vanilloid compounds include capsaicin ((E)-(N)-[(4-hydroxy-3-methoxyphenyl)-methyl]-8-methyl-6-nonenamide); eugenol (2-methoxy-4-(2-propenyl)phenol); zingerone (4-(4-hydroxy-3-methoxyphenyl-2-butanone); curcumin (1,7-bis(4-hydroxy-3-methoxyphenyl)-1,6-heptadiene-3,5-dione); piperine (1-[5-(1,3-benzodioxol-5-yl)-1-oxo-2,4-pentadienyl]piperidine); resin-iferatoxin(6,7-deepoxy-6,7-didehydro-5-deoxy-21-dephenyl-21-(phenylmethyl)-20-(4-hydroxy-3-thoxybenzene-acetate)) or pharmaceutically effective salts, analogues, derivatives or equivalents thereof. Thetreatment agent20 can include capsaicin, another vanilloid compound, RTX, or combination thereof, alone or in combination with other substances (which will be generically called a vanilloid-containing treatment agent20).
• The vanilloid-containing treatment agent can be applied through theport22 orports22 to the mucosal lining or extrinsically to the outside of the sphincter. The vanilloid-containing treatment agent can also be injected into the target organ wall, such as the gastric cardia and LES for the treatment of GERD or the anal sphincters for treatment of fecal incontinence.
• Thetreatment agent20 can be a solution, a gel, a powder, a pellet, or other form. The treatment agent may be released immediately, or, be a sustained release product such as a slow released implant, slow release gel, coated pellet, microsphere, or other form.
• The vanilloid-containingtreatment agent20 may be applied or injected as primary therapy, or applied as a supplementary treatment before, during or after a primary intervention. For example, RF energy may be used to incite a wound, followed by application of the vanilloid-containing treatment agent to facilitate exuberant wound healing.
• In GERD and fecal incontinence, the use of a vanilloid-containing treatment agent can serve to interrupt afferent nerve impulses could therefore be of significant therapeutic benefit. In GERD, the use of a vanilloid-containing treatment agent can serve to interrupt afferent impulses which trigger transient lower esophageal sphincter relaxations, a common mechanism for GERD.
• In fecal incontinence, the use of a vanilloid-containing treatment agent can serve to potentially limit the fecal sampling reflex, which may lead to fecal leakage events. Additionally, fecal incontinence may be caused in some patients by abnormal nerve feedback pathways in the anal canal and rectum, which could be favorably modulated by application of vanilloid-containing agents.
• An example of vanilloid materials that can be used is produced by Afferon and is called RTX, which has been instilled into the lumen of the urinary bladder for the treatment of urge incontinence. There are also several topical, over-the-counter capsaicin products for topical analgesic applications.
II. Devices for the Treatment of GERD
• Anothertissue treatment device26 well suited for treating GERD by injecting one ormore treatment agents20 in tissue regions at or near the LES or cardia is shown inFIG. 5. Thedevice26 is also well suited for applying radio frequency energy to these tissue regions, alone or in combination with injection of thetreatment agent20, to form lesions.
• Thedevice26 includes ahandle28 made, e.g., from molded plastic. Thehandle28 carries aflexible catheter tube30. Thecatheter tube30 can be constructed, for example, using standard flexible, medical grade plastic materials, like vinyl, nylon, poly(ethylene), ionomer, poly(urethane) poly(amide), and poly(ethyleneterephthalate). Thehandle28 is sized to be conveniently held by a physician, to introduce thecatheter tube30 into the tissue region targeted for treatment. Thecatheter tube30 may be deployed with or without the use of a guide wire (not shown).
• Thecatheter tube30 carries on its distal end anoperative element36. Theoperative element36 can take different forms and can be used for either therapeutic purposes, or diagnostic purposes, or both. Theoperative element36 can support, for example, a device for imaging body tissue, such as an endoscope, or an ultrasound transducer. Theoperative element36 can also support a device to deliver a drug or therapeutic material to body tissue. Theoperative element36 can also support a device for sensing a physiological characteristic in tissue, such as electrical activity, or for transmitting energy to stimulate tissue or to form lesions in tissue.
• In the illustrated embodiment (shown in greater detail inFIGS. 6,7, and8), one function that theoperative element36 performs is to apply one ormore treatment agents20 to a targeted sphincter or adjoining tissue. Theoperative element36 can be configured to apply the treatment agent in various ways. For example, theoperative element36 can apply the treatment agent directly to mucosal tissue overlying the sphincter. Alternatively, theoperative element36 can apply the treatment agent extrinsically to the sphincter through mucosal tissue overlying the sphincter. Still alternatively, theoperative element36 can inject the treatment agent into the sphincter. In combination with any of these application modalities, theoperative element36 can apply ablation energy in a selective fashion to a targeted tissue region, to create one or more lesions, or a-prescribed pattern of lesions, below the mucosal surface.
• In one treatment modality, thetreatment agent20 is selected from a class of agents that lead to a physical tightening of the sphincter, for example, a cytokine subtype or a tissue bulking agent, as already described. In this arrangement, the formation of lesions by the selective application of energy can incite a wound event, which interacts with the process of healing that the treatment agent initiated, to achieve the desired physiologic result. In another treatment modality, the treatment agent is selected from a class of agents that interrupt afferent nerve impulses that trigger transient sphincter relation, or that cause pain, or that otherwise contribute to the dysfunction, for example, a vanilloid compound, as already described. In this arrangement, the formation of lesions by the selective application of energy can result in the interruption of aberrant electrical pathways that may cause spontaneous sphincter relaxation. Further details of this treatment modality will be described later.
• The treatment modalities can restore normal barrier function to the sphincter.
• AsFIG. 5 shows, thetreatment device26 can operate as part of asystem24. Thesystem24 includes an external treatmentagent delivery apparatus44. A luer fitting48 on thehandle28 couples totubing34 to connect thetreatment device26 to the treatmentagent delivery apparatus44, to delivery the treatment agent for discharge by or near theoperative element36. Thesystem24 can also include agenerator38 to supply energy to theoperative element36, if formation of lesions to augment the treatment agent is desired. Acable40 coupled to thehandle28 conveys the generated energy to theoperative element36.
• In the illustrated embodiment, thegenerator38 supplies radiofrequency energy, e.g., having a frequency in the range of about 400 kHz to about 10 mHz. Of course, other forms of tissue ablation energy can be applied, e.g., coherent or incoherent light; heated or cooled fluid; resistive heating; microwave; ultrasound; a tissue ablation fluid; or cryogenic fluid.
• Thesystem24 also desirably includes acontroller52. Thecontroller52 is linked to thegenerator38 and the treatmentagent delivery apparatus44. Thecontroller52, which preferably includes an onboard central processing unit, governs the power levels, cycles, and duration that the radio frequency energy is distributed to theoperative element36, to achieve and maintain power levels appropriate to achieve the desired treatment objectives. In tandem, thecontroller52 also desirably governs the delivery of the treatment agent.
• Thecontroller52 desirably includes an input/output (I/O)device54. The I/O device54 allows the physician to input control and processing variables, to enable the controller to generate appropriate command signals.
• A. The Operative Element
• In the embodiment shown inFIGS. 6 to 8, theoperative element36 comprises a three-dimensional basket56. Thebasket56 includes one ormore spines58, and typically includes from four to eightspines58, which are assembled together by adistal hub60 and aproximal base62. InFIGS. 6 to 8, fourspines58 are shown, which are equally circumferentially spaced apart.
• Eachspine58 preferably comprises a flexible body made, e.g. from molded plastic, stainless steel, or nickel titanium alloy. The cross sectional shape of thespine body58 can vary, possessing, e.g., a circular, elliptical, square, or rectilinear shape. In the illustrated embodiment, thespine bodies58 each possess a rectilinear shape to resist twisting.
• In the illustrated embodiment (seeFIG. 9), eachspine body58 defines two or more interior lumens or passages. AsFIG. 9 shows, in the illustrated embodiment, three lumens or passages, designated L1, L2, and L3, are present. For eachspine58, each passage L1, L2, and L3 is dedicated to perform a different function.
• In the illustrated embodiment (seeFIG. 10), a first or center passage L1 carries a movable,elongated electrode element66. A second passage L2 along one side the first passage L1 carries atemperature sensing element80. A third passage L3 along the opposite side of first passage L1 is coupled totubing82 that carries the treatment agent from the treatmentagent delivery device44.
• • 1. The Electrodes
• Eachelectrode66 is carried within the first passage L1 for sliding movement. Eachelectrode66 slides from a retracted position, withdrawn in the spine58 (as shown inFIG. 7), and an extended position, extending outward from thespine58 through anopening84 in the spine58 (as shown inFIGS. 8 and 11). A push-pull lever68 on the handle28 (asFIGS. 6 to 10 also show) controls the sliding movement of the electrodes with thespines58 between the retracted position (by pulling rearward on the lever68) and the extended position (by pushing forward on the lever68).
• AsFIGS. 6 to 8 show, thelever68 is exposed on thehandle28 for manipulation by the thumb of an operator. A suitable rachet assembly118 (seeFIG. 6) may be provided to advance the sliding movement of thelever68 in a controlled, stepwise fashion. Aslot119 on thehandle28 stops advancement of thelever68 beyond a predetermined distance.
• In the illustrated arrangement, theelectrodes66 are intended for monopolar operation. Eachelectrode66 serves as a transmitter of energy, and an indifferent patch electrode on the patient=s skin (not shown) serves as a common return for allelectrodes66. It should be appreciated, however, theoperative element36 could include bipolar pairs ofelectrodes66, if desired.
• In the embodiment shown inFIGS. 6 to 8, anexpandable structure72 comprising, e.g., a balloon, is located within thebasket56. Theballoon structure72 can be made, e.g., from a Polyethylene Terephthalate (PET) material, or a polyamide (non-compliant) material, or a radiation cross-linked polyethylene (semi-compliant) material, or a latex material, or a silicone material, or a C-Flex (highly compliant) material. Non-compliant materials offer the advantages of a predictable size and pressure feedback when inflated in contact with tissue. Compliant materials offer the advantages of variable sizes and shape conformance to adjacent tissue geometries.
• Theballoon structure72 presents a normally, generally collapsed condition, asFIG. 6 shows. In this condition, thebasket56 is also normally collapsed about theballoon structure72, presenting a low profile for deployment into the targeted tissue region.
• Thecatheter tube30 includes an interior lumen94 (seeFIG. 7), which communicates with the interior of theballoon structure72. A fitting76 (e.g., a syringe-activated check valve) is carried by thehandle28. The fitting76 communicates with the lumen. The fitting76 couples thelumen94 to a syringe78 (seeFIG. 7), which injects fluid under pressure through thelumen94 into theballoon structure72, causing its expansion, asFIG. 7 shows.
• Expansion of theballoon structure72 urges thespines58 of thebasket56 to open and expand (asFIG. 7 shows). The force exerted by theballoon structure72 upon thespines58, when expanded, is sufficient to exert an opening force upon the tissue surrounding thebasket56. When moved to their extended positions, theelectrode66 penetrate tissue contacted by thespines58.
• Theelectrodes66 can be formed from various energy transmitting materials, e.g., nickel titanium, stainless steel (e.g., 304 stainless steel), or a combination of nickel titanium and stainless steel. Theelectrodes66 have sufficient distal sharpness and strength to penetrate a desired depth into the smooth muscle of the targeted sphincter. The desired depth can range from about 4 mm to about 5 mm.
• To further facilitate penetration and anchoring in the targeted tissue region, eachelectrode66 is preferably biased with a bend (asFIGS. 8 and 11 show). Movement of theelectrode66 into thespine58 overcomes the bias and straightens theelectrode66 for passage through the lumen L1. An electrical insulating material (not shown) is desirably coated about the distal end of eachelectrode66, a distance below the distal tip. When the distal end of theelectrode66 that penetrates the targeted tissue region transmits radio frequency energy, the material insulates the surface of the tissue region from direct exposure to the radio frequency energy.
• B. Application of The Treatment Agent
• In the illustrated embodiment, the treatmentagent delivery apparatus44 conveys a selectedtreatment agent20 through the third passage13 in thespine58 for discharge at the treatment site. The third passage13 conveys the selected treatment agent from theapparatus44 through anopening120 formed in thespine58. Theopening120 in eachspine58 is generally aligned with theneedle opening84 in the spine58 (seeFIG. 8), so that ablation and application oftreatment agent20 can occur in the same general tissue region. In this arrangement, the treatment agent can be applied either directly to mucosal tissue overlying the targeted sphincter, or extrinsically to the sphincter through mucosal tissue overlying the sphincter.
• A givenelectrode66 deployed by the operative device in a sphincter can also be used to inject thetreatment agent20 into the sphincter. In this arrangement, theelectrode66 includes an interior lumen136 (seeFIG. 11). In this arrangement, the treatmentagent delivery apparatus44 is coupled to thelumen136.
• C. Temperature Sensing
• In the illustrated embodiment (seeFIGS. 10 and 11), thesecond passage12 in eachspine58 carries atemperature sensing element80. In the illustrated embodiment, thetemperature sensing element80 comprises a thermocouple assembly. The temperature sensor is exposed through anopening140 in thespine body38. The temperature sensor rests against surface tissue when the basket structure is deployed for use. Desirably (asFIG. 11 shows), thetemperature sensor opening140 is generally aligned with the electrode andtreatment agent openings84 and120, so that ablation, temperature sensing, and application of treatment agent occur generally in the same localized tissue region.
III. Devices for the Treatment of Fecal Incontinence
• FIGS. 12 and 13 show anothertissue treatment device302 well suited for injecting one ormore treatment agents20 in tissue regions at or near sphincter regions in the lower gastrointestinal tract. More particularly, thedevice302 is well suited for injecting thetreatment agent20 at or near the internal and/or external sphincter muscles in the anal canal to treat fecal incontinence. Thedevice302 is also well suited for applying radio frequency energy to these tissue regions, alone or in combination with injection of thetreatment agent20, to form lesions.
• AsFIGS. 12 and 13 show, thedevice302 includes ahand grip304 that carries anoperative element36b. In the illustrated embodiment, theoperative element36btakes the form of a hollow,tubular barrel306 made from a transparent, molded plastic material. Thebarrel306 terminates with a blunt, roundeddistal end308 to aid passage of thebarrel306 through the anal canal, without need for a separate introducer. Thehand grip304 includes aviewing port312 for looking into the transparent, hollow interior of thebarrel306, to visualize surrounding tissue.
• An array of needle electrodes316 are movably contained in a side-by-side relationship along an arcuate segment of thebarrel306. The needle electrodes316 are mechanically linked to a finger-operatedpull lever318 on thehand grip304. By operation of thepull lever318, the distal ends of the needle electrodes316 are moved between a retracted position (FIG. 12) and an extended position (FIG. 13). An electrical insulatingmaterial344 is coated about the needle electrodes316 (seeFIG. 13), except for a prescribed region of the distal ends, where radio frequency energy is applied to tissue. Thegenerator38 is coupled via thecable10 to aconnector352, to convey radio frequency energy to the electrodes316.
• In use, the physician grasps thehand grip304 and guides thebarrel306 into the anal canal320. Thepull lever318 is in the neutral position and not depressed, so the needle electrodes316 occupy their normal retracted position, looking through theviewing port312, the physician visualizes the pectinate (dentate) line through thebarrel306. Looking through thebarrel306, the physician positions the distal ends of the needle electrodes316 at a desired location above the pectinate (dentate) line. A fiberoptic can also be inserted into thebarrel306 to provide local illumination, or the physician can wear a headlamp for this purpose. Once the distal end of thebarrel306 is located at the targeted site, the physician depresses thepull lever318. The needle electrodes316 advance to their extended positions. The distal ends of the electrodes316 pierce and pass through the mucosal tissue into the muscle tissue of the target sphincter muscle. The distal end of the electrodes316 can, e.g., penetrate the involuntary, internal sphincter muscle. The physician commands thecontroller52 to apply radio frequency energy through the needle electrodes316. The energy can be applied simultaneously by all electrodes316, or in any desired sequence.
• The treatmentagent delivery apparatus44 is coupled viatubing12 to aconnector348 to convey thetreatment agent20, e.g., through holes in thebarrel306, to contact tissue at a localized position surrounding the electrodes316. In this arrangement, thetreatment agent20 can be applied either directly to mucosal tissue overlying the targeted sphincter, or extrinsically to the sphincter through mucosal tissue overlying the sphincter.
• Alternatively, one or more electrodes316 deployed by the operative device in a sphincter can also be used to inject thetreatment agent20 into the sphincter. In this arrangement, the electrode316 includes an interior lumen. In this arrangement, the treatmentagent delivery apparatus44 is coupled to thelumen136.
• The barrel306 (seeFIG. 13) also preferably carries temperature sensor364, one of which is associated with each needle electrode316. The sensors364 sense tissue temperature conditions in the region adjacent to each needle electrode316. Preferably, the distal end of each needle electrode316 also carries a temperature sensor372 (seeFIG. 13.
• Further details of the construction and use of thedevice26band other devices that can be deployed to treat sphincter regions in the lower gastro-intestinal tract are disclosed in co-pending U.S. patent application Ser. No. 09/305,123, filed Apr. 21, 2000, and entitled “Systems and Methods for Treating Dysfunctions in the Intestines and Rectum,” which is incorporated herein by reference.
• Various features of the invention are set forth in the following claims.

Claims (1)

1. An apparatus for treating tissue at or near a sphincter comprising

an operative element adapted, in use, to be deployed adjacent to a tissue region, at, or near a sphincter,

a source of treatment agent including at least one cytokine coupled to the operative element to apply the treatment agent into contact with the tissue region.

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