US20060149375A1 - Prostheses, Tools And Methods For Replacement Of Natural Facet Joints With Artificial Facet Joint Surfaces - Google Patents

Abstract

Cephalad and caudal vertebral facet joint prostheses and methods of use are provided. The cephalad prostheses are adapted and configured to be attached to a lamina portion of a vertebra without blocking a pedicle portion of the cephalad vertebra.

Description

FIELD OF THE INVENTION
• This invention relates to prostheses for treating various types of spinal pathologies, as well as to methods of treating spinal pathologies.
BACKGROUND OF THE INVENTION
• I. Vertebral Anatomy
• AsFIG. 1 shows, the humanspinal column10 is comprised of a series of thirty-three stackedvertebrae12 divided into five regions. The cervical region includes sevenvertebrae12, known as C1-C7. The thoracic region includes twelvevertebrae12, known as T1-T12. The lumbar region contains fivevertebrae12, known as L1-L5. The sacral region is comprised of fivevertebrae12, known as S1-S5. The coccygeal region contains fourvertebrae12, known as Co1-Cu4.
• FIG. 2 shows a normalhuman lumbar vertebra12. Although thelumbar vertebrae12 vary somewhat according to location, they share many features common tomost vertebrae12. Eachvertebra12 includes avertebral body14 and posterior elements as follows:
• Two short bones, thepedicles16, extend backward from each side of thevertebral body14 to form avertebral arch18. At the posterior end of eachpedicle16 thevertebral arch18 flares out into broad plates of bone known as thelaminae20. Thelaminae20 fuse with each other to form aspinous process22. Thespinous process22 serves for muscle and ligamentous attachment. A smooth transition from thepedicles16 into thelaminae20 is interrupted by the formation of a series of processes.
• Twotransverse processes24 thrust out laterally on each side from the junction of thepedicle16 with thelamina20. Thetransverse processes24 serve as levers for the attachment of muscles to thevertebrae12. Four articular processes, two superior26 and two inferior28, also rise from the junctions of thepedicles16 and thelaminae20. The superiorarticular processes26 are sharp oval plates of bone rising upward on each side from the union of thepedicle16 with thelamina20. Theinferior processes28 are oval plates of bone that extend in an inferior direction on each side.
• The superior and inferiorarticular processes26 and28 each have a natural bony structure known as a facet. The superiorarticular facet30 faces upward or superiorly, while the inferiorarticular facet31 faces downward. AsFIG. 3 shows, when adjacent (i.e., cephalad and caudal)vertebrae12 are aligned, thefacets30 and31, capped with a smooth articular cartilage, interlock to form afacet joint32, also known as a zygapophysial joint.
• Thefacet joint32 is composed of a superior half and an inferior half. The superior half is formed by the vertebral level below thejoint32, and the inferior half is formed by the vertebral level above thejoint32. For example, in the L4-L5 facet joint, the superior portion of the joint is formed by bony structure on the L-5 vertebra (e.g., a superior articular surface and supporting bone on the L-5 vertebra), and the inferior portion of the joint is formed by bony structure on the L-4 vertebra (e.g., an inferior articular surface and supporting bone on the L-4 vertebra).
• As also shown inFIG. 3, anintervertebral disc34 between each pair ofvertebrae12 permits relative movement betweenvertebrae12. Thus, the structure and alignment of thevertebrae12 permit a range of movement of thevertebrae12 relative to each other.
• II. Facet Joint Dysfunction
• Back pain, particularly in the “small of the back”, or lumbosacral (L4-S1) region, is a common ailment. In many cases, the pain severely limits a person's functional ability and quality of life. Such pain can result from a variety of spinal pathologies.
• Through disease or injury, the laminae, spinous process, articular processes, or facets of one or more vertebrae can become damaged, such that the vertebrae no longer articulate or properly align with each other. This can result in an undesired anatomy, pain or discomfort, and loss of mobility.
• For example, the vertebral facet joints can be damaged by either traumatic injury or by various disease processes. These disease processes include osteoarthritis, ankylosing spondylolysis, and degenerative spondylolisthesis. The damage to the facet joints often results in pressure on nerves, also called a “pinched” nerve, or nerve compression or impingement. The result is pain, misaligned anatomy, and a corresponding loss of mobility. Pressure on nerves can also occur without facet joint pathology, e.g., a herniated disc.
• One type of conventional treatment of facet joint pathology is spinal stabilization, also known as intervertebral stabilization. Intervertebral stabilization prevents relative motion between the vertebrae. By preventing movement, pain can be reduced. Stabilization can be accomplished by various methods.
• One method of stabilization is posterior spinal fusion. Another method of stabilization is anterior spinal fusion, fixation of any number of vertebrae to stabilize and prevent movement of the vertebrae.
• Another type of conventional treatment is decompressive laminectomy. This procedure involves excision of the laminae to relieve compression of nerves.
• These traditional treatments are subject to a variety of limitations and varying success rates. Furthermore, none of the described treatments puts the spine in proper alignment or return the spine to a desired anatomy. In addition, stabilization techniques, by holding the vertebrae in a fixed position, permanently limit the relative motion of the vertebrae, altering spine biomechanics.
SUMMARY OF THE INVENTION
• There is a need for prostheses, installation tools, and methods that overcome the problems and disadvantages associated with current strategies and designs in various treatments for spine pathologies.
• The invention provides prostheses, installation tools, and methods designed to replace natural facet joints at virtually all spinal levels including L1-L2, L2-L3, L3-L4, L4-L5, L5-S1, T-11-T12, and T12-L1. The prostheses, installation tools, and methods can restore a desired anatomy to a spine and give back to an individual a desired range of relative vertebral motion. The prostheses, installation tools, and methods also can lessen or alleviate spinal pain by relieving the source of nerve compression or impingement.
• For the sake of description, the prostheses that embody features of the invention will be called either “cephalad” or “caudal” with relation to the portion of a given natural facet joint they replace. As previously described, a given natural facet joint has a superior half and an inferior half. In anatomical terms, the superior half of the joint is formed by the vertebral level below the joint (which can thus be called the caudal portion of the facet joint, i.e., because it is near the feet). The inferior half of the joint is formed by the vertebral level above the joint (which can thus be called the cephalad portion of the facet joint, i.e., because it is near the head). Thus, a prosthesis that, in use, replaces the caudal portion of a facet joint (i.e., the superior half) will be called a “caudal” prosthesis. Likewise, a prosthesis that, in use, replaces the cephalad portion of a facet joint (i.e., the inferior half) will be called a “cephalad” prosthesis.
• One aspect of the invention provides a cephalad facet joint prosthesis to replace a cephalad portion of a natural facet joint (e.g., an inferior articular surface and its supporting bone structure on the posterior elements of the vertebra) in the posterior elements of a vertebra. According to this aspect of the invention, the prosthesis includes an artificial facet joint element adapted and configured to replace a cephalad portion of the natural facet joint and a fixation element extending from the artificial facet joint element, the fixation element being adapted and configured to be inserted through a lamina portion of a vertebra to affix the artificial facet joint element to the vertebra, preferably without blocking access to a pedicle portion of the vertebra. The fixation element may also extend through a second lamina portion of the vertebra, such as by traversing the midline of the vertebra through or adjacent to the spinous process. In one embodiment, after installation the cephalad bearing element is disposed between a caudal facet joint bearing surface and a portion of the vertebra, such as a lamina portion.
• This aspect of the invention also provides a method of implanting an artificial cephalad facet joint prosthesis on a vertebra and/or the posterior elements of a vertebra. According to this method, a fixation element is inserted through a lamina portion of the vertebra, and a cephalad facet joint bearing surface is placed in a position to form a cephalad portion of a facet joint. An artificial facet joint element is attached to a distal end of the fixation element either after or prior to insertion of the fixation element. The fixation element preferably does not block access to a pedicle portion of the vertebra. The fixation element may also extend through a second lamina portion of the vertebra, such as by traversing the midline of the vertebra through or adjacent to the spinous process. In one embodiment, the placing step includes disposing the artificial facet joint bearing surface between a caudal facet joint bearing surface and a portion of the vertebra, such as a lamina portion. The method may also include the steps of using a guide to define an insertion path for the fixation element and forming a passage through the lamina corresponding to the insertion path.
• Another aspect of the invention provides a prosthesis to replace a cephalad portion of a natural facet joint on a vertebra. In this aspect of the invention the prosthesis includes an artificial facet joint element adapted and configured to replace a cephalad portion of the natural facet joint; and a fixation element adapted and configured to affix the artificial facet joint element to the vertebra without blocking access to a pedicle portion of the vertebra. In one embodiment, after installation the cephalad bearing element is disposed between a caudal facet joint bearing surface and a portion of the vertebra, such as a lamina portion.
• This aspect of the invention also provides a method for implanting a cephalad facet joint prosthesis to replace a removed cephalad portion of a natural facet joint on a vertebra. The method includes the steps of aligning the cephalad facet joint prosthesis with a caudal facet joint bearing surface; and attaching the cephalad facet joint prosthesis to the vertebra without blocking a pedicle portion of the vertebra. The attaching step of the method may also include disposing the cephalad facet joint prosthesis between the caudal facet joint bearing surface and a portion of the vertebra. The attaching step may also include the step of inserting a fixation element through a portion of the vertebra, such as the lamina. In this case, the method may include the steps of defining an insertion path in the vertebra prior to the inserting step and forming a passage in the vertebra corresponding to the insertion path. A guide may be used to direct the location and orientation of the insertion path.
• Another aspect of the invention provides a facet joint prosthesis to replace, on a vertebra, a caudal portion of a natural facet joint (e.g., a superior articular surface and supporting bone structure on the vertebra). The prosthesis includes an artificial facet joint element with a vertebra contacting surface and a caudal bearing surface, the caudal bearing surface being adapted and configured to replace a caudal portion of a natural facet joint and to be substantially entirely posterior of a contact portion of the vertebra when the vertebra contacting surface contacts the contact portion. The prosthesis also includes a fixation element extending from the artificial facet joint element, the fixation element being adapted and configured to be inserted into the vertebra to affix the prosthesis to the vertebra.
• Another aspect of the invention provides a prosthesis for replacing a caudal portion and a cephalad portion of a natural facet joint of cephalad and caudal vertebrae of a spine motion segment. The prosthesis includes an artificial cephalad facet joint element adapted and configured to replace a cephalad portion of the natural facet joint, the artificial cephalad facet joint element having a cephalad bearing surface; a cephalad fixation element, the cephalad fixation element being adapted and configured to be inserted through a lamina portion of a vertebra to affix the artificial cephalad facet joint element to the cephalad vertebra; and an artificial caudal facet joint element adapted and configured to replace a caudal portion of the natural facet joint, the artificial caudal facet joint element including a caudal bearing surface adapted and configured to mate with the cephalad bearing surface.
• Yet another aspect of the invention provides a method for implanting a facet joint prosthesis to replace removed cephalad and caudal portions of a natural facet joint of cephalad and caudal vertebrae. The method includes the steps of: affixing an artificial caudal facet joint element to the caudal vertebra; inserting a cephalad fixation element through a lamina portion of the cephalad vertebra; and placing an artificial cephalad facet joint bearing surface in a position to form a cephalad portion of a facet joint. The method may also include attaching an artificial cephalad facet joint element comprising the cephalad facet joint bearing surface to an end of the fixation element either prior to or after the inserting step. In one embodiment, the fixation element does not block access to a pedicle portion of the cephalad vertebra. The cephalad fixation element may also extend through a second lamina portion of the cephalad vertebra, such as by traversing the midline of the cephalad vertebra through or adjacent to the spinous process. The placing step may also include the step of disposing the artificial cephalad facet joint bearing surface between the artificial caudal facet joint element and a portion of the cephalad vertebra. An installation fixture may be used to align the caudal and cephalad elements, although the prosthesis may also be installed without using an installation fixture. The method may also include the step of using a guide to define an insertion path for the cephalad fixation element, although the prosthesis may also be installed without using a guide.
• Another aspect of the invention provides a prosthesis to replace a caudal portion and a cephalad portion of a natural facet joint of cephalad and caudal vertebrae. The prosthesis may include an artificial cephalad facet joint element adapted and configured to replace a cephalad portion of the natural facet joint, with the artificial cephalad facet joint element including a cephalad bearing surface; a cephalad fixation element adapted and configured to affix the artificial cephalad facet joint element to the cephalad vertebra without blocking access to a pedicle portion of the cephalad vertebra; and an artificial caudal facet joint element adapted and configured to replace a caudal portion of the natural facet joint, the artificial caudal facet joint element including a caudal bearing surface adapted and configured to mate with the cephalad bearing surface. In one embodiment, after installation the cephalad facet joint bearing surface is disposed between a caudal facet joint bearing surface and a portion of the vertebra, such as a lamina portion. In one embodiment, the cephalad bearing surface and the caudal bearing surface each has a width along its respective transverse axis, with the cephalad bearing surface width being shorter than the caudal bearing surface width. The artificial caudal facet joint element may also include a vertebra contacting surface, with the entire caudal bearing surface being adapted and configured to be posterior of a contact portion of the caudal vertebra when the vertebra contacting surface contacts the contact portion.
• This aspect of the invention also includes a method for implanting a facet joint prosthesis to replace removed cephalad and caudal portions of a natural facet joint of cephalad and caudal vertebrae. The method includes the steps of affixing an artificial caudal facet joint element to the caudal vertebra; and affixing an artificial cephalad facet joint element to the cephalad vertebra in alignment with the artificial caudal facet joint element and without blocking access to a pedicle portion of the cephalad vertebra. The second affixing step may also include the step of disposing the artificial cephalad facet joint element between the artificial caudal facet joint element and a portion of the cephalad vertebra. An installation fixture may be used to align the caudal and cephalad element, although the prosthesis may also be installed without using an installation fixture. The method may also include the step of using a guide to define an insertion path for the cephalad fixation element, although the prosthesis may also be installed without using a guide.
• Other features and advantages of the inventions are set forth in the following Description and Drawings, as well as in the appended Claims.
DESCRIPTION OF THE DRAWINGS
• FIG. 1 is a lateral elevation view of a normal human spinal column;
• FIG. 2 is a superior view of a normal human lumbar vertebra;
• FIG. 3 is a lateral elevation view of a vertebral lumbar facet joint;
• FIG. 4 is a posterior view of an artificial facet joint prosthesis installed in a patient according to one embodiment of this invention;
• FIG. 5 is a left side view of the embodiment ofFIG. 4, as installed in a patient;
• FIG. 6 is yet another view of the embodiment ofFIG. 4, as installed in a patient;
• FIG. 7A is a cross-sectional view of a cephalad bearing element and fixation element according to the embodiment ofFIG. 4;
• FIG. 7B is a posterior view of a pair of artificial cephalad and caudal facet joint prostheses according to one embodiment of this invention;
• FIG. 7C is a top view of a pair of artificial cephalad and caudal facet joint prostheses in the embodiment ofFIG. 7A;
• FIG. 7D is a left view of a pair of artificial cephalad and caudal facet joint prostheses in the embodiment ofFIG. 7A;
• FIG. 7E is a bottom view of a pair of artificial cephalad and caudal facet joint prostheses in the embodiment ofFIG. 7A;
• FIG. 7F is an anterior view of a pair of artificial cephalad and caudal facet joint prostheses in the embodiment ofFIG. 7A;
• FIG. 8A is a perspective view of an installation fixture according to one embodiment of this invention;
• FIG. 8B is a top view of the installation fixture ofFIG. 8A;
• FIG. 8C is a side view of the installation fixture ofFIG. 8A;
• FIG. 8D is a back view of the installation fixture ofFIG. 8A;
• FIG. 9 is an exploded view of the installation fixture ofFIG. 8 along with a pair of caudal facet bearing elements and a pair of cephalad facet bearing elements according to one embodiment of the invention;
• FIGS.10A-D are views of a guide tool according to one embodiment of the invention;
• FIG. 11 is a posterior view of the installation fixture ofFIGS. 8 and 9 to which a pair of caudal facet bearing elements and a pair of cephalad bearing elements have been attached and with the caudal bearing elements attached to the patient;
• FIG. 12 is a left side view of the installation fixture and bearing elements ofFIG. 11 with the caudal bearing elements attached to the patient;
• FIG. 13 is a perspective view of the installation fixture and bearing elements ofFIGS. 11 and 12 showing a guide tool according to one embodiment of this invention;
• FIG. 14 is a perspective view of the installation fixture and bearing elements ofFIGS. 11 and 12 showing the use of a drill bit with the guide tool according to one embodiment of this invention.
• The invention may be embodied in several forms without departing from its spirit or essential characteristics. The scope of the invention is defined in the appended claims, rather than in the specific description preceding them. All embodiments that fall within the meaning and range of equivalency of the claims are therefore intended to be embraced by the claims.
DETAILED DESCRIPTION
• Although the disclosure hereof is detailed and exact to enable those skilled in the art to practice the invention, the physical embodiments herein disclosed merely exemplify the invention that may be embodied in other specific structure. While the preferred embodiment has been described, the details may be changed without departing from the invention, which is defined by the claims.
• FIGS. 4-7 show artificial cephalad and caudal facetjoint prostheses36 and50 for replacing a natural facet joint according to one aspect of this invention.Cephalad prosthesis36 has a bearingelement38 with a bearingsurface40. In this embodiment, bearingsurface40 has a convex shape. Bearingelement38 may be formed from biocompatible metals (such as cobalt chromium steel, surgical steels, titanium, titanium alloys, tantalum, tantalum alloys, aluminum, etc.), ceramics, polyethylene, biocompatible polymers, and other materials known in the prosthetic arts, and bearingsurface40 may be formed from biocompatible metals (such as cobalt chromium steel, surgical steels, titanium, titanium alloys, tantalum, tantalum alloys, aluminum, etc.), ceramics, polyethylene, biocompatible polymers, and other materials known in the prosthetic arts.
• Depending on the patient's disease state, the condition of the patient's natural facet joint—including the facet joint's strength, location and orientation—may not be acceptable. As shown inFIGS. 4-7, therefore, the natural cephalad and caudal facet joint surfaces have been removed to enable the installation of a prosthetic facet joint without limitations presented by remaining portions of the natural facet joint.
• In one embodiment of the invention,fixation element42 attachescephalad prosthesis36 to avertebra60 in an orientation and position that places bearingsurface40 in approximately the same location as the natural facet joint surface the prosthesis replaces. The prosthesis may also be placed in a location other than the natural facet joint location without departing from the invention, such as by orienting the fixation element along a different angle, by moving the joint cephalad or caudad, or by moving the joint medially or laterally.
• In the embodiment shown inFIGS. 4-7,fixation element42 is a screw. Other possible fixation elements include headless screws, stems, corkscrews, wire, staples, adhesives, bone cements, and other materials known in the prosthetic arts.
• In this embodiment of the invention, the cephalad facet joint prosthesis attaches to a posterior element of the vertebra, such as one or portions of the lamina and/or the spinous process. For example, as shown inFIGS. 4-6,fixation element42 may extend through alamina portion62 ofvertebra60 at the base ofspinous process64, traversing the vertebra midline as defined by thespinous process64 and through anotherlamina portion66. This orientation of the fixation element is similar to that used in translaminar facet joint screw fixation, as known in the art. Other orientations offixation element42 are possible, of course, depending on the dictates of the specific vertebral anatomy and the desires of the clinician. For example,fixation element42 may extend through only one lamina portion, only through the spinous process, etc.
• Unlike other facet joint prostheses that attach to the pedicle, this embodiment's use of one or more posterior elements of the vertebra to attach the cephalad facet joint prosthesis of this invention does not block access to the pedicle area, leaving this area free to be used to attach other prostheses or devices. Other embodiments of the invention may block the pedicle area, of course, without departing from the scope or spirit of the invention. In addition, because of the inherent strength of the lamina, the cephalad facet joint prosthesis may be affixed without the use of bone cement, especially when using a bone ingrowth surface or trabecular metal.
• In the orientation shown inFIGS. 4-6 as well as in some alternative embodiments, after insertion the fixation element's proximal end43 (preferably formed to mate with a suitable insertion tool) anddistal end44 lie on opposite sides of the lamina. Bearingelement38 attaches to thedistal end44 offixation element42 to be disposed between a caudal facet joint bearing surface (either natural or artificial, such as the artificial caudal facet joint prosthesis described below) and a portion of the vertebra, such as the lamina portion shown inFIGS. 4-6. To attach bearingelement38 tofixation element42 in the embodiment shown inFIG. 4, ahole46 in bearingelement38 is formed with a Morse taper that mates with thedistal end44 offixation element42. Other means of attachingbearing element38 tofixation element42 may be used, of course, such as other Morse or other taper connections, machine screw threads, NPT screw threads or other known mechanical fastening means.Fixation element42 may be coated with antimicrobial, antithrombotic, hydroxyapatite, or osteoinductive materials to promote bone ingrowth and fixation. Bearingelement38 may be attached tofixation element42 before or after implantation in the patient, depending on the manner of implantation and the requirements of the situation.
• Prosthesis36 may be used to form the cephalad portion of a facet joint with either a natural caudal facet joint portion or an artificial caudal facet joint prosthesis.
• FIGS. 4-7 also show an artificial caudaljoint prosthesis50 for replacing the superior half of a natural facet joint according to one aspect of this invention.Caudal prosthesis50 has a bearingelement52 with a bearingsurface54. In this embodiment, bearingsurface54 is concave. Bearingelement52 may be formed from biocompatible metals (such as cobalt chromium steel, surgical steels, titanium, titanium alloys, tantalum, tantalum alloys, aluminum, etc.), ceramics, polyethylene, biocompatible polymers, and other materials known in the prosthetic arts, and bearingsurface54 may be formed from biocompatible metals (such as cobalt chromium steel, surgical steels, titanium, titanium alloys, tantalum, tantalum alloys, aluminum, etc.), ceramics, polyethylene, biocompatible polymers, and other materials known in the prosthetic arts.
• In one embodiment, the natural caudal facet surface has been removed, andfixation element56 attachesprosthesis50 to avertebra70 via a pedicle in an orientation and position that places bearingsurface54 in approximately the same location as the natural facet joint surface the prosthesis replaces. In an alternative embodiment, the bearingsurface54 may be placed in a location different than the natural facet joint surface, either more medial or more lateral, more cephalad or more caudad, and/or rotated from the natural anatomical orientation and orientation. In addition, in other embodiments the caudal component can be attached to the vertebral body in addition to the pedicle or to the vertebral body alone.
• As shown in the embodiment ofFIGS. 4-7,fixation element56 is a screw attached to bearingelement54 via ahole58 formed in bearingelement52 and is inserted into apedicle portion72 ofvertebra70. Other possible fixation elements include stems, corkscrews, wire, staples, adhesives, bone cements, and other materials known in the prosthetic arts.Fixation element56 can also be inserted into the vertebral body in addition to or in place of the pedicle.
• In this embodiment, bearingelement52 has aserrated fixation surface57 adapted to contact acontact portion74 ofvertebra70. Thisoptional fixation surface57 helps prevent rotation of the bearingelement52. In addition,fixation surface57 may be coated with bone ingrowth material, and any optional serrations increase the surface area for bone ingrowth. As shown inFIG. 5, in this embodiment theentire bearing surface54 is posterior to surface57 andcontact portion74.
• Prosthesis50 may be used to form the caudal portion of a facet joint with either a natural cephalad facet joint portion or an artificial cephalad facet joint prosthesis.
• FIGS.7A-F show the artificial facet joint prosthesis according to one embodiment of this invention apart from the vertebrae. As shown,cephalad bearing surface40 andcaudal bearing surface54 meet to form an artificial facet joint. As seen best inFIG. 7B, the width ofcaudal bearing surface54 along its transverse axis is greater than the width ofcephalad bearing surface40 along its transverse axis. This feature helps align the cephalad and caudal joints during implant. In addition, this feature permits the point of contact between the two bearing surface to change with flexion, extension, left and right rotation and lateral bending of the patient's spine.
• The prostheses ofFIGS. 4-7 may be implanted without special tools. One embodiment of the invention, however, includes an installation fixture to assist with the implantation procedure.FIGS. 8-14 show installation tools used to implant two artificial facet joints, i.e., two cephalad facet joint prostheses and two corresponding caudal facet joint prostheses. The invention also includes installation tools for implanting a single facet joint prosthesis, two caudal facet joint prostheses, two cephalad facet joint prostheses, a caudal and cephalad joint prosthesis, or any other combination of facet joint prostheses.
• As shown inFIGS. 8 and 9,installation fixture80 hasalignment elements82 to align thecephalad bearing elements38 andcaudal bearing elements52. In this embodiment, the alignment elements are two dowels for each bearing element.Alignment elements82 mate with corresponding alignment elements in the bearing elements, such as holes84 (shown, e.g., inFIG. 7B) formed incephalad bearing elements38 andcaudal bearing elements52. Other alignment elements may be used, of course, such as pins, grooves, indentations, etc. Attachment elements such asscrews86 attach thebearing elements38 and52 to the installation fixture via screw holes88 (shown, e.g., inFIG. 7B) formed in the bearing elements and ininstallation fixture80.
• When attached toinstallation fixture80, cephalad and caudal bearing surfaces40 and54 are in contact and in proper alignment with respect to each other, as shown inFIG. 8. In one embodiment, the cephalad and caudal bearing surfaces40 and54 are preloaded to be in compression when attached toinstallation fixture80. To bring the pairs of bearing surfaces in proper alignment with respect to the patient's vertebrae, the spacing between the pairs of bearing surfaces might need to be adjusted. In the embodiment ofFIGS. 8, 9 and11-14,installation fixture80 has two bearingsupport components90 and92 that move in a controlled manner with respect to each other. Specifically, in this embodiment a threadedshaft94 extends betweensupport components90 and92.Shaft94 engages bores formed insupport components90 and92; one or both of the bores are threaded so that rotation ofshaft94 causes supportcomponents90 and92 to move towards or away from each other.Shaft94 may be provided with athumbwheel96 or other actuator for ease of use. One ormore guide rods98 may be provided to maintain the alignment ofsupport components90 and92. Other means of moving the cephalad/caudal bearing elements pairs with respect to each other may be used, such as a guided or unguided sliding connection between installation fixture elements.
• In use, after preparing the implant site by removal of all or a portion of existing natural cephalad and caudal facet joint portions of the cephalad andcaudal vertebrae60 and70, respectively, of the spine motion segment, bearingelements38 and52 are attached toinstallation fixture80 as described above. The spacing between the bearing element pairs is then adjusted usingthumbwheel96 to align the fixation holes58 ofcaudal bearing elements52 with the proper fixation screw insertion sites in the pedicle portions of the caudal vertebra (or other suitable location), thus placing the artificial facet joints in positions corresponding to the position of natural facet joints or in any other position desired by the physician, including positions that do not correspond to the position of natural facet joints. Passages aligning withholes58 are formed and in the pedicle—or into another part of the caudal vertebra near or adjacent to the pedicle—using a drill, awl, pedicle probe, or other tool known in the surgical arts. Fixation screws56 are then inserted throughholes58 into the pedicle or other portion of the caudal vertebra to attach the caudal bearing elements as well as the entire prosthesis and installation fixture to thecaudal vertebra70, as shown inFIGS. 11 and 12. Alternatively, self-tapping screws or other caudal fixation elements may be used, thereby eliminating the need to pre-form the passages.
• Thereafter, the cephalad bearing elements are attached to thecephalad vertebra60. In one embodiment, an insertion path is first determined for each fixation element, then a passage is formed along the insertion path corresponding to cephalad bearing element holes46 (e.g., in the lamina at the base of the spinous process and through the lamina on the other side, through only one lamina portion, through the spinous process, etc.). Fixation screws42 can then be inserted through theholes46 into the passages. Alternatively, self-tapping screws or other caudal fixation elements may be used, thereby eliminating the need to pre-form the passages.
• After all four bearing elements have been affixed, theinstallation fixture80 may be detached and removed.Installation fixture80 may be used to implant fewer than four bearing elements, of course.
• FIGS. 10, 13 and14 show a tool that may be used to define the insertion path (location, orientation, etc.) for the fixation element of the left cephalad bearing element. For example, the tool may be used to guide the formation of a cephalad bearing element attachment passage for the left bearing element. A corresponding mirror image tool may be used for the right cephalad bearing element. In alternative embodiments, a single tool may be used for defining the insertion path for both left and right cephalad bearing elements.
• As shown,tool100 has ahandle102 and an alignment interface (such asdowels104 intool100 andholes106 in fixture80) to align the tool in the proper orientation with respect toinstallation fixture80 and a cephalad facet joint bearing element. With the caudal and cephalad bearing elements still attached toinstallation fixture80 and preferably with caudal bearing elements already affixed to thecaudal vertebra70,tool100 engages installation fixture through the alignment interface as shown inFIGS. 13 and 14. In this position,tool100 may be used to define an insertion path for the cephalad fixation elements.
• In the embodiment shown inFIGS. 10, 13 and14, the insertion path guide is adrill guide108 supported byarms110 and112 and is aligned withhole46 incephalad bearing element38 by the alignment interface betweeninstallation fixture80 andguide tool100. In this embodiment,drill guide108 is a tube, but other guide elements may be used, such as a guide groove or surface. Adrill bit114 may be inserted throughdrill guide108 to form an insertion passage, such as a passage through a lamina portion of the cephalad vertebra. A fixation screw may then be inserted through the passage in the cephalad vertebra and into the Morse taper connection of hole46 (or other type connection, as discussed above) ofcephalad bearing element38. As discussed above, the fixation screw may be coated with a bone ingrowth material. Alternatively, a self-tapping screw may be used, thereby removing the need to pre-form a passage.
• A mirror image tool may then be used to define an insertion path or to form a hole for the right cephalad bearing element, which is then affixed to the vertebral body in the same way. The installation fixture is then removed, such as by unscrewingscrews86.
• As mentioned above, in alternative embodiments the guide tool may be used to define a path for a self-tapping screw or other fixation element that does not require the use of a drill. In those embodiments,element108 may be used to define a path for the self-tapping screw or other fixation element. The fixation element path may be through only a single lamina portion, through the spinous process alone, or any other suitable path.
• In some embodiments, the entire prosthesis other than the bearing surface may be coated with bone ingrowth material.
• The above described embodiments of this invention are merely descriptive of its principles and are not to be limited. The scope of this invention instead shall be determined from the scope of the following claims, including their equivalents.

Claims (26)

1-102. (canceled)

103. A facet implant comprising:

a superior implant having an articulating surface and a fixation surface and being configured for placement on a superior articular facet;

a inferior implant having an articulating surface and a fixation surface and being configured for placement on an inferior articular facet and for interacting with a translaminar fixation mechanism, whereby the articulating surface of the superior implant and the articulating surface of the inferior implant are configured to interact; and

a translaminar fixation mechanism for securing the inferior implant to the inferior articular facet.

104. The facet implant ofclaim 103 wherein the translaminar fixation mechanism comprises at least one of: a translaminar screw, a bolt and a fixation pin.

105. The facet implant ofclaim 103 wherein at least one of the superior implant and the inferior implant comprises a surface fixation mechanism.

106. The facet implant ofclaim 105 wherein the surface fixation mechanism comprises at least one of: one or more pegs, one or more pips, ridges, one or more screws.

107. The facet implant ofclaim 105 wherein the surface fixation mechanism comprises multiple regions wherein each of the regions has ridges oriented in a different direction.

108. The facet implant ofclaim 103 wherein at least one of the fixation surfaces of the inferior implant and the superior implant has at least one of: a porous coating, a porous onlay material, a biologic coating, and a surface treatment.

109. The facet implant ofclaim 103 wherein the articulating surface of the superior implant is generally curved.

110. The facet implant ofclaim 103 wherein the fixation surface of the superior implant is generally curved.

111. The facet implant ofclaim 103 wherein the articulating surface of the inferior implant is generally curved.

112. The facet implant ofclaim 103 wherein at least one of the articulating surfaces of the inferior implant and the superior implant is composed of at least one of: cobalt, chromium alloy, ceramic, UHMWPE, pyrolytic carbon, and Ti/Al/V.

113. A facet implant comprising:

a superior implant having a fixation surface and a generally curved articulating surface, the superior implant being configured for placement on a specifically prepared articulating surface of a superior articular facet; and

an inferior implant having a fixation surface and a generally convex articulating surface, the inferior implant being configured for placement on a specifically prepared articulating surface of an inferior articular facet, whereby the generally curved articulating surface of the superior implant and the generally convex articulating surface of the inferior implant being configured to interact.

114. The facet implant ofclaim 113 wherein at least one of the superior implant and the inferior implant comprises a surface fixation mechanism.

115. The facet implant ofclaim 114 wherein the surface fixation mechanism comprises at least one of: one or more pegs, one or more pips, ridges, and one or more screws.

116. The facet implant ofclaim 114 wherein the surface fixation mechanism comprises multiple regions wherein each of the regions has ridges oriented in a different direction.

117. The facet implant ofclaim 113 wherein at least one of the fixation surfaces of the inferior implant and the superior implant has at least one of: a porous coating, a porous onlay material, a biologic coating, and a surface treated to facilitate bone ingrowth.

118. The facet implant ofclaim 113 wherein at least one of the articulating surfaces of the inferior implant and the superior implant is composed of at least one of: cobalt, chromium alloy, ceramic, UHMWPE, paralytic carbon, and Ti/Al/V.

119. A facet implant comprising:

a superior implant having a fixation surface and a generally curved articulating surface, the superior implant being configured for placement on a specifically prepared articulating surface of a superior articular facet;

a inferior implant having a fixation surface and a generally convex articulating surface, the inferior implant being configured for placement on a specifically prepared articulating surface of an inferior articular facet and for interacting with a translaminar screw, whereby the articulating surface of the superior implant and the articulating surface of the inferior implant being configured to interact; and

a translaminar fixation mechanism for securing the inferior implant to the inferior articular facet.

120. A method for providing articulating surfaces for facet joint articular facets comprising:

removing a portion of a superior articular facet or an inferior articular facet;

using a surgical instrument to prepare the articulating surface of the inferior articular facet for an inferior implant;

using a surgical instrument to prepare the articulating surface of the superior articular facet for a superior implant;

placing the inferior implant on the inferior articular facet such that an articulating surface of the inferior implant is positioned on the articulating surface of the inferior articular facet;

placing the superior implant on the superior articular facet such that an articulating surface of the superior implant is positioned on the articulating surface of the superior articular facet;

wherein the articulating surface of the superior implant and the articulating surface of the inferior implant are configured to articulate with one another.

121. The method ofclaim 120 wherein each of the steps are repeated on articular facets on a contralateral side of the facet joint.

122. The method ofclaim 120 wherein the articulating surfaces of the superior and inferior articular facets are prepared to accommodate the superior and inferior implants.

123. The method ofclaim 122 wherein the articulating surfaces of the superior and inferior articular facets are prepared such that the shape and dimension of superior articular facet resembles the superior implant and the shape and dimension of the inferior articular facet resembles the inferior implant.

124. The method ofclaim 120 wherein the inferior and superior articulating surfaces are prepared by the same surgical instrument.

125. The method ofclaim 120, further comprising securing the inferior implant to the inferior articular facet with a translaminar fixation mechanism.

126. The method ofclaim 125 wherein securing the inferior implant to the inferior articular facet with a translaminar fixation mechanism comprises using an aiming device to position the translaminar fixation mechanism.

127. The method ofclaim 125 further comprising drilling a translaminar hole for the translaminar fixation mechanism.

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