US20060133651A1 - Recoverable biometric identity system and method - Google Patents

Abstract

A method for identifying persons based on biometric data achieves enhanced security and increased accuracy compared with other systems by distorting one or more biometrics prior to detection and recognition. The method includes detecting a distorted biometric for input into an identification system, comparing the distorted biometric to one or more distortion patterns, and determining an identity of the person based on results of the comparison. The biometric may be an eye pattern, a fingerprint or palm print, a voice print, a handwriting sample, a DNA sample, a facial image, or any other type of characteristic or behavioral attribute of a person. The biometric may be distorted in any one of a variety of ways for comparison to previously enrolled biometrics which have been distorted using the same or similar element. A system and program embodied within a computer-readable medium performs the steps of the method.

Description

REFERENCE TO RELATED APPLICATIONS
• This application claims benefit of provisional U.S. patent application Ser. No. 60/470,204 filed on May 14, 2003 and provisional U.S. patent application Ser. No. 60/436,996 filed on Dec. 31, 2002. The contents of these provisional applications are incorporated by reference herein. This application also incorporates by reference the subject matter in pending U.S. patent application Ser. No. 10/_______ entitled “Fingerprint Reader Using Surface Acoustic Wave Device” (Attorney Docket No. IQB-0020), pending U.S. patent application Ser. No. 10/______, filed on entitled “System and Method for Performing Security Access Control Based on Modified Biometric Data” (Attorney Docket No. IQB-0021), and pending U.S. patent application Ser. No. 10/______ entitled “System and Method for Performing Personal Identification Based on Biometric Data Recovered Using Surface Acoustic Waves” (Attorney Docket No. IQB-0022).
BACKGROUND OF THE INVENTION
• 1. Field of the Invention
• This invention generally relates to identification systems, and more particularly to a system and method for identifying persons based on biometric data. The invention also relates to a system and method for controlling access to a restricted item based on personnel biometric data.
• 2. Description of the Related Art
• The ability to perform secure transactions, control access to restricted areas, and protect the dissemination of information are paramount concerns in the public and private sector. While various approaches have been developed to address these concerns, one approach which has proven to be particularly effective involves the use of biometrics.
• Biometric systems use automated methods of verifying or recognizing the identity of persons based on some physiological characteristic (e.g., a fingerprint or face pattern) or aspect of behavior (e.g., handwriting or keystroke patterns). In its most basic form, this is accomplished in three steps. First, one or more physiological or behavioral traits are captured and stored in a database. Second, the biometric of a particular person to be identified is compared to the information in the database. Finally, a negative or positive confirmation is returned based on results of the comparison.
• Because personal characteristics or behavioral aspects are considered unique, biometric systems have proven to provide an enhanced measure of protection compared with password- and PIN-based systems. This enhanced security comes in several forms. For example, the person to be identified is required to be physically present at the point-of-identification. Visual or physiological confirmation therefore takes place instead of a mere numerical comparison. Also, biometric identification is beneficial to the user because it obviates the need to remember a password or carry a token.
• While existing biometric systems have proven effective, they are not without drawbacks. Perhaps most significantly, these systems can be breached using stolen biometric data. Consider, for example, a biometric system which performs identification based on employee fingerprints. In order to gain unauthorized access, a thief can obtain a sample of an employee's fingerprint (e.g., off of a glass) with relative ease and then present that sample to a system fingerprint reader. Unable to determine the source of the fingerprint, the system will grant access to the thief to thereby causing a breach. Existing biometric systems have also proven to be inaccurate because they are one-dimensional in nature, e.g., they perform identification verification based on only form of biometric data.
• Due at least in part to the tragic events of 9/11, the use of biometrics systems is expected to increase dramatically in the coming years. In fact, according to the International Biometric Industry Association, the biometrics market has been projected to jump from $165 million in 2000 to $2.5 billion by 2010. This jump will inevitably involve using biometric systems in new applications including the prevention of unauthorized access or fraudulent use of ATMs, cellular phones, smart cards, desktop PCs, workstations, and computer networks.
• In view of the foregoing considerations, it is apparent that there is a need for a biometric-based system and method which is more secure than other systems and methods which have been proposed, and more particularly which achieves this improved security based on the use of multiple degrees of uniqueness for achieving identification confirmation.
SUMMARY OF THE INVENTION
• An object of the present invention is to provide an improved system and method for identifying persons using biometric information.
• Another object of the present invention is to provide a system and method for identifying persons using biometric information which is more secure than existing systems and methods.
• Another object of the present invention is to provide a system and method of the aforementioned type which demonstrates a greater resilience to fraudulent attack from unauthorized personnel.
• Another object of the present invention is to provide a system and method for identifying persons using biometric information which is more accurate than other systems which have been proposed.
• Another object of the present invention is to provide a system and method for identifying persons using biometric information which achieves improved accuracy by considering multiple degrees of uniqueness, based solely on biometric data or on a combination of biometric data and one or more unique attributes.
• Another object of the present invention is to provide a system and method of the aforementioned type which is sufficiently flexible to perform personal identification confirmation based on virtually any type of biometric.
• Another object of the present invention is to provide a computer-readable medium containing an application program which controls a processing system to automatically perform identification confirmation in any of the aforementioned ways.
• These and other objects and advantages of the present invention are achieved by providing an identification method which includes detecting a distorted biometric for input into an identification system, comparing the distorted biometric to one or more distortion patterns, and determining an identity of the person based on results of the comparison. The biometric may be an eye pattern, a fingerprint or palm print, a voice print, a handwriting sample, a DNA sample, a facial image, or any other type of characteristic or behavioral attribute of a person. The biometric may be distorted in any one of a variety of ways for comparison to previously enrolled biometrics which have been distorted using the same or similar element.
• The present invention also provides an identification system which includes a detector that captures a distorted biometric of a person and a processor which compares the distorted biometric to one or more distortion patterns and determines an identity of the person based on results of the comparison. The biometric may be an eye pattern, a fingerprint or palm print, a voice print, a handwriting sample, a DNA sample, a facial image, or any other type of characteristic or behavioral attribute of a person. The biometric may be distorted in any one of a variety of ways for comparison to previously enrolled biometrics which have been distorted using the same or similar element.
• The present invention is also a computer-readable medium which includes a program for performing an identification function. The program includes a first code section for comparing a signal indicative of a combination of two or more unique identity attributes to one or more identity patterns, at least one of the unique identity attributes corresponding to a biometric of a person, and a second code section for determining an identity of a person based on results of the comparison.
• By distorting the biometric before it is input into the system, the present invention ensures that system security cannot be breached by theft of the biometric itself. The distortion element therefore in effect serves as a key which when combined with the biometric provides two degrees of uniqueness which must be satisfied before a positive identification result can be confirmed. Moreover, if the distorted biometric of a person is ever lost or stolen, the present invention can easily re-enroll biometrics into the system or switch to a different previously enrolled biometric altered using a different unique distortion element. Additional embodiments contemplated combining three or more degrees of uniqueness for providing an even greater level of security.
BRIEF DESCRIPTION OF THE DRAWINGS
• FIG. 1 is a diagram showing a biometric identification system in accordance with one embodiment of the present invention.
• FIG. 2 is a diagram showing steps included in a biometric identification method in accordance with one embodiment of the present invention.
• FIG. 3(a) is a diagram showing an identification system which operates based on a first type of distorted eye pattern in accordance with one embodiment of the present invention,FIG. 3(b) is a diagram of the first eye pattern which may be subject to distortion by the present invention,FIG. 3(c) is a diagram showing an identification system which operates based on a second type of distorted eye pattern in accordance with the present invention, andFIG. 3(d) is a diagram of the second eye pattern which may be subject to distortion by the present invention.
• FIG. 4(a) is a diagram showing another identification system which operates based on a distorted eye pattern in accordance with one embodiment of the present invention, andFIG. 4(b) is a diagram of a spectrum signal corresponding to the distorted eye pattern which is compared with enrolled distorted eye patterns during identification.
• FIG. 5(a) is a diagram showing an identification system which operates based on a distorted fingerprint pattern in accordance with one embodiment of the present invention,FIG. 5(b) shows a fingerpiece containing a first type of mask pattern which may be used to generate the distorted fingerprint pattern,FIG. 5(c) is a diagram of a spectrum signal corresponding to the distorted fingerprint pattern,FIG. 5(d) shows a second type of mask pattern that may be used to generate a distorted fingerprint pattern in accordance with the present invention,FIG. 5(e) shows a third type of mask pattern that may be used to generate a distorted fingerprint pattern in accordance with the present invention, andFIG. 5(f) shows a fourth type of mask pattern that may be used to generate a distorted fingerprint pattern in accordance with the present invention.
• FIG. 6 is a diagram showing an identification system which operates based on a distorted fingerprint pattern in accordance with another embodiment of the present invention.
• FIG. 7(a) is a diagram showing an identification system which operates based on a distorted voice sample in accordance with one embodiment of the present invention, andFIG. 7(b) shows a voice print that may be distorted in accordance with the present invention.
• FIG. 8(a) is a diagram showing an identification system which operates based on a distorted facial image in accordance with one embodiment of the present invention, andFIG. 8(b) shows an example of how a distorted image may be compared to stored distorted images by the system of the present invention for returning a positive or negative identification.
• FIG. 9(a) is a diagram showing an identification system which operates based on a distorted DNA sample in accordance with one embodiment of the present invention, andFIG. 9(b) shows one way in which the distorted DNA sample may be generated.
• FIG. 10(a) is a diagram showing an identification system which operates based on a distorted handwriting sample in accordance with one embodiment of the present invention, andFIG. 10(b) is a diagram showing one type of distorted handwriting sample that may be subject to recognition by the present invention.
• FIG. 11 is a diagram showing a biometric identification system in accordance with another embodiment of the present invention.
DESCRIPTION OF THE PREFERRED EMBODIMENTS
• The present invention is a system and method for identifying a person based on biometric data which has been encoded or otherwise uniquely modified for the purpose of preventing fraud and enhancing security. The present invention is also a system and method for identifying a person based on the combination of two or more unique identity attributes, at least one of which is a biometric which is either coupled with or modified by the second attribute. The present invention is also computer-readable medium storing a program that implements one or more of the methods described herein. Whether taken collectively or individually, the embodiments of the present invention combine multiple degrees of uniqueness to provide a greater degree of security and resistance to fraud than other systems which have been proposed.
• FIG. 1 shows an identification system according to one embodiment of the present invention. This system includes adistortion element1, aninput unit2, anidentification decision unit3, a storage unit4, asystem management controller5, and anenrollment station6. These elements may be provided at separate locations and linked together by any number of wireline or wireless connections, or the elements may be combined to form a single integrated unit sized to fit a particular application. In this integrated form,element1 may be included within or adjacent the input unit. However, a more preferable alternative may be to allow this element to be carried by persons to be identified, much in the same way a key or employee identity badge is carried. In this latter case, the distortion element may be adapted to fit over and/or be removably coupled to the input unit, the element may be held by the user between the biometric source and the input unit, or may otherwise be situated.
• Structurally, the distortion element is selected to coincide with the type of biometric obtained from a person whose identity is to be determined, illustratively shown byreference numeral15. In embodiments of the invention discussed below, specific types of distortion elements are identified. While these embodiments are considered advantageous for a variety of applications, they are not to be limiting of the invention in any way. Rather, it is sufficient to acknowledge that the distortion element may be one capable of imposing any form of distortion on a biometric. This distortion includes but is not limited to non-linear distortion, various types of modulation, and/or one or more forms of encoding imposed mechanically, optically, electrically, or through mathematical or signal processing techniques.
• Irrespective of the type of distortion imposed, the purpose of the distortion element is to alter the form of the biometric as received from its source, so that the biometric as presented to the system decision unit is different from its original form. This ensures that inputting a person's biometric directly into the system will always result in failed recognition, which is beneficial from the standpoint of protecting the integrity of the host system from unauthorized breach as well as for a variety of other purposes.
• The input unit includes a detector for detecting or otherwise receiving the distorted biometric output from the distortion element. The input unit may be as small or large as necessary to be compatible with the host system. When the identification system is used for security access purposes, the input unit may be incorporated within a panel which optionally but preferably includes a display or indicator that provides information, instructions, and/or messages to each person presenting a modified biometric for identification. The particular input unit used depends on the type of modified biometric generated by the distortion element. Non-limiting examples are identified in embodiments which follow.
• The storage unit stores information for each person to be identified by the system. This information includes an identity pattern that corresponds to a distorted biometric obtained during an enrollment process and optionally but desirably one or more other forms of identifying data (e.g., PIN or other access number or password, social security number, driver's license number, address, citizenship, marital status, and/or other forms of personal information that may be used as an independent basis for identification). If desired, unit4 may store multiple identity patterns for each person, where each pattern is generated using a different distortion element. This provides a degree of flexibility to the system while simultaneously enhancing security. For example, a system manager or system software may change the distortion element to be used and thus the identity patterns to be searched, for example, on a periodic basis or when a breach of the host system has occurred.
• The storage unit may be a database included within or externally connected to the identification decision unit via a wireless or wireline communications link. Alternatively, the storage unit maybe a memory chip storing the identity patterns for each person presented for identification. This latter case is preferable when, for example, the system is formed as an integrated unit. Those skilled in the art can appreciate that other forms of storage devices may be used to store the identity patterns in accordance with the present invention.
• The identification decision unit compares the distorted biometric received from the input unit with one or more identity patterns in the storage unit. The comparison function is performed by aprocessor7 under control of an application program stored in amemory8. The type of comparison performed depends on the type of distorted biometric received. The comparison may, for example, involve a spectrum signal analysis or a pattern recognition analysis performed using a neural network, statistical model, or other type of signal processing technique. Examples of comparison algorithms are discussed in embodiments which follow. As an added measure of security, the identification decision unit may be protected by a firewall and an interface unit9 may be included for transmitting or receiving data, instructions, or other information from the system management controller.
• The enrollment station captures new distorted biometrics for persons who are already registered in the system and for persons to be added. The enrollment station includes a distortion element11 for distorting biometric as received from its source and adetector12 for receiving the distorted biometric. In order for positive identification to occur, a person must at a minimum present the same biometric using the same distortion element as was presented during enrollment, e.g., the same type of distortion must be performed byelements1 and11 on the same biometric. The identification system of the present invention thus may be said to require at least two unique identity attributes to be presented in proper combination in order for a positive identification to occur, where the first and second unique attributes correspond to the biometric and the specific type of distortion imposed on the biometric. While the enrollment station is depicted to be separate fromdetector2, those skilled in the art can appreciate that enrollment may also be performed by this detector.
• The system management controller generates new identity patterns from the distorted biometrics obtained from the enrollment station. These patterns are then forwarded to the storage unit. The controller also performs a number of other management functions. For example, when multiple identity patterns (e.g., distorted biometrics) are stored for each person, the controller may specify which distorted biometric type is to be used by the decision unit for identification.
• To illustrate, consider the case where each person has enrolled two distorted biometrics into the system. The biometrics may differ based on the use of different distortion elements for the same biometric, use of the same distortion element for different biometrics, or different distortion elements for different biometrics. The system management controller may control which type of distorted biometric may be used on any given day or under any given set of circumstances for identification. For example, an eye retina scan through a first nonlinear distortion element may be system active one day and an eye retina scan through a second nonlinear distortion element may be system active on another day. A positive identification will only result by inputting the correct distorted biometric into the system. The system controller manages which distorted biometric will be active based on direct input from a system administrator or based on instructions which have been programmed into the processor control software, e.g., on a periodic basis, in the event that a host system breach has occurred, etc.
• In addition to these functions, the system controller maybe used to edit and/or delete identity patterns or other identification information in the storage unit. Also, this controller may control the input unit in terms of when it is active and what messages, information, or other data is to be displayed. If multiple detectors are included in the input unit, the control may also designate which detector is to be activated.
• FIG. 2 shows steps included in one embodiment of an identification method of the present invention, which may be performed using the system shown inFIG. 1. An initial step of this method includes generating a distorted biometric of a person. (Block20). The distorted biometric is generated using a distortion element which is selected to be compatible with the biometric. For example, if the biometric is an eye pattern, a nonlinear distortion lens may be used as the distortion element. If the biometric is a fingerprint, the distortion element may include a filter which modulates a surface wave using the fingerprint. Other types of distortion elements or forms of distortion may also be used.
• A second step includes inputting the distorted biometric into the input unit of the identification system. (Block21). This may be accomplished in a variety of ways depending on the type of biometric and/or the type of distortion element imposed on the biometric. For example, in the case where the biometric is an eye pattern (e.g., retina or iris) and the distortion element is a lens having a non-linear refractive pattern, the distorted eye pattern as viewed through the lens may be captured by a detector (e.g., scanner, camera, CCD array, or other imaging system) included in the input unit of the identification system. The detector converts the captured pattern into an electrical spectrum signal for comparison by the decision unit. In the case where the biometric is a voice sample and the distortion element is a voice scrambler, the distorted voice pattern would be converted into an electrical spectrum signal by a microphone in the input unit of the system. The signal would then be input into the decision unit for analysis. Other examples of how a distorted biometric may be captured, detected, or otherwise input into the system are discussed in the specific embodiments which follow.
• A third step includes comparing the distorted biometric signal received from the input unit to one or more identity patterns stored in the storage unit. (Block22). This step is performed bydecision unit3, which searches the distorted biometrics in the stored identity patterns previously enrolled. As previously indicated, the comparison performed depends on the specific type of distorted biometric received. This may involve, for example, various forms of spectrum or pattern analyses. Specific embodiments are discussed below.
• A fourth step includes determining an identity of the person who input the distorted biometric into the system. (Block23). The identity is determined based on results obtained from the comparison performed by the decision unit. If the distorted biometric signal matches one of the identity patterns, then the identity of the person may be determined from the personal information stored in that person's electronic file. Under ideal circumstances, the processor search would result in only one match for each authorized person. However, because of inconsistencies and other adverse influences, it is possible that multiple matches are found. In this case, the processor may be programmed to conclude that there is no match because of an ambiguity. Conversely, the processor may programmed to conclude that for purposes of the host system, any match is sufficient and therefore multiple matches result in an acknowledgment that the person is a person recognized by the system. If no match is produced from the processor search, the system may conclude that the person is an unidentified person and action may be taken accordingly.
• A fifth step includes generating a signal indicating whether the person who input the distorted biometric into the system has been identified or not. (Block25). If the person has been identified, the processor generates an acknowledgment signal which may be used, for example, to grant the person access to a restricted area, system, or other item. The acknowledgment signal may also cause the input unit to display a predetermined message indicating that the person has been identified and that access will now be granted. If the person has not been identified, a non-acknowledgment signal may be generated for the purpose of denying access to the person and/or to generate a message indicating the same.
• FIG. 3(a) shows an identification system adapted to receive an altered biometric in the form of a distorted eye pattern in accordance with one embodiment of the present invention. The eye pattern (e.g., iris, retina) is distorted by alens26 havingdiffraction grating27 formed thereon through application of a voltage signal fromcontrol unit28. The diffraction pattern alters the eye pattern from its original pattern, and the resulting image is captured by a detector, which, for example, may be a CCD array. The resulting image signal is then input into the remaining elements of the system shown inFIG. 1.
• The identification decision unit identifies the eye pattern contained in the image signal and the compares the pattern to one or more enrolled eye pattern images stored in the database. Eye pattern recognition may be performed using any known technique, a non-limiting example of which is disclosed in the article entitledHow Iris Recognition Works,University of Cambridge, The Computer Laboratory, by John Daugman and which is accessible at www.CL.cam.ac.uk/users/jgd1000/. Techniques for performing eye pattern image comparison are also well known, any one of which may be used in accordance with the present invention. An example includes the one disclosed inIris Matching Engine, and Search Speedwhich may be found at www.cl.cam.ac.uk./users/jgd1000/search.html.FIG. 3(b) shows a sample iris pattern not unlike one which may be captured bydetector2 in the identification system of the present invention.
• FIG. 3(c) shows a variation where the diffraction grating is incorporated within anoptical element29 separate from a collimatinglens30. In this embodiment, the diffraction grating provides the distortion of the eye pattern captured bycamera2. An image signal corresponding to this distorted pattern is then input into the identification decision unit. While a diffraction grating is specifically shown behindlens30 along the optical path, those skilled in the art can appreciate thatoptical element29 maybe located in front of this lens. Also, instead of a diffraction grating,element29 may be any one of a number of polarizers, polarization converters, light modulators, scatterers, refractors, or other optical elements which taken alone or in combination are capable of altering an eye pattern in a predetermined way.FIG. 3(d) shows an image of a retina scan that may be distorted, captured, and then compared in accordance with the present invention.
• FIG. 4(a) shows an identification system adapted to receive an altered biometric in the form of a distorted eye pattern in accordance with another embodiment of the present invention. The eye pattern (e.g., iris, retina) is distorted by alens31 having nonlinear distortion optics, which refracts the eye pattern in a way which alters its original pattern. An image of the distorted eye pattern is captured by a detector (e.g., a CCD array) and transformed into an image signal. This signal is then analyzed inunit32 to derive a spectrum signal which is input into the remaining elements of the system shown inFIG. 1. Spectrum signals of this type and the manner in which they are generated is well known in the art. Examples of techniques for generating eye spectrum signals include but are not limited to those described in:Scanning Laser Doppler Flowmetry: Principle and Technique,pages by Gerhard Zinser, taken from the textCurrent Concepts on Ocular Blood Flow in Glaucoma,pages 197-204, Kugler Publications (1999) and the website www.dgp.toronto.edu/˜karan/courses/csc418/fall_—2002/notes/colour.html. The lens may be incorporated within an eyepiece carried by the person.
• FIG. 4(b) shows an example of a signal generated by the spectrum analyzer for a distorted eye pattern. This signal includes peaks which vary based on the predetermined distortion imposed bylens31 coupled with the person's original eye pattern. The peaks may correspond, for example, to light and opaque or different color portions of the detected pattern plotted against a time or spatial coordinate. If desired, a three-dimensional spectrum signal may be generated for the distorted eye pattern. Once this signal has been acquired, it is compared to spectrum signals corresponding to the identity patterns stored in the database to determine whether a match exists. A positive or negative confirmation of identification is then made based on the results. If desired,non-linear distortion lens31 may be replaced by any of the optical arrangements previously discussed in connection withFIG. 3(c).
• FIG. 5(a) shows an identification system adapted to receive a distorted biometric in the form of an altered fingerprint in accordance with the present invention. The fingerprint is altered using afingerpiece40 having awindow41 which includes a predetermined mask pattern. The mask pattern may include any one of a number of geometric or random patterns, numbers, characters, symbols, or other indicia provided the pattern can be uniquely detected along with at least an identifiable portion of the fingerprint.
• To allow adequate reading of the fingerprint, the mask is preferably made of a thin-film, flexible, transparent material. The pattern of the mask can be formed by imprinted opaque lines made sufficiently thin or small to allow the fingerprint to still be read through the mask. Lines of this type may be formed, for example, using known screen-printing or thin-film patterning techniques. To steady the mask, the supporting portions of the fingerpiece may be made of a rigid material such as plastic, metal, etc.
• FIG. 5(b) is provided to show an example of amask pattern44 that might be included in accordance with the present invention. Using this mask, the fingerprint is encoded (or “signed”) with a unique pattern or insignia that may be read byfingerprint scanner42 for purposes of confirming a person's identity. The scanner may be an optical scanner, an ultrasonic scanner, or any other type of fingerprint reader known. A piezoelectric fingerprint reader of the type disclosed in co-pending U.S. patent application Ser. No. ______ (Attorney Docket No. IQB-0020) may also be used.
• Once an image of the masked fingerprint is obtained,processor7 performs a two-step analysis. First, the image is analyzed using a pattern recognition algorithm to determine whether the mask pattern is present in the image. InFIG. 5(b), the mask pattern is shown to be a cross-hatched pattern. If the mask pattern is found, the processor next recognizes the fingerprint pattern (which is still perceivable by the detector because of the thinness of the mask pattern lines) and then compares this pattern to fingerprint images (identity patterns) previously scanned into the database during enrollment using the same mask. (SeeFIG. 5(c)). This pattern analysis is performed using known techniques, and a positive or negative identification result is returned based on the results.
• In a variation of the foregoing embodiment, the mask pattern may intentionally obscure selected portions of the fingerprint. The distorted print is then input into the system for subsequent pattern recognition. This variation therefore contemplates recognition of the unobscured portions of the fingerprint which may be sufficiently distinct to allow recognition to occur.FIG. 5(d) shows an example of this embodiment where a fingerpiece45 including apattern46 is used to mask fingerprint47 when captured by a fingerprint scanner.Pattern46 includes thick lines which obscure areas surrounding a center region of the fingerprint. Research has shown that a very small percentage of the population (e.g., 1%) has a so-called “whirl” fingerprint, i.e., a fingerprint where the innermost lines form acircle48. By not obscuring the center region of the print, a whirl can be detected usingmask pattern46 for purposes of accurate identification. Other very unique fingerprint patterns are exist and mask patterns may be made to allow these patterns to be perceptible to a fingerprint detector. This and other embodiments described herein maybe applied to recognizing distorted palm or thumb print biometrics.
• FIG. 5(e) shows another type ofmask pattern50 that may be incorporated into a fingerpiece in accordance with the present invention. This mask pattern leaves aspace51 wherein a predominant portion of afingerprint52 may be viewed, with the pattern itself being defined around a peripheral portion of this space.
• FIG. 5(f) shows another type of mask pattern55 that may be incorporated into a fingerpiece in accordance with the present invention. This mask pattern includes an insignia comprising one or more letters or numbers forming an identifiable pattern that can be recognized by pattern recognition software connected to the detector. In this embodiment, the insignia is the name of a company IQ Biometrix which is located at a position which does not substantially obscure the predominant portion of afingerprint56.
• FIG. 6 shows a portion of an identification system in accordance with another embodiment of the present invention. Like the foregoing embodiment, this system is adapted to receive a distorted biometric in the form of an altered fingerprint. However, the fingerprint is detected by afingerprint reader60 which is adapted to receive a sheet61 containing amask pattern62. The sheet is preferably made of a thin film of transparent material and the mask pattern may be any of those previously discussed herein. For illustrative purposes, the mask is shown as including a cross-hatched pattern. To accommodate the mask, the housing of the reader may include ahole63 through which the mask is adapted to slide into position over a sensing surface. Alternatively, the top of the reader may be swing open by hinges to allow the mask to be put into place, preferably with the assistance of guide members on the housing of the reader.
• In operation, a person to be identified places his finger onto the reader containing the mask. The reader may be any type previously mentioned, e.g., optical, ultrasonic, capacitive, piezoelectric, etc. The reader reads the fingerprint through the mask and generates an-image signal, which is either directly compared to one or more enrolled images or converted into a spectrum signal for comparison to one or more enrolled spectrums. A positive or negative identification result is returned based on results of the comparison. Fingerprint recognition and comparison may be performed in accordance with any one of a variety of known techniques. Examples are disclosed inIntelligent Biometric Techniques in Fingerprint and Face Recognition,CRC Press International Series on Computational Intelligence, (1999) by L. C. Jain et al.
• FIG. 7(a) shows an identification system which receives a distorted biometric in the form of an altered voice in accordance with the present invention. This system includes adistortion element62, an input unit in the form of amicrophone65, and avoice analyzer66, an output of which is connected either directly or indirectly to the identification decision unit shown inFIG. 1. The distortion element may be any one of a variety of known voice modulators, filters, scramblers, or encoders which alter characteristics of speech in a predetermined way. The input unit includes amicrophone65 for converting the altered voice output from the distortion element into an electrical signal. This signal is then converted into a distorted voice spectrum signal byvoice analyzer66 for comparison to enrolled voice spectrum signals byprocessor7.FIG. 7(b) shows an example of a voice spectrum signal which may be subject to distortion and comparison for purposes of identifying a person in accordance with the present invention.
• FIG. 8(a) shows an identification system which receives a distorted biometric in the form of an altered facial image in accordance with the present invention. The system includes adistortion element70,input unit2 which includes a camera, CCD array, or other imaging device, and animage recognition unit71. The distortion element alters the image of a person's face in predetermined manner prior to input into the system. This may be accomplished using a screen or mask pattern containing, for example, a diffraction or refraction pattern, a non-linear optical distortion pattern (e.g., one containing moire fringes), a symbol or insignia, or any of the other types of mask patterns previously discussed. In operation, the camera converts the altered face detected through the distortion element into an image signal.Unit71 isolates the altered face in the image signal and then performs facial recognition to derive a normalized image of the distorted face. This image is then compared with enrolled images byprocessor7 until a positive or negative result of obtained.
• The facial recognition performed byunit71 may be any one of a variety of techniques. Examples include but are not limited to eigenspace projection, statistical modeling, neural network analysis, or others such as disclosed inIntelligent Biometric Techniques in Fingerprint and Face Recognition,CRC Press International Series on Computational Intelligence, (1999) by L. C. Jain et al and the articleAn Automated System for Detection, Recognition&Coding of Facesby MIT Media Laboratory, Vision and Modeling Group, which is accessible at www-white.media.mit.edu/vismod/domos/facerec/system.html.FIG. 8(b) shows example of image matching performed byprocessor7 using an eigenspace protection technique. In this example, distortedfacial image75 is output from the image recognition unit and compared with enrolled distortedfacial images76,77, and78 to determine a match.
• FIG. 9(a) shows an identification system which receives a distorted biometric in the form of an altered DNA sample in accordance with the present invention. This system includes aninput unit2 which includes a camera that captures an image of or otherwise reads a person's DNA pattern85 which has been distorted or otherwise modified in a predetermined way. This image is then compared byprocessor7 to other enrolled images using known pattern recognition techniques and a positive or negative identification result is returned. Many techniques are known for obtaining DNA samples, see, e.g., the articleCornell Nano-Researchers Create Component for a ‘lab on a chip’ that cuts DNA separation from a day to a matter of minutes,Cornell News, May 15, 2000. A distorted DNA sample may be generated in accordance with the present invention using any of these techniques.
• FIG. 9(b) shows an example of how a modified DNA sample may be prepared in accordance with the present invention. First, a photograph or other medium bearing a person's DNA sequence80 is made. A mask81 containing one or more apertures82 is then used to isolate predetermined bands of the DNA sequence which corresponds to and preferably uniquely identifies the person. Different masks may be used for different persons to ensure uniqueness to the system. A second photograph or medium is then made of the masked DNA sequence85, which medium is preferably incorporated into a card, badge or other personal carrier. In operation, the person holds the carrier next to the camera, the masked pattern is detected, and the person's identification confirmed.
• FIG. 10(a) shows an identification system which receives a distorted biometric in the form of an altered handwriting sample in accordance with the present invention. This system includes aninput unit2 which includes a camera for capturing an image of ahandwriting sample90 through adistortion element92. A handwriting/pattern recognition engine93 is then used to recognize the distorted handwriting sample output fromelement92. The handwriting sample may be a signature on a driver's license, employee card, or any other sample. The distortion element may be a non-linear distortion lens or any of the other types of masks described herein.
• FIG. 10(b) shows one type ofmask95 which may be used to distort the handwriting sample. The mask is a clear plastic film which is included in aleather card holder96 containing a card on which asignature97 is written. The film includes aserial number98 so that when viewed by the camera the combined image includes the serial number superimposed over the handwriting sample. The recognition engine may therefore perform two steps. First, the engine recognizes the serial number on the mask. Second, the engine recognizes the person's handwriting sample.Processor7 then compares this information to identity patterns in the database and returns a positive or negative confirmation result. Handwriting and serial number recognition may be performed using any one of a variety of known techniques.
• FIG. 11 is a conceptual drawing showing another embodiment of a system for identifying a person in accordance with the present invention. This system may include the same elements as shown inFIG. 1, e.g., access control device100 may include or correspond to inputunit2 and an identifying authority102 may include or correspond toidentification decision unit3 and database4. However, unlikeFIG. 1, instead of one distorted biometric multiple distorted biometrics are input into the system.
• The multiple biometrics may include any of those previously discussed. For example, a first unique attribute may be an eye pattern distorted by a second unique attribute in the form of a non-linear distortion lens. A third unique attribute may be a fingerprint distorted by a fourth unique attribute in the form of a mask. These attributes may be input sequentially into the system and compared to enrolled information for returning a positive or negative identification result.
• One variation involves combining multiple unique identities prior to input into the system. For example, referring toFIG. 11,unique attribute1 may be an eye pattern which is distorted by aunique attribute2 in the form of a non-linear distortion lens. The lens may also include in a non-distorted portion aunique attribute3 in the form of a serial number. The output of the non-linear distortion lens therefore corresponds to a combined biometric105 having three degrees of uniqueness, i.e., the undistorted eye pattern, the distorted image of the eye pattern output from the lens, and the serial number which can also be seen in the lens output. Once formed, the combined biometric is detected by a camera in the access control device and compared to identity patterns previously been enrolled using the same non-linear distortion lens and serial number. A positive or negative identification result is returned based on a result of the comparison.
• In any of the aforementioned embodiments, one of the unique attributes may be a personal identification number (PIN) or password. This number may be combined with or entered separately or sequentially with the distorted biometric at, for example, a keypad at the input unit. The use of a PIN or password will provide an additional basis for identifying a person.
• Another embodiment of the present invention includes a computer-readable medium storing a program which automatically performs the processing functions or steps of the methods previously described. This computer-readable medium may be a hard drive, a compact disk, a floppy disk, a memory chip, a flash memory, or any other type of medium capable of storing digital information. The processor that executes the program preferably performs the functions ofdecision unit3 shown inFIG. 1. This processor may be incorporated into a desktop or portable computer (e.g., laptop, notebook, personal digital assistant (PDA), web-enabled phone, computer tablet), the control panel or input device of an access control system, or any other electronic system where identification, access control, or security is required.
• Other modifications and variations to the invention will be apparent to those skilled in the art from the foregoing disclosure. Thus, while only certain embodiments of the invention have been specifically described herein, it will be apparent that numerous modifications may be made thereto without departing from the spirit and scope of the invention.

Claims (89)

1. An identification method, comprising:

detecting a distorted biometric for input into an identification system;

comparing the distorted biometric to one or more distortion patterns; and

determining an identity of the person based on results of said comparison.

2. The method ofclaim 1, wherein the biometric is an eye pattern.

3. The method ofclaim 2, wherein the detecting step includes:

detecting the eye pattern through a distortion element which generates the distorted biometric.

4. The method ofclaim 3, wherein the distortion element includes a lens having a non-linear optical pattern.

5. The method ofclaim 3, wherein the distortion element includes a diffraction grating which modulates the eye pattern to generate the distorted biometric.

6. The method ofclaim 5, wherein the diffraction grating is electronically generated adjacent to or within a lens.

7. The method ofclaim 3, wherein the detecting step includes:

acquiring the distorted biometric using an imaging system.

8. The method ofclaim 1, wherein the biometric is a fingerprint.

9. The method ofclaim 8, wherein the detecting step includes:

receiving a signal output from a distortion element which distorts the fingerprint.

10. The method ofclaim 9, wherein the distortion element includes a mask pattern.

11. The method ofclaim 10, wherein the mask pattern is superimposed over at least a portion of the fingerprint.

12. The method ofclaim 10, wherein the mask pattern does not obscure the fingerprint.

13. The method ofclaim 10, wherein the mask pattern is included in a window of a fingerpiece which fits over the person's finger.

14. The method ofclaim 10, wherein the mask patter is included on a medium placed over a fingerprint reader.

15. The method ofclaim 1, wherein the biometric is a palm print.

16. The method ofclaim 1, wherein the biometric is a voice of the person.

17. The method ofclaim 16, wherein the detecting step includes:

receiving a signal from a voice distortion unit which imposes a predetermined form of distortion on the voice of the person to generate the distorted biometric.

18. The method ofclaim 1, wherein the biometric is a handwriting sample.

19. The method ofclaim 17, wherein the detecting step includes:

receiving a signal from a reader which includes a mask pattern for distorting the handwriting sample.

20. The method ofclaim 1, wherein the biometric is a facial pattern.

21. The method ofclaim 20, wherein the detecting step includes:

detecting the facial pattern through a distortion element which generates the distorted biometric.

22. The method ofclaim 21, wherein the distortion element includes a lens having a non-linear optical pattern.

23. The method ofclaim 21, wherein the detecting step includes:

acquiring the distorted facial pattern using an imaging system.

24. The method ofclaim 21, wherein the distortion element includes a lens which distorts the facial pattern.

25. The method ofclaim 1, wherein the biometric is a DNA sample.

26. The method ofclaim 25, wherein the detecting step includes:

receiving an image of the DNA sample produced by a mask pattern.

27. The method ofclaim 1, wherein each of the distortion patterns corresponds to a distorted biometric of a respective one of a plurality of persons having a known identity.

28. The method ofclaim 27, wherein the distortion patterns are stored in a database.

29. The method ofclaim 27, wherein the distortion patterns are stored in a memory chip.

30. The method ofclaim 1, wherein the determining step includes:

determining the person has an unknown identity if no match results from the comparison.

31. The method ofclaim 1, wherein the distorted biometric is generated using a unique distortion element.

32. The method ofclaim 31, wherein the biometric is an eye pattern and the unique distortion element is a lens which distorts the eye pattern.

33. The method ofclaim 33, wherein the lens is included in an eyepiece carried by the person.

34. The method ofclaim 31, the biometric is a voice and the unique distortion element is a voice scrambler carried by the user.

35. An identification system, comprising:

a detector which captures a distorted biometric of a person; and

a processor which compares the distorted biometric to one or more distortion patterns and determines an identity of the person based on results of the comparison.

36. The system ofclaim 35, further comprising:

a distortion element which generates the distorted biometric of the person.

37. The system ofclaim 36, wherein the biometric is an eye pattern.

38. The system ofclaim 37, wherein the distortion element includes:

a lens having a non-linear optical pattern which generates a distortion of the eye pattern.

39. The system ofclaim 38, wherein the lens is included in an eyepiece carried by the person.

40. The system ofclaim 38, wherein the distortion element includes:

a diffraction grating which modulates the eye pattern to generate the distorted biometric.

41. The system ofclaim 40, wherein the diffraction grating is electronically generated adjacent to or within a lens.

42. The system ofclaim 38, further comprising:

a camera which captures the distorted eye pattern output from the distortion element.

43. The system ofclaim 36, wherein the biometric is a fingerprint.

44. The system ofclaim 43, wherein the distortion element includes:

a mask worn over the finger, said mask including a window which distorts the fingerprint to generate the distorted biometric.

45. The system ofclaim 36, wherein the biometric is a palm print.

46. The system ofclaim 36, wherein the biometric is a voice of the person.

47. The system ofclaim 46, wherein the distortion element includes:

a modulator which modulates a frequency signal with a voice signal from the person to generate the distorted biometric.

48. The system ofclaim 36, wherein the biometric is a handwriting sample.

49. The system ofclaim 48, wherein the distortion element includes:

a mask which distorts the handwriting sample.

50. The system ofclaim 36, wherein the biometric is a facial pattern.

51. The system ofclaim 50, wherein the distortion element includes:

a lens which generates a distorted image of the facial pattern.

52. The system ofclaim 36, wherein the biometric is a DNA sample.

53. The system ofclaim 52, wherein the distortion element includes:

a mask which isolates predetermined portions of the DNA sample to generate the distorted biometric.

54. The system ofclaim 36, wherein the distortion element has a non-linear distortion pattern.

55. The system ofclaim 35, wherein each of the distortion patterns corresponds to a distorted biometric of a respective one of a plurality of persons having a known identity.

56. The system ofclaim 55, further comprising:

a database for storing the distortion patterns.

57. The system ofclaim 55, further comprising:

a memory chip which stores the distortion patterns.

58. An identification method, comprising:

receiving a signal indicative of a combination of two or more unique identity attributes, at least one of the unique identity attributes corresponding to a biometric of a person;

comparing the signal to one or more identity patterns; and

determining an identity of a person based on results of said comparison.

59. The method ofclaim 58, wherein another one of the unique identity attributes is a predetermined distortion pattern, said signal indicative of a distortion of the biometric using the predetermined distortion pattern.

60. The method ofclaim 59, wherein the predetermined distortion pattern includes a non-linear distortion pattern.

61. The method ofclaim 58, wherein another one of the unique identity attributes is another biometric of the person, said signal indicative of a combination of the two biometrics.

62. The method ofclaim 58, wherein the biometric is one of an eye pattern, a fingerprint, a palm print, a voice, a handwriting sample, a face, and a DNA sample.

63. The method ofclaim 58, wherein said one or more identity patterns are stored in a database.

64. The method ofclaim 58, wherein said one or more identity patterns are stored in a memory chip.

65. The method ofclaim 58, wherein the determining step includes:

determining that the person is an unidentified person if no match occurs in the comparing step.

66. An identification system, comprising:

a receiver which receives a signal indicative of a combination of two or more unique identity attributes, at least one of the unique identity attributes corresponding to a biometric of a person; and

a processor which compares the signal to one or more identity patterns and determines an identity of a person based on results of said comparison.

67. The system ofclaim 66, wherein another one of the unique identity attributes is a predetermined distortion pattern, said signal indicative of a distortion of the biometric using the predetermined distortion pattern.

68. The system ofclaim 67, wherein the predetermined distortion pattern includes a non-linear distortion pattern.

69. The system ofclaim 66, wherein another one of the unique identity attributes is another biometric of the person, said signal indicative of a combination of the two biometrics.

70. The system ofclaim 66, wherein the biometric is one of an eye pattern, a fingerprint, a palm print, a voice, a handwriting sample, a face, and a DNA sample.

71. The system ofclaim 66, further comprising:

a database for storing said one or more identity patterns.

72. The system ofclaim 66, further comprising:

a memory chip which stores said one or more identity patterns.

73. The system ofclaim 66, wherein the processor determines that the person is an unidentified person if no match occurs in the comparing step.

74. The system ofclaim 66, further comprising:

a distortion pattern serving as another one of said unique identity elements.

75. The system ofclaim 74, wherein the distortion pattern includes a non-linear distortion pattern.

76. The system ofclaim 74, wherein said signal is indicative of distortion of the biometric using the distortion pattern.

77. A computer-readable medium including a program for performing an identification function, said program comprising:

a first code section for comparing a signal indicative of a combination of two or more unique identity attributes to one or more identity patterns, at least one of the unique identity attributes corresponding to a biometric of a person; and

a second code section for determining an identity of a person based on results of said comparison.

78. The computer-readable medium ofclaim 77, wherein another one of the unique identity attributes is a predetermined distortion pattern, said signal indicative of a distortion of the biometric using the predetermined distortion pattern.

79. The computer-readable medium ofclaim 78, wherein the predetermined distortion pattern includes a non-linear distortion pattern.

80. The computer-readable medium ofclaim 77, wherein another one of the unique identity attributes is another biometric of the person, said signal indicative of a combination of the two biometrics.

81. The computer-readable medium ofclaim 77, wherein the biometric is one of an eye pattern, a fingerprint, a palm print, a voice, a handwriting sample, a face, and a DNA sample.

82. The computer-readable medium ofclaim 77, wherein said one or more identity patterns are stored in a database.

83. The computer-readable medium ofclaim 77, wherein said one or more identity patterns are stored in a memory chip.

84. The computer-readable medium ofclaim 77, wherein the second code section determines that the person is an unidentified person if no match occurs in the comparing step.

85. The computer-readable medium ofclaim 77, wherein the medium is an optically readable medium.

86. The computer-readable medium ofclaim 77, wherein the medium is a magnetically readable medium.

87. The computer-readable medium ofclaim 77, wherein the medium is an integrated circuit chip.

88. A method for identifying a person, comprising:

generating an encoded biometric;

detecting the encoded biometric;

comparing the encoded biometric with a previously enrolled encoded biometric; and

determining an identity of a person based on a result of the comparison.

89. A system for identifying a person, comprising:

a detector which detects an encoded biometric; and

a processor which compares the encoded biometric with a previously enrolled encoded biometric and determining an identity of a person based on a result of the comparison.

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