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Well-ordering theorem

From Wikipedia, the free encyclopedia
Theorem that every set can be well-ordered
"Zermelo's theorem" redirects here. For Zermelo's theorem in game theory, seeZermelo's theorem (game theory).
Not to be confused withWell-ordering principle.

Inmathematics, thewell-ordering theorem, also known asZermelo's theorem, states that everyset can bewell-ordered. A setX iswell-ordered by astrict total order if every non-empty subset ofX has aleast element under the ordering. The well-ordering theorem together withZorn's lemma are the most important mathematical statements that are equivalent to theaxiom of choice (often called AC, see alsoAxiom of choice § Equivalents).[1][2]Ernst Zermelo introduced the axiom of choice as an "unobjectionable logical principle" to prove the well-ordering theorem.[3] One can conclude from the well-ordering theorem that every set is susceptible totransfinite induction, which is considered by mathematicians to be a powerful technique.[3] One famous consequence of the theorem is theBanach–Tarski paradox.

History

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Georg Cantor considered the well-ordering theorem to be a "fundamental principle of thought".[4] However, it is considered difficult or even impossible to visualize a well-ordering ofR{\displaystyle \mathbb {R} }, the set of allreal numbers; such a visualization would have to incorporate the axiom of choice.[5] In 1904,Gyula Kőnig claimed to have proven that such a well-ordering cannot exist. A few weeks later,Felix Hausdorff found a mistake in the proof.[6] It turned out, though, that infirst-order logic the well-ordering theorem is equivalent to the axiom of choice, in the sense that theZermelo–Fraenkel axioms with the axiom of choice included are sufficient to prove the well-ordering theorem, and conversely, the Zermelo–Fraenkel axioms without the axiom of choice but with the well-ordering theorem included are sufficient to prove the axiom of choice. (The same applies toZorn's lemma.) Insecond-order logic, however, the well-ordering theorem is strictly stronger than the axiom of choice: from the well-ordering theorem one may deduce the axiom of choice, but from the axiom of choice one cannot deduce the well-ordering theorem.[7]

There is a well-known joke about the three statements, and their relative amenability to intuition:

The axiom of choice is obviously true, the well-ordering principle obviously false, and who can tell aboutZorn's lemma?[8]

Proof from axiom of choice

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The well-ordering theorem follows from the axiom of choice as follows.[9]

Let the set we are trying to well-order beA{\displaystyle A}, and letf{\displaystyle f} be a choice function for the family of non-empty subsets ofA{\displaystyle A}. For everyordinalα{\displaystyle \alpha }, define an elementaα{\displaystyle a_{\alpha }} that is inA{\displaystyle A} by settingaα = f(A{aξξ<α}){\displaystyle a_{\alpha }\ =\ f(A\setminus \{a_{\xi }\mid \xi <\alpha \})} if this complementA{aξξ<α}{\displaystyle A\setminus \{a_{\xi }\mid \xi <\alpha \}} is nonempty, or leavesaα{\displaystyle a_{\alpha }} undefined if it is. That is,aα{\displaystyle a_{\alpha }} is chosen from the set of elements ofA{\displaystyle A} that have not yet been assigned a place in the ordering (or undefined if the entirety ofA{\displaystyle A} has been successfully enumerated). Then the order<{\displaystyle <} onA{\displaystyle A} defined byaα<aβ{\displaystyle a_{\alpha }<a_{\beta }} if and only ifα<β{\displaystyle \alpha <\beta } (in the usual well-order of the ordinals) is a well-order ofA{\displaystyle A} as desired, of order type{αaα is defined}{\displaystyle \{\alpha \mid a_{\alpha }{\text{ is defined}}\}} (in thevon Neumann representation).

Proof of axiom of choice

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The axiom of choice can be proven from the well-ordering theorem as follows.

To make a choice function for a collection of non-empty sets,E{\displaystyle E}, take the union of the sets inE{\displaystyle E} and call itX{\displaystyle X}. There exists a well-ordering ofX{\displaystyle X}; letR{\displaystyle R} be such an ordering. The function that to each setS{\displaystyle S} ofE{\displaystyle E} associates the smallest element ofS{\displaystyle S}, as ordered by (the restriction toS{\displaystyle S} of)R{\displaystyle R}, is a choice function for the collectionE{\displaystyle E}.

An essential point of this proof is that it involves only a single arbitrary choice, that ofR{\displaystyle R}; applying the well-ordering theorem to each memberS{\displaystyle S} ofE{\displaystyle E} separately would not work, since the theorem only asserts the existence of a well-ordering, and choosing for eachS{\displaystyle S} a well-ordering would require just as many choices as simply choosing an element from eachS{\displaystyle S}.

Notes

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  1. ^Kuczma, Marek (2009).An introduction to the theory of functional equations and inequalities. Berlin: Springer. p. 14.ISBN 978-3-7643-8748-8.
  2. ^Hazewinkel, Michiel (2001).Encyclopaedia of Mathematics: Supplement. Berlin: Springer. p. 458.ISBN 1-4020-0198-3.
  3. ^abThierry, Vialar (1945).Handbook of Mathematics. Norderstedt: Springer. p. 23.ISBN 978-2-95-519901-5.{{cite book}}:ISBN / Date incompatibility (help)
  4. ^Georg Cantor (1883), “Ueber unendliche, lineare Punktmannichfaltigkeiten”,Mathematische Annalen 21, pp. 545–591.
  5. ^Sheppard, Barnaby (2014).The Logic of Infinity. Cambridge University Press. p. 174.ISBN 978-1-1070-5831-6.
  6. ^Plotkin, J. M. (2005), "Introduction to "The Concept of Power in Set Theory"",Hausdorff on Ordered Sets, History of Mathematics, vol. 25, American Mathematical Society, pp. 23–30,ISBN 9780821890516
  7. ^Shapiro, Stewart (1991).Foundations Without Foundationalism: A Case for Second-Order Logic. New York: Oxford University Press.ISBN 0-19-853391-8.
  8. ^Krantz, Steven G. (2002), "The Axiom of Choice", in Krantz, Steven G. (ed.),Handbook of Logic and Proof Techniques for Computer Science, Birkhäuser Boston, pp. 121–126,doi:10.1007/978-1-4612-0115-1_9,ISBN 9781461201151
  9. ^Jech, Thomas (2002).Set Theory (Third Millennium ed.).Springer. p. 48.ISBN 978-3-540-44085-7.

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